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So Tay Hoc Vu 2011 Nien Giam Giam Sau Dai Hoc 2011
So Tay Hoc Vu 2011 Nien Giam Giam Sau Dai Hoc 2011
HCM
TRNG AI HOC BACH KHOA
NIEN GIAM SAU AI HOC
2011
CP NHT THNG TIN
Thng tin mi nht v ni dung lin quan c cp nht ti
website: http://www.pgs.hcmut.edu.vn
BIN TP - TRNH BY BA
Phng o to Sau i hc, Trng HBK, HQG-HCM
IN N
In ti xng in trng HBK, HQG-HCM
S LNG
1600 quyn
LI NI U
Nin gim sau i hc c pht hnh vo u mi nm hc, nhm cung cp
nhng thng tin cn thit v o to sau i hc (SH) ca Trng i Hc Bch
Khoa (HBK) HQG-HCM hc vin cao hc (HVCH) v nghin cu sinh
(NCS) hoch nh, t chc cng vic hc tp ca mnh mt cch hp l nht.
Nin gim sau i hc 2011 bao gm cc ni dung chnh:
A. Quy nh qun l t chc v qun l o to Tin s
B. Quy nh qun l t chc v qun l o to Thc s
C. Quy trnh hc v cao hc
D. Hng dn trnh by Lun n Tin s; Lun vn Thc s
E. Danh mc chng trnh o to SH
F. Chng trnh o to thc s
G. cng cc mn hc chung
H. Th vin - CSDL trc tuyn - Tp ch khoa hc
I. Phng th nghim
J. Hng dn s dng cng thng tin o to SH
cng tc hc v SH c vn hnh mt cch hiu qu, hc vin v NCS
cn tm hiu chi tit v ni dung v thc hin y qui ch, qui nh c hng
dn trong Nin gim ny hoc trn mng theo a ch ca Phng o to Sau i hc,
Trng HBK: http://www.pgs.hcmut.edu.vn
kin ng gp v thc mc v o to SH xin gi bng Email theo a ch :
sdh@hcmut.edu.vn. Xin chn thnh cm n.
Cc s in thoi lin h:
- B phn hc v Cao hc : 38647256 (ext: 5263)
- B phn hc v NCS : 38647256 (ext: 5143)
3
Mt s a ch lin h:
Phng Ban
1. Phng o to SH Nh B 3 http://www.pgs.hcmut.edu.vn
2. Phng o to Nh A 1 http://www.aao.hcmut.edu.vn
3. Phng K hoch - Ti chnh Nh A 4 http://www.khtc.hcmut.edu.vn
4. Ban Qun l Mng Nh A 4 http://www.netadm.hcmut.edu.vn
5. Ban Th vin - Xut bn Nh A 2 http://www.lib.hcmut.edu.vn
6. Trung tm Ngoi ng Nh C 6 http://www.flc.hcmut.edu.vn
Khoa qun l ngnh
1. Khoa Khoa hc & K thut my tnh Nh A 3 http://www.cse.hcmut.edu.vn
2. Khoa K thut ha hc Nh B 2 http://www.dch.hcmut.edu.vn
3. Khoa C kh Nh B 11 http://www.fme.hcmut.edu.vn
4. Khoa in - in t Nh B 1 http://www.dee.hcmut.edu.vn
5. Khoa K thut xy dng Nh B 6 http://www.dce.hcmut.edu.vn
6. Khoa Khoa hc ng dng Nh B 4 http://www.fas.hcmut.edu.vn
7. Khoa Qun l cng nghip Nh B10 http://www.sim.hcmut.edu.vn
8. Khoa Mi trng Nh B 9 http://www.den.hcmut.edu.vn
9. Khoa K thut a cht & Du kh Nh B 8 http://www.geopet.hcmut.edu.vn
10. Khoa K thut giao thng Nh C 5 http://www.dte.hcmut.edu.vn
11. Khoa Cng ngh vt liu Nh C 4 http://www.fmt.hcmut.edu.vn
Mt s a ch h tr
1. Trung tm H tr Sinh vin v Vic lm http://www.bktphcm.net
2. Trang BK-Elearning http://e-learning.hcmut.edu.vn
4
K HOCH HC TP NM HC 2011 2012
KHA NI DUNG THI GIAN
Hc k 1 (t 29/8/2011-14/01/2012)
K.2010, K.2009 Thc hin LV 03/7 02/12/2011
K.2010, K.2009 Np LV 02/12/2011
K.2010, K.2009 Chm phn bin v bo v LV 05/12/2011 31/12/2011
K.2010 Hc v Thc hin cng LV 29/8 25/12/2011
K.2010 Thi HK1; nh gi cng LV 02/01 13/01/2011
K.2011
- Nhp hc
- iu chnh KMH; ng hc ph
23,24/8/2011
K.2011 L Khai ging v ph bin quy ch hc v 27/8/2011
K.2011 Thi xp lp Anh vn (Placement Test) 26/8/2011
K.2011 Hc cc mn hc 29/8 25/12/2011
K.2011 ng k mn hc HK2 02/01 06/01/2012
K.2011 Thi HK1 02/01 13/01/2012
K.2010, K. 2011 Ngh Tt Nhm Thn 14/01 29/01/2012
Hc k 2 (t 06/02/2012-01/7/2012)
K.2010 Thc hin LV 06/02 30/6/2012
K.2010 Np LV 30/06/2012
K.2010 Chm phn bin v bo v LV 02/7 29/7/2012
K.2011 iu chnh KMH, ng hc ph 06/02 10/02/2012
K.2011 Hc cc mn hc; Thc hin cng LV 06/02 03/6/2012
K.2011 Thi HK2 11/6 30/6/2012
K.2011 Thc hin LV 02/07 30/12/2012
Ngh h 09/7 19/8/2012
5
7
CC QUI NH, QUI TRNH LIN QUAN
N O TO SAU I HC
Qui nh v t chc v qun l o to trnh Tin s
Qui nh v t chc v qun l o to trnh Thc s
Qui trnh hc v cao hc
Hng dn trnh by Lun n Tin s, Lun vn Thc s
8
9
A. QUY NH V T CHC V QUN L O TO TIN S
Km Quyt nh s: 1655 /Q-HBK-TSH ngy 09 thng 8 nm 2011
ca Hiu trng Trng i hc Bch Khoa HQG-HCM
MC LC
iu 1. Nghin cu sinh, tp th hng dn nghin cu sinh 10
iu 2. Ch hc tp v nghin cu ca NCS 10
iu 3. ng k HT-NC hng nm 10
iu 4. Qun l NCS 10
iu 5. Thu chi trong o to tin s 11
iu 6. Chng trnh v thi gian o to trnh Tin s 11
iu 7. Cc hc phn chuyn i, b sung 12
iu 8. Cc hc phn trnh Tin s, tiu lun tng quan v cc chuyn Tin s 13
iu 9. Nghin cu khoa hc 15
iu 10. Lun n Tin s 16
iu 11. T chc ging dy, nh gi cc hc phn v cc chuyn Tin s 16
iu 12. Yu cu v trnh ngoi ng trc khi bo v lun n 16
iu 13. Nhng thay i trong qu trnh o to 17
iu 14. Ging vin ging dy chng trnh o to trnh Tin s 18
iu 15. Cn b hng dn NCS 18
iu 16. Nhim v ca Cn b hng dn NCS 19
iu 17. Nhim v v trch nhim ca NCS 19
iu 18. NCS khng c php 20
iu 19. Trch nhim ca B mn 20
iu 20. Trch nhim ca Khoa 21
iu 21. Trch nhim ca Phng o to Sau i hc 22
iu 22. Yu cu i vi Lun n Tin s 24
iu 23. nh gi v iu kin bo v lun n 25
iu 24. nh gi lun n cp Khoa 26
iu 25. H s ngh cho nghin cu sinh bo v lun n cp Trng 29
iu 26. Phn bin c lp 30
iu 27. nh gi lun n cp Trng 32
iu 28. Yu cu, iu kin t chc bo v v nh gi lun n cp Trng 32
iu 29. T chc bo v lun n 34
iu 30. Bo v lun n ln th hai 37
iu 31. Bo v lun n theo ch mt 37
iu 32. Hon chnh lun n v lp h s ngh cp bng TS 38
iu 33. T chc thc hin 39
iu 34. iu khon thi hnh 39
10
Chng 1: CC QUI NH CHUNG
iu 1. Nghin cu sinh, tp th hng dn nghin cu sinh
1. Nghin cu sinh (NCS) ca Trng i hc Bch Khoa (HBK) HQG-HCM l
ngi trng tuyn k thi tuyn sinh NCS quc gia (hoc c chn chuyn tip NCS)
v ang theo hc chng trnh o to tin s ca Trng.
2. ng k lm NCS
- Sau khi nhn c Quyt nh trng tuyn v giy bo nhp hc NCS ca Trng
HBK, th sinh phi n lm th tc ng k nhp hc theo thi gian qui nh c
cng nhn lm NCS ca Trng;
- Khoa qun l CN chu trch nhim xut Tp th hng dn (TTHD), B mn hoc
Phng Th nghim/Trung tm NC qun l NCS (sau y gi l BM o to) cho Phng
o to SH Phng lm cc th tc trnh Hiu trng ra quyt nh;
- Sau khi thc hin y th tc nhp hc, NCS c Trng ra quyt nh chnh thc
cng nhn NCS, TTHD, ti nghin cu v BM o to .
- Th sinh trng tuyn khng thc hin th tc ng k nhp hc theo thi gian qui nh,
khng c cng nhn l NCS ca Trng.
3. Tp th hng dn NCS: Mi NCS c c nhiu nht l 02 cn b hng dn
(CBHD) trong c t nht 01 ngi l ging vin ca Trng HBK. Trng hp c
02 CBHD th phi phn cng trch nhim r rng gia CBHD chnh v CBHD ph. Tiu
chun v CBHD ca NCS tun theo cc iu khon thuc chng 3 ca Qui nh ny
iu 2. Ch hc tp v nghin cu ca NCS
1. Ch hc tp v nghin cu (HT-NC) ca NCS l tp trung. NCS phi dnh ton b
thi gian cho HT-NC ti Trng. Trng hp NCS khng th theo hc tp trung lin tc
c v c Trng chp nhn, th NCS phi dnh t nht 12 thng tp trung lin tc
v trng thc hin ni dung HT-NC. Khong thi gian v lch lm vic c th NCS
do TTHD v Ch nhim BM o to quyt nh.
2. NCS phi tham gia cc hot ng NCKH v ging dy ti BM o to. Ni dung ging
dy do Ch nhim BM phn cng. Vic tham gia ging dy, hot ng NCKH ti BM l
mt trong nhng ni dung bo co nh k ca NCS.
iu 3. ng k HT-NC hng nm
1. Vo u mi nm hc, NCS phi thc hin th tc ng k HT-NC cho nm hc mi.
H s ng k l mt trong nhng c s php l cn thit tin hnh cc th tc k
tip cho chng trnh o to.
2. Hn cht ng k tip tc chng trnh HT-NC l ngy 01 thng 9 hng nm. NCS khng
ng k tip tc chng trnh HT-NC, c coi l t thi hc. Trng s lm th tc xa
tn trong danh sch NCS ca Trng v thng bo v c qun ch qun ca NCS.
iu 4. Qun l NCS
1. Trong qu trnh hc tp, t thi im c cng nhn NCS n khi bo v lun n cp
Trng, NCS c xem l thnh vin ca BM o to v chu s qun l, u ng, phn
cng cng tc ca BM.
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2. BM o to, Khoa qun l CN, Phng o to SH, cc c nhn v n v lin quan
chu trch nhim v vic t chc v qun l HT-NC ca NCS theo quy nh v t chc v
qun l o to tin s do Trng i hc Bch Khoa ban hnh.
iu 5. Thu chi trong o to tin s
1. Vic thu, chi phc v o to tin s c thc hin theo Quy nh ca Trng p dng
cho nm hc tng ng.
2. Kinh ph h tr thc hnh, th nghim ca NCS s c cp v cho BM o to theo tng
nm hc.
Chng 2: CHNG TRNH O TO TRNH TIN S
iu 6. Chng trnh v thi gian o to trnh Tin s
1. Mc tiu chnh ca chng trnh o to tin s l nhm o to ra nhng nh khoa hc
c lp. Nh khoa hc c lp l ngi c kin thc chuyn su, c kh nng x l thng
tin hu hiu, c kh nng pht hin vn , c k nng nghin cu khoa hc, v c th
sng to ra nhng tri thc khoa hc mi.
2. Chng trnh o to trnh TS:
a. Nhm gip NCS hon chnh v nng cao kin thc c bn, c hiu bit su v kin
thc CN, c kin thc rng v cc ngnh lin quan, t hc cc kin thc l lun v
nn tng, cc kin thc c tnh ng dng ca ngnh/ chuyn ngnh.
b. H tr NCS t rn luyn kh nng NC, kh nng c lp xc nh vn v gii
quyt vn thuc lnh vc chuyn mn, kh nng thc hnh cn thit.
c. H tr NCS t rn luyn phng php NC, phng php vit cc bi bo khoa hc v
phng php trnh by kt qu NC ca mnh.
3. CTT trnh TS c thc hin ch yu bng t hc, t NC di s hng dn ca
nh gio, nh khoa hc, coi trng rn luyn thi quen NCKH, pht trin t duy sng to
trong pht hin, gii quyt nhng vn chuyn mn.
4. CTT trnh TS gm ba phn:
a. Phn 1: Cc mn hc b sung, mn hc chuyn i.
b. Phn 2: Cc mn hc trnh TS, tiu lun tng quan (TLTQ) v 2 chuyn tin s
(CTS).
c. Phn 3: NCKH v LATS.
Khi lng v yu cu ca CTT trnh TS c quy nh cc iu 7, 8, 9 v 10 ca
Quy nh ny.
5. Thi gian thc hin CTT trnh TS:
a. Thi gian thc hin CTT trnh TS i vi NCS c bng ThS l 3 nm tp trung
lin tc, i vi NCS tt nghip H c CTT o to t 4,5-5 nm l 4 nm tp trung
lin tc, i vi NCS tt nghip H c CTT 4 nm l 5 nm tp trung lin tc.
b. Trng hp NCS khng theo hc tp trung lin tc c v c Trng chp nhn
th CTT v NC ca NCS phi c tng thi gian HT-NC nh quy nh ti khon 4a
ca iu ny, trong c t nht 12 thng tp trung lin tc ti BM o to thc
hin ti NC.
12
6. Khung chng trnh o to Tin s
d. a. Nghin cu sinh c bng thc s
Nm
NCS c bng thc s
(ph hp chuyn ngnh)
NCS c bng thc s
(ngnh gn ph hp)
1
Hon thnh MH Phng php
NCKH (2TC),
Hon thnh cc MH phc v LATS
(ti thiu 8TC)
Hon thnh TLTQ (2TC) v 02
CTS (4TC)
Hon thnh MH Phng php NCKH
(2TC),
Hon thnh cc MH chuyn i, b sung
(theo yu cu ca HKH-T Khoa)
Hon thnh cc MH phc v LATS (ti
thiu 8TC)
Hon thnh TLTQ (2TC) v 02 CTS
(4TC)
2 Thc hin LATS
3
Hon thnh 02 bi bo khoa hc cng b kt qu thc hin LATS trn tp ch,
tuyn tp cng trnh hi ngh khoa hc;
Bo v LATS cp Khoa; Cp trng
e. b. Nghin cu sinh cha c bng thc s
Nm Ni dung
1
Hon thnh MH Phng php NCKH (2TC),
Hon thnh cc MH b sung, cc MH thuc CTT Thc s (ti thiu 24 TC)
2
Hon thnh cc MH phc v LATS (ti thiu 8TC)
Hon thnh TLTQ (2TC) v 02 CTS (4TC)
3 Thc hin LATS
4,5
Hon thnh 02 bi bo khoa hc cng b kt qu thc hin LATS trn tp ch,
tuyn tp cng trnh hi ngh khoa hc;
Bo v LATS cp Khoa; Cp trng
iu 7. Cc hc phn chuyn i, b sung
1. Cc MH chuyn i, b sung l cc MH gip NCS c kin thc v t c trnh
chuyn mn c bn thc hin nhim v ca NCS. Vic xc nh NCS thuc hay
khng thuc din phi tham gia hc cc MH chuyn i, b sung c thc hin trong
qu trnh xt tuyn h s NCS. Danh sch cc MH chuyn i, b sung phi c Khoa
xc nh theo tng i tng NCS v chuyn v Phng o to SH chm nht l 02
tun trc ngy nhp hc ca kha o to tin s.
2. Trng hp NCS c bng ThS ca Trng HBK hoc tng ng t cc trng
i hc khc c chuyn ngnh ph hp vi chuyn ngnh ng k lm NCS:
a. Nu thi gian tt nghip cha qu 5 nm (tnh ti thi im ra quyt nh cng nhn
trng tuyn NCS), th khng phi tham gia hc cc MH b sung.
b. Nu c thi gian tt nghip qu 5 nm, NCS th phi hc cc hc phn b sung thuc
CTT Thc s ca chuyn ngnh ph hp ang vn hnh.
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3. Cc NCS c c bng ThS ca Trng HBK hoc tng ng ca cc trng khc
c chuyn ngnh gn ph hp vi chuyn ngnh ng k lm NCS, ngoi vic hc cc
mn hc b sung nh theo khon 1 iu 7, th phi tham gia hc cc MH chuyn i. Hi
ng KHT ca Khoa quyt nh danh sch MH chuyn i, chn t CTT trnh
ThS ca CN tng ng.
4. Cc NCS cha c bng ThS, ngnh tt nghip H ph hp vi chuyn ngnh ng k
lm NCS, phi tham gia hc cc MH b sung. Cc MH b sung l cc MH thuc CTT
trnh ThS ca chuyn ngnh tng ng.
