Professional Documents
Culture Documents
Approach
Seventh Edition
Chapter 2
Application Layer
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Learning Objectives (1 of 7)
2.1 Principles of network applications
2.2 Web and HTTP
2.3 electronic mail
− SMTP, POP3, IMAP
2.4 DNS
2.5 P2P applications
2.6 video streaming and content distribution networks
2.7 socket programming with UDP and TCP
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Application Layer
our goals: • learn about protocols by
• conceptual, implementation examining popular
application-level protocols
aspectsa of network
application protocols – HTT P
– transport-layer service – FT P
models – SMTP / POP3 / IMAP
– client-server paradigm – DNS
– peer-to-peer paradigm • creating network
– content distribution applications
networks – socket API
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Some Network Apps
• e-mail • voice over IP (e.g., Skype)
• web • real-time video
conferencing
• text messaging
• social networking
• remote login
• search
• P2P file sharing
• …
• multi-user network games
• …
• streaming stored video
(YouTube, Hulu, Netflix)
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Creating a Network App
write programs that:
• run on (different) end systems
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Client-Server Architecture
server:
• always-on host
• permanent IP address
clients:
• communicate with server
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P2P Architecture
• no always-on server
• arbitrary end systems directly
communicate
• peers request service from other peers,
provide service in return to other peers
– self scalability – new peers bring
new service capacity, as well as new
service demands
• peers are intermittently connected and
change IP addresses
– complex management
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Processes Communicating
process: program running
clients, servers
within a host
• within same host, two client process: process that
initiates communication
processes communicate
using inter-process server process: process that
communication waits to be contacted
(defined by OS)
• aside: applications with P2P
• processes in different architectures have client
hosts communicate by processes & server
exchanging messages processes
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Sockets
• process sends/receives messages to/from its socket
• socket analogous to door
– sending process shoves message out door
– sending process relies on transport infrastructure on other side of door
to deliver message to socket at receiving process
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Addressing Processes
• to receive messages, process must • identifier includes both IP
have identifier address and port numbers
associated with process on host.
• host device has unique 32-bit IP
address • example port numbers:
– HTTP server: 80
• Q: does IP address of host on which
process runs suffice for identifying – mail server: 25
the process?
• to send HTTP message to
− A: no, many processes can be gaia.cs.umass.edu web server:
running on same host
– IP address: 128.119.245.12
– port number: 80
• more shortly…
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App-layer protocol defines
• types of messages open protocols:
exchanged,
• defined in RFCs
– e.g., request, response
• allows for
• message syntax:
interoperability
– what fields in messages
& how fields are • e.g., HTTP, SMTP
delineated
proprietary protocols:
• message semantics
• e.g., Skype
– meaning of information in
fields
• rules for when and how
processes send & respond to
messages
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What Transport Service Does An App
Need?
data integrity throughput
• some apps (e.g., file • some apps (e.g., multimedia)
transfer, web transactions) require minimum amount of
require 100% reliable data throughput to be “effective”
transfer
• other apps (“elastic apps”) make
• other apps (e.g., audio) can use of whatever throughput they
tolerate some loss get
timing security
• some apps (e.g., Internet • encryption, data integrity, …
telephony, interactive
games) require low delay to
be “effective”
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Transport Service Requirements: Common
Apps
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Internet Transport Protocols Services
TCP service: • connection-oriented: setup
required between client and
• reliable transport
server processes
between sending and
receiving process UDP service:
• flow control: sender • unreliable data transfer between
won’t overwhelm receiver sending and receiving process
• congestion control: • does not provide: reliability, flow
throttle sender when control, congestion control, timing,
network overloaded throughput guarantee, security, or
• does not provide: connection setup,
timing, minimum Q: why bother? Why is there a UDP?
throughput guarantee,
security
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Internet Apps: Application, Transport
Protocols
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Securing TCP
TCP & UDP SSL is at app layer
• no encryption • apps use SSL libraries, that “talk”
to TCP
• cleartext passwds sent into
socket traverse Internet in SSL socket A P I
cleartext
• cleartext passwords sent into
SS L socket traverse Internet encrypted
• provides encrypted TCP • see Chapter 8
connection
• data integrity
• end-point authentication
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Learning Objectives (2 of 7)
2.1 Principles of network applications
2.2 Web and HTTP
2.3 electronic mail
− SMTP, POP3, IMAP
2.4 DNS
2.5 P2P applications
2.6 video streaming and content distribution networks
2.7 socket programming with UDP and TCP
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Web and HTTP
First, a review…
• web page consists of objects
• object can be HTML file, JPEG image, Java applet, audio file,
…
• web page consists of base HTML-file which includes several
referenced objects
• each object is addressable by a URL, e.g.,
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HTTP Overview (1 of 2)
HTTP: hypertext transfer
protocol
• Web’s application layer
protocol
• client/server model
– client: browser that
requests, receives, (using
HTTP protocol) and
“displays” Web objects
– server: Web server sends
(using HTTP protocol)
objects in response to
requests
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HTTP Overview (2 of 2)
uses TCP: HTTP is “stateless”
• client initiates TCP connection • server maintains no information
(creates socket) to server, port about past client requests
80
aside
• server accepts TCP
connection from client protocols that maintain “state”
are complex!
