Professional Documents
Culture Documents
Keynote Papers
Presented at the Opening Session
Assembly of Microsystems
H. Van Brussel l)l,J. Peirs, D. Reynaertsl,A. Delchambre2,G. Reinhart M3,N. Roth M. Weck lI5, E. Zussman (216
Division Production engineering. Machine design and Automation, Dept. of Mechanical ngineering,
Katholieke Universiteit Leuven, Leuven, Belgium
2Universite Libre de Bruxelles, Faculte des Sciences Appliquees, Campus du Solbosch, Brussels, Belgium
3Technische Universitat Munchen, iwb-Lehrstuhl fur Montagesystemtechnik und Betriebswissenschaften,
Garching, Germany
4SiemensAG, CorporateTechnology/Production Processes, Section of Mechatronics Production, Munchen, Germany
5University ofTechnology (RWTH) Aachen, Chair of MachineTools, Lab. of MachineTools and Prod. Eng. (WZL),
Aachen, Germany
6Dept. of Mechanical Engineering,Technion - Israel Institute ofTechnology, Haifa, Israel
Abstract
In the microworld, as well as in the macroworld, assembly is a crucial operation in the genesis of a product.
This keynote paper focusses on the assembly problems occurring in the manufacturing cycle of
microsystems. Scaling effects make that the assembly problems are different in the microworld. The different
assembly operations and techniques, like manipulation by physical contact, non-contact manipulation, smart
assembly techniques, and joining methods are thoroughly discussed. Finally, some relevant examples of
micro-assembly systems and of assembled microproducts are given.
1 TERMS OF REFERENCE to do with the fact that, up to now, nearly all production
Where natural creatures grow from a single cell, man- techniques for microsystems have their origin in the
made artifacts, like industrial products, are mostly microelectronics technology, and are essentially 2D-
assembled from different components. Assembly is processes. Assembly is required to realise 3D-parts out of
therefore a very important process in the genesis of a parts made by those 2D manufacturing methods.
product. Assembly further allows the manufacture of objects
consisting of parts requiring incompatible technologies.
There are many reasons why products may consist of For instance, processing of GaAs is not compatible with
different parts. Different functions require different Si processing, especially with the high-temperature
materials in one and the same device. In mechanisms, oxidation and dopant diffusion steps that destroy the
pivots require flexible materials while the links themselves GaAs material and contaminate the Si circuitry and
must be stiff. Electrical actuators are made of conducting furnaces. Through an assembly step, GaAs
as well as isolating materials. The rotor and the stator of a optoelectronic devices can be integrated on Si VLSl
motor are different parts by their very nature. Products circuitry. Assembly also allows the choice of the most
may be too complex to be produced as a single part. optimal production method for each part. For instance, it
Some parts are wearing out and must be regularly is difficult to produce high-quality-factor coils on-chip,
replaced. mainly due to the difficulty to create the third dimension
The abovementioned arguments are true for macro- as on-chip. By producing these coils by conventional winding
well as for microproducts. This keynote paper focusses and by assembling coil and actuator afterwards, both
on assembly problems occurring in the manufacturing quality and production cost can be improved.
cycle of microsystems. For our considerations, The paper is organised as follows. The typical features of
microproducts have dimensions in the millimetre range assembly in the microworld are outlined in section 3.
and below. We do not include structures in the nanometre Section 4 classifies the assembly systems relevant for
range. Miniaturisation of electromechanical systems is a microsystems. Manipulation issues are crucial to
hot issue in modern technology. The resulting products, assembly ; manipulation with physical contact is
called micro-electromechanical systems (MEMS), are explained in section 5, while section 6 deals with non-
claimed to have a vast - yet virtually untapped - contact manipulation. Some so-called ‘smart’ assembly
potential. Although the field is still to mature, a multibillion techniques, particular for microsystems, are dealt with in
dollar market is predicted [l]. It therefore belongs to the section 7. Joining of microparts is considered in section
mission of a scientific organisation like CIRP to closely 8. Some industrial examples of micro-assembly systems
monitor the evolution of this emerging technology. and of assembled microproducts are given in sections 9
A quick survey of past publications, in the ClRP Annals, and 10 respectively. Some closing remarks conclude the
on manufacturing issues of MEMS yields only a small paper.
harvest [65,66,76,95,97,98,100].The many contributions,
from ClRP members, to this keynote paper however
indicate a vivid interest in microsystems technology 2 MARKET PROSPECTS FOR MEMS AND MST [2]
(MST) within the ClRP community. In 1998,NEXUS (The European Network of Excellence in
To miniaturise a product it is not sufficient to simply Multifunctional Microsystems) established a task force
reduce its dimensions. A lot of new problems emerge, entitled ‘Market Analysis MST’ to prepare an applications-
related to scaling effects, manufacturing problems and, of oriented in-depth analysis of MST markets from 1996
course, assembly problems. One of those problems has through the year 2002. The total world market for
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specialisation. One robot can transport parts while equalise this potential. Consider two metal spheres
another performs assembly, or they can cooperate during (insulated from their surroundings) brought into contact,
an assembly. Furthermore, the robots and their tools can then slowly separated. With a contact potential of 0.5 V,
be easily exchanged. the initial charge density will be about 4 mC/m2, with field
