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Child Neglect PDF
Child Neglect PDF
Additionally,whatisconsideredneglectvariesbased
ontheageandthedevelopmentallevelofthechild,
making it dicult to outline a set of behaviors that
are always considered neglect. For example, leaving
achildunattendedforanhourisconsideredneglect
whenthechildisyoung,butnotwhenthechild
isateenager.Anotherissueisthatmanyneglect
denitions specify that omissions in care may result
eitherinriskofharmorinsignicantharmto
thechild.Whilethe1996reauthorizationofthe
ChildAbusePreventionandTreatmentAct(CAPTA)
(P.L. 104-235) narrowed the denition of child
maltreatmenttocaseswheretherehasbeenactual
harmoranimminentriskofseriousharm,these
termsoftenarenotdenedbylaw,leavingthelocal
CPSagenciestointerpretthem.Tisleadstoalack
ofconsistencyinrespondingtofamilieswhomaybe
challengedtomeetthebasicneedsoftheirchildren.
9
DenitionsofNeglect
CAPTA,reauthorizedagainintheKeepingChildren
andFamiliesSafeActof2003(P.L.108-36),provides
minimumstandardsfordeningchildphysicalabuse,
neglect,andsexualabusethatStatesmustincorporate
intotheirstatutorydenitionsinordertoreceive
Federalfunds.UnderthisAct,childmaltreatment
isdenedas:
Anyrecentactorfailuretoactonthepartof
aparentorcaregiver,whichresultsindeath,
seriousphysicaloremotionalharm,sexualabuse
orexploitation,oranactorfailuretoactwhich
presentsanimminentriskofseriousharm.
10
Achildunderthisdenitiongenerallymeansa
personwhoisundertheageof18orwhoisnotan
emancipatedminor.Incasesofchildsexualabuse,a
childisonewhohasnotattainedtheageof18orthe
agespeciedbythechildprotectionlawoftheState
inwhichthechildresides,whicheverisyounger.
11
Viewingtheseverityofneglectalongthiscontinuum
helpspractitionersassessthestrengthsandweaknesses
offamiliesandallowsforthepossibilityofproviding
preventive services before neglect actually occurs
orbecomessevere. Tereissomecontroversyover
whether potential harm should be considered
neglect, and, as with the denition of neglect, State
lawsvaryonthisissue.Althoughitisdicultto
assesspotentialharmasneglect,itcanhaveemotional
aswellasphysicalconsequences,suchasdiculty
establishingandmaintainingcurrentrelationshipsor
thoselaterinlife.
13
Teseriousnessoftheneglectisdeterminednot
only by how much harm or risk of harm there is to
thechild,butalsobyhowchronictheneglectis.
10 Definition and Scope of Neglect
Chronicitycanbedenedaspatternsofthesame
actsoromissionsthatextendovertimeorrecurover
time.
14
Anexampleofchronicneglectwouldbe
parents with substance abuse problems who do not
provideforthebasicneedsoftheirchildrenonan
ongoingbasis.Ontheotherhand,caregiversmight
haveminorlapsesincare,whichareseldomthought
of as neglect, such as occasionally forgetting to give
theirchildrentheir antibiotics.
15
However,if those
childrenwerefrequentlymissingdoses,itmaybe
consideredneglect.Somesituationsonlyneedto
occuronceinordertobeconsideredneglect,suchas
leaving an infant unattended in a bathtub. Because
somebehaviorsareconsideredneglectonlyifthey
occur on a frequent basis, it is important to look at
the history of behavior rather than focusing on one
particularincident.
TYPES OF NEGLECT
While neglect may be harder to dene or to detect
than other forms of child maltreatment, child
welfareexpertshavecreatedcommoncategoriesof
neglect, including physical neglect; medical neglect;
inadequatesupervision;environmental,emotional,
andeducationalneglect;andnewbornsaddictedor
exposed to drugs, as well as some newly recognized
formsofneglect.Tefollowingsectionsgivedetailed
informationoneachofthesetypesofneglect.
States denitions of neglect are usually located in mandatory child maltreatment reporting statutes (civil
laws),criminalstatutes,orjuvenilecourtjurisdictionstatues.Formoreinformationaboutreportinglaws,
visittheState Laws on Reporting Child Abuse and Neglect sectionoftheChildWelfareInformationGateway
Websiteathttp://www.childwelfare.gov/laws_policies/state/reporting.cfm.
FrameworkforNeglect
Currenttheoryonmaltreatmentviewsneglectfromasocio-ecologicalperspectiveinwhichmultiplefactors
contributetochildabuseandneglect.
16
Fromthisperspective,oneshouldconsidernotonlytheparentsrole,but
alsothesocietalandenvironmentalvariablescontributingtotheparentsinabilitytoprovideforthebasicneedsofthe
child.
17
Tesocio-ecologicalmodelisvaluablebecauseitrecognizesthesharedresponsibilityamongindividuals,
families,communities,andsociety,therebyenablingamoreconstructiveapproachandtargetinginterventionson
multiplelevels.
18
Examplesoffactorstoconsiderwhenlookingatneglectfromasocio-ecologicalperspectiveare
socialisolationandpoverty.Formoreinformationaboutfactorsrelatedtochildneglect,seeChapter4,Risk and
Protective Factors.
Itisimportanttokeepinmindthatnotallincidentsinwhichapersonfailstoprovideforthebasicneedsfora
childarenecessarilyconsideredneglect.Factorsrelatingtotheparentshealthandwell-being,suchasmentalillness,
substanceabuse,ordomesticviolence,oftencontributetoneglect.Anyinterventionforneglectwillneedtoconsider
thesefactorsaswell.
FederalandStatelawsoftenassumethatitispossibletodetermineclearlywhenparentshavecontroloveromissions
incareandwhentheydonot.Forexample,childrenmaybepoorlyfedbecausetheirparentsarepoorandareunable
toprovidethemwiththeappropriatetypeandamountoffood.Insuchcases,itisimportanttoidentifyfactorsthat
maybecontributingtothisinabilitytoprovide,suchasmentalillness.However,whenafamilyconsistentlyfails
toobtainneededsupportorisunabletouseinformationandassistancethatisavailable,aninterventionmaybe
required.Havingacomprehensiveunderstandingofwhatmaycontributetoneglectcanhelpdetermineappropriate
interventionsthataddressthebasicneedsofthechildandfamilyandalsoenhancesprofessionalsandcommunities
abilitiestodevelopandtouseinterventions,regardlessofCPSinvolvement.
19
MedicalNeglect
Medicalneglectencompassesaparentorguardians
denialofordelayinseekingneededhealthcarefora
childasdescribedbelow:
Denialofhealthcarethefailuretoprovide
ortoallowneededcareasrecommendedbya
competenthealthcareprofessionalforaphysical
injury,illness,medicalcondition,orimpairment.
TeCAPTAamendmentsof1996and2003
containednoFederalrequirementforaparentto
provideanymedicaltreatmentforachildifthat
treatmentisagainsttheparentsreligiousbeliefs.
However, CAPTA also designates that there
is no requirement that aState either nd or be
prohibitedfromndingabuseorneglectincases
whereparentsorlegalguardiansactinaccordance
with their religious beliefs. While CAPTA
stipulatesthatallStatesmustgiveauthorityto
CPS to pursue any legal actions necessary 1) to
ensuremedicalcareortreatmenttopreventorto
remedyseriousharmtoachildor2)toprevent
thewithholdingofmedicallyindicatedtreatment
fromachildwithalife-threateningcondition
(exceptinthecasesofwithholdingtreatment
fromdisabledinfants),alldeterminationswill
be done on a case by case basis within the sole
discretionofeachState.
21
Delayinhealthcarethefailuretoseektimely
andappropriatemedicalcareforaserioushealth
problemthatanyreasonablepersonwouldhave
recognized as needing professional medical
attention.Examplesofadelayinhealthcare
include not getting appropriate preventive
HomelessnessandNeglect
Itisunclearwhetherhomelessnessshouldbeconsideredneglect;someStatesspecicallyomithomelessness
byitselfasneglect.Unstablelivingconditionscanhaveanegativeeectonchildren,andhomeless
childrenaremoreatriskforothertypesofneglectinareassuchashealth,education,andnutrition.
Homelessnessisconsideredneglectwhentheinabilitytoprovideshelteristheresultofmismanagement
ofnancialresourcesorwhenspendingrentresourcesondrugsoralcoholresultsinfrequentevictions.
22
InadequateSupervision
Inadequatesupervisionencompassesanumberof
behaviors,including:
Lack of appropriate supervision. Some States
specify the amount of time children at dierent
agescanbeleftunsupervised,andtheguidelines
fortheseagesandtimesvary.Inaddition,
all children are dierent, so the amount of
supervision needed may vary by the childs age,
development,orsituation.Itisimportantto
evaluatethematurityofthechild,theaccessibility
ofotheradults,thedurationandfrequencyof
unsupervisedtime,andtheneighborhoodor
environmentwhendeterminingifitisacceptable
toleaveachildunsupervised.
24
Anothercommonbutcomplexexampleissingle,
working parents who are having diculty arranging
forappropriateback-upchildcarewhentheirregular
childcareprovidersareunavailable.Forexample,
a mother may leave her child home alone when the
child care provider fails to show up. If the mother
doesnotgoto work,she canlose herjoband will
notbeabletotakecareofherchild.However,ifshe
leavesthechildalone,shewillbeguiltyofneglect.It
isimportantthatparentsinsituationssimilartothis
receiveadequatesupportsothattheyarenotforcedto
makethesedicultdecisions.
EnvironmentalNeglect
Someofthecharacteristicsmentionedabovecan
beseenasstemmingfromenvironmentalneglect,
whichischaracterizedbyalackofenvironmental
Child Neglect: A Guide for Prevention, Assessment, and Intervention 13
or neighborhood safety, opportunities, or resources.
Whilechildrenssafetyandprotectionfromhazardsare
majorconcernsforCPS,mostattentionfocusesonthe
conditionsinthehomeandparentalomissionsincare.
A broad view of neglect incorporates environmental
conditionslinkingneighborhoodfactorswithfamily
and individual functioning, especially since the
harmful impact of dangerous neighborhoods on
childrens development, mental health, and child
maltreatmenthasbeendemonstrated.
28
CPSworkers
should be aware of this impact on the family when
assessingthesituationanddevelopingcaseplans.For
example, they can help parents nd alternative play
areasinadrug-infestedneighborhood,ratherthan
havetheirchildrenplayonthestreets.
EmotionalNeglect
Typically,emotionalneglectismorediculttoassess
thanothertypesofneglect,butisthoughttohave
more severe and long-lasting consequences than
physical neglect.
29
It often occurs with other forms
ofneglectorabuse,whichmaybeeasiertoidentify,
andincludes:
Inadequate nurturing or aectionthe
persistent,markedinattentiontothechildsneeds
foraection,emotionalsupport,orattention.
Chronic or extreme spouse abusethe
exposure to chronic or extreme spouse abuse or
otherdomesticviolence.
Permitted drug or alcohol abusethe
encouragementorpermissionbythecaregiverof
drugoralcoholusebythechild.
Other permitted maladaptive behavior
the encouragement or permission of other
maladaptivebehavior(e.g.,chronicdelinquency,
assault)undercircumstanceswheretheparentor
caregiverhasreasontobeawareoftheexistence
andtheseriousnessoftheproblem,butdoesnot
intervene.
Isolationdenyingachildtheabilitytointeract
or to communicate with peers or adults outside
orinsidethehome.
30
EducationalNeglect
AlthoughStatestatutesandpoliciesvary,bothparents
and schools are responsible for meeting certain
requirementsregardingtheeducationofchildren.
Typesofeducationalneglectinclude:
Permitted, chronic truancypermitting
habitualabsenteeismfromschoolaveragingat
least5daysamonthiftheparentorguardianis
informed of the problem and does not attempt
tointervene.
Failuretoenrollorothertruancyfailingto
homeschool,toregister,ortoenrollachildof
mandatoryschoolage,causingthechildtomiss
atleast1monthofschoolwithoutvalidreasons.
Inattention to special education needs
refusingtoalloworfailingtoobtainrecommended
remedial education services or neglecting to
obtainorfollowthroughwithtreatmentfora
childsdiagnosedlearningdisorderorotherspecial
educationneedwithoutreasonablecause.
31
NewbornsAddictedorExposedtoDrugs
As of 2005, 24 States had statutory provisions
requiring the reporting of substance-exposed
newbornstoCPS.
32
Womenwhousedrugsoralcohol
duringpregnancycanputtheirunbornchildrenat
riskformentalandphysicaldisabilities.Tenumber
ofchildrenprenatallyexposedtodrugsortoalcohol
eachyear is between 409,000 and 823,000.
33
One
studyshowedthatdrug-exposednewbornsconstitute
asmanyas72percentofthebabiesabandonedin
hospitals.
34
Anotherstudyfoundthat23percent
of children prenatally exposed to cocaine were later
abused or neglected, compared with 3 percent who
were not prenatally exposed.
35
To address the needs
ofthesechildren,theKeepingChildrenandFamilies
14 Definition and Scope of Neglect
SafeActof2003(P.L.108-36,sec.114(b)(1)(B))
mandated that States include the following in their
CAPTAplans:
(ii)Policiesandprocedures(includingappropriate
referralstochildprotectionservicesystemsandfor
otherappropriateservices)toaddresstheneedsof
infantsbornandidentiedasbeingaectedbyillegal
substanceabuseorwithdrawalsymptomsresulting
fromprenataldrugexposure,includingarequirement
thathealthcareproviders involved inthe delivery or
careofsuchinfantsnotifythechildprotectiveservices
systemoftheoccurrenceofsuchconditionofsuch
infants,exceptthatsuchnoticationshallnotbe
construedto
(I)establishadenitionunderFederallawof
whatconstituteschildabuse;or
(II)requireprosecutionforanyillegalaction.
(iii)Tedevelopmentofaplanofsafecareforthe
infantbornandidentiedasbeingaectedbyillegal
substanceabuseorwithdrawalsymptoms;
(iv)Proceduresfortheimmediatescreening,risk
andsafetyassessment,andpromptinvestigation
ofsuchreports.
SIGNS OF POSSIBLE NEGLECT
Itcanbediculttoobserveasituationandtoknow
forcertainwhetherneglecthasoccurred.Behaviors
andattitudesindicatingthataparentorotheradult
caregivermaybeneglectfulincludeifheorshe:
Appearstobeindierenttothechild;
Seemsapatheticordepressed;
Behavesirrationallyorinabizarremanner;
Abusesalcoholordrugs;
Denies the existence of or blames the child for
thechildsproblemsinschoolorathome;
Sees the child as entirely bad, worthless, or
burdensome;
Looks to the child primarily for care, attention,
orsatisfactionofemotionalneeds.