• HTTP messages (application-
layer protocol messages) • past history (state) must be
exchanged between browser maintained
(HTTP client) and Web server • if server/client crashes, their
(HTTP server) views of “state” may be
• TCP connection closed inconsistent, must be
reconciled
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HTTP Connections
non-persistent HTTP persistent HTTP
• at most one object sent • multiple objects can be sent
over TCP connection over single TCP connection
– connection then between client, server
closed
• downloading multiple
objects required
multiple connections
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Non-Persistent HTTP (1 of 2)
suppose user enters URL:
www.someSchool.edu/someDepartment/home.index
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Non-Persistent HTTP (2 of 2)
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Non-Persistent HTTP: Response Time
RTT (definition): time for a small
packet to travel from client to
server and back
HTTP response time:
• one RTT to initiate TCP
connection
• one RTT for HTTP request and
first few bytes of HTTP response
to return
• file transmission time
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Persistent HTTP
non-persistent HTTP issues: persistent HTTP:
• requires 2 RTT s per object • server leaves connection open after
• OS overhead for each TCP sending response
connection • subsequent HTTP messages
• browsers often open parallel between same client/server sent
over open connection
TCP connections to fetch
referenced objects • client sends requests as soon as it
encounters a referenced object
• as little as one RTT for all the
referenced objects
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HTTP Request Message
• two types of HTTP messages: request, response
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HTTP Request Message: General Format
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Uploading Form Input
POST method:
• web page often includes form input
• input is uploaded to server in entity body
URL method:
• uses GET method
• input is uploaded in URL field of request line:
www.somesite.com/animalsearch?monkeys&banana
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Method Types
HTTP/1.0: HTTP/1.1:
• GET • GET, POST, HEAD
• POST • PUT
• HEAD – uploads file in entity body
to path specified in URL
– asks server to leave
field
requested object out of
response • DELETE
– deletes file specified in the
URL field
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HTTP Response Message
200 OK
– request succeeded, requested object later in this msg
301 Moved Permanently
– requested object moved, new location specified later in this msg (Location:)
400 Bad Request
– request msg not understood by server
404 Not Found
– requested document not found on this server
505 HTTP Version Not Supported
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Trying out HTTP (Client Side) for Yourself
1. Telnet to your favorite Web server:
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Cookies: keeping “state”
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Cookies
what cookies can be used for: aside
• authorization cookies and privacy:
• shopping carts • cookies permit sites to learn a
• recommendations lot about you
• user session state (Web e-mail) • you may supply name and e-
mail to sites
how to keep “state”:
• protocol endpoints: maintain
state at sender/receiver over
multiple transactions
• cookies: http messages carry
state
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Web Caches (Proxy Server)
goal: satisfy client request without involving origin server
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More About Web Caching
• cache acts as both client why Web caching?
and server
• reduce response time for
– server for original client request
requesting client
– client to origin server • reduce traffic on an
institution’s access link
• typically cache is installed
by ISP (university, • Internet dense with
company, residential ISP) caches: enables “poor”
content providers to
effectively deliver content
(so too does P2P file
sharing)
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Caching Example: (1 of 2)
assumptions:
• avg object size: 100K bits
• avg request rate from
browsers to origin
servers:15/sec
• avg data rate to browsers:
1.50 Mbps
• RTT from institutional router
to any origin server: 2 sec
• access link rate: 1.54 Mbps
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Caching Example: (2 of 2)
consequences:
• LAN utilization: 15%
• access link utilization
• total delay = Internet delay + access delay + LAN delay
= 2 sec + minutes + usecs
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Caching Example: Fatter Access Link (1 of 2)
assumptions:
• avg object size: 100K bits
• avg request rate from
browsers to origin
servers:15/sec
• avg data rate to browsers: 1.50
Mb ps
• RTT from institutional router to
any origin server: 2 sec
• access link rate:
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Caching Example: Fatter Access Link (2 of 2)
consequences:
• LAN utilization: 15%
• access link utilization
• total delay = Internet delay + access delay + L AN delay
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Caching Example: Install Local Cache (1 of 3)
assumptions:
• avg object size: 100K bits
• avg request rate from
browsers to origin
servers:15/sec
• avg data rate to browsers:
1.50 Mbps
• RTT from institutional router
to any origin server: 2 sec
• access link rate: 1.54 Mbps
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Caching Example: Install Local Cache (2 of 3)
consequences:
• LAN utilization: 15%
• access link utilization = 100?
