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Energy benchmarking/rating is used in order to assess the performance of an asset against best-in-class equivalents. In many cases, the best-in-class equivalents are defined in standardised formats. Energy labelling of home appliances and cars and energy rating of buildings are examples of standard benchmarking/rating schemes. There is currently no well-defined or standardised energy performance benchmarking/ rating scheme for ships.This paper aims to fill this gap via introducing basic methodology, Key Performance Indicators (KPIs), their reference values and an energy rating scheme. Data are used to demonstrate how the scheme is implemented and sample results are provided. It is shown that the proposed benchmarking/rating scheme for ships is feasible and it could be used to differentiate ships according to their energy performance. As such, its use within a wider ship owners energy efficiency and emissions control programme is recommended.
INTRODUCTION
erformance benchmarking is the process of comparing an assets performance against a reference standard or benchmark, with the objective of improving the assets performance. The benchmark may be an industry standard or established commonly accepted norm. It could even be a companys internal performance target or best-practice especially if a number of similar assets are used. Energy performance benchmarking/rating normally focuses on a comparative analysis of energy use per unit of production (energy intensity). In a similar way, exhaust emissions performance benchmarking may be made through comparative analysis of assets exhaust emissions levels. Energy and emissions benchmarking/rating is part of the asset management processes and relies on accurate and verifiable data. As such, in the benchmarking process more emphaAUTHORS BIOGRAPHY Dr Zabi Bazari is a Principal Consultant Engineer at Lloyds Register EMEA. He specialises in ship power plants and propulsion systems energy conversion technologies, including performance assessment and exhaust emissions. He leads Lloyds Register consultancy activities on ship energy management and related technologies.
sis is given to data collection and analysis. Being part of asset management activities, the management commitment to benchmarking/rating is essential for its success. This paper deals with ship energy performance benchmarking/rating and the issue of exhaust emissions benchmarking/rating is not addressed.
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Performance benchmarking
Gather data Estimate KPIs and compare to their benchmarks Assign performance targets/ratings
Audit
Collect data and analyse management and technical process Compare to bestpractice, benchmarks and industry standards Identify feasible energy efficiency opportunities
Performance monitoring
Are targets achieved?
NO
YES
Monitor and evaluate performance Implement
Fig 1: Main aspects of assets energy management processes environmental impact analysis, including those due to use of energy. These standards and their relation with the proposed benchmarking/rating scheme are introduced here. ISO 14001 ISO 14000 series of standards deal with environmental management system, environmental auditing, environmental performance evaluation, environmental labelling and so on. ISO 14001 primarily deal with environmental management system via identification of environmental aspects and the methodology for management and control of these aspects. Energy (fuel) consumption leads to environmental impacts. Since energy consumption is quantifiable and controllable, it permits objective analysis of its impact and control of the related environmental aspects. Energy performance and emissions benchmarking/rating provides a means of judging relative performance and therefore assists organisations to demonstrate their commitment to control of environmental aspects due to energy use. ISO 14031 In addition to ISO 14001 that focuses on the environmental management system, ISO 14031 gives guidance on the design and use of environmental performance evaluation, and identification and selection of environmental performance indicators. An example of a performance indicator in this standard is the quantity of energy used per unit of production (i.e. energy intensity). Although ISO 14031 is mainly concentrating on environmental parameters, nevertheless, this standard could provide a structured procedural framework which may be used for energy benchmarking1. GRI (Global Reporting Initiative) The Global Reporting Initiative (GRI) is an independent institution whose mission is to develop and disseminate globally applicable Sustainability Reporting Guidelines2. These guidelines are developed for voluntary use by organisations for reporting on the economic, environmental and social dimensions of their activities, products and services. One area of reporting is on energy use and resulting exhaust emissions.
