Professional Documents
Culture Documents
Rev. 1/2002
Report Required by the Ethics in Government Act of 1978, (5 U.S.C. App., .~ lOl-t l l) 3. Date of Report May 14, 2011
6. Reporting Period January 1, 2010 to December 31,2010
5o
United States District Judge, Active 7. Chambers or Office Address Ronald Reagan Federal Building and US Courthouse 411 W. 4th Street Santa Aria, CA 92701
Initial
X Annual
Final
On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information, Sign on last page.
NAME OF ORGANIZATION/ENTITY
AND TERMS
~
I 2 1978
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of lnstructions.)
DATE SOURCE AND TYPE GROSS INCOME (yours, not spouses)
2010
$ 104,628 $ 14,901
Dale of Reporl
4 ...... Descendants Trust for the Benefit of ~-Iife 2010 ................. ................................................................. income beneficiary of
N~Narne of Person Reporling
Selna, James V.
May 14,2011
SOURCE
DE S CRI PT I ON
Selna, James V.
V. GII~IS. (Includes those to spouse and dependent children. See pp. 28-31 of lnstructions.) DESCRIPTION SOURCE
X 1 2 3 4 NONE (No such reportable gifts.)
VALUE
$ $ $ $
VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)
CRE D I TOR NONE (No reportable liabilities.)
DESCRIPTION
VALUE CODE*
: :: J=$15,000 or less K=$15,001,$50,000 L=$50,001-$100,000 ...................... $*Value Codes:0=$500,001~$1,000,000::1 =$1,000,001 ~$5,000,000 o,ooo :i P
M=$100,001P2--$5,000,00 !"
i$25~ooolooo : : :
I 2 3
D=$5,001-$15,000 E=$15,001-$50,000 B~$1,001-$2,500 C=$2,501-$5,000 Income/Gain Codes: A=$1;000 or less (SceCoI. BI,D4) F=$50,001,$100,000 G=$100,001,$1,000,000 H1=$1,000,001-$5,000.000 H2=More than $5,000,000 - $100,000 L=$50,001 M=$100,001-$250,000 J=$15,000 or less K=$15,001-$50,000 Value Codes: (SeeCol. CI,D3) N=$250,001-$500,000 O-$500,001-$1,000,000 P1=$1,000,001-$5,000,000 P2=$5,000.001-$25,000,000 P3=$25,000,001-$50,000,000 P4=More than $50,000,000 Value Method Codes: Q=Appraisal R=Cost (real estate only) S=Assessmcnt T=Cash/Market (SeeCgl._C2) .... U=Book_valu_e .... V--Other . W=Esti_mated ............................
Dale of Report
Selna, James V.
May 14,2011
O) (2)
Iden(t5~tv of b-g~ei:l.~lrdr
t~actlon)
I 1I Drlvate.
~n
ssets, or ~nsactions)
, Name of Person Reporling
coFlle,
(Includes those of VII. Page 2 INVESTMENTS and TRUSTS -- income, value, transactions
spouse and dependent children. See pp. 34-57 of lnstructions.) - . ~i "-~. B. " " "~."C: " D . .. I~,,c~.m~ O,r~o~s,~a,l~e . ::~ Transactions durin~ reporting period report~i~~"~eri0d repo~i~-p-e*riod I (1) (2) (i)| (2) (i~) . disclosure If not from exempt ~ ~ " ":: Typ~ Type: t~ l| "~ .~ (e.g., " af(er each asset (2) . (3) 4 )~ 5 ) . Place"X).... (.e..g., _Value exempt~om prior disclosure. yal.ue/Met,ho~d buy, sell, ]Date:l Value ]daml }dent,.tyof . d,v., ~, Mont Coue2 Codel buyer/seller .merger~ .... . .... ICodel.] .rentor Code2/ Cooez Iredemptibn) h- (J-P) 1 (if-private .... I(A-H) / int.) ~ (J-P) / (Q-W) ~l Day | (A-H transaction) I / I - ..A. " t iDnec~]~Pnt~O~uOsft AasSsSee~) " ~: " " "
I 2 3
Held in Account 1:
AT& T Corp common Time Warner Inc. (TWX) AOL Inc. (AOL)
D A None
Div. Div.
M J J
T T T
Gift
1/29
: (S~eCOLBI~D~) ~$50;001~$100,000 ~$100,00D$1,000~000 H1=$1;000,001:$5,000.000 H2=More than $5,000.000 K=$15,001 ~$50,000: J~$i5,000 or less L=$50,001- $100i000 M=$100,001-$250,000 [ 2 ~alue Codes: | (See Col. CI, D3) N=$250,001-$500,000 O=$500,001-$1,000,000 P1=$1,000,001-$5.000,000 P2=$5,000.001-$25,000.000 P3=$25,000,001-$50,000,000 P4=More than $50,000,000 [ ~M~k~ ...... | 3 Value Method Codes: Q=Appraisal [ .. (See C?I. 2) U=B0ok value . ~=O~hcr ....... W=Estim~a_!_cd ...............
Dale of Reporl
Selna, James V.