• total delay = Internet delay + access delay + LAN delay 2
sec + minutes + usecs
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Caching Example: Install Local Cache (3 of 3)
Calculating access link utilization, delay with cache:
• suppose cache hit rate is 0.4
− 40% requests satisfied at cache, 60% requests satisfied at origin
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Conditional GET
• Goal: don’t send object if
cache has up-to-date cached
version
– no object transmission
delay
– lower link utilization
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Electronic Mail
Three major components:
• user agents
• mail servers
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Electronic Mail: Mail Servers
mail servers:
• mailbox contains incoming
messages for user
• message queue of outgoing
(to be sent) mail messages
• SMTP protocol between
mail servers to send email
messages
– client: sending mail
server
– “server”: receiving mail
server
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Electronic Mail: SMTP [RFC 2821]
• uses TCP to reliably transfer email message from client to server,
port 25
• direct transfer: sending server to receiving server
• three phases of transfer
– handshaking (greeting)
– transfer of messages
– closure
• command/response interaction (like HTTP)
– commands: ASCII text
– response: status code and phrase
• messages must be in 7-bit ASCI
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Scenario: Alice Sends Message to Bob
1) Alice uses UA to compose 4) SMTP client sends Alice’s
message “to” message over the TCP
bob@someschool.edu connection
2) Alice’s UA sends message to her 5) Bob’s mail server places the
mail server; message placed in message in Bob’s mailbox
message queue
6) Bob invokes his user agent to
3) client side of SMTP opens TCP read message
connection with Bob’s mail
server
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Sample SMTP Interaction
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Try SMTP Interaction for Yourself
• telnet servername 25
• see 220 reply from server
• enter HELO, MAIL FROM, RCPT TO, DATA, QUIT
commands
above lets you send email without using email client
(reader)
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SMTP: Final Words
• SMTP uses persistent comparison with HTTP:
connections
• HTTP: pull
• SMTP requires message
• SMTP: push
(header & body) to be in
7-bit ASCII • both have ASCII
command/response interaction,
• SMTP server uses
status codes
CRLF.CRLF to determine
end of message • HTTP: each object
encapsulated in its own
response message
• SMTP: multiple objects sent in
multipart message
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Mail Message Format
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Mail Access Protocols
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POP3 (More) and IMAP
more about POP3 IMAP
• previous example uses POP3 • keeps all messages in one
“download and delete” mode place: at server
– Bob cannot re-read e-mail • allows user to organize
if he changes client messages in folders
• POP3 “download-and-keep”: • keeps user state across
copies of messages on sessions:
different clients
– names of folders and
• POP3 is stateless across mappings between
sessions message IDs and folder
name
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Learning Objectives (4 of 7)
2.1 Principles of network applications
2.2 Web and HTTP
2.3 electronic mail
− SMTP, POP3, IMAP
2.4 DNS
2.5 P2P applications
2.6 video streaming and content distribution networks
2.7 socket programming with UDP and TCP
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DNS: Domain Name System
people: many identifiers: Domain Name System:
– SSN, name, passport # • distributed database
Internet hosts, routers: implemented in hierarchy of
many name servers
– IP address (32 bit) - used for
addressing datagrams • application-layer protocol:
– “name”, e.g., hosts, name servers
www.yahoo.com - used by communicate to resolve names
humans (address/name translation)
– note: core Internet function,
Q: how to map between IP
implemented as
address and name, and
application-layer protocol
vice versa?
– complexity at network’s
“edge”
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DNS: Services, Structure
DNS services why not centralize DNS?
• hostname to IP address • single point of failure
translation
• traffic volume
• host aliasing
• distant centralized
– canonical, alias names
database
• mail server aliasing • maintenance
• load distribution
A: doesn‘t scale!