Within GRI, a number of indicators are defined and technical protocols for determination of each indicator are developed. Each protocol addresses a specific indicator (e.g. energy use) or set of indicators by providing detailed definitions, procedures, formulae and references to ensure consistency across reports. In the case of energy, there are a number of energy consumption indicators within GRI, examples of which are given below: G EN3 Direct energy use segmented by primary source: As part of this, the organisation should report on all energy sources used by organisation for its own uses as well as for the production and delivery of energy products (e.g. electricity or heat) to other organisations. G EN4 Indirect energy use: As part of this, the organisation should report on all energy used to produce and deliver energy products purchased by the reporting organisation. G EN17 Initiatives to use renewable energy sources and to increase energy efficiency: As part of this, the organisation should report its activities regarding level of uptake of renewable energy or the level of savings as a result of its energy efficiency programme. In addition to the above indicators that directly relate to energy use, there are a number of indicators on exhaust emissions that require either direct measurement of emissions or their calculation using energy consumption. The ship owners who choose to report their sustainability related activities within GRI protocols, would require measuring their energy consumption, estimating their level of exhaust emissions and embarking on initiatives for reduction in use of fossil fuels and ship operation energy efficiency. Performance benchmarking/rating would be one initiative, within a larger corporate sustainability programme, to achieve the above objectives.
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Data collection
Selection of KPIs
Estimation of KPIs
Allocation of rating
Data sources
Implementation of benchmarking/rating schemes relies on accurate and verifiable data. Since collection of quality data is normally a practical issue, it is important that all the available data sources are identified and used. For ship performance benchmarking/rating purposes, the following data sources may be used: G Ships technical specification. G Speed trial reports. G Engines NOx Technical File that would include engine performance data. G Operational data logs. G Data from dedicated trials. To ensure consistency, benchmarking should be carried out using either commissioning trial data (design rating) or data from dedicated in-service trials (operation rating). For engines, shop trial data and data from dedicated in-service trials may be used.
Data correction
To enable effective and wider use of ship performance benchmarking/rating, it should be carried out under standard reference conditions. The standard reference conditions should specify the following as a minimum: G Ship draught (normally would be design draught for each ship). G Standard reference ship speed (normally will be a fixed speed per ship type). G Reference fuel. G Reference ambient conditions, normally taken as operation in calm water and low/zero wind, and at a reference sea water and air temperatures. If the data available relate to any other condition, they should be corrected to the reference conditions for use in the benchmarking/rating schemes. To avoid complications due to sea state and wind, it would be best to carry out dedicated trials in calm sea and low wind velocity. Alternatively, an internationally acceptable standard procedure such as ISO 150166 or other industry accepted practices may be used for data correction purposes.
METHODOLOGY
Overall process
Typically, the steps involved in ship performance benchmarking/rating are as shown in Fig 2. Three main activities include: G Selection of KPIs and specifying their reference target values. G Data gathering and assuring data quality. G Estimating the KPIs, comparing to reference targets, estimating deviations and allocating rating.
Choice of KPIs
The choice of KPIs for performance benchmarking/rating is important and should be done with due consideration to implementation. As a minimum, the indicators should possess the following characteristics: G Be indicative of ships performance. G Show appropriate and consistent variations with ship size. G Require minimal number of measured data for its estimation. G Be unambiguous and easy to understand.
KPIs targets
Setting the targets for KPIs for benchmarking purposes needs to be carried out through a systematic process of
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characterisation of ship or machinery performance. Data sources such as speed trials, operational trends before and after dry dock, comparison between sister ships and international standards could be used to set the targets. For energy rating purposes, reference or standard targets, that are acceptable to wider industry members, need to be developed and used.
reference values need to be established. In this section, a selected number of KPIs are introduced, discussed and typical reference values are proposed.
The advantage of using FCI is that it is relatively simple to determine, easy to understand and requires minimal amount of data to estimate. The main drawback is that its value varies with type of fuel (heating value) and therefore needs to be normalised to a reference fuel. The overall variation in FCI, based either on deadweight or displacement, has been established using Lloyds Register Fairplay data7. This is shown in Fig 3. The curves represent the best regression fit to selected worlds tanker fleet data and as such represent the mean performance of fleet according to ship size.