5. Trong trng hp cn thit, nu CTT trnh H ca NCS cn thiu nhng MH c vai
tr quan trng cho vic o to trnh TS, CBHD c th yu cu NCS hc b sung mt
s MH thuc CTT trnh H.
6. i vi NCS thuc din hc b sung, chuyn i theo cc khon 1b, 2, 3 v 4 ca iu
ny, quy trnh t chc hc tp nh sau:
a. NCS ng k hc cc MH chuyn i, b sung ging nh cc HV cao hc ca CN
tng ng. Vic ng k, tham gia hc v kt thc MH phi tun th cc quy nh v
t chc v qun l o to thc s do Trng ban hnh.
b. Trn c s kt qu hc tp, Phng o to SH cp chng ch hon thnh cc MH b
sung, chuyn i.
c. NCS phi hon thnh cc MH chuyn i, b sung trong vng 2 nm, k t ngy c
triu tp trng tuyn NCS.
- Nu khng hon thnh NCS c th np n xin gia hn khng qu 6 thng ti
Phng o to SH.
- Nu ht thi gian gia hn vn khng hon thnh, Phng o to SH trnh Hiu
trng quyt nh nh ch o to, tr NCS v c quan hay a phng gi i hc.
7. Trng hp trong bng im cao hc, i hc ca NCS c cc MH b sung, chuyn
i v cn trong thi hn 5 nm tnh n ngy nhp hc, NCS c th lm n xin min
hc cc MH ny. Khoa c nhim v xem xt v chp thun cho min hc tng MH theo
qui nh.
8. Thi hn ti a cho cc NCS hon thnh cc MH chuyn i, b sung l 2 nm k t
ngy ng k nhp hc lm NCS.
iu 8. Cc hc phn trnh Tin s, tiu lun tng quan v cc chuyn Tin s
1. Chng trnh o to vi MH trnh TS nhm gip NCS cp nht cc kin thc mi
trong lnh vc chuyn mn, nng cao trnh l thuyt, phng php lun NC v kh
nng ng dng cc phng php NCKH quan trng, thit yu ca lnh vc NC.
a. Mi MH trnh TS c thit k vi khi lng t 2 n 3 TC. Mi NCS phi
hon thnh khi lng ti thiu l 8 TC.
b. Cc MH trnh TS bao gm cc MH bt buc v cc MH la chn:
- Cc MH bt buc l nhng MH cn bn, lin quan n nhng kin thc ct li
mc cao ca ngnh v CN.
- Cc MH la chn c ni dung chuyn su ph hp vi ti NCS hoc h tr rn
luyn cc phng php NC chuyn ngnh v lin ngnh, cch vit bi bo khoa hc.
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c. Hi ng KHT ca Khoa qun l CN c trch nhim xy dng CTT vi cc MH
trnh TS v xut danh sch GV Phng o to SH trnh Hiu trng quyt
nh. Mi MH phi c 1 GV chnh v 1 GV ph. Khi GV chnh khng th thc hin
nhim v ging dy, vic ging dy s do GV ph thc hin.
d. Vic t chc ging dy v thi kt thc MH c thc hin theo cc quy nh v t
chc v qun l o to thc s do Trng ban hnh.
e. Trn c s kt qu hc tp, Phng o to SH cp chng ch hon thnh CTT vi
cc MH trnh TS.
2. Bi TLTQ (c khi lng l 2 TC) v tnh hnh NC v cc vn lin quan n ti
lun n:
a. Th hin kt qu NC phn tch, nh gi cc cng trnh NC c ca cc tc gi
trong v ngoi nc lin quan mt thit n ti lun n, nu nhng vn cn
tn ti, ch ra nhng vn m lun n cn tp trung NC gii quyt.
b. Vic nh gi TLTQ c thc hin bng hnh thc bo co bo v c cho im
theo trnh t nh sau:
- Trn c s xut ca CBHD, B mn v Khoa, Phng o to SH trnh Hiu
trng ra quyt nh thnh lp Hi ng nh gi TLTQ gm 3 thnh vin: Ch
tch, Th k v y vin Hi ng.
- Thng qua bo co (15 pht), tranh lun v tr li cu hi, Hi ng s cho im
nh gi kt thc CTS. Vic cho im c thc hin nh i vi nh gi
LVThS hoc Kha lun TN ca Quy nh t chc v o to ThS.
c. Trong vng 6 thng, k t ngy c ng k nhp hc, NCS phi hon thnh vic
bo v TLTQ.
3. Cc CTS nhm buc t cp nht kinthc mi lin quan trc tip n ti ca NCS,
nng cao nng lc NCKH, gip NCS gii quyt trc tip mt s ni dung ca ti
lun n.
a. Mi NCS phi hon thnh 2 CTS vi khi lng l 4 TC, trong c 1 CTS
theo hng chuyn su bt buc, 1 CTS theo hng chuyn su t chn.
b. Hi ng KHT ca Khoa qun l CN c trch nhim xut danh sch hng
chuyn su ca CN km theo danh sch CBHD khoa hc cho tng hng chuyn su.
- Danh sch gm 1 hng chuyn su bt buc cho 1 CTS v t 4 n 6 hng
chuyn su t chn cho CTS cn li.
- Mi hng chuyn su c CBHD chnh v 1 CBHD ph. Nu CBHD chnh khng
th thc hin nhim v hng dn CTS, vic hng dn do CBHD ph thc hin.
- Phng o to SH trnh danh sch cc hng chuyn su km theo danh sch
CBHD ca hng chuyn su Hiu trng quyt nh.
c. Trn c s danh sch cc hng chuyn su ca CTS, CBHD ca NCS c trch
nhim:
- Cng vi NCS chn hng chuyn su cho CTS thuc nhm t chn.
- Quyt nh tn ti c th cho cc CTS.
d. Mi CTS c thc hin trong thi gian 6 thng. Qui nh v nh gi CTS
tng t nh qui nh nh gi TLTQ.
15
4. Vic hon thnh cc MH thuc CTT Tin s, 2 CTS v TLTQ l iu kin tin quyt
sau ny c th lm th tc bo v LATS.
5. Hiu trng giao cho Phng o to SH cng b cng khai trc khi khai ging mi
kha o to TS cc ni dung sau:
a. Danh mc, mc tiu, yu cu v ni dung CTT vi cc MH trnh TS, cc CTS
ca tng CN o to.
b. Cch nh gi, yu cu im ti thiu cho mi MH m NCS cn t.
c. Cch bo co, cch nh gi cc bo co CTS v nh gi TLTQ ca NCS.
iu 9. Nghin cu khoa hc
1. Nghin cu khoa hc (NCKH) l giai on chnh, mang tnh bt buc trong qu trnh
NCS thc hin LATS. y l giai on m NCS c th t ti tri thc mi hoc gii
php mi, hnh thnh cc c s quan trng nht vit nn LATS. Trn c s tnh cht
ca lnh vc NC thuc khoa hc t nhin hay khoa hc k tht cng ngh, cc Khoa
qun CN, cc BM v CBHD c cc yu cu c th i vi vic NCKH ca NCS:
a. nh gi hin trng tri thc, hin trng gii php cng ngh lin quan n ti lun n.
b. Yu cu iu tra, thc nghim b sung cc d liu cn thit.
c. Yu cu suy lun khoa hc hoc thit k gii php, gn lin vi th nghim.
d. Phn tch, nh gi cc kt qu thu c t qu trnh suy lun khoa hc hay th
nghim.
2. Ni dung, quy m NCKH phi ph hp vi mc tiu ca LATS vi s h tr ti chnh
ca Trng trong khun kh ch trng gn liu NCKH vi o to TS, ty theo tnh
cht ca ti m CBHD v NCS phi xy dng phng n u t kinh ph v c s
vt cht th nghim NCS tin hnh thnh cng cc NC cn thit. NCS phi m bo
tnh trung thc, chnh xc, tnh mi ca kt qu NCKH ca mnh, chp hnh cc quy nh
v s hu tr tu ca Vit Nam v quc t.
3. Thi gian NCKH c b tr trong thi gian o to trnh TS. Nu v l do khch
quan hay ch quan, vic NCKH khng th hon thnh trong thi gian d kin, NCS c
ng k ko di thi gian NC. Cc chi ph o to trong thi gian ko di do NCS chu
hoc do n v NC. Cc chi ph o to trong thi gian ko di do NCS chu hoc do n
v c i hc hoc Trng h tr (nu c iu kin).
4. Trch t ni dung NCKH ca ti lun n, NCS c php xut v ng k nhn
thc hin ti NCKH cp Trng c kinh ph h tr thc hin lun n.
a. Vic xut v ng k tin hnh theo cc quy nh ca Phng KHCN&DA, trng
Trng HBK. CBHD l ngi tham gia thc hin ti NC vi vai tr hng dn
khoa hc, NCS l ngi ng tn ch tr ti ng k.
b. Vic xut v ng k phi c thc hin trong nm u tin k t ngy c quyt
nh cng nhn NCS.
c. Khi c chp thun thc hin ti NCKH, NCS s c cp kinh ph khng vt
mc ti a m Nh nc quy nh.
d. Trong d ton kinh ph cn c cp thc hin ti, NCS cn phi d ton c
kinh ph tham d hi ngh khoa hc hay ng cng trnh trn tp ch CN c uy tn
nc ngoi.
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iu 10. Lun n Tin s
Lun n Tin s (LATS) phi do NCS thc hin v phi l mt cng trnh NCKH c o,
sng to, c ng gp mi v mt l lun hoc gii php cng ngh, cha ng nhng tri
thc mi c gi tr trong vic pht trin, gia tng tri thc khoa hc ca chuyn ngnh hoc
gii quyt sng to cc vn ang t ra vi mt ngnh khoa hc hoc thc tin x hi.
Yu cu v ni dung, hnh thc trnh by phi p ng cc quy nh c th ti iu 22 ca
Quy nh ny.
iu 11. T chc ging dy, nh gi cc hc phn v cc chuyn Tin s
1. Khi tip nhn NCS, cn c vo trnh ca tng NCS, vn bng NCS c, cc hc
phn NCS hc trnh H v ThS (nu c), CBHD ca NCS, B mn v Hi ng
KHT Khoa phi:
a. Xc nh cc MH chuyn i, b sung cn thit trnh H, ThS.
b. Xc nh cc MH trnh TS v CTS sao cho ph hp, thit thc vi qu trnh
o to v thc hin ti lun n ca NCS, trnh Hiu trng ph duyt.
c. Phng o to SH xy dng k hoch ging dy theo xut ca Hi ng KHT
Khoa v thng bo cho Khoa, B mn v NCS thc hin.
2. i vi MH b sung trnh H, ThS, NCS phi theo hc cng vi cc lp o to
trnh tng ng. i vi cc MH trnh TS s do Phng o to SH t chc
thc hin.
3. Trong thi gian ti a l 24 thng k t khi nhp hc, Phng o to SH phi t chc
NCS hon thnh phn 1 v phn 2 ca CTT trnh TS.
4. Vic t chc ging dy, nh gi cc MH, cc CTS v TLTQ ca NCS phi m bo
cc yu cu sau y:
a. Khuyn khch v i hi ch ng t hc, t nghin cu ca NCS.
b. Cc MH trnh TS, cc CTS v TLTQ c nh gi theo thang im quy nh.
5. Khi c t nht 2/3 kt qu nh gi cc MH trnh TS, ng thi cc CTS v TLTQ
u t mc Kh tr ln, NCS c coi l iu kin c tip tc CTT.
6. Nhng NCS c kt qu cc MH, cc CTS v TLTQ khng iu kin tip tc CTT
th c th c xem xt b sung mt s MH hoc kt qu nghin cu c cp bng
ThS nu NCS cha c bng ThS v NCS c ngh.
7. Hi ng KHT Khoa c nhim v xy dng CTT, nh k hai nm mt ln b sung,
iu chnh danh mc v ni dung cc MH, cc CTS theo yu cu ca CN o to, trnh
Hiu trng ph duyt.
iu 12. Yu cu v trnh ngoi ng trc khi bo v lun n
Trc khi bo v lun n, NCS phi c mt trong cc vn bng, chng ch sau y:
a. C bng tt nghip H, ThS hoc TS ti nc ngoi m ngn ng s dng trong o
to l ting Anh.
b. C bng tt nghip H, ThS hoc TS trong nc m ngn ng s dng trong o
to l ting Anh khng qua phin dch.
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c. C bng tt nghip H ngnh ting Anh.
d. C chng ch ting Anh TOEFL iBT 61 im hoc TOEFL ITP (ni b) 500 im
hoc IELTS 5.0 tr ln hoc tng ng. Trnh ngoi ng tng ng c xc
nh theo chun B2.1 ca khung Chu u Chung (Common European Framework
CEF) cn trong thi hn 2 nm tnh n ngy np h s xin bo v lun n.
e. Trng hp NCS s dng cc ngoi ng khc nh ting Nga, c, Php, Trung th
trnh ngoi ng u ra c xc nh theo chun B2.1 ca khung CEF.
iu 13. Nhng thay i trong qu trnh o to
1. Vic thay i ti lun n ch thc hin trong na u thi gian o to.
2. Vic b sung hoc thay i CBHD thc hin chm nht mt nm trc khi NCS bo v
lun n cp Khoa.
3. Khi c l do chnh ng, NCS c th xin chuyn c s o to vi iu kin thi hn hc
tp theo quy nh cn t nht l mt nm, c Trng HBK ng , c c s
chuyn n tip nhn v ra quyt nh cng nhn l NCS ca c s chuyn n.
4. NCS c xc nh l hon thnh CTT ng hn nu trong thi hn quy nh, lun n
c thng qua Hi ng nh gi lun n cp Khoa.
5. Nu NCS khng c kh nng hon thnh CTT ng thi hn quy nh th chm nht 6
thng trc khi ht hn phi lm n xin php gia hn hc tp gi Phng o to SH.
a. H s xin gia hn bao gm:
- n xin gia hn thi gian hc tp
- C kin ca n v c i hc (nu c).
b. Cc trng hp c xem xt gia hn:
- C l do chnh ng vi cc iu kin m bo trong phm vi thi hn NCS hon
thnh c nhim v HT-NC;
- hon thnh cc MH thuc CTT Tin s, 2 CTS v TLTQ
c. Thi hn gia hn khng qu 12 thng.
d. NCS c trch nhim thc hin cc ngha v ti chnh pht sinh khi gia hn theo thng
bo ca Phng o to SH.
e. i vi NCS khng tp trung, khi c gia hn phi lm vic tp trung ti Khoa v
BM o to hon thnh lun n trong thi gian c gia hn.
6. Khi NCS hon thnh xut sc CTT v ti NC th hin qua kt qu NC c cng b
trn cc tp ch khoa hc trong nc hoc nc ngoi c uy tn, NCS c th ngh c
bo v sm lun n. Phng o to SH xem xt trnh Hiu trng quyt nh vic bo
v LATS trc thi hn trn c s:
a. Kt qu hc tp v NCKH ca NCS.
b. ngh ca CBHD.
c. kin nh gi, ngh ca Hi ng KHT Khoa.
7. Khi NCS ht thi gian o to (k c thi gian gia hn nu c) hoc hon thnh CTT
(k c khi NCS bo v sm trc thi hn), Phng o to SH gi vn bn thng bo
cho n v c NCS i hc bit v c nh gi v kt qu NC v thi ca NCS trong
qu trnh hc tp ti Trng HBK.
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8. Sau khi ht thi hn o to, nu cha hon thnh lun n:
a. NCS vn c th tip tc thc hin ti lun n v tr li Trng trnh lun n bo
v nu ti lun n v kt qu NC vn m bo tnh thi s, gi tr khoa hc, c
CBHD, c Hiu trng ng .
b. Thi gian ti a cho php trnh lun n bo v l 7 nm (84 thng ) k t ngy c
quyt nh cng nhn NCS. Qu thi gian ny, NCS khng c bo v lun n v cc
kt qu hc tp thuc CTT trnh TS khng c bo lu.
Chng 3: GING VIN V TRCH NHIM CA GING VIN
iu 14. Ging vin ging dy chng trnh o to trnh Tin s
Ging vin ging dy CTT trnh TS phi p ng cc tiu chun sau y:
1. C bng TS hoc chc danh GS, PGS chuyn ngnh hoc ngnh ph hp vi MH s
m nhim trong CTT trnh TS.
2. C nng lc chuyn mn tt v hin ang hot ng NCKH, th hin cc bi bo, cng
trnh c cng b trc v trong thi gian tham gia ging dy CTT trnh TS.
iu 15. Cn b hng dn NCS
1. Cn b hng dn NCS phi p ng cc tiu chun quy nh ti iu 14 ca Quy nh
ny v c cc tiu chun sau:
a. C chc danh GS hoc PGS hoc c hc v TSKH, TS. Nu c bng TS nhng cha
c chc khoa hc th phi c thi gian tt nghip TS t nht 3 nm tnh n thi im
bt u hng dn NCS.
b. C cc bi bo, cng trnh NCKH cng b trong 3 nm tr li y.
c. C tn trong thng bo ca Trng HBK v danh sch CBHD v danh mc cc
ti nghin cu, hng hay lnh vc nghin cu d nh nhn NCS v nm tuyn sinh.
d. C kh nng t vn v hng dn NCS gii quyt vn khoa hc t ra.
e. S dng tt ting Anh phc v nghin cu v trao i khoa hc quc t.
f. Hin khng trong thi gian phi tm ngng nhn NCS mi theo quy nh ti khon 5
ca iu ny.
2. GS, PGS, TSKH c nhiu cng trnh nghin cu c gi tr, c nhiu kinh nghim trong
hng dn NCS th c c lp hng dn NCS nu c Trng chp thun.
3. S lng NCS (k c NCS ht hn o to nhng cn trong thi gian c php quay
li Trng xin bo v lun n theo quy nh ti khon 8 iu 13 ca Quy nh ny) c
hng dn ng thi ti mt thi im l 05 NCS i vi CBHD c chc danh GS, l 03
i vi CBHD c chc danh PGS hoc hc v TSKH, TS. Mi CBHD nhn hng dn
khng qu 02 NCS ca cng mt kha.
