RBI RETURNS AT A

GLANCE
1) DNBS01- Important
Financial Parameters
ENTITIES REQUIRED TO SUBMIT
RETURN DESCRIPTION FREQUENCY
RETURN

NBFCS-Deposit Taking, NBFC – NDSIS

The return captures financial details, viz. Components (having asset size> ₹500 crore),
of assets and liabilities, profit and loss account, multiple nbfcs in the same group whose
Quarterly
exposure to sensitive sectors etc. For NBFC-D and asset size together is of ₹500 crore &
NBFC-NDSI. above, NBFC-factors and NBFC-
NOFHCS
2) DNBS03- Important
Prudential Parameters
Return Description
The return captures compliance with various
prudential norms, e.g. Capital Adequacy, Asset
Classification, Provisioning, NOF etc. for NBFC-
Deposit taking and NBFC-NDSI.
Frequency Entities required to submit return
NBFCs-Deposit Taking, NBFC –
NDSIs (having Asset Size > ₹500
crore), Multiple NBFCs in the same
Quarterly
group whose asset size together is of
₹500 crore & above, NBFC-Factors
and NBFC-NOFHCs
3) DNBS04A- Short Term
Dynamic Liquidity (STDL)
Return Description Frequency Entities required to submit return

NBFCs-Deposit Taking, NBFC – NDSIs

To capture the details of mismatch in projected future
cash inflows and outflows based on the busniess
projections.
(having Asset Size > ₹500 crore),
Multiple NBFCs in the same group
whose asset size together is of ₹500
Quarterly crore & above, NBFC-Factors & NBFC-
Core Investment Companies (CICs) &
NBFC-NDs having asset size between
₹100 crore and ₹500 crore. Return not
to be filed by NBFC-NOFHCs
4) DNBS04B- Structural Liquidity
& Interest Rate Sensitivity
Return Description
To capture (i) The details of mismatch in projected
future cash inflows and outflows based on the maturity
pattern of assets and liabilities at the end of the
reporting period for NBFCs-NDSI; (ii) The details of
interest rate risk.
Frequency Entities required to submit return
NBFCs-Deposit Taking, NBFC – NDSIs
(having Asset Size > ₹500 crore),
Multiple NBFCs in the same group
whose asset size together is of ₹500
Monthly crore & above, NBFC-Factors & NBFC-
Core Investment Companies (CICs) &
NBFC-NDs having asset size between
₹100 crore and ₹500 crore. Return not
to be filed by NBFC-NOFHCs
5) DNBS10- Statutory Auditor
Certificate (SAC) Return
Return Description Frequency Entities required to submit return

To ensure continued regulatory compliance for all

Annual All NBFCs and ARCs
NBFCs.
6) DNBS13- Overseas
Investment Details
Return Description Frequency Entities required to submit return

To capture details of overseas investment for all

Quarterly All NBFCs and ARCs
NBFCs having overseas investment.
7) Form A Certificate
Return Description Frequency Entities required to submit return

Information to be submitted by the NBFCs regarding

appointment of Statutory Central Auditor (SCA)/ Annual All NBFCs
Statutory Auditor (SA)