strengths of 5 MV/cm [13]. For small gaps (order 1 nm),
electron tunneling and field emission will transfer charge,
5 MANIPULATION BY PHYSICAL CONTACT and for larger gaps (order 1 pm) air breakdown can occur.
Typical problems in assembly are related to the way the In principle, using conductive grippers can reduce static
part can be picked up, how it can be positioned and how charging effects. However, the objects to be handled,
it can be released. such as silicon parts, may be covered with insulators,
5.1 Sticking effects in microparts handling such as native oxides. On silicon, up to 1 nm of native
oxide can build up after several days in air at room
When parts to be handled are less than one millimetre in temperature. This native oxide is a very good insulator
size, adhesive forces between gripper and object can be and can withstand a maximum field strength of up to 30
significant compared to gravitational forces. These MV/cm [13]. This implies that significant amounts of
surface forces can be used in grippers as an adhesive charge can be stored in the oxide. With the permittivity of
force to pick up the object, but as these forces are almost silicon (E = 3.9 EO),peak pressures are of the order of 100
not controllable, they are more likely to disturb the MPa. When a grounded gripper grasps an initially
process rather than to help it. As the gripper approaches, charged object, charges will be induced in the regions of
the object can jump off the surface into the gripper, with the dielectric that are not in contact. Surface roughness
an orientation depending on the initial charge distribution. can prevent charge neutralisation through intimate
When the part is placed at the desired location, it may contact of oppositely charged regions. The residual
adhere better to the gripper than to the substrate, charges can cause adhesion.
preventing accurate placement. These adhesive forces
arise primarily from electrostatic attraction, van der Waals Van der Waals force
forces and surface tension. The balance between these The van der Waals force (sometimes called London's or
forces depends on the environmental conditions, such as dispersion force) is the force that holds together the inert
humidity, temperature, surrounding medium, surface gas crystals and many plastics. It is a much weaker bond
condition, material, and relative motion. Tsuchitani et al. than ion and covalent bonds. Many molecules that are too
[11,12] have studied the surface forces in stable to become an integral part, interact with each other
microstructures. They concluded that the dominant through the van der Waals force. Van der Waals forces
surface force in usual microstructures is (1) the liquid are due to instantaneous polarisation of atoms and
bridge force due to the capillary condensation of the molecules when they are set close. The force between a
water when the humidity of the atmosphere around the sphere and a flat gripper can be approximated by [ 141:
two contacting surfaces is high (over 60% RH); (2) the
hydrogen bonding force between water molecules Hr
adsorbed on the two surfaces when the humidity is Fwlw =-
relatively low; and (3) the van der Waals force when 62 *
adsorbed water molecules on the surface have almost with H the Hamaker constant, z the distance between the
disappeared. surfaces, and r the radius of the sphere. When the atomic
Sticking effects are not only problematic for assembly, distance goes to zero, the attractive forces change into
they also create problems during production of strongly repulsive forces. Therefore, the minimum
microstructures. For instance, surface machined distance between the surfaces is commonly assumed to
cantilever beams can stick to the substrate after removal be approximately 0.2 nm. For example, the force between
of the sacrificial layer. The surface tension of the rinse a SiO2 sphere 100 pm in diameter and a silicon gripper
liquid is sufficiently strong to pull the suspended equals 2.3 pN [15]. Of course, this formula assumes
cantilever in contact with the substrate, leading to atomically smooth surfaces as the van der Waals forces
permanent adhesion by van der Waals bonding. fall off very rapidly with distance. For that reason, F. Arai
et al. [16] cover the gripper surface with small pyramids.
Electrostatic force The pyramids are made by anisotropic etching of Si and
The electrostatic forces arise from charge generation are placed at intervals of 10 pm and are a few micrometre
(triboelectrification)or charge transfer during contact. The wide and high. A second advantage of the pyramids is the
force per unit area (pressure) for parallel plates is: self-discharge possibility due to the high electric field
strength at the tips. Sharp tips enhance discharge and
reduce contact area but may damage the surface. Small
particles scraped off by the micropyramids can
contaminate the environment. The micropyramids are
with E is the permittivity of the dielectric, E the electric coated with a thin metal layer to enhance the effect.
field strength and os the surface charge density. At Surface tension
atmospheric pressure and centimetre-size gaps, the
breakdown strength of air (about 30 kV/cm) limits the When an object is exposed to the environment, a thin film
maximum charge density to about 3 x C/m2, or peak of water is formed on its surface by adsorption of
pressures of about 50 Pa. However, at very small gaps of moisture. When two objects are brought together very
the order of 1 pm (less than the mean free path of an closely, the films touch first and melt together. Due to the
electron in air), fields of two orders of magnitude higher surface tension, the objects are pulled together. High
have been observed. With good insulators such as humidity, large radii of curvature, long contact times and
smooth silica and mica, the charge density can rise up to hydrophilic surfaces increase the adhesion force.
10 mC/m2 with pressures in the order of 1 MPa at 1 pm The Kelvin equation (171 gives a measure for the
distance [ 131. minimum distance that should be kept between surfaces
When two materials with different contact potentials are as a function of the relative humidity in order to prevent
brought in contact, charge flows between them to the formation of a stable layer of water between the two
objects.
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Keynote Papers
455
positioning it on the surface, the' tool makes a rolling It has a Hall sensor incorporated to measure the gripper
motion such that the object makes contact with the opening.
tool's edge. The reduced contact area causes less Other designs use a kind of chop sticks attached to a
adhesion force such that the object remains on the piezoelectric Stewart platform. Tanikawa et al. [29] use
surface. two six-degrees-of-freedom Stewart platforms. Each
platform drives one stick, which is in fact a glass needle.
Glass balls having a size of 2 pm can be picked up,
placed down and rotated with a positioning accuracy of
0.1 pm. Kallio et al. [30] use a three-degrees-of-freedom
Stewart platform.
