Professional Documents
Culture Documents
▪ Objective:
▪ Factors you can measure, see, hear, feel or smell (e.g. vital signs)
▪ Assessment:
▪ The diagnosis or condition the patient has (may be one clear diagnosis, may be
multiple)
▪ Plan:
▪ Refers to how the patient’s problem will be managed/addressed
▪ It may involve ordering additional tests to rule out or confirm a diagnosis
▪ It may also include treatment that is prescribed, such as medication or surgery
SOAP
ECD – HISTORICAL CONTEXT
▪ 1991 – Another landmark event was the Computer Based Patient
Record Report from the Institute of Medicine (IOM; now the National
Academy of Medicine) Committee, which envisioned new ways in which
electronic health records (EHRs) could transform notes and care.
▪ During the ensuing quarter century, a host of “home grown” and
commercial systems implemented various aspects of the HER, inspired
by ideas contained in this report.
▪ Often starting with ancillary areas such as:
Each of these provide the foundation for high-quality patient care, efficient
and effective care delivery, and clinician and patient satisfaction.
ELECTRONIC CLINICAL
DOCUMENTATION
▪ Good/improved clinical notes are essential for clinicians to be good
diagnosticians
▪ At the simplest level, depending on human memory to recall key details
from the history or physical exam is unreliable
▪ Notes are an essential vehicle for recording thought processes for
ourselves and conveying these with other care team members
▪ Writing notes should not only support diagnostic assessments, but also
ought not distract providers from paying attention to and thinking about
the patient [design for balance]
▪ Better ECD has the potential to improve diagnosis and prevent diagnostic
errors
ELECTRONIC CLINICAL
DOCUMENTATION:
CHALLENGES
ACTIVITY
Activity
1. Break out into three groups:
▪ Online group
▪ Two in-class groups
▪ Information overload/overlooked
▪ Massive numbers of notes that are impossible for any human to review
▪ Difficult to ensure that important items that need follow-up are tracked
appropriately over time and not overlooked
▪ Interoperability barriers
▪ Still suffer from lack of access to electronic notes residing in other systems
▪ Due to the inability of various systems to communicate with each other
▪ Requiring clinicians to look in different systems – time and quality of care
issues
CHIEF COMPLAINTS
▪ Suboptimal note-writing functionality and integration with workflows
▪ Excessive mouse-clicks/checkboxes, poor screen design, and confusing and
burdensome navigation
▪ Information often has to be entered multiple times
▪ Increasingly hybrid methods are being used, and scribes and speech
recognition are working their way into the mix
PRODUCE NOTES QUICKLY AND EFFICIENTLY
▪ Clinicians need not write a novel but do need to skillfully and succinctly
craft a narrative that captures the essence of such individualized information
▪ This information ought not to be buried among hundreds of checkbox
defaults/responses
▪ Some have advocated reorganizing notes to place the Assessment first (or
even S-AP-O), but what is needed is more than a simple rearrangement of
the note order
MEANINGFULLY PORTRAY PATIENT’S UNIQUE
STORY AND CLINICIAN’S THINKING
▪ We need new ways of conceptualizing notes and better methods of
recording the evolving narrative
▪ Equally important is the need to capture the clinician’s thinking and
rationale for recommendations made for and with the patient
▪ Assessments in many notes is often just a single word or problem
such as “CHF” (congestive heart failure)
▪ This is hardly adequate to represent a meaningful assessment of the
patient or the problem from that encounter
▪ Just adding the word “stable” after the CHF would convey an infinitely
richer assessment
5D’S
For assessing any major, new, or unstable problem, the “5-D’s” are
helpful for assessment/documentation:
▪ Diagnosis
▪ Thinking about the causes of these problems, generating differential diagnoses,
and weighing their various likelihoods
▪ Etiology, weighing probabilities, cause of exacerbation
▪ Doing
▪ Looking at the response to treatment and how the patient is doing
▪ How is the patient doing, time course, urgency, response to Rx (treatment),
interpretation of response
▪ Do
▪ What needs to be done, and why
▪ Don’t Know
▪ What are uncertainties, need to follow up
5D’S
▪ It is helpful to document the rationale for next steps, as well as
uncertainties and contingencies
▪ This information is first and foremost for the authoring clinician, a
workspace to work out his/her thoughts, and a way to recall these
assessments the next time the patient is seen as well as share with other
team members involved in the patient’s care
SUPPORT DIAGNOSTIC DECISION-
MAKING
▪ Directly flowing from ECD’s role in supporting and documenting the
assessment is the broader role in serving as a springboard to better
diagnosis
▪ Could better notes and interaction with the computer, for example,
help avoid “premature closure” thereby preventing fixating and
perpetuating a single wrong diagnosis?
▪ Redesigning clinical documentation functionality to better achieve
these “stretch goals”
▪ Many elements are already in place and being used to varying extents
SUPPORT DIAGNOSTIC DECISION-
MAKING
▪ Includes the innovative integration of diagnosis decision support into
electronic notes
▪ Disease-specific history taking checklists
▪ Electronic referrals that can be linked to note documentation
▪ Info buttons that can access online resources such as textbooks and
references in real time while the note is open with the patient
SUPPORT DIAGNOSTIC DECISION-
MAKING
Role for Electronic Documentation Goals and Features of Redesigned Systems
Providing access to information Ensure ease, speed, and selectivity of information searches; aid cognition through visual
display featuring aggregation, trending, contextual relevance, and minimizing of
superfluous data.
