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ICSS2010 Outline Brief Programme Key Note Speakers SESSION I - From complex thinking to transformational change: epistemological and methodological challenges for sustainability science SESSION II - Solution-oriented/transdisciplinary research for sustainable development SESSION III - Innovation for Sustainability: toward a Sustainable Urban Future SESSION IV - Global Sustainability governance SESSION V - Sustainability Science education SESSION VI - Synthesis, cross-cutting Issues and Future of Sustainability Science OPEN FORUM ON SUSTAINABILITY SCIENCE PANEL I - Industry and Academia for a transition towards Sustainability PANEL II - People to Science to People: experiences from civil society Ph.D. SESSION ICSS2012 at Arizona State University
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ICSS2010 Outline
Francesca Farioli Coordinator of ICSS2010 Scientific Secretariat
ICSS2010 is a turning point for the consolidation of Sustainability Science. During the three days in Rome, experts and scholars invited from the leading universities and research centres will discuss the crucial elements of Sustainability Science through focused and output-oriented sessions. The second day of the conference, the Open Forum with stakeholders, will be dedicated to the dialogue and integration of civil society, industry and decision makers into the process of linking knowledge to action for sustainable development.
BACKGROUND
ICSS2010 is the second edition of the International Conference on Sustainability Science. The first edition of ICSS, has been promoted by the Integrated Research System for Sustainability Science (IR3S) of the University of Tokyo and co-organized by IR3S-UNU Sustainability Joint Initiative, in February 2009, as a follow up activity of the Sapporo Sustainability Declaration (SSD) of the G8 University Summit. The Sapporo Sustainability Declaration, prepared during the G8 University Summit, in 2008, recognized that sustainability issues represent an urgent political concern and that universities have a fundamental responsibility in promoting a transition towards a sustainable world. Following the recommendations of the Sapporo Sustainability Declaration, the first International Conference on Sustainability Science, held in Tokyo in February 2009, gathered scholars from international leading universities and research centres to discuss the different academic approaches and to delineate a framework for integrating and structuring knowledge for sustainability science. The strong international participation and the growing vivid interest in Sustainability Science of researchers and scholars from the leading research institutions around the world encouraged the promoters of ICSS to assure continuity to the event. ICSS2010 intends to consolidate and develop further the process started during ICSS2009 in Tokyo. ICSS2010 aims to bring advancement in Sustainability Sciences knowledge structuring as well a consolidation and formalization of its research Network and solicit the active participation of the different stakeholders in a process of scientific co-production.
OBJECTIVES
ICSS2010 has a challenging central ambition: to map and structure the existing knowledge, methodologies, and research priorities in Sustainability Science. This ambition is motivated by the necessity of contrasting the risk of dispersion and fragmentation that a domain with such a wide range of research interests such as Sustainability Science inevitably runs. The Conference has six primary objectives: 1. Strengthen the framework of sustainability science and identify the epistemological pillars of sustainability science, as well as discuss the methodology aspects. 2. Present case studies of trans-disciplinary research practices to address the complexity of human-nature interaction 3. Review and discuss the current status of high education in sustainability science with regard to diverse visions, approaches, and methodologies used
ICSS 2010 Outline
4. Discuss the possibilities and challenges of an effective collaboration civil society, industry, policy makers academia for a transition towards sustainability. 5. Examine the central issues and challenges of global sustainability giving equal attention to the perspectives of the South 6. Identify specific and concrete activities and instruments to consolidate the collaboration among research institutions and Networks.
In order to accomplish the objectives, the Conference has been structured in keynote speeches, Sessions and Panels as illustrated in the figure below. The sessions and panels provide venues to scholars and stakeholders to discuss, contribute and present knowledge, methods and case studies on challenging issue of sustainability science.
Session I
From complex thinking to transformational change: Epistemological and methodological challenges for sustainability science
Session II
Session III
Session IV
Session V
Session VI
Panel I
Panel II
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Brief Programme
Brief Programme
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In addition to GHG concerns, we need to address many problems under the paradigm. I proposed a concept of Platinum Society. It is a society where environmental problems are solved and elderly persons can live a lively life. Development of Platinum Society enhances competitiveness of industries and supports economic growth. To realize Platinum society, we need to launch a new action in community bases. I proposed Platinum network, an experimental platform for developing Platinum society in collaboration with local municipalities. We can lead the world in terms of addressing global warming and creation of new industry, by expanding Platinum network based on cooperation among citizens and application of the latest technologies such as photovoltaic power generation, fuel cells, heat pump and eco-cars, etc. Platinum network may furthermore promote cooperation within communities in the world in order to achieve an entirely new urban development model throughout the world.
novations needed to link suppliers and beneficiaries. A paradigm shift from high to low carbon foot print society that internalize ecological costs and improves energy efficiency by encouraging new research and development, creating local markets with increase employment in rural areas is needed to overcome the present unsustainable growth based on false economic theories.
Agroecology: the scientific basis for a biodiverse, productive, resilient and a resource conserving and use-efficient agriculture.
There is an urgent need to promote a new agricultural production paradigm in order to ensure the production of healthy and affordable food for an increasing human population. This challenge will need to be met using a shrinking arable land base which is also required to produce biofuels, but with less petroleum, less water and nitrogen and within a scenario of a rapidly changing climate, social unrest and economic uncertainty. The dominant industrial agricultural model and its biotechnological derivations will not be able provide answers to such challenges. The agroecological paradigm emerges as the most viable option to design and promote the agroecosytems of the future that necessarily will need to be:
Multifunctional: in addition to providing food and fiber, such agroecosystems will produce ecosystem, cultural and social services, Resilient: capable to resist and recover from extreme climatic events and other shocks Productive and diverse, exhibiting diverse crop-animal combinations in time and space with high rates of recycling and land equivalent ratios Efficient in the use of resources and with high energy ratios The basis of local food systems closing the circles of production and consumption
Such agroecological systems are the foundation for a durable strategy of food, energy and technological sovereignty. The science of agroecology, which is defined as the application of ecological concepts and principles to
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the design and management of sustainable agroecosystems, provides a framework to assess the complexity of agroecosystems . The idea of agroecology is to go beyond the use of alternative practices and to develop agroecosystems with a minimal dependence on high agrochemical and energy inputs, emphasizing complex agricultural systems in which ecological interactions and synergisms between biological components provide the mechanisms for the systems to sponsor their own soil fertility, productivity and crop protection Thousands of small peasant and family farmers in Latin America and the developing world already practice this kind of agriculture, offering uncompensated, environmental, social, cultural and economic benefits to large sectors of rural and urban areas. In Latin America, new approaches and technologies involving application of blended modern agricultural science and indigenous knowledge systems and spearheaded by thousands of peasant organizations, NGOs and some government and academic institutions and are proving to enhance food security while conserving natural resources, agrobiodiversity, and soil and water conservation throughout hundreds of rural communities in the region. These successful agroecological initiatives constitute spaces of hope that need to be scaled up via horizontal and participatory processes following the guidelines of the campesino a campesino model. In this process of massification of the agroecological paradigm, agroecologists play a fundamental role in systematizing the principles that underlie the success of such initiatives, and to translate such principles into practice so that they can be converted into appropriate technological forms appropriate to the needs and circumstances of thousands of farmers. Agroecologists also have the social responsibility to inform and motivate decision makers to promote policies conducive to endogenous and sovereign rural development paths, including the access of farmers to land, water, seeds, education, research, local markets, etc. Agroecologists must also educate consumers, because their participation and support for this new type of agriculture will be crucial and essential to their livelihoods, as the quality of life in cities ( access to safe and nutritious food, water quality, conservation of floral and faunal biodiversity, carbon sequestration, microclimate, etc) is increasingly dependent on the presence of an agroecologically based agriculture in the urban periphery. Natures thresholds have been overwhelmed by accelerated agricultural economic growth and the extreme modification of landscapes by monocultures and extreme use of polluting agrochemicals. Agroecology provides the scientific basis to revert such processes and restore a more biodiverse and resilient agriculture capable of producing food an ecosystem services so vital for the survival of a planet in crisis. The scientific community should endorse the emerging agroecological grassroots efforts, and become part of the growing awareness about the need to design a new agriculture that enhances the environment, preserves local cultures and associated biodiversity, promotes food sovereignty and the multiple functions of small farm agriculture. The immediate challenge for our generation is to transform industrial agriculture by transitioning the worlds food systems away from reliance on fossil fuels, develop an agriculture that is resilient to climatic variability and promote local forms of agriculture that ensure food sovereignty and the livelihoods of rural communities.
Corrado Clini
Dr. Corrado Clini is Director General of the Ministry for the Environment, Land and Sea of Italy since 1990. He is Chairman of the inter-ministerial task force of the Italian Government for the implementation of the Kyoto Protocol. Chairman of the G8 - Global Bioenergy Partnership since 2006 and Chairman of the European Environment and Health Committee since 2007. He is Member of the Clinton Global Initiative. He is Visiting professor at the Department for Environmental Sciences and Engineering Tshingua University Beijing and Visiting Professor at Harvard Kennedy School of Government.
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SESSION I From complex thinking to transformational change: epistemological and methodological challenges for sustainability science
Chair: Arnim Wiek, Arizona State University Co-Chair: Francesca Farioli, Sapienza University Rome Background Paper
Preface The Second International Conference on Sustainability Science (ICSS) has the central aim of mapping and structuring the existing knowledge, methodology, and research priorities in sustainability science a field that seems to become more and more fragmented and disperse. ICSS 2010 aims at mitigating this risk by producing tangible outputs for the consolidation and advancement of sustainability science. This Background Paper has three functions:
utlining the central theme of the session, the current state of knowledge (literature overview), and open o research questions guidance for the invited speakers to prepare their contributions ensuring an informed and productive discussion at the conference
Central theme of this session About a decade ago, the emerging field of sustainability science has been introducedwith some ambivalence regarding its epistemology and methodology (Kates et al., 2001). In one stream of its early reception, sustainability science has been conceptualized as an advanced form of complex system analysis. Turner et al. (2003a) state in a prominent article on sustainability science and vulnerability analysis: The emergence of sustainability science builds toward an understanding of the human environment condition with the dual objectives of meeting the needs of society while sustaining the life support systems of the planet. (p. 8074; cf. Turner et al., 2003b, p. 8080). The epistemological goal is enhanced understanding, the methodological approach builds on advanced analytical-descriptive tools. Yet, at the same time, Clark and Dickson (2003) spelled out a more transformational agenda according to which the research community needs to complement its historic role in identifying problems of sustainability with a greater willingness to join with the development and other communities to work on practical solutions to those problems (p. 8059).1 This agenda does not imply that sustainability scientists would solve problems or take decisions on their own, yet, it clearly points in the direction that the epistemological goal of sustainability science needs to be broader than understanding coupled human-environment systems. The transformational version suggests that sustainability science goes beyond the questions of how our coupled human-environment systems have evolved (past), are currently functioning (present), and might further develop (future). As a solution-oriented endeavor, sustainability science addresses the normative question of how these systems ought to be developed in ways that would accomplish a variety of value-laden goals, for instance, to balance socioeconomic needs and environmental capacities (cf. Gibson, 2006). To this end, sustainability scientists engage with a broad range of stakeholders to develop joint and coordinated strategies for how to solve sustainability problems (van Kerkhoff & Lebel, 2006). The co-creation of uncommon types of knowledge is required to succeed on this pathway. These types complement descriptive-analytical knowledge (where are we) and provide sustainability actions and transformations
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with direction (where should we be) and operational structure (how do we get there). This quest is challenged by critical issues of uncertainty and dissent, as well as asymmetrical power relations that give particular interests more weight than others. These and other challenges have trapped sustainability science to remain in the safe space of conventional knowledge production (descriptive-analytical knowledge) and to support the systemanalytical stream of sustainability science mentioned above. In sum, the field of sustainability science is still emerging and it is still characterized by the challenge of how to move from complex systems thinking to transformational change. This session reviews the current state of the debate, addresses some of the open research questions, and facilitates a synthesis discussion on how to move from problem analysis to problem solving and what epistemological and methodological challenges this endeavor entails. This session is not intended to continue the common theoretical debate. It confronts the theory with empirical studies in sustainability science by posing the question in how far we truly advance in solving sustainability problems as opposed to only enhancing our understanding of these problems (see section 5 below).