Since SEI varies proportionally with FCI, the variation in SEI with ship types and ship size is similar to that of FCI, provided that the fuel types are the same. Fig 4 shows the variation of SEI with ship size, derived using Lloyds Register Fairplay data7, using a constant value of fuels LHV.
Fig 3: Ship FCI benchmark (tankers) Ship Fuel Consumption Index, FCI_dis
4 FCI_dis [g/t-nm] 3 2 1 0 100,000 200,000 300,000 Displacement [tonne] 400,000 FCI_dwt [g/t-nm] 4 3 2 1 0 100,000 200,000 300,000 Deadweight [tonne] 400,000
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400,000
IMO8, which is shown in Fig 7 (note that BSFC and NOx trends are opposite to each other). BSFC and NOx reference benchmarks as shown in Figs 6 and 7 may be used for engine performance and emissions benchmarking purposes.
BSFC Benchmark
220 210 BSFC [g/kWh] 200 190 180 170 160 0 400 800 1200 1600 Engine speed (rev/min) 2000 2400
PEI is specified in kJ/t-nm (kJ of shaft energy per tonne per nautical mile) or any other equivalent unit. There is a direct relationship between PEI and SEI, the proportionality factor being the combined efficiency of engine and propulsion shaft line ( e). PEI = SEI* e (6)
PEI shows how effective the propulsive power is used and as such, it is a measure of ships overall hydrodynamic efficiency. Fig 5 shows a typical representation of the index that is derived using Lloyds Register Fairplay data7, assuming a constant engine and shafting efficiency.
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14 CO2I_dis [g/t-nm] 12 10 8 6 4 2 0
100,000
400,000
100,000
400,000
outlined in previous sections together with KPIs and their reference values are used to carry out the ships energy benchmarking/rating. The results presented here are based on the following considerations:
G
G G
The CO2I is recognised as the ships GHG emissions index by the IMO4. Although its use as an environmental performance indicator is justified, it cannot be used as a benchmark for ship energy performance as CO2I is not directly representative of ships fuel efficiency, especially when alternative fuels are used (impact of Cfuel). Fig 8 shows typical values of this index, derived using Lloyds Register Fairplay data7 and equation 8, assuming a fixed level of fuel carbon content.
G G G
Ship type: Due to major differences between certain ship types, it is difficult to determine a single reference benchmark that is applicable across the board. Accordingly, benchmarking/rating herein is carried out for a specific ship type (eg tankers). Ship size: In this paper, displacement is used to represent ship size. Choice of KPI for rating: For rating purposes, a single KPI is best to be used. In this paper, SEI is chosen for ship energy rating. Reference fuel: Marine diesel oil is used as the reference fuel. Reference ship speed: For tankers, a speed of 15kts is used as the reference speed. Reference values of SEI: Fig 3 shows the reference values of SEI as a function of ship displacement.
CASE EXAMPLES
In order to demonstrate how the system will work in practice, implementation aspects are discussed here. The processes
Ship size Panamax 1 Panamax 2 Aframax 1 Aframax 2 Suezmax 1 Suezmax 2 VLCC 1 VLCC 2 Deadweight [tonne] 70 000 67 000 97 000 87 000 147 000 152 000 281 600 281 700 Displacement [tonne] 84 000 80 700 111 000 93 000 168 000 175 500 325 000 314 000
Main engine power [kW] 9200 10 700 12 500 12 200 15 000 16 100 20 800 17 000
Tanker 2
Displacement [tonne] Specification Speed trial Operation (daily logs) 115 500 115 800 111 300
Rating [-] 7 6 10
Table 4: Rating according to operational data SFC and engine and sea margins. The above information could be used to derive the ships SEI. Table 2 shows these particulars for a number of ships together with estimated SEI, benchmark SEI (calculated from Fig 3), the difference between the two and ship rating level according to the scheme in Table 1. Table 2 shows that amongst the selected ships, there are big differences in their energy rating, varying between 1 (high efficiency) and 6 (low efficiency). This shows that use of benchmarking/rating at pre-contract specification could be a very low-cost exercise in establishing the ships energy performance that may be used by owner to ask for a more energy-efficient design, with subsequent significant savings during ship life cycle.