(Includes those of VII. Page 3 INVESTMENTS and TRUSTS -- income, value, transactions
[2)
r
Partial Gift
C=$2,501-$5,000 I Income/Gain Codes: A=$1 000 orless B=$1 001-$2,500 G=$1~0,001-$1,000,000 H1=$1,000,001-$5,000.000 (SeeCol. B1, D4) F=$56,00I- $t00.000 L=$50,001 - $ 100,000 2 Value Codes: J=$15.000 or less K=$15,001 -$50,000 (See Col. C1, D3) N=$250,001-$500,000 O=-$500,001-$1,000,000 P1=$1,000,001-$5,000,000 P4=More than $50,000,000 P3=$25,000,001-$50,000,000 R=Cost (real estate only) S=Assessment ~- *~-lue Method Codes: Q=Appraisal V=Olher W=Estimatcd ......... U=Book value (~See Col. C2)
D=$5,001-$15,000 E=$15,001 -$50,000 H2=More than $5.000,000 M=$100,001 -$250,000 P2=$5,000.001-$25,000,000 T=Cash/Market
Dale of Reporl
Selna, James V.
(2)
~ap.
:(see C01,Bi] D4) ; F~$50,0015 100,001.-$1,000.000 2I: Value Codes: J=$15,000 or iess K=$15,001-$50,000 (SeeCoI. CI,D3) N=$250,001-$500,000 O-=-$500,001-$1,000,000 p3=$25,000,001-$50,000,000 [ U=Book value V=Othcr [ (See Col. C2)
D=$5,001 -$15,000 E=$15,001 -$50,000 H 1 =$1,000,001 -$5,000,000 H2=More than $5,000,000 L=$50,001- $100,000 M=$ 100,001 -$250,000 P1=$1,000,001-$5,000,000 P2=$ 5,000.00 I-$25,000,000 P4=More than $50,000,000 T=Cash/Market W=Estimatcd
Dale of Reporl
Selna, James V.
May 14,2011
~an
ssets, or transactions)
None A None A A None None A A A Div. Div. Div. Div. Div. Div. J J J J J J K J J K T T T T T T T T T T Buy Buy Buy 2/8 2/8 2/8 J J K
come,
NONE
(No reportable
AOL Inc. (AOL) Time Warner Cable 17 Sun Microsystems common 18 Charles Schwab Money Market Intel Corp. common Ford Motor common Advanced Micro Devices common Brown Shoe common Manitowoc Company common Safeway common
Cash Merger
1/28 J
Held in Account 4: 19 Citigroup common 20 Duke Energy common Spectra Energy Corp. 53 Schwab S & P 500 Investors Funds 54 Charles Schwab Money Market A A A A A [ Div. [ Div. Div. Div. Div. J
T T T T T
Sold
3/!
Sold
11/9
~V~~ Co~e~
U=Book valuc
E:$15,001-$50,000 C=$2,501$5 000 D=$5,001-$15,000 HI=$1,000,0~JI-$5,000,000 H2=Morelhan$5,000,000 L=$50 001- $100 000 M=$100,001-$250,000 P1=$1000,001-$~,000,000 p2=$5,000,001-$25,000,000 P4=M~re than $50,000,000 W=Estimated
Dale of Repot1
Selna, James V.
May 14,2011
[~
. NONE ancome.
(No reportable
ssets, or transactions)
A A None Div. Div i J J J T T T
Buy Buy
11/9 11/9
J J
Held in Account 5: 56 AT & T Corp. common Comcast Corp. common Supervalu Inc. Time Warner Inc. (TWX) AOL Inc. (AOL) Time Warner Cable (TWC) 69 Cisco Systems common Conagra Foods common GNMA PL#422670 C A A A None None None C A A Div. Interest Principal K M Div. M T T T Div. Div. Div. Div. M K J J J J K M J T T T T T T T T T Sale Add Buy Roth Transfer Out 1/19 1/19 12/29 J J K A A
None None A
B=$1,001-$2,500 Income/Gain Codes: A=$1.000 orless G=$100,001-$1,000,000 F=$50,001- $100,000 (See Col. BI, D4) K=$15,001-$50,000 J=$15.000 or less Value Codes: O=-$500,001-$1,000,000 (See Col. CI, D3) N=$250,001-$500,000 P3=$25,000,001-$50,000,000 R=Cost (real estate only) Value Method Codes: Q=Appraisal U=Book value (Sec Col. C2) y=O~hy5 __
C=$2,501-$5.000 H1=$1,000,001-$5,000,000 L=$50,001- $ 100,000 PI=$1 000,001-$5,000,000 P4=M~re than $50,000,000 S=Assessment W=Estima_tcd ....................
E=$15,001-$50,000
Date of Reporl
Selna, James V.