4. Khi CBHD c 02 NCS khng hon thnh lun n v l do chuyn mn th s tm thi
khng c nhn thm NCS. Khi c n 03 NCS khng hon thnh lun n m khng c
l do chnh ng, CBHD ny s khng c nhn hng dn NCS trong thi gian t nht
l 2 nm.
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5. Trng khuyn khch v to iu kin cc Khoa mi cc nh khoa hc ngoi nc c
cc tiu chun quy nh ti khon 1 ca iu ny tham gia hng dn NCS.
iu 16. Nhim v ca Cn b hng dn NCS
1. Duyt k hoch HT-NC ca NCS.
2. Xc nh danh sch cc MH cn thit trong CTT trnh TS bao gm cc MH trnh
H, trnh ThS, trnh TS, cc CTS cho NCS. Danh sch phi c Hi
ng KHT Khoa thng qua v chuyn v Phng o to SH trnh Hiu trng
quyt nh.
3. Lp k hoch lm vic vi NCS theo nh k tun thng qu nm. T chc, hng
dn, theo di, kim tra v n c NCS hc tp v thc hin ti lun n, tham gia hi
ngh khoa hc, duyt v gip NCS cng b cc kt qu NC.
4. Gip NCS chun b bo co chuyn theo lch trnh ca BM. Gip NCS chun b bi
ging, ti liu ging dy tham gia ging dy, tr ging v hng dn sinh vin thc
hnh, thc tp v NCKH.
5. Nhn xt v tnh hnh HT-NC v tin t c ca NCS ti cc bui bo co nh k
ca NCS trc BM.
6. Duyt lun n ca NCS, xc nhn cc kt qu t c v ngh cho NCS bo v,
nu lun n p ng cc yu cu quy nh.
Chng 4: TRCH NHIM CA NGHIN CU SINH
iu 17. Nhim v v trch nhim ca NCS
1. Trong qu trnh o to, NCS l thnh vin chnh thc ca BM v do BM qun l,
c trch nhim bo co k hoch thc hin chng trnh HT-NC v cng NC
vi BM.
2. Trong qu trnh o to, NCS c nhim v:
a. Thng xuyn gp g xin kin v trao i chuyn mn vi CBHD theo k hoch v
lch nh.
b. Tham gia y v c bo co chuyn ti cc bui sinh hot khoa hc ca BM.
c. Tham gia vo cc hot ng chuyn mn nh tr ging, NC, hng dn sinh vin thc
tp hoc NCKH theo s phn cng ca BM.
d. Vit bo co khoa hc, vit t nht hai bi bo khoa hc ng tn cc tp ch khoa hc
c PBL, theo danh mc tp ch quy nh ti khon 7 iu 22 ca Quy nh ny.
e. Tham gia cc sinh hot khoa hc c lin quan n nhim v NC ca mnh trong v
ngoi Trng HBK.
f. nh k bo co kt qu HT-NC ca mnh vi CBHD v BM theo lch do BM quy
nh, t nht 4 ln mt nm.
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3. Vo u mi nm hc, NCS phi np cho BM bo co kt qu hc tp v tin NC ca
mnh bao gm:
a. Nhng MH, s TC hon thnh.
b. Kt qu NC, tnh hnh cng b kt qu NC.
c. cng NC chi tit, k hoch HT-NC ca mnh trong nm hc mi BM xem xt
nh gi.
4. NCS phi thc hin CTT theo thi gian quy nh ti khon 4 iu 7 ca Quy nh ny.
5. NCS c trch nhim np hc ph theo qui nh:
a. Mc hc ph c th do Trng quyt nh ph hp vi quy nh ca Nh nc.
b. NCS khng np hc ph s khng c kinh ph h tr thc hnh, th nghim quy
nh ti khon 2 iu 5 ca Qui nh ny.
c. NCS l cn b ca Trng HBK vn phi ng hc ph theo quy nh. Vic hon
li kinh ph c thc hin theo Qui ch chi tiu ni b ca Trng.
6. Tn trng nh gio, cn b qun l, nhn vin ca Trng, chp hnh php lut ca Nh
nc, quy ch v ni quy ca Trng;
7. Gi gn v bo v ti sn ca Trng;
8. Cc nhim v khc theo quy nh ca php lut.
iu 18. NCS khng c php
1. Tm hiu hoc tip xc vi cc cn b phn bin lun n, lin h hoc gp g vi cc
thnh vin Hi ng cp Trng trc khi bo v lun n.
2. Tham gia vo qu trnh chun b t chc bo v lun n nh a h s lun n n cc
thnh vin Hi ng cp Trng.
3. Tip xc ly cc bn nhn xt lun n ca cc thnh vin Hi ng cp Trng, cc
nh khoa hc, cc t chc khoa hc.
Chng 5: TRCH NHIM CA B MN, KHOA
V PHNG O TO SAU I HC
iu 19. Trch nhim ca B mn
1. Tip nhn v qun l NCS trong sut qu trnh o to; giao nhim v cho NCS v gim
st NCS thc hin cc nhim v c giao, nh mt thnh vin chnh thc ca BM theo
cc quy nh ti iu 02 ca Quy nh ny.
2. Theo di v qun l NCS thc hin CTT theo thi gian quy nh ti khon 4 iu 6 ca
Quy nh ny.
3. T chc cc bui sinh hot chuyn mn nh k, to iu kin cho NCS hon thnh cc
nhim v c qui nh ti iu 17 ca Qui nh ny.
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4. Vo tun u tin ca u mi nm hc, BM tin hnh:
a. nh gi kt hc tp v tin NC thi gian qua ca NCS.
b. nh gi chi tit cng NC, k hoch HT-NC ca NCS trong nm hc mi.
c. Kt lun ca BM v vic nh gi kt qu HT-NC i vi NCS s c s cho vic x
l hc v cp Khoa v Trng.
5. T chc t nht 2 ln Hi tho khoa hc ca BM trc khi tin hnh th tc bo v cp
Khoa gp v s b nh gi quyn lun n.
a. Thnh phn tham d Hi tho l tt c thnh vin ca BM. Nn mi cc nh khoa
hc c uy tn thuc CN ca ti lun n tham gia Hi tho.
b. Mc ch ca Hi tho:
- Gp v ni dung v trnh by lun n, xut cc yu cu b sung hay chnh sa
cn thit.
- Xem xt liu tn ti c ph hp vi m s CN ng k, vi ni dung ca lun n.
c. Cc nhn xt nh gi, cc xut b sung hay chnh sa c ghi r trong bin
bn Hi tho. Bin bn ca Hi tho ln th 2 phi ghi r kt lun lun n c th
a ra bo v chnh thc cp Khoa hay cha.
iu 20. Trch nhim ca Khoa
1. T chc v to iu kin Tiu ban chuyn mn xt tuyn NCS theo Qui ch o to
Tin s.
2. Thng qua Hi ng KHT Khoa xy dng CTT trnh TS theo quy nh ti cc
iu 7, 8 v 9. Bao gm:
a. Cc MH b sung, MH chuyn i.
b. Cc MH ca CTT trnh TS.
c. Cc CTS.
d. K hoch o to i vi tng NCS.
e. Gim st v kim tra vic thc hin chng trnh v k hoch o to ca NCS.
3. Trn c s bo co nh gi ca BM, Khoa xem xt kh nng v trin vng ca NCS v
ngh Hiu trng quyt nh vic tip tc hoc ngng hc tp i vi tng NCS.
4. Xy dng danh mc cc tp ch khoa hc CN:
a. Thng qua Hi ng KHT Khoa xy dng danh mc cc tp ch khoa hc CN c
PBL m NCS phi gi cng b kt qu NC ca mnh. Gi danh mc ti Phng
o to SH trnh Hiu trng quyt nh.
b. Danh mc c th c cp nht, thay i khi cn thit, tuy nhin khng c php c
qu 5 nm.
5. Hng dn, lin h vi h tr NCS gi cng b kt qu NC trong v ngoi nc.
6. Xy dng danh sch CBHD v danh mc ti NC. C th nh sau:
a. Thng qua Hi ng KHT Khoa xy dng danh sch cc nh khoa hc ca Khoa p
ng cc tiu chun CBHD quy nh ti iu 15 ca Quy nh ny, km theo danh mc
cc ti NC, hng v lnh vc NC m CBHD d nh nhn NCS vo nm tuyn
sinh. Gi danh sch v danh mc ti Phng o to SH trnh Hiu trng
quyt nh.
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b. Danh sch CBHD v danh mc cc ti NC, hng hay lnh vc NC c cp nht,
b sung hoc thay i vo cui mi nm hc.
7. Thng qua Hi ng KHT xy dng danh sch cc nh khoa hc trong v ngoi
Trng HBK c th m nhim vai tr PBL khi nh gi lun n cp Trng.
8. ngh Hiu trng quyt nh vic thay i tn ti lun n, b sung hoc thay i
CBHD, rt ngn hoc ko thi gian o to, chuyn c s o to ca NCS.
9. C cc bin php qun l v thc hin qun l cht ch NCS trong sut qu trnh HT-NC.
nh k 6 thng mt ln bo co Hiu trng v tnh hnh HT-NC ca NCS; ng thi
thng qua Hiu trng gi bo co ny cho Th trng n v cng tc ca NCS.
10. T chc nh gi lun n ca NCS cp Khoa, xem xt thng qua hoc hon li vic
ngh cho NCS bo v lun n cp Trng.
iu 21. Trch nhim ca Phng o to Sau i hc
1. Xy dng v trnh Hiu trng ban hnh quy nh chi tit ca Trng v tuyn sinh, t
chc v qun l o to, qun l NCS, v lun n, bo v lun n, cp bng TS v cc
hot ng lin quan n qu trnh o to trnh TS trn c s Quy ch o to Tin
s do HQG-HCM ban hnh.
2. Trong cng tc tuyn sinh, Phng o to SH gip Hiu trng:
a. Xy dng k hoch, ch tiu tuyn sinh hng nm ca Trng theo tng CN o to v
bo co HQG-HCM.
b. Trn c s ch tiu xc nh, t chc tuyn sinh hng nm tun th cc quy nh ca
Qui ch o to Tin s.
3. Trong cng tc t chc, Phng o to SH c nhim v:
a. Kt hp vi Khoa v cc BM xy dng CTT trnh TS, gio trnh, k hoch ging
dy i vi cc CN c php o to.
b. Gip Hiu trng lp h s gi HQG-HCM ng k CN o to trnh TS.
c. Trnh Hiu trng ph duyt danh mc cc tp ch khoa hc uy tn, c PBL m NCS
phi gi cng b kt qu NC theo tng CN o to. Cng b danh mc trn trang web
ca Phng o to SH.
d. Trnh Hiu trng ph duyt danh sch CBHD km theo danh mc cc d ti NC,
hng hay lnh vc NC. Cng b danh sch v danh mc trn trang web ca Phng
o to SH.
e. Trnh Hiu trng ra quyt nh cng nhn NCS, ti NC, CN, CBHD v thi gian
o to ca NCS.
f. Trnh Hiu trng ra quyt nh x l nhng thay i trong qu trnh o to NCS nh
thay i ti, CBHD, thi gian o to, hnh thc ot o hay chuyn c s o to
cho NCS.
g. T chc o to theo CTT c duyt.
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4. Trong cng tc qun l, Phng o to SH c nhim v:
a. Qun l qu trnh o to, HT-NC ca NCS.
b. Qun l vic thi v cp chng ch cc MH, bng im hc tp.
c. Cp giy chng nhn cho NCS hon thnh CTT, bo v LATS trong thi gian
thm nh lun n.
d. Trnh Hiu trng ra quyt nh cp bng TS.
5. To iu kin lm cc th tc khi NCS c nhu cu i thc tp, tham gia hi ngh khoa
hc quc t nc ngoi.
6. To iu kin lm cc th tc khi NCS c nhu cu c cung cp thit b, vt t, t liu
v cc iu kin cn thit khc m bo cho vic HT-NC ca NCS nhu i vi cn b
ca Trng.
7. T chc cho NCS bo v lun n cp trng.
8. Xy dng trang Web, cng b cng khai v duy tr trn trang Web:
a. Ton vn lun n, tm tt lun n, nhng im mi ca tng lun n (bng ting Vit
v ting Anh) ngay t khi chun b bo v
b. Danh sch NCS hng nm.
c. Cc ti NC do NCS ang thc hin.
9. Thc hin y ch bo co v lu tr bao gm:
a. Sau k tuyn sinh, bo co HQG-HCM v tnh hnh v kt qu tuyn sinh, cc quyt
nh cng nhn NCS trng tuyn.
b. Thng 10 hng nm, bo co HQG-HCM v cng tc o to TS ca c s, nhng
thay i v NCS trong nm, xc nh ch tiu v k hoch tuyn NCS nm sau.
c. Vo ngy cui cng ca cc thng chn, bo co HQG-HCMdanh sch trch ngang
NCS bo v trong hai thng va qua.
d. Trc ngy 30/6 v 31/12 hng nm, bo co HQG-HCMv tnh hnh cp bng TS
ca Trng. H s bo co gm:
- Bo co tng quan tnh hnh cp bng TS ca Trng trong thi gian su thng va qua.
- Danh sch NCS c cp bng.
- Bn sao quyt nh cp bng TS cho NCS hon thnh CTT v bo v lun n
t yu cu quy nh.
- Bn sao quyt nh cng nhn NCS c tn trong danh sch cp bng.
e. Cc ti liu, h s ca mi NCS, ca Trng lin quan n tuyn sinh, o to, xt tt
nghip v cp bng TS c bo qun v lu tr ti Phng o to SH theo quy
nh hin hnh v cng tc lu tr.
10. Thay mt Hiu trng t chc kim tra trong ton Trng vic thc hin cc quy nh
v o to trnh TS ca Quy nh ny v chu trch nhim trc Hiu trng v ton
b cc hot ng o to TS ti Trng.
11. Gip Hiu trng thc hin ng k kim nh cht lng o to vi c quan c
thm quyn.
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Chng 6: LUN N TIN S V QUI TRNH NH GI
LUN N TIN S
iu 22. Yu cu i vi Lun n Tin s
1. Lun n Tin s (LATS) phi do nghin cu sinh (NCS) thc hin v phi l mt cng
trnh NCKH c o, sng to, c ng gp mi v mt l lun hoc gii php cng
ngh, cha ng nhng tri thc mi c gi tr trong vic pht trin, gia tng tri thc khoa
hc ca chuyn ngnh hoc gii quyt sng to cc vn ang t ra vi mt ngnh
khoa hc hoc thc tin x hi.
a. S trang ti a ca LATS l 100 trang kh A4 (khng k ph lc). Trong trn 50%
trnh by cc kt qu nghin cu v bin lun ca ring NCS. Ring i vi nhm
ngnh qun l LATS c th c s trang ti a l 200 trang (khng k ph lc).
b. Yu cu v kt qu:
- Ch ra c nhng ng gp mi v mt hc thut;
- Vn dng l lun khoa hc c bn phn tch cc quan im v kt qu t
c trong cc cng trnh nghin cu trc y lin quan n ti lun n;
- T kt qu phn tch trn, ch ra c hng mi, xy dng gi thuyt mi hoc
xut cc gii php mi c ngha khoa hc gii quyt cc mc tiu m lun
n t ra v chng minh chng bng l lun khoa hc kt hp vi thc nghim;
- Khuyn khch NCS vit v bo v lun n bng ting Anh. Trong trng hp ny,
NCS phi b sung bn tm tt lun n bng ting Vit.
c. Phi c li cam oan ca tc gi v cng trnh khoa hc ca mnh trnh by trong
quyn lun n.
2. Ni dung LATS gm c:
a. M u.
b. Tng quan tnh hnh nghin cu, mc tiu v nhim v nghin cu.
c. C s l lun v gi thuyt khoa hc.
d. Phng php nghin cu.
e. Kt qu nghin cu, phn tch kt qu nghin cu.
f. Kt lun v kin ngh v nhng nghin cu tip theo.
g. Danh mc cc cng trnh cng b ca tc gi c lin quan n ti lun n.
h. Danh mc ti liu tham kho v ph lc (nu cn).
3. LATS phi m bo tun th cc quy nh v bo v quyn s hu tr tu c quy nh
ti Lut s hu tr tu.
4. Nu lun n l cng trnh khoa hc hoc mt phn cng trnh khoa hc ca mt tp th
trong tc gi ng gp phn chnh th phi xut trnh vi Phng o to SH cc
kin bng vn bn ca cc thnh vin trong tp th ng cho php NCS s dng
cng trnh ny trong lun n bo v ly bng Tin s.
5. Vic s dng hoc trch dn kt qu nghin cu, vic s dng ti liu (bng, biu, cng
thc, th, cng thc, th cng nhng ti liu khc) cng b ca ngi khc, hoc
ca ng tc gi phi c dn ngun y v r rng. Nu vi phm, th NCS s b x
l nh sau:
25
a. Trng hp NCS ang chun b bo v lun n cp Khoa: Nu b pht hin vi phm,
lun n khng c duyt bo v cp Khoa. NCS buc phi chnh sa thch hp.
Sau khi chnh sa lun n phi c cn b phn bin (CBPB) duyt v chp nhn cho
bo v cp Khoa.
b. Trng hp NCS ang chun b bo v lun n cp Trng:
- Trng hp NCS c Hi ng bo v cp Khoa nhc nh bng vn bn nhng
NCS vn khng chnh sa, NCS b nh ch o to v tr v n v ch qun;
- Trng hp NCS vi phm nhng khng c Hi ng bo v cp Khoa nhc nh,
lun n khng c duyt bo v cp Trng. NCS buc phi chnh sa thch
hp, sau khi chnh sa lun n phi c phn bin c lp (PBL) duyt v chp
nhn cho bo v cp Trng.
c. Trng hp pht hin vi phm sau khi bo v cp Trng thnh cng, Phng o
to SH t chc bui hp vi Hi ng KHT Khoa xut vi Hiu trng quyt
nh theo mt trong hai hng:
- Hy b kt qu bo v cp Trng v tin hnh li t u quy trnh bo v cp
Trng ging nh sau khi bo v thnh cng cp Khoa;
- Hy b vnh vin kt qu bo v cp Trng, NCS b nh ch o to v tr v n
v ch qun.