36
Indicators of neglect are more likely to be visible in
theappearanceorbehaviorofthechild.Mandatory
reportersandconcernedindividualsshouldconsider
reportingpossibleneglectiftheynoticethatachild:
MethamphetamineUseandChildMaltreatment
Inadditiontotheproblemofprenataldruguse,theriseinmethamphetamineabusealsohashada
strongimpactonchildmaltreatment.U.S.AttorneyGeneralAlbertoGonzalesrecentlyproclaimedin
termsofdamagetochildrenandtooursociety,methisnowthemostdangerousdruginAmerica.
37
Childrenwhoseparentsusemethamphetamineareataparticularlyhighriskforabuseandneglect.
Methamphetamineisapowerfullyaddictivedrug,andindividualswhouseitcanexperienceserious
healthandpsychiatricconditions,includingmemoryloss,aggression,violence,psychoticbehavior,and
potentialcoronaryandneurologicaldamage.
38
Tedrugisrelativelyeasytomake,exposingmanychildren
ofmethamphetamineuserstotheadditionalrisksoflivinginornearamethamphetaminelab.In2003,
3,419childreneitherwereresidinginorvisitingamethamphetaminelabthatwasseized,and1,291
childrenwereexposedtotoxicchemicalsintheselabs.
39
Formoreinformationonthisepidemic,goto
http://www.whitehousedrugpolicy.gov/news/press05/meth_factsheet.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 15
Wears soiled clothing or clothing that is
signicantlytoosmallorlargeorisofteninneed
ofrepair;
Seemsinadequatelydressedfortheweather;
Alwaysseemstobehungry;hoards,steals,orbegs
forfood;orcomestoschoolwithlittlefood;
Oftenappearslistlessandtiredwithlittleenergy;
Frequentlyreportscaringforyoungersiblings;
Demonstratespoorhygiene,smellsofurineor
feces,orhasdirtyordecayingteeth;
Seemsemaciatedorhasadistendedstomach
(indicativeofmalnutrition);
Hasunattendedmedicalordentalproblems,such
asinfectedsores;
Statesthatthereisnooneathometoprovide
care.
40
SCOPE OF THE PROBLEM
AccordingtotheNationalChildAbuseandNeglect
DataSystem(NCANDS),in2004,anestimatedthree
millionreferralsweremadetoCPS,representing5.5
millionchildren.Fromthispopulation,approximately
872,000 children were found to be victims of
maltreatment,and64.5percentofthesechildrenwere
neglected.Incomparison,18percentofmaltreated
childrenwerephysicallyabused,10percentwere
sexually abused, and 7 percent were psychologically
maltreated.Additionally,15percentofvictimswere
associatedwithothertypesofmaltreatment,suchas
abandonmentorcongenitaldrugaddiction.Achild
couldbeidentiedasavictimofmorethanonetype
ofmaltreatment.
41
From2000to2004,theratesofneglectwerenearly
stable.In2004,approximately7.4outofevery1,000
children in the general population were reported as
beingneglected.Medicalneglectislistedseparately,
but it also has experienced nearly stable rates,
uctuating between 0.5 children per 1,000 in 2000
and0.3children per1,000 in2004.
42
Exhibit2-1
showsthevictimizationratebymaltreatmenttype
from2000to2004.
However,accordingtotheTirdNationalIncidence
StudyofChildAbuseandNeglect(NIS-3),less
thanone-thirdofchildabuseandneglectcasesare
reportedtoCPS.
43
DatafromNIS-3showthat
theratesofchildneglectmaybeevenhigherthan
notedintheNCANDSdata,with13.1children
per1,000beingneglected.
44
Withinthecategory
ofneglect,physicalneglectwasthemostcommonly
occurringtypeandincludedabandonment;medical
neglect;inadequatenutrition,clothing,orhygiene;
andleavingayoungchildunattendedinamotor
vehicle.
45
Mandatory Reporters
Mandatoryreportersareindividualswhoarerequiredbylawtoreportcasesofsuspectedchildabuseor
neglect.Teycanfacecriminalandcivilliabilityfornotdoingso.Inapproximately18States,anyone
whosuspectschildabuseorneglectisconsideredamandatoryreporter.
46
InmostStates,mandatory
reportersarerequiredtomakeareportimmediatelyuponhavingsuspicionorknowledgeofanabusive
orneglectfulsituation.TisinitialreportmaybemadeorallytoeitherCPSoralawenforcementagency.
Examplesofindividualswhotypicallyarelistedasmandatoryreportersincludephysicians,socialworkers,
educators,mentalhealthprofessionals,childcareproviders,medicalexaminers,andpolice.EveryState
hasstatutesthatspecifyproceduresformandatoryreporterstofollowwhenmakingareportofchild
abuseorneglect.FormoreinformationaboutStatelawsregardingmandatoryreporters,seehttp://www.
childwelfare.gov/laws_policies/state/reporting.cfm.
16 Definition and Scope of Neglect
Exhibit2-1
VictimizationRatesbyMaltreatmentType,20002004
47
2000 2001 2002 2003 2004
R
a
t
e
p
e
r
1
,
0
0
0
C
h
i
l
d
r
e
n
8.0
7.0
6.0
5.0
4.0
3.0
2.0
1.0
0.0
2.4
7.3
0.5
1.2
1.0
2.8
2.3
7.1
0.3
1.2
0.9
3.2
2.3
7.2
0.3
1.2
0.8
3.3
2.3
7.5
0.3
1.2
0.6
3.7
2.1
7.4
0.3
1.2
0.9
3.2
Physi cal Abuse Negl ect Medi cal Sexual Abuse Psychol ogi cal O ther Abuse
Negl ect Mal treatment
Maltreatment Type
SpotlightonChronicNeglect
Oneissueindeningchildneglectinvolvesconsiderationofincidentsofneglectversusapatternof
behaviorthatindicatesneglect.SusanJ.Zuravin,Ph.D.,attheUniversityofMarylandatBaltimore
SchoolofSocialWork,recommendsthatifsomebehaviorsoccurinachronicpattern,theyshouldbe
consideredneglectful.Examplesincludelackofsupervision,inadequatehygiene,andfailuretomeeta
childseducationalneeds.Tissuggeststhatratherthanfocusingonindividualincidentsthatmayor
maynotbeclassiedasneglectful,oneshouldlookatanaccumulationofincidentsthatmaytogether
constituteneglect.
InmostCPSsystems,however,thecriteriaforidentifyingneglectfocusonrecent,distinct,veriable
incidents.Dr.ZuravinnotesthatifCPSfocusesonlyontheimmediateallegationbeforethemandnot
thepatternreectedinmultiplereferrals,thenmanyneglectedchildrenwillcontinuetobeinappropriately
excludedfromtheCPSsystem.
48
Forexample,afamilyexhibitingapatternofbehaviorthatmay
constituteneglectmighthavefrequentCPSreportsofnothavingenoughfoodinthehomeorkeeping
olderchildrenhomefromschooltowatchyoungerchildren.However,sinceeachindividualreportmay
notbeconsideredneglect,thefamilymaynotreceivetheappropriatesupportorbeservedbytheCPS
system.Additionally,manydenitionsofneglectthataddresschronicitydonotidentifywhatitmeans
(e.g.,Whatdoesfrequentreportsofnothavingenoughfoodinthehomemean?Twiceperweek?Twice
permonth?).TismaypreventCPScaseworkersfromconsistentlyapplyingthechildmaltreatmentlaws
inthesecases.
OnestudyfoundthatmanychildrenwhohadbeenreferredtoCPSforneglectdidnotreceiveservices
becausetheircasesdidnotmeetthecriteriaforneglect.Itfound,however,thatallofthesechildrenhad,
infact,sueredseveredevelopmentalconsequences.Inrecognitionofthisissue,theMissouriDivision
ofFamilyServicesassignedoneofitsCPSstaasachronicneglectspecialistanddenedchronicneglect
asapersistentpatternoffamilyfunctioninginwhichthecaregiverhasnotsustainedand/ormetthe
basicneedsofthechildren,whichresultsinharmtothechild.
49
Tefocusherewasontheaccumulation
ofharm.CPSandcommunityagenciesarerecognizingtheimportanceofearlyinterventionand
serviceprovisiontosupportfamiliessothatneglectdoesnotbecomechronicorleadtoothernegative
consequences.
50
Formoreinformationonthistopic,seeActs of Omission: An Overview of Child Neglectat
http://www.childwelfare.gov/pubs/focus/acts.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 17
Recurrence
Recurrenceofchildabuseandneglectremainsavery
seriousproblem.Ithasbeenshownthatsubsequent
referrals of maltreatment are most oftenfor neglect
(and, specically, lack of supervision), regardless
ofthetypeofmaltreatmentintheinitialreferral.
51
Tesendingshighlighttheneedtoscreenforneglect
andtoprovidepreventiveserviceswhereneeded,not
justforthosecasesinitiallyidentiedasneglect.
52
Itis
importanttoknowtheextenttowhichchildrenwho
havebeenincontactwithCPSarevictimsofrepeat
maltreatmentinordertoprotectthemandtoprevent
itsrecurrence.
53
ChildNeglectFatalities
Anestimated1,490childrendiedfromabuseor
neglectin2004.Tisisarateof2.03deathsper
100,000children,whichiscomparabletotherateof
2.00per100,000childrenin2003.
57
Tedistinctionbetweenchildneglectfatalitiesand
childabusefatalitiesisthatdeathsfromneglectresult
fromafailuretoact,whereasdeathsfromabuseresult
fromaphysicalact.Fatalitiesduetochildneglect
mayoerlessobviouscluesastowhoisresponsible
andhowthedeathoccurredthanfatalitiesdueto
abuse.Deathsduetochildneglect,therefore,often
aremorediculttoinvestigateandprosecute.Tis
also causes diculty in determining the overall
numberoffatalitiesduetochildneglect.Infact,one
studyestimatedthat85percentofchildmaltreatment
fatalitiesarenotrecordedassuchondeathcerticates.
58
OtherstudiesconductedinColoradoandNorth
Carolina estimatedthat50to60percent ofdeaths
duetochildmaltreatmentwerenotrecordedand
thatchildneglectisthemostunder-recordedform
offatalmaltreatment.
59
Dieringdenitionsofchild
homicide, abuse, and neglect, as well as the lack of
thoroughinvestigationsintosomechildfatalities,also
mayberesponsibleforthisunderreporting.
Childneglectfatalitiesusuallyresultfrominadequate
supervision, chronic physical neglect, or medical
neglectandmayresultfromchronicinaction(e.g.,
malnourishment)orfromanacuteincident(e.g.,
anunsupervisedchilddrowninginapool).Te
childs home is the most common place for a child
neglectfatalitytooccur,andthebathroomisthemost
commonroominwhichthedeathoccurs.Often
these children die from drowning or from res that
occurwhiletheyareunsupervised.
60
Otherexamples
ofneglectfatalitiesincludedyingfromfallsfrom
unprotectedwindows,suocation,poisoning,and
notreceivingneededmedicalcare.
Exhibit2-2showsthetypeofmaltreatmentassociated
withchildfatalitiesin2004.
As these statistics in Exhibits 2-1 and 2-2 illustrate,
child neglect is the largest form both of child
maltreatmentandoffatalitiesduetomaltreatment.
18 Definition and Scope of Neglect
Exhibit2-2
FatalitiesbyTypeofMaltreatment,2004
61
36.9
28.3
30.2
0.8
3.9
0% 5% 10% 15% 20% 25% 30% 35% 40%
M
a
l
t
r
e
a
t
m
e
n
t
T
y
p
e
Negl ect Onl y (i ncl udes Medi cal Negl ect Onl y)
Physi cal Abuse Onl y
Mul ti pl e Mal treatment Types
Sexual Abuse Onl y
Psychol ogi cal Mal treatment Onl y, Other Onl y, or
Unknown
Percentage
Child Neglect: A Guide for Prevention, Assessment, and Intervention 19
CHAPTER 3
Impact of Neglect
T
heimpactofneglectonachildmaynotbe
apparentatanearlystageexceptinthemost
extremecases.However,theeectsofneglectare
harmfulandpossiblylong-lastingforthevictims.Its
impactcanbecomemoresevereasachildgrowsolder
andcanencompassmultipleareas,including:
Healthandphysicaldevelopment;
Intellectualandcognitivedevelopment;
Emotionalandpsychologicaldevelopment;
Socialandbehavioraldevelopment.
Althoughtherearefourcategoriesofneglectseects
onanindividual,theyoftenarerelated.Forexample,
if a child experiences neglect that leads to a delayed
developmentofthebrain,thismayleadtocognitive
delaysorpsychologicalproblems,whichmaymanifest
associalandbehavioralproblems.Becauseneglected
childrenoftenexperiencemultipleconsequencesthat
maybetheresultofneglectandrelatedcircumstances
in their lives, it may be dicult to determine if the
impactisrelatedspecicallytotheneglect,iscaused
byanotherfactor,orarisesfromacombinationof
factors.Teimpactofneglectcanvarybasedon:
Techildsage;
Tepresenceandstrengthofprotectivefactors;
Te frequency, duration, and severity of the
neglect;
Te relationship between the child and
caregiver.
62
Te negative impacts of neglect are often associated
with the various outcomes children experience
inthechildwelfaresystem.Forexample,someof
thedevelopmentalandhealthproblemslinkedto
neglectarerelatedtohigherratesofplacementin
out-of-home care, a greater number of out-of-home
placements,longerout-of-homeplacements,anda
decreasedlikelihoodofchildrenresidingwiththeir
parentswhendischargedfromfostercare.
63
physicalinjuries,possiblyduetotheinattentionof
theirparents,suchascentralnervoussystemand
craniofacial injuries, fractures, and severe burns.
Teyalsomaybedirtyandunhygienic,leadingto
evenmorehealthproblems,suchasliceorinfections.
Childrenalsomaybeexposedtotoxinsthatcould
causeanemia,cancer,heartdisease,poorimmune
functioning, and asthma. For example, exposure to
indoorandoutdoorairpollutants,suchasozone,
particulatematter,andsulphurdioxide,cancausethe
development of asthma or increase the frequency or
severityofasthmaattacks.
71
Additionally,children
may have health problems due to a lack of medical
attention for injury or illness, including chronic
healthproblems.Neglectedchildrenmaysuerfrom
dehydrationordiarrheathatcanleadtomoresevere
problemsifunattended.