May 14,2011
ren r
I. NONE (No reportable ancome.
IVlettloo
~assets, or transactions)
Jones Apparel Group Liberty Media Class A Common Liberty Media Hldg (LINTA) Liberty Media Hldg (LCAPA) Liberty Media Corp. CI. A (LSTZA) DirecTV (DTV) Liberty Global Inc. CI. A (LBTYA) Liberty Global Inc. CI. C (LBTYK) A None None None None None None None J Div. J J J J J K J T T T T T T T T T T Div. J J Div. M T T T T T T T Div. ! J T T C=$2,501-$5,000 H1=$1,000,001-$5,000,000 L=$50,001 - $ 100,000 P1=$1,000,001-$5,000,000 P4=More than $50,000,000 S=Assessment W=Estimated D=$5,001-$15,000 E=$15,001-$50,000 H2=More than $5,000,000 M=$100,001 -$250,000 P2=$5,000,001-$25,000,000 T=CaslgMarket Add Buy 7/6 K Sale Add Buy Add Buy Sale Add Buy Sale Sale Sale Sale 1/19 1/19 1/19 1/19 1/19 1/19 1/19 1/19 1/19 J J J J J J J J J A A A A A A
Discovery Holdings Ser. A (DISCA) None Alcatel Lucent Mattel Inc. common Micron Technology common Microsoft common Oracle common Sempra Energy common Sun M icrosystems common Thermo Fisher common None A None C A B None None A None
Div. [ M
Div.
Cash Merger
1/28
Income/Gain Codesl A=$1,000 - less or B=$Ii001-$2,500 G=$I00,001.$1,000,000 (SeeCol. BI, D4) F=$50,001 $I00,000 J=$15,000 or less K=$15,001 -$50,000 Value Codes: (SeeCol. CI, D3) N=$250,001_$500,000 O=$500,001-$1,000,000 p3=$25,000,001-$50,000,000 R=Cost (rea estate only) Value Method Codes: Q=Appraisal V=Other (See Col. C2) U=Book value
Da~e oF Reporl
Selna, James V.
(Includes those of
IVatu
-- NONE (No reportable income. assets, or transactions)
Viacom Class B New CBS Corp. Class B Waste Management common Xcel Energy, Inc. Common Charles Schwab Money Market Fund Washington Mutual common Southwest Airlines common Intel Corp. WaI-Mart Stores Inc. Apache Corporation Home Depot common General Electric common Boeing common Rockwell Collins common Alaska Air Group Inc. Chevron Corp. CVS Caremark None A B A A None A C B A B A B A None C A Div. Div. Div. Div. Div. Div. Div. Div Div. Div. Div Div. Div. Div. K J L J N J K M L M L K L L M L L
lc Y
i~ e
T T T T T T T T T T T T T T T T T Sold Buy Buy 7/27 7/6 L 7/6 [ L M F Partial Roth 12/29 J Transfer Out A Sale 1/19 J A
Held in Account 7:
G=$100,001-$1,000,000 F=$50,001- $100.000 J=$15,000 or less K=$15,001 -$50,000 N=$250,001-$500,000 O=$500,001-$1,000,000 P3=$25,000,001-$50,000,000 R=Cost (real estate only) 3 Value Method Codes Q=Appraisal U=Book value V=Other (See Col. C2) (See Col. BI, D4) 2 Value Codes: (SeeCol. CI, D3)
---
Dale of Reporl
Selna, James V.
(Includes those of VII. Page 9 INVESTMENTS and TRUSTS -- income, value, transactions
~1
Charles Schwab Money Market Fund IBM common Sun Microsystems common
A A None
Div. Div.
J J J
Trust No. 2 Schwab Value Advantage Fund BankAmerica bond 10/15/11 Los Angeles, CA bond 3/I/15 GNMA PL #569964 A A B A A Div. Div. Int. Int. Principal Div. Div. Div. Div. Div./ DC.ap. istr. Div. J L J J J J T T T T T T K J K J T T T T
National Grid PLC Nicor Inc. common Sempra Energy common Xcel Energy Inc. common BRE Properties lnc
Urstadt Biddle Properties
A C A A A
G=$100,0OI-gl,000,000 H1=$1,000,001-$5,000,000 H2=More than $5,000,000 F=$50,001- $100,000 L=$50,001- $100,000 J=$15,000 or less K=$15,001-$50,000 P1=$1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 N=$250,001-$500,000 O=-$500,001-$1,000,000 p3=$25,000,001-$50,000,000 P4=More than $50,000,000 T=Cash/Market R=Cost (real estate only) S=Assessment 3 Value Method Codes: Q=Appraisal U=Boe_k value~ V=Ot~h_e_r ...... ~W_=_E_s_t!m~!_ed_ ............................................. _._(S_e.. C~_o .~C2) (SeeCol. BI, D4) 2 Value Codes: (SeeCol. CI, D3)
Selna, James V.
May 14,2011
(1)
(1)
~ K J K M
J
J J
C=$2,501-$5,000 H!=$1,000,001-$5,000,000 L=$50,001 - $ 100,000 pI =$1,000,001 -$5,000,000 P4=More than $50,000,000 S=Assessment W=Estimated D=$5,001-$15,000 H2=More than $5,000,000 M=$ 100,001 -$250,000 P2=$5,000,001 -$25,000,000 T=Cash/Market E=$15,001-$50,000
B=$1,001-$2,500 I Income/Gain Cod~s: A=$1;000 or less F=$50,001- $100,000 G=$100,001-$1.000,000 (See Col. BI, D4) 2 Value Codes: J=$15,000 or less K=$15,001 -$50,000 N=$250,001 -$500,000 0=$500,001 -$ 1,000,000 (See Col. C I, D3) P3=$25,000,001-$50,000,000 R=Cost (real estate only) 3 Value Method Codes: Q=Appraisal V=Othcr (See Col. C2) U=Book value
Dale of Rcpor!