6. Danh mc cng trnh cng b ca NCS c lin quan n ti lun n v danh mc
ti liu tham kho c trnh by theo th t c trch dn trong lun n (theo tiu
chun trch dn ca IEEE). Ti liu tham kho bao gm cc ti liu c trch dn, s
dng v cp trong lun n.
7. Ni dung chnh v cc kt qu nghin cu ca lun n:
a. Phi c bo co ti cc hi ngh khoa hc ton quc hoc t hng nm (nu c) ca
ngnh khoa hc m NCS thc hin lun n.
b. Phi c cng b t nht hai bi bo trn tp ch khoa hc chuyn ngnh c PBL.
Danh mc tp ch khoa hc chuyn ngnh do Hi ng KH&T cc Khoa xut v
Hiu trng ra quyt nh ph duyt.
c. Khuyn khch NCS ng bi trn tp ch khoa hc quc t c uy tn, cc tp ch do
Vin Thng tin khoa hc quc t ISI lit k ti a ch
http://scientific.thomson.com/isi/ hoc cc k yu Hi ngh khoa hc quc t.
8. Phng o to SH quy nh c th quy cch trnh by lun n, m bo lun n c
trnh by khoa hc, r rng, mch lc.
iu 23. nh gi v iu kin bo v lun n
1. LATS c tin hnh nh gi qua hai cp:
a. Cp Khoa.
b. Cp Trng.
2. iu kin NCS c ngh bo v lun n:
a. hon thnh lun n v CTT theo quy nh v cn trong thi gian o to ghi trong
quyt nh cng nhn NCS.
b. t yu cu v trnh ngoi ng trc khi bo v lun n theo qui ch o to TS do
HQG Tp.HCM ban hnh.
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c. Lun n c BM gp v s b nh gi qua t nht 2 ln Hi tho khoa hc ca
BM. Bin bn ca Hi tho ln th 2 ng cho php NCS trnh lun n trc hi
ng bo v cp Khoa.
d. Lun n p ng cc yu cu quy nh ti iu 22 ca Quy nh ny.
e. Tp th hng dn (TTHD) c vn bn khng nh cht lng lun n, nhn xt v
tinh thn, thi , kt qu hc tp, nghin cu ca NCS v ngh cho NCS c bo
v lun n.
f. NCS hin khng b k lut t hnh thc cnh co tr ln.
iu 24. nh gi lun n cp Khoa
1. Khi NCS p ng y cc iu kin quy nh ti khon 2 iu 23 ca Quy nh ny,
xt ngh ca TTHD v Ch nhim BM o to, Trng Khoa xut bng vn bn
ngh Phng o to SH tin hnh cc th tc v trnh Hiu trng ra quyt nh
thnh lp Hi ng nh gi lun n cp Khoa.
2. Khoa qun l chuyn ngnh chu trch nhim ch tr v phi hp vi Phng o to
SH t chc hp hi ng nh gi lun n cp Khoa theo ng qui nh.
3. Hi ng nh gi lun n cp Khoa gm 07 thnh vin:
a. C chc danh khoa hc, c bng TSKH hoc TS, am hiu lnh vc ti nghin cu
ca NCS.
b. C ti a 05 thnh vin l cn b khoa hc ca Trng.
c. Hi ng gm Ch tch, Th k, 02 CBPB v cc y vin Hi ng. Mi thnh vin
Hi ng ch m nhim mt trch nhim trong Hi ng.
d. Khuyn khch mi cc nh khoa hc gii l ngi nc ngoi hoc ngi Vit Nam
nc ngoi lm CBPB trong Hi ng.
4. Lun n c gi n cc thnh vin ca Hi ng trc thi gian t chc hp Hi ng
nh gi t nht l 15 ngy lm vic (khng k ngy cui tun v ngy l hay ngy Tt).
Cc thnh vin Hi ng phi c lun n v vit nhn xt trc khi d phin hp ca
Hi ng nh gi lun n.
5. Hi ng khng t chc hp nh gi lun n nu xy ra mt trong nhng trng hp
sau y:
a. Vng mt Ch tch Hi ng.
b. Vng mt Th k Hi ng.
c. Vng mt CBPB c kin khng tn thnh lun n.
d. Vng mt t hai thnh vin Hi ng tr ln.
e. NCS ang b k lut t hnh thc cnh co tr ln.
6. Phin hp nh gi lun n cp Khoa:
a. L mt bui sinh hot khoa hc ca Khoa, mi thnh vin trong Khoa v nhng ngi
quan tm c th tham d.
b. Khi lun n vn cn nhng im cn sa cha, b sung, Hi ng nh gi lun n
cp Khoa c th hp nhiu ln nhng khng qu 3 phin.
27
c. Cc thnh vin Hi ng nh gi lun n cp Khoa phi c nhn xt ch ra nhng kt
qu mi ca lun n, nhng hn ch, thiu st ca lun n v yu cu NCS sa cha,
b sung.
d. Lun n ch c Hi ng nh gi lun n cp Khoa thng qua a ra bo v cp
Trng khi:
- c hon chnh trn c s cc kin ng gp trong cc phin hp ca Hi
ng;
- c ti thiu 6/7 hoc 5/6 s thnh vin Hi ng nh gi lun n cp Khoa c
mt ti phin hp cui cng b phiu tn thnh.
7. Hi ng nh gi lun n cp Khoa:
a. Thng qua danh sch gii thiu Hi ng nh gi lun n cp Trng.
b. Thng qua danh sch cc n v v c nhn c gi tm tt lun n ca NCS. Danh
sch gm cc c quan, n v, c nhn c trnh TS tr ln, cng ngnh hoc CN,
v ang nghin cu hoc c th ng dng nhng vn trong lun n.
c. S lng c nhn thuc Trng HBK khng qu tng s cc c nhn trong danh
sch gi tm tt lun n .
8. Quy trnh bo v lun n cp Khoa:
a. NCS np cho Khoa qun l chuyn ngnh h s ngh bo v lun n:
- n xin bo v cp Khoa;
- L lch khoa hc mi b sung c xc nhn ca c quan c i hc;
- Bin bn Hi tho khoa hc ln cui ca BM c kt lun v vic ng cho NCS
bo v cp Khoa;
- Giy chp thun cho NCS bo v LATS ca TTHD;
- 07 bn lun n khi sa cha theo kin ca Hi tho khoa hc v c xc nhn
ca TTHD;
- 07 bn tuyn tp cc cng trnh cng b theo danh mc quy nh ti khon 2g
iu 22 ca Quy nh ny.
b. Cn c theo h s ngh ca NCS, Khoa xut bng vn bn cho Phng o to
SH danh sch thnh lp Hi ng chm lun n cp Khoa quy nh ti khon 2 ca
iu ny.
c. Cn c theo ngh ca Phng o to SH, Hiu trng ra quyt nh thnh lp Hi
ng chm lun n cp Khoa cho NCS.
d. Trong vng 7 ngy k t ngy Hiu trng k quyt nh thnh lp Hi ng chm
lun n cp Khoa, Khoa gi giy mi c v nhn xt lun n cng vi quyn lun n
ti cc thnh vin trong hi ng. Thi gian cc thnh vin trong hi ng c lun
n khng t hn 15 ngy k t ngy nhn c lun n t Khoa. Nghim cm vic
NCS mang lun n n cc thnh vin hi ng.
e. Sau khi nhn 07 bn nhn xt lun n, Phng o to SH chun b h s cho bui
bo v lun n cp Khoa v chuyn v Khoa Khoa chun b cho bui bo v. H s
bao gm:
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- Cc biu mu bin bn dnh cho hi ng chm lun n cp Khoa (theo bn in v file);
- Phiu nh gi lun n (mu vng);
- 07 bn nhn xt lun n ca cc thnh vin hi ng;
- H s ca NCS, bao gm, l lch KH, bng im cc MH v chuyn tin s,
chng ch ngoi ng, bn sao cc vn bng, quyt nh trng tuyn, gia hn thi
gian o to (nu c), iu chnh tn ti (nu c).
f. Khoa lin h vi Ch tch Hi ng thng nht ngy hp Hi ng v gi vn bn
ngh ngy hp Hi ng cho Phng o to SH Phng sp xp phng hp, a
thng tin ln mng v lch sinh hot ca Trng. Nghim cm NCS tham gia vo qu
trnh t chc Hi ng.
g. Khoa gi giy mi hp Hi ng cho cc y vin Hi ng, TTHD v khch tham d.
i din c quan c ngi i hc l khch mi ng nhin.
h. D tho kt qu kt lun ca Hi ng: Trn c s ni dung cc bn nhn xt lun n
ca CBPB v ca cc thnh vin khc trong hi ng, Th k Hi ng chun b sn
ni dung bn d tho kt lun ca Hi ng (theo mu) Hi ng tho lun khi hi
sau cuc hp. Ni dung kt lun bao gm 6 vn :
- Tn ti c ph hp vi ni dung v m s CN, c trng lp vi cc tn ti
bo v hay khng?
- ngha khoa hc v thc tin ca ti l g, nu c th.
- Nhng kt qu mi t c ca lun n.
- Nhng thiu st, nhng vn cn b sung v sa cha.
- Mc p ng ni dung lun n Tin s.
- Kt lun: ngh cho php NCS bo v cp trng hay cha?
i. Trnh t bui bo v lun n cp Khoa:
- i din Ban Ch nhim Khoa tuyn b l do, c quyt nh ca Trng HBK
thnh lp Hi ng cp Khoa nh gi lun n Tin s, sau chuyn quyn iu
khin bui bo v cho Ch tch Hi ng.
- Ch tch Hi ng cng b danh sch thnh vin Hi ng c mt, cc iu kin
chun b cho bui bo v v cng b chng trnh lm vic.
- Th k hi ng c l lch KH ca NCS.
- NCS trnh by ni dung lun n: Khng c c bn tm tt lun n hoc vn bn
chun b trc, khng hn ch thi gian trnh by ca NCS.
- CBPB lun n c nhn xt.
- Thnh vin Hi ng v nhng ngi tham d t cu hi hoc gp v nhng kt
qu t c, nhng im mi ca lun n, nhng vn cha gii quyt c
v nhng im cn b sung hoc sa cha.
- NCS tr li cc cu hi nu ra v cc kin trao i.
- Khi khng cn vn tranh lun hoc cc vn c lm r, Hi ng hp
ring. Tng thnh vin Hi ng vit phiu nhn xt v phi ghi r tn thnh hay
29
khng tn thnh lun n c bo v Hi ng chm lun n cp Trng. Nu
t 6/7 hoc 5/6 s thnh vin c mt tr ln tn thnh th lun n t yu cu. Da
vo nhn xt ca cc thnh vin v d tho kt lun, Hi ng tho lun thng
qua kt lun ca Hi ng.
- Ch tch Hi ng cng b kt lun ca Hi ng.
- Thng qua danh sch gii thiu Hi ng chm lun n cp Trng v danh sch
gi xin kin nhn xt tm tt lun n.
j. Trong vng 1 tun sau bui bo v, Th k Hi ng np li cho Phng o to SH:
- 02 bin bn cuc hp v bin bn ghi cu hi v tr li.
- Phiu nh gi lun n c ch k ca cc thnh vin Hi ng.
- 02 bn nhn xt lun n ca CBPB.
- 02 bn danh sch gii thiu Hi ng chm lun n cp Trng gm 15 ngi: Ch
tch, Th k, 3 CBPB l ngi ngoi Trng, cn li l cc y vin.
- 02 bn danh sch gi tm tt lun n gm t nht l 50 a ch, trong ch nn c
khong 5-10 c quan, cn li l cc nh khoa hc cng lnh vc nghin cu.
- 02 bn nhn xt ca TTHD.
k. Trong vng 02 thng sau bui bo v thnh cng LA cp khoa, NCS np cho Phng
o to SH:
- 02 n xin bo v lun n cp Trng ca NCS theo mu.
- 02 quyn lun n ng ba mm v 02 quyn tm tt lun n dng cho PBL: Qui
cch trnh by quyn lun n v quyn tm tt lun n quy nh ti khon 8 iu 1
ca Quy nh ny, trong loi b tt c cc thng tin lin quan n NCS v
TTHD.
- 01 quyn tm tt lun n c y cc thng tin lin quan n NCS v TTHD.
- 02 bn xc nhn sa cha v b sung ni dung lun n, c ch k ca NCS,
TTHD v Ch tch Hi ng chm lun n cp Khoa.
- 02 bn trch yu lun n (trang thng tin tm tt bng ting Vit v ting Anh theo
khon 2k iu 25 ca Quy nh ny).
- a CD ghi bn tm tt lun n c y thng tin, trch yu lun n v bn tho
ni dung s thng bo trn trang Web ca trng.
iu 25. H s ngh cho nghin cu sinh bo v lun n cp Trng
1. Trn c s kt lun ca Hi ng nh gi lun n cp Khoa, Phng o to SH chun
b h s cho php NCS bo v lun n cp Trng.
2. H s ngh bo v lun n ca NCS gm c:
a. Bin bn chi tit ni dung tho lun ti cc phin hp nh gi lun n cp Khoa, c
ch k ca Ch tch v Th k Hi ng.
b. Bn gii trnh cc im b sung v sa cha ca NCS sau mi phin hp ca Hi
ng. Bn gii trnh phi c ch k xc nhn v ng ca:
- Ch tch Hi ng, Th k Hi ng;
- Nhng thnh vin Hi ng c kin ngh b sung sa cha lun n.
30
c. Hai bn nhn xt ca hai CBPB lun n.
d. Danh sch cc n v v c nhn c gi tm tt lun n.
e. Bn sao hp l bng tt nghip H, bng ThS (nu c).
f. Bn sao hp l bng im cc HP ca CTT bc ThS, cc HP b sung, chuyn i
(nu c), cc HP ca CTT trnh TS, cc CTS, im TLTQ v chng ch ngoi
ng ca NCS.
g. Bn sao quyt nh cng nhn NCS v quyt nh v nhng thay i trong qu trnh
o to (nu c).
h. Bn k khai danh mc v bn sao nhng bi bo, cng trnh cng b lin quan n
ti lun n ca NCS.
i. Vn bn ng ca cc ng tc gi (nu c cng trnh ng tc gi).
j. Lun n v tm tt lun n.
k. Trang thng tin tm tt v nhng ng gp mi v mt hc thut, l lun ca lun n
(bng ting Vit v ting Anh). Ni dung gm:
- Tn NCS v kha o to;
- Tn lun n;
- Tn chuyn ngnh v m s chuyn ngnh;
- Chc danh khoa hc, hc v v h tn ca TTHD;
- Tn c s o to: Trng i hc Bch Khoa - HQG-HCM;
- Ni dung ngn gn nhng ng gp mi v mt hc thut, l lun, nhng lun im
mi rt ra c t kt qu nghin cu, kho st ca lun n;
- Ch k v h tn ca NCS.
iu 26. Phn bin c lp
1. Trc khi thnh lp Hi ng nh gi lun n cp Trng, Hiu trng xin kin ca
hai phn bin c lp (PBL) v lun n:
a. PBL l nhng nh khoa hc trong hoc ngoi nc, c trnh chuyn mn cao
trong lnh vc ti nghin cu ca NCS, c phm cht v o c tt, c uy tn khoa
hc cao, c chnh kin v bn lnh khoa hc.
b. kin ca PBL c vai tr t vn cho Hiu trng trong vic xem xt nh gi cht
lng ca LATS v quyt nh cho NCS bo v lun n cp trng.
c. Khuyn khch ly kin ca PBL nc ngoi, nht l i vi nhng lun n thuc
lnh vc khoa hc c bn, k thut, cng ngh.
2. Danh sch PBL l ti liu mt ca Trng:
a. Danh sch PBL c xy dng trn c s xut ca Hi ng KHT Khoa v do
Phng o to SH qun l.
b. Danh sch PBL c th c cp nht thay i khi c yu cu ca cc Hi ng
KHT Khoa hoc c yu cu ca Phng o to SH.
c. Trn chuyn ngnh v m s chuyn ngnh, Phng o to SH xut v trnh
Hiu trng quyt nh chn hai PBL.
d. Khoa, BM, TTHD v NCS khng c tm hiu v hai PBL c Hiu trng
quyt nh chn.
31
e. Cc PBL phi c trch nhim bo mt nhim v, chc trch ca mnh, k c khi
hon thnh vic phn bin lun n hay khi tham gia vo Hi ng nh gi lun n cp
Trng.
3. Vic x l sau khi c kin ca hai PBL c thc hin nh sau:
a. C hai PBL tn thnh lun n, Phng o to SH trnh Hiu trng ra quyt nh
thnh lp Hi ng nh gi lun n cp Trng cho NCS.
b. C mt PBL khng tn thnh lun n, Phng o to SH trnh Hiu trng quyt
nh chn v gi lun n xin kin ca PBL th ba. Nu PBL th ba tn thnh
lun n th Hiu trng ra quyt nh thnh lp Hi ng nh gi lun n cp Trng
cho NCS.
4. Lun n b tr v nh gi li cp Khoa nu c hai PBL u tin khng tn thnh
lun n, hoc PBL th ba khng tn thnh khi lun n phi ly kin ca PBL th
ba. Trong trng hp ny:
a. Lun n phi c chnh sa v t chc bo v li cp Khoa.
b. NCS ch c php trnh li h s ngh bo v cp Trng sm nht sau su thng
v mun nht l hai nm, k t ngy lun n b tr li.
c. Khi trnh h s, lun n phi c ly kin ca cc PBL nh ln th nht.
