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Synchronization Signals
System Information Broadcast
Random Access
Network Engineering Information
• Doc ID: 5ace1352de26750012b7630c
• Version: 1.1
• Authors: Wojciech Wascinski/Rafal Kosek
• Status: Approved
• 14-05-2018
• Please note that the NEI materials are for internal use only. If they shall be used as a source for the customer
presentation, it is mandatory to align the contents with the Product Management and/or local sales teams at
first!
• 5G18A content provided in these slides is for information only and does not imply committed status
(5G18A C3 milestone is planned on 09/18).
Any customer communication should be aligned with Product Management.
• The 3GPP Release 15 is only partially completed as of beginning of 2018. The full and complete
specification is expected to be released 07/2018. Therefore certain solutions presented in this slide
deck might be modified by 3GPP
Version Description of Changes Date Doc Owner Doc Status Reviewed Approver Approval Date
by
V0.1 First version of the material 10-04-2018 Wojciech Wascinski, Draft
Rafal Kosek
V0.2 Version with first review commets included 12-04-2018 Wojciech Wascinski, Rafal Draft 5G forum
Kosek audience
V1.1 Cell ranges for short preamble formats added 14-05-2018 Wojciech Wascinski, Rafal Approved
Kosek
1
Introduction
2
Technical
Details
3
Configuration
Management
5G18A Cell
cell bandwidth
access
transmission
aspects
part 2
5GC000511 PRACH Control
• Downlink Synchronization is the very first step when UE wants to camp on any cell
OBTAIN
• UE acquires physical cell id, time slot and frame synchronization, which will enable UE to
DOWNLINK read System Information Blocks
SYNCHRONIZAT
ION
• System Information provides information to the UEs about various parameters that are
common for all the UEs in the same cell
DECODE
• UEs use this information for mutliple purposes, mainly system access and idle mode
SYSTEM mobility procedures
INFORMATION
1
Introduction
2
Technical
Details
3
Configuration
Management
• For the case of cell access, it is very important that the UE has to perform time and frequency
synchronization procedures
• To perform above operations, Synchronization Signals are periodically transmitted by 5G gNB
• These are parameters that are common for all the UEs in the same cell
• UEs read the System Information during the initial attach process and whenever it is camped to a new cell
• There are 1008 (0…1007) unique Physical Cell ID’s available in the system
• The physical-layer cell identities are grouped into 336 (0…335) unique physical-layer cell-identity groups, each group
containing 3 (0…2) unique identities thus the unique Physical Cell ID for each cell is defined by:
+
where:
• (0…1007) Physical Cell ID (NRCELL:physCellId)
• (0…335) defines the Secondary Synchronization Signal (SSS)
• (0,1,2) defines the Primary Synchronization Signal (PSS)
• PSS, SSS and PBCH are time and frequency domain multiplexed on four consecutive OFDM symbols
SSS
PBC PBC
PSS PBC
H H
H block
4-Symbol SS/PBCH
• Synchronization Signal Block Burst (SS Block Burst) is a set of consecutive SS blocks
• In 5G18A, there are:
‒ up to 2 blocks in a SS block burst below 6 GHz
‒ and up to 4 SS blocks in a SS block burst above 6 GHz
SS burst SS burst
SS SS time SS SS SS SS time
block block block block block block
0 1 0 1 2 3
SS SS SS SS SS SS SS SS SS SS time
block block block block … block … block block block block … block
0 1 2 3 L 0 1 2 3 L
. . .