Selna, James V.
May 14,201 l
VII. Page 11 INVESTMENTS and TRUSTS -- income, value, transactions (lncludest/toseof --(2)~(F)rel~.ir i~.
I/A-F1 I
[~
Bank Accounts: Bank of America OneWest Bank fka Indymac Bank FSB OneWest Bank OneWest Bank Wachovia B~k Acct. 1 None C B B A .... ~K Int. IM Int. Int. Int. M M M T T T T T CD Purchased Redeemed 2/8 2/1 M
Custodian Accounts: Custodian Accountii 1 Excel common Custodian Account~ 2 Excel common Custodian Account~.,,.fl} 3 Excel common CustodianAccount ~j4 Excel common Custodian Account: 5 Excel Common A Div. J T Partial Gift 11/91 J A Div. J T A Div. J T Div. J T
Div
Partial Gift
15/9
B=$1,001.$2,500 C=$2,501,$5,000 I)=$5,001-$15,000 E=$15,001 -$50,000 I Inc0meJGain Codes: A=$1.000 or less H2=More than $5,000,000 G=$ 100,00 I-$1,000,000 H I =$ 1,000,001 -$5,000,000 F=$50,00 I- $ 100,000 (s~ CoI. B I ,D4) Value Codes: J=$15,000 or ~ --K~-$15.001-$50 000 L=$50,001- $100,000 M=$100,001"$250,000 P2=$5,000,001 -$25,000,000 O=$500,001 -$ I ,000.000 PI =$ 1,000,00 I-$5,000,000 (Sc~ Col. C I, D3) N--$250,09_1 -_$500,000 " P3--$25,000,001-$50,000,000 P4=More than $50,000,000 R=Cost (rea estate only) S=Assessment T=Cash/Market Value Method oC des: Q=Appraisa_l V--.Ot_h_cr (See Coi. C2) ___ UT-._B.o~_k._.v_a_l)~_ ..... _ _W__--_E_s!!ma~t__csl_ __ _____5 ............... ......................
Dale of Reporl
Selna, James V.
(2)
lX,al,ue~
r
Ip[lo
ln
ssets, or transactions)
Custodian AccountS-"] i
Div.
Partial Gift
1 1/9
Div.
Partial Gift
1 1/9
Div.
Partial Gift
II/9
Div.
Div.
Partial Gift
1 1/9
Div.
Partial Gift
11/9 i
I Income/Gain Codes: A=$1.000 or less B=$1,001-$2,500 (See Col. B I, D4 ) F:$50,001 - $ 100,000 G=$ 100,00 I-$ 1,000,000 J~$15,000 or less K=$15,001 -$50,000 2 Value Codes: (SceCoI. CI,D3) N=$250,001.$500,000 O=$500,001-$1,000,000 P3=$25,000,00 I-$50,000,000 R=Cost (real estate only) 3 Value Method Codes: Q=Appraisal V=Other U=Book value (See Col. C2)
C=$2.501-$5,000 H I =$ 1,000,001 -$5,000,000 L=$50 00 I- $ 100,000 P1=$11000,001-$5,000,000 P4=More than $50,000,000 S=Assessment W=Estimated
D=$5,001-$15,000 E=$15,001-$50,000 H2= More than $5,000.000 M=$100,001 -$250,000 P2=$5,000,001-$25,000.000 T=Cash/Markct _
Date of Reporl
Selna, James V.
VII. Page 13 INVESTMENTS and TRUSTS -- income, value, transactions anct,,des ,hose of
(r)-
transaction)
~
70
B--$1,001-$2,500 : C=$2,501-$5,000 ~Galncodes: A=$1;000orle~s F=$50,001- $100,000 G=$100,001-$1,000,000 H1=$1,000,001-$5,000,000 (See Col. BI, D4) J=$15,000 or less K=$15,001-$50,000 L=$50,001- $100,000 2 Value Codes: N=$250,001-$500,0~0 O=$500.001-$1,000,000 P1=$1,000,001-$5,000,000 (SeeCoI. CI,D3) P4=More than $50,000,000 P3=$25,000,00 I-$50,000,000 R=Cost (real estate only) S=Assessment 3 Value Method Codes: Q=Appraisal V=Other W=Estimated U=Book value (See Col. C2) I
E=$15,001-$50,000
Dale of Report
James V. Selna
Part Vll, Page 4: Shares of Alaska Air Group were purchased in 2007, but inadvertently not included in the Report for 2007. Regrettably, this error was compounded when the absent purchase was not carried forward for the 2008 ~nd 2009 Reports. I am now using the separate annual report of capital transactions which my broker issues to ensure that all purchase and sale transactions are timely and accurately reported. 1 regret the error. Attached as Exhibit I is the data which should have been included in the 2007, 2008, and 2009 Reports.
Part Vil, Pages 11-12 lists the following custodianships: Custodian of Accounts~ through ,~] 1 through 5, 3. These were not reported in prior years because the value of the holdings was below the reporting level.
