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A 0ro7in0 %iterature demonstrates t/at accessi:%e emotion concept ,no7%ed0e
s/apes /o7 indi2idua%s ma,e meanin0 o+ a++ecti2e +acia% e=pressions as instances o+
discrete emotions suc/ as >an0er,? >dis0ust,? >+ear,? etc. $or instance, t7o<.ear o%d
c/i%dren, 7/o possess on%. t/e rudimentar. concepts o+ >sad? and >/app.,? can
correspondin0%. on%. percei2e +aces in terms o+ a++ecti2e 2a%ence @e.0., t/e. cate0ori9e a%%
unp%easant +aces, inc%udin0 sco7%in0, poutin0, 7ide e.ed and 7rin,%e nosed +aces as
>sad? and a%% smi%in0 +aces as >/app.?A. Det as c/i%dren 0radua%%. acquire additiona%
discrete emotion concepts o2er t/e course o+ de2e%opment @e.0., >an0er,? >dis0ust,?
>+ear?A, t/e. are su:sequent%. a:%e to percei2e unp%easant +aces @pouts, sco7%s, 7ide
e.es, 7rin,%ed nosesA as instances o+ distinct discrete emotion cate0ories. $or instance,
:. a0e se2en, 7/en c/i%dren /a2e %earned t/e meanin0s o+ >sad,? >an0er,? >+ear? and
>dis0ust? t/e. re%ia:%. percei2e poutin0 +aces as >sad,? sco7%in0 +aces as >an0er,? 7ide
e.ed +aces as >+ear,? and 7rin,%e nosed +aces as >dis0ust? .
T/e ro%e o+ concept ,no7%ed0e in emotion perception is not %imited to ear%.
de2e%opment, /o7e2er. E2idence su00ests t/at e2en /ea%t/. adu%ts re%. on concept
,no7%ed0e durin0 emotion perception tas,s, re0ard%ess o+ 7/et/er t/at tas, e=p%icit%.
in2o%2es %a:e%in0 o+ +aces or not. $or instance, /ea%t/. adu%ts +rom most cu%tures can
easi%. se%ect t/e 7ord t/at :est matc/es t/e e=pression 7it/ a re%ati2e%. /i0/ de0ree o+
a0reement 7/en emotion 7ord %a:e%s are e=p%icit%. 0i2en in an e=perimenta% tas, @e.0., a
posed +acia% e=pression is presented 7it/ a set o+ emotion adCecti2esA. Det it is possi:%e to
In t/is paper, as in our prior 7or,, 7e use t/e terms >a++ect? or >a++ecti2e 2a%ence? to re+er to /edonic
tone @i.e., positi2it., ne0ati2it., and neutra%it.A. Be use t/e term >discrete emotion? to re+er to instances o+
speci+ic emotion cate0ories suc/ as an0er, dis0ust, +ear, etc.
(
Emotion perception in semantic dementia
dramatica%%. impair discrete emotion perceptionEand t/us reduce accurac. on a tas,
suc/ as t/isE:. mere%. manipu%atin0 t/ose adu%ts; a:i%it. to access t/e meanin0 o+
discrete emotion 7ords. T/is e2en occurs in tas,s t/at do not e=p%icit%. require %a:e%in0
o+ +aces. $or instance, disruptin0 access to t/e meanin0 o+ discrete emotion concepts suc/
as >an0er,? >dis0ust,? or >+ear,? :. /a2in0 participants repeat ot/er 7ords durin0 t/e
discrete emotion perception tas, @ca%%ed >2er:a% o2ers/ado7in0?A, impairs participants;
a:i%it. to distin0uis/ :et7een +acia% portra.a%s o+ an0er and +ear as cate0orica%%. di++erent
emotiona% e=pressions . T/e simp%e remo2a% o+ discrete emotion 7ords +rom t/e
e=perimenta% tas, produces a simi%ar e++ect . An e=perimenta% manipu%ation t/at
temporari%. renders t/e meanin0 o+ an emotion 7ord inaccessi:%eEca%%ed semantic
satiationEa%so reduces t/e speed and accurac. o+ discrete emotion perception . $or
instance, a+ter repeatin0 a re%e2ant discrete emotion 7ord @e.0., >an0er?A out %oud '6
times unti% t/e meanin0 o+ t/e 7ord :ecomes temporari%. inaccessi:%e, participants are
s%o7er and %ess accurate to Cud0e t/at t7o sco7%in0 +aces matc/ one anot/er in emotiona%
content @Lindquist et a%. #66FA. Since t/e emotion Cud0ment tas, used in Lindquist et a%.