A medical condition associated with child neglect is
failuretothrive,whichcanbedenedaschildren
whose growth deviates signicantly from the norms
fortheirageandgender.
72
Tisconditiontypically
occursininfantsandtoddlersundertheageof2years.
Failuretothrivecanbemanifestedassignicant
growthdelays,aswellas:
Poormuscletone;
Unhappyorminimalfacialexpressions;
Decreasedvocalizations;
Generalunresponsiveness.
73
Failuretothrivecanbecausedbyorganicornonorganic
factors,butsomedoctorsmaynotmakesuchasharp
distinctionbecausephysicalandbehavioralcauses
oftenappeartogether.Withorganicfailuretothrive,
thechildsdelayedgrowthcanbeattributedtoa
physical cause, usually a condition that inhibits the
childsabilitytotakein,digest,orprocessfood.When
failure to thrive is a result of the parents neglectful
behavior,itisconsiderednonorganic.
Treatmentforfailuretothrivedependsonthecause
ofthedelayedgrowthanddevelopment,aswellas
thechildsage,overallhealth,andmedicalhistory.
For example, delayed growth due to nutritional
factorscanbeaddressedbyeducatingtheparents
onanappropriateandwell-balanceddietforthe
child. Additionally, parental attitudes and behavior
maycontributetoachildsproblemsandneedtobe
examined.Inmanycases,thechildmayneedtobe
hospitalizedinitiallytofocusonimplementationofa
comprehensivemedical,behavioral,andpsychosocial
treatmentplan.
74
Evenwithtreatment,failureto
thrive may have signicantlong-term consequences
forchildren,suchasgrowthretardation,diminished
cognitiveability,mentalretardation,socio-emotional
decits,andpoorimpulsecontrol.
75
24 Impact of Neglect
atayoungerage.Teseacademicdicultiesmaylead
tomorereferralsforspecialeducationservices.
83
Terearealsolanguageproblemsassociatedwith
neglect. In order for babies to learn language, they
need to hear numerous repetitions of sounds before
theycanbeginmakingsoundsandeventuallysaying
wordsandsentences.Languagedevelopmentmay
be delayed if the parent or other caregiver does not
providethenecessaryverbalinteractionwiththe
child.
EMOTIONAL, PSYCHOSOCIAL, AND BEHAVIORAL
DEVELOPMENT
Neglectcanhaveastrongimpacton,andleadto
problemsin,achildsemotional,psychosocial,and
behavioraldevelopment.Aswithothereectsalready
mentioned, these may be evident immediately after
themaltreatmentornotmanifestthemselvesuntil
many months or years later. Exhibit 3-1 is a listing
ofemotional,psychosocial,andbehavioralproblems
associatedwithneglect.
EmotionalandPsychosocialConsequences
All types of neglect, and emotional neglect in
particular, can have serious psychosocial and
emotionalconsequencesforchildren.Someofthe
short-termemotionalimpactsofneglect,suchasfear,
isolation,andaninabilitytotrust,canleadtolifelong
emotionalandpsychologicalproblems,suchaslow
self-esteem.
84
Neglectedchildrenwhoareunabletoformsecure
attachmentswiththeirprimarycaregiversmay:
Become more mistrustful of others and may be
lesswillingtolearnfromadults.
Havedicultyunderstandingtheemotionsof
others,regulatingtheirownemotions,orforming
andmaintainingrelationshipswithothers.
Havealimitedabilitytofeelremorseorempathy,
whichmaymeanthattheycouldhurtothers
withoutfeelingtheiractionswerewrong.
Demonstratealackofcondenceorsocialskills
thatcouldhinderthemfrombeingsuccessfulin
school,work,andrelationships.
Demonstrateimpairedsocialcognition,which
isonesawarenessofoneselfinrelationtoothers
andanawarenessofothersemotions.Impaired
socialcognitioncanleadapersontoviewmany
socialinteractionsasstressful.
89
Child Neglect: A Guide for Prevention, Assessment, and Intervention 25
Exhibit3-1
NeglectandEmotional,Psychosocial,andBehavioralProblems
Neglectedchildren,evenwhenolder,maydisplayavarietyofemotional,psychosocial,andbehavioral
problemswhichmayvarydependingontheageofthechild.Someoftheseinclude:
Displayinganinabilitytocontrolemotionsorimpulses,usuallycharacterizedbyfrequentoutbursts;
Beingquietandsubmissive;
Havingdicultylearninginschoolandgettingalongwithsiblingsorclassmates;
Experiencingunusualeatingorsleepingbehaviors;
Attemptingtoprovokeghtsorsolicitsexualinteractions;
Actingsociallyoremotionallyinappropriatefortheirage;
Beingunresponsivetoaection;
Displayingapathy;
Beinglessexible,persistent,andenthusiasticthannon-neglectedchildren;
Demonstratinghelplessnessunderstress;
Havingfewerinteractionswithpeersthannon-neglectedchildren;
Displayingpoorcopingskills;
Actinghighlydependent;
Actinglethargicandlackluster;
Displayingself-abusivebehavior(e.g.,suicideattemptsorcuttingthemselves);
Exhibitingpanicordissociativedisorders,attention-decit/hyperactivitydisorder,orpost-traumatic
stressdisorder;
Sueringfromdepression,anxiety,orlowself-esteem;
Exhibitingjuveniledelinquentbehaviororengaginginadultcriminalactivities;
Engaginginsexualactivitiesleadingtoteenpregnancyorfatherhood;
Havinglowacademicachievement;
Abusingalcoholordrugs.
90
26 Impact of Neglect
SocietalConsequences
Societypaysformanyoftheconsequencesofneglect.Terearelargemonetarycostsformaintaining
childwelfaresystems,judicialsystems,lawenforcement,specialeducationprograms,andphysicaland
mentalhealthsystemsthatareneededtorespondtoandtotreatvictimsofchildneglectandtheirfamilies.
Manyindirectsocietalconsequencesalsoexist,suchasincreasedjuveniledelinquency,adultcriminal
activity,mentalillness,substanceabuse,anddomesticviolence.Teremaybealossofproductivitydue
tounemploymentandunderemploymentassociatedwithneglect.Additionally,supportingchildrenwho
havedevelopmentaldelaysbecauseofmalnutritionoftenismuchmorecostlythanprovidingadequate
nutritionandcaretopoorwomenandchildren.
91
BehavioralConsequences
Neglected children may suer from particular
behavioral problems throughout life. Research
shows thatchildren whoare exposed topoorfamily
managementpracticesareatagreaterriskofdeveloping
conductdisordersandofparticipatingindelinquent
behavior.
92
Neglectedchildrenalsomaybeatrisk
forrepeatingtheneglectfulbehavior with their own
children.Researchalsoshowsthatneglectedchildren
donotnecessarilyperceivetheirupbringingtobe
abnormalordysfunctionalandmaymodeltheirown
parenting behavioronthebehavioroftheir parents.
Onestudyestimatesthatapproximatelyone-thirdof
neglectedchildrenwillmaltreattheirownchildren.
93
EarlyPreventionandIntervention
Teincidenceofneglectandtheharmitdoestochildrencanbereducedormitigatedthroughearly
preventionandinterventionprograms.Althoughtheeectivenessoftheseprogramshasnotbeenstudied
adequately,theyaremosteectivewhentheyarecomprehensiveandlong-term.
94
Withtheeectsof
neglectbeingespeciallydamagingduringinfancy,italsoisimportanttoworkwithfamiliesasearlyas
possibleevenbeforethebabyisborn.
95
Twopromisingearlypreventionandinterventionprograms
aretheOldsmodelandProjectSTEEP(StepsTowardEective,EnjoyableParenting).TeOldsmodel
utilizesintensivenursehomevisitingduringpregnancyandthroughage2ofthechild.Teprogramhad
positiveeectsonparentingattitudesandbehaviorandonreportsofchildmaltreatment.
96
ProjectSTEEP
includeshomevisitationandgroupsupportandeducationforexpectantmothersandseekstoenhance
mother-infantrelationships.Intheinitialimplementationofthisprogram,mothersintheexperimental
groupdemonstratedabetterunderstandingofchilddevelopment,betterlifemanagementskills,fewer
depressivesymptoms,fewerrepeatpregnancieswithin2yearsofthebirthoftheirbaby,andgreater
sensitivitytotheirchildscuesandsignals.
97
Tecaseworkerwouldneedtoassessthesituationto
determineifthisisacaseofneglectbytheparent.
Child welfare professionalsand others who interact
regularlywithchildrenandfamiliesshouldbeableto
recognizeriskfactorssothattheycanidentifysituations
whereneglectislikelyanddeterminethemosteective
interventions.Tischapterhighlightsseveraltypesof
riskandprotectivefactorsenvironmental,family,
parentorcaregiver,andchildforneglect.
ENVIRONMENTAL FACTORS
Neglectfulfamiliesdonotexistinavacuum;numerous
environmentalfactorscancontributetochildneglect.
Some of these include poverty, community and
society characteristics, and access to social supports.
Tesefactorsmaybeinterrelated(e.g.,families who
arepooroftenliveinhigh-riskorunsafecommunities
orlacksocialsupports).
Poverty
Televelofchildwell-beinginaStateisstrongly
associatedwithitsrateofchildpoverty.
100
While
childpovertyhasdeclinedoverthepastdecade,it
currentlystandsat17.6percent.
101
Comparedto
othertypesofchildmaltreatment,neglectismore
directly associated with poverty.
102
Of course, most
poorpeopledonotneglectorotherwisemaltreattheir
Child Neglect: A Guide for Prevention, Assessment, and Intervention 29
Exhibit4-1
ConceptualModelofChildNeglect
103
30 Risk and Protective Factors
children,butpoverty,whencombinedwithother
riskfactors,suchassubstanceabuse,socialisolation,
nancialuncertainty,continualfamilychaos,ora
lack of available transportation and aordable child
carecanputachildatgreaterriskforneglect.
104
Anotherstudyfoundthatwithinaneconomically
disadvantagedsample,particularaspectsofpoverty
aremorestronglycorrelatedwithphysicalneglect
reportsthanothers.
105
Forexample,theperception
bythecaregiverofeconomichardshipwaspositively
correlatedwithchildneglect,evenmorethanactual
variationsinhouseholdincomes.Terefore,self-
reports of economic hardship may be an important
signal for engaging in interventions with families to
preventsubsequentneglect.Incontrast,employment
hadaninverserelationshiptoreportsofphysical
neglect.Nodierenceexistedbetweenincomegroups
forratesoffatalinjuryoremotionalneglect.
106
SocialSupport
Familieswithhealthysupportnetworkshavemore
accesstomodelsofsuitableparentalbehavior.In
addition,theyhavemorefriends,family,orneighbors
whomaybewillingtoactasalternativecaregiversor
toprovideadditionalsupportornurturancetoboth
theparentandthechild.Impoverishedcommunities
often lack positive informal and formal support
systemsforfamilies.
115
Socialsupportcantakemany
forms,including:
Emotionalsupport;
Tangiblesupport;
Decision-makingorproblem-solvingassistance;
Supportrelatedtoself-esteem;
Socialcompanionship.
116
Socialsupportisprovidedby:
Relatives;
Neighbors;
Friends;
Schools;
Employers;
Healthandmentalhealthserviceagencies;
Religiousinstitutions;
Recreationalprograms;
After-schoolprogramsandsports;
Othercommunitygroupsandorganizations.
117
Studiesonsocialisolationandchildneglecthave
comparedparentswhomaltreattheirchildrenwith
parentswhodonot.Tesestudiesfoundthatparents
whomaltreattheirchildren:
Reportmoreisolationandloneliness;
Reportlesssocialsupport;
Havesmallersocialnetworks;
Receivelesssocialandemotionalsupportfrom
theirsocialnetworks;
Havefewercontactswithothersintheirsocial
networks;
Perceive the support they receive as less positive
thannon-neglectingparents;
Maybemorelikelytodistrustavailablesocial
support;
May perceive, rightly or wrongly, that their
neighborhoods are less friendly and their
neighborslesshelpful.
118
Socialsupportisimportantnotonlyforparentsbut
alsoforchildren.Socialsupportsoerchildrenboth
emotionalandphysicalresourcesthatmayeither
protectthemfromneglectorhelpthemtoachieve
betteroutcomesiftheyhavebeenneglected.However,
childrenmaynotbeawareofsomeofthetherapeutic
aid, social services, or school supports that are
availabletothem withouttheassistance of someone
withintheirsocial network.Supportive adultsmay
be able to serve as substitute attachment gures if a
childsparentsorothercaretakersareunabletoll
thisrole.Researchshowsthatthepresenceofoneor
more positive and signicant individuals in a childs
lifemayactasabueragainstnegativeoutcomesdue
tochildabuseorneglect.Supportiveadultsmaybe
abletolookoutforchildrenandpossiblyprotect
themfromneglect.Forachildwhoisinanout-of-
homeplacement,apositiverelationshipwithafoster
parentmightserveasaprotectivefactor.
119
32 Risk and Protective Factors
FAMILY FACTORS
Severalfamilycharacteristicsareassociatedwithhigher
ratesofneglect.Somelifesituations,suchasmarital
problems, domestic violence, single parenthood,
unemployment, and nancial stress, can increase
thelikelihoodthatneglectwilloccur.Although
thesecharacteristicsmaynotcausemaltreatment,
theyarepossibleriskfactorsforneglect.Some
familycharacteristicsthatmayleadtoneglectcan
becategorizedascommunicationandinteraction
patterns,familycomposition,domesticviolence,and
familystress.
CommunicationandInteractionPatterns
Characteristicsoffamiliesthataremorelikelyto
have positive outcomes include cohesion; emotional
supportforoneanother;andparentsorcaregivers
whoarewarm,involvedwiththeirchildren,andrm
andconsistentintheirdisciplinemethods.Families
thatsharesimilarbeliefs,rituals,orvaluesinsuch
mattersasnancialmanagementandtheuseofleisure
timealsoappeartooersomeprotection.Havinga
strongfamilialsenseofcultureandspiritualityalso
helps.
120
Inaddition,afathersinvolvement,support,
andconnectionwithhischildrenhavealsobeen
associatedwithmorepositivechildoutcomes.
121
Even
ifparentsarenotabletoprovideapositivefamily
environment,otherrelatives(suchasoldersiblingsor
grandparents)maybeabletostepinandprovidethis
forthechildren.
122
Neglectfulfamilies,however,oftenhaveproblems
communicating and interacting in positive or
appropriateways.Tesefamiliesaremorechaotic,
expressfewerpositiveemotions,andhavelessempathy
and openness. Additionally, they are more likely to
lackemotionalcloseness,negotiationskills,anda
willingness to take responsibility for their actions.