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and m nor or dep.endent children, if any)is accurate, true, and comple.te.to the bes..t of.my knowledge anal belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-alSClOsure. I further certify that earned income from outside employment and honoraria and the acceotance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app., 501 et. seq., 5 U.S.C. 7353 and Judicial Conference regulations. Signature Date
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., 104.) FILING INSTRUCTIONS:
Co mmittee on FinanCial Disclosure Administrative Office of the United States Courts .... Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
May 14,2011
Exhibit I
Amt.
Type
Value L L L
Date 7/27
Value K
AO I0 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~ 101-11 I)
I. Person Reporting {last name, first, middle initial) Selna, James V. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
7. Chambers or Office Address Ronald Reagan Federal Building and US Courthouse 411 4lh Street Santa Aria, CA 92701
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followet Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
I. POSITI ONS. eR,vorti,~: indi~d,ot o.ty: s~, vt,. 9-1~ offiling instruction~)
D
1. 2.
NAME OF ORGANIZATION/ENTITY
3. 4. 5.
II. AGREEMENTS. eRevo,i,g i, divia~.t o,O,; ~ee vv. t4-t6 of filing instructions.)
NONE (No reportable agreements.)
DATE 1.1978 2. 3.
PARTIES AND TERMS OMelveny & Myers LLP Partnership Agreement, retirement benefit, no control
Selna, James V. A
DATE
I. 2010 2.2010
3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting ),ear, complete this section.
(Dollar amount not required except for honoraria.)
t.
~]
2. 3.
4.
5.
V. G I FTS. r~,a,d, ~o,, ,o ,~o~,e ond d~p~ndent children; see ~p. 2~-31 of filing instrucdon~)
~]
I. 2. 3.
4.
5.
VI. LIABILITIES. t~neludes those o/ spo~e und dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
V I I. I N V E S T M E N T S a n d T R U S T S - i ....... "alue, transaction$ (Includ~ tit ose of spouse a.d dependent children; see pp. 34-60 offillng instructlons.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end Transactions during reporting period
of reporting period
(i)
Amount Code I (A-II)
(2)
Type (e.g., div., rent, or int.)
O)
Value Code 2
(J-P)
(2)
Value Method
Code 3
(2) (3) (4) Date Value Gain mmtdd~ Code 2 Code I (J-P) (A-H)
(Q-W)
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Held in Account 1 AT & T Corp. common Time Warner Inc. (TWX) AOL Inc. (AOL) Time Warner Cable (TWC) Comcast Corp. class A common Coming common General Electric common Estee Lauder common Liberty Media Interactive (LINTA) Liberty Media Holdings (LCAPA) Liberty Media Corp. CI. A (LSTZA) DirecTV (DTV) A A A B A D A Dividend Dividend None Dividend Dividend Dividend Dividend Dividend None None None None J J K L K T T T T T Real Property: Parcel I, Cambria, CA Parcel 2, Antelope Valley, CA None None
M K
W W
M J
T T
Donated
I. Income Gain Codes: 1S Columns BI and IM) 2. Value Cod~ (See Columns CI and D3) 3. Valuc Mcthod Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.0~O ~ less N =$250.001 - $500.000 P3 =$25.000.0OI - $50.0~),000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$ 100.001. $1.000.000 K =$15.001 - $50.0~) O =$500.001 - $1.000.000 R ---Cost (Real Estate Only) V -O~hcr
C =$2.501 - $5.000 111=$1.000.1)01.$5.000.000 L =$50.001 - $109.000 PI =$1.000.001 - $5.0(IO.000 P4 =More than $50.000.000 S =Asscssmenl W Estimated
D =$5.0~1 - $15,00) tl2 =More than $5.000.000 M =$11~.001 - $250.0~0 P2 =$5.000.001 - $25.00~.000 T =Cash Markct
E =$15.001 - $50.000
Date of Report
Selna, James V.
09/13/2011
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
re~rfing period ! 0) (2) ] Amount Type (e.g., div., rent, ] Code I or int.) i (A-H)
of reporting period (i) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Discovery Holdings Series A (DISCA) Liberty Global Class A (LBTYA) Liberty Global SeriesC (LBTYK) Limited Brands common McKesson Corp. common Microsoft common Newell Rubbermain common Pepsico Inc. common TysonFoods Inc. common Walmart common Watson Pharmaceuticals common Washington Mutual common Excel Energy Inc. common Charles Schwab Muni Money Fund Supervalu Inc. common Bed Bath & Beyond common Southwest Airlines common A D A A D A B A A A B
None None None Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None Dividend " Dividend Dividend None Dividend
K L M J
J K L K J M J J K K
I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes tSce Columns CI and D3I 3. Value Method Codes ISc Colmnn C2)
A =$1.000 or less F =$50.001 - SI00.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.~O0.001 - $50.000.000 Q =Appraisal U Book Value
B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.0OI - $50.000 O =$500.001 - $1.000.1300 R =Cost (Real Estate Only) V =Olher
C =$2.501 - $5,000 III =$1.000.001 - $5.000-000 L =$50.001 - $100.(300 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.000 S =Asscssrt~."al W =Estimated
D =$5.001 - SI 5,000 112 =Mre than $5.000.000 M =$100,001 - $250.0~0 P2 ~$5,000,001 - $25,000.000 T =Cash Markc~
E =$15,001 - $50.000
FINANCIAL DISCLOSURE REPORT Page 6 of 16 VII. INVEST MENTS and TRU STS - i ....
e, value, transactlon~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
35. Consolidated Edison 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. Held in Account 3: Time Warner Inc. (TWX) AOL Inc. (AOL) Held in Account 2: Northern Trust Muni Money Market Fund Pimco Tolal Return Gabelli Cmall Cap Growth Alaska Air Group Inc.