@#66FA mi0/t imp%icit%. require use o+ discrete emotion 7ords, 7e rep%icated and
e=tended t/ese +indin0s more recent%. usin0 a perceptua% primin0 tas, t/at does not
require t/e use o+ emotion 7ords. Be +ound t/at +o%%o7in0 semantic satiation o+ a
re%e2ant discrete emotion 7ord @e.0., >an0er?A, a +ace posin0 discrete emotion @e.0., a
sco7%in0 +aceA is %itera%%. seen di++erent%. :. participants. $or instance, t/e emotiona%
+ace percei2ed 7/en t/e meanin0 o+ an emotion 7ord is inaccessi:%e @e.0., a sco7%in0
+ace percei2ed a+ter semantic satiation o+ t/e 7ord >an0er?A does not perceptua%%. prime
itse%+ on a %ater presentation . A%t/ou0/ t/ese care+u% e=perimenta% manipu%ations
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Emotion perception in semantic dementia
produced data consistent 7it/ t/e /.pot/esis t/at concept ,no7%ed0e a:out emotion
s/apes instances o+ positi2e and ne0ati2e +acia% musc%e mo2ements into perceptions o+
discrete emotions, a po7er+u% test o+ t/is /.pot/esis is to e=amine discrete emotion
perception in peop%e 7/o /a2e natura%%. occurrin0 and permanent%. impaired concept
,no7%ed0e.
A case study of discrete emotion perception in semantic dementia
In t/e present report, 7e assessed discrete emotion perception in indi2idua%s 7it/
a neurode0enerati2e disease t/at impairs access to and use o+ concept ,no7%ed0e.
Semantic dementia is a pro0ressi2e neurode0enerati2e diseaseEone +orm o+ primar.
pro0ressi2e ap/asia Et/at resu%ts in nota:%e impairments in concept ,no7%ed0e
a2ai%a:i%it. and use . Researc/ on semantic dementia /as traditiona%%. documented
impairments to conceptua% ,no7%ed0e +or o:Cects, p%ants, and anima%s . Suc/ impairments
are associated 7it/ re%ati2e%. +oca% @t.pica%%. %e+t<%atera%i9edA neurode0eneration in t/e
anterior tempora% %o:es, 7/ic/ are /.pot/esi9ed to :e /u:s in a distri:uted net7or,
su:ser2in0 semantic memor. and conceptua% ,no7%ed0e . Ear%. in t/e course o+ t/e
disease, semantic dementia is associated 7it/ t/e 2er. speci+ic ina:i%it. to understand t/e
meanin0 o+ 7ords, amidst norma% 2isua% processin0, e=ecuti2e contro%, comportment and
:e/a2ior.
Sometimes termed t/e >tempora% %o:e? 2ariant o+ +rontotempora% dementia @$TDA,
semantic dementia is a su:<c%ass o+ t/e :roader dia0nosis o+ +rontotempora% dementia. As
suc/, some patients can de2e%op a :roader set o+ %esions in +ronta% or ot/er tempora% %o:e
re0ions a++ectin0 :rain areas in2o%2ed in ot/er ps.c/o%o0ica% processes suc/ as e=ecuti2e
contro% @e.0., dorso%atera% pre+ronta% corte=A or 2isuo<spatia% processin0 @e.0.,
F
Emotion perception in semantic dementia
/ippocampus, perir/ina% corte=A. Due t/e /etero0eneit. in/erent in +rontotempora%
dementia, 7e care+u%%. se%ected t/ree patients 7/o /ad speci+ic anatomica% and
:e/a2iora% pro+i%es o+ semantic dementiaG t/is a%%o7ed us to per+orm a 2er. precise test o+
our /.pot/esis a:out emotion perception. $irst, 7e se%ected patients 7it/ a speci+ic
neurode0eneration patternH 7e se%ected on%. t/ose patients 7it/ re%ati2e%. +oca% %esions to
t/e anterior tempora% %o:es. Second, 7e se%ected patients disp%a.in0 speci+ic :e/a2iora%
patternsH 7e per+ormed a /ost o+ neurops.c/o%o0ica% tests and contro% e=perimenta% tas,s
to ensure t/at t/e patients in our samp%e /ad semantic de+icits :ut re%ati2e%. preser2ed
e=ecuti2e +unction and 2isuospatia% processin0. To ru%e out t/at patients /ad more 0enera%
a++ecti2e a:norma%ities t/at mi0/t resu%t in impaired discrete emotion perception, 7e a%so
re%ied on c%inica% assessments to ensure t/at patients /ad norma% comportment and
:e/a2iora% approac/ and a2oidance. To0et/er, t/ese ri0orous inc%usion criteria a%%o7ed us
to per+orm a stron0 test o+ t/e /.pot/esis t/at impaired conceptua% ,no7%ed0e resu%ts in
impaired discrete emotion perception.