1 I........ .............I l... -. - ........J . ..... .............. i i !
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Keynote Papers
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457
wetting angles can be influenced in that way. In most through the use of near-field levitation. Figure 12 shows
cases wetting angles are larger after spreading than after non-tactile single wafer transport using ultrasonic
retracting. When the two surfaces come so close together travelling waves.
that the fluid brims over, the meniscus changes from
concave to convex and a pressure is generated instead of 5.7 Distributed micromotion
a pulling force. Distributed micromotion systems use arrays of tiny simple
actuators that co-operate to move objects over relatively
5.5 Vacuum gripper large distances and possibly in different directions and
A vacuum gripper is very simple as it consists mainly of a orientations. The actuators are often thermally activated
thin tube or pipette connected to a vacuum pump. This cantilevers a few 100 pm in length. These actuators are
makes this kind of gripper cheap and easy to replace. called cilia in analogy to their biological counterparts
This is important as microtools are fragile and have to be which can be found for instance in the human respiratory
replaced frequently [23]. tract. Cilia arrays can move small objects placed on them
A particular problem when manipulating microparts is that by synchronous vibrations of the tiny hairs. Figure 13a
the tube has to be very thin and, therefore, is easily shows an array of thermal cilia capable of generating
obstructed by small particles. An interesting alternative is motion in one direction (both senses). Half of the cilia are
to generate the vacuum in the gripper itself as presented oriented in one sense, the other half in the other sense.
in [44].The surface of the tip is covered by microholes of Both groups of cilia are driven with a phase difference of
10 or 15 pm diameter. The holes are made by isotropic 90" as shown in figure 13b. The last two steps both
etching of Si. Before contacting the object, the tip is generate a small displacement. Speeds of 27 pmls and
heated. After contacting the object, the temperature is operating frequencies of 1 Hz are obtained. To move
decreased and pressure drops inside the microholes with objects in X- as well as in Y-direction, four cilia, one for
0.18 bar according to calculations. The measured each direction and sense, are grouped in motion pixels.
adhesion force was higher (= double), probably due to the The motion system consists then of an array of these
contribution of other surface forces. To release the object, motion pixels. Appropriate control allows motion in any
the temperature of the holes is raised again. This system direction.
realises quick response due to its small dimension. The
gripper and the parts require smooth surfaces to prevent
air leakage.
5.6 Ultrasonic travelling waves
Objects can be transported on a travelling wave
generated on a flat surface. Two types of waves are used:
Lamb and Rayleigh waves. Lamb waves cause bending
of the plate over its whole thickness (the substrate
thickness is inferior to the wavelength), while Rayleigh
waves only propagate in the surface layer of the plate.
Objects placed on the surface move in the opposite
direction of the travellingwave.
fa1 Ib)
The plate consists of a piezoelectric material on which Figure 13: Ciliary micro-actuator system for locomotion
interdigital transducer (IDT) electrodes are patterned (University of Tokyo, Institute of Industrial Science).
which generate the travelling wave. Care has to be taken
to avoid reflections at the plate border. The construction Besides thermal cilia, also other actuation principles are
and working principle is identical to the linear ultrasonic used. Coutinho et al. [47] use cilia driven by Lorentz
travelling wave motor. forces. Suh et al. [48] use a combination of thermal and
electrostatic actuation of the cilia. Thermal actuation
Helin et al. [45] tested prototypes of Lamb and Rayleigh
provides the initial large-angle movement of each
wave microconveyors working at respectively 10 and 20
actuator and transition to electrostatic actuation (70 V)
MHz. A speed of 18 cm/s is reported. Motion control is
allows a low power hold-down mode. The capacitor plates
obtained by adjusting IDT driving time. A driving time of
100 ps moves the object 20 nm, while a driving time of 50 also allow sensing and feedback control capability. Lifting
ms moves the object 1 mm. forces of 70 pN/mm2, maximum step sizes of 9 pm per
cycle, and speeds of 200 pm/s [49] are demonstrated.
Bohringer et al. [50] use electrostatic torsional resonators
generating a force of 28 pN/mm2. Each resonator
consists of a plate suspended on two torsional beams
and resonated in the high kHz range. In the system
developed by Konishi et al. [51], each motion pixel
contains four micronoules, one for each direction. The
air flow is not only used to drive the objects but also for
levitation. This avoids friction which is normally an
important problem in micromechanics. Motion is fast but
hard to control because of lack of damping. The nozzles
can be selectively closed by electrostatic force. With a
multi-layer method, it is possible to integrate micro-
actuators, sensors and circuits.
More control on the object is obtained when the motion
Figure 12: Non-tactile transport using ultrasonic waves
array is divided into zones which are driven
[461. independently. By driving one side of the object in one
According to Reinhart et al. [46], microcomponents can direction and another side in another direction, the object
be positioned and manipulated within a standing wave can also rotate. Most control on the object is obtained
field, while a non-tactiletransfer system can be conceived when each motion pixel is controlled indet>endentlv.
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Keynote Papers
Several modes which correspond to specific tasks of the Laterally mounted stops on the gripper head prevent
conveyance system can be generated as shown in figure lateral slipping of the part from the gripper.