Current state of knowledge Sustainable use of landscape and natural resources, mitigation and adaptation strategies for climate change affected regions, or precautionary governance of emerging technologies are complex sustainability challenges that have driven the evolvement of a new scientific paradigm, i.e. sustainability science, over the last decade (Kates et al., 2001; Clark and Dickson, 2003; Swart et al., 2004; Komiyama and Takeuchi, 2006; Turner and Robbins, 2008). Thereby, sustainability science is inspired by concepts of post-normal and mode 2 science (Funtowicz and Ravetz, 1993; Gibbons et al., 1994) and employs corresponding research paradigms such as participatory, interactive, transdisciplinary, transacademic, collaborative, and community-based research approaches (Kasemir et al., 2003; Bckstrand, 2003). All these approaches have in common that they endorse research collaborations among scientists and non-academic stakeholders from business, government, and the civil society for addressing issues of sustainability. This evolvement can be understood as a response to two developments that led to the proposal of a new social contract for science (Lubchenco, 1998; Gibbons, 1999): First, to the asserted claim that science ought to address and solve demanding societal problems, a claim that is renewed in the context of the global environmental change debate (Liu et al., 2007, p. 646); and second, to the indication that traditional disciplinary and interdisciplinary approaches as well as applied and consultative (extractive) approaches with restricted stakeholder engagement tend to fail in coping with sustainability challenges (Gibbons, 1999; Kerkhoff and Lebel, 2006). Regardless indisputable success, a variety of reflexive and meta-studies indicate that sustainability science efforts have not yet unfold their full potential (Cash et al., 2003; Blackstock and Carter, 2007; Wiek, 2007; Robinson, 2008). Although being experienced, committed, and equipped with the best intentions, sustainability science teams have a hard time to perform in line with the new requirements and to achieve their goal to move from analyzing to solving sustainability problems. The referenced authors argue that these shortcomings are to a significant extent caused by incompatibility with the established research institutions and paradigms in place (rules-in-use). It is assumed that epistemological and methodological standards for issue legitimization and peer-review tend to undermine key features of sustainability science. Albeit we might adhere to some transitional rules and formats at the early stages of an evolving field, it seems to be timely to move forward in establishing new rules and paradigms that adequately respond to the new features of sustainability science. Epistemological studies have initially pursued to establish a functional typology of knowledge differentiating and linking (a) analytical (explanatory, systemic, system) knowledge, (b) anticipatory knowledge, (c) normative (orientation-guiding, goal, target) knowledge, and (d) action-guiding (transformation) knowledge (Burger and Kamber, 2003; Grunwald, 2004; Grunwald, 2007; Wiek, 2007). More recent studies have focused on the uncommon knowledge types, namely, normative knowledge (Schultz et al., 2008) and strategic knowledge (Loorbach, 2010). Methodological studies have initially developed frameworks of how to link knowledge to action in sustai1
The concept of solving sustainability problems and solutions for sustainability problems respectively does not follow a simple command & control approach, but is based on participation, coordination, iteration, and reflexivity (cf. van Kerkhoff & Lebel, 2006).
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nability research (Ravetz, 2000; Scholz et al., 2006; Robinson, 2008; Loorbach, 2010) and later focused on particular methods in sustainability science, such as scenario analysis (Swart et al., 2004; Guimares Pereira et al., 2007) and sustainability assessments (Bojorquez-Tapia et al., 2005; Gibson, 2006; Ness et al., 2007). Recent studies have explored the methodology of post-normal science in sustainability science (Farrell, 2008) and suggested new methodological approaches to problem structuring (Ness, 2010).
Open research questions As with any other academic pursuit, the credibility of sustainability science relies on conducting empirical research using sound epistemological and methodological foundations. In addition to purposefully and thoroughly applying methods, a good understanding of the specific strengths and limits of the methods as well as a critical appraisal of the knowledge generated are required. The key question remains What type of knowledge and how do we generate knowledge in sustainability scienceto comply with the ambitious transformational program that has been set forth? Specific epistemological questions address: what type of knowledge is generated (analytical/descriptive, anticipatory, normative, strategic knowledge); does the generated knowledge fulfill the promise of leading to realworld solutions and transformations; what is the reliability and validity of the knowledge; how credible, salient, and legitimate is the knowledge generated? Etc. Specific methodological questions address: who interacts with whom, when, on what, how, and to what extent in sustainability research and problem-solving (stakeholder selection, balancing inputs, intensity of collaboration, facilitation, mediation and negotiation, etc.); what features do qualify the applied methods as sustainability method; does the participatory seeting allow to produce different knowledge types that lead to real-world solutions, e.g., methods for problem identification and structuring, system analysis, scenario construction, option analysis, multi-criteria assessment, strategy building, evaluation, etc. and/or their combination (that sustainability science must be created through the processes of coproduction in which scholars and stakeholders interact to define important questions, relevant evidence, and convincing forms of argument (Kates et al., 2001))? Etc.
Session contributions This session calls for epistemological and methodological contributions on sustainability research guided by the question What type of knowledge and how do we generate knowledge in sustainability scienceto comply with the ambitious transformational program that has been set forth? We are interested in truly epistemological and methodological contributions reflecting on the epistemological and methodological challenges related to sustainability scienceinstead of studies that simply apply or propose methods in sustainability research (cf. Blackstock and Carter, 2007). Each session contribution is asked to analyze one or multiple empirical studies in sustainability science and critically reflect on (and make and argument for) how these studies transition from complex systems thinking to transformational change and actually do sustainability problem-solving. Thereby, the session showcases a spectrum of current empirical sustainability studies and explores in how far they fulfill (or not fulfill) the promise of sustainability science (do we actually solve complex sustainability problems as theory and society demand?). The following framework allows to analyze and to compare the epistemological and methodological components of sustainability research as well as to evaluate their strengths and weaknesses in order to indicate the current state of the art as well as future research directions in sustainability science.
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Each contribution should: 1. briefly introduce one or multiple empirical sustainability studies (with or without involvement of the authors): the topic/field, collaborating partners, duration, etc. of the study/studies 2. elaborate on a. what sustainability problem was addressed in the study/studies analyzed (what features do qualify the problem as a sustainability problem) b. what sustainability method was used; what participatory setting was applied (who was involved and how) c. what results were accomplished; in how far the problem was solved 3. reflect on a. the quality of the process and the results (transparency, inclusiveness, validity, credibility, etc.) b. the type of real-world changes and transformation that have been accomplished in the study 4. reflect on potential improvements if the process or results have not fulfilled the expectations (what could/should have been done differently) A good example for the type of meta-studies we are calling for can be found in Blackstock and Carter (2007, pp. 346-351).
Structure of the session 1. Arnim Wiek, Arizona State University, USA: Introduction 2. Katharine Farrell, : 3. Fridolin Brand, ETH Zurich, Switzerland: 4. Petra Schweizer-Ries, Saarland University, Germany: 5. Barry Ness, Lund University, Sweden: 6. All: Synthesis of session results (including future research agenda)
References Bckstrand K., 2003. Civic science for sustainability: Reframing the role of experts, policy-makers and citizens in environmental governance. Global Environmental Politics 3(4): 24-41 Blackstock, K.L., Carter, C.E., 2007. Operationalising sustainability science for a sustainability directive? Reflecting on three pilot projects. The Geographical Journal 173, 343357. Burger, P., Kamber, R., 2003. Cognitive integration in transdisciplinary science: Knowledge as a key notion. Issues in Integrative Studies 21: 4373. Cash, D., Clark, W.C., Alcock, F., Dickson, N., Eckley, N., Guston, D., Jger, J., Mitchell, R., 2003. Knowledge systems for sustainable development. Proceedings of the National Academy of Sciences USA 100, 8086-8091. Clark, W.C., Dickson, N.M., 2003. Sustainability science: The emerging research program. Proceedings of the National Academy of Sciences USA 100, 8059-8061.