123
ReligiosityandSocialSupport
Involvementinfaithcommunitieshasbeenshowntohavemanypositiveeectsforfamilies.Families
withaccesstoahelpfulcommunityofpeoplereceivesignicantsocial,nancial,emotional,andphysical
support.Parentswhoareconnectedwithareligiouscommunitymayexperiencehigherlevelsofsocial
supportthemselvesandmayaordtheirchildrengreateropportunitiesforsuchsupportthandoparents
whodonotparticipate.Aconsistentempiricalndingisthatadultswhoarepartofareligiouscommunity
arelesssociallyisolatedthanareotheradults.
124
Suchsupportenhancescopingmechanismsandprovides
parentswithadierentperspectivewhichhelpsthemdealwithstressanddiculties.
125
Agrowingbodyof
researchhighlightstheroleofreligionandspiritualityinhelpingparentscopewithsickoremotionallyor
behaviorallydisturbedchildren.
126
Religiosityhasbeenfoundinseveralstudiestobepositivelycorrelatedwithfamilycohesivenessandless
incidenceofinterparentalconict.
127
Parentalreligiosityhasbeenlinkedtogreaterinvolvement,warmth
andpositivityinparent-childrelationships.
128
Religiousnessispositivelycorrelatedwithanauthoritative
parentingstyle,whichischaracterizedbygreaterrespect,warmthandaection,aswellasclearly-
communicatedandwell-denedrulesforchildren.
129
Additionally,manyreligionshaveproscriptions
againstexcessivedrugandalcoholuse.Eachofthesecharacteristicspromotesahealthyfamily
environment.
130
Formoreinformation,gototheWhiteHouseOceofFaith-BasedandCommunityInitiativesathttp://
www.whitehouse.gov/government/fbci/.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 33
Inneglectfulfamilies,theremaybelessengagement
betweentheparentandthechildandmorenegative
interactionsthaninnon-neglectfulfamilies.Parents
whomaltreattheirchildrenoftenarelesssupportive,
aectionate,playful,orresponsivethanparentswho
donotmaltreattheirchildren.
131
FamilyComposition
Singleparenthoodisassociatedwithhigherincidences
ofneglect.Onestudyfoundthatbeinginasingle-
parent household increased the risk of child neglect
by87percent.
132
Manyfactorsmayaccountfor
this.Tereislesstimetoaccomplishthetasksof
thehousehold,includingmonitoringandspending
timewithchildrenandearningsucientmoney
whenthereisonlyoneparentorcaregiver.Single
parentsoftenhavetoworkoutsidethehome,which
mightmeantheyarenotalwaysavailabletosupervise
their children. Single-parent families are also more
likelytoliveinpovertythantwo-parenthouseholds.
Accordingtooneanalysisofthechildpovertyrateby
familytype,thepovertyratein2003was:
7.6 percent for children living with married
parents;
34.0percentforchildrenlivingwithasingle
parent;
21.5percentofchildrenlivingwithco-habiting
parents.
133
Ofcourse,neglectalsooccursinmarried,two-parent
households,especiallyifthereisahighlevelofmarital
discord.
134
Tepresenceoffathersinfamiliesoftenhasbeenleft
outoftheresearchonchildneglect.Tismaybe
becausefatherstypicallyarenotseenastheperson
primarily responsible for providing for the needs of
thechildren,orbecausemanymothersaresingle
parentsorprimarycaregiversoraretypicallymore
accessibletoresearchers.
135
However,researchon
fathersshowsthatthepresenceofapositivefather
orfatherguredecreasesthelikelihoodofneglectin
the home.
136
Having a father in the household not
only may provide children and the mother with an
additionalsourceofemotionalsupport,butitalso
mayprovidethefamilywithmoremoneyandother
resources. Comparedtotheirpeerslivingwithboth
parents,childreninsingle-parenthomeshad:
87 percent greater risk of being harmed by
physicalneglect;
165 percent greater risk of experiencing notable
physicalneglect;
74percentgreaterriskofsueringfromemotional
neglect;
120percentgreaterriskofexperiencingsome
typeofmaltreatmentoverall.
137
Formoreinformationontheroleoffathers,seeTe
Importance of Fathers in the Healthy Development
in Children at http://www.childwelfare.gov/
pubs/usermanual.cfm. For more information on
theDepartmentofHealthandHumanServices,
AdministrationforChildrenandFamilysHealthy
MarriageInitiative,visithttp://www.acf.hhs.gov/
healthymarriage/.
DomesticViolence
Children living in a home where domestic violence
ispresentareatagreaterriskofbeingneglected.
Onestudyfoundthatin35percentofneglectcases,
domestic violence had occurred in the home.
138
Caregiverswhoarevictimsofdomesticviolencemay
beabusedtothepointofbeingunableorunwilling
tokeeptheirabusersfromalsoabusingthechildren.
Tistypeofneglectisoftenreferredtoasfailureor
inability to protect the child from harm. In some
cases, abused caregivers are afraid to defend the
childrenintheircarebecausedoingsomightput
thecaregiversorchildrenslivesindangerorprovoke
more abuse. Whether or not caregivers are charged
34 Risk and Protective Factors
EectsofWitnessingDomesticViolenceonChildren
Inmanyfamiliesaectedbydomesticviolence,theparentsbelievethattheirchildrenarenotwitnessing
theincidents,butreportsfromchildrenshowthatbetween80and90percentareawareoftheabuse
andcanprovidedetailedaccountsofit.
139
Childrenwhowitnessdomesticviolenceoftensuerharmful
consequences.Teextentoftheharmpossiblydependsuponthechildsage,developmentalstage,gender,
androleinthefamily.Someresearchsuggeststhatexposuretodomesticviolenceincreasesthelikelihood
thatchildrenwillengageindelinquentandcriminalbehaviorsasteenagersandadultsandwillhave
problemswithviolenceinfuturerelationships.
140
Otherstudies,however,donotshowthesenegative
eects.Withincreasingrecognitionoftheeectexposuretodomesticviolencecanhaveonchildren,
manyCPSagenciesconsideritaformofemotionalabuse.Formoreinformation,seeChild Protection in
Families Experiencing Domestic Violence athttp://www.childwelfare.gov/pubs/usermanual.cfm.
withfailureorinabilitytoprotectoftendependson
whether the caregivers knew or should have known
thattheirchildrenwerebeingabused.
141
Studiesshowthatin30to60percentofhomes
withidentiedcasesofdomesticviolenceorchild
maltreatment,itislikelythatbothtypesofabuse
exist.
142
Insomecommunities,childwelfareagencies
and domestic violence service providers have started
workingtogethertondwaystosupportbothadult
victims and their children.
143
An example of this is
Te Greenbook Demonstration Initiative.TeFamily
Violence Department of the National Council
of Juvenile and Family Court Judges convened
leadingfamilycourtjudgesandexpertsonchild
maltreatment and domestic violence. Tis, in
turn,ledtotheFederaldemonstrationinitiative,
ajointeortbetweenseveralagenciesintheU.S.
DepartmentofHealthandHumanServicesandthe
U.S.DepartmentofJustice.Preliminaryresultsfrom
thisprojectincludeincreasedroutinescreeningfor
domesticviolencebyCPScaseworkersandincreased
routinescreeningforchildmaltreatmentbydomestic
violenceserviceproviders.Additionalchangesin
CPSpoliciesandpracticesincludeincreasedinter-
agencycooperation,regulartrainingonthedynamics
ofdomesticviolence,andsharingresourceswith
domesticviolenceorganizations.
144
FamilyStress
Neglectfulfamiliesoftenhaveexperiencedstressful
life events due to nancial diculties, substance
abuse problems, housing problems, illness, or
other challenges. Families that are coping with
such problems may not have the time or emotional
capacity to provide for the basic needs of their
childrenortoparticipateininterventions.Neglectful
familiesoftenreportmoreday-to-daystressthannon-
neglectfulfamilies.Inaddition,particularlystressful
life events (such as the loss of a job or the death of
afamilymember)mayexacerbatecharacteristicsin
thefamily,suchashostility,anxiety,ordepression,
whichmayincreaselevelsoffamilyconictandchild
maltreatment.
145
Whenassessingafamily,itmaybehelpfulfora
CPSworkertoclassifystressesintothefollowing
categories:
Chronic environmental stressbackground
stressthatisbasedintheenvironmentandsocial
structure,includingdangeroushousing,indigent
neighborhoods,andchronicunemployment;
Lifeeventsstressfuleventsandlifetransitions,
includingajobloss,thedeathofalovedone,or
aneviction;
FormoreonTeGreenbookInitiative,goto
http://www.thegreenbook.info/init.htm.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 35
StressandtheImmigrantCommunity
Stressalsomaybeaparticularlyrelevantproblemforimmigrants.Somecommonadditionalstressorsthey
faceinclude:
Languagediculties;
Separationfromfamilyandfriends;
Healthproblems;
Financialproblems;
Dicultyndingandkeepingajob;
Homesicknessandisolation;
Fearofdeportation;
Conictingculturalnormsforchild-rearing.
146
Dailyhasslesminorstressesthatarepresentin
day-to-day life, such as being stuck in trac or
problemsatwork;
Role strainstress caused by ones inability
to ll a particular role. For example, a stay-at-
homefathermayexperiencerolestrainduetothe
expectationsofmainstreamsocietythatfathers
mustalwaysparticipateintheworkforce.
147
Twootherchildhoodfactorsthathavebeenfoundto
beassociatedwithfutureneglectarerunningaway
fromhomeandhavingbeenplacedinfostercare,
whichusuallyindicateatroubledchildhoodthatcan
negativelyaectonesabilitytotakecareofonesown
children.
151
Growingupinunstable,hostile,non-
nurturinghomescanleadtounstablepersonalities
whenthechildrenbecomeadults,whichcanleadto
36 Risk and Protective Factors
stressfulmarriagesandabusiveparentingpractices
withtheirownchildren.
152
Childrenalsomaybeatgreaterriskofharmiftheir
parentsarenotawareoftheneglect,denythatneglect
tookplace,downplaytheirroleintheneglect,orare
unwilling to do anything to make sure the neglect
doesnotrecur.Onestudyfoundthatthemost
commonresponsegivenbymothersforsupervisory
neglectwasthattherewasnothingwrongwiththeir
behavior.
153
expectthata4-yearoldchildcanbeleftalonefor
theeveningbecauseofunrealisticexpectationsof
thechildsabilities.Studiesalsohavefoundthat
parentswhoareinconsistentwithdisciplineoruse
harshorexcessivepunishmentcanbeatriskfor
neglectingtheirchildren.
157
As would beexpected,
having parents who are engaged with their children
andinvolvedintheiractivitiesandeducationactsasa
protectivefactor.
158
SubstanceAbuse
Some parental developmental and personality
characteristics that can be considered protective
factorsincludehavingsecureattachments,stable
relationshipswiththeirownparents,goodcoping
skills,socialcompetence,andreconciliationwiththeir
ownhistory(ifany)ofchildhoodmaltreatment.
154
Forexample,parentswhoweremaltreatedaschildren
maybelesslikelytomaltreattheirownchildrenifthey
are able to resolve their internal conicts and pain
related to their history of maltreatment and if they
haveahealthy,intact,supportive,andnonabusive
relationshipwiththeirparents.Maritalorparenting
programsmayprovideparentswithguidanceabout
challengestoexpectafterthebirthoftheirrstchild,
in rearing children, and in understanding common
genderdierencesinchildren.Teseclassesmayact
asprotectivefactorsbystrengtheningthefamilys
knowledgeandbonds.
155
ParentingandProblem-solvingSkills
Parentsneedtohavethecognitiveresourcesto
care adequately for a child. Tey also need certain
educationalabilities,suchas literacy,tobeableto
careproperlyfortheirchild(e.g.,toreadprescription
labelsontheirchildsmedication).Studieshave
foundlinksbetweenchildneglectandparentspoor
problem-solvingskills,poorparentingskills,and
inadequateknowledgeofchildhooddevelopment.
156
Parents whoareunawareofthedevelopmentaland
cognitive abilities of children at dierent ages may
have unrealistic expectations and be more likely to
neglecttheirchildren.Forexample,aparentmight
Reportedratesofsubstanceabusebymaltreating
parentsvary;neglect,however,hasthestrongest
associationwithsubstanceabuseamongallforms
ofmaltreatment.Onestudyfoundthatchildren
whoseparentsabusedalcoholandotherdrugswere
morethanfourtimesmorelikelytobeneglected
thanchildrenwhoseparentsdidnot.
159
According
toonestudyofCPScaseworkers,65percentof
maltreatedchildrenwhohadparentswithsubstance
abuseproblemsweremaltreatedwhiletheparentwas
intoxicated.Also,thesubstancemostlikelytobe
abusedbymaltreatingparentsisalcohol(aloneorin
combinationwithanillicitdrug).
160
Substanceabusealsomayberelatedtotherecurrence
of neglect. Studies have found that caregivers with
substance abuse problems are more likely to neglect
theirchildrencontinuallyandtobere-referredto
CPSthancaregiverswhodonotabusesubstances.
161
Substanceabusealsohasbeenlinkedwithasmanyas
twothirdsofchildmaltreatmentfatalities.
162
Becausesubstanceabuseoftenoccursalongwithmany
otherriskfactors,itmaybedicultforprofessionals
toprioritizewhichservicesshouldbeprovidedto
families;therefore,interventionprogramsforparents
who abuse substances should focus on multiple
factors.
For more information on substance abuse in
families, see Protecting Children in Families
with Substance Abuse Problems at http://www.
childwelfare.gov/pubs/usermanual.cfm.
MentalHealth
Certainmentalhealthproblemsinparentshavebeen
associatedwithchildneglect,althoughresearchresults
varyonthisconnection.Forexample,somestudies
havefoundthat,whencontrollingforsocialvariables
and substance abuse, neglect and depression are not
associated.
164
Otherstudieshaveshownalinkbetween
child neglect and serious or postpartum depression.
Forexample,motherssueringfrompostpartum
depressionarelessresponsiveandsensitivetoward
theirinfantsandmaybedisengagedorwithdrawn.
165
Ofcourse,numerousmentalillnessescanaectan
individualsabilitytocareforachildproperly.As
withanycondition,mentalillnessoccursalonga
continuumofseverity.
OtherParentalFactors
Otherparentalfactorsthatmaybeassociatedwith
childneglectinclude:
Age;
Education;
Gender;
Employment;
Criminalactivity;
PriorinvolvementwithCPS.