5. Quy trnh phn bin c lp:
a. Trn c s danh sch cc nh khoa hc iu kin lm PBL thuc m s chuyn
ngnh ca lun n, lnh o Phng o to SH s chn 2 ngi lm PBL.
b. m bo yu cu bo mt, lnh o Phng o to SH trc tip:
- Gi giy mi c v nhn xt lun n, km theo mu bn nhn xt theo mu qui
nh ti PBL;
- Yu cu PBL gi bn nhn xt (c k tn v xc nhn ch k ca c quan ni
PBL cng tc) ti ch danh lnh o Phng o to SH gi giy mi.
c. X l cc kin nhn xt t PBL: Sau khi nhn c vn bn nhn xt ca PBL
- Phng o to SH sao v chuyn vn bn nhn xt ca PBL cho NCS. Trn bn
sao c kin ca Phng o to SH v loi b cc thng tin lin quan ti
PBL;
- NCS v TTHD nghin cu k cc kin ca PBL v ca Phng o to SH
(nu c) v vit bn tip thu kin ca cc PBL;
- Bn tip thu kin phi nu r v c th:
+ Phn no, mc no ( trang bao nhiu) c sa cha;
+ Nhng kin c bo lu v cn c tranh lun trong bui bo v;
+ Nhng kin c gii trnh trong bn tip thu;
+ Cui bn tip thu c ch k ca NCS, TTHD v lnh o Phng o to SH.
d. Khi lun n p ng c cc quy nh v PBL ti khon 3 v 4 ca iu ny,
Phng o to SH s tin hnh cc th tc nh gi lun n cp Trng quy nh ti
iu 27 ca Quy nh ny.
32
iu 27. nh gi lun n cp Trng
1. Hi ng nh gi lun n cp Trng c 07 thnh vin:
a. L nhng nh khoa hc:
- C chc danh khoa hc;
- C bng TSKH hoc TS;
- C uy tn chuyn mn, am hiu vn nghin cu ca lun n;
- C cng trnh lin quan n lnh vc nghin cu ca NCS cng b trong vng 05
nm tnh n khi c mi tham gia Hi ng.
b. t nht 4 thnh vin c chc danh GS hoc PGS.
c. Thnh vin l TS phi c thi gian tt nghip v nhn bng TS trn 03 nm tnh n
ngy k quyt nh thnh lp Hi ng.
d. S thnh vin thuc Trng HBK khng qu ba ngi.
2. Hi ng gm Ch tch, Th k, ba CBPB v cc y vin:
a. Mi thnh vin Hi ng ch m nhn mt trch nhim trong Hi ng.
b. Ch tch Hi ng phi l ngi c nng lc v uy tn chuyn mn ng vi CN ca
lun n, c chc danh GS hoc PGS.
c. Cn b phn bin (CBPB) phi l ngi am hiu su sc lun n, c uy tn chuyn
mn cao trong lnh vc khoa hc , c trch nhim cao trong nh gi cht lng
khoa hc ca lun n.
d. Khng hn ch s lng PBL ca lun n tham gia Hi ng nh gi lun n cp
Trng. Trong , khng qu 1 PBL tip tc nhn nhim v CBPB cho lun n.
e. Ba CBPB phi l ngi cc n v khc nhau, khng l cp di trc tip ca NCS,
khng l ng tc gi vi NCS trong cc cng trnh cng b c lin quan n ti
lun n, khng cng n v chuyn mn vi NCS.
3. Ngi c quan h rut tht (cha, m, v, chng, con, anh ch em) vi NCS khng tham
gia Hi ng nh gi lun n cp Trng.
iu 28. Yu cu, iu kin t chc bo v v nh gi lun n cp Trng
1. Phng o to SH c trch nhim b tr nhn lc thc hin cc cng vic t chc
bo v lun n cho NCS.
2. Vic t chc cho NCS bo v lun n phi m bo cc nguyn tc sau:
a. Cng khai thi gian, a im v tn ti lun n ca NCS trc bui v t nht
10 ngy:
- Trn cc bo ca TP.HCM hoc trn bo trung ng ng trn a bn TP.HCM;
- Trn trang Web ca Trng, Phng o to SH v ca Khoa.
b. Cng khai ni dung trc bui bo v t nht 30 ngy (tr cc ti bo v mt):
- Lun n, tm tt lun n c gi n cc thnh vin Hi ng;
- Tm tt lun n c gi n cc nh khoa hc, cc t chc Khoa hc theo danh
sch c Hiu trng quyt nh;
- Lun n, tm tt lun n c trng by phng c ca Th vin Trng HBK;
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- Lun n, tm tt lun n (bng ting Vit v ting Anh) v trang tm tt nhng
ng gp mi ca lun n v khoa hc v thc tin (bng ting Vit v ting Anh)
c ng ti trn trang Web ca Phng o to SH.
c. Cc thnh vin Hi ng phi c nhn xt v lun n bng vn bn gi n Phng
o to SH t nht 15 ngy (khng k ngy cui tun v ngy l hay ngy Tt) trc
bui bo v lun n ca NCS. Vn bn nhn xt lun n ca cc thnh vin Hi ng
phi nh gi y , c th v cc vn sau:
- S ph hp ca lun n vi CN v m s ng k;
- Trng lp hay khng trng lp vi cc cng trnh cng b trong v ngoi nc.
Tnh trung thc ca cc trch dn;
- B cc v hnh thc ca lun n;
- Ni dung (ph hp hay khng ph hp vi ti NC ng k) v cht lng ca
cc cng trnh cng b;
- Kt lun: Lun n c p ng y cc yu cu i vi mt LATS quy nh ti
iu 22 ca Quy nh ny hay khng.
3. Hi ng khng t chc hp nh gi lun n nu xy ra mt trong nhng trng hp
sau y:
a. Khng p ng mt trong cc iu kin quy nh ti khon 2 iu ny.
b. S CBPB c kin khng tn thnh lun n l qu 01. Trong trng hp ny, Phng
o to SH yu cu Khoa t chc hp Hi ng KHT Khoa cng vi NCS, tp th
TTHD v 3 CBPB xut quyt nh theo 1 trong 2 hng sau:
- NCS chnh sa hoc b sung theo kin ca nhng CBPB c kin khng tn
thnh lun n. C bn gii trnh v nhng ni dung chnh sa hoc b sung c xc
nhn ca nhng CBPB vn c kin khng tn thnh nay tn thnh lun n;
- Lun n c x l theo quy nh ti khon 4 iu 26 ca Quy nh ny.
c. Vng mt Ch tch Hi ng.
d. Vng mt Th k Hi ng.
e. Vng mt CBPB c kin khng tn thnh lun n.
f. Vng mt t hai thnh vin Hi ng tr ln.
g. NCS ang b k lut t hnh thc cnh co tr ln.
4. Trong trng hp cn thit:
a. Hiu trng quyt nh thay i thnh vin Hi ng chm lun n:
- Hoc v l do bt kh khng (i cng tc nc ngoi di hn, i cng tc lin quan
n an ninh quc phng, m nng);
- Hoc khi thnh vin Hi ng khng m bo cc quy nh ti khon 1a iu 27
ca Quy nh ny.
b. Cc thi hn quy nh, lin quan n hot ng ca cc thnh vin Hi ng v vic t
chc bo v lun n, c tnh k t ngy k quyt nh cui cng v vic thay i, b
sung thnh vin Hi ng nh gi lun n cp Trng.
5. Trong thi hn ti a l 90 ngy k t khi c quyt nh thnh lp, Hi ng phi tin
hnh hp nh gi lun n cho NCS.
34
a. Qu thi hn ny, Hi ng t gii tn.
b. Sau khi Hi ng t gii tn, NCS c quyn tip tc ngh c bo v lun n nu
cn trong thi gian 7 nm (84 thng ) k t ngy c quyt nh cng nhn NCS v
khon 2 iu 23 ca Quy nh ny. Trng hp ny, Hiu trng quyt nh vic cho
php bo v lun n.
c. Trnh t, th tc bo v lun n thc hin nh i vi NCS bo v lun n cp Trng
ln u.
iu 29. T chc bo v lun n
1. Vic t chc bo v lun n phi m bo cc nguyn tc sau:
a. Lun n phi c t chc bo v cng khai. Nhng ti lin quan ti b mt quc
gia c t chc bo v theo quy nh ti iu 31 ca Quy nh ny.
b. Vic bo v lun n:
- Phi mang tnh cht trao i hc thut, qua tc gi lun n th hin trnh v s
hiu bit v lnh vc chuyn mn ca mnh trc nhng thnh vin trong Hi ng
v nhng ngi quan tm;
- Mi thnh vin Hi ng phi c trch nhim tm hiu y v bn lun n v
phi c bn nhn xt lun n trc khi Hi ng hp.
c. Ton b din bin ca phin hp nh gi lun n phi c ghi thnh bin bn chi
tit, c bit phn hi v tr li ca NCS cho tng cu hi. Bin bn phi c ton
th Hi ng thng qua, c ch k ca Ch tch v Th k Hi ng.
2. Lun n c nh gi bng hnh thc b phiu kn:
a. Cc thnh vin Hi ng ch c b phiu tn thnh hoc khng tn thnh. Phiu
trng c coi l phiu khng tn thnh.
b. Lun n t yu cu khi c t nht t 6/7 hoc 5/6 thnh vin Hi ng c mt b
phiu tn thnh.
c. Vic tn thnh hay khng tn thnh c th hin qua cc mc nh gi trn l phiu
nh sau:
- Mc t hoc Khng t;
- Trong trng hp bui bo v lun n ca NCS c nh gi mc t, thnh
vin Hi ng c th chn hoc khng chn thm mc Xut sc.
3. Hi ng phi c kt lun v lun n, trong nu r:
a. Kt qu b phiu nh gi lun n ca Hi ng.
b. Nhng kt lun khoa hc c bn, nhng im mi, ng gp mi ca lun n.
c. C s khoa hc, tin cy ca nhng lun im v nhng kt lun nn trong lun n.
d. ngha v l lun, thc tin v cc xut s dng kt qu NC ca lun n.
e. Nhng thiu st v ni dung v hnh thc ca lun n. Nhng im cn b sung, sa
cha (nu c) trc khi np lun n cho Th vin Quc gia v Th vin HBK.
f. Mc p ng cc yu cu ca lun n.
g. Kin ngh ca Hi ng v vic cng nhn trnh v cp bng TS cho NCS.
35
4. Kt lun ca Hi ng phi c cc thnh vin Hi ng nht tr thng qua bng biu
quyt cng khai.
5. Sau khi NCS hon thnh vic b sung, sa cha lun n theo ngh quyt ca Hi ng
(nu c) v c vn bn gii trnh chi tit v cc im b sung sa cha, Ch tch Hi
ng c trch nhim kim tra li lun n v k xc nhn vn bn bo co ca NCS
lu ti Phng o to SH. Ch sau khi hon tt th tc sa cha ny NCS mi c
php NCS mi c php np lun n cho Th vin Quc gia v Th vin HBK.
6. Quy trnh bo v lun n cp Trng:
a. NCS np cho Phng o to SH:
- n xin bo v cp Trng c xc nhn ca TTHD v BM;
- L lch khoa hc mi b sung c xc nhn ca c quan c i hc;
- 07 quyn lun n sau khi sa cha theo kin ca Hi ng nh gi lun n
cp Khoa;
- 07 quyn tuyn tp cc cng trnh cng b theo danh mc quy nh ti khon 2g
iu 25 ca Quy nh ny.
b. Hiu trng ra quyt nh thnh lp Hi ng chm lun n cp Trng cho NCS.
c. Phng o to SH gi:
- Giy mi c v nhn xt phn bin lun n cng vi quyn lun n v quyn tuyn
tp cc cng trnh cng b ti ba CBPB lun n.
- Quyn lun n v quyn tuyn tp cc cng trnh cng b ti cc y vin Hi ng.
d. Sau khi nhn 07 bn nhn xt lun n ca cc thnh vin Hi ng, Phng o to
SH thng bo cho Ch tch Hi ng. Ch tch Hi ng chm lun n tham kho
cc y vin Hi ng v quyt nh thi gian hp Hi ng, gi vn bn ngh ny
cho Phng o to SH. Nghim cm NCS tham gia vo qu trnh t chc Hi ng.
e. Phng o to SH chu trch nhim cng b thng tin v bui bo v lun n cp
trng trn cc phng tin thng tin i chng trong thi gian qui nh;
f. Th k Hi ng tng hp ni dung ca cc bn nhn xt quyn tm tt lun n.
g. Phng o to SH gi giy mi hp Hi ng cho cc y vin Hi ng v khch
tham d. i din c quan c ngi i hc l khch mi ng nhin.
h. Th k Hi ng nhn ti Phng o to SH h s bo v bao gm:
- Cc biu mu bin bn dnh cho hi ng chm lun n cp Trng (theo bn in v file);
- Phiu nh gi lun n cp trng (mu xanh);
- 07 bn nhn xt lun n ca cc thnh vin hi ng;
- H s ca NCS, bao gm bng im cc MH v chuyn tin s, chng ch ngoi
ng, bn sao cc vn bng, quyt nh trng tuyn, gia hn thi gian o to (nu
c), iu chnh tn ti (nu c).
- L lch khoa hc ca NCS.
i. D tho kt lun ca Hi ng: Trn c s ni dung cc bn nhn xt lun n ca
CBPB, cc bn nhn xt lun n ca cc thnh vin Hi ng v ni dung ca lun n,
Th k Hi ng chun b sn ni dung bn d tho kt lun ca Hi ng (theo mu)
Hi ng tho lun khi hi sau cuc hp. Ni dung kt lun bao gm 6 vn :
36
- Tn ti c ph hp vi ni dung v m s CN, c trng lp vi cc ti bo
v hay khng?
- ngha khoa hc v thc tin ca ti l g, nu c th.
- Nhng kt qu mi t c ca lun n.
- Nhng thiu st, nhng vn cn b sung v sa cha.
- Mc p ng ni dung lun n TS.
- Kt lun: NCS xng ng nhn hc v TS K thut hay cha?
j. Trnh t bui bo v lun n cp Trng:
- i din Phng o to SH tuyn b l do, c quyt nh thnh lp Hi ng
nh gi lun n cp Trng ca Hiu Trng, sau chuyn quyn iu khin
bui bo v cho Ch tch Hi ng.
- Ch tch Hi ng cng b danh sch thnh vin Hi ng c mt, cc iu kin
chun b cho bui bo v v cng b chng trnh lm vic.
- Th k Hi ng c l lch khoa hc ca NCS, nu khng c kin thc mc hay
phn i, chng trnh lm vic chuyn sang mc tip theo. Nu c kin thc mc
hay phn i, NCS s phi gii trnh trc Hi ng.
- NCS trnh by ni dung lun n: Khng c c bn tm tt lun n hoc vn bn
chun b trc, thi gian trnh by ca NCS khng qu 40 pht.
- Ba CBPB lun n c nhn xt.
- Th k Hi ng c bn tng hp ni dung ca cc bn nhn xt quyn tm tt
lun n.
- Thnh vin Hi ng v nhng ngi tham d t cu hi hoc gp v nhng kt
qu t c, nhng im mi ca lun n, nhng vn cha gii quyt c
v nhng im cn b sung hoc sa cha.
- NCS tr li cc cu hi nu ra, gii trnh v cc kin ca nhng ngi nhn xt
quyn tm tt.
- Khi khng cn vn tranh lun hoc cc vn c lm r, Hi ng hp
ring. Hi ng bu ban kim phiu gm 1 Trng ban v 2 y vin sau tin
hnh b phiu nh gi theo quy nh ti khon 2 iu 29 ny. Hi ng tin hnh
tho lun thng qua kt lun theo quy nh ti khon 3 v 4 iu 29 ny.
- Ch tch Hi ng cng b bin bn kim phiu v kt lun ca Hi ng.
k. Trong vng 1 tun sau bui bo v, Th k Hi ng np li cho Phng o to SH:
- H s nhn t Phng o to SH.
- 02 bin bn cuc hp v bin bn ghi cu hi v tr li.
- 02 bn tng hp cc kin nhn xt quyn tm tt lun n.
- Bin bn kim phiu v cc phiu nh gi c ch k ca cc thnh vin Hi ng.
- Danh sch Hi ng c ch k ca cc thnh vin Hi ng.
- 03 bn nhn xt ca 3 CBPB.
- Bn nhn xt ca TTHD.
- Bn kt lun ca Hi ng.
37
iu 30. Bo v lun n ln th hai
1. Nu kt qu b phiu v ngh quyt ca Hi ng nh gi lun n cp Trng quy
nh ti hai khon 2 v 3 iu 29 ca Quy nh ny khng tn thnh lun n, NCS c
php sa cha v ngh bo v lun n ln th hai sau bo v ln th nht khng qu
24 thng.
2. Qu 24 thng k t ngy bo v ln th nht, lun n khng c ra bo v.
3. Thnh phn Hi ng nh gi lun n ln th hai ging nh Hi ng nh gi lun n
ln th nht. Nu c thnh vin vng mt v cc nguyn nhn quy nh ti khon 4a iu
28 hoc khi cc thnh vin Hi ng khng m bo qui nh ti khon 1a, iu 27 ca
Quy nh ny, Hiu trng quyt nh b sung thnh vin thay th.