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Farrell, K.N., 2008. The politics of science and sustainable development: Marcuses new science in the 21st century. Capitalism Nature Socialism19:68-83. Funtowicz, S.O. and Ravetz, J.R., 1993. Science for the post-normal age. Futures, 25, 735-755. Gallopn, G.C., Vessuri, H., 2006. Science for sustainable development: articulating knowledges. In: Guimares Pereira, A., Guedes Vaz, S., Tognetti, S. (eds.). Interfaces between Science and Society. Sheffield, UK: Greenleaf. Chapter 2. Gibbons, M., 1999. Sciences new social contract with society. Nature 402, C81-C84. Gibbons, M., Limoges, C., Nowotny, H., Schwartzman, S., Scott, P., Trow, M., 1994. The New Production of Knowledge. The Dynamics of Science and Research in Contemporary Societies. London: Sage. Gibson, R.B. (2006), Sustainability assessment: basic components of a practical approach, Impact Assessment and Project Appraisal 24: 170182. Grunwald, A., 2004. Strategic knowledge for sustainable development: the need for reflexivity and learning at the interface between science and society. International Journal of Foresight and Innovation Policy 1, 150-167. Grunwald, A., 2007. Working towards sustainable development in the face of uncertainty and incomplete knowledge. Journal of Environmental Policy & Planning 9, 245-262. Guimares Pereira, A., von Schomberg, R., Funtowicz, S., 2007. Foresight knowledge assessment. International Journal of Foresight and Innovation Policy 3, 53 75. Kasemir, B., Jager, J., Jaeger, C.C., & Gardner, M.T. (2003). Public Participation in Sustainability Science A Handbook. Cambridge, UK: Cambridge University Press. Kates, R W, W C Clark, R Corell, J M Hall, C C Jaeger, I Lowe, J J McCarthy, H J Schellnhuber, B Bolin, N M Dickson, S Faucheux, G C Gallopin, A Grubler, B Huntley, J Jager, N S Jodha, R E Kasperson, A Mabogunje, P Matson, H Mooney, B Moore III, R ORiordan and U Svendin 2001. Sustainability Science. Science, 291, 641-642. van Kerkhoff, L., Lebel, L., 2006. Linking knowledge and action for sustainable development. Annual Review of Environment and Resources 31, 445-477. Komiyama, H., Takeuchi, K., 2006. Sustainability science: building a new discipline. Sustainability Science 1, 1-6. Liu, J., Dietz, T., Carpenter, S.R., Folke, C., Alberti, M., et al., 2007. Coupled human and natural systems. AMBIO: A Journal of the Human Environment 36, 639649. Lubchenco, J., 1998. Entering the century of the environment: A new social contract for science. Science 279, 491-497. Modvar, C., Gallopn, G.C., 2005. Sustainable Development: Epistemological Challenges to Science and Technology. Report of the Workshop on Sustainable Development: Epistemological Challenges to Science and Technology, 13-15 October 2004, ECLAC, Santiago, Chile. Ness, B., Urbel-Piirsalua, E., Anderberg, S., Olsson, L., 2007. Categorising tools for sustainability assessment. Ecological Economics 60: 498508. Ness, B., Anderberg, S., Olsson, L., 2010. Structuring problems in sustainability science: The multilevel DPSIR
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framework. Geoforum 41: 479488. Ravetz, J. 2000. Integrated assessment for sustainability appraisal in cities and regions. Environmental Impact Assessment Review 20: 3164. Robinson, J., 2008. Being undisciplined Transgressions and intersections in academia and beyond. Futures 40, 70-86. Scholz, R.W., Lang, D. Wiek, A. Walter, A., Stauffacher, M. 2006. Transdisciplinary case studies as a means of sustainability learning: Historical framework and theory. International Journal of Sustainability in Higher Education 7: 226251. Schultz J., Brand F.S., Kopfmueller J. & Ott K., 2008. Building a Theory of Sustainable Development: Two salient conceptions within the German discourse. International Journal of Environment and Sustainable Development 7: 465-482. Swart, R. J., Raskin, P., Robinson, J., 2004. The problem of the future Sustainability science and scenario analysis. Global Environmental Change 14, 137-146. Turner, B.L., Kasperson, R.E., Matson, P.A., McCarthy, J.J., Corell, R.W., et al., 2003a. A framework for vulnerability analysis in sustainability science. Proceedings of the National Academy of Sciences USA, 100: 8074-8079. Turner, B.L., Matson, P.A., McCarthy, J.J., Corell, R.W., Christensen, L. et al., 2003b. Illustrating the coupled human-environment system for vulnerability analysis Three case studies. Proceedings of the National Academy of Sciences USA 100: 8080-8085. Turner II BL, Robbins P., 2008. Land-change science and political ecology: Similarities, differences, and implications for sustainability science. Annual Review of Environment and Resources 33: 295-316 Wiek, A., 2007. Challenges of transdisciplinary research as interactive knowledge generation Experiences from transdisciplinary case study research. GAIA Ecological Perspectives for Science and Society 16, 52-57.
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From complex systems thinking to transformational change: Epistemological and methodological challenges in sustainability science Introduction to Session I
About a decade ago, the field of sustainability science has been launchedwith some ambivalence regarding its epistemology and methodology. In one stream of its early reception, sustainability science has been conceptualized as an advanced form of complex system analysis with the epistemological goal to enhance understanding and the methodological approach to apply analytical-descriptive tools. At the same time, a more transformational agenda has been proposed according to which the research community needs to complement its historic role in identifying problems of sustainability with a greater willingness to join with the development and other communities to work on practical solutions to those problems (Clark and Dickson, 2003, p. 8059). This agenda points in the direction that the epistemological goal needs to be broader than understanding coupled human-environment systems. As a solution-oriented endeavor, sustainability science addresses the normative question of how coupled human-environment systems ought to be developed in ways that comply with a set of commonly shared goals. The co-creation of uncommon types of knowledge is required to succeed on this pathway. These types complement descriptive-analytical knowledge (where are we) and provide sustainability actions and transformations with direction (where should we be) and operational structure (how do we get there). As sustainability science is still emerging, this session reviews the current state of the debate, addresses some of the open research questions, and facilitates a synthesis discussion on how to move from from complex systems thinking to transformational change, and what epistemological and methodological challenges this endeavor entails. The session confronts the theoretical debate with empirical studies in sustainability science by posing the question in how far we truly advance in solving sustainability problems as opposed to only enhancing our understanding of these problems.
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Seeing is Believing: a meta-assessment of the methodological and epistemological strengths and weakness of a consciously self-reflective participatory modelling exercise
This paper is a contribution toward a comparative assessment of applied sustainability science projects, which is being carried out in collaboration, amongst the panellists for this session. Following specifications issued by the session chair, and additional criteria drawn from the authors own empirical and theoretical work, it considers the structure, results and overall effectiveness of the applied sustainability science project reported upon in Serrat-Capdevila, A., A. Browning-Aiken, K. Lansey, T. Finan, and J. B. Valds. 2009. Increasing socialecological resilience by placing science at the decision table: the role of the San Pedro Basin (Arizona) decision-support system model Ecology and Society 14(1): 37. The aims and objectives of the project are first reviewed and then considered within the context of the framework provided to the session contributors: what qualifies this work as
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a sustainability science; what sustainability science method(s) was/were used; what results were accomplished; in how far the problem was solved; reflections on - the quality of the process and the results, the type of realworld changes and transformation that have been accomplished through the study and potential improvements. In keeping with earlier works of the author, this is structured to address two aspects of effectiveness: 1. methodological concerning the overall epistemological robustness of the empirically entailed aspects of the work and 2. political concerning the democratic legitimacy and accountability of the politically entailed aspects of the work. The example is found to be of high quality on both counts. The paper concludes with reflections on possible reasons for this and also raises some cautions regarding problems of quality that do arise with the approach taken in the study project.
Moving towards a solution-oriented mode of sustainability science: Evidence on opportunities and challenges from two case studies in Switzerland and Germany
Sustainability science can achieve progress if it moves towards a solution-oriented endeavor, which implies shifting from pure complex systems thinking to also targeting transformational change [1]. Based on evidence from two case studies, the CCES-MOUNTLAND project in Switzerland and the Risk Habitat Megacity Research Initiative in Germany, I will formulate several hypotheses central to achieve progress in sustainability science in terms of solution-orientation. First, in order to get a better understanding of how systems ought to develop, sustainability science needs an intense academic discourse and transdisciplinary learning process on building a well-founded Theory of Sustainable Development. Such theory building opposes hundreds of stipulative definitions of the current literature, as it aims to provide good and convincing arguments for every layer of a theory (i.e. idea, conception, rules, guidelines, applications, special concepts, monitoring) [2]. Second, we have to find ways to enhance knowledge integration of different types of epistemics (e.g. scientific and experiential knowledge, utilizing and relating disciplinary knowledge from the social, natural, and engineering sciences) [3]. Third, sustainability science should establish a transdisciplinary mode and carry out transdisciplinary processes involving scientists, decision-makers and the overall public. This includes joint problem definition, problem representation, and the development of orientations for sustainable transformations [4]. This presentation will also highlight further issues illustrating chances and pitfalls for achieving progress in sustainability science. [1] Wiek, A. From complex thinking to transformational change: epistemological and methodological challenges in sustainability science. Background paper for session 1 at the Second International Conference on Sustainability Science ICSS 2010. [2] Schultz J., Brand F.S., Kopfmller J. & Ott K. (2008). Building a Theory of Sustainable Development: Two Salient Conceptions within the German Discourse International Journal of Environment and Sustainable Development, 7 (4): 465 482. [3] Scholz, R. W., Lang, D. J., Wiek, A., Walter, A. I., & Stauffacher, M. (2006). Transdisciplinary case studies as a means of sustainability learning: Historical framework and theory. International Journal of Sustainability in Higher Education, 7(3), 226-251.
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[4] Scholz, R. W. (in press). Environmental literacy in science and society: From knowledge to decisions. Cambridge: Cambridge University Press.
Prof. Dr. Petra Schweizer-Ries als Juniorprofessorin, University of Saarland/University of Magdeburg, Germany
Petra Schweizer-Ries is a social and behavioural scientist who has been working on renewable energy technologies for over 15 years. She worked with the Fraunhofer Institute for Solar Energy Systems (ISE) from 1992 until 2002, where she founded an interdisciplinary work group on rural electrification. Since 2002 she has been a Junior Professor for Environmental Psychology at the University of Magdeburg, Germany. There, she leads a research group working on different social aspects of energy distribution and introduction in rural and grid-connected areas. She currently represents the chair for Sustainable Development at the University of Saarland, Germany.
How to support complex sustainable development processes Research on energy sustainable communities
Unsustainable energy systems result in global emissions, rely on resources with limited availability and accessibility, and imply high risks for public health and the environment (e.g., coal and nuclear power). Sustainability science is concerned with the question of how to transition from unsustainable energy systems (supply and use) towards sustainable ones that do not deplete the energy resources available. At the same time, sustainability science aims at facilitating these transition processes in ways that community change supports social development (empowering end-users) and not bring about unwanted consequences (misbalanced power structures). This requires thorough research on transition strategies that account for coherence, efficiency, and sufficiency. The talk presents community-oriented research on energy transitions with case studies from Africa, Asia, Latin America, and Europe. The studies deal with balancing technical solutions and social distributional issues within a developmental process. The analysis identifies success factors and failures concerning socio-technical systems change via scientific co-production of knowledge (action-research).