14: (1) transporting mode, (2) aligning mode, (3)
positioning mode and (4) rotating mode. If the system is 6.2 Optical trap or laser tweezers
able to detect the position of the objects, the system The optical pressure that occurs when light is refracted,
could move several objects at the same time into different absorbed or reflected by an object, can be used to
directions. manipulate objects with sizes ranging from a few
When all actuators have to be controlled independently, micrometre to a few hundred micrometres.
wiring becomes a limitation to the scale of the device. Figure 15a shows the forces that occur due to refraction
Therefore, Mita et al. [52] propose an autonomous in a microparticle. To trap the object, a focussed laser
distributed system concept: the behaviour of the total beam with a spot diameter of a few micron is aimed at the
system is decided mainly by interactions of local object. When the object moves away from the beam, the
controllers. Since micro-actuators are very fragile, the optical forces result in a restoring force. It works as well in
micro conveyance system must be robust against local liquid as in gas or vacuum. A liquid has the advantages
defects. For that reason, fault recovery or fault avoidance that viscous damping increases the trap’s stability and
logic is added. that the buoyancy force helps to levitate the object. For
B6hringer et al. [49][50] derived and tested actuator metallic objects, which have a high density, an additional
control strategies to orientate and position parts from an levitating electrostatic force is best used, otherwise the
arbitrary initial position and orientation. With their theory required laser power will cause heating effects [55].
of programmable vector fields, vector fields can be Disadvantages of a liquid medium are the disturbing
cascaded into multi-step strategies, allowing unique forces due to fluid motion. Besides Brownian motions,
sorting and positioning of objects without sensor fluid motions can also be generated by thermal gradients
feedback. caused by absorbed laser light. Manipulation of the
objects can also be disturbed by van der Waals forces
which are orders of magnitude larger than the optical
forces. This causes the objects to stick to other objects or
to the recipient wall.
459
superparamagnetic particles can be used with high
magnetic susceptibilities and saturation magnetisation but
a very weak magnetic hysteresis [60]. Such particles
become magnetic dipoles when placed in a magnetic field
but lose their magnetism when the field is turned off.
Hence, individual particles can be readily removed and
resuspended after exposure since no permanent
magnetic dipoles are sustained in these particles.
For separating particles from solutions, magnetic
separation techniques provide one of the most rapid and
convenient methods. A micromachined magnetic particle
separator is built by C. H. Ahn et al. [60].
6.4 Electric fields
A particle in an electric field is subject to two forces: the Figure 17: Polarisation of DNA molecule and
Coulomb force and the dielectrophoretic force. The dielectrophoretic force [ 621.
Coulomb force is caused by the attraction of a charged
object to the oppositely charged electrode. This effect, DNA will be cut in different ways. The distance each of
called electrophoresis, only occurs with charged objects. the DNA particles travels through the gel by the
The dielectrophoretic force on the other hand, works also electrophoretic effect, depends on their length, and is
with uncharged objects and is based on the polarisation thus characteristic for the original DNA molecule.
of the object by the electric field. The object does not Morishima et al. use an electrode configuration as shown
have the same electric properties as the surrounding in figure 17 to transport Escherichia Coli bacteria [57] and
medium, its electrical conductivity and dielectric constant DNA molecules [62]. Voltages of 10 to 100 V peak-to-
are different. Therefore, charges are induced on the peak are applied at frequencies of 1 MHz. Between the
boundary between the particle and the medium. The angled electrodes the electric field is not uniform but has
object has now the characteristics of an electric dipole. In a gradient in the vertical direction of the picture. The
a uniform field, the forces working on these poles cancel selected bacteria are trapped by a laser, and the other
out, but in a non-uniform field they result in a net force bacteria are driven away by the dielectrophoretic effect to
acting on the object. The dielectrophoretic force is the small exit. The DNA molecules on the other hand are
proportional to the gradient of the square of the electric too small to be trapped by laser. They are separated by a
field and acts in the direction of this gradient. As third electrode located at the middle of the exit of the two
illustrated in figure 16, the particles move to or away from angled electrodes.
places with high field line densities. This allows the Particles can be transported by travelling waves. Figure
transportation of particles and trapping them at spots with 18 shows a junction of two travelling wave tracks. Each
high or low field line densities. track contains four electrode groups, energised by
For the electrophoretic effect, the direction of the force sinusoidal voltages that are separated 90" in phase. The
depends on the sense of the field. Therefore, in AC electrodes are typically 5 to 10 pm in width. The
electric fields above 1 kHz the particle's inertia causes the frequency of the travelling fields on the two tracks is
electrophoretic effect to become vanishingly small. The chosen differently, each according to the dielectric
dielectrophoretic force on the contrary, does not depend properties of the particles to be separated or mixed
on the sense of the field. Therefore, it can exert its together.
influence up to frequencies of 50 MHz and beyond. Thus
also charged particles can be manipulated by
dielectrophoresis without disturbance of the
electrophoretic effect. The high-frequency electric fields
have also the advantage that no electrolysis of the
medium, generally water, occurs.
n
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46 1
Another example is the out-of-plane mirror shown in holes. The side alignment pedestal bumps improve
figure 22. The assembly can be performed manually planar alignment of the chip and the substrate.
[71][72], but automatic assembly by integrated micro- Another example is a rate gyroscope shown in figure 24
actuators is preferred when batch fabrication is [75]. The dynamic element which includes a proof mass
envisaged. Reid et al. [73] use on-chip actuators attached to a rotating frame by an elastic beam is bonded
controlled by a CMOS controller. One of the problems is to a CMOS chip. A metal plate is placed on the chip, and
to generate the initial out-of-plane motion as all another plate is placed on the side of the proof mass
mechanisms and actuators lie in the same plane. This is facing the chip, forming an air capacitor (as shown in
solved by adding additional vertical actuators which lift figure 24b). Bonding is carried out by using indium bumps
parts of the mechanism out of the plane after which a technology. This method assures the appropriate
horizontal actuator drives this mechanism to assemble electrical and mechanical connectivity between the chip
the mirror. The comb actuator visible in figure 22 is not and the dynamical element. Aluminum stoppers are
used for assembly, but drives the mirror after it has been deposited to guarantee an even gap between the chip
assembled. and the substrate.
One of the problems with this flip-up technique is that the
pre-assembled mechanism and the actuators performing
the assembly, take up a large wafer area.