B D A
K M K
Interest
Dividend None
J J J
T T T Sold
01/28/101 J A
46. Time Warner Cable 47. 48. 49. 50. 51. Sun Microsystems common Charles Schwab Money Market Intel Corp. common Ford Motor common Advanced Micro Devices common
Dividend None
A A
J J J K
T T T T
I. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes ( S,,: Columns CI and D3I 3. Value Method Cod~ (S~c Column C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15.000 o~ less N =$250.001 - $500,000 P3 =$25.000.001 - $50.0~O.000 Q =Appraisal U =Book Value
B =$I ,001 - $2.500 G =$100.001 - $1.000.0~0 K =$15,001 - $50.000 O =$500.001 - $1.00~.000 R =Cost (Real ~,.statc Only) V =Olher
C =$2,501 - $5,000 III =$1.000,001 - $5.0~0.000 L =$50.001 - $10~.000 PI =$1.000,0~1 - $5.000.000 P4 =Mo~e than $50.000,000 S =Assessment W =Extimatcd
=$5,001 - $15,000 12 =More than $5.000,000 M =$10~.001 - $250.0(~ P2 =$5.000,001 - $25.00~.000 =Cash Markc~
E =$15.001- $50.000
V l l. I N V E S T M E N T S a n d T R U ST S -i .... o, value, tr ....tlo~s (Includes those of spouse and dependent childre, t see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asset.s) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J K T T T Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddhyy Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if private transaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66.
A A A
J J K
Held in Account 4: Citigroup common Duke Energy common Spectra Energy Corp. Schwab S & P Investors Fund Charles Schwab Money Market Alaska Air Group common Bank of America Brown Shoe Company Inc. Cabellas Inc. A A A A A A A Dividend Dividend Dividend Dividend Dividend None Dividend Dividend None J J J T T T Buy Buy 11/09/10 11/09/10 J K J J J K T T T T Sold 11/09/10 Sold 03/01/10
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sce Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100,000 J =$15.000 or Ic~s N =$250.001 - $500.000 P3 =$25,00~,001 - $50,0~,000 Q =Appraisal U =Book Value
B -$1,001 - $2.500 G =$100.001 - $1.0~0.00~ K =$15.001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real EstaTc Only) V =Other
C =$2.501 - $5.000 Itl =$1.000,0~1 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.0~O.000 P4 =Move than $50.000,000 S =Asscssmtm! W =Estimated
D =$5.001 - $15.000 tl2 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Marke~
E -$15.001 - $50.000
VII. INVESTMENTS and TRU STS - ~ncome, ,alue, ,, .... (includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) ,~o,~
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
Comcast Corp. common Supervalu Inc. Time Warner Inc. (TWX) AOL Inc. (AOL) Time Warner Cable (TWC) Cisco Systens commont Conagra Foods common GNMA PL
A A A
K J J
J J K
A Ruth Transfer
C A A
Dell Compuuter common Ford Motor Co. common Hewlett-Packard common Jones Apparel Group Liberty Media Class A common Liberty Media Holdings (LINTA) Liberty Media Holding (LCAPA) Liberty Media Corp. CI. A (LSTZA) A A
K M M J
J J
T T
I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (Sec Column C2)
A =$1,000 or le~s F =$50,001 - $100.000 J ~$15.000 o~" Ices N =S250.001 - S500.000 P3 =$25.~00.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 O =$100.001. $1.000.000 K =$15.001 - $50.000 O =$50~.001 - $1.0OO.0OO R =~osl (Real ~tale Only) V =Olh~
C =$2.501 - $5,000 tll =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.0OO.001 - $5.000.000 P4 =More lima $50.01g).0~0 S =Assessment W =Estimated
D =$5.001 - $15.000 112 =More than $5.1)00.000 M =$10~.001 - S250.0~) P2 -$5.0~0,001 - $25.000.00~ T ~msh Markct
E $15,001-$50.000
FINANCIAL DISCLOSURE REPORT Page 9 of 16 VlI. INVESTMENTS and TRUSTS - inco,~o, value, ,, ....
--]
tio~ (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)
B.
Income during reporting period
C.
Gross value at end of reporting period Transactions during reporting period
~ O)
Place "(X)" after each asset exempt from prior disclosure i Amount Code I
(A-H)
(21
Type (e.g., div., rent,
or int.)
O)
Value Code 2
(J-P)
(21
Value Method
Code 3
(2) (3) (4) Date Value Gain mm!dd~,y Code 2 Code I (J-P) (A-H)
! 86. DirecTV (DTV) 87. Liberty Global Inc. CI. A (LBTYA) 88. Liberty Global Inc. CI. C (LBTYK) None None None None
None A Dividend
None
(Q-W) K T
Buy (addl) Sold Sold Sold Sold J
J
J J J J J A A A
T
T
93.
Microsoft common
Dividend
Buy (addl)
07/06/I0 K
94.
Oralce common
Dividend
95.