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Table 1: Several properties of mode-1 and mode-2 science Mode-1 science Academic Mono-disciplinary Technocratic Certain Predictive Mode-2 science Academic and social Trans- and interdisciplinary Participative Uncertain Exploratory
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The research programme that is beginning to emerge from this movement is known as Sustainability Science. Sustainability is characterized by a number of shared research principles. Shared here implies a broad recognition by a growing group of people who in a steadily extending network are active in the area of sustainability science. The central elements of sustainability science are:
inter-, intra- and transdisciplinary research co-production of knowledge co-evolution of a complex system and its environment learning through doing and doing through learning system innovation instead of system optimalization
Simply stated, this new model can be represented as co-evolution, co-production and co-learning. The theory of complex systems can be employed as an umbrella mechanism to bring together the various different parts of the sustainability puzzle. Integrated analysis of sustainability This new paradigm has far-reaching consequences for the methods and techniques that need to be developed before an integrated analysis of sustainability can be carried out. These new methods and techniques can also be characterized as follows:
from supply- to demand-driven from technocratic to participant from objective to subjective from predictive to exploratory from certain to uncertain
In short, the character of our instruments of integrated analysis is changing. Whereas previous generations of these instruments were considered as truth machines, the current and future generations will be seen more as heuristic instruments, as aids in the acquisition of better insight into complex problems of sustainability. At each stage in the research of sustainability science, new methods and techniques will need to be used, extended or invented. The methodologies that are used and developed in the integrated assessment community are highly suitable for this purpose. Roughly, there are a number of different kinds of methods for the integrated assessment of sustainability: analytic methods, participative methods and more managerial methods. Analytic methods mainly look at the nature of sustainable development, employing among other approaches the theory of complexity. In participative research approaches, non-scientists such as policy-makers, representatives from the business world, social organizations and citizens also play an active role. The more managerial methods are used to investigate the policy aspects and the controllability of sustainable transitions. An example of an analytic instrument for the assessment of sustainability is the integrated assessment model which allows one to describe and explain changes between periods of dynamic balance. This model consists of a system-dynamic representation of the driving forces, system changes, consequences, feed-backs, potential lock-ins and lock-outs of a particular development in a specific area. Another analytic instrument is the scenario that describes sustainable and unsustainable developments, including unexpected events, changes and lines of fracture. Participatory methods differ according to the aim of the study and its participants. Thus negotiation processes
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are mimicked in so-called policy exercises, whether or not these are supported by simulations. In the method of mutual learning, the analysis is enriched by the integration of the knowledge possessed by participants from diverse areas of expertise. An example of a new kind of policy instrument is provided by transition management (Rotmans, Kemp et al. 2001). Transition management is a visionary, evolutionary learning process that is progressively constructed by the undertaking following steps: I. develop a long-term vision of sustainable development and a common agenda (macro-scale) II. formulate and execute a local experiment in renewal that could perhaps contribute to the transition to sustainability (micro-scale) III. evaluate and learn from these experiments IV. put together the vision and the strategy for sustainability, based on what has been learned (this boils down to a cyclical search and learn process that one might call evolutionary steering: a new kind of planning with understanding, based on learning by doing and doing through learning). But now that the first steps towards an integrated sustainability science have been taken, there is a prospect of making some major leaps forward. Operationalizing Sustainability Following publication of the Brundtland Report, numerous attempts were made to operationalize sustainable development. The most popular and common attempt is the triangular concept with the three pillars economy, environment, and society, which in recent years has in some contexts come to be referred to as the P3 concept of people, planet, profits. Economy refers to jobs and wealth; environment to environmental qualities, biodiversity, and natures resources; and society to health, social cohesion, and opportunities for self-development attributable to education and freedom. The pillar-focused approaches have gained great popularity, particularly in business circles, but they have often suffered from insufficient attention to overlaps and interdependencies and a tendency to facilitate continued separation of societal, economic, and ecological analyses. Alternative depictions stressing interconnections and consideration of institutional aspectsas in the SCENE model of (Grosskurth and Rotmans 2005) offer useful ways forward. Concerns with the poor and the weak that should be part of the sustainability debate do not feature prominently in the pillar approaches. These are, however, captured by the four principles of (Newman and Kenworthy 1993):
The elimination of poverty, especially in the Third World, is necessary not just on human grounds but as an environmental issue The First World must reduce its consumption of resources and production of wastes Global cooperation on environmental issues is no longer a soft option Change towards sustainability can occur only with community-based approaches that take local cultures seriously
An interesting aspect of the above definition is the attention given to local cultures and community-based decision making, a strategy that renders sustainable development less technocratic. The requirements of sustainable development are multiple and interconnected. The main dimensions can be said to consist of maintaining the integrity of biophysical systems; offering better services for more people; and proSESSION II
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viding freedom from hunger, nuisance, and deprivation. To these one may add choice, opportunity, and access to decision makingaspects of equity within and across generations. Towards a transdiciplinary strategy for sustainable development A research framework for sustainability science will need to be further built on existing sciences and scientific programmes. Principal opportunities and policies for transitions to sustainability are multiple, cumulative and interactive. We need more, however, before we can study the sustainability of the interaction between the planet and its ecosystems and peoples. It should be clear that sustainability science will have to be above all an integrative science, a science which sets out to break down the barriers that divide the traditional sciences. It will have to promote the integration between such different scientific disciplines as economics, earth sciences, biology, social sciences and technology. The same can be said for sectoral approaches, in which such closely linked aspects of human activity as energy, agriculture, health and transport are still dealt with as separate subjects. The most significant threats to sustainability appear in certain regions, with their specific social and ecological characteristics. In fact, a sustainable transition will often have to occur within the local surroundings. However, sustainability science has to promote integration on a larger geographical scale in order to get beyond the sometimes easy but finally artificial division between global and local perspectives. Regardless of what spatial scale is found most suitable for the investigation of any particular sustainability issues, gaining insight into the linkages between events on both the macro and the micro scale is one of the major challenges facing sustainability science. Finally, sustainability science must ensure the integration of different styles of knowledge creation in order to bridge the gulf between science, practice and politics. In other words, it has to transcend existing barriers in sectors, scientific disciplines, and perspectives. Sustainable policy If we look at the consequences of this new vision of sustainability for policy, we can note the following. It is important for policy-makers both in politics and in the business community that specific policy aims along with their associated time limits are clearly determined. Several possibilities are shown in the diagram below (Figure 1). One of the options the policy-maker has and this is not so far from the current situation is to go for short-term goals and simple or cheap means of achieving them. In contrast to such an approach, a more pro-active, innovative standpoint can be adopted that pursues longer-term goals, taking into account developments on different levels of scale and in different sectors. Unquestionably, sustainable development demands the latter approach. To facilitate decision-making, sustainability scientists must assist in the task of making concrete both problems and solutions on all relevant temporal and spatial scales. This means that sustainability at the systemic level must be assessed, bringing to bear the following procedural elements: analysis of deeper-lying structures of the system, projection into the future and assessment of sustainable and unsustainable trends. Evaluation of the effects of sustainable policy and the design of possible solutions through sustainable strategies also belong here. Fortunately, integrated approaches to sustainability issues in such areas as environment and development are not entirely new. For example, research has already been carried out into the interactions between urban, rural, industrial and natural ecosystems in order to gain more insight into policy implications for the management of water. The search for integrated theories that combine different disciplinary strengths is an excellent way of creating a better basis for decision-making on sustainability. Conclusion From an anthropocentric point of view, sustainable development is about human betterment or progress. It reflects social consensus of what is unsustainable and what constitutes improvement, and therefore cannot be translated into a blueprint or a defined end state for the achievement of which criteria can be derived and
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unambiguous decisions taken (Voss and Kemp 2006). Sustainable development is often seen as being about protection of amenities (including cultural diversity), but, as this article argues, it is equally about continued advancement and creation: a better and more just world. Both the protection of amenities and the creation of new and better services for more people require innovation in governance institutions and in sociotechnical systems (regime changes). Attempts to achieve these objectives should be carried out in a prudent, reflexive manner to avoid new problems and to make sure that actions taken lead to progress. Sustainability science, based on integrated assessment, may help to identify directions in which change is needed. But the sustainability of new trajectories is not guaranteed. We need more reflexive modes of governance to make sure that the trajectories are indeed sustainable. Sustainability science can guide decision making, providing provisional knowledge about social problems, the desirability of new systems of provision, and the longterm effects of interventionsissues on which science has no definitive answer. We do not think that sustainable development can be objectified using mode-1 science. To try to do so would go against the grain of sustainable development as a deeply normative process that requires attention to long-term effects across various scales (e.g., geographic, functional systems, time). Sustainability may be understood as a specific kind of problem framing that emphasizes the interconnectedness of different issues and scales, as well as the long-term and indirect effects of actions that need to be accounted for as part of decision making (Voss and Kemp 2006). References Gibbons, M. (1994). The new production of knowledge: the dynamics of science and research in comtemporary science. London, Sage. Grosskurth, J. and J. Rotmans (2005). The scene model: getting grip on sustainable development in policy making. Environment, development and sustainability 7: 135-151. Kemp, R. and P. Martens (2007). Sustainable development: How to manage something that is subjective and never can be achieved? Science, Practice and Policy 2 (2): 1-10. Martens, P. (2006). Sustainability: science or fiction? Sustainability: Science, Practice and Policy 2 (1): 1-5. Newman, P. and J. Kenworthy (1993). Sustainability and Cities. Overcoming Automobile Dependence. Washington, DC, Island Press. Rotmans, J., R. Kemp, et al. (2001). More evolution than revolution: transition management in public policy. Foresight 3 (1): 15-31. Voss, J.-P. and R. Kemp (2006). Sustainability and reflexive governance: introduction. Reflexive Governance for Sustainable Development. J.-P. Voss, D. Bauknecht and R. Kemp. Northampton MA Edward Elgar: 3-28.
1 Based on Martens, P. (2006). Sustainability: science or fiction? Sustainability: Science, Practice and Policy 2(1): 1-5. & Kemp, R. and P. Martens (2007). Sustainable development: How to manage something that is subjective and never can be achieved? Science, Practice and Policy 2(2): 1-10.
At the United Nations summit in Johannesburg in 2005, the P3 concept of people, planet, profit was changed into people, planet, and prosperity.
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Daniel J. Lang, Institute for Ethics and Transdisciplinary Sustainability Research, Leuphana University Lueneburg, Germany
Since January 1st 2010 Dr. Daniel J. Lang is Professor for Transdisciplinary Sustainability Research at the Department of Sustainability Sciences at Leuphana University Lueneburg, Germany. Daniel first studied geo-ecology at the University of Bayreuth, Germany (pre-diploma) and later Environmental Sciences at ETH Zurich, Switzerland (MSc). He did his PhD at the Institute for Environmental Decisions, Natural and Social Science Interface at ETH Zurich (Dr. Sc. ETH) where he continued his career as post-doc and senior researcher. In 2008 Daniel spent three months as research affiliate at the Center for Industrial Ecology at Yale University. A core question of Daniels research and teaching activities is how scientists from different disciplines as well as actors from outside academia can work together and learn from each other in order to contribute to coping with the fundamental sustainability challenges of the 21st century. Relevant topics of Daniels research are sustainable governance of physical resource as well as sustainability transitions of communities and regions.