166
Researchonyoungparentshasfocusedmostlyon
teenage mothers. Low parental education may also
be associated with neglect, and young mothers may
belesslikelytoattainahighlevelofeducation,thus
limitingtheirworkprospectsandleadingtonancial
stress.Otherriskfactorsforneglectassociatedwith
young mothers include substance abuse, inadequate
knowledge of childhood development, and poor
parentingskills.
167
TemperamentandBehavior
Achildstemperamentandbehaviormaybeassociated
with child neglect. Children with an irritable
temperamentandwhohavedicultybeingsoothed
may be more at risk for being neglected than other
children,sincehavingadiculttemperamentmay
straintheparent-childrelationship.Onestudyfound
thatadicultchildtemperament(asperceivedbythe
mother)wasspecicallyassociatedwithemotional
neglect.
172
Neglectedchildrenalsooftendemonstrateadistinct
setofbehaviorsincludingbeingpassive,nonassertive,
orwithdrawn.
173
Itisunclearwhetherchildrendevelop
thesebehaviorproblemsbecausetheyareneglected
or iftheyareneglectedbecausetheyhavebehavior
problems.Whenconsideringtherelationshipbetween
behaviorproblemsandneglect,aCPSworkershould
assess whether the neglected child actually has more
behaviorproblemsoriftheneglectfulparentmerely
believesthatthechildhasmorebehaviorproblems.
Behavior problems can be categorized as either
internalizingorexternalizing.Internalizingbehavior
isabehaviororafeelingthatisdirectedinward,such
asdepression.Suchchildrenmaybeoverlooked
becausetheyrarelyactout.Externalizingbehavior
is characterized by outward expressions of behaviors
and feelings that are easily observable, such as
being aggressive. Tese children often receive more
attentionthanthosewhointernalizebecausetheir
behavior is often disruptive to others.
174
Exhibit 4-
2listsindicatorsofinternalizingandexternalizing
behaviorproblems.
SpecialNeeds
While the link between children with special needs
andneglectisunclear,somestudieshavefoundhigher
ratesofchildabuseandneglectamongchildrenwith
disabilities.Onestudyfoundsuchchildrentobe
1.7timesmorelikelytobemaltreatedthanchildren
without disabilities.
175
Another study, however,
failed to nd increased levels of maltreatment
Child Neglect: A Guide for Prevention, Assessment, and Intervention 39
40
Exhibit4-2
InternalizedandExternalizedBehaviorProblems
Childrencanexhibitdicultiesorproblemsresultingfrommaltreatmentinavarietyofways,including
theirbehavior.Childrenmayfocustheirnegativefeelingsinternallyorexternally.Maltreatmentmay
causeinternalizedbehaviors,suchas:
Agitation;
Nightmares;
Avoidanceofcertainactivitiesorpeople;
Dicultyfallingasleeporstayingasleep;
Sleepingtoomuch;
Dicultyconcentrating;
Hypervigilance;
Irritability;
Becomingeasilyfatigued;
Poorappetiteorovereating;
Lowself-esteem;
Feelingsofhopelessness.
Teabovesymptoms,ifexperiencedpersistentlyorifmanyofthemareexperiencedallatonce,shouldbe
causeforconcern.Maltreatmentalsomaycauseexternalizedbehaviors,including:
Dicultypayingattention;
Notlisteningwhenspokento;
Dicultyorganizingtasksandactivities;
Beingeasilydistracted;
Beingforgetful;
Bedwetting;
Excessivetalking;
Dicultyawaitingtheirturn;
Bullyingorthreateningothers;
Beingphysicallycrueltopeopleoranimals;
Playingwithorstartingres;
Stealing;
Destroyingproperty.
Itisimportanttokeepthechildsageanddevelopmentallevelinmindwhenassessingachildforthese
symptoms.Forexample,bedwettingbya13-yearoldwouldcausemoreconcernthanbedwettingbya2-
yearold.Ifachildsinternalizedorexternalizedbehaviorsinterferewithhisnormalfunctioningorifhis
behaviorchangesdramatically,thenthechildshouldbereferredforfurtherassessment.
176
Risk and Protective Factors
amongasampleofchildrenwithmoderatetosevere
retardation.
177
Childrenwhoareprematureorhavelowbirthweights
maybeatriskforneglectbecausetheirparentsmaybe
confused,anxious,orfeelhelpless,whichmaymakeit
harderforthemtorelatetothebaby.Teseparents
alsomayhavefewerorlesspositiveinteractions
withtheinfant,restrictingtheformationofpositive
attachments.
182
Somechildcharacteristicsthatappeartobeprotective
factorsagainstneglectinclude:
Goodhealth;
Ahistoryofadequatedevelopment;
Above-averageintelligence;
Hobbiesandinterests;
Humor;
Apositiveself-concept;
Goodpeerrelationships;
Aneasytemperament;
Apositivedisposition;
Anactivecopingstyle;
Goodsocialskills;
An internal locus of control (believing ones
behaviorandlifeexperiencesaretheresultof
personaldecisionsandeorts);
Alackofself-blame;
A balance between seeking help and
autonomy.
183
Recentlytherehasbeenashifttowardastrengths-
basedfocuswithagreateremphasisonresilience
andprotectivefactorsandamovementawayfrom
focusing solely on risk factors, particularly for
preventing neglect and its recurrence. Te belief is
thatpreventionstrategiesaremosteectivewhenthey
involvebuildingupafamilysstrengths.However,
researchsuggeststhatsolelyfocusingonbuilding
upprotectivefactors,whilenotresolvingsomeof
theriskfactors,maynotbeaparticularlyeective
strategy.Interventionstrategiesshouldaddressboth
risk and protective factors to provide the most help
tofamilies.
184
Troughoutthischapter,manyprotectivefactorshavebeenmentioned.Tesefactorsmaynotonlymake
achildlesslikelytobeneglected,butalsomaymitigatetheeectsofneglectonachild.Teprobability
thataneglectedchildwillberesilientincreaseswhenthereareenoughprotectivefactorstocounteractrisk
factors.
188
Justassomeriskfactorsareassociatedwithoneanother(e.g.,povertyandlivinginanunsafe
neighborhood),thesameistrueofprotectivefactors.Forexample,beingpartofamentoringprogramor
havingparentswhosupportachildseducationmayleadtogreatereducationalachievementsforachild.
189
42 Risk and Protective Factors
CHAPTER 5
Assessment of
Child Neglect
C
hildprotectiveservices(CPS)isresponsiblefor
receivingandevaluatingreportsofsuspected
childabuseandneglect,determiningifthereported
informationmeetsstatutoryandagencyguidelines
forchildmaltreatment,andjudgingtheurgency
with which the agency must respond to the report.
Inaddition,CPSprovidesthepublic,aswellas
individuals who report allegations of child abuse or
neglect(frequentlyreferredtoasreporters),with
information aboutState statutes, agency guidelines,
andtherolesandresponsibilitiesofCPS.
Afterreceivingareport,CPSconductsaninitial
assessmentorinvestigation,whichmayincludethe
following:
A determination of whether the report of child
maltreatmentissubstantiated.
Asafetyassessmenttodetermineifthechilds
immediatesafetyisaconcern.Ifitis,CPS
develops a safety plan with interventions to
ensurethechildsprotectionwhilekeepingthe
childwithinthefamilyorwithfamilymembers
(e.g.,kinshipcareorsubsidizedguardianship),if
atallpossibleandappropriate.
Ariskassessmenttodetermineifthereisariskof
futuremaltreatmentandthelevelofthatrisk.
Aserviceorcaseplan,ifcontinuingagency
services,isneededtoaddressanyeectsofchild
maltreatmentandtoreducetheriskoffuture
maltreatment.
190
Duringtheinitialassessmentorinvestigation,CPS
mustdeterminewhetherchildabuseorneglectoccurred
andcanbesubstantiatedandwhethertoconduct
an evaluationto determine the risk ofmaltreatment
occurring in the future. Te initial assessment
identiestheriskandsafetyfactorsofconcerninthe
family.Tefamilyassessment:
Considerstherelationshipbetweenthestrengths
andtherisks;
Identieswhatmustchangeinorderto:
Keepchildrensafe;
Reducetheriskof(future)neglect;
Increasepermanency;
Enhancechildandfamilywell-being.
Consequently, while the initial assessment identies
problems, the family assessment promotes an
understandingoftheproblemsandbecomesthe
basisforthepreventionandintervention,orthe
caseplan.
191
Exhibit5-1presentsanoverviewofthe
typicalCPSprocess.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 43
Exhibit5-1
OverviewofChildProtectiveServicesProcess
44 Assessment of Child Neglect
FRAMEWORK FOR PRACTICE
Practitionersgenerallyagreethatastrengths-based,
child-centered, family-focused, and culturally
responsive framework for prevention, assessment,
andinterventionofchildneglectandotherforms
ofmaltreatmentwillpromotethebestoutcomesfor
children and families.
192
Tis integrative framework
forpracticebuildsuponvemainperspectives:
Anecologicalperspective,whichconceptualizes
humanbehaviorandsocialfunctioningwithin
anenvironmentalcontext.Individual,family,
community,societal,andculturalfactorsinteract
to inuence how people behave. Child neglect
andotherformsofmaltreatmentareviewed
astheconsequenceoftheinterplaybetweena
complexsetofriskandprotectivefactorsateach
oftheselevels.
Astrengths-basedperspective,whichrefersto
practice methods and strategies that draw upon
thebalanceofstrengthsandtheneedsofchildren,
families, and communities. Strengths-based
practiceinvolvesashiftfromadecitapproach,
whichemphasizes problems, to a more positive
partnershipwiththefamily.Teassessment
focusesonthestrengthsrelatedtoindividual
familymembers,thefamilyasaunit,andthe
broaderneighborhoodandenvironment.
Adevelopmentalperspective,whichrefersto
understandinganindividualsandfamilysgrowth
anddevelopmentfromalifespanperspective.It
examines individuals and families interacting
withtheirenvironmentsoverthecourseoftime
andtailorsinterventionsbasedonthespecic
developmental needs of each child and the
family.
A permanency planning orientation, which
holdsthatallchildrenhavearighttoapermanent
home.Practitionersfocusonsafelymaintaining
childrenintheirownhomeswhenpossibleor,if
necessary, placing them permanently with other
families.Interventionsincludeasetofgoal-
directed activities designed to help children live
insafefamilieswhooerasenseofbelongingand
legal,lifetimefamilyties.
A culturally competent perspective, which
requires practitioners to understand the
perspectiveofclientsorpeerswhomaycome
from culturally diverse backgrounds and to
adapttheirpracticeaccordingly.Basiccultural
competence is achieved when organizations
and practitioners accept and respect dierences,
engageinanongoingculturalself-assessment,
expandtheirdiversityknowledgeandskills,and
adaptservicemodelstotthetargetpopulations,
culture,situation,andperceivedneeds.
193
Teintegrationoftheseperspectivesprovidesastrong
frameworkforacomprehensiveassessmentofthe
presenceandseverityofneglectinfamilieswhocome
totheattentionofthechildwelfaresystem.
INTAKE
Whenareferralismadeto CPS,adecision is made
whetheritshouldbescreenedinorscreenedout
forinvestigationorassessment.Foracasetobe
screenedin,thereusuallyhastobeaspecicallegation
ofmaltreatmentoranimminentthreatordangerto
thechild.Casesthatarescreenedinthenreceive
an initial assessment or investigation. Families may
be referred to CPS multiple times without having a
referralscreenedinbecauseeachincidentinquestion
maynotmeettheStateorlocalstandardsforneglect
thatareusedbytheparticularCPSagency.Incases
ofneglectwherenoactualinjuryoccurred,itoftenis
dicultforaCPScaseworkertodetermineifachild
is atrisk ofbeing harmedor howgreat theriskis;
therefore,thesecasesmaybescreenedout.
194
Unfortunately,somechildrenandfamilieswhocould
benetfromservicesarenotreceivingthemeitherdue
tobeingscreenedoutortohavinganunsubstantiated
case.Inaddition,familieswhohaveunsubstantiated
incidences of neglect and do not receive services are
likelytobereferredlaterforincidencesthataremore
serious.Receivingevenoneformofservicemay
reduce the likelihood that a neglectful family would
be re-referred. For the safety and well-being of the
child,itwouldbemorebenecialforthesefamiliesto
receiveservicestopreventneglectfromoccurring.
196
Exhibit5-2listscommonhomeaccidenthazards.
Practitionersshouldbasetheirassessmentsonrelevant
theoryandresearchandconsiderpossibleunderlying
causesofinadequatecare.Whatwouldexplainavery
dirtyhouse?Istheparentinpoorphysicalhealth?Is
heorsheoverwhelmedbytoomanyyoungchildren?
Is the parent depressed and unable to respond,
uncertain about what is needed, or resentful toward
the child? Assessing the detailed circumstances and
behaviorswithinthewidestpossiblecontextwillhelp
ensureasuccessfulinterventionplan.
202
LackofSupervision
WhileStatestatutesvary,mostCPSprofessionals
agree that children underthe ageof 8 whoare left
alonefor anysubstantialamountoftimearebeing
neglected.
203
Indeterminingwhetherneglecthas
occurred,thefollowingissuesshouldbeconsidered:
Te childs age, physical condition, mental
abilities, coping capacity, maturity, competence,
knowledge regarding how to respond to an
emergency,andfeelingsaboutbeingalone.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 47
Exhibit5-2
TeHomeAccidentPreventionInventory
204
PoisonbySolidsandLiquids
Medicines
Detergentsandcleaners
Polishesandwaxes
Alcoholicbeverages
Beautyproducts
Insecticidesandpesticides
Paintsandstains
Solventsandthinners
Gluesandadhesives
Petroleumproducts
Fertilizersandherbicides
Poisonoushouseplants
FireandElectricalHazards
Combustibles
Fireplaceswithoutscreens
Outletsorswitches(withoutplates)
SuocationbyObjects
Plasticbags
Criborblindcords
Ingestiblesmallobjects
SharpandDangerousObjects
Firearms
Kitchenknivesandutensils
FallingHazards
Balconies
Steps
Windows
DrowningHazards
Bathtubsandsinks
Buckets
Pools
Tetypeanddegreeofindirectadultsupervision.
Forexample,isthereanadultwhoisregularly
checkinginonthechild?
Telengthoftimeandfrequencywithwhichthe
childisleftalone.Isthechildbeingleftaloneall
day,everyday?Isheorsheleftaloneallnight?
Te safety of the childs environment,
neighborhood,andhome.