7.4 Flip-chip wafer-to-wafer transfer
One of the technical problems in MEMS is to integrate
sensors and actuator processes with existing electronics
and packaging technology. A common approach is to
fabricate the MEMS and electronics on the same
substrate in an integrated monolithic process. Even
though this approach has been shown to improve device
performance, it usually results in a large number of
process steps, thus increasing process complexity and
reducing yield. Hybrid packages, on the other hand, are
expensive and may not be compatible with MEMS due to
stray parasitics. Flip-chip bonding is a hybrid technology
that combines the advantages of monolithic and hybrid
MEMS and can integrate MEMS into electronics to meet
new specifications.
Flip-chip is defined as mounting the chip on a substrate
using various interconnected materials and methods (e.g.
tape-automated bonding, fluxless solder bumps) as long
as the chip surface (circuit) is facing (oriented in the
direction of) the substrate. The interconnect materials and
methods and their related geometrical and physical
properties dictate the planar alignment and vertical gap
between the chip and the substrate. When all bonding
process and manufacturing parameters are within
variation limits, this feature makes it possible, to adhere
to passive alignment, in contrast to active alignment
where each chip has to be manipulated individually.
Figure 24: Schematic view of the rate gyroscope (a) top-
view (b) side view [75].
Based on the model developed by Salalha et al. [76], it
was found that the yield of solder flip-chip assemblies is
/' 1 '~.
'~
Top MOEMS
substrate
related to the following: dimensional variation of the
interconnect solder bumps, the non-flatness of the
chip/substrate, dimensional variations of the connecting
pads, and the initial misalignment of the chip relative to
the substrate. In addition, physical parameters related to
the bonding process; non-simultaneous solidification of
the joints, and variable surface tension can affect the final
Figure 23: Schematic diagram of a prototype MEMS location of the chip.
structure for optical I/O couplers which is composed of a A modified flip-chip method for the transfer and assembly
flip-chip photonic device and a MEMS substrate [74]. of MEMS using sacrificial-layer micromachining has been
A schematic diagram of a MEMS device where proposed by Singh et al. [78] and Irwin et al. [77]. The
hybridisation consists of flip-chip bonding is shown in approach to low-cost and high-performance packaging
figure 23. The optical I/O coupler is composed of three has been to shift from chip (die) to wafer scale methods.
components: photo-detectors, integrated electrical Wafers enable a high degree of parallelism (100 or more
multichip modules, and optical waveguide/fibre patterns devices per wafer). The wafer-to-wafer transfer of a
and micromachined mirrors. The three components are surface micromachined structure is depicted in figure 25.
independently fabricated, and then assembled to Lid structures are fabricated in 4 pm polysilicon on top of
construct the optical I/O coupler using flip-chip bonding a PSG (phosphosilicate glass) sacrificial layer. Gold
techniques. The interconnect materials used are break-away tethers hold the lids in place. Gold bumps
micromachined conductive polymer bumps. The top patterned on the polysilicon enable bonding and transfer
MEMS substrate includes contact metal pads, electrical to a target substrate. Then, donor and target substrates
metal lines, side alignment pedestal bumps, and through are aligned and compressed at room temperature and
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particle’s bottom surface is coated with a conductive film being miniaturised like bolting, riveting, welding, glueing,
which has the same pattern as the aperture. When the etc. Of course, each joining method has a size limit of
particles pattern fits on the aperture, the conductive film applicability, and often changes are needed to the
stops the field lines at the surface, so only one particle is macrotechnology to make it applicable on a microscale.
trapped at the aperture. Discrimination between different
types of particles and orientation is obtained by the shape 8.1 Mechanicalfasteners
of the pattern. Trap of the wrong particle or bad Miniature screws
orientation result in a smaller energy decrease than when
Screws and bolts belong to the most frequently used
the correct particle is trapped in the correct orientation.
joining methods in today’s macroscale production. Down
These local minima are avoided by slowly decreasing the
to a size of 1 mm diameter, they are still easy to find.
vibration amplitude. An excess of particles helps to cover
Smaller ones, down to a diameter of 0.3 mm, can be
all sites.
found in the watch industry. To tap holes that small, great
Magnetic attraction care has to be taken not to break the taps.
In analogy to the electrostatic attraction and selection Micronvets
mechanism, also magnetic templates can be used [81].
Shivkumar et al. [83] developed a micro-riveting
One method is to use a magnetic medium such as a
technique for packaging of MEMS. Tapered holes
floppy disk on which a magnetic pattern is created. The
300x300 pm or 1300x1300 pm in size are etched through
particles are then coated with a corresponding permalloy
the covering wafer by anisotropic etching. After
pattern. Patterns on the template may be rapidly,
evaporating a seed layer on the base wafer, both wafers
economically and microscopically created in arbitrary
are clamped together and nickel is plated through the
planar configurations by means of a magnetic recording
holes of the covering wafer as shown in figure 27. No
head.
plating occurs in the gap between the wafers as no
Hydrophobic or hydrophilic attraction [ S l ] potential gradient is present between the seed layer and
When particles with mating surfaces, suspended in water, the electrolyte trapped between the two wafers. The
are coated with a hydrophobic film (e.g. oil), the mutual tapered form of holes and rivets prevents the wafers to
attraction of the oily surfaces causes them to assemble separate. An advantage over anodic and fusion bonding
together, minimising surface area. The oil provides both is that this technique allows packaging at low
attractive force and lubrication, which reduces friction, temperatures and low electric fields which could damage
accelerating the self-assembly process and making it ICs. Also surface preparation and mating are more
more accurate. Analogously, the particles may be coated relaxed. It is a simple process, allowing batch processing
or permeated with water, and suspended in a of the rivets and the bonded wafers can be diced with
hydrophobic medium. normal wafer dicing saws without rivet failure. Highest
strength was obtained under shear: 350 MPa. Under
These self-assembly methods look tempting because of normal load, the rivets failed by rivet deformation between
the simplicity and automatism of the process. However, 1 and 3 MPa for rivets respectively 30 and 70 pm thick.
none of them is 100 % reliable which limits their practical Thicker rivets would further increase normal strength.
use.