SS burst periodicity
Technical Details
238
237
236
234
193
…
192
191
190
189
3GPP 38.211- Table 7.4.3.1-1: Resources within an SS/PBCH block for PSS, SSS, PBCH, and DM-RS for PBCH 188
187
186
239
Channel or OFDM symbol number l relative to the Subcarrier number k relative to the start 185 P
B
signal start of an SS block of an SS block 184
C
183
182 192 H
PSS 0 56, 57, …, 182 181
180 182
SSS 2 56, 57, …, 182 179
178 P P
177 P S
0 0, 1, …, 55, 183, 184, …, 236 176 Subcarrier B B
Set to 0 175 S S
number C C
2 48, 49, …, 55, 183, 184, …, 191 174
63
… S
H
S
H
1, 3 0, 1, …, 239 62
56
61
PBCH 0, 1, …, 47 60
2 59 47 P
192, 193, …, 239 58 B
C
57
frequency
H
1, 3 0+v, 4+v, 8+v, …, 236+v *
56
55 0
DMRS for 54
0 1 2 3
0+v, 4+v, 8+v, …, 44+v
*
53
PBCH 2 52
192+v, 196+v, …, 236+v 51
50 OFDM symbol
* v depends on Physical Cell Identity 49
48 number
47
46
45
44
…
frequency
5
time
4
3 Offset of PRB 0 of the SS block to PRB 0 of
2
1
common resource block:
0 • Below 6 GHz (SCS=30kHz): 118
time • Above 6 GHz (SCS=240kHz): 12
In 5G18A release:
• Bandwidth 100MHz and frequency below 6GHz => SSB subcarrier spacing = 30kHz
• Bandwidth 100MHz and frequency above 6GHz => SSB subcarrier spacing 240kHz
SCS=30kHz
slot
SS Burst
SS
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 48 50 51 52 53 54 55 279
Block
…
slot #0 slot #1 slot #2 slot #3 slot #20
slot
radio frame
P P P P
P B S P B S P B S P B S
127 127
S C S S C S tones
20 PRB S C S S C S tones
20 PRB
S HS S H S S HS S HS
6 PRB
P P P P P P P P
Even SS/PBCH P B S B P B S B P B S B P B S B 127
burst S C S C S C S C S C S C S C S C 20 PRB
tones
S H S H S H S H S H S H S H S H
6 PRB
SS/PBCH SS/PBCH SS/PBCH SS/PBCH
block 0 block 1 block 2 block 3
Su feat 572
sub C00
pp ur -I
5G
• Random access procedure is needed in the following
ort e
ed
0
wi
cases:
th
- Initial access Contention Based Non-Contention
Non-Contention Based
Based
•gNB5GNB selects preamble
- Loss of UL synchronization UE selects preamble selects preamble
- Handover
The following material focuses on Contention Based Random Access procedure during initial
access (as non-Contention Based is still under specification/implementation)
The uplink RX beam activation is periodic and is The UE infers from the reception time of the
linked to the downlink SS burst periodicity downlink SS beam the exact time slot where the
RA message shall be sent (if needed)
Msg3
containing Contention Resolution ID (CRID). 3
(CRID)
•4 Msg4 is addressed to the UE using Temporary C-RNTI containing
the selected CRID. If 2 or more UEs selected the same preamble Msg4
4
and PRACH resources, collision occurs and only the UE which (CRID)
Periodicity T=2
Technical Details Assumptions:
radio frame 0 (10ms) radio frame 1 (10ms) PRACH config. = 0
Frame structure Slots
0 1 2 3 17 18 19 0 1 2 3 17 18 19
Periodicity T=2
number
PRACH slot
Preamble format = A2
Subcarrier spacing = 30kHz
4.32 MHz
No
C H s l o t.
2
of 12 PRBs
A
granularity
3
led i n P R
CH i s schedu o t.
nly PR A n this sl
4
l e as e , o e c te d i
A re ex p
In 5G18 nels/signals are
5
4.32 MHz = 12 PRBs * an
other ch
6
12 subcarriers per PRB *
7
30 kHz subcarrier spacing
Subcarrier spacing:
CP Preamble sequence
139
What is a preamble
Zadoff-Chu Sequences:
G
CP SEQ
P • Constant Amplitude Zero Auto correlation sequences (i.e.
orthogonal to its cyclic shifts)
• Low cross correlation between root sequences
TCP TSEQ TGP
• The physical layer random access preamble, consists of a cyclic
prefix of length TCP and a sequence part of length TSEQ.