Challenges and Potentials of Transdisciplinary Sustainability Research Understanding and Further Developing Interfaces
Sustainability science is an emerging field aiming to cope with fundamental societal challenges of the 21th century. There is broad consensus that approaching these challenges requires new ways of knowledge production, integration, and use that goes beyond established disciplinary and even interdisciplinary research. Transdisciplinary Research aims at meeting this requirement in enabling mutual learning processes among scientists from
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different disciplines and relevant actors from outside academia. In the first part of this presentation better understanding and further developing various interfaces, specifically between natural and social sciences, science and society, qualitative and quantitative research, intuitive and formal approaches, is defined as key challenges of Transdisciplinary Sustainability Research. In the second part a concrete example of a transdisciplinary project is presented, which revolves around the development and implementation of a landfill rating system in Switzerland. This system is theoretically based on a systemic sustainability assessment approach (Sustainability Potential Analysis) that was adopted and further developed together with key stakeholders form waste management to become a feasible, transparent and broadly accepted rating tool. In the last part some insights gained in this project are reflected with regards to the outlined challenges of Transdisciplinary Sustainability Research. The project clearly indicates that theory and practice do not necessarily contradict each other, but sound theoretical, methodological as well as process-related foundations are needed if the full potential of Transdisciplinary Sustainability Research should be used.
options and needs for successful involvement of stakeholders communication for reaching beyond the science community strategies for bridging some of the many science - policy gaps and the concrete work with continuation strategies.
The presentation will briefly summarize the scientific work of this project and elaborate from there on those lessons learned. The idea behind this procedure is to provide as many as possible entry points for feed-back of the audience and for subsequent discussion on the questions raised as well as on possible solutions presented.
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Implications of a transdisciplinary approach for curriculum design Implications of a transdisciplinary approach for building a network of teachers from across a range of different disciplines The benefits and drawbacks of selection criteria that give entry to people from a wide range of disciplinary backgrounds Teaching methodologies, in particular the impact of discussion learning Benefits and challenges of locating teaching and learning within a working example of a sustainable community The role of research, in particular the topics selected by masters students and the output over the years The challenge of setting up a transdisciplinary Phd programme, in particular with respect to cooperation between a wide number of academic departments from several different faculties General lessons learnt that can contribute to the wider discussion about learning and research on sustainable development
The core argument will be that transdisciplinary learning and research within a developing country context like South Africa has to find a strong interface between development economics, eco-system science, governance and leadership studies. Examples of masters and Phd research undertaken after the core modules completed will be discussed to reveal the significance of this interface for redefining what development means in Africa from a sustainability perspective.
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The first concern is to achieve a low carbon society. It has become common knowledge that climate change is a major problem of the present and the worlds cities account for around 80% of all CO2 emissions that they also conversely offer numerous options to mitigate emissions and to adapt climate change. All the worlds countries need to unite to make supreme efforts to establish a low-carbon society by reducing global emissions by half from the current level by 2050. If per capita CO2 emissions were the same worldwide when the 50% reduction is realized, the developed countries would need to reduce their per capita emissions by 70-80 % comparing to the current level, and the developing countries would need to keep approximately the current level while achieving economic growth and improved quality of life (Ministry of the Environment of Japan, 2007). Such a society cannot be realized if the current trends continue. All countries, organizations, and entities have to commit themselves to actions from now on. The innovation of existing technology towards a low carbon or carbon free one could be an important countermeasure. For examples, the enhancement of efficiency of individual cars due to lighter bodies and widespread the use of hybrid cars, electric vehicles, fuel-cell cars, etc. will decrease the CO2 emissions from car uses and overcome the related air pollution problem. Intelligent transportation systems will not only collect and provide traffic information, but they will also enable an advanced billing method, thereby forming the basis of a low-carbon transportation system. The improvement of energy use efficiency is also need to be paid great attention. It would become a common practice to avoid wasting energy and to efficiently use natural energy in transport, homes and offices. For examples, through shifting the share of transport to more efficient modes like buses and subways, we can improve the energy efficiency while still meet the demand of mobility. Similar improvements at homes and offices could be achieved by increasing compressors efficiency and decreasing the temperature difference in heat transfer of air conditioners and other heat pumps. In addition, the development of renewable energy is another necessary option. Since even if
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we can reduce the total amount of energy consumption through changing peoples life style, enhancing the efficiency or recycling of energy utilized, we will still need a large amount of energy resources while we cannot continue to rely on fossil fuels. From the single viewpoint of global warming caused by CO2 emissions, it is clear that we do not have much time left to develop energy resources that can replace fossil fuels. Rather than sitting back and doing nothing but just waiting for the exhaustion of fossil fuel resources, we must try our best efforts towards the development of alternative energy resources such as hydropower, solar energy, wind power, biomass energy and geothermal so as to make a soft landing to a sustainable energy system.
The second concern is to tackle the problem of extended life of population. The economic progress and advanced medical technology have enabled the world population decline in the fertility rates and extension of life span, i.e. slower population growth and it aging. The aging process is already underway in the developed countries like Japan, while in many developing countries in Eastern and Southeastern Asia, as well as Central and Eastern Europe, the aging process is expected to begin around 2020. In the urban domain, one of the future challenges will be to accommodate citizens preference for larger living spaces, while providing commutable, livable cities with appropriate infrastructure which can not only decrease the environmental load but also can maintain the residents quality of life. Compact city is recognized as a feasible solution against the above background because it has the characteristics of promotion of revitalization of urban town centers, restraint on development in rural areas, higher densities, mixed land use. There are many perceived benefits of the compact city over traditional urban sprawl, which include less car dependency, reduced energy consumption, the reuse of infrastructure and previously developed land, a regeneration of existing urban areas and urban vitality, a higher quality of life, and the preservation of green space. Meanwhile, it is also necessary to conduct transportation planning with general aims at promotion of public transport thus lower emissions, high efficient use of fossil energy and introduction of new transport modes to meet the demand of an aging society. The third focus of this paper is to enrich the development of urban-rural fringe. Known as the outskirts or the urban hinterland, the urban-rural fringe can be described as the landscape interface between town and countryside, or also as the transition zone where urban and rural uses mix together. Typically, urban-rural fringe are intensively managed to prevent the urban sprawl and protect the agriculture land and forests, where have certain land uses such as roads, power, water and sewerage plants, factories, and waste recycling facilities. To enhance the vitality of urban-rural fringe together with the correlated objectives of low carbon and adaptation to extended life of population, there are several possible ways such as development of bio-fuel production industry using the biomass generated in urban area as resource, construction of a material recycling system, and mixed land use planning.
Fig.1 Three major focuses among multiple themes concerning sustainable urban future
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Low carbon society Global greenhouse gas emissions will need to peak within the next 10-15 years followed by reductions of at least 50% by 2050 if we are to avoid dangerous climate change. Developed country emissions will need to be reduced significantly. As much as a 60-80% reduction in emissions from developed countries by 2050 are feasible both technically and economically. In addition, developing country emissions will need to follow a pathway that allows continued growth and development whilst making the transition to a low-carbon society. Climate change is now recognized as an economic as well an environmental problem. The costs of strong and urgent action both in mitigation of and adaptation to climate change are vastly outweighed by the future costs of inaction. According to the Intergovernmental Panel on Climate Change (IPCC) expected macro-economic costs of moving to low-carbon societies are less than 0.12 percentage points reduction of annual global GDP growth. Any delay in mitigation causes significant cost increases (IPCC, 2007). To achieve a low carbon society and as discussed above, innovation of technology, improvement of energy efficiency and development of renewable energy are three feasible countermeasures. In detail, when taking the automobile as a case, as shown in fig.2, we could cut gasoline consumption to 15% of the level in 1995 by reducing the cars body weight and using hybrid engines. Moreover, in the future with the help of new technology like the introduction of electric car, the potential of reduction of CO2 emissions would be increasing. Taking Japans electric vehicle as an example, Mitsubishis I-MiEV and Nissans Leaf have lighter body weights and only around 10% and 20% of emissions of the conventional car and hybrid car respectively.
Fig.2 CO2 emission of various types of cars. Modified on basis of Komiyama and Kraines (2008). TEPCO stands for Tokyo Electric Power Company. CO 2 emission coefficients used for the calculation do not consider carbon credit adjustment.
When looking at the contribution of renewable energy as an example, as pointed by Komiyama and Kraines (2008), in a sustainable scenario of year 2050 we will aim to achieve the new development of hydropower equivalent to 5% of the current fossil fuel consumption, biomass such as agricultural and forestry residuals and municipal waste equivalent to 15%, solar cells equivalent to 3%, and the equivalent of about 2% of current fossil fuel consumption from other renewable energy sources such as wind and geothermal. This gives us a total of 25% of 1995 fossil fuel consumption.
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Extended life Recently, aging of population has already become one of the biggest issues just as global warming for both developed and developing countries. For nation-wise, until the early 1980s, the pace of ageing in Japan was slower than US and Europe, and only less than 10% of the population was the elderly aged 65 or older. But the percentage started to surge after that, and in 2005 Japan became the fastest-ageing society, exceeding Italy (Fuyuno, 2007).
In another hand, through several decades rapid economic development and urbanization in most cities, extensive sprawl of urban areas creates many problems like difficulty of infrastructure maintenance, longer trip for commute and inconvenient mobility especially for aged people, low vitality of urban center. However in the past decades, urban planning, adaptation to the aging society and low carbon society are usually considered independently without any integration. The urgent needs for a sustainable urban encourages the problems to be tackled simultaneously by considering the interactions of each other. Fig.3 gives us an example, in which we illustrate a future vision of compact city in an aging society. The compaction of city, promotion of modal share of public transport, bicycling and pedestrian, assistance of new technology (e.x. LED light), use of renewable energy (e.x. solar power), and improvement of energy efficiency would be greatly helpful to adapt the transformation to aging society, maintenance of elder peoples quality of life and release of environmental load as well. This kind of integration of several planning targets and countermeasures would be a dominant trend in future development. 4. Urban-rural fringe Usually, the urban-rural fringe serves as a purchaser of energy and organic materials which are generated in rural areas and processes those raw agricultural resources into edible and marketable products and supplies to urban area. Adversely, this area always suffers from considerable environmental damages in the form of waste disposal and resource constraints (Fig.4). To avoid the environmental problems and ensure the enrichment of urban-rural fringe, introduction of those eco-industries, for example, the bio-fuel production industry will be a sustainable solution, through which a large amount of biomass waste from urban area could be transformed into renewable energy, and at the same time employment opportunities would be created and new business could be expanded. Thus the vitality of this area could be enhanced. Furthermore, the living conditions of local residents would be improved as a result of better use of waste material and reduction of pollution.
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Conclusions and discussions This paper looks at the sustainable urban future through the analysis of three major issues including achievement of a low carbon society, extended life of population and enhancement of vitality of urban-rural fringe. Through the investigation of their characteristics, interactions and possible countermeasures, we propose a conceptual vision of sustainable urban future with the target year of 2050. In detail, we discuss the importance of integration of all the objectives with the support of new technology, policy control and planning, change of peoples life style, etc. It is found that the combination of planning targets and countermeasures that interact with each objective are necessary and dominant trend in future development. On the other hand, for the developing countries, currently most of them are still on the way of economic booming, population increase and rapid urbanization with extensive urban sprawl. Those problems such as extended life of population, mitigation and adaption of global warming, and management and enrichment of urban-rural fringe have not yet been paid as great attentions as other problems like economic growth, water and food security, etc. While with the communication with developed nations and peoples increasing desire for future sustainability, it is necessary to start actions from now on, through local endeavor and international cooperation so as to achieve a sustainable urban future.