205
DistinguishingRiskandSafetyAssessments
Assessingriskdiersfromassessingsafety.Arisk
assessment isthecollectionofinformationtodetermine
the degree to which a child is likely to be abused or
neglectedinthefuture.Asafety assessment involvesthe
identicationandevaluationoftheimminentriskof
harmregardingthespecicvulnerabilityofachild.
206
Dependingonwheretheyfallonacontinuumof
severityandchronicity,factorsaretypicallyrelevant
tobothriskandsafetyassessments.Caseworkers
shouldworkwithfamiliestodevelopaneectiveand
accomplishablesafetyplan.Tisisusuallyanin-home
orout-of-homeservicestrategycreatedaftertheinitial
assessment or investigation that specically addresses
andmanagesriskofharm.
207
Inaddition,riskand
safetyassessmentsshouldbeongoingthroughoutthe
lifeofthecase,notjustduringtheinitialassessment.
Exhibit5-3listssomeofthetypesofinformation
collectedinriskandsafetyassessments.
48 Assessment of Child Neglect
Exhibit5-3
RiskandSafetyAssessmentInformation
208
NeglectandOtherMaltreatment Child
Caregiveractionsandbehaviorsresponsiblefor
theneglect
Durationandfrequencyoftheneglect
(chronicityofneglect)
Physicalandemotionalmanifestationsinthe
child(severityofneglect)
Caregiversattitudetowardthechilds
conditionandtheassessmentprocess
Caregiversexplanationoftheeventsand
eectsofthemaltreatment
Developmentallevel
Physicalandpsychologicalhealth
Currentfunctioning
Childsexplanationofeventsandeects,if
possibleandappropriate
FamilyFunctioning ParentsandCaregivers
Powerandissuesofcontrolwithinthefamily
Interactionsandconnectionswithothersoutside
thefamily
Qualityofrelationships
Problem-solvingability
Currentfunctioning
Relationshipsoutsidethehome
Financialsituation
ConducttheInitialAssessment
Intheinitialinformation-gatheringpartoftheprocess,
thecaseworkershouldaskthefollowingquestionsto
informtheassessment:
Whataretheriskfactorsandtheneedsofthe
familythataectsafety,permanency,andwell-
being?
Whataretheresultsofneglectthataectsafety,
permanency,andwell-being?
Whataretheindividualandfamilystrengths?
Child Neglect: A Guide for Prevention, Assessment, and Intervention 49
Whatdothefamilymembersperceiveastheir
needsandstrengths?
Whatmustchangeinorderfortheeectsof
neglecttobeaddressedandtheriskofneglectand
othermaltreatmenttobereducedoreliminated?
Whatistheparentorcaregiverslevelofreadiness,
motivation,andcapacityforchangetoensure
safety,permanency,andfamilywell-being?
210
ConducttheFamilyAssessment
Oncetheplanfortheassessmenthasbeenestablished,
thecaseworkerconductsinterviewswiththechild
andfamilytodeterminetheirtreatmentneeds.Tree
typesofmeetingsareusuallyheld:
Meeting with the family. If possible, and if it
issafeforallfamilymembers,thecaseworker
should:
Meetwiththeentirefamilyinanintroductory
sessiontobeginthefamilyassessment;
Attempt to gain an initial understanding of
thefamilysperceptionofitscurrentsituation
andoftheagency;
Bespecicwiththefamilyaboutthepurposes
ofthefamilyassessment;
Addressmutuallyidentiedproblemsthat
increasetheriskoffuturechildneglect.
Togainabetterunderstandingoffamilydynamics,
at least one assessment meeting beyond the
introductorysessionshouldbeconductedwith
theentirefamilytoobserveandassesstheirroles
andinteractions.
Meetings with individual family members.
Meetings with individual family members,
includingthechildren,shouldbeheld,ifpossible.
Tey are not interrogations; the caseworker
is trying to understand the person and the
situationbetter.Tecaseworkershouldattempt
toobtainfamilymembersperceptionsabout
family strengths and how they can be enhanced
toreducetheriskofneglect.Ininterviewswith
the children, the emphasis will likely be on
understandingmoreaboutanyeectsofneglect.
Ininterviewswiththeparents,theemphasisison
tryingtouncoverthecausesforthebehaviorsand
conditionsthatpresentrisk,aswellastoobtain
theparentsperceptionsoftheirproblems.
Meetingwiththeparentsorcaregivers.When
workingwithfamilieswithmorethanoneadult
caregiver,thecaseworkershouldarrangetohold
atleastoneofthemeetingswithalltheadults
together,ifitispossibleandsafeforthem.During
thisinterview,thecaseworkershouldobserve
and evaluate the nature of the communication;
consideranddiscussparentingissues,aswellasthe
healthandqualityoftheirrelationship;andseek
eachadultsperceptionofthe problems, current
situation,andfamily.Tecaseworkershouldbe
alertto signs that could indicate the possibility
of spouse abuse and avoid placing any adult in
a situation that could increase the risk of harm,
suchasreferringtopreviouslydisclosedsensitive
information.Asappropriateorifrequested,
thecaseworkeralsomayprovidereferralsfor
additionalresourcesorservices,suchasacontact
for the local domestic violence victims advocate
orshelter,toclients.
214
Child Neglect: A Guide for Prevention, Assessment, and Intervention 51
FatherInvolvementandtheChildandFamilyServicesReviews
Te1994amendmentstotheSocialSecurityActmandatedthedevelopmentofregulationstoreview
Stateschildandfamilyservices.Inresponse,theChildrensBureaudevelopedandimplementedtheChild
andFamilyServicesReviews(CFSRs),aresults-oriented,comprehensivemonitoringsystemdesignedto
assistStatesinimprovingoutcomesforthechildrenandfamiliestheyserve.AsnotedintheCFSRs,a
commonchallengewithrespecttochildwell-beingwasalackoffatherinvolvementincaseplanning.Te
ndingsshowthatchildwelfaresystemswereoftennotmakingadequateeortstoestablishcontactwith
fathers,evenwhenfatherswereinvolvedwiththefamily.Additionally,agencieswerelesslikelytoassess
theneedsoffathers,tosearchforpaternalrelativesaspossibleplacementsorforotherinvolvement,or
toprovidefatherswithservicesthantheywerewithmothers.
215
Also,ifthemotherwasnotcontacted,
thenthefatherwasalsonotlikelytobecontacted.Ingeneral,childwelfareagenciesrecognizethislack
ofinvolvementandareworkingtoaddresstheissueprimarilythroughinitiatingchangesinpolicies,
protocols,andpracticeguidelines.
ConsultOtherProfessionals
WhiletheCPScaseworkerhasprimaryresponsibility
for conducting the family assessment, other
communityprovidersfrequentlymaybecalledupon
to assist when there is a specic client condition or
behaviorthatmayrequireadditionalprofessional
assessment.Forexample:
Techildorparentexhibitsanundiagnosed
physical health problem or the childs behaviors
oremotionsdonotappeartobeage-appropriate
(hyperactivity,excessivesadnessandwithdrawal,
chronicnightmares,orbedwetting);
Teparentexhibitsbehaviorsoremotionsthat
do not appear to be controlled, such as violent
outbursts, extreme lethargy, depression, or
frequentmoodswings;
Te child or parent appears to have a chemical
dependency.
216
Agoodwaytojudgewhetheroutsidereferralsare
neededistoreviewthegatheredinformationandto
assesswhethersignicantquestionsstillexistabout
therisksandstrengthsinthisfamily.Sometimesother
providerscontributetotheassessmentprocessbecause
oftheirroleasadvocatesforthechild.Forexample,if
thejuvenileorfamilycourtisinvolved,thechildmay
haveaGuardianadLitem(GAL)orcourt-appointed
specialadvocate(CASA)whoadvisesthecourton
needed services based on interviews conducted with
thechildandfamilymembers.
217
AnalyzeInformationandMakeDecisions
Toindividualizetheresponsetoaparticularchildand
family,thecaseworkeridentiesthecriticalriskfactors
byexaminingtheinformationintermsofcause,
nature,extent,eects,strengths,andthefamilys
perceptionoftheneglect.Tecaseworkerandfamily
thenshouldidentifythenecessarychanges,translate
themintodesiredoutcomes,andmatchtheoutcomes
withthecorrectinterventiontoincreasesafety,well-
being,andpermanencyforthechildren.
218
Useofstandardizedassessmentmeasureswillincrease
thevalidityandreliabilityofassessments.Tese
measures attempt to establish the minimal parenting
52 Assessment of Child Neglect
CulturalCompetenceinAssessment
Byincreasingtheirknowledgeabouttheculture,beliefs,andchild-rearingpracticesoftheirclients,CPS
caseworkerscanincreasetheirawarenessandappreciationofculturaldierenceswhileacceptingthatsome
culturalpracticesmaybeharmfultothechild.Recognitionofdierencesamongrelatedculturalgroupswill
helpguardagainstmisplacedassumptionsabouttheriskandprotectivefactorsinthechildsenvironment.
Forexample,theculturalvalues,beliefs,andpracticeswithintheLatinoculturearenotnecessarilythesame
forMexicanAmericans,CubanAmericans,andPuertoRicanAmericans.
Parentalmotivescannotsimplybecategorizedasintentionalorunintentional,butalsomustbeconsidered
inaculturalcontext.Forexample,immigrantparentssometimesdonotusecarseatsbecausetheybelieve
theirbabieswillfeelabandonedifnotheldintheirparentsarms.Nevertheless,thelawrequirestheuseof
carseatstoprotectchildrenfrompotentialharm.
220
Indecidingwhetheraculturalpracticeispotentiallyharmfultoachild,thefollowingquestionscanfostera
culturallysensitiveconsiderationoftheissueofneglect:
Whatexactlyisthepractice?
Isitsafe?
Isactualorpotentialharminvolved?
Isthereasignicantlybetteroption?
Aretherepotentiallyharmfulimplicationsofdeviatingfromtheculturalpractice?
Havethechildsbasicneedsnotbeenmet?
Isitagainstthelaw?
221
standards,which,ifnotmet,constituteevidenceof
neglect. Te focus on minimal adequacy stems from
theculturesconcernaboutinterveninginmatters
ofindividualandfamilyautonomy.Teconcept
ofminimallyadequateparentingimpliesthatthere
may be dimensions of parenting or child care which
are essential, that prociency in parenting falls along
a continuum of each dimension, and that parenting
adequacybeginstobequestionableatsomepointsor
withinsomerangeofthatcontinuum.
222
Dimensions
that may be more dicult to quantify along a
continuum would include adequacy of aection and
emotionalsupport.Otherdimensionsusuallyare
easiertoquantify,suchasmoneymanagementand
providingsucientfood,shelter,andclothingforthe
child.
Anassessmenttoolthatshowspromisefordetermining
the possible existence of neglect is the Neglect Scale,
an easy-to-administer, retrospective, self-report
measurethatcanbeadministeredtodiverseclient
populations.
223
Otherstandardizedclinicalassessment
measures include observational measures (Family
AssessmentForm,ChildWell-beingScales,Home
ObservationforMeasureoftheEnvironment)and
self-reportmeasures(FamilyFunctioningStyleScale,
FamilyNeedsScale,SupportFunctionsScale).
Child Neglect: A Guide for Prevention, Assessment, and Intervention 53
Formoreinformationonassessment,seeA Coordinated Response to Child Abuse and Neglect: Te Foundation
for Practice andChild Protective Services: A Guide for Caseworkersathttp://www.childwelfare.gov/pubs/
usermanual.cfm.
Formoreinformationontheseinstruments,see:
NeglectScale:http://pubpages.unh.edu/~mas2/NS7A.htm
FamilyAssessmentForm:http://www.srpublications.com/socialwork/Family-Assessment-Form.htm
ChildWell-beingScales,HomeObservationforMeasureoftheEnvironment:http://www.family.
umaryland.edu
FamilyFunctioningStyleScale:http://www.childwelfare.gov/preventing/programs/whatworks/
familyconnections.cfm
FamilyNeedsScale:http://www.clas.uiuc.edu/special/evaltools/cl00950.html
SupportFunctionsScale:http://www.acf.hhs.gov/programs/opre/ehs/perf_measures/reports/
resources_measuring/res_meas_phiu.html.
Eectivewaysmustbefoundtotargetandserve
theseat-riskfamiliesassoonastheyareidentiedto
minimize risksthat could leadtochildneglect and
abuse.Tischapterdiscussestheprinciplescomprising
thefoundationofpreventionandintervention,their
theoreticalframework,andkeystepsinimplementing
their practice. Examples of successful interventions
arealsopresented.
PRINCIPLES FOR EFFECTIVE PREVENTION AND
INTERVENTION
Eortstargetingsingleriskfactorsmaybeaseective
inpreventingneglectanditsrecurrenceasprograms
that are individualized and oer multiple services.
225
Eitherway,servicesmustbebasedonprinciples
thatempowerfamilies,builduponstrengths,and
respectculturaldiversity.Tefollowingaresome
TeImportanceofReceivingServicesatanEarlyAge
Programsthatpromoteapositiveandresponsiveparent-childrelationshiparedesirableaspreventionand
interventionstrategies.Optimally,parentscanbeassistedwhentheirchildrenareveryyoungandthefamilies
arenotyetpresentingseriouschildbehaviorproblems.Chancesforbetterparent-infantrelationshipsare
improved,andthelikelihoodofchildneglectisdiminished.
226
Teintensityofinterventionsrequiredfor
children to catch up is expensive and unlikely to be available. For children of families living in poverty,
thesupportneededforproperdevelopmentoftenexceedswhattheirparentscanprovide.Tesechildren
may benet from quality child care or preschool settings, such as Head Start, a component not typically
consideredinmostinterventionsforneglectedchildren.Tesecenter-basedprogramscanoertheparent
respitefromchildcareandteachthechildcommunicationandproblem-solvingskillsthatmaybuerthe
childfromsomeeectsofneglect.
227
Child Neglect: A Guide for Prevention, Assessment, and Intervention 55
basicprinciplesforpractitionerswhointervenewith
familieswhenchildrensbasicneedsareunmet:
Haveanecological-developmentalframework.As
discussedinChapter5,Assessment of Child Neglect,
neglectmaybeviewedwithinasystemofriskand
protective factors interacting at multiple levels,
includingthe individual,the family system, and the
largersocialsystem.Tobemosteective,intervention
shouldbedirectedatthesemultiplelevels,depending
onthespecicneedsofthefamily.Examplesinclude
aordablechildcare,educationandemployment
opportunities,low-incomehousing,andlarge-scale
drugpreventionandtreatmentinitiatives.