4. Khng t chc bo v lun n ln th ba.
5. Vic t chc bo v lun n ln th hai c tin hnh tun th cc quy nh ti iu 29
ca Quy nh ny.
iu 31. Bo v lun n theo ch mt
1. Trong trng hp c bit:
a. Nu ti nghin cu ca NCS lin quan n b mt quc gia, thuc danh mc b mt
Nh nc ca B/Ngnh th Th trng B/Ngnh c vn bn ngh Hiu trng
Trng HBK xc nh tnh cht mt ca lun n ngay t khi bt u trin khai
sau ny c c s xem xt cho bo v lun n theo ch mt.
b. Vic qun l h s, ti liu lin quan n nghin cu v thc hin lun n c thi
hnh tun th ch mt trong sut qu trnh o to.
c. Vic xem xt cho mt lun n bo v theo ch mt phi c tin hnh trc khi
nh gi lun n cp Khoa.
d. Hiu trng Trng HBK phi bo co HQG-HCM bng vn bn. Ch khi
c HQG-HCM tr li bng vn bn, Trng HBK mi t chc cho NCS bo v
lun n theo ch mt.
2. Danh sch Hi ng nh gi lun n cp Khoa v cp Trng, danh sch cc cn b
tham d ngoi Hi ng, danh sch cc n v v c nhn c gi lun n v tm tt
lun n phi c B/ Ngnh qun l b mt ngh Hiu trng xem xt.
3. Khi t chc cho mt lun n bo v theo ch mt, Phng o to SH khng phi
thng bo cng khai v bui bo v ca NCS trn cc phng tin truyn thng. Thi
gian v a im bo v ch nhng ngi c trch nhim v nhng ngi c php tham
d bit. Trnh t bo v lun n theo ch mt thc hin nh bo v lun n theo ch
cng khai.
4. S lng bn tho lun n v tm tt lun n cng nh cc bn chnh thc phi c xc
nh v ng du mt. Tt c h s bui bo v mt phi c qun l cht ch theo quy
ch bo mt ca Nh nc.
5. Ngoi cc quy nh ti cc khon 2, 3, 4 ca iu ny, ngi bo v lun n theo ch
mt vn phi thc hin y cc quy nh chung i vi NCS.
38
iu 32. Hon chnh lun n v lp h s ngh cp bng TS
1. Hon chnh lun n: Trong vng 1 thng k t ngy NCS bo v thnh cng lun n, NCS
phi c trch nhim b sung v sa cha lun n theo yu cu ca cc thnh vin Hi ng
chm lun n cp trng. H s ca NCS np v Phng o to SH bao gm:
a. Bn gii trnh cc im b sung, chnh sa trong lun n theo yu cu ca Hi
ng nh gi lun n cp Trng, c xc nhn ca Ch tch Hi ng;
b. 02 quyn LATS ( b sung, chnh sa theo yu cu ca Hi ng nh gi lun n
cp Trng) ng ba cng;
c. n xin ngh cp bng ca NCS.
2. Nhng h s bo v lun n c a ra xem xt tin hnh cc th tc cp bng TS bao
gm h s ca cc lun n khng phi thm nh v h s ca cc lun n t yu cu
thm nh do HQG-HCM thc hin.
3. Khi n thi hn xp cp bng TS, NCS thuc din quy nh ti khon 2 iu 32 ca
Quy nh ny phi np 02 b h s LATS cho Th vin Quc gia v Th vin Trng
HBK (mi Th vin 01 b) bao gm:
a. 01 quyn LATS ( b sung, chnh sa theo yu cu ca Hi ng nh gi lun n
cp Trng, chnh s theo yu cu ca Hi ng thm nh LA nu c) ng ba
cng. Cc ti liu sau y phi ng b sung vo phn cui ca quyn lun n:
- Quyt nh thnh lp v danh sch Hi ng cp Trng.
- Cc bn nhn xt ca tt c cc thnh vin Hi ng cp Trng.
- Bin bn v kt lun ca Hi ng cp Trng.
- Bn gii trnh cc im b sung, chnh sa trong lun n theo yu cu ca Hi
ng nh gi lun n cp Trng, c xc nhn ca Ch tch Hi ng.
b. 01 quyn tm tt lun n.
c. 01 a CD ghi ton vn ni dung quyn lun n v quyn tm tt lun n.
d. K c cc NCS c lun n thuc din bo v mt cng phi thi hnh khon 3 iu 32 ny.
4. H s ngh cp bng gm:
a. L lch khoa hc (theo mu);
b. Phiu xc nhn np LATS ti Th vin Quc gia, Th vin Trng;
c. a CD cha ton b ni dung LATS c hon chnh;
d. 02 hnh 3x4;
5. Thi gian np h s cp vn bng tin s: thng 03, i vi t bo v lun n thuc
HK1; thng 10, i vi t bo v lun n thuc HK2 ca nm hc trc.
6. Trng t chc cp vn bng tin s 02 t tng ng vi 02 HK mi nm hc. Trong
khi ch i thc hin th tc cp bng, NCS tt nghip c Trng cp chng nhn
hon thnh CTT Tin s s dng tm thi.
39
Chng 7: T CHC THC HIN V IU KHON THI HNH
iu 33. T chc thc hin
1. Cc NCS trng tuyn t kha 2009 tr v trc, CTT trnh Tin s c p dng
theo iu 14 ca Qui ch o to sau i hc do Gim c HQG-HCM ban hnh theo
Q s 250/HQG-SH ngy 01/6/2001.
2. T ngy 01/01/2013 trc khi bo v LATS cp Khoa, NCS phi p ng yu cu trnh
ngoi ng u ra theo iu 12 ca Qui nh ny.
3. V vic t chc bo v LATS:
a. Cc trng hp NCS do HQG-HCM ra quyt nh thnh lp hi ng chm lun n
tin s cp nh nc s c thc hin theo Qui ch o to sau i hc ban hnh theo
quyt nh s 250/HQG/SH ngy 01/6/2001 ca Gim c HQG-HCM.
b. Tt c cc trng hp cn li s c thc hin v vn hnh theo qui nh ny.
iu 34. iu khon thi hnh
1. Qui nh ny c hiu lc thi hnh k t ngy k v c c p dng thay th cho vn
bn Qui nh v t chc v qun l o to SH ban hnh theo quyt nh s
270/2004/Q-SH ca Hiu trng Trng i hc Bch khoa HQG-HCM v Qui
nh tm thi v yu cu lun n tin s v qui trnh nh gi lun n tin s ban hnh
theo quyt nh s 835C/Q-HBK-TSH ca Hiu trng Trng i hc Bch
khoa HQG-HCM.
2. Trong qu trnh thc hin, ty theo yu cu thc t, Qui nh ny s c iu chnh, sa
i cho ph hp. Vic iu chnh, sa i Qui nh ny do Hiu trng Trng HBK
xem xt v quyt nh./.
40
B. QUY NH V T CHC V QUN L O TO TRNH THC S
Km Quyt nh s: 1654 /Q-HBK-TSH ngy 09 thng 8 nm 2011
ca Hiu trng Trng i hc Bch Khoa HQG-HCM
MC LC
iu 1. Hc vin cao hc v bi dng sau i hc 42
iu 2. Nhim v ca hc vin cao hc v bi dng sau i hc 42
iu 3. Hc ph 42
iu 4. Chng trnh o to 43
iu 5. Cu trc mn hc 44
iu 6. cng mn hc v lch trnh ging dy 44
iu 7. Phn cng ging dy, lp thi kha biu 44
iu 8. Qun l cc lp cao hc v hc vin 45
iu 9. Qun l hc v cao hc 45
iu 10. Trch nhim ca hc vin 45
iu 11. T chc nhp hc 46
iu 12. La chn loi CTT 46
iu 13. ng k mn hc 46
iu 14. Min hc v cng nhn im mn hc 47
iu 15. Rt mn hc - im R 47
iu 16. T chc ging dy mn hc 47
iu 17. Chun b ni thc hnh, th nghim 48
iu 18. Ngh dy, dy b 48
iu 19. nh gi mn hc 48
iu 20. T chc thi kt thc mn hc 49
iu 21. D thi kt thc mn hc 49
iu 22. Qun l im mn hc 50
iu 23. Ci thin im nh gi mn hc 50
iu 24. T chc thc hin Kha lun tt nghip 50
iu 25. iu kin c nh gi kha lun 50
iu 26. T chc nh gi kha lun 51
iu 27. Np im tng kt nh gi kha lun 51
41
iu 28. Sa cha v np lu chiu kha lun 52
iu 29. Xy dng cng lun vn thc s 52
iu 30. T chc nh gi cng 52
iu 31. Giao ti v theo di qu trnh thc hin lun vn 52
iu 32. Thay i thc hin lun vn 53
iu 33. iu kin c bo v lun vn 53
iu 34. Phn bin, thnh lp hi ng nh gi LV 54
iu 35. Chun b t chc bo v lun vn 54
iu 36. T chc bo v, nh gi LV 54
iu 37. Sa cha v np lu chiu Lun vn 55
iu 38. Tm dng hc, tip tc hc 56
iu 39. X l hc v buc thi hc 56
iu 40. Cng nhn, xp hng tt nghip 56
iu 41. Th tc cp bng cp bng thc s 57
iu 42. iu khon thi hnh 57
42
iu 1. Hc vin cao hc v bi dng sau i hc
1. Hc vin cao hc ca Trng i hc Bch Khoa, i hc Quc gia Tp. HCM (Trng
HBK) l ngi trng tuyn k thi tuyn sinh cao hc quc gia do Trng HBK t
chc (hoc c chn min thi cao hc; chuyn c s o to; cc hc vin nc ngoi
p ng qui ch tuyn sinh thc s) v ang theo hc chng trnh o to thc s ca Nh
Trng.
2. Hc vin bi dng sau i hc (SH):
Ngoi hnh thc chnh kha nu trn, Trng HBK thu nhn cc HV hc theo hnh thc
Bi dng SH.
a. HV Bi dng SH ch c cp chng nhn kt qu hc tp cho mn hc hc.
b. HV bi dng SH khng c cng nhn l HV Cao hc ca trng v khng c
hng cc ch v quyn li v mt x hi nh HV Cao hc. HV Bi dng SH
khng c quyn chuyn sang h Cao hc, khng c xem xt cp vn bng tt
nghip.
c. i tng hc Bi dng SH: bao gm cc HV ang hc cao hc mt trng i
hc khc v cc cn b ang cng tc cc c quan, x nghip, vin nghin cu c
nguyn vng xin ng k theo hc mt s mn hc.
d. iu kin c thu nhn vo hc Bi dng SH: tt nghip i hc v phi np
cc h s cn thit theo quy nh ca Nh trng. Trong mt s trng hp HV phi
qua kim tra trnh trc khi c theo hc Bi dng SH. Hiu Trng ra quyt
nh thu nhn cho tng trng hp c th.
e. HV Bi dng SH phi thc hin y cc qui nh v ng k mn hc nh HV
Cao hc.
f. Hc ph cho HV Bi dng SH c quy nh theo mc ring.
iu 2. Nhim v ca hc vin cao hc v bi dng sau i hc
Hc vin cao hc v bi dng sau i hc (sau y gi tt l hc vin) c nhng nhim v
sau y:
1. Hon thnh k hoch hc tp v nghin cu khoa hc theo ng chng trnh, k hoch
o to qui nh;
2. ng hc ph theo qui nh;
3. Tn trng nh gio, cn b qun l, nhn vin ca Nh Trng, chp hnh php lut ca
Nh Nc, quy ch v ni quy ca Nh Trng;
4. Gi gn v bo v ti sn ca Nh Trng;
5. Cc nhim v khc theo quy nh ca php lut.
iu 3. Hc ph
1. Mi hc vin u phi ng hc ph.
2. Hc vin thuc din l cn b, cng chc, vin chc nh nc c c quan c i hc;
HV cao hc c min thi cao hc t sinh vin tt nghip i hc ca Trng HBK
ang cn trong thi hn hc tp, c xem xt h tr mt phn kinh ph o to t ngn
sch nh nc cp cho o to thc s.
43
3. Hc ph c thu vo thi im qui nh cho mi hc k. Nh Trng khng gii quyt
nhng trng hp ng hc ph tr hn. Hc vin khng ng hc ph c coi nh
khng theo hc hc k .
iu 4. Chng trnh o to
1. Chng trnh o to (CTT) thc s c khi lng 59-60 tn ch (TC) i vi CTT 2
nm v 45 TC i vi CTT 1,5 nm, trong 1 TC c qui nh bng khong 15 tit
ging l thuyt hoc 30 tit thc hnh, th nghim, bi tp, tho lun, tiu lun. hon
thnh khi lng kin thc 1 TC, HV phi cn thm 2 4 tit chun b, t hc mi tun
(ngoi gi ln lp).
2. i tng hc CTT 1,5 nm hoc 2 nm c qui nh chi tit trong CTT ca tng
chuyn ngnh.
3. Loi chng trnh o to:
a. Loi 1: Ging dy mn hc + kha lun TN;
b. Loi 2: Ging dy mn hc + LVThS;
c. Loi 3: Nghin cu .
4. Ni dung CTT gm 5 phn:
a. Phn 1 - Khi kin thc chung, gm cc mn Trit hc; Anh vn;
b. Phn 2 - Khi kin thc b sung (dnh cho cc HV tt nghip H ngnh gn, tt
nghip H ng ngnh h 4 nm) (qui nh theo tng chuyn ngnh)
c. Phn 3 - Khi kin thc bt buc
d. Phn 4 - Khi kin thc t chn
e. Phn 5 - cng v LVThS , Phng php NCKH, kha lun tt nghip.
Khung CTT Thc s 2 nm
Ni dung
CTT loi 1
[s TC]
CTT loi 2
[s TC]
CTT loi 3
[s TC]
Tng TC 59-60
Phn 1 Khi kin thc b sung, chuyn i (14-15 TC)
Phn 2
Khi kin thc chung
(Trit hc, Anh vn): 4
Khi kin thc chung
(Trit hc, Anh vn): 4
Khi kin thc chung (Trit
hc, Anh vn): 4
Phn 3
Khi kin thc bt
buc: 14-18
Khi kin thc bt buc:
12-15
Phn 4
Khi kin thc t
chn: 12-19
Khi kin thc t chn:
12
Khi kin thc t chn: 9
Phn 5 Kha lun TN: 6-8
Khi kin thc LV:
Phng php NCKH: 2
LVThS: 13-15
Khi kin thc LV:
Phng php NCKH: 2
LVThS+BCKH: 30
44
Khung CTT Thc s 1,5 nm
Ni dung
Phng thc 1
[s TC]
Phng thc 2
[s TC]
Phng thc 3
[s TC]
Tng TC 45
Phn 1
Khi kin thc chung
(Trit hc, Anh vn): 4
Khi kin thc chung
(Trit hc, Anh vn): 4
Khi kin thc chung
(Trit hc, Anh vn): 4
Phn 2
Khi kin thc bt buc:
14-18
Khi kin thc bt buc:
12-15
Phn 3
Khi kin thc t chn:
12-19
Khi kin thc t chn:
12
Khi kin thc t chn: 9
Phn 4 Kha lun TN: 6-8
Khi kin thc LV:
Phng php NCKH: 2
LVThS: 13-15
Khi kin thc LV:
Phng php NCKH: 2
LVThS+BCKH: 30
5. Thi gian o to: Thi gian o to chnh thc ca kha o to thc s l 1,5 -2 nm
(03 - 04 hc k). Hc vin c quyn ng k hc vt rt ngn thi gian o to. Hc
vin c th tm dng hc, ko di thi gian o to nhng tng thi gian o to khng
qu 08 HK k t ngy nhp hc chnh thc. Cc HK c php tm dng hc v cc HK
hc trng khc trc khi chuyn v trng HBK (nu c) u c tnh chung vo
thi gian 08 HK ny .
iu 5. Cu trc mn hc
1. Ni dung mn hc (MH) bao gm 3 thnh phn chnh: l thuyt (LT), thc hnh (gi tt
l TH, bao gm thc hnh; th nghim) v tiu lun (gi tt l TL bao gm bi tp ln;
tho lun; tiu lun; n) v c m t di dng cc ch s nh sau M (n,l,k) trong
M: s TC; n: s tit LT; l: s tit TH; k: s tit TL.
2. Ni dung chi tit, khi lng cc thnh phn MH c th hin trong cng MH
(CMH) lin quan.
iu 6. cng mn hc v lch trnh ging dy
1. cng MH l c s phn cng ging dy, gim st vic thc hin CTT v c
c nh cho mi kha o to;
2. Ging vin c phn cng ging dy MH c trch nhim ph bin cng chi tit,
lch trnh ging dy, qui nh nh gi MH vo gi ln lp u tin ca MH tng ng.
iu 7. Phn cng ging dy, lp thi kha biu
Phng o to SH ch tr v phi hp vi Khoa qun l chuyn ngnh (CN), B mn
(BM) ph trch MH trong vic phn cng ging dy v lp thi kha biu (TKB) theo quy
trnh nh sau:
1. Cn c CTT, Phng o to SH lp k hoch ging dy v gi yu cu phn cng
ging dy n cc khoa;
2. Khoa ch o BM ph trch MH phn cng ging dy cc MH lin quan (bao gm c vic
mi thnh ging);
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3. Khoa iu phi s phn cng (nu cn thit) v phn hi danh sch phn cng ging dy
cho Phng o to SH theo thi hn quy nh;
4. Phng o to SH r sot s phn cng ging dy v phn hi v cc khoa (nu c yu
cu iu chnh);
5. Phng o to SH lp TKB chnh thc v thng bo n cc Khoa, Ban Thanh tra Gio
dc ng thi ph bin trn trang Web o to SH, bng thng bo ti Phng o to
SH. Khoa qun l MH c trch nhim thng bo TKB n cc BM ph trch MH. B
mn c trch nhim thng bo TKB n Ging vin (bao gm c Ging vin thnh ging).
iu 8. Qun l cc lp cao hc v hc vin
1. Lp HV theo kha o to: y l lp c t chc theo tng kho o to da trn kt
qu trng tuyn k thi tuyn sinh SH v chuyn ngnh o to. Mi lp phi c lp
trng do hc vin c v trnh Khoa qun l chuyn ngnh ph duyt.