"ro7in0 e2idence documents de+icits in emotion perception in semantic dementia
, :ut no researc/ to date /as speci+ica%%. addressed t/e /.pot/esis t/at impairments in
concept ,no7%ed0e contri:ute to impairments in discrete emotion perception. Patients
7it/ semantic dementia /a2e di++icu%ties %a:e%in0 +acia% e=pressions o+ emotion , :ut suc/
+indin0s are t.pica%%. interpreted as e2idence t/at patients can understand t/e meanin0 o+
emotiona% +aces :ut per+orm poor%. on e=perimenta% tas,s due to an ina:i%it. to
manipu%ate %a:e%s . I+ t/is 7ere t/e case, %an0ua0e 7ou%d /a2e an impact on t/e
communication o+ discrete emotion perception, :ut not t/e understandin0 o+ emotiona%
+acia% :e/a2iors. Det t/e possi:i%it. remains t/at concept ,no7%ed0e p%a.s a muc/ more
4
Emotion perception in semantic dementia
inte0ra% ro%e in discrete emotion perception :. /e%pin0 to trans+orm perceptions o+
a++ecti2e +acia% e=pressions into perceptions o+ discrete emotions. In t/is 2ie7, conceptua%
,no7%ed0e +or emotion is necessar. +or discrete emotion perception to proceed. To test
t/is /.pot/esis, 7e use a case stud. approac/ to test emotion perception a:i%ities in t/ree
patients 7it/ semantic dementia. &ecause t/ese t/ree patients /a2e re%ati2e%. iso%ated
impairments in semantic memor. 7it/out impairments in e=ecuti2e +unction, 2isuospatia%
a:i%ities, comportment, or :e/a2iora% approac/ or a2oidance, t/e. pro2ide an opportunit.
to per+orm a tar0eted test o+ t/e /.pot/esis t/at concept ,no7%ed0e is necessar. +or
discrete emotion perception.
The Present Study
To assess 7/et/er concept ,no7%ed0e is important to norma% discrete emotion
perception, 7e desi0ned a tas, in 7/ic/ patients 7it/ semantic dementia @7/o /a2e
di++icu%t. usin0 semantic %a:e%sA cou%d demonstrate t/eir discrete emotion perception
a:i%ities 7it/out re%.in0 on %in0uistic emotion concepts. Be t/us desi0ned a sortin0 tas,
t/at 7ou%d assess spontaneous emotion perception and not emotion %a:e%in0 per se.
Patients 7ere presented 7it/ pictures o+ sco7%in0, poutin0, 7ide e.ed, 7rin,%e nosed,
and smi%in0 +aces, as 7e%% as posed neutra% +aces and 7ere as,ed to +ree%. sort t/e pictures
into pi%es representin0 as man. cate0ories as 7ere meanin0+u%. Be used posed depictions
o+ discrete emotions @t/e standard in most scienti+ic studies o+ emotion perceptionA
:ecause t/e. are :e%ie2ed to :e t/e c%earest and most uni2ersa%%. reco0ni9a:%e si0na%s o+
discrete emotions :. :asic emotion accounts .