• Depending on format, premable may have Guard Period (GP)
Preamble types
• Preambles are based on Zadoff-Chu sequences of length depending Contention based Non-contention based
on preamble format (139 or 839)
• There are 138 or 838 root sequences depending on format • UEs randomly select • gNB dedicates preamble
preamble to UE
Cyclic prefix: • More than 1 UE may • No collision possible
select same preamble • Used during handovers
• Guard period to avoid inter-symbol interferences
(collision) and SgNB addition
• Repetition of the end of the preamble sequence to maintain
• Used during SgNB (from subfeature
orthogonality of preambles 5GC000572-I)
addition
• The length of the cyclic prefix determines the maximum (before subfeature
propagation delay and is determined according to the preamble 5GC000572-I)
format.
Root sequence is cell specific and should be considered during planning phase
Cyclic
• Root sequence is obtained from RRC Connection Reconfiguration message shift
together with other Random Access related parameters
• Multiple preambles can be obtained (depending on configuration) by applying
different cyclic shifts to root sequences, thus expanding the preamble capacity
• Each root sequence is orthogonal to its cyclic shifts
• If one root sequence and its cyclic shifts are not enough to generate a given number
Root sequence
of preambles available in a cell, the UEs will move on to the next root sequence
Shifted root
and its cyclic shifts for preamble sequence generation sequence
• Number of Cyclic shifts possible per root sequence are determined according 𝜋 𝑢𝑛(𝑖+1 )
−𝑗
𝐿𝑅𝐴
to zero correlation zone configuration associated with preamble format (short, 𝒙 (𝒊)=𝑒
long format – see next slides)
𝟎 ≤ 𝒊 ≤ 𝑁 𝑍𝐶 −1
Technical Details
Msg1 – Preambles available 1
UE randomly selects one out of all available preambles to initiate Random Access Procedure
*Format available for L1 (not e2e) with subfeature 5GC001070-C (R5, 03/2018 3gpp). Before that only short format is in use
** Availability of format C2 for demo purposes in 5G18A
35 © Nokia 2018 Nokia Internal Use
5GC000425-P, 5GC000511-D
Technical Details
Msg1 – Root sequence 1
• Root sequence index parameter is obtained by the UE from RRC Conection Reconfiguration message
(RACH-ConfigCommon structure)
- prach-RootSequenceIndex CHOICE { l839 INTEGER (0..837), l139 INTEGER (0..137}
• It is configurable on NRCELL level NRCELL/prachRootSequenceIndex
• It indicates first Zadoff-Chu sequence from which preambles starts to be generated
- Pool of 64 preambles may be split into dedicated and non-dedicated preambles. Dedicated preambles will be available with introduction of subfeature
5GC000572-I
3gpp 38.211 Table 6.3.3.1-4: Mapping from PRACHRootSequenceIndex i to sequence number u for preamble formats with LRA= 139
i Sequence number u in increasing order of i
Root sequence index 0 – 19
20 – 39
1
11
138
128
2
12
137
127
3
13
136
126
4
14
135
125
5
15
134
124 16
6 133
123
7
17
132
122
8
18
131
121
9
19
130
120
10
20
129
119
assignment is highly related to 40 – 59
60 – 79
21
31
118
108
22
32
117
107
23
33
116
106
24
34
115
105
25
35
114 26
104 36
113
103
27
37
112
102
28
38
111
101
29
39
110
100
30
40
109
99