Understand the importance of outreach and
community.Becausefamiliesexperiencingneglect
tend to be poor,sociallyisolated,and lackingaccess
toresources,interventionsmustincludeaggressive
outreachandbedesignedtomobilizeconcreteformal
andinformalhelpingresources.Sincein-oce,one-
to-one counseling by professionals often has proven
tobeineectivewithfamiliesexperiencingneglect,
servicesprovidedinthehomeandwithin thelocal
communityareessentialtounderstandthefamilyinits
dailyenvironment.Itmustbeacollaborativeprocess
betweenthefamilyandcommunityinwhichpeople
planandcarry out goals togetherfor strengthening
theirneighborhood.
228
Utilizeanempowerment-basedpractice.Teaching
familieshowtomanagethemultiplestressesand
conditions of their lives eectively empowers family
members to solve their own problems and to avoid
dependenceonthesocialservicesystem.Teroleof
the helper becomes one of partner, guide, mediator,
advocate,andcoach.
231
Emphasize family strengths. A strengths-based
orientationaddressesproblems,helpsbuildona
familysexistingcompetencies,andpromoteshealthy
functioning of the family system. Te intervention
enables caregivers to meet the needs of family
memberswhothenwillbebetterabletohavethe
time,energy,andresourcesforenhancingthewell-
beingofthefamily.
232
Developculturalcompetence.Riskandprotective
factorsforchildneglectmaydieraccordingto
raceandethnicity.Becauseminorityfamiliesare
disproportionatelyrepresentedinthechildwelfare
systemandneglectcasesrepresentmorethanone-
halfofthecaseloadofchildwelfareagencies,itis
imperativetoincreasetheculturalcompetenceof
service providers. Cultural competency requires
acceptanceofandrespectfordierences,diversity
ofknowledgeandskills,andadaptationofservices
totthetargetpopulationsculture,situation,and
perceivedneeds.
233
Ensure developmental appropriateness.
Practitioners must consider the developmental
needs of the children, the caregivers, and the family
asasystemintheirassessmentsandintervention
strategies.Childrenwhosephysicalandemotional
needshavebeenneglectedoftenwillsuersignicant
developmentaldelays.Ifthecaregiversareadolescents,
56 Child Neglect Prevention and Intervention
they may have diculty assuming parental roles
and responsibilities. Te family system also may be
stressedwhenthefamilyincludescaregiversacross
generations.
234
THEORETICAL FRAMEWORKS AND APPROACHES
Teprecedingprinciplesofneglectpreventionsuggest
thatwhenriskfactorsarepresent,communitygroups
orotheragenciescanassistfamiliestoreduceriskand
tostrengthenprotectivefactors,therebypreventing
futureincidencesofchildneglect.Eectiveprograms
focus on developing basic problem-solving skills,
providingforthefamilysconcreteneeds,teaching
behavior management strategies, and addressing
environmental factors.
235
Specic interventions
shouldbematchedtoaddressthemostpressing
needsofeachindividualfamilymemberandtotarget
individualizedfamilyoutcomes.
Withinasinglecaseofneglect,multipleapproaches
andmodelsmaybeemployeddependingonthe
family members, the circumstances surrounding the
neglect,andlocalandagencypracticestandards.
Additionally,theseapproachesandmodelsarenot
mutuallyexclusive;thestrategiesemployedineach
approachormodelmayoverlap.
DierentialResponseStrategies
Relianceonanauthoritative,investigativeresponseis
notappropriateformanyfamilies,butthisisoftenthe
onlymeansofentryintothechildwelfaresystemof
services.Traditionalservicesoftenhavebeencriticized
asbeingtooinvasiveandfocusedonsevereproblems
whilenotprovidingenoughservicestochildrenat
lowormoderateriskofmaltreatment.
236
Inresponse
tothisconcern,someStateshaveimplementeda
dierentialresponsesysteminwhichonlyfamilieswith
themostseriousmaltreatmentorthoseatthehighest
riskaresubjecttoamandatoryCPSinvestigation.
Otherfamilieswithlessseriousmaltreatmentand
whoareassessedatlowormoderateriskreceivea
voluntaryfamilyassessmentandapreventiveservices-
orientedresponse.Insteadofaninvestigationthat
concentratesondeterminingwhethermaltreatment
has already occurred, the assessment focuses on
whatmighthappeninthefutureandonwhattypes
of interventions will best meet the needs of specic
families.
Exhibit6-1listsappropriateresponsestofamilies
whoareassessedbypractitionersasbeingatmild,
moderate,orsevereriskforexperiencingneglect,
aswellastheindividualsresponsibleforproviding
services.
Tis dual-track or multiple-response approach
providesgreaterexibilitytoresponddierentially,
consideringthechildrenssafety,thedegreeofrisk
present,andthefamilysneedforsupportservices.
For example, in cases of severe abuse and neglect or
ofcriminaloensesagainstchildren,aninvestigation
willcommence.Inlessseriouscaseswherethe
family may benet from community services, a
comprehensiveassessmentwillbeconductedsothat
thefamilysstrengthsandneedscanbematchedwith
theappropriatecommunityservices.Statesthat
haveimplementeddierentialresponsesystemshave
shownthatamajorityofcasescanbehandledsafely
throughanapproachthatemphasizesservicedelivery
andvoluntaryfamilyparticipation,aswellasthefact-
ndingoftraditionalCPSinvestigations.
237
Child-centeredStrategies
Tefocusofchild-centeredstrategiesisonproviding
childrenatriskof,oralreadyexperiencing,neglect
withnecessaryservicestoensuretheirsafetyand
to provide them with the skills and support to
overcomemaltreatmentsuccessfully.Child-centered
interventions include pediatric care, mentoring,
orbehavioralandmentalhealthtreatment.For
youngerchildren,preschoolinterventions,suchas
parent-child educational play and Early Head Start,
maybeconsidered.Programsfosteringanopenand
educationalclimatearehelpfulformiddle-school
childrenandcanhelpthemenhanceself-control,
Child Neglect: A Guide for Prevention, Assessment, and Intervention 57
Exhibit6-1
PossibleResponsestoFamilies
238
TypesofCases ResponsesSuggested OrganizationsResponsible
MildRisk Earlyintervention,familysupport,formal
orinformalservices,parenteducation,
housingassistance,communityneighborhood
advocacy.
Communityprograms
ModerateRisk Appropriateformalservices,coordinated
familysupport,safetyplans,community
supportservices.
CPSandcommunityprograms
SevereRisk Intensivefamilypreservationorreunication
services,childremoval,court-orderedservices,
fostercare,adoption,criminalprosecution.
CPSandlawenforcement
develop communication and problem-solvingskills,
andlearnhowtoresistnegativesocialinuences.
239
Parent-centeredStrategies
Tefocusofparent-centeredstrategiesisonenabling
caregivers to meet the needs of all family members,
includingthemselves,inabalancedway,providing
parentswiththeresourcestoensurethesafetyandwell-
beingofthefamily.Strategiesfocusontheenduring
andunderlyingprotectivefactors,alongwiththerisks,
tooptimizeamatchofinterventions.Examplesthat
show promise in improving parenting skills and the
parent-childrelationshipincludeparentingeducation
programs,suchasParents as Teacher andParents and
Children Together (P.A.C.T.),andtreatmentprograms
that address problems such as depression, substance
abuse,anddomesticviolence.
240
Formoreonparent-centeredandotherstrategies,
seeEmerging Practices in the Prevention of Child
Abuse and Neglectathttp://www.childwelfare.
gov/preventing/programs/whatworks/report/.
Family-centeredStrategies
Family-centeredstrategiesinvolveparents,children,
andothermembersofthefamilysystem,where
appropriate. Coordination of multiple service
providers,aswellasfaith-andcommunity-based
organizations,maybeneededtosupportafamilys
variousneeds.Family-centeredstrategiesfocuson
enhancingparentingskillsandhelpingfamiliesrecover
fromneglect.CPScaseworkersworkwiththefamily
bytrainingparentsinbehavioralandsocialskills,
settingshort-termgoalswithclearlydenedaction
steps,providingin-hometeachingandskillstraining
to parents to improve parent-child interactions, and
teachinghomemanagementskills.
Neglectfulfamiliesoftenshowhighratesofrecidivism.
In-homeinstructionisoftenthebeststrategyto
preventrecurrenceandisalsoasuccessfulstrategy
forworkingwithfamiliesatriskforneglect.Parents
tendtorespondpositivelytothemorepersonalized,
outreach nature of the home-visitor approach.
241
Whileprovidingin-homeinstruction,caseworkers
can teach behaviors that encourage attachment,
appropriate feeding and child care practices, infant-
58 Child Neglect Prevention and Intervention
toddler stimulation, successful money management,
andpropernutrition.Providinginformationrelated
to child development characteristics and capabilities
isan important element ofmanyin-homeservices.
When possible, training should be providedduring
subsequentpregnanciesforhigh-riskfamiliesand
duringthepostpartumperiod.
242
UtilizationofConcreteResources
Telackofconcreteresourcesandthestressof
povertythatcomefromlivinginneglectedandunsafe
neighborhoods are risk factors for neglect. Helping
familiesaccessconcreteresourcesisoftenessential
before they can deal with other factors in their lives
thatmayaectthecareoftheirchildren.Examples
ofconcreteresourcesincludehousing;emergency
nancial,food,andenergyassistance;aordableand
qualitychildcare;transportation;homemanagement
assistance; and free or low-cost medical care. Tese
resourcesareneededtohelpfamiliesmovebeyond
meresurvivaltooptimalfunctioning.
243
UtilizationofSocialSupports
As discussed in Chapter 4, Risk and Protective
Factors,parentswhoexperienceloneliness,lacksocial
support,andaresociallyisolatedmaybemoreprone
toneglectingtheirchildrenthanfamilieswho have
astrongnetworkofsocialsupports.Buildingsocial
supportscanserveasameansofstresspreventionas
wellasastressbuer.Beinginthecompanyofothers
canenhanceself-esteem,provideasenseofbelonging,
improveaccessto healthyrolemodels,and provide
incentivestocomplywithsocialnorms.
244
Socialsupportinterventionsincludeanyactivitiesor
programs that address social isolation, loneliness, or
otherdecitsinthesocialnetworkoffamilies.Social
supportsprovidethefollowing:
Emotional support through armation,
compassion,andempathy;
Feedback,advice,encouragement,andguidance
in coping with demands such as managing
emotionalstressandchildrearing;
Access to information, services, and material
resourcesandassistance(neighborsandfriends
mayprovideadviceaboutschoolsandchildcare
ordonateneededitems,suchasclothingoracar
seat);
Assistanceinlearningnewjobskills,making
homerepairs,managinghouseholdneeds,and
creating nancial plans using an informal social
networkofneighbors,friends,andworkplace
colleagues.
245
Researchsuggeststhatsocialsupportinterventions,
incombinationwithcaseworkandcasemanagement
services,areeectiveinimprovingthefunctioningof
neglectfulfamilies.
246
Socialsupportinterventions
must be managed carefully to maximize the
advantagesofthesupportwhileminimizingpotential
disadvantages.Excessivesocialsupportmaynotonly
foster dependency in the recipient, but also increase
feelingsofindebtednessortheneedtoreciprocate.
Sometimes those oering emotional support nd it
diculttochallengetherecipientsbehavior(e.g.,
substanceabuse).
247
ItiscrucialforCPS,aswell
ascommunity-andfaith-basedgroups,toprovide
assistancetothesupportnetworkoftroubledfamilies
to prevent their exhaustion and burnout. Working
inteamsonhomevisitationshasbeeneectivein
supportingthesupporters,whileorganizingmutual
supportgroupsmayprovidemuchneededassistance
fortheinformalsupportnetwork.
248
UtilizationofCommunityServices
Bothinformalandformalprovisionofcommunity
services can help reduce family stresses that can
contribute to child abuse and neglect. To be
eective, social support needs to be integrated with
communityservices,suchassocialskillstraining,
home-based family interventions, emergency
assistance, parenting education, intensive therapy,
Child Neglect: A Guide for Prevention, Assessment, and Intervention 59
and, in some cases, substance abuse treatment.
CPStypicallyistheleadagencyincoordinating
communicationbetweenvariouspartiesandservices
withinthecommunity.Otherprofessionalsinvolved
incommunitypreventionandinterventioneorts
include law enforcement, educators, early child
careproviders,healthcareproviders,mentalhealth
professionals,legalandjudicialsystemprofessionals,
substitute care providers, the faith community,
communityorganizations,supportservicesproviders,
andotherconcernedcitizens.Integrationofthese
servicesystemsandproviderswillhelpensurethat
families can be supported appropriately across their
developmentallifespan.
249
Assistanceprogramsaremostlikelytosucceedwhen
theyprovideanarrayofbenetstothegeneral
population so that recipients are not stigmatized by
identicationwiththeprogram.Ifthisisnotpossible,
assistancecanbeincorporatedintoprogramsthat
targetawide-rangingpopulation.Contractingwith
community-basedservicescanhelpmeettheneedsof
childrenandfamilieswithintheirownneighborhood,
reducingtheamountoftimeandburdenonfamilies
who otherwise may need to travel long distances to
receivesuchservices.Community-basedprograms
alsoattempttodothefollowing:
Preventtheaccumulationofriskfactors;
Focusonresilienceandadaptation;
Facilitateactiveinvolvementofparents,children,
andothers;
Ensuresucientservicestoat-riskpopulations;
Providetimely,careful,andexpertevaluation,
assessment,andfollow-upservices;
Build safe environments to permit families
to establish structure, routines, rituals, and
organization.
250
Examplesofcommunityservicestrategiesinclude:
Public assistance programs oering job
training,subsidizedchildcare,andnutritional
support(e.g.,theSpecialSupplementalNutrition
Program for Women, Infants, and Children
[WIC]program).
Schools providing social support through
programs,suchasHeadStart,thatincorporate
parental involvement into early childhood
education,orafter-schoolprogramsthatprovide
socialandeducationalassistance,peercounseling,
andtutoringaswellassocialsupporttochildren
withspecialneeds.
Faith-basedandcommunityorganizationsand
recreationalgroupsoeringavarietyofservices
toassisthigh-riskfamilies,includingcommunity
food pantries, clothing, soup kitchens, and
recreationalandrelatedactivities.
In-home assistance in which formal helpers
providefamilieswiththeopportunitytoconsider
eachpersonsviewpointonfamilyproblemsand
thedevelopmentofnewmodesofinteraction.