To ru%e out t/at patients /ad ot/er de+icits t/at 7ou%d impair t/eir per+ormance on
t/e discrete emotion sort tas,, 7e a%so as,ed t/em to a%so per+orm a num:er o+ contro%
I
Emotion perception in semantic dementia
sort tas,s. In t/ese contro% sort tas,s, patients 7ere as,ed to sort t/e +aces into si= pi%es
anc/ored 7it/ si= num:ers @a num:er anc/ored sortA, to sort t/e +aces into si= pi%es
anc/ored 7it/ si= posed discrete emotiona% +acia% e=pressions @a +ace anc/ored sortA, to
sort t/e +aces into si= pi%es anc/ored 7it/ si= emotion cate0or. 7ords @a 7ord anc/ored
sortA, or to +ree sort t/e +aces :. identit. @an identit. sortA. B/ereas t/e num:er and 7ord
anc/ored sorts ru%ed out t/e a%ternate /.pot/esis t/at patients cou%d per+orm a discrete
sort 7/en cued to t/e correct num:er or names o+ cate0ories, t/e +ace anc/ored and
identit. sorts ru%ed out t/e more 0enera% a%ternati2e interpretations t/at A patients did not
understand /o7 to sort pictures, #A t/at t/e. /ad 2isua% impairments t/at pre2ented t/em
+rom percei2in0 di++erences :et7een +aces @i.e., prosopa0nosia or more 0enera%
2isuospatia% de+icitsA, 'A or t/at t/e. /ad co0niti2e impairments in e=ecuti2e +unction t/at
7ou%d cause t/em to per+orm poor%. on an. sortin0 tas,. Patients; per+ormance on t/ese
sorts,a%on0 7it/ our neurops.c/o%o0ica% +indin0s @see supp%ementar. materia%sA, ru%es out
a%ternate e=p%anations o+ patients; per+ormance on t/e discrete emotion sort tas,s.
In %ine 7it/ our /.pot/esis t/at norma% discrete emotion perception re%ies on
concept ,no7%ed0e o+ emotion, 7e predicted t/at patients; semantic de+icits 7ou%d :e
associated 7it/ di++icu%t. percei2in0 same<2a%ence discrete emotiona% +acia% e=pressions
@e.0., an0er 2s. +ear 2s. dis0ust 2s. sadnessA. Det mirrorin0 t/e de2e%opmenta% +indin0s
t/at in+ants and .oun0 c/i%dren, 7/o /a2e %imited conceptua% ,no7%ed0e o+ emotion, can
detect positi2e and ne0ati2e a++ect on +aces , 7e predicted t/at patients 7it/ semantic
dementia 7ou%d /a2e re%ati2e%. preser2ed perception o+ positi2e 2s. ne0ati2e 2s. neutra%
e=pressions @i.e., a++ecti2e 2a%enceA. T/is /.pot/esis 7ou%d :e supported in our stud. i+
/ea%t/. contro% adu%ts, 7/o /a2e access to conceptua% ,no7%ed0e o+ emotion,
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Emotion perception in semantic dementia
spontaneous%. produced si= pi%es +or an0er, dis0ust, +ear, sadness, /appiness and neutra%
e=pressions and rare%. con+used mu%tip%e ne0ati2e +aces +or one anot/er @e.0., 7ou%d not
treat poutin0, sco7%in0, 7ide<e.ed and 7rin,%ed nose +aces as mem:ers o+ t/e same
cate0or. :. p%acin0 t/em in t/e same pi%eA. Patients, on t/e ot/er /and, 7ou%d
spontaneous%. sort +aces into pi%es correspondin0 to positi2e, ne0ati2e, and neutra% a++ect
and 7ou%d additiona%%. ma,e errors in 7/ic/ t/e. con+used mu%tip%e ne0ati2e +aces +or
one anot/er @e.0., 7ou%d treat poutin0, sco7%in0, 7ide<e.ed and 7rin,%ed nose +aces as
mem:ers o+ t/e same cate0or. :. p%acin0 t/em in t/e same pi%eA
#
. In contrast, a :asic
emotion /.pot/esis 7ou%d predict t/at emotion perception is a ps.c/o%o0ica%%. primiti2e
process e2o%2ed +rom ancestra% primate communicati2e disp%a.s t/at does not re%. on
concept ,no7%ed0e . I+ t/is /.pot/esis 7ere supported, 7e 7ou%d not o:ser2e a
di++erence :et7een contro% participants; and patients; sorts. At t/e 2er. %east, i+ patients
7ere impaired in discrete emotion perception as compared to contro%s, a :asic emotion
2ie7 7ou%d not predict t/at patients 7ou%d s/o7 maintained perception o+ a++ect
@positi2e, ne0ati2e and neutra% 2a%enceA. Accordin0 to t/e :asic emotion 2ie7, t/e
perception o+ discrete emotion is more ps.c/o%o0ica%%. +undamenta% t/an t/e perception
o+ a++ect, meanin0 t/at discrete emotion perception s/ou%d precede a++ect perception .