Recording and sharing assessments Provide space for recording thoughtful, succinct assessments, differential diagnoses,
contingencies, uncertainties, and unanswered questions; facilitate sharing and critical
review of assessments by other clinicians as well as patients.
Maintaining dynamic patient history Carry forward information for recall, avoiding repetitive patient querying and recording
of unchanged information while highlighting new information and minimizing erroneous
copying and pasting.
Maintaining problem lists Ensure that problem lists are better organized and integrated into workflow to allow for
continuous updating and incorporation into notes.
Tracking medications Record of medications patient is actually taking, patient responses to medications, and
adverse effects to ensure timely recognition of medication problems and avoid drug
reactions being misdiagnosed.
Tracking tests Integrate management of diagnostic test results into note workflow to facilitate and
ensure reliable review, acknowledgment, assessment, and action in response, as well as
documentation of these steps and rationale.
Ensuring coordination and continuity Aid in aggregating, integrating, summarizing, data from all care episodes and fragmented
encounters (especially “interval history”) to permit thoughtful synthesis, ideally crafting
of wiki-like summary.
Enabling follow-up Facilitate patient education about plan, potential red-flag symptoms to watch for; help
ensure and track any needed follow-up.
SUPPORT DIAGNOSTIC DECISION-
MAKING
Role for Electronic Documentation Goals and Features of Redesigned Systems
Providing feedback Automate feedback to upstream/prior clinicians, facilitating their learning from
subsequent diagnosis-related outcomes and misdiagnoses.
Providing prompts Provide checklists to minimize reliance on memory (e.g., for ensuring key history
items or differential diagnosis considerations) to direct questioning and support
diagnostic thoroughness and problem solving.
Providing placeholder for resumption of work Delineate where in diagnostic process clinician was and should resume after being
interrupted to prevent lapses in data collection and diagnostic thinking.
Calculating Bayesian probabilities Embed calculator into notes workflow to reduce weighting errors and minimize
known biases in subjective estimation of diagnostic probabilities.
Providing access to information sources Provide instant access to knowledge resources through context-specific
“infobuttons” triggered by key or highlighted words in notes that link user to
textbooks and relevant guidelines.
Offering second opinion or consultation Integrate real-time online/telemedicine access to consultants to provide just-in-
time answers to questions related to referral triage, testing strategies, or expert
diagnostic assessments.
Increasing efficiency Penultimate aim that more thoughtful design, workflow integration, easing, and
distribution of documentation burden would speed up charting, to free up time
for enhancing communication (with patient/others) and diagnostic thinking,
reflection, reading.
SUPPORT DIAGNOSTIC DECISION-
MAKING
ENSURE PROBLEMS DO NOT GET LOST OR
OVERLOOKED
▪ What a clinical note linked to the problem list can and should do well
is:
▪ Provide highly visible and reliable closed-loop tracking abilities to ensure
the clinician is reminded of key problems each visit
▪ Opportunity to review outstanding clinical issues
SUCCINCT, ORGANIZED, USABLE BY
OTHERS
▪ How are we going to make notes more succinct, and easier to read
and use?
▪ Multiple strategies will likely have to be pursued to achieve this aim
▪ A starting point would be better consensus around standardized
organization and redesigned display of information
▪ Notes should take advantage of the capability of electronic data to be
entered one way but be displayed in another way
▪ Key nuggets (usually free text narratives) from patient history and
clinician assessment should be easily findable and formatted in a
standardized way
SUCCINCT, ORGANIZED, USABLE BY
OTHERS
▪ Filters should further enable specialized looks at different slices of the
note and allow tracking of temporal relationships
▪ Clinicians’ skill at crafting good notes should not be taken for granted,
but instead warrants inclusion of:
▪ Done once and well, this overview serves as a quick reminder to the
primary clinician, as well as cross-covering providers and specialists,
of the key information relevant to that problem
PROBLEM-BASED CHARTING
▪ A key leap would be to have these problems dynamically updated
each visit as part of charting for that encounter
▪ For instance, in the patient with hypertension, the clinician might
document:
▪ That the patient is adherent with his/her medication regimen (or not)
▪ Any side effects from medication
▪ Whether the patient is following a low salt diet, exercising, and
maintaining his/her weight
▪ Whether they have developed any new or worrisome cardiac symptoms
PROBLEM-BASED CHARTING
▪ While this information has typically resided in the Subjective section
of traditional SOAP notes, the benefit of integrating it with the
Problem List is that:
▪ It becomes visually and cognitively linked with the history and overview of
that particular problem
▪ Enhancing the narrative value of the note
▪ Creating continuity across notes
▪ Creating substantial documentation efficiencies in time and duplicative
effort
▪ Better care
▪ Research
▪ Learning
▪ Improvement
QUESTIONS?
CLASS PROGRESS