planning aspects 80 – 99
100 – 119
41
51
98
88
42
52
97
87
43
53
96
86
44
54
95
85
45
55
94
84
46
56
93
83
47
57
92
82
48
58
91
81
49
59
90
80
50
60
89
79
Neighboring cells 120 – 137
138 – 837
61 78 62 77 63 76 64 75 65 74
N/A
66 73 67 72 68 71 69 70 - -
Technical Details
Msg1 - Preamble format 1 3gpp 38.211
𝐿𝑅𝐴 =839 and Δ 𝑓 𝑅𝐴 𝜖 {1.25,5 } 𝑘𝐻𝑧
Table 6.3.3.1-1: PRACH preamble formats for
Format 𝑅𝐴
𝑁 𝐶𝑃 Support for
• Two preamble formats are defined LRA Δ 𝑓 𝑅𝐴 Nu restricted sets
by 3gpp: Supported soon 0 839 24576 𝜅 3168 𝜅 Type A, Type B
1 839 1.25 kHz
2∙24576 𝜅 21024 𝜅 Type A, Type B
- Short Sequence length LRA = 139 2 839
4 ∙24576 𝜅 4 688 𝜅 Type A, Type B
3 839 5 kHz
4 ∙6144 𝜅 3168 𝜅 Type A, Type B
- Long Sequence length LRA = 839
• Nokia 5G18A release supports:
3gpp 38.211
- For now just A2 format Table 6.3.3.1-2: PRACH preamble formats for 𝐿𝑅𝐴 =139 and
- Format 0 (later also in 5G18A) kHz where𝜇𝜖 0,1,2,3{ }
Format 𝑅𝐴 Support for Max cell range [m]
- Format C2 for demo purposes LRA Δ 𝑓 𝑅𝐴 Nu 𝑁 𝐶𝑃
restricted sets for SCS = 30 kHz
A1 139 - 469
Supported A2 139 - 1055
Preambe format determines A3
B1
139
139
-
-
1758
176
duration of cyclic prefix and B2
B3
139
139
kHz -
-
528
879
B4 139 -
sequence (thus cell range) C0 139 - 1934
2650
C2 139
Demo purposes 4600
Technical Details
3gpp 38.211
Msg1 – zeroCorrelationZoneConfig 1 Table 6.3.3.1-7: NCS for preamble formats
𝑅𝐴
withΔ 𝑓 =15 ∙ 2
𝜇
where {
𝜇𝜖 0,1,2,3 }
zeroCorrelation
• Another parameter obtained by the UE from RRC Connection Reconfiguration ZoneConfig
NCS value
…
…
…
…
0 … 33 34 … 67 68 … 101 102 … 135 (4*16)
Root #16
Technical Details
Msg1 - PRACH subframe structure 2
Technical Details
Msg1 - PRACH configuration Index 2
• PRACH configuration is another parameter obtained by the UE from RRC Connection Reconfiguration
(RACH-ConfigCommon structure)
- prach-ConfigurationIndex INTEGER (0..255)
• It is configurable on NRCELL level NRCELL/prachConfigurationIndex
• With this parameter UE knows which time location is dedicated for Random Access (PRACH)
• Below table corresponds to Nokia shadow specification (v6) of PRACH configuration Index as 3gpp
specification is not yet finished in this area
PRACH configuration Periodicity # PRACH PRACH starting PRACH formats PRACH frame and slot
index T occasions OFDM symbol combination per slot (frame,slot)
0 9 {(0,18);(0,19);
2 0 (A2,A2,A2)
(for below 6GHz) (3 per slot) (1,19)}
{(0,57);(0,58); (0,59);(0,77);(0,78);(0,79);
1 66 (1,57);(1,58);(1,59);(1,77);(1,78);(1,79);
4 0 (A2,A2,A2)
(for above 6GHz) (3 per slot) (2,57);(2,58);(2,59);(2,77);(2,78);(2,79);
(3,57);(3,77);(3,78);(3,79)}
Fixed
(parameters)
(targeted) at gNB (-96dBm by default)
Msg1
(pathloss
NRCELL/powerRampingStep – parameter used to increase assumed to
power by UE in each preamble retransmission be 116 dB)
(2dB by default)
PUE_max = 23 dBm PUE_max = 23 dBm PUE_max = 23 dBm
RAR grant :
• Upon receipt of Msg1 gNB will create temporary UE context and schedules a grant
for Random Access Response (RAR) PRACH: Msg1 - Preamble transmission
• The UE uses the beam to receive as it used for the transmission of PRACH (Zadoff-Chu sequence)
• If the RAR grant is not received within a specific time window, the UE will Create Temp.
