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Abstract
This article is intended to give the reader an overview of Gestalt therapy theory,
starting with a short introduction and a definition in its broadest sense. It will then
proceed to highlight Gestalt therapys philosophical roots and expound the Gestalt
view of human nature. A succinct elaboration on basic principles of Gestalt therapy
theory, a short exploration of the nature of human functioning and dysfunctioning, and
a listing of major methods of Gestalt therapy follows. The remainder of the article
summarizes research within the Gestalt approach, reflects on limitations, and includes
multicultural considerations.
Introduction
Kurt Lewin stated, "There is nothing as practical as a good theory." This being true for
all therapeutic modalities, it applies to Gestalt therapy as well. Excitement, awareness,
contact, and dialogue are all crucial elements that come to life in the therapeutic
encounter. Being theoretically anchored and able to conceptualize the therapeutic
change process is a prerequisite for contributing to the effectiveness of any
therapeutic encounter and therefore growth. Defining and describing theoretical
concepts, however, cannot capture the excitement and vitality that is the vehicle for
good contact, deepening of awareness and the powerful choices one can access with
all their multi-dimensional ramifications.
Defining the Field
A Gestalt therapist addresses the person as a functional, organismic whole that strives
towards higher levels of potentiality, actualization, and integration within and as part
if its organism/environment field. Ultimately, this results in growthful change and
mature self-expression. Gestalt therapy's theory is foremost a theory of growth and
education with the focus on health and not on pathology (Latner, 1986).
The German word gestalt cannot be translated into an equivalent, single English term.
It encompasses such a wide variety of concepts: a shape, a pattern, a whole form, and
a configuration. Gestalt therapy draws on all of these meanings, with equal emphasis
on the organized whole and on the notion of pattern.
Gestalt therapy is a holistic, process-oriented, dialogical, phenomenological,
existential, and field theoretical approach to human change with the centrality of
contact, awareness, and personal responsiveness and responsibility. Primacy is given
to the uniqueness of the individual. The person is never reduced to parts and structural
entities but viewed as an integrated whole with innate potential of growth and mature
self-expression. Of crucial importance is the interplay between biological maturation,
environmental influences, interaction of the individual and the environment, and
creative adjustment (Yontef, 1933). Gestalt therapy is about the aliveness and
excitement, the awareness of choice everyone has in creating their lives.
The Gestalt that Fritz Perls created, as the official founder of Gestalt therapy (he
prefered to be called the finder or re-finder), is predominantly a synthesis of many
existing elements and concepts interrelated into a meaningful, new whole. He wove
the new Gestalt out of different bodies of knowledge and disciplines, and was
particularly influenced by existential philosophy, phenomenology, holism, humanism,
Gestalt psychology, bio-energetics, orthodox and interpersonal psychoanalysis, and
Eastern philosophies (Clarkson & Mackewn, 1993). The Zeitgeist, the historical and
cultural situation that prevailed during his lifetime in combination with numerous
political upheavals, and his exposure to different cultures, left clear marks on this
revolutionary new theory.
Philosophical Roots
Existential philosophy, which began with Kierkegaard and was further developed by
Marcel and Marleau-Ponty, focuses on existence as individual existence. Issues of the
existential meaning of freedom, destiny, and the existence of God are of major
importance (Wulf, 1998). Other contributions came from Sartre and Heidegger with
responsibility, freedom, and authenticity at their center.
Phenomenology, which grew out of existentialism, is a philosophy that advocates
going to the things themselves, conceived as a faithful and unbiased description of
consciousness. The focus is on studying consciousness in its subjective meaningful
structure and function. Edmund Husserl, the founder and principal exponent of
phenomenology, whose ideas were embodied in the concepts of awareness and the
here-and-now, had a particularly powerful impact on Perls.
Holism, and the concept of the whole, were taken up by Jan Smuts (1926) in Holism
and Evolution. Smuts considered the organism to be a self-regulating entity with
metabolism and assimilation being fundamental functions of all organic wholes. The
holistic notion became the epitome of GT with the basic idea that everything is
inevitably interrelated and mutually dependent on each other. The whole is more than,
and different from, the sum of the individual parts. Thus, any attempt to dissect its
aspects is doomed to destroy its nature. One crucial principle of holism is its
configuration of a coherent and unified aggregate consisting of lesser wholes. A
holistic approach to the human organism embraces and affirms complexity, inclusion,
diversity, and resists inexorably any form of reductionism (Wulf, 1998).
Humanism, as a multifaceted approach to human experience and behavior, focuses on
an individuals self-actualization and uniqueness, with choice and integration ensuing.
The overlap of existentialism and humanism is rich in potential for greater
understanding of the human experience and for greater effectiveness in the effort to
enrich that experience (Bugental, 1965).