– replicated Web servers:
many IP addresses
correspond to one name
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DNS: A Distributed, Hierarchical Database
13 logical root
name “servers”
worldwide
• each “server”
replicated many
times
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TLD, Authoritative Servers
top-level domain (TLD) servers:
– responsible for com, org, net, edu, aero, jobs,
museums, and all top-level country domains, e.g.: uk,
fr, ca, jp
– Network Solutions maintains servers for .com TLD
– Educause for .edu TLD
authoritative DNS servers:
– Organization’s own DNS server(s), providing
authoritative hostname to IP mappings for
organization’s named hosts
– can be maintained by organization or service provider
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Local DNS Name Server
• does not strictly belong to hierarchy
• each ISP (residential ISP, company, university) has one
– also called “default name server”
• when host makes DNS query, query is sent to its local
DNS server
– has local cache of recent name-to-address
translation pairs (but may be out of date!)
– acts as proxy, forwards query into hierarchy
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DNS Name Resolution Example (1 of 2)
• host at cis.poly.edu wants I
P address for
gaia.cs.umass.edu
iterated query:
• contacted server replies
with name of server to
contact
• “I don’t know this name,
but ask this server”
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DNS Name Resolution Example (2 of 2)
recursive query:
• puts burden of name
resolution on
contacted name server
• heavy load at upper
levels of hierarchy?
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DNS: Caching, Updating Records
• once (any) name server learns mapping, it caches mapping
– cache entries timeout (disappear) after some time (TTL)
– TLD servers typically cached in local name servers
▪ thus root name servers not often visited
• cached entries may be out-of-date (best effort name-to-
address translation!)
– if name host changes IP address, may not be known
Internet-wide until all TTL s expire
• update/notify mechanisms proposed IETF standard
– RFC 2136
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DNS Records
DNS: distributed database storing resource records (RR)
type=A type=CNAME
− name is hostname − name is alias name for some
− value is IP address “canonical” (the real) name
type=NS − www.ibm.com is really
− name is domain servereast.backup2.ibm.com
(e.g., foo.com) − value is canonical name
− value is hostname type=MX
of authoritative name − value is name of mailserver
server for this associated with name
domain
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DNS Protocol, Messages (1 of 2)
• query and reply messages, both with same message format
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DNS Protocol, Messages (2 of 2)
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Inserting Records into DNS
• example: new startup “Network Utopia”
• register name networkuptopia.com at DNS registrar
(e.g., Network Solutions)
– provide names, IP addresses of authoritative name
server (primary and secondary)
– registrar inserts two RRs into.com TLD server:
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Pure P2P Architecture
• no always-on server
• arbitrary end systems
directly communicate
• peers are intermittently
connected and change IP
addresses
examples:
– file distribution
(BitTorrent)
– Streaming (KanKan)
– VoIP (Skype)
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File Distribution: Client-Server v s P2P ersu
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File Distribution Time: Client-Server
• server transmission: must
sequentially send (upload) N
file copies:
− time to send one copy:
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File Distribution Time: P2P
• server transmission: must upload at least one copy
− time to send one copy:
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Client-Server v s P2P: Example ersu
3.5
P2P
Minimum Distribution Time
3
Client-Server
2.5
1.5
0.5
0
0 5 10 15 20 25 30 35
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P2P File Distribution: BitTorrent (1 of 2)
• file divided into 256K b chunks
ilo ytes
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P2P File Distribution: BitTorrent (2 of 2)
• peer joining torrent:
– has no chunks, but will
accumulate them over time
from other peers
– registers with tracker to get list
of peers, connects to subset of
peers (“neighbors”)
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BitTorrent: Tit-For-Tat
(1) Alice “optimistically unchokes” Bob
(2) Alice becomes one of Bob’s top-four providers; Bob
reciprocates
(3) Bob becomes one of Alice’s top-four providers
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Learning Objectives (6 of 7)
2.1 Principles of network applications
2.2 Web and HTTP
2.3 electronic mail
− SMTP, POP3, IMAP
2.4 DNS
2.5 P2P applications
2.6 video streaming and content distribution networks
(CDNs)
2.7 socket programming with UDP and TCP
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Video Streaming and CDNs: Context
• video traffic: major consumer of Internet bandwidth
− Netflix, YouTube: 37%, 16% of downstream
residential ISP traffic
− ~1B YouTube users, ~75M Netflix users
• challenge: scale - how to reach ~1B users?
− single mega-video server won’t work (why?)