Snap fit
8 JOINING OF MICROPARTS Yeh et al. [70]use silicon micromachined snap fits to
assemble 3D structures from planar plate-and-hinge
Once the parts have been put into place, the next step is structures, as the one shown in figure 21. Plates and
to securely lock them into position by a process called hinges are produced by a planar silicon process, after
joining. At the microlevel, joining parts is as difficult a job which the 3D structure is assembled by folding the hinges
as the assembly step itself. Joints occupy space, are and clicking the structure together with the snap fits
often less strong than the bulk material, require additional shown in figure 28a. Although the technique looks simple,
production steps and parts, and are often difficult to the folding and locking of the parts is a manual job,
realise on these small scales. Although avoiding performed on each structure separately. The backlash
assembly and joining is the best solution, it is often and reduced stiffness in the joints and snap fits, cause
impossible due to technological and economical reasons. lower stiffness, strength and accuracy of the final
Special techniques have been developed to join parts structure than when the connections would be rigid.
made by silicon microtechnology, like e.g. anodic and Figure 28b shows snap fits with less backlash.
fusion bonding, but also more traditional methods are
464
Keynote Papers
together, the hoods of the 'mushrooms' hook behind each between the electrode and the hot plate, which acts as
other. Unlike real VelcroTM,the bond cannot be broken anode. At the elevated temperatures, the glass becomes
without damaging the structures. A tensile strength of 240 slightly conductive and opposite charges accumulate at
kPa is obtained and could increase to 1.1 MPa when 100 the Si-glass interface. These charges pull both wafers
% of the microstructures would latch and bear the load together into close contact forming a strong bond.
evenly. Electrostatic pressures of 34 GPa are reported [87]. A
disadvantage of this method are the thermal stresses,
Mating parts although the thermal expansion coefficients of silicon and
Gonzalez et al. (851 developed micromechanical the glasses that are used are fairly close to each other.
connections similar to the ones used in wood Figure 31 shows the principle of the anodic bonding
constructions: dovetail joints, slot joints, dado or rabbet process [88].
joints, diamond joints, finger joints, and mortise and tenon
joints. The mating parts of the joints are produced by
anisotropic etching and with a dicing saw. However, LlGA
and micromilling are also possible machining techniques.
Depending on the tolerance set on the mating parts,
these joints can be used to rigidly fix parts or to constrain
the movements in one or more degrees of freedom. The
technique also allows quick and reversible connection
and disconnection of parts. This makes it possible to have
modular parts that can be built together in different
configurations to fulfil different functions. An example of a
finger joint connection is shown in figure 29. A fluidic
microconnector based on mortise and tenon joints is Figure 31: The anodic bonding process [ 881.
depicted in figure 30.
Fusion bonding
Fusion bonding involves bonding of two or more silicon
wafers. As each of these wafers can be patterned,
complex microstructures can be produced. The basic
principles of wafer fusion bonding include pretreatment,
room temperature mating, and thermal annealing,
typically at 1000 "C. Fusion bonding techniques require
well-polished and particle-freesurfaces (i.e. a clean room
environment). In addition, due to its high-temperature
nature and high sensitivity to wafer strain, fusion bonding
must be performed as early as possible in the process
Figure 29: Connection using Figure 30: Mortise and sequence. Since the wafers are made from the same
finger joints [85]. tenon microfluidic material, no thermal stress is expected.
interconnection [85].
8.4 Glueing
8.2 Press fit Glueing has a number of advantages: no additional parts
The parts to join are machined on their joining faces with are needed, enhancing miniaturisation and production
high accuracy and a small overlap. To join them, the parts cost, materials with very different chemical composition
are pressed together and the elastic joint stresses keep can be bonded, tolerances can be larger as the gap is
them together. Press fits are often used for joining filled with glue, the connecting forces are spread over a
cylindrical parts. In macro-applications, one of the parts is relatively large surface, and a hermetic sealing of the
cooled or heated to let it shrink or expand, such that the connection is possible.
part can easily be assembled without force. When the The many parameters influencing quality and strength of
part has returned to environmental temperature, thermal the bond make glueing a difficult operation. Important
expansion or shrinkage presses both parts together factors are surface cleanliness, surface roughness, glue
(shrink fit). For the assembly of microparts, shrink fits are viscosity, wettability and material type. To get a surface
not realistic because of the small thermal time constants free of any contamination, soap or solvents are not
of the parts. sufficient. The remaining contamination, a few atom
The main advantage of a press fit is that no additional layers thick, can be removed with a UV/ozone or a
parts are needed, what is favourable for miniaturisation. It plasma treatment [89].
is often also a very simple operation that can be easily Important families of glues are acrylates and epoxies.
automated. However, tolerances on product size are Among the acrylates, there exist cyanoactylates, well
close and may increase cost. As relative accuracy of known as 'superglue', and anaerobic glues.
micromachining techniques is generally lower than that of Cyanoacrylates are one-component glues that cure due
macromachining, producing press-fits becomes more to moisture absorbed on the substrate. Due to the low
difficult with miniaturisation. viscosity, the glue penetrates well into the pores and a
8.3 Sillcon-related bonding techniques strong bond is created on nearly every material.
Due to their sensitivity to humidity, temperature, shocks
Anodic bonding and peeling, they should not be used where high
Anodic bonding of silicon to glass is an important method durability is required. Their fast curing, from seconds to
for encapsulating sensors. It allows the silicon chip itself minutes, may be interesting in many cases, but it
to be used as a package because it is hermetically sealed impedes accurate positioning of the parts.