References Fuyuno, I. (2007) Aging Society in Japan - Part I, Available on http://bsra.org.uk/news/report-japans-ageingsociety. International Panel on Climate Change (2007) IPCC Fourth Assessment Report, Working Group III Report Mitigation of Climate Change. Available on http://www.ipcc.ch/. Komiyama, H., Kraines, S. (2008) Vision 2050 Roadmap for a Sustainable Earth, Springer. Ministry of the Environment of Japan. (2007) Building a Low Carbon Society (first draft), Available on http:// www.env.go.jp/earth/info/pc071211/en.pdf United Nations, (2007) World population prospects: the 2006 revision. Available on United Nations Population Division Database.
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Srikantha Herath, Institute for Sustainability and Peace, United Nations University
Dr. Srikantha Herath is currently a Senior Academic Programme Officer at the Institute of Peace and Sustainability of United Nations University in Tokyo Japan. He servers as the Academic Director of the Institutes Postgraduate Programmes, as director for international course on Global Change and Sustainability. He is trained as a Civil Engineer and received his Ph. D. from the University of Tokyo in Hydrology and Water resources. He has worked as a Civil and Irrigation Engineer in Sri Lanka, Senior Research Engineer in Consulting In Japan, and as an Associate Professor and Guset Foreign Professor at the University of Tokyo. He has wide experience in conducting research programs in water and disaster risk reduction fields in a number of Asian countries and is engaged in collaborative programs in EU and Ocenia. He serves in number of international programs in various capacities such as, member of the management committee of the International Flood Initiative, as an advisor to the International programme on landslides, as member of the capacity development committee of the Asian Pacific Network. etc. Currently he coordinates University Network for Climate and Ecosystems Adaptation Research which is a consortium of leading universities in Asia, developing common educational and research programs for climate and ecosystems change adaptation
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are not designed to withstand such waters, but also subway networks. Urban development, expansion in to risk fringe areas, especially the expansion of slums in to marginalized and vulnerable areas makes flood risk reduction a major challenge in urban areas, especially mega cities. Now climate change threatens urban landscape with increased rain intensities that can induce extreme flood disasters more frequently. Investing in mitigation measures is difficult due to large uncertainties in future projections. Further, the options available too are very much limited due to land ownership restrictions and high property values. Uncertainties in future projections stem from model uncertainties as well as future scenario uncertainty. Even when the potential extreme weather patterns are established, the complex terrain and uncertainty of performance of existing flood control measures under stress provides a large variability in future risk assessment. Incremental adaptive measures combined with innovative solutions that address not only the flood issue, but combines flood risks reduction with broad development objectives are the most suited to address future urban flood risks under uncertainty. This paper discusses these uncertainties and potential solutions. Four case studies (a) An urban flood control proposal from Vietnam (b) Major structural measures from Japan (c) Floating houses and (d) Onsite facilities for retention and infiltration are introduced that aim at sustainable risk reduction solutions. Especially onsite water management is an adaptive measure that address risk management in an incremental manner, that can be adjusted according to the improvements knowledge of future risks.
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Energy sustainability: Closed cycles of resources and their application to energy systems.
Making the transition to a future of sustainable energy is one of the crucial challenges mankind faces in this new century. It means to secure adequate energy resources to sustain the current and future economies of developed and developing countries in a world foreseen to reach 9 billion people by 2050, according to UN estimates; it means as well to preserve the underlying integrity of essential natural systems, including avoiding dangerous climate change. To achieve an equilibrium between the two objectives requires energy systems designed to meet sustainability criteria. New approaches are required to analyse the interactions among climate change, development and energy. The dimensions are simultaneously social, technological, economic and political. The perspective is local as well as global. Sustainability Science can help in understanding those linkages, in bridging the gap between science policy and practice with the aim of finding appropriate sustainable solutions to answer the fundamental question of how to reconcile the need to secure adequate energy resources to sustain the current and future economies of Developed and Developing Countries, preserving the integrity of Earth system. As outlined by IR3S approach a sustainable world can be achieved only when the global system (the planetary base for human survival), the social system (the political, economic, industrial, and other human-devised structures that provide the societal basis of human existence), and the human system (the sum total of all factors impacting the health of humans) work in conjunction with each other. Sustainability science has to consider all the issues that each combination of systems generates, and science and technology has to work and develop towards global sustainability. The relationship between each system produces complex problems. Energy problem is a complex issue, based on human-nature interaction, requiring a trandisciplinary approach so to find appropriate sustainable solutions. The current energy paradigm is in deep contrast with the idea of sustainable energy: it is based on the intensive use of non renewable fossil fuels, causing environmental degradation and posing global risks to the integrity of essential natural systems. Human activities are still based on open cycles of energy resources, starting from a condition of environmental balance and reaching an environmental imbalance, this cycle consumes resources and produces waste. The era of open cycles cannot continue. What yesterday seemed impossible, today is our stated objective: to realize energy systems that not consume resources and do not produce waste. The solution to move towards a new sustainable energy paradigm is the realization of Closed cycles of resources, which can be achieved in the energy sector by exploiting renewable resources and structurally integrating energy vectors. The inclusion of energy vectors (to be produced from several primary resources) in the energy system chain becomes a key concept for a new sustainable society with low carbon emissions, with equal opportunities of development for all Countries and poverty eliminated, aiming to zero waste and zero consumptions and that continuously re-use its resources.
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Coordination of science/ technology and politics Contributions of innovation concerning science and technology are indispensable for global sustainability governance in contemporary time. Scientific assessment in policymaking is becoming an increasingly important element of global sustainability governance when addressing sustainability issues. Questions arise over how science should be reflected in policy measures in combination with various social values. In analyzing the dynamic interface between science and politics, it is important not only to see the role of experts and the epistemic community in the decision-making process, but also to reveal the process of how and by whom knowledge and scientific assessments are framed, interpreted, and produced. In addition, the development and diffusion of innovative technologies is also indispensable for global sustainability governance. However, the development of technology is accompanied by various potential risks and social problems, as well as benefits. And as the scope of those issues has grown wider, the range of interested actors has increased accordingly As long as society decides to make use of technologies with diverse social implications that encompass risks for society as well as benefits, there is a need for technology assessment systems for the decision-making and management about the development and utilization of these technologies.
Chair: Hideaki Shiroyama, Graduate School of Public Policy, Graduate School of Law and Politics, The University of Tokyo
Hideaki SHIROYAMA is aprofessor of public administration at the University of Tokyo. He studies about policy making process, international administration, and the environmental/ safety policy especially focusing on the interface between science/ technology and politics. His recent publications include The Harmonization of Automobile Environmental standards between Japan, the United States and Europe, Pacific Review, 2007, Environmental Cooperation in East Asia, in Development of Environmental Policy in Japan and Asian Countries (Palgrave Macmillan, 2007).
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Prof. Dr. Roland W. Scholz, ETH Zurich, Institute for Environmental Decisions, Natural and Social Science Interface (NSSI)
Roland W. Scholz holds the Chair of Environmental Sciences: Natural and Social Science Interface at the Swiss Federal Institute of Technology (ETH Zurich, Switzerland). He is adjunct professor of Psychology at the University of Zurich (Privatdozent) and was elected as the fifth holder of the King Carl XVI Gustafs Professorship 2001/2002 hosted at the Center of Environment and Sustainability of Chalmers University of Technology and Gothenborg University (Sweden). Since 2002, he is the speaker of the International Transdisciplinarity Network on Case Study Teaching (ITdNet). Scholz graduated in Mathematics, Psychology, and Educational Sciences (Dipl.-Math.), Social Psychology (Dr. phil., University of Mannheim), and Cognitive Psychology (Dr. phil. habil.,). Scholz specialized in decision sciences and systems analysis, cognitive and organizational psychology, and environmental modeling, evaluation and risk assessment. His current research field is environmental decision making in human-environment interactions and the theory, methodology and practice of transdisciplinary sustainable transition processes. Since 1994 he hosts annual transdisciplinary ETH-UNS case studies on sustainable urban, regional, and organizational development.
Transdisciplinary processes for coping with global threats. How might the future look like: The case of phosphorous scarcity
In transdisciplinary processes legitimized decision makers, agents from the scientific community and usually - other representatives from the public at large collaborate in a process of mutual learning for coping with ill defined, societally relevant real world problems [1]. One of the key goals of transdisciplinary processes is the development of socially robust knowledge that generates a form of epistemics, which (i) meets state of the art scientific knowledge, (ii) has the potential to attract consensus, and thus must be understandable by all stakeholder groups, (iii) acknowledges the uncertainties and incompleteness inherent in any type of knowledge about processes of the universe, (iv) generates processes of knowledge integration of different types of epistemics (e.g. scientific and experiential knowledge, utilizing and relating disciplinary knowledge from the social, natural, and engineering sciences), (v) considers the constraints given by the context both of generating and utilizing knowledge [2]. Much experience could be gained with Transdisciplinary Case Studies (TdCS) worldwide. Since 1993, the Natural and Social Science Interface group (NSSI) participated in about 18 projects involving on average 100 stakeholders in each study. Other similar TdCS took place in Austria (N =4), Germany (N =1), Sweden (N=9), Bhutan (N = 1), Seychelles (N =1, see ). These studies dealt primarily with sustainable transitions on a regional scale and included topics such as urban development, mobility, sustainable agriculture, energy use, etc. Even the sustainable transition of policy processes has been the object of study. Here the method of a multiple case study was applied for the first time in investigating the decision processes for finding nuclear waste repositories [3]. One strength of transdisciplinary processes is that mutual learning between theory and practice occurs by relating experiential knowledge from stakeholders (including policy makers) with abstract, codified knowledge from the different scientific disciplines and relevant domains for a certain real world problem. Based on my experience, important aspects of transdisciplinary processes are that scientists and practitioners collaborate on an equal level and through joint leadership, which allows for shared accountability and responsibility for the process and the product of the TdCS. The transdisciplinary processes should include a joint problem definition, problem representation, and the development of orientations for sustainable problem transformation. These steps should serve the key functions of transdisciplinarity which are (1) capacity building, (2) consensus building, (3) mediation, and (4) providing legitimization for the decision makers.are realized in processes support both the sustainable transformation of the case and the better scientific understanding of obstacles of sustainable development. The speech is focused on a new perspective of transdisciplinary processes. The vision and critical question is whether transdisciplinary processes can take place on a global level. There are many challenges in the current world and in many domains, particularly in adapting to global threats such as climate change, coping with micropollutants, or preparing for and coping with phosphorous scarcity (peak phosphorous).