Methods
Participants
Be studied t/ree patients @E", a 46<.ear o%d ri0/t</anded ma%eG $J, a F(<.ear o%d
ri0/t</anded ma%eG and CP, a -'<.ear o%d ri0/t</anded +ema%eA 7it/ a re%ati2e%. rare +orm
o+ neurode0enerati2e disorder ,no7n as semantic dementia. Eac/ patient 7as dia0nosed
#
1n+ortunate%., since t/ere 7ere not mu%tip%e :asic<%e2e% cate0ories 7it/in t/e superordinate cate0or. o+
>positi2e,? 7e cou%d not conduct a compara:%e ana%.sis +or positi2e +aces. T/is is :ecause most :asic
emotion accounts consider /appiness to :e t/e on%. positi2e :asic emotion.
6
Emotion perception in semantic dementia
7it/ semantic dementia :. a team o+ neuro%o0ists :ased on t/eir :e/a2iora% s.mptoms,
neuroanatom., and per+ormance on neurops.c/o%o0ica% assessments. Eac/ patient
presented to t/e c%inic 7it/ 0radua%%. pro0ressi2e pro:%ems reca%%in0 t/e meanin0 o+
7ords @i.e., anomiaA and 7as +ound to /a2e a semantic memor. de+icit on
neurops.c/o%o0ica% testin0. Neurops.c/o%o0ica% tests 7ere co%%ected in a /ospita% c%inicG
7e re%. on t/e neurops.c/o%o0ica% data co%%ected in t/at settin0. Neurops.c/o%o0ica% tests
re2ea%ed t/at patients /ad re%ati2e%. speci+ic semantic de+icits amidst norma% inte%%ectua%
a:i%ities, e=ecuti2e +unction, and 2isuospatia% per+ormance. No patient e=/i:ited e2idence
o+ impaired reco0nition o+ 2isua% o:Cects @i.e., 2isua% a0nosiaA or +aces @i.e.,
prosopa0nosiaA. See supp%ementar. on%ine materia%s @SOMA +or case /istories and
neurops.c/o%o0ica% test resu%ts con+irmin0 t/e speci+icit. o+ eac/ patient;s semantic
impairments. Consistent 7it/ t/e dia0nosis o+ semantic dementia, structura% Ma0netic
Resonance Ima0in0 re2ea%ed re%ati2e%. +oca% %e+t tempora% po%e atrop/. in eac/ patient;s
:rain @see $i0ure , a<cA.
Patients; per+ormance 7as compared to t/e per+ormance o+ (( a0e<matc/ed
contro% participants @M
a0e
K 4(.(, SD
a0e
K-.I5A, 7/o a%so per+ormed t/e discrete
emotiona% +ree sort. Contro% participants 7ere recruited +rom t/e communit. and
participated at a %oca% uni2ersit.. Be did not inc%ude a patient contro% samp%e :ecause it
7as di++icu%t to +ind a samp%e o+ patients 7it/ anot/er +orm o+ dementia 7/ose
per+ormance 7ou%d demonstrate a c%ear dou:%e dissociation on t/e sort tas,s 7e
emp%o.ed. $or instance, patients 7it/ ot/er t.pes o+ neurode0enerati2e diseases @e.0.,
&e/a2iora% Lariant $rontomtepora% DementiaG A%9/eimer;s DiseaseA can per+orm poor%.
on t/e t.pe o+ sort tas, 7e used +or numerous reasons inc%udin0 attentiona% de+icits,