UE Context
retransmit preamble with same power ramped up by a value specified in the RRC PDCCH - (RAR Grant)
Reconfiguration Complete message
PDSCH: Msg2 Random Access Response
(temp. C-RNTI, UL Grant, TA)
Slots 0 19 0 1 2 3 4 5 6 7 19
RAR window
PRACH
slot
n+3 (n+3) +
RAR window
44 © Nokia 2018 Nokia Internal Use
5GC000425-Q
Technical Details
Msg2 – Random Access Response (RAR)
Random access response will be addressed to UEs by scrambling CRC of PDCCH with RA-RNTI
8 18 0x105
Where: 0 19 0x10B
• Sid - index of first OFDM symbol of PRACH occasion in slot
4 19 0x10F
• tid – PRACH slot number ; fid – frequency index, equal to 0
• X – value dependant on SCS (0 as fid = 0) 8 19 0x113
The values from 0x0001 to 0xFFEF are reserved for C-RNTI. Possible RA-RNTI values are filtered out from
this range to be used specifically for RA-RNTI purposes.
Sid radio frame 0 radio frame 1
Slots (10ms) (10ms)
number 0 1 2 3 17 18 19 0 1 2 3 17 18 19
{0} {4} {8}
Occasion #1 Occasion #2 Occasion #3 {18} {19} {19}
Technical Details
Msg2 - Random Access Response (RAR)
Random Access Response (RAR):
• The RAR consists of a MAC RAR header and MAC RAR payload PRACH: Msg1 - Preamble transmission
• There is one sub-header per Random Access Response (Zadoff-Chu sequence)
• The MAC RAR header contains the detected preamble ID transmitted by UE Create Temp.
UE Context
• The RAR payload contains TA command, Temp-CRNTI and UL grant for Msg3 PDDCH: RAR Grant
• RAR must be sent within configurable NRCELL/raReponseWindow + 3 slots, (PRBs, MCS)
otherwise temporary UE context and temporary C-RNTI are released PDSCH: Msg2 Random Access Response
• Possible window duration depends on SCS (e.g. max 20 slots for below 6GHz) (temp. C-RNTI, UL Grant, TA)
Technical Details
Msg2 - Random Access Response (RAR)
Random Access Response (RAR):
• The RAR consists of a MAC RAR header and MAC RAR payload PRACH: Msg1 - Preamble transmission
• There is one sub-header per Random Access Response (Zadoff-Chu sequence)
• The MAC RAR header contains the detected preamble ID transmitted by UE Create Temp.