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We present a potential design for a transdisciplinary case study and discuss the role of science based on a previous multiple case study on nuclear waste repositories run in Switzerland and in Sweden [4]. The topic of the potential TdCS will be phosphorous scarcity. Phosphorous (P) scarcity and Peak P is an issue that may be much more essential than Peak Oil. Food production in many areas of the world is fundamentally dependent on P. Many areas of the world are already suffering from P shortages. Additionally, current accessibility to rock phosphate and future scarcity is and may be experienced quite differently in many parts of the world. We sketch what type of learning may occur by what stakeholders in a Global TdCS on P scarcity. [1] Thompson Klein, J., Grossenbacher-Mansuy, W., Hberli, R., Bill, A., Scholz, R. W., & Welti, M. (Eds.). (2001). Transdisciplinarity: Joint problem solving among science, technology, and society. An effective way for managing complexity. Basel: Birkhuser. [2] Scholz, R. W., Lang, D. J., Wiek, A., Walter, A. I., & Stauffacher, M. (2006). Transdisciplinary case studies as a means of sustainability learning: Historical framework and theory. International Journal of Sustainability in Higher Education, 7(3), 226-251. [3] Scholz, R. W. (im press). Environmental literacy in science and society: From knowledge to decisions. Cambridge: Cambridge University Press. [4] Schori, S., Krtli, P., Stauffacher, M., Fleler, T. & Scholz, R. W. (Eds.). (2008). Siting of nuclear waste repositories in Switzerland and Sweden - Stakeholder preferences for the interplay between technical expertise and societal input. ETH-NSSI Case Study Report 2008. Zurich: ETH Zurich.
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Dr John Thompson, Research Fellow Knowledge, Technology and Society, Institute of Development Studies; Co-Convenor, Food and Agriculture Domain, The STEPS Centre; and Joint Coordinator, Future Agricultures Consortium
Dr John Thompson is a resource geographer who has worked on power, policy and sustainability issues in food and agriculture, water resource management and rural development for over 25 years. He joined the Institute of Development Studies (IDS) at the University of Sussex, UK, in October 2006 as a senior Research Fellow in Knowledge, Technology and Society. Currently, he serves as Joint Coordinator of the DFID-supported Future Agricultures Consortium, which aims to encourage critical debate and policy dialogue on the future of agriculture in Africa, and as Co-Convenor of the Food and Agriculture Domain of the STEPS Centre, a global research and policy engagement centre funded by the UK ESRC working on sustainability science and social justice issues. Previously, he served as Director of the Sustainable Agriculture and Rural Livelihoods Programme of the International Institute for Environment and Development (IIED), London, and Director of Research and Development of Just Food, New York City. Dr Thompson has authored more than 80 peer-reviewed articles, technical papers and reports, and authored and edited several major books and monographs. In addition, he has sat on several international task forces, advisory panels and editorial boards, and has worked as a Research Associate at the National Environment Secretariat, Kenya, a Research Fellow at Clark and Harvard Universities, USA, and a Young Fellow at the International Institute for Applied Systems Analysis, Austria.
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Andrea E. Ulrich (M.A., M. Sc.), ETH Zurich, Institute for Environmental Decisions, Natural and Social Science Interface (NSSI)
Since 12/09: Research assistant, Institute for Environmental Decisions, NSSI, Chair of Prof. Roland W. Scholz, ETZ Zurich, Switzerland. 10/07 2/10: M. Sc. Sustainable Resource Management, School of Forest Science and Resource Management, Technische Universitt Munchen (TUM) - Munich, Germany Thesis: Food and Water Security in the Lake Winnipeg Basin An Action Research Approach for Sustainable Phosphorus and Water Resources Management 10/01 - 1/07: M.A. (Magister Artium): American Cultural History, Geography and Law, University of Munich (LMU), Germany Thesis: Canada - Living with Abundant Water? Paradigm Change in Water Resource Understanding and its Impact on Modern Canadian Political History 9/03 - 4/04: Universit Laval, Qubec/ Canada (visiting student) 10/00 - 9/01: Translation and Interpretation (English, French), University of the Saarland, Saarbrucken, Germany
Sustainability in Soil Protection Land Use and Conservation of Natural Resources. Phosphorus Fertilization and Soil Biodiversity as a Legal Problem
This article (with Felix Ekardt/ Nadine Holzapfel/ Andrea Ulrich*) broaches the legal treatment of the declining, non-renewable, non-substitutable resource phosphorus, which is indispensable for life. We address a highly important resource problem that has hitherto received little attention in the jurisprudential discourse. Excessive and dissipative phosphorus entry into the environment, soils, and water bodies has significant harmful effects on ecosystems, and is represented by subtle, long-term accumulations in the aquatic ecosystem as well as soil contamination. In this article, we present this problem field and demonstrate that currently neither European nor German fertilizer legislation and soil conservation legislation provide for adequate regulatory approaches. In this respect, a precautionary concept on the European level is basically non-existent. Insufficient regulations in the above mentioned fields lack concreteness, real enforcement, prevention of relocating problems and a safeguard for absolute reductions in phosphorus usage. If these factors are not taken into account, it will remain impossible to effectively address ecological and resource problems because phosphorus politics will otherwise be constrained to constant consideration on an individual basis, where every individual case might be deemed to entail few negative consequences. Yet it is the sum of multiple minor actions that can lead to ecologically and resource-related fatal consequences. We argue that it is not sufficient to increase efficiency in phosphorus uptake per individual plant, because if crop cultivation is expanded to previously unused areas, for instance via greater animal feed crop production (due to globally rising meat consumption) or via bioenergy plant production, it will be impossible to achieve the necessary absolute phosphorus application reductions. We conclude that this will eventually lead to an important new awareness in environmental policy: administrative legislation and efficiency by themselves tend not to solve resource problems or quantity problems if at the same time global production increases or remains at a constant high level.
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Prof. Dr. Roland W. Scholz & Dr. Michael Stauffacher, ETH Zurich, Institute for Environmental Decisions, Natural and Social Science Interface (NSSI)
Roland W. Scholz holds the Chair of Environmental Sciences: Natural and Social Science Interface at the Swiss Federal Institute of Technology (ETH Zurich, Switzerland). He is adjunct professor of Psychology at the University of Zurich (Privatdozent) and was elected as the fifth holder of the King Carl XVI Gustafs Professorship 2001/2002 hosted at the Center of Environment and Sustainability of Chalmers University of Technology and Gothenborg University (Sweden). Since 2002, he is the speaker of the International Transdisciplinarity Network on Case Study Teaching (ITdNet). Scholz graduated in Mathematics, Psychology, and Educational Sciences (Dipl.-Math.), Social Psychology (Dr. phil., University of Mannheim), and Cognitive Psychology (Dr. phil. habil.,). Scholz specialized in decision sciences and systems analysis, cognitive and organizational psychology, and environmental modeling, evaluation and risk assessment. His current research field is environmental decision making in human-environment interactions and the theory, methodology and practice of transdisciplinary sustainable transition processes. Since 1994 he hosts annual transdisciplinary ETH-UNS case studies on sustainable urban, regional, and organizational development.
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Modus operandi: the structure of collaboration The central idea behind the Panel is to follow a fully cooperative way of working, by ensuring the involvement of all participants in the process of structuring of collaboration and in the definition of content to be discussed. To do so Academia provided a background documentation which served as a first input to participants:
Guidelines giving necessary information about objectives of the Panel and panelists role prior, during and after the conference Working Points Concept Paper outlining central themes of the Panel discussion and guiding the invited panelist to the preparation of their contributions for the session
The documents have been afterwards revised by panelists, who sent their feedback to the Secretariat, that took care about the editing of shared version of Concept Paper weighting on the different comments and input. After the Panel, the participants will jointly contribute to the editing of a Paper of Wills summarising key results and future challenges, including future steps, further issues to be discussed and Joint Initiatives to be launched in order to concretize the cooperation. Moreover, work and documentation of the all process will serve as a base contribute to the editing of a Sustainability Guidelines Report, providing a sound and robust scientific base concerning sustainability. A synthetic description of the modus operandi is given by the figure here below:
Cooperation
After the Conference a Paper of Wills will summarise key results of the Panel and the future steps for and enduring collaboration trough the launch of Joint Intitiaves A
Sustainability Guidelines Report will provide a sound and robust scientific base concerning sustainability
Industry Feedback
Industry feedback
Panelist feedback ensure a cooperative approach for the editing of a shared version of the Working Point Concept Paper to be discussed at the Panel
Acedemic
Guidelines
Working Points
Guidelines
The Working Points Concept Paper outlines main issues of discussion and guiding the invited panelist to the preparation of their contributions
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PANEL II - People to Science to People: experiences from civil society Chair: Silvio Funtowicz University, European Commission - Joint Research Centre EC-JRC Co-chair: Alice Benessia, University of Torino Background Paper
Waiting for sustainability
The term sustainability was born to address an explicit concern about the continuity and stability of humanitys future on this planet. In its original meaning, it implied the necessity to constrain present actions to avoid compromising the future wellbeing of successive generations. Such emphasis on the future, privileges sciences predictive abilities as the primary epistemic tool for shaping policies and actions to conform to politically responsible that is to say, sustainable ways.