Dividend
96.
None
Sold
K T
01/28/10 J
97.
ThermoFisher common
None
98.
Dividend
99.
Symantec Corp.
None
None
Dividend
Dividend
1. Income Gain Codes: ($ Columns B I and 134 ) 2. Value Co~k~ (See Columns CI and D3I 3. Value Method Codes (See Column C21
A -$1.000 or less F =$50.001 - $ 100.000 J =$15.000 or Icss N =5250.001 - $500.000 P3 =$25.000.0OI - $50.000.000 Q =Appraisal U =Book Value
B -$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.0OI - $50.000 O -$500.0OI - $1.000.OO0 R :=Cost (Real Estate Only) V =O~ho"
C =52.501 - $5.000 I I I =$ 1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than 550.000.000 S =Assessment W =Estimated
D =55.0OI - 515.000 112 = M ore than $ 5.000.000 M =5100.001 - $250.000 P2 =$5.000.001 - $25.000.000 1" =Cash Market
E =$15.0OI- $50.000
VI I. IN VESTMENTS a nd TRU STS - i, come. volue, ,ro,,ooio~ andud,~ those oysp ......d dependent children; seepp. 34-60 of filing instructionsO
NONE (No reportable income, assets, or transactions.)
Description of Assets (including m~st assets)
Place "(X)" after each asset exempt from prior disclosure
Income during reporting period (i) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.)
Gross value at end of reporting period (i) (2) Value Value Code 2 Method (J-P) Code 3
103. Xcel Energy, Inc. common 104. Charles Schwab Money Market Fund 105. Washington Mutual common 106. Southwest Airlines common 107. Intel Corp. 108. Wal-Mart Stores Inc. 109. Apache Corporation 110. Home Depot common I I 1. General Electric common 112. Boeing common 113. Rockwell Collins common 114. Alaska Air Group Inc. 115. Chevron Corp. 116. CVS Caremark 117. 118. Held in Account 7: 119. Charles Schwab Money Market Fund
A A
J N
T T Sold
01/19/10 J
A C B A B A B A
K M L M L K L L
T T T T T T T Sold 07/27/I0 07/06/10 07/06/10 M L L F See Section VIII. Distributed (part) 12/29110 J A Roth Transfer
C A
Dividend Dividend
L L
T T
Buy Buy
Dividend
I. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (SeeColumnsCI and D3) 3. Value MeThod Codes (Scc Cohunn C2}
A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.0OO P3 =$25.000.0OI - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001. $1.000.000 K =$15.001 - $50.000 O $500.001 . $1,000.0OO R =Cost (Real Estate Only) V =O~ho"
C =$2,501 - $5,000 II1 =$1.000.001 - $5,000.000 L =$50.0~1 - $100.000 PI =$1.000,001 . $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated
D =$5,0~1 - $15,000 112 =More than $5,000.000 M =1100.001 - $250.000 P2 ~$5.0OO,0OI - $25,000.000 T =Cash Market
E -$15,001 - $ 50,000
C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
J T
D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!d&yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
Sold
01/28/10 J
Distribution
A A B
K J K
T T T
130. GNMA PL 131. 132. National Grid PLC 133. Nicor Inc. common 134. Sempra Energy common 135. Xcel Energy Inc. common 136. BRE Properties Inc.
A A A C A A A
I. Income Gain Codes: (Scc Columns BI and D4I 2. Value Codes (See Columns CI and D31 3. Valu,: Method Codes IScc Column C2~
A =$1,000orlcss =$50.001- $100.000 =$15.00Oorlcss =$250.001 -$500.000 P3 =$25.000.001- $50,000,0~0 Q=Appraisal =Book Value
B -$1,001 - $2.500 G =$100.0~ I - $1,000.000 K =$15.001 - $50.000 0 =$500.001 - $1,000.000 R =~osl (Rc~I Estate Only) V -O~hcr
C =$2.501 I I I =$1.000,001 - $5.000.000 L -$50,001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 -$5.0~0,001 - $25,000.000 T -~Sash Marke~
E =$15,001- $50.0~
(Q-W) J J J K J K M T T T T T T T
transaction)
137. 138.
139. Urstadt Biddle Class A 140. Charles Schwab Money Market Fund 141.
142. Bank of America Corp. 143. AT & T Corp. new 144. 145. Held in Account 8: 146. Cisco Systems common 147. General Electric common 148. 149. O & M Investment Partners: 150. O & M Investment PartnerslLesser Moore 151. O & M Investment Partners/Playa Vista 152. O & M Investment Partners/Playa Vista II 153. O & M Investment Partners/Post Street
None A Dividend
K J
T T
Buy Buy
12/29/10 12/29/10
K J
J J J J
U U U U
A =$1,000 or less
F =$50.001 - $100.000
J =$15,000 o Ices N =$250,001 - $500.000 P3 =$25.000.001 - $50.0{~0.000 Q =Appraisal U -Book Value
B =$1,001 - $2.500 O =$100.001 "$1.000,000 K =$15.001 - $50.0~O O =$500.001 - $1,000.000 R -~ost (Real Estate Only) V =01hcr
C =$2.501 - $5,000 III =$I.0~0.001 "$5,000,000 L =$50.001 - $100,00~ PI =$1,000,001 - $5,000.000 P4 =More than $50.000.0~) S =Ass~ssmen! W =Eslimated
D =$5,001 - $15,0~0 112 =Mr than $5-000"000 M =$100.001 - $250,1~0 P2 =$5.0~1,001 - $25,(X)0.000 T =Cash Marko
E =$ I 5,001 - $50.000
VII. INVESTMENTS and TRUSTS- inco,-oo v=tue, ,,o,,*uoio= (Includes those of spouse and dependent children; see pp. 3 4-60 of fillng iustr=ctlong )
---] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporling period [ (i) (2) i Amount Type (e.g., i Code I div., rent, [ i (A-H) or int.)