• challenge: heterogeneity
− different users have different capabilities
(e.g., wired versus mobile; bandwidth rich
versus bandwidth poor)
• solution: distributed, application-level
infrastructure
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Multimedia: Video (1 of 2)
• video: sequence of images
displayed at constant rate
– e.g., 24 images/sec
• digital image: array of pixels
– each pixel represented by bits
• coding: use redundancy within
and between images to decrease
# bits used to encode image
– spatial (within image)
– temporal (from one image to
next)
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Multimedia: Video (2 of 2)
• CBR: (constant bit rate):
video encoding rate fixed
• VBR: (variable bit rate):
video encoding rate changes
as amount of spatial, temporal
coding changes
• examples:
− MPEG1 (CD-ROM) 1.5 Mb
ps
− MPEG2 (DVD) 3-6 Mbps
− MPEG4 (often used in
Internet, < 1 Mbps)
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Streaming Stored Video
simple scenario:
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Streaming Multimedia: DASH (1 of 2)
• DASH: Dynamic, Adaptive Streaming over HTTP
• server:
– divides video file into multiple chunks
– each chunk stored, encoded at different rates
– manifest file: provides URLs for different chunks
• client:
– periodically measures server-to-client bandwidth
– consulting manifest, requests one chunk at a time
▪ chooses maximum coding rate sustainable given current
bandwidth
▪ can choose different coding rates at different points in time
(depending on available bandwidth at time)
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Streaming Multimedia: DASH (2 of 2)
• “intelligence” at client: client determines
– when to request chunk (so that buffer starvation, or overflow
does not occur)
– what encoding rate to request (higher quality when more
bandwidth available)
– where to request chunk (can request from URL server that is
“close” to client or has high available bandwidth)
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Content Distribution Networks (1 of 2)
• challenge: how to stream content (selected from millions
of videos) to hundreds of thousands of simultaneous
users?
• option 1: single, large “mega-server”
– single point of failure
– point of network congestion
– long path to distant clients
– multiple copies of video sent over outgoing link
….quite simply: this solution doesn’t scale
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Content Distribution Networks (2 of 2)
• option 2: store/serve multiple copies of videos at
multiple geographically distributed sites (CDN)
– enter deep: push CDN servers deep into many
access networks
▪ close to users
▪ used by Akamai, 1700 locations
– bring home: smaller number (10’s) of larger clusters
in POPs near (but not within) access networks
▪ used by Limelight
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Content Distribution Networks (CDNs) (1 of 2)
• CDN: stores copies of content at CDN nodes
− e.g. Netflix stores copies of MadMen
• subscriber requests content from CDN
− directed to nearby copy, retrieves content
− may choose different copy if network path congested
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Content Distribution Networks (CDNs) (2 of 2)
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Learning Objectives (7 of 7)
2.1 Principles of network applications
2.2 Web and HTTP
2.3 electronic mail
− SMTP, POP3, IMAP
2.4 DNS
2.5 P2P applications
2.6 video streaming and content distribution networks
2.7 socket programming with UDP and TCP
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Socket Programming (1 of 2)
goal: learn how to build client/server applications that
communicate using sockets
socket: door between application process and end-end-
transport protocol
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Socket Programming (2 of 2)
Two socket types for two transport services:
• UDP: unreliable datagram
• TCP: reliable, byte stream-oriented
Application Example:
1. client reads a line of characters (data) from its keyboard and
sends data to server
2. server receives the data and converts characters to
uppercase
3. server sends modified data to client
4. client receives modified data and displays line on its screen
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Socket Programming with UDP
UDP: no “connection” between client & server
• no handshaking before sending data
• sender explicitly attaches IP destination address and port # to
each packet
• receiver extracts sender IP address and port# from received
packet
UDP: transmitted data may be lost or received out-of-order
Application viewpoint:
• UDP provides unreliable transfer of groups of bytes
(“datagrams”) between client and server
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Client/Server Socket Interaction: UDP
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Example App: UDP Client
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Example App: UDP Server
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Socket Programming with TCP
client must contact server • when contacted by client,
server TCP creates new
• server process must first be
socket for server process to
running communicate with that
• server must have created particular client
socket (door) that welcomes – allows server to talk with
client’s contact multiple clients
client contacts server by: – source port numbers
used to distinguish clients
• Creating TCP socket, specifying (more in Chap 3)
IP address, port number of
server process application viewpoint:
TCP provides reliable, in-order
• when client creates socket:
byte-stream transfer (“pipe”)
client TCP establishes
between client and server
connection to server TCP
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Client/Server Socket Interaction: T CP
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Example App: TCP Client
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Example App: TCP Server
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Chapter 2: Summary (1 of 2)
our study of network apps now complete!
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Chapter 2: Summary (2 of 2)
most importantly: learned about protocols!
• message formats:
• reliable v s unreliable message
− headers: fields giving info
ersu
transfer
about data
− data: info(payload) being • “complexity at network edge”
communicated
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