from the surrounding environment. A polished glass wafer Another kind of acrylates are the anaerobic ones. These
is placed on the silicon wafer and a cathode electrode is have also a low viscosity and harden when excluded from
held against the outer surface of the glass wafer. The air. They withstand well humidity and some withstand
whole assembly is placed on a hot plate heating it up to temperatures up to 250 "C. Drawback for the assembly of
300 - 400 "C (861. A potential of 200 to 1000 V is applied
465
miniature parts is that the depth of the gaps is not Friction welding (wire bonding, ultrasonic welding)
sufficient to exclude the air, such that the glue does not Ultrasonic bonding is often used for wire bonding of chips.
cure. Placing the parts in a vacuum chamber solves this The wire and bonding surface (pad or frame) are forced
problem but is quite expensive and cumbersome. together. The tool and ultrasonic vibration are used to
Epoxies are two-component glues available in different compress the surfaces together to achieve the desired
forms: paste, film, powder. The properties can be adapted bond. Ultrasonic bonding can be used when the device
to the application: viscosity, high shear strength, high cannot or should not be heated.
peeling strength, shock resistance, heat resistance and
durability. Compared to other glues, epoxies fill gaps very 8.6 Soldering
well and their shrinkage is low. Epoxies are often used for Flip-chip solder bonding is a well established method for
their high strength, filling capacity and the large performing simultaneous interconnection and mechanical
positioning time. mounting of microelectronic components. The process is
Glueing small objects is a problem for a number of explained in figure 33. First, an array of solder spheres is
reasons. Application of liquid glue with a dropper is created on one of the components to be joined. The
impossible due to the relatively large size of a drop solder is constrained to defined areas by first depositing
compared to the miniature objects. To apply smaller ”wettable metal” pads over otherwise non-wettable
quantities, needles or capillaries should be used. An surfaces. Solder is deposited over the wettable metal and
interesting way to apply small amounts of glue, is to use a then melted, whereupon surface tension forces shape the
microdrop dispenser, similar to the systems used in some solder into perfect spherical caps.
ink jet printers. This way, Eberhardt et al. [go] could The mating component is similarly prepared with a
dispense 50 pm diameter adhesive drops with a spatially matching array of wettable pads. These are
reproducibility of 1 % on the volume. roughly aligned with the solder spheres and the assembly
Also the inclusion of air bubbles is a large problem [91]. is heated to re-melt the solder. As the solder wets,
These bubbles are introduced during mixing or during surface tension provides a restorative force that precisely
application, for instance when glue is inserted into a aligns the components. The energy balance of the
narrow blind hole. surface energy of the solder joint, the potential energy of
the solder joint, and the wetting energy controls the
Despite all the knowledge and the use of finite element relative horizontal and vertical locations.
programs, the design of an optimal bond still requires
tests, experience and accurate control of conditions. The normal force is an order of magnitude higher than the
lateral force, making the joint more susceptible to lateral
Figure 32 shows an automatic glueing station for the misalignment compared to the axial displacement [92].
assembly of microgenerators for kinetic watches at Under normal circumstances, the alignment tolerance
Kinetron Systems B.V., the Netherlands. achieved between components is f 2 pm in the horizontal
plane and f 0.5 pm in the vertical direction [93]. The
reason for the relatively poor alignment in the horizontal
plane is because the restoring force goes very fast to
zero when the parts become aligned. Alignment better
than 0.25 pm can be achieved by deliberately misaligning
the pairs of wettable metal pads, as illustrated in figure 34
[93]. Then, the equilibrium position is a balance of
opposing forces.
The magnitude of the alignment force in lateral and axial
direction reduces with increase in solder volume [92].
Precision alignment in the vertical direction is thus
obtained by maximising the number of interconnects of
the smallest possible diameter. This combination provides
the highest surface tension force and internal pressure in
the solder spheres, and allows vertical alignment to f 0.2
&a
Watabb meld
8.5 Welding
Laser welding
With laser welding, as well metals as plastics can be
joined. Which type of laser is most suited for the process Rwph l p n m M l Solder n.1l.d AYg”M W M
466
Keynote Papers
pm [93]. According to Patra et at. [92], the axial provided with microgrippers driven by piezoactuators
misalignment is primarily dictated by the accuracy of the (figure 7). An XY-plus-rotation table carries the products
solder deposition height. to be assembled. This arrangement allows to keep the
The components can thus be joined with sub-micron focus of the LC-SEM system on the gripper jaws all the
precision and repeatability in three orthogonal directions. time. A small gear pump has been assembled as a case
State-of-the-art processes have been developed capable study.
of making over 100,000 interconnects simultaneously with Hatamura et al. [95] developed a three-dimensional
a 30 pm pitch [93]. fabrication and assembly system, consisting of three
chambers: a shaping, a handling and a buffer chamber.