Gross value at end of reporting period Transactions during reporting period
(t)
Value
(2)
Value
(t)
Type (e.g., buy, sell, redemption)
Code 2
(J-P)
Method
Code 3
154. O & M Investment Partners~CW Placements Fund Iii 155. O & M Investment Partners/Weddbush Capital 156. 157. Bank Accounts: 158. Bank of America 159. One West Bank fka lndymac Bank FSB 160. One West Bank 161. One West Bank 162. Wachovia Bank Acct 1 163. 164. Custodian Accounts: 165. Custodian Account BCS 1 166. X Excel common 167. Custodian Account BCS 2 168. X Excel common 169. Custodian Account BCS 3 170. X Excel common A A
A
None None
J J
U U
K M M M
Dividend
Buy (addl)
11/09/10 J
Partial Gift
Dividend
Buy (addl)
1/09/10 J
Partial Gift
Dividend
Buy (addl)
11/09/10 J
Partial Gift
I. Income Gain Codes: ISe Columns BI and 2. Value Codes IScc Columns CI and D3) 3. Value Method Codes (S~ Colutnn C2)
B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$1S,0OI - $50.000 O =$500.001 - $1.000.000 R =Cosl (Real Estate Only) V =O~her
C =$2,501 - $5,000 I I I =$ 1.000,001 - $5.000.000 L =$50.001 - $I00.000 PI =$I,000,OO1 - $5.000.000 P4 =More than $50,000.000 S =Assessment W =Eslimated
D =$5,001 - $15.1)00 112 =More than $5,000.000 M =$100.0OI - $250.000 P2 =$5.000.001 - $25,000.000 T -~ash Market
E :$15,001 - $50,000
,io,~ VII. INVESTMENTS and TRUSTS - tricot, e, val.e, ,, .... (Incl.dex thoxe of spouse and dependent children; see pl~ 34-60 of filing instructlon&)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets (including trust assels)
B. Income during
reporting period
1 171. Custodian Account BCS 4 172. X Excel common 173. Custodian Account BCS 5 174. X Excel common 175. Custodian Account JSLI 176. X Excel common 177. Custodian Account JSL2 178. X Excel common 179. Custodian Account JSL3 180. X Excel common 181. Custodian Account SSD1 182. X Excel common 183. Custodian Account SSD2 184. X Excel common 185. Custodian Account SSD3 186. X Excel common 187. A Dividend J A Dividend J A Dividend J A Dividend J A Dividend J A Dividend J A Dividend J A Dividend J
(Q-W)
transaction)
Buy (addl)
11/09/10 J
Partial Gift
Buy (addl)
11/09/10
Partial Gift
Buy (addl)
11/09/10
Parlial Gift
Buy (addl)
I 1/09/10
Partial Gift
Buy (addl)
11/09/10
Partial Gift
Buy (addl)
11/09/10
Partial Gift
Buy (addl)
11/09/10 J
Partial Gift
Buy (addl)
11/09/10
Partial Gift
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codcs (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001. $100.000 J =$15.000 or less N =$250.001 o $500.000 P3 =$25.000.001 - $50.000.0~O Q =Appraisal U =Book Value
B-S1,001 - $2.500 O =$100.001. $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R ~os! (Real Estate Only) V =Olhcr
C =$2.501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More titan $50.000.000 S =Assessment W Estimated
D $5.001 - $15.000 112 =More than $5.000.000 M -$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T ~Sash Markel
E =$15.001 - $ 50.000
Date of Report
Selna, James V.
09/13/2011
Part VII, lines 164-186 list the following custodianships: Custodian of Accounts JSL 1 through 3, BCS I through 5, and SSD I through 3. These were not reported in prior years because the value of the holdings was below the reporting level.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
COURT
TELEPHONE (7 I 4) 338-284
The Honorable Bobby R. Baldock, Chair Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D. C. 20544 Re: 2010 Financial Disclosure Report, AO-10, Amended Dear Judge Baldock: Thank you for your letter of your letter of August 15, 2011. Simultaneous with this letter, I am transmitting an amended disclosure for 2010 on the ~.~ nnn-inve~tment current form. The current form includes information concerning ~: ............... income (Section), which I have completed. I believe that the May 14, 2011 report in fact indicated that it was an annual report, not a nomination report. In any event, I have ensured that the amended report properly checked the box for an annual report. I know it creates extra work for the Committee when an amended report is required. I regret the imposition on the Committees time. If you have any questions conceming the current Report or the amendments, please contact me at the above number, or by e-mail :!: Very truly yours,
Selna, James V.