G
Access to reliable data is an important aspect of any benchmarking/rating exercise. This issue will to some extent be resolved in the future when IMO guidelines on CO2 indexing of ships are implemented.
30 25 20 15 10 5 0 Tanker 1 Tanker 2
Specification Speed trial Operation
Fig 9: Fleet level comparisons The impact of using the proposed techniques within marine industry will be twofold i) energy efficiency and ii) environment. On energy efficiency, it will lead to procurement of more energy-efficient new ships and will provide inservice fleet managers with techniques to compare ships against each other or against international fleet from both performance and exhaust emissions perspectives. On the environment, uptake of benchmarking process by shipping corporations will demonstrate best practice in dealing with GHG and other exhaust emissions and will thus promote the marine industrys image on issues relating to a more sustainable marine transportation.
CONCLUSIONS
This paper presented an overall scheme for ship energy performance benchmarking/rating. The feasibility of application of the scheme was demonstrated and it was shown that the scheme can provide a simple but effective method of differentiating ships according to their energy efficiency. As such, it provides a low-cost tool for energy efficient ship procurement and evaluation of in-service ship energy performance. The proposed scheme can be further enhanced via linking it more positively to IMO CO2 index for ships. Its wider use will be boosted by the availability of data that will be collected as part of the implementation of the IMO CO2 index. It is recommended that more work be carried out in this area and marine industry shows its commitment to this process through a voluntary adoption of ship energy rating schemes via their business associations.
Discussion
Comparison of KPIs for the above three sets of data indicates the following: G The rating scheme seems to be effective in differentiating between various ships from energy efficiency point of view. G As expected, the ship energy rating under operation is worse than commissioning trials. Analysis of operational data against trial for a number of ships could indicate if their sea margins are different or not. G The difference between specification, commissioning trials and operations for the above cases are shown in Fig 9. Derivation of similar diagrams for a fleet of ships can provide further information on the behaviour of different ships.
REFERENCES
1. Benchmarking and energy consumption fact sheet, East Anglian Business Environment Club, UK, August 1999. 2. For more information on Global Reporting Initiative,
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refer to their website on: http://www.globalreporting.org/ 3. ECON Centre for Economic Analysis GHG emissions from international shipping and aviations, Report 01/03, ECON Project 38400, ISBN 82-7645-577-8, January 2003. 4. International Maritime Organisation Interim guidelines for voluntary ship CO2 emission indexing for use in trials, MEPC Circular 471, 29 July 2005, IMO, London, UK. 5. Bazari, Z GHG indexing for ships an industry expert view, Presentation to IMO Technical Workshop on GHG emissions index for ships , July 2005, IMO Headquarters, London, UK. 6. ISO/CD 15016 standard Ships and marine technology general requirements Guidelines for the assessment of speed and power performance by analysis of sea trial data, ISO/TC8/SC9 N11 dates 1998-12-11 7. Lloyds Register Fairplay Register of ships on CDROM, Version 2.14, January 2004. 8. International Maritime Organisation Annex VI of MARPOL 73/78 Regulations for the prevention of air pollution from ships and NOx technical annex
ABBREVIATIONS
BSFC BSFC CO2I dis dwt FCI GHG GRI IMO LHV MEPC PEI RB SEI SFC t-nm VLCC Brake Specific Fuel Consumption Brake Specific Fuel Consumption CO2 Index or Intensity Displacement deadweight Fuel consumption index Greenhouse Gas Global Reporting Initiative International Maritime Organisation Lower heating value Marine Environment Protection Committee Propulsion energy intensity Reference Benchmark Ship energy intensity Specific Fuel Consumption Tonne nautical mile Very Large Crude Carrier
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