UE Context
• The RAR payload contains TA command, Temp-CRNTI and UL grant for Msg3 PDDCH: RAR Grant
• RAR must be sent within configurable NRCELL/raReponseWindow + 3 slots, (PRBs, MCS)
otherwise temporary UE context and temporary C-RNTI are released PDSCH: Msg2 Random Access Response
• Possible window duration depends on SCS (e.g. max 20 slots for below 6GHz) (temp. C-RNTI, UL Grant, TA)
• The MAC contention Resolution timer monitors the reception of RACH Msg4
• The UE restarts the Mac Contention Resolution Timer at each HARQ reTx
PUSCH: Tx2- Msg3 (temp-CRNTI)
(CRID)
• At the successful reception of RACH Msg3, gNB makes UE context permanent and NOK
Restart Contention
Optional
stores the temporary C-RNTI and the selected MAC CE CRID Resolution Timer
• If the CRC is NOK a retransmission of Msg3 is scheduled with HARQ ID set to '0' and NRCELL/maxHarqMsg3Tx reached
NDI set to '0' . If the maximum number of RA Msg3 transmissions
(NRCELLGRP/maxHarqMsg3Tx) has been reached and still the CRC is NOK then gNB PRACH: Msg1 - Preamble
(Zadoff-Chu sequence)
releases the UE context and the temporary C-RNTI
• After successful reception of RACH Msg3, 5GNB resolves RACH Contention by PUSCH: Msg3 (temp. C-RNTI)
transmission of MAC PDU with the Contention Resolution MAC CE (CRID)
MAC Contention
Resolution Timer
PDCCH: DL Grant
• If the UE receives RA msg4 before MAC contention resolution timer expiry AND the
Contention resolution MAC CE matches the CRID, the UE considers the Random Access PDSCH: Msg4 (temp. C-RNTI)
procedure as successfully completed and will set the C-RNTI to the value of the Temporary C- (CRID)
RNTI UE compares CRID from
Msg3 and Msg4
ACK
• The UE considers the contention • Following the contention resolution failure,
resolution unsuccessful the UE
- If the Contention resolution MAC CE - Increments CRID does not match or MAC Contention
Optional
does not match the CRID OR PREAMBLE_TRANSMISSION_COUNTER Resolution timer expires or max. number of
- MAC contention resolution timer expires by 1 transmissions reached
OR - If
- Maximum number of transmissions has PREAMBLE_TRANSMISSION_COUNTER
been reached exceeds NRCELL/preambleTransMax declare PRACH: Msg1 - Preamble transmission
Random Access failure, and delay the next RA (Zadoff-Chu sequence)
transmission by backoff time.
51 © Nokia 2018 - Use
Nokia Internal Starts the Random Access procedure
Agenda
1
Introduction
2
Technical
Details
3
Configuration
Management
The ‘Obsolete parameters’ category is intended for parameters that are candidates to be removed from the
product in a future release: * - purpose: Categories of parameters have been defined to simplify network
• Parameters always used with default value parametrization. Parameterization effort shall be focused mainly on Basic ones.
• Parameters that are not used by operators Categorization is reflected in a ‘view’ definition in NetAct CM Editor.
• Parameters that are not relevant anymore
NRCELL/ PRACH Frequency start This parameter defines the PRACH Frequency start. It 0…36, step 1 0
msg1FrequencyStart corresponds to RRC parameter 'msg1-FrequencyStart'
(see 38.331) and L1 parameter 'prach-frequency-start'
(see 38.211).
It defines the offset of the lowest PRACH transmission
occasion in frequency domain with respect to the PRB
0 of the initial active UL BWP(s)
NRCELL/ Number of SSBs per RACH This parameter defines the number of SSBs per RACH 0:oneEighth; 1:oneFourth; 3
nbrOfSsbPerRachOccasion occasion occasion. 2:oneHalf; 3:one; 4:two;
5:four; 6:eight; 7:sixteen
The only supported value is 3 corresponding to one.
NRCELL/ Power ramping factor This parameter defines the power ramping factor 0:dB0; 1:dB2; 3:dB4; 4:dB6 1
powerRampingStep
NRCELL/ PRACH root sequence index This parameter defines the PRACH root sequence from 0 to 837 step 1 0
prachRootSequenceIndex index.
For the short PRACH format (L=139), the maximum
value is137.
For the long PRACH format (L=839), the maximum
value is 837.
NRCELL/ Initial preamble power This parameter defines the initial preamble power 0:dBm-120; 1:dBm-118; … 12:dBm-96
preambleReceivedTargetPo 12:dBm-96; 13:dBm-94 …
wer 62:dBm4; 63:dBm6
NRCELL/ Power ramping factor This parameter defines the maximum number of 0:n3; 1:n4; 2:n5; 3:n6; 4:n7; 6:n10
preambleTransMax preamble transmission 5:n8; 6:n10; 7:n20; 8:n50;
9:n100; 10:n200
References
5G 3gpp specifications (38.xxx family)
Various 5G CFAMs
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