251
Formoredetailedinformationontherolesand
responsibilitiesofvariousserviceproviderswithin
thecommunity,seeA Coordinated Response to Child
Abuse and Neglect: Te Foundation for Practice at
http://www.childwelfare.gov/pubs/usermanual.
cfm.
Cognitive-behavioralInterventions
Cognitive-behavioral interventions use behavior
modicationtechniquesinindividualtherapysessions
withcaregiverswhohaveneglected.Teyinclude:
Verbal instructionproviding information
aboutappropriatechildcare;
Social skillstrainingdemonstrating methods
formanagingchildcaretasks;
Stress managementteaching relaxation
techniquesorcognitivecopingskills;
60 Child Neglect Prevention and Intervention
HelpingFamiliesAcceptAssistancetoMeetTeirNeeds
Familiesatriskofchildneglectandinneedofsupportaremostlikelytoregardassistancepositivelywhen
they:
Haveopportunitiestoreciprocate(orarerequiredtorepay)theaidtheyreceive;
Acceptassistancebecausetheyperceivetheneedforhelpratherthanbecauseofexternaljudgmentsof
inadequacyorincompetence;
Perceivethebenefactorsintentionsasacombinationofaltruismandself-interest(i.e.,thebenefactor
hasagenuineinterestinthefamily,butalsoispaidorprovidedotherbenetsforhelping);
Believethattheassistancecomeslargelyfromanimpersonalsource(e.g.,agency,organization);
Regardtheirneedforassistanceasexternallyinstigated(e.g.,joblayo)ratherthanasstemmingfrom
personalinadequacies;
Receiveassistanceincircumstancesthatreducestigma(e.g.,benetswidelysharedbycommunity
members);
Obtainaidinawaythatdoesnotinvadeprivacyorlimitautonomy.
252
Formoreinformationonminoritychildreninthe
childwelfaresystem,seeChildren of Color in the
Child Welfare System: Perspectives from the Child
Welfare Community athttp://www.childwelfare.
gov/pubs/otherpubs/children/index.cfm.
Supporting parents with intellectual
disabilities.Parentswithintellectualdisabilities
often are identied as being at risk for physical
and psychological neglect of their children.
Expandedservicesareneededtoenhancethe
eectsofparenteducationtoimproveparental
competenciesandtoreducetheriskofchild
neglectanddevelopmentalorbehaviorproblems.
62 Child Neglect Prevention and Intervention
Behavioral, performance-based teaching
strategies often work well with this population.
Practitioners should receive training on the
impactofintellectualdisabilitiesonadultsaswell
asbehavioralskillstraining.Tesetechniques
includesimpleinstructions,taskanalysis,pictorial
prompts,modeling,feedback,role-playing,and
positivereinforcement.
Tese same techniques also are eective in
teaching parenting skills to parents without
intellectualdisabilities.Researchhasshownthat
therateofchildremovaldroppedconsiderably
followinginterventionsthatincreasedparents
child care skills. Furthermore, in-home services
forat-riskchildrenthatimproveparentingskills
andknowledgeofchilddevelopmentmaybe
more feasible and cost-eective than placing
children in specialized preschools.
257
Exhibit 6-
1summarizesvariousinterventionsthatcanbe
usedwithneglectedchildrenandtheirfamilies.
KEY STEPS IN THE INTERVENTION PROCESS
Regardless of which intervention approaches and
models are implemented, certain steps are necessary
Exhibit6-1
InterventionsforNeglectCases
258
Concrete
Support
SocialSupport Developmental
Cognitiveand
Behavioral
Individual FamilySystem
Housing
assistance
Emergency
nancial,
food,orother
assistance
Transportation
Clothing,
household
items
Availabilityor
accessibility
tocommunity
resources
Hands-on
assistanceto
increasesafety
andsanitation
ofhome(home
management
aids)
Freeorlow-cost
medicalcare
Availableand
aordable
qualitychild
care
Individual
socialsupport
(parentaide,
volunteer)
Connections
tofaith-based
activities
Mentor
involvement
Socialsupport
groups
Developmentof
neighborhood
childcareand
respitecare
services
Neighborhood-
centered
activities
Social
networking
Recreation
programs
Cultural
festivalsand
otheractivities
Terapeuticchild
care
Individual
assistancewith
developmental
skills(e.g.,
parenting)
Homevisits
withfocuson
developmental
needsoffamily
members
Peergroups
(oftenatschools)
gearedto
developmental
tasks
Mentors
toprovide
nurturing,
cultural
enrichment,
recreation,and
rolemodeling
Socialskills
training
Communication
skillsbuilding
Teachingofhome
management,
parent-child
interaction,meal
preparation,and
otherlifeskills
Individualor
grouptherapeutic
counseling
(e.g.,regarding
childhood
history)
Parenting
education
Employment
counselingand
training
Financial
management
counseling
Problem-solving
skillstraining
In-and
out-patient
counseling
and
detoxication
forsubstance
abuse
12-Step
programs
Mentalhealth
in-patientand
out-patient
counseling
Crisis
intervention
Stress
management
Playtherapy
Home-based,
family-centered
counseling
regardingfamily
functioning,
communication
skills,home
management,
androlesand
responsibilities
Center-based
familytherapy
Enhancing
familystrengths
Building
nurturing
behaviors
Reningfamily
dynamicsand
patterns
TargetingOutcomes
Outcomes should be targeted so that both the risks
andtheeectsofneglectarereducedduetochanges
inthebehaviorsorconditionsthatcontributedto
it.Outcomesshouldaddressissuesrelatedtofour
areasthechild,theparentsorothercaregivers,
thefamilysystem,andtheenvironmentandbe
designed to contribute to the achievement of safety,
permanency,andfamilywell-being.
262
Actingoutbehavior(refusingtolisten,throwing
tempertantrums,ghtswithpeers)
Behavioralcontrol
Socialskills
Impulsecontrol
Communicationproblemsorconicts(domestic
violence,parent-childconict)
Conictmanagementskills
Decision-makingskills
Impulsecontrol
Familyfunctioning
Frequentmoves(inandoutofplacement,
numerousschools,numerouscaregivers)
Financialmanagement
Problem-solvingskills
Parentaladdiction Recoveryfromaddiction
Inappropriatelyharshparenting,inappropriate
expectationsofchildren
Parentingknowledge
Emotionalcontrol
Fearofexpressingfeelings,verballyabusive,not
recognizingfeelingsofothers
Communicationskills
Empathy
Lackofsocialsupports Supportivelinkageswithsourcesofformaland
informalsupport
Nurse-FamilyPartnership
Nurse-FamilyPartnership(NFP)isaprenataland
earlyinfancyprojectthatoriginatedinElmira,New
York and has been replicated in other cities. NFP
is one of the most well-known, evidence-based
programsaddressingchildneglect.Teprogram
incorporatedrandomizedclinicaltrialsevaluatingthe
ecacyofintensive,nursehome-visitationduring
pregnancyandtherst2yearsofachildslife.Initial
outcomesandanalysesofa15-yearfollow-upof
familieswhoreceivedhomevisitationsindicatedthat,
incomparisontothecontrolfamilies,therewasa48
percentreductioninchildmaltreatmentanda59
percentreductioninarrests.Otherprogrambenets
includedbetterprenatalhealthandimprovedschool
readiness.
269
1
U.S.DepartmentofHealthandHumanServices,AdministrationforChildren,Youth,andFamilies(ACYF).(2005).Child and
Family Services Review Update[On-line].Available:http://www.acf.hhs.gov/programs/cb/cwrp/geninfo/cfsr_updates/jun05.htm.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 101
these challenges, a content analysis was conducted on the CFSR nal reports for the 35 States participating
inaCFSRfromFY2002toFY2004.(StatesparticipatinginaCFSRinFY2001werenotincludedinthis
analysisbecausethenalreportsforthatyeardidnotusethesameformatforcontentrequirementsasreportsin
subsequentyears.)Tecontentanalysisfocusedonidentifyingchallengesthatwerecommonacrossthe35States
forspecicindicators.Achallengewasconsideredacommonchallengeifitwasrelevanttoapproximately
one-thirdofthe35participatingStates(or12States).
Withanemphasisonneglect,thefollowingtableexaminessomeofthechallengestoachievingseveralofthe
safety,permanency,andwell-beingoutcomesassociatedwiththeissuesdiscussedinthismanual.
CommonChallengesIdentiedwithRespecttoCFSRSafety,Permanency,andWell-beingIndicators
andNumberofStatesforWhichConcernsWereRelevantFY20022004
2
SafetyIndicators CommonChallenges
#(%)of
States
N=35
Timelinessof
investigations
Reportsthatarenotdesignatedhighpriorityoremergencyare
not being routinely investigated in accordance with established
timeframes.
12(34)
Repeatmaltreatment Maltreatmentallegationsonfamilieswithopenchildwelfarecases
arenotbeingreportedasnewallegations,andthereforethereis
noformalassessmentofthevalidityoftheallegation.
16(46)
Servicestofamiliesto
protectchildrenintheir
homesandprevent
removal
Agencyriskandsafetyassessmentsoftenarenotsuciently
comprehensive to capture underlying family issues, such as
substanceabuse,mentalillness,anddomesticviolence,thatmay
contributetomaltreatment.
22(63)
Teagencyisnotconsistentinprovidingservicestoensure
childrenssafetywhiletheyremainintheirownhomes(either
priortoorafterreunication).
18(51)
Riskofharmtochild Teagencyisnotconsistentinprovidingsucientservicesto
addressriskofharmtochildren,particularlyinthein-home
servicescases.
22(63)
Teagencydoesnotconsistentlymonitorfamiliestoassessservice
participationandchangesinriskfactors.
20(57)
2
U.S.DepartmentofHealthandHumanServices(ACYF).(2005).General ndings from the federal child and family services review
[On-line].Available:http://www.acf.hhs.gov/programs/cb/cwrp/results/statendings/genndings04/ch1.htm.
102 Appendix DNeglect and the Child and Family Services Reviews
PermanencyIndicators CommonChallenges
#(%)of
States
N=35
Re-entry Teagencydoesnothavesucientand/oradequatepost-
reunicationservices.
13(37)
Stabilityoffostercare
placements
Emergency shelters frequently are used for initial placements
andastemporaryplacementsafteradisruptionoccurs,even
foryoungchildren.
18(51)
Tere is a scarcity of appropriate placement options for
childrenwithdevelopmentaldisabilitiesorwithseverebehavior
problems.
19(54)
Teagencydoesnotconsistentlyprovideservicestofoster
parentstopreventplacementdisruptions.
21(60)
Tereislittlematchingofplacements.Placementstendtobe
basedonavailabilityratherthanonappropriateness.
21(60)
Permanencygoalforchild A case goal of long-term foster care often is established
withoutthoroughconsiderationoftheoptionsofadoptionor
guardianship.
15(43)
Concurrent planning eorts are not being implemented on a
consistentbasiswhenappropriate.
26(74)
Tegoalofreunicationoftenismaintainedfortoolonga
periodoftimebeforereconsideration.
24(69)
Teagencyisnotlingforterminationofparentalrights(TPR)
inatimelymannerandreasonsfornotlingarenotprovided
inthecaseles.
12(34)
Reunication,
guardianship,and
permanentplacement
withrelatives
Teagencyisnotconsistentinitseortstoprovidetheservices
toparentsorensureparentsaccesstotheservicesnecessaryfor
reunication.
18(51)
Adoption Teagencyisnotconsistentwithregardtoconductingadoption
home studies or completing adoption-related paperwork in a
timelymanner.
17(49)
TeappealsprocessforTPRdecisionsisextremelylengthy. 12(34)
Visitingwithparentsand
siblings
Te agency is not consistent in its eorts to ensure sucient
visitationamongsiblingsinfostercare.
18(51)
Preservingconnections Teagencyisnotconsistentinitseortstoensurethat
childrens connections to extended family are being preserved
whilechildrenareinfostercare.
19(54)
Relativeplacement Teagencyisnotconsistentwithregardtoseekingpaternal
relativesaspotentialplacementresourcesforchildrenentering
fostercare.
Child Neglect: A Guide for Prevention, Assessment, and Intervention 103
Well-beingIndicators CommonChallenges
#(%)
ofStates
N=35
Needsandservicesof
child,parents,foster
parents
Teagencyisnotconsistentinprovidingappropriateservicesto
meettheidentiedneedsofchildrenandparents.
31(89)
Teagencyisnotconsistentinconductingadequateassessments
todeterminetheneedsofchildren,parents,andfosterparents.
30(86)
Teagencyisnotconsistentinprovidingservicestosupport
fosterparentsorrelativecaretakers.
20(57)
Childandfamily
involvementincase
planning
Fathersarenotsucientlyinvolvedincaseplanning. 35(100)
Children,whoareofanappropriateage,arenotsuciently
involvedincaseplanning.
35(100)
Mothersarenotsucientlyinvolvedincaseplanning. 35(100)
Workersvisitwith
children
Tefrequencyofface-to-facecontactsbetweenworkersand
childrenisnotconsistentlysucienttoensurechildrenssafety
andwell-being.
27(77)
Whenestablishingface-to-facecontactswithchildren,workers
arenotconsistentlyfocusingonissuespertinenttocaseplanning
andachievinggoals.
14(40)
Workersvisitwithparents Tefrequencyofface-to-facecontactsbetweenworkersand
parents is not consistently sucient to ensure childrens safety
andpromoteattainmentofcasegoals.
34(97)
Teagencydoesnotmakeconcertedeortstoestablishcontact
with fathers, even when fathers are involved in their childrens
lives.
13(37)
Whenestablishingface-to-facecontactswithparents,workersare
notconsistentlyfocusingonissuespertainingtocaseplanning
andachievingcasegoals.
14(40)
Educational needs of the
child
Manychildreninfostercareexperiencemultipleschoolchanges
asaresultofplacementchanges.
20(57)
Teagencyisnotconsistentinprovidingservicestomeet
childrensneedswithrespecttoidentiededucation-related
problems.
18(51)
Physicalhealthofthe
child
Tenumberofdentists/doctorsintheStatewillingtoaccept
Medicaidisnotsucienttomeettheneed.
27(77)
Teagencyisnotconsistentinprovidingchildrenwithpreventive
healthanddentalservices.
14(40
Teagencyisnotconsistentinconductingadequate,timely
healthassessments.
13(37
Mentalhealthofthechild
Tereisalackofmentalhealthservicesforchildren. 25(71)
Teagencyisnotconsistentinconductingmentalhealth
assessments.
24(69)
Additional information on the CFSRs is available at: http://www.acf.hhs.gov/programs/cb/cwrp/
results.htm.
Appendix DNeglect and the Child and Family Services Reviews 104