2. Khoa chu trch nhim qun l ton b hc vin cc chuyn ngnh do Khoa qun l. C
th nh sau:
- m bo mi lin h thng xuyn vi cc lp trong sut thi gian t chc ging dy
(k c ngoi gi lm vic hnh chnh, nu c t chc lp) kp thi p ng nhng
yu cu cn thit cho cc lp hc v HV;
- Cp giy chng nhn hc vin, giy gii thiu, giy triu tp, ... theo yu cu ca HV;
- H tr v t vn chuyn mn gip HV hon thnh nhim v hc tp mt cch tt nht;
- T chc ging dy MH (l thuyt, thc hnh, tiu lun), giao ti lun vn, phn bin
v nh gi lun vn thc s, ... theo k hoch chung ca Nh trng.
iu 9. Qun l hc v cao hc
1. Phng o to SH c trch nhim thc hin cng vic qun l hc v cao hc c qui
nh trong Qui nh v quyn hn, trch nhim ca cc n v v th trng n v
trong trng. C th nh sau:
- Qun l v lu tr kt qu hc tp ca tt c HV;
- Chu trch nhim cp cc loi bng im, sao y vn bng, bng im...; xc nhn kt
qu hc tp, thi kha biu, thi gian hc tp, ng k mn hc, chng trnh o
to... cho HV;
- T chc ng k v iu chnh ng k mn hc cho HV theo qui nh. Tip nhn v
x l cc yu cu v hc v cho HV nh tm dng, nhp hc li, hon thi, min hc,
min thi, ...;
- Chu trch nhim tip nhn v x l cc khiu ni lin quan n kt qu hc tp ca HV.
2. Phng K hoch - Ti chnh xc nhn hc ph cho HV.
iu 10. Trch nhim ca hc vin
1. Nm vng v thc hin ni dung CTT, qui nh t chc v qun l o to chuyn
ngnh lin quan. Hc vin c th lin h vi th k hc v cao hc ca Phng o to
SH, tr l gio v SH ca Khoa, hay GV ging dy MH c hng dn chi tit
v tr gip;
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2. Thng xuyn theo di thng bo hc v lin quan (ng ti trn trang Web o to
SH ca Trng; nim yt trn bng thng bo ti Khoa, BM v Phng o to SH)
thc hin cc hc v yu cu theo qui trnh v thi hn qui nh;
3. ng hc ph theo quy nh;
4. Bo mt ti khon truy cp thng tin hc v c Nh trng cung cp.
iu 11. T chc nhp hc
1. Phng o to SH c trch nhim t chc nhp hc cho th sinh trng tuyn kha mi.
Th sinh trng tuyn khng ng k nhp hc s khng c cng nhn l HV cao hc
ca Trng;
2. Hc vin khi nhp hc c Phng o to SH cp S tay hc v, Th HV v c
ph bin cc vn bn quy ch, quy nh t chc v qun l o to SH lin quan.
iu 12. La chn loi CTT
1. Tt c HV khi trng tuyn u c ng k mc nh hc theo loi CTT 2. Khoa chu
trch nhim t chc vic ng k loi CTT cho HV v chuyn danh sch ng k cho
Phng o to SH trnh Hiu trng ra quyt nh. Hc vin hon ton c quyn iu
chnh loi CTT trong qu trnh hc tp ca mnh. c iu chnh loi CTT, HV
phi np n xin iu chnh c s chp thun ca Khoa cho Phng o to SH vo u
hc k (ti thi im KMH b sung).
2. c ng k hc CTT theo phng thc nghin cu (loi 3), HV phi p ng y
cc iu kin sau:
- ng k hc CTT theo phng thc NC trong thi gian ng k MH ca HK;
- C giy cam kt m bo ti thiu 50% thi gian lm vic ti BM o to/ PTN ca Trng;
- Tham gia cc hot ng o to v NCKH ti trng HBK;
- C giy chp thun hng dn LV ca cn b hng dn (CBHD), c xc nhn ca
BM o to/ PTN v Khoa m bo iu kin nghin cu cho HV.
iu 13. ng k mn hc
1. c tham gia hc cc MH, HV phi thc hin cc th tc ng k MH, ng hc ph
theo quy nh;
2. Trng t chc ng k MH v ng hc ph theo HK ca nm hc. Ch c cc HV c
xp v nhn thi kha biu HK chnh ng hn mi c y quyn li ca mt HV Cao
hc ca trng trong HK tng ng. Nu qu thi hn quy nh ng k MH ca HK m
HV vn khng ng k bt k MH no cho HK tng ng, Nh trng s ra quyt nh
cnh co hc v i vi HV trong HK .
3. Cc nguyn tc v quy nh chung cn phi tun th khi ng k MH:
a. m bo c thi gian hon tt khi lng hc tp, mt HV khng c ng k
qu 20 tn ch trong mt HK. Ring HK thc hin kha lun TN (hoc LVThS), HV ch
c ng k hc thm ti a l 10 TC (i vi phng thc 1) hoc 06 TC (i vi
phng thc 2) cc MH khc.
b. HV c php ng k v theo hc bt c mt MH no c m trong hc k nu tha
mn cc iu kin rng buc ring ca MH (MH tin quyt, hc trc, song hnh,)
v nu lp MH tng ng cn kh nng tip nhn HV.
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4. ng k MH t chn:
a. Khi ng k MH, HV c quyn chn MH t chn t tt c cc MH c lp k
hoch GD HK tng ng. Trng khng m lp nu s HV ng k MH t chn t
hn 5. HV c quyn ng k MH khc c m lp trong HK thay th.
b. HV c quyn chn ti a 6 TC t CTT ca CN khc nu c s ng ca Khoa;
c quyn ng k MH khc thay th nu khng t im MH t chn ng k;
5. ng k MH thay th: Trng hp HV c nhu cu ng k MH hon thin CTT ca
kha o to lin quan nhng MH khng cn c t chc GD trong CTT ca Trng,
th HV phi ng k MH khc thay th. Nu MH lin quan l MH bt buc, MH thay th
do BM ngh v khoa qun l CN quyt nh. Nu MH lin quan l MH t chn, HV
c quyn chn MH bt k t CTT hin hnh lin quan lm MH thay th nhng phi
m bo iu kin khng vt qu qui nh mc 4b, ca iu ny;
6. ng k MH trc - sau: m bo tnh h thng trong ni dung CTT, mt s MH
yu cu cc MH trc. Nu mn hc A l MH trc ca mn hc B (MH sau), HV cn
ng k hc mn hc A trc t nht 1 HK so vi mn hc B;
7. ng k MH song hnh: Nu CTT c cc MH song hnh, HV phi ng k hc cc
MH song hnh trong cng 1 HK.
iu 14. Min hc v cng nhn im mn hc
Trng hp HV c cc chng ch mn hc SH (do trng HBK hoc cc c s o
to khc cp - c thi hn 3 nm k t ngy cp), hon tt cc MH thuc khi kin thc
b sung th c th c xem xt min hc v cng nhn kt qu hc tp ca cc MH .
c xem xt min hc, HV phi lm n km theo bng im hp l trnh cho BM v
Khoa ph duyt. Cn c theo kt qu ph duyt ca BM v Khoa, Phng o to SH s
lm cc th tc tip theo cng nhn kt qu hc tp ca cc MH .
iu 15. Rt mn hc - im R
HV c th xin rt mn hc ng k khi p ng cc iu kin sau:
- C kt qu ng k mn hc - thi kha biu ca hc k;
- np hc ph ca hc k tng ng;
- Khng nh hng n s s ti thiu m lp (5HV);
- HV c n ngh khng tham gia nh gi mt hoc mt s mn hc trong thi kha
biu - xin im R.
Thi hn np n xin nhn im R l 10 tun k t ngy bt u hc k tng ng, tr cc
trng hp c l do bt kh khng (c minh chng). Cc ct im (nu c) ca mn hc
c rt khng tnh vo kt qu hc tp ca HV. Trng hp HV n xin nhn im R
trong vng 30 ngy k t ngy bt u HK tng ng, hc ph ca MH lin quan s c
bo lu hc ph.
iu 16. T chc ging dy mn hc
1. MH c t chc ging dy theo k hoch v cng c ph duyt cho kha o
to tng ng;
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2. Vic t chc ging dy MH c thc hin nh sau:
a. i vi hc phn l thuyt: t chc ging dy theo lp MH;
b. i vi hc phn thc hnh, th nghim: t chc ging dy ti phng th nghim
(PTN), phng my tnh, theo nhm thc hnh vi s s quy nh;
c. i vi hc phn bi tp, tiu lun: HV t nghin cu di s hng dn ca GV MH;
d. i vi hc phn tho lun: t chc trn lp theo hnh thc thuyt trnh trao i.
3. Kim tra gia HK (nu c yu cu) do GV ph trch MH quyt nh v ch tr
thc hin. Trng hp cn thay i phng t chc kim tra gia HK, GV cn c
ngh bng vn bn cho Phng o to SH t nht 5 ngy trc ngy kim tra.
im kim tra gia HK do GV ph trch MH qun l v trc tip thng bo cho HV trn
gi ln lp.
iu 17. Chun b ni thc hnh, th nghim
1. B mn qun l MH c trch nhim m bo iu kin thc hnh th nghim (TH-TN)
cho cc MH ph trch ti PTN do BM hoc khoa qun l.
2. Trng hp c yu cu t chc TH-TN PTN ngoi khoa, BM ph trch MH cn gi
yu cu cho Phng o to SH trc tun th 4 ca HK ging dy. Phng o to
SH ch xem xt cc yu cu TH-TN c lp k hoch trong CMH v c trch
nhim cp giy gii thiu s dng PTN ngoi khoa qun l MH. B mn qun l MH
chu trch nhim lin h ni TH-TN, GV mn hc c trch nhim t chc ging dy
TH-TN.
iu 18. Ngh dy, dy b
1. Trng hp ngh dy, GV phi c trch nhim thng bo vic ngh dy cho HV v
Ban Thanh tra Gio dc (Ban TTGD);
2. GV thc hin cha thi lng ging dy i vi MH, c trch nhim dy b. Cc bui
dy b phi c thc hin trong thi gian t chc ging dy ca HK tng ng;
3. c cp phng dy b, GV cn lp phiu ngh xin phng dy b v np cho
Phng o to SH trc thi gian ngh dy b t nht 5 ngy;
4. GV dy b c trch nhim thng bo lch dy b cho lp hc lin quan, cho Ban TTGD.
iu 19. nh gi mn hc
1. Mn hc c nh gi bi cc im thnh phn v im tng kt. S im thnh phn
t nht l 2, trong im thi kt thc MH l thnh phn bt buc i vi mi MH. im
thnh phn v im tng kt phi c ghi y trong bng im MH. Lun vn
ThS, Kha lun tt nghip c qui nh nh gi ring;
2. Hnh thc thi kt thc mn hc do CBGD qui nh, trnh Khoa qun l MH ph duyt v
thng bo cho phng o to SH trc k thi kt thc HK t nht 4 tun;
3. im thnh phn, im tng kt c chm theo thang im 10, c s l n 0,1 im;
4. Mn hc c coi l t yu cu khi im tng kt 5,0;
5. Trng hp HV mun ci thin im MH th thc hin theo iu 23 ca qui nh ny;
6. Khiu ni v im MH c gii quyt trong vng 7 ngy tnh t ngy cng b kt qu.
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iu 20. T chc thi kt thc mn hc
Vic t chc thi kt thc MH l qui nh bt buc i vi mi MH (ngoi tr cc mn
hc Seminar chuyn ngnh). Cc b phn lin quan c trch nhim t chc thi kt thc
MH nh sau:
1. Phng o to SH:
a. Cung cp cho khoa qun l MH lch thi, danh sch HV, vt t, vn bn quyt nh cp
th lao coi thi Khoa t chc thi cho cc MH lin quan; Thc hin vic nhn thi;
b. Thng bo lch thi cho HV trn trang Web o to SH.
2. Khoa qun l MH: quyt nh hnh thc thi, phn cng cn b coi thi (CBCT); thng bo
lch thi, danh sch CBCT cho Ban TTGD; m bo vic t chc thi. Trng hp thay i
CBCT, Khoa cn thng bo bng vn bn cho Ban TTGD trc thi gian t chc thi. GV
ph trch ging dy MH chu trch nhim v vic son v p n thi. thi v p
n phi c Ch nhim B mn qun l MH thng qua;
3. Ban TTGD: Gim st qu trnh t chc thi ca khoa.
iu 21. D thi kt thc mn hc
1. iu kin d thi:
a. Hc vin c d k thi kt thc khi p ng qui nh hc tp ca MH . Qui nh
hc tp ca MH do GV ph trch ging dy MH quyt nh v phi ph bin cho HV
trong cng chi tit vo gi ging dy u tin ca MH;
b. Hc vin khng p ng qui nh hc tp s b cm thi; HV b cm thi kt thc MH s
b im tng kt 0 i vi MH lin quan.
2. Vng thi: HV vng thi khng php s b im 0 cho im thi kt thc MH.
3. Hon thi: Trng hp v l do bt kh khng khng th tham d c k thi kt thc
MH, HV phi lm n xin hon thi v np cho Phng o to SH trc bui thi kt
thc MH. Trng hp c bit (m au, tai nn,), HV c th np n hon thi km
minh chng lin quan trong vng 05 ngy (ch tnh ngy lm vic) k t ngy thi kt
thc MH.
HV c xem xt hon thi khi c cc iu kin sau y:
- HV ng k, c xp thi kha biu v hon thnh cc phn bt buc ca mn hc
nh : i hc y , d cc ln kim tra, hon tt cc phn th nghim, thc hnh,;
- np hc ph ca hc k tng ng;
- Khng b ging vin ph trch ging dy mn hc lin quan ngh cm thi;
- C n xin hon thi.
HV hon thi MH no th c php d thi kt thc MH vo HK k tip khi MH c
m. Nu trng hp MH khng cn tn ti (khng c trong CTT ca cc kha tip
theo) th HV c php hc MH khc thay th (theo im 5, iu 13 ca qui nh ny).
c d thi kt thc MH hon thi, HV phi np n xin d thi (km n xin hon
thi c ph duyt chp thun) cho Phng o to SH t nht 30 ngy trc ngy thi
kt thc MH khi MH c m vo HK tip theo.
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2. Min thi: Min thi l mt hnh thc thng im cho cc HV: ng k hc MH v
hon thnh xut sc cc phn yu cu bt buc ca MH; c bit t im cao trong cc
k kim tra thng xuyn; c bo co chuyn cp HQG, cp quc gia v lnh vc
trc tip lin quan ti MH. Khi hi iu kin, cn b ging dy v BM qun l MH
lm th tc im min, im tng kt MH chnh thc trnh Khoa ph duyt.
iu 22. Qun l im mn hc
1. GV c trch nhim np bng im c s ph duyt ca BM qun l MH cho Khoa. Khoa
c trch nhim sao 1 bn lu v np cho bn chnh Phng o to SH mun nht
sau 14 ngy k t ngy thi kt thc MH lin quan. Qu thi hn ny, Phng o to SH
s gi giy bo nhc nh np im tr hn ln th nht ti Khoa qun l MH;
2. Nu qu 30 ngy, k t ngy thi kt thc MH, Khoa vn cha np im, Phng o to
SH gi giy bo nhc nh np im tr hn ln th hai ti Khoa qun l MH ng thi
thng bo vic np im tr hn ti Ban Thanh tra Gio dc, Ban Thi ua khen
thng;
3. Thng bo im cho HV:
a. B mn qun l MH: Nim yt bng im trn bng thng bo ca BM;
b. Phng o to SH: Thng bo im cho HV trn trang Web o to SH.
iu 23. Ci thin im nh gi mn hc
1. Hc vin c quyn ng k hc li cc MH t yu cu ci thin im. Th tc
ng k hc li MH ci thin im ging nh th tc ng k MH ln u.
2. im nh gi MH tng ng vi cc ln hc li c ghi y trong bng im tch
ly MH. Kt qu cao nht trong cc ln hc s c chn tnh im trung bnh tch ly
ton kha hc.
iu 24. T chc thc hin Kha lun tt nghip
1. HV ng k hc theo CTT loi 1, s c giao Kha lun tt nghip (Kha lun) khi s
TC cha hon thnh theo yu cu ca CTT ti a l 10 TC (khng k Trit hc, cc
MH bt buc v Kha lun) v hon thnh mn hc Anh vn c s (hoc c chng ch
TOEIC 500, TOEFL430, IELTS5.0);
2. Khoa chu trch nhim lp danh sch cc HV ng k thc hin kha lun, CBHD, tn
ti, v chuyn danh sch ng k cho Phng o to SH chm nht vo tun th 4 ca
hc k tng ng Phng kim tra, trnh Hiu trng ra quyt nh;
3. Thi gian thc hin kha lun l 3 thng v khng c gia hn;
iu 25. iu kin c nh gi kha lun
Hc vin c nh gi kha lun tt nghip nu c cc iu kin sau:
1. Np kha lun ng thi hn theo quyt nh giao ti. HV np ti thiu 03 thuyt
minh kha lun hon chnh, c xc nhn hon thnh kha lun ca CBHD trn t
Nhim v kha lun cho BM o to;
2. C s TC cha hon thnh theo yu cu ca CTT (khng k Anh vn, Kha lun TN)
ti a l 6.
