C bn v chng khon v th trng chng khon

STT 1 2 3 4 5 6 7 8 9 10 11 12 13 14 Chng khon Th trng Chng khon S cp S Giao dch Chng khon Th trng Chng khon phi tp trung Th trng Chng khon phi sinh T chc kinh doanh Chng khon T chc v hot ng ca Qu u t Chng khon o c ngh nghip trong hot ng kinh doanh chng khon H thng ng k, lu k, thanh ton b tr Chng khon H thng cng b thng tin H thng thanh tra, gim st th trng Chng khon Thc hnh giao dch trn my tnh Thi cp Chng ch chuyn mn Tng cng Ni dung bi ging Tng quan v Th trng Chng khon Thi lng (Bui) 01 01 01 01 01 01 01 01 01 01 01 01 01 01 14

Phn tch v u t chng khon

STT 1 2 3 4 5 6 7 8 9 Ni dung bi ging - Gii thiu v u t chng khon v mn Phn tch u t chng khon - Mt s kin thc v ton, thng k, xc xut lin quan n qu trnh hc cc gio trnh chng khon Gi tr ng tin theo thi gian Mc sinh li v ri ro trong u t chng khon Phn tch u t Tri phiu Phn tch c bn C phiu Phn tch k thut Phn tch u t Chng khon phi sinh n tp, lm bi tp Thi cp chng ch chuyn mn Tng cng Thi lng 01 01 01 02 04 02 02 02 01 16

Lut chng khon

STT 1 2 3 4 5 6 7 8 9 Ni dung bi ging Khi qut Php lut v Chng khon v Th trng Chng khon H thng Php lut v Chng khon v Th trng Chng khon Cc quy nh Php lut v Th trng Giao dch Chng khon Cc quy nh php lut v Cng b thng tin trong hot ng Chng khon v Th trng Chng khon Cc quy nh php lut v Cng ty i chng Cc quy nh php lut v cho bn chng khon ra cng chng H thng ng k, lu k, thanh ton b tr Chng khon Cc quy nh php lut v Cng ty Chng khon Cc quy nh php lut v Qu u t chng khon, Cng ty Qun l qu Qun l nh nc v Thanh tra hot ng chng khon v th trng Chng khon Cc Quy nh php lut v x l vi phm trong hot ng chng khon v th trng Chng khon Cc quy nh v gii quyt tranh chp, khiu ni, t co v bi thng thit hi trong hot ng chng khon v Th trng Chng khon Thi cp chng ch chuyn mn Tng cng Thi lng (Bui) 01 01 01 01 01 01 01 01 01

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01

11 12

01 01 12

Mi gii v t vn u t chng khon

STT Ni dung bi ging C cu v t chc hot ng ca Cng ty mi gii chng khon, i ng nhn vin chng khon Thi lng (Bui) 01 01 01 01 01 02 01 01 01

1 Nhng vn c bn v Mi gii chng khon 2

3 Tng quan v Nghip v giao dch chng khon 4 Quy trnh h tr Giao dch chng khon 5 Giao dch bo chng 6 K nng hnh ngh mi gii chng khon 7 Cc bin php phng nga v x l xung t li ch gia khch hng v Cng ty Chng khon

8 T vn u t chng khon 9 Thi cp chng ch chuyn mn

Tng cng

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