The shaping chamber contains a fast neutral atom beam
9 EXAMPLES OF MICRO-ASSEMBLY SYSTEMS and optical microscopes. The handling chamber contains
SPI (Scientific Precision Instruments) commercialises a several manipulators and a multi-view SEM. The part
modular assembly robot. The basis is an orthogonal remains fixed on a pallet which travels between the three
three-axial system driven by hybrid stepper motors and chambers. This avoids loss of coordinate information
precision micrometre spindles, having a resolution of 10 between the different production and assembly steps.
nm. The gripper consists of two elastomer fingers, a The manipulators are arranged spherically around a
passive one fixed to the basic three-axial robot, and an single point and make spherical movements, such that
active finger driven by a compact three-axial system fixed the endeffector stays at a single point in the view. The
to the basic three-axial robot. This allows not only process table and manipulators are based on coarse-fine
gripping of the part, but also rotating it between the motion, with the coarse motion generated by pulse
fingers. Assembly is monitored through two camera motors and ultrasonic motors, and the fine motion by
microscopes giving a top and side view. The camera piezo devices. Each manipulator is equipped with a multi-
system is mounted on a separate three-axial positioning axis force sensor. Image data is used to compute the
system. By moving the cameras synchronously with the relative positions of the parts.
assembly robot, the gripper and parts can be observed A micro-assembly system for MEMS, using the surface
over large distances from the storage area to the activated bonding (SAB) technique has been developed
assembly place. A general overview is obtained from a at RCAST, University of Tokyo [96]. The basic concept of
stationary camera with lower magnification. SAB is that two atomically clean solid surfaces under
At the Technical University of Vienna [94] a prototype contact can develop a very strong adhesive force.
system with manipulation, assembly and testing Atomically clean surfaces can be obtained by energetic
capabilities of microparts has been developed. All particle bombardment in ultrahigh vacuum (UHV). The
operations can be performed either under normal air micro-assembly system developed for this purpose is
(optical microscope) or under vacuum conditions (in a shown in figure 35. It consists of an UHV chamber, a
SEM chamber under remote control). The system multi-axis manipulator, a SEM, and an Ar-FAB source.
includes one gripper and a pair of tweezers driven by a The two parts to be bonded together are brought in each-
single control unit. They are mounted on a three-axial other's vicinity by the multi-axial stage (14 degrees of
table to perform an XYZ-movement. The ranges are 20 freedom (dofs)) and the manipulator (3 dofs). Their
mm in X and Y and 5 mm in Z-direction. The gripper is positions are monitored by the SEM. The surface of the
controlled by one piezo-actuator. The arms of the specimen is then sputter-cleaned by Ar-FAB irradiation of
tweezers are independently controlled by two piezo- about 1-2 keV for several minutes. After the native oxide
elements. or contamination layer is removed, they are brought into
A similar system was built at IPT, Aachen [31] for use in a contact under slight pressure. A powerful graphical user
large-chamber SEM. Two independent Z-slides are interface (virtual manipulation system) has been
developed to operate the system.
Feldmann [97][98] has developed several robotised
assembly systems for 3D-assembly of SMDs (surface
mounted devices) in products made according to the MID
(Moulded Interconnect Device) technology. Figure 36
shows an assembly robot and a few examples of
assembled products.
467
planning, and feeding/handling/assembling.
A pilot plant for the assembly of the miniature gear trains
used in modern radio-controlled wrist-watches has been
developed by Reinhart [loo]. The required assembly
accuracy is in the region of 20 pm. The assembly is
performed with a SCARA robot with passive tolerance
compensation using a compliance in both the gripper and
the workpiece carrier. The gripper tool has integrated
solid-state joints free of backlash and friction, which
permit one rotary and three translatory compensating
movements. The workpiece carrier is mounted on an air
Figure 37: Microfabrication process centre with its main bearing which is also free of friction and allows two
challenges [99j. translations and one rotation. The resetting force which is
In (991, a microfab for the micro-assembly of optical needed to centre the workpiece carrier is realised in a
lenses for endoscopes is described. The microfab contactless way with four pairs of permanent magnets.
concept was developed to provide innovative medium- The sensitive gears are protected against damage and
size companies with a customised concept for the contamination in gel packs, where they are retained in
commercially viable introduction of microfabrication position by adhesive forces. A stationary camera roughly
technology. The microproduction process centre consists locates the gears at low resolution. In a second stage, a
of a number of tools, one or more handling units, and camera mounted on the robot, operating with a reduced
standardised input/output interfaces for wafers, field of view but at higher resolution, determines the
substrates and semi-finished components. The control is precise position and orientation of the components.
decentralised and the modular tools are capable of Weule et al. [ l o l l use a coarse-fine manipulator for the
working separately as well as working in linear or cluster- handling of microparts produced by powder injection
like arrangements (figure 37). The assembly of moulding. The manipulator consists of an industrial 6-
microcomponents onto a preprocessed substrate can be axes robot (needed for large distances) combined with an
decomposed into a series of operations like picking ultraprecise hexapod robot (needed for very small
components, dispensing adhesives, positioning, distances). A batch-suction-gripper is used, able to grip 9
assembly and inspection steps at chip level. The main microparts at the same time.
challenges, apart from developing suitable processing A spin-off company of the University of Twente, 3T, has
steps, for a successful development of such processing developed a modular assembly technology (MATAS) for
centres are contamination control, standard mechanical hybrid micro total analysis systems (pTAS) [102]. These
and software interfaces, process control, production latter systems are used for DNA analysers, online blood
or water analysis, medicine dosage systems, etc. The
essence of MATAS technology is a series of modules
designed to fit a class of sensor types that fit into holes in
a printed circuit board PCB). Electrical and mechanical
connections are made by soldering, fluidic
interconnections are realised by O-rings. Figure 38 a,b
and c illustrate the technology. The assembly technology
for surface mounted devices (SMD) can be used for
assembling the modules on the PCB.
In [103], an assembly system for beam transformation
systems of high-power laser diode bars for material
processing is described. Laser diode bars of 1 cm width
are formed from 20 to 50 high-power diode lasers
(HPDL). A beam transformation system circularises the
468
Keynote Papers
12 ACKNOWLEDGEMENTS
Special thanks are due to following colleagues who
contributed valuable material : Prof. H. Makino, Prof. H.
Weule, Prof. T. Arai, Prof. G. Seliger, Prof. K. Feldmann,
Prof. H.K. Tonshoff, Dr. K. Baert, Prof. D. Milutinovic.
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