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iu 26. T chc nh gi kha lun
1. Kha lun c nh gi bi hi ng gm 3 thnh vin c chc danh khoa hc, c bng
TS tr ln, c chuyn mn ph hp vi ti kha lun. Hi ng gm c Ch tch, Th
k v y vin. CBHD khng c lm Ch tch hoc Th k hi ng;
2. Khoa chu trch nhim ngh hi ng nh gi kha lun, ngh thi gian t chc
nh gi kha lun v gi danh sch v Phng o to SH mun nht l 07 ngy sau
thi hn hon thnh LV;
3. Phng o to SH c trch nhim thc hin cc th tc trnh Hiu trng ra quyt nh
thnh lp hi ng nh gi kha lun v gi h s lin quan n vic t chc nh gi
kha lun (quyt nh hi ng nh gi kha lun, cp th lao, biu mu) cho Khoa
mun nht l 07 ngy k t ngy nhn h s t Khoa;
4. Khoa c trch nhim chuyn h s (giy mi chm kha lun, vn bn quyt nh, thuyt
minh kha lun) n cc thnh vin hi ng. Thi gian ti thiu thnh vin hi ng
chm kha lun khng c t hn 07 ngy;
5. Khi xt thy cn thit, Ch tch hi ng c th yu cu hc vin trnh by kha lun
trc hi ng, cc thnh vin hi ng c c s chm im kha lun cho hc vin.
Trong trng hp ny, Th k hi ng thng bo yu cu trnh by kha lun n hc
vin t nht 05 ngy trc ngy bo co ca hc vin;
6. Thang im nh gi: Cc thnh vin hi ng chm im kha lun theo thang im 10,
c s l n 0,5 im theo biu mu qui nh;
7. im nh gi kha lun l trung bnh cng im (tnh n 02 s l thp phn) ca cc
thnh vin hi ng. im nh gi kha lun l hp l khi c y im ca cc thnh
vin trong hi ng. Ch tch hi ng chu trch nhim t chc hp cc thnh vin hi
ng thng nht im nh gi kha lun ca hc vin;
8. Chnh lch v im gia cc thnh vin trong hi ng khng c vt qu 02 im so
vi im trung bnh cng ca hi ng. Chnh lch im gia cc thnh vin khng c
vt qu 03 im. Nu xy ra trng hp ny th Ch tch hi ng yu cu HV trnh by
bo co kha lun trc hi ng hi ng nh gi li kt qu v thng nht im
nh gi;
9. Kha lun c nh gi t yu cu nu im nh gi 5,00. Trng hp im nh
gi < 5,00 (khng t), HV phi thc hin ti mi;
10. Cc trng hp sao chp kha lun, lun vn, lun n ca tc gi khc hoc gian ln
trong vic thc hin kha lun, hc vin s b hy kt qu v b im khng 0 cho im
nh gi kha lun .
iu 27. Np im tng kt nh gi kha lun
Trong vng 30 ngy k t ngy Hiu trng ra quyt nh thnh lp hi ng nh gi kha
lun tt nghip, Khoa phi chu trch nhim t chc nh gi kha lun theo qui nh v
np kt qu nh gi v Phng o to SH. H s np gm c:
1. Cc phiu im ca tng thnh vin hi ng
2. Bng tng hp kt qu nh gi kha lun ca HV c s xc nhn ca Ch tch, Th k
hi ng v Trng Khoa qun l chuyn ngnh.
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iu 28. Sa cha v np lu chiu kha lun
1. Trong vng 01 thng k t ngy bo v thnh cng kha lun, hc vin c trch nhim
sa cha kha lun (nu c) theo yu cu ca hi ng. Sau khi hon tt vic chnh sa,
HV trnh kha lun cho ch tch hi ng v ch nhim BM, Khoa qun l chuyn ngnh
k xc nhn.
2. Ch c nhng kha lun c y xc nhn ca CBHD, ch tch hi ng, BM v Khoa
qun l chuyn ngnh mi c np lu chiu ti th vin Trng.
iu 29. Xy dng cng lun vn thc s
1. Xy dng cng lun vn thc s ( cng) l ni dung bt buc i vi cc HV hc
theo CTT theo phng thc 2 v phng thc 3. Hc vin phi chun b cng LV
t nht 4 thng trc khi c giao ti LV;
2. Hc vin phi ng k vc xy dng cng ti Phng o to SH ng thi im
qui nh;
3. Cn c danh sch HV iu kin nhn cng lun vn ( 09 TC MH chuyn ngnh
i vi phng thc 2 v c ng k MH Phng php NCKH) do Phng o to
SH cung cp, Khoa qun l CN chu trch nhim ch o BM phn cng cn b hng
dn (CBHD) cng v t chc hng dn HV xy dng cng theo qui nh.
4. Hc vin c quyn ch ng xut CBHD cng (HV lin h trc v c
GV chp thun). Trng hp HV khng xut c CBHD, HV s chu s phn cng
ca BM;
iu 30. T chc nh gi cng
1. Khoa c trch nhim ch o BM t chc nh gi cng ca HV;
2. cng c t chc nh gi nh sau:
a. Hnh thc nh gi cng: HV trnh by v bo v cng trc hi ng nh
gi cng do Khoa ra quyt nh thnh lp.
b. Kt qu nh gi cng theo 3 mc: t; t (c yu cu sa cha); Khng t
c. Trng hp kt qu nh gi cng l t (c yu cu sa cha), HV phi sa
cha cng theo yu cu ca hi ng nh gi cng v BM kim tra v xc
nhn ni dung sa cha chnh sa ca HV.
d. Trng hp kt qu nh gi cng l Khng t, HV phi lm li cng vo
HK tip theo.
iu 31. Giao ti v theo di qu trnh thc hin lun vn
1. Khoa qun l CN c trch nhim lp danh sch cc HV c kt qu nh gi cng l
t v danh sch ngh giao ti cho Phng o to SH mun nht vo tun 20 ca
HK tng ng;
2. Hc vin c Phng o to SH trnh Hiu trng ra quyt nh giao ti lun vn
(LV) khi s TC cha hon thnh theo yu cu ca CTT ti a l 06 TC (khng k Trit
hc, cc MH bt buc v LVThS) v hon thnh mn hc Anh vn c s (hoc c chng
ch TOEIC 500, TOEFL430, IELTS5.0 cn trong thi hn 2 nm tnh n thi im
xt giao ti LV). Trng hp cha p ng iu kin s TC tch ly ca CTT, HV
c Nh trng bo lu tn ti trong thi gian 01 HK;
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3. Phng o to SH c trch nhim thc hin th tc trnh Hiu trng ra quyt nh
giao ti LV v phn cng CBHD cho HV trong vng 14 ngy k t ngy nhn ngh
ca khoa; chuyn vn bn quyt nh cho Khoa qun l CN v thng bo trn trang Web
o to SH, bng thng bo ti Phng o to SH;
4. i vi chng trnh o to theo phng thc ging dy MH, thi gian thc hin LV l
01 HK. i vi chng trnh o to theo phng thc nghin cu, thi gian thc hin
l 02 HK.
5. Khoa v BM chu trch nhim theo di qu trnh thc hin LV ca HV. Hc vin phi c
trch nhim bo co vi BM tnh hnh thc hin LV nh k 2 thng/ln. Kt qu ca
vic bo co tnh hnh thc hin LV s l c s cho gia hn thc hin LV ca HV. Nu
HV khng thc hin vic bo co tnh hnh thc hin LV nh k s khng c xem xt
gia hn vic thc hin LV.
iu 32. Thay i thc hin lun vn
Trng hp c yu cu, HV v CBHD c quyn ngh thay i thc hin LV theo qui
nh nh sau:
1. iu chnh tn ti, thay i CBHD: HV phi c n c s chp thun ca CBHD,
BM v np cho Phng o to SH mun nht 15 ngy trc thi hn hon thnh LV.
2. Thay i ti: HV phi c n np cho Phng o to SH v thc hin li ton b
cc th tc lin quan n vic xy dng cng LV, nh gi cng LV, giao ti
LV v thc hin LV. HV ch c php thay i ti ti a khng qu 02 ln trong ton
b kha o to.
3. Gia hn thi gian thc hin LV: Vic gia hn thc hin LV ch c xem xt cho HV
cn thi gian o to, tham gia y bo co nh k tnh hnh thc hin LV cho BM,
c n c s chp thun ca CBHD, BM, Khoa v np cho Phng o to SH t
nht l 15 ngy trc thi hn hon thnh LV. Hc vin ch c xem xt gia hn 1 ln
vi thi gian gia hn hon thnh LV ti a l 01 HK.
iu 33. iu kin c bo v lun vn
Hc vin c php bo v LV nu c cc iu kin sau:
1. Np LV ng thi hn theo quyt nh giao ti. HV np ti thiu 05 thuyt minh
LV (ba mm), c xc nhn hon thnh LV ca CBHD trn t Nhim v lun vn
cho BM;
2. N ti a 3 tn ch tch ly (khng k Anh vn, LVThS) ca CTT theo iu 4 ca qui
nh ny;
3. LV c t nht 01 CBPB ng cho php bo v;
4. Trng hp 02 CBPB u khng ng cho HV bo v th BM cn t chc hp vi
CBHD lun vn v 02 CBPB xem xt v vic c cho php HV bo v LV hay
khng. Ch khi kin kt lun ca cuc hp ng cho php HV bo v LV th BM
mi a HV vo danh sch c php bo v. BM c trch nhim thng bo cho
Phng o to SH cc HV khng c php bo v (km theo bin bn cuc hp) t
nht l 03 ngy trc ngy t chc bo v LV khng a cc HV lin quan vo
danh sch bo v.
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iu 34. Phn bin, thnh lp hi ng nh gi LV
Vic phn bin, thnh lp hi ng nh gi LV c t chc thc hin nh sau:
1. tin hnh cc th tc phn bin v ngh hi ng nh gi LV, mun nht l 07
ngy trc thi hn hon thnh LV, Phng o to SH c trch nhim chuyn cho
Khoa ton b danh sch HV iu kin phn bin LV ca HK lin quan ( xem xt
cc trng hp gia hn thc hin LV ca HK trc v HK lin quan);
2. Khoa c trch nhim phn cng CBPB, ngh hi ng nh gi LV, ngh thi gian
t chc bo v LV, trnh khoa ph duyt v gi danh sch v Phng o to SH mun
nht l 07 ngy sau thi hn hon thnh LV;
3. Hi ng nh gi LV gm 5 thnh vin gm Ch tch Hi ng, 2 CBPB, th k v cc
y vin trong c t 01 n 02 thnh vin hi ng l CB ngoi trng.
4. Phng o to SH c trch nhim thc hin cc th tc trnh Hiu trng ra quyt nh
phn cng phn bin, hi ng nh gi LV; gi h s lin quan n vic t chc nh
gi LV (cc quyt nh phn cng phn bin, hi ng nh gi LV, cp th lao, biu
mu) cho Khoa mun nht l 07 ngy k t ngy nhn h s t Khoa;
5. Khoa c trch nhim chuyn v thu nhn h s phn bin (giy mi chm phn bin, vn
bn quyt nh, thuyt minh LV) n CBPB. Thi gian ti thiu CBPB nhn xt LV
khng c t hn 07 ngy;
iu 35. Chun b t chc bo v lun vn
1. Khoa chu trch nhim chun b t chc bo v LV, bao gm:
a. Lp k hoch t chc bo v;
b. Gi giy mi tham gia hi ng v LV cho cc thnh vin ca hi ng; gi h s bo
v, cc bn nhn xt ca CBHD v CBPB cho th k hi ng;
c. Thng bo lch bo v cho HV, cho Phng o to SH ng tin trn trang web
o to SH ca Trng;
d. Chun b phng c phng tin lm vic cn thit t chc bo v hoc ngh
b phn qun l phng hc, phng chuyn cung cp phng bo v.
2. Hc vin khng c php tham gia vo qu trnh chun b t chc bo v LV
iu 36. T chc bo v, nh gi LV
Hi ng khng c php hp khi xy ra 1 trong cc trng hp sau:
- Vng ch tch hi ng;
- Vng CBPB khng ng vi LVThS;
- S thnh vin c mt t hn 2/3 tng s thnh vin hi ng.
Bui lm vic bo v v nh gi LV c thc hin theo qui trnh nh sau:
1. Th k hi ng cng b vn bn quyt nh thnh lp hi ng v ch tch hi ng
thng nht qui trnh lm vic;
2. Hi ng nh gi LV theo trnh t: HV trnh by LV; hi ng, khch mi tham d (nu
c) t cu hi; HV tr li cu hi; CBHD hoc th k (trng hp CBHD khng c tn
trong danh sch hi ng), CBPB c nhn xt; hi ng cho im nh gi LV.
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3. Vic cho im nh gi LV gm hai phn: im ca Hi ng nh gi LV v im
thng cho LV c bo co khoa hc v ti lin quan v c qui nh nh sau:
a. im ca Hi ng nh gi LV
i. im ca Hi ng nh gi LV l trung bnh cng im ca cc thnh vin hi
ng c mt tham gia bui bo v, nh gi LV. im ca cc thnh vin hi ng
c chm theo thang im 10, c s l n 0,5 im. im trung bnh cng ca
hi ng c tnh n 02 s l thp phn.
ii. Chnh lch v im gia cc thnh vin trong hi ng khng c vt qu 02
im so vi im trung bnh cng ca hi ng hoc chnh lch im gia cc
thnh vin khng c vt qu 03 im. Nu xy ra trng hp ny th Ch tch
hi ng triu tp cuc hp gia cc thnh vin hi ng v thng nht cch x l.
Trng hp khng thng nht c im cui cng, ch tch hi ng xut gii
php trnh trng Khoa ra quyt nh.
iii. Vic cho im nh gi LV c cn c trn kt qu thc hin ti LV; trnh by
bo v LV; bo co khoa hc (BCKH) cng b kt qu thc hin ti LV trn tp
ch hoc k yu hi ngh khoa hc CN;
iv. Qui nh v danh mc tp ch, k yu hi ngh khoa hc CN c thc hin theo qui
nh ca hi ng chc danh gio s Nh nc. BCKH c coi l hp l c
xem xt nh gi LV l bo co ton vn c ng; hoc bn tho bo co ton
vn v giy chp nhn ng bo co ton vn ca ban bin tp tp ch (k yu hi
ngh) lin quan.
b. im thng cho LV c bo co khoa hc v ti lin quan
Cn c hm lng khoa hc v uy tn ca tp ch khoa hc, hi ngh khoa hc chuyn
ngnh, Hi ng nh gi LV s quyt nh im thng cho mi LV t 0,1 n 1,0
im.
c. im nh gi LV
im nh gi LV bao gm im ca Hi ng nh gi LV v im thng. Nu tng
im ln hn 10,0 im th nh gi LV l 10,0 im.
4. LV c nh gi t yu cu nu im nh gi LV 5,0. Trng hp im nh gi
LV < 5,0 (khng t), HV phi thc hin ti mi;
5. Cc trng hp sao chp kha lun, lun vn, lun n ca tc gi khc hoc gian ln
trong vic thc hin LV, hc vin s b hy kt qu v b im khng 0 cho im nh
gi LV ;
6. Hi ng tng kt kt qu bo v, hon tt h s bo v v cng b kt qu cho HV;
7. Hi ng bn giao h s bo v LV cho Khoa . Khoa bn giao h s bo v cho Phng
o to SH trong vng 5 ngy (ch tnh ngy lm vic) sau ngy bo v cui cng.
iu 37. Sa cha v np lu chiu Lun vn
3. Trong vng 01 thng k t ngy bo v thnh cng LV, hc vin c trch nhim sa cha
LV (nu c) theo yu cu ca hi ng, ca cc CBPB. Sau khi hon tt vic chnh sa,
HV trnh LV cho ch tch hi ng v ch nhim BM, Khoa qun l chuyn ngnh k
xc nhn.
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4. Ch c nhng LV c y xc nhn ca CBHD, ch tch hi ng, BM v Khoa qun
l chuyn ngnh mi np lu chiu ti th vin Trng.
iu 38. Tm dng hc, tip tc hc
1. Trong qu trnh hc tp, nu c yu cu v cn thi gian o to, HV c th xin tm dng
hc. c tm dng hc, HV cn np n cho Phng o to SH trnh Hiu
trng ra quyt nh. Thi gian tm dng hc ti a l 01 nm;
2. Trong thi gian tm dng hc, tt c cc kt qu ng k MH ca HV trong HK lin
quan s b hy;
3. Trng hp tm dng hc trong thi hn 30 ngy k t ngy bt u HK v HV ng
hc ph th hc ph ny s c bo lu cho n khi tip tc hc li;
4. c tip tc hc, HV cn np n xin hc li cho Phng o to SH chm nht 7
ngy trc ngy bt u HK.
iu 39. X l hc v buc thi hc
Nh trng ra quyt nh buc thi hc v xa tn HV khi danh sch HV cao hc ca
Trng, nu HV vi phm mt trong cc qui nh nh sau:
1. Ht thi gian o to theo qui nh m cha hi iu kin tt nghip v nhn bng;
2. Khng ng k MH trong 2 HK lin tip m khng c n xin tm dng hc.
3. Khng ng hc ph theo qui nh;
4. i thi h hoc nh thi h.
iu 40. Cng nhn, xp hng tt nghip
1. HV c cng nhn tt nghip cao hc v cp bng thc s nu hi cc iu kin:
a. Hon thnh CTT chuyn ngnh theo qui nh iu 4 trong thi hn hc tp ca
kha o to lin quan;
b. Trng hp HV hc CTT theo phng thc nghin cu bo v thnh cng LV
nhng khng th hon thnh BCKH, c cp bng thc s, HV phi hon tt y
s tn ch MH qui nh i vi CTT theo phng thc GDMH trong thi hn ca
kha o to lin quan;
c. Khng b truy cu trch nhim hnh s.
2. Xp hng tt nghip cho HV c thc hin cn c im trung bnh tch ly chuyn
ngnh (TBTLN) theo thang im nh gi nh sau: Xut sc (9 TBTLN 10),
Gii (8 TBTLN < 9), Kh (7 TBTLN < 8, Trung bnh kh (6 TBTLN < 7),
Trung bnh (5 TBTLN < 6 ). TBTLN l trung bnh cng tnh theo h s (s TC
ca MH) ca tt c cc im tng kt MH t yu cu ( 5,0) thuc CTT chuyn
ngnh lin quan. TBTLN c tnh theo thang im 10 v c lm trn n 02 ch
s thp phn;