In this sense sustainability has therefore been defined within the shared and implicit cultural frame of modernity, according to which waiting for the unequivocal and certain opinion of science is a fundamental requirement for legitimate and responsible action. This means giving up our agency as members of civil society and most importantly a continuous procrastination, because the future is, in fact, irreducibly uncertain and intrinsically complex. Waiting for sustainability, as we will see and we would like to further explore, reflects the awareness that the notion of sustainability in itself and its relationship with science and technology are indeed multifaceted, ambiguous and they can be characterized by a number of tensions and contradictions, such as the one just stated: relying on the predictive power of science and technology to make sound decisions for a sustainable future, whereas our future is more and more unpredictable precisely because of our greater scientific and technological power to act. The precautionary principle can be seen in this context as an attempt to solve the contradiction without discussing its implicit roots. It aims to fill the gap of governance legitimacy arising from the radical uncertainty involved in the decision-making process, without modifying the underlying assumptions that legitimize the policy action. A second level of contradiction and ambiguity consists on another idea embedded in the same cultural frame of modernity: the firm conviction that, by their own existence and development, science and science-based innovation lead the way to progress (life improvement and preservation on the planet). Our unprecedented power to manipulate matter, energy, life and information by which we experiment irreversibly over large space and time-scale, is taken to be the way out of the ecological and socio-economical impasse that we are facing. In other words, the very same cause of the actual hyper-complexity and therefore extreme vulnerability of our lifesupporting systems on the one side, and of the massive expropriation and deterioration of natural and cultural systems on the other is considered as the main and only possible cure. Here again persisting within the same paradigm, as with the case of the precautionary attempt, both the understandings of science and technology as cause and cure rely on the modern assumption that traditional scientific and technological practices are valuefree knowledge production and implementation systems based on reason, as opposed to passion based cultural constructs, subjected to human economic, social and political values and interests along with the constraints of refractory natural and social realities. A third level of contradiction is grounded in the still widespread modernist ideal of the epistemic privilege of Western science, as conveying a universal and ubiquitous, therefore in principle more effective, type of knowledge, in the face of the actual radical complexity, indeterminacy and context-dependency of the problems arising from the very same application of its principles to the real world. What we mean by contradiction here is a set of problems or tasks that cannot be resolved within the (modern) frame of reference in which they are conceived. A desirable way out of contradiction in these terms is a creative resolution through an open-ended dialogue between different kinds of knowledge, arising from a cultural and natural diversity. A (responsible) reflection and action based on a constant feed-back between short and
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long-term concerns, between natural and cultural-specific needs and global issues, between the place-specific knowledge resources of local communities and the science based innovation, can be achieved by sharing the experiences of scientists, artists, policy-makers and the civil society, all coming from our dappled world. A live performance will set the stage for our dialogue, opening up the possibility for intuition and unmediated involvement to be part of the process. As Beckett and Camus put it toward the end of modernist theatre, a way out of the Absurd (although, for them, only to step into a more operational and dignified Tragedy) is the very awareness of its ironic nature. This is precisely what we would like to explore here together, through the expression of diverse, globally relevant, communities and ecosystems crises, seen as opportunities for present action and change. Finally and more generally, the approach that we would like to consider together entails implementing in time a variety of operational and pragmatic definitions of sustainability, as opposed to waiting for a single satisfactory ontological and semantic definition to rely upon for future action. References - Beckett S. 1952. En attendant Godot, Paris: Editions de Minuit - Camus A. 1942; Le Mythe of Sisyfe, Paris: Gallimard, coll. Folio Essais - Cartwright N. 1999. The Dappled World. A Study of the Boundaries of Science, Cambridge: Cambridge University Press. - Dovers S.R. et al. 1993. Contradictions in sustainability, Environmental Conservation Vol. 20, No.3, pp.217-222. - Funtowicz S., Ravetz J. and O Connor M. 1998. Challenges in the use of science for sustainable development, Int. J. Sustainable Development, Vol.1, No.1, pp.99-107. - Ravetz J. 2006, Post normal science and the complexity of transitions towards sustainability, Ecological Complexity 3 pp.275-284.
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Ernesto F. Rez-Luna, CSA Science & Development Director, Environmental Sustainability Centre, Cayetano Heredia Peruvian University (CSA)
Tropical biologist and political ecologist. 10+ years leading conservation-&-development projects in the Neotropics. Lifetime commitment to indigenous rights. Practitioner of the ecosystem approach inspired by James Kay and complex-system theories. Winner of the Whitley Conservation Award 2008, presented by Princess Ann (donated by WWF-UK). Current focus on multi-billion dollar mega-projects (dams, hydro-ways, and penetration roads) under development in Amazon headwaters and major tributaries. Their aggregated and synergistic impacts pose unprecedented threats to ecosystem health and indigenous peoples survival; in the context of climate change, cross-scale inequalities, and extractive booms.
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bility are used, discarded or distorted to suit shifting political agendas. Use of these myths (rather than indigenous myths, for instance) also frames debates within the reductionist boundaries of Western hegemony. Noisy non-dialogue and pseudo-science prevail, while cultural and natural erosion continue. Public science and citizen collective action can promote a new democracy of knowledge or make the work of hegemony even deeper. I provide examples from a Colombian project and from current conflicts regarding the role of the Peruvian Amazon and its indigenous peoples in national development.
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types of knowledge, precisely when their search is based on qualitative and circumstantial evidence. Today we will introduce theses themes by singing traditional songs over the photographic work of Alice Benessia, in a performative dialogue.
Ph.D. Seminar on Sustainability Science Chair: YARIME Masaru, University of Tokyo Co-Chair: Arnim WIEK, Arizona State University Background Paper
In coping with the challenges of sustainability, it is crucial to make effective use of knowledge and information on diverse aspects of sustainability, ranging from natural environment and artifacts to economy and culture. The emerging field of sustainability science aims at understanding the fundamental characteristics of complex and dynamic interactions between natural, human, and social systems, and to develop solutions for the pressing sustainability challenges our societies face. Since sustainability science cuts across different academic disciplines, various concepts and methodologies have been proposed to address multifaceted aspects of sustainability. This diversity poses a challenge to those involved in developing sustainability science as an academic field, particularly young researchers who will play a crucial role in the future. We are facing similar institutional challenges in developing academic programs on sustainability science in research institutes around the world. The challenges we need to cope with include establishing sustainability science as an academic field (convergence of paradigm); collaboration between researchers across disciplines and beyond academia; and development of career paths for students and young researchers. Objectives The goal of the Ph.D. Seminar is to provide an interactive forum for participants to exchange, share, and discuss diverse approaches, concepts, and methodologies used in the field of sustainability science, as well as to explore opportunities for mutual collaboration in establishing and institutionalizing the academic field of sustainability science. Students studying in doctoral programs in sustainability science in selected universities will discuss their own research with other students, addressing the set of guiding questions below. With differences and similarities recognized, students are encouraged to engage in a constructive discussion on how to improve their research. Participants will also discuss a scope for complementarities and collaborative activities for broadening and strengthening the academic basis of sustainability science in the future.
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Guiding Questions
The following elements have been identified in literature as important questions in sustainability science. Participants in the Ph.D. Seminar are asked to address these guiding questions in discussing their research: 1. Problem Orientation: What sustainability problem does your research address? 2. Systemic Complexity: Does your research explicitly address issues of systemic complexity (interdependency, nonlinearity, tipping points, inertia, heterogeneity, diversity, cross-domain interactions, etc.)? 3. Dynamics: Does your research explicitly address issues of dynamics (feedback, path-dependency, reciprocity, threshold, legacy, time lag, resilience, etc.)? 4. Long-term Perspective: Does your research explicitly reflect a long-term perspective (inter-generational equity, future generations, long-term impact, etc.)? 5. Inter-/Transdisciplinarity: What inter-/transdisciplinary approach do you adopt in your research? 6. Anticipation: What future-oriented/anticipatory knowledge do you generate or incorporate, and what methods of anticipation (e.g., scenario analysis) do you apply or rely on in your research? 7. Normativity: What value-laden, normative knowledge (sustainability goals, targets, criteria, etc.) do you generate or incorporate, and what assessment methods (e.g., multi-criteria sustainability assessment) do you apply or rely on in your research? 8. Action-orientation: What action-oriented/strategic knowledge do you generate or incorporate and what methods do you apply or rely on in order to solve the addressed problem in your research? 9. Knowledge Co-production: Have knowledge and practical solutions been co-produced between scientists and practitioners/decision-makers through your research?
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Poster Session
All participants are expected to make poster presentations at 12:00-13:00 following the Ph.D. Seminar to discuss their own research further with other participants in the conference.
Participants in the Ph.D. Session, ICSS 2010, Rome, Italy, June 25, 2010
Name, School/University, Country, E-mail Christian Binz Cirus Swiss Federal Institute of Aquatic Science and Technology (EAWAG) Switzerland christian.binz@eawag.ch Jampel DellAngelo Interuniversity Research Centre on Sustainable Development (CIRPS) Sapienza University of Rome Italy Jampel.dellangelo@uniroma1.it Barbara DIppolito Interuniversity Research Centre on Sustainable Development (CIRPS) Sapienza University of Rome Italy barbaradippolito@gmail.com Sara Evangelisti Interuniversity Research Centre on Sustainable Development (CIRPS) Sapienza University of Rome Italy sara.evangelisti@uniroma1.it Kana Hashimoto Department of Urban Engineering, Graduate School of Engineering, University of Tokyo Japan k_hashimoto@env.t.u-tokyo.ac.jp Tracy-Ann Hyman Graduate Program in Sustainability Science, Graduate School of Frontier Sciences University of Tokyo Japan hymannic@yahoo.com
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Aida Karapinjalli Interuniversity Research Centre on Sustainable Development (CIRPS) Sapienza University of Rome Italy aida_k@hotmail.com Keisuke Kuroda Department of Urban Engineering, Graduate School of Engineering University of Tokyo & Swiss Federal Institute of Aquatic Science and Technology (EAWAG) Japan, Switzerland k_kuroda@env.t.u-tokyo.ac.jp Emmanuel Mutisya Graduate Program in Sustainability Science, Graduate School of Frontier Sciences University of Tokyo Japan emmanuel.mutisya@yahoo.com Daniel Nzengya School of Sustainability Arizona State University USA dnzengya@asu.edu Vladimiro Pelliciardi Interuniversity Research Centre on Sustainable Development (CIRPS) Sapienza University of Rome Italy vladimiropelliciardi@tiscali.it Liana Ricci Department of Architecture and Urban Planning Sapienza University of Rome Italy liana.ricci@gmail.com Viviana Rozo Barajas Interuniversity Research Centre on Sustainable Development (CIRPS) Sapienza University of Rome Italy arq.vivirozo@gmail.com Niranji Satanarachchi Graduate Program in Sustainability Science, Graduate School of Frontier Sciences University of Tokyo Japan niranji_s@yahoo.com Izuho Sotani Graduate Program in Sustainability Science, Graduate School of Frontier Sciences University of Tokyo Japan isotani14@yahoo.co.jp Takanori Tomozawa Department of Technology Management for Innovation University of Tokyo Japan takanori.t@gmail.com Annemarie van Zeijl-Rozema International Centre for Integrated assessment and Sustainable development (ICIS) Maastricht University The Netherlands a.vanzeijl@maastrichtuniversity.nl
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ICSS 2012 at Arizona State University The next ICSS will be hosted at Arizona State University (ASU) in Phoenix, Arizona, United States. Following the tradition of convening ICSS every 18 months, the next meeting will be early 2012, at a specific date to be announced. ASU is the proud home of the first School of Sustainability in the USA. You are cordially invited to participate in this third ICSS; which promises to be as informative and productive as the first two. We look forward to seeing you there.
CONTACTS SESSION I
Arnim Wiek, PhD School of Sustainability Arizona State University E-mail: arnim.wiek@asu.edu Phone: +1.480.965-2387 Francesca Farioli, PhD CIRPS & Interuniversity Research Centre for Sustainable Development Sapienza Universit di Roma E-mail: francesca.farioli@uniroma1.it Phone: +39.06.46204022
PANEL Industry&Academia
Valeria Valitutti valeria.valitutti@uniroma1.it Giorgio Vitali grgvitali@gmail.com Phone: +39 0644585310
Secretariat ICSS Piazza San Pietro in Vincoli, 10 - 00184 Rome (Italy) www.icss2010.net scientific@icss2010.net
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