Wertheimer, Koffka, Koehler, the representatives of Gestalt psychology, demonstrated
that an individual organizes his/her perceptions into meaningful sets. This principle of
perception became a basic concept in GT that included the organisms tendency to
perceive wholes even where information is missing.
The four stages of contact were originally described by Perls, Hefferline, and
Goodman, 1951, as fore-contact, contacting, final-contact, and post-contact.
This original theory was extended by the Gestalt Institute of Cleveland into the
Cycle of Experience (COE) which reflects the following seven stages:
sensation (1), awareness (2), mobilization of energy (3), action (4), contact (5),
resolution and closure (6), and withdrawal (7).
A newly proposed model (Crocker, 1999) is referred to as the Self-Function
Analysis of Contact which includes the following six functions of the self:
interested excitement; decision-making; choosing; past assimilation of
experience, beliefs, attitudes, and ways of thinking; learned patterns (habitual)
of response; and styles of contact (and withdrawal). A therapists interventions
are guided by the place and the degree of difficulties and blockages a person
experiences within those six areas.
Interruptions of contact
Since every contact takes place at the contact boundary, where the organism and the
environment meet, every interruption or distortion of contact was/is also called a
contact boundary disturbance (Perls et al.), or an interruption of self-regulations
(Polsters). There are four major interruptions of contact, which all result in loss of
ego-functions: confluence, introjection, projection, and retroflection. In addition, there
are the concepts of egotism (Perls et al., 1951/1994), deflection (Polster & Polster,
1973), and proflection (Crocker, 1981). Every interruption reflects the clients
organization of his/her experience. Therefore, it is paramount to work towards change
in the ground that supports the experience.
Confluence, introjection, projection, and retroflection are often in the service of health
and are only detrimental to healthy functioning without awareness (e.g. an artists
projects into a picture; an employee chooses not to explode at her boss; the confluence
of individuals during orgasm).
Organismic self-regulation
Self-regulation is a process in which the organism strives for the maintenance of an
equilibrium that is continually disturbed by its needs and regained through their
gratification and elimination. If functioning properly, it leads to integrating parts with
each other and into a whole that encompasses the parts. As self-organizing systems,
human beings have the natural capacity to constantly reorganize themselves as they
adapt to changing circumstances, assimilate, accommodate, and/or reject influences of
others with which/whom they interact. A disturbance of organismic self-regulation
happens when contacts are interrupted. Most of the clinical work in Gestalt therapy
centers on these interruptions, as they occur in the moment at the contact boundary.
The paradoxical theory of change
The paradoxical theory of change is one of the fundamental organizing principles in
Gestalt therapy, with far-reaching implications. Only by being what and who one is
can one become something or someone else. Effort, self-control, or avoidance focused
exclusively on the future will not bring about change. We must become our truth
(ourselves) first before we can move from it (change). Vice versa, if we try to be
different without finding what is true for us, we are following someone elses truth
and will not bring about the long-term change to which we aspire.
All the energy that can get locked up in the battle between trying to change and
resisting change can become available for active participation in our life processes.
External as well as internal controls interfere with the healthy working of an
organism.
Phenomenology
Phenomenology in its broadest sense is a philosophical doctrine that advocates the
scientific study of immediate experience as the basis (subject matter) of psychology. A
phenomenological attitude is one of openness and humility in the presence of the
other with genuine interest in, and profound respect for, the others way of creating
meaning, seeing, experiencing, and organizing the world. Approaching another person
phenomenologically implies focusing on the obvious revealed by the situation in the
moment and avoiding interpretation and prescription. The main concern is the
immediate grasp of being (what is) and the meeting of the other person within his/her
organism/environment field, without preconceptions, presuppositions or speculations.
It is not of great importance why clients are as they are; instead, the search for
understanding and awareness of their process becomes foreground. Unconditioned
acceptance and the bracketing of one's own experiences and preconceptions are the
basis for any phenomenological approach.
Awareness
Awareness is the beating heart of Gestalt therapy. The fluidity of awareness is
equivalent to the perceptual flow of figure/ground (Crocker, 1999). Awareness is
always intentional and occurs in the organism-environment field. Characterized by
contact, sensing, excitement, and Gestalt formation it is a subjective experience, a
being in touch with ones own existence inclusive of all senses at a given moment. It
is more than the pure thought of a problem but is integrative, implying wholeness,
allowing for appropriate responses to a given situation in accordance with one's needs
and the possibilities of the environment. Different awareness can come to the
individual responds adequately to wants and needs (Id functions), and to what
happens in the environment. One is capable of realistically evaluating the situation
and responsibly initiating actions in accordance to who one is (Personality functions)
and what the situation requires. Sufficient self-support and behavior mirrors a
freshness of response with a clear-sightedness and willingness to take on
responsibility (pro-active instead of re-active). The person with psychological health
lives in the present moment with awareness, cognizant of the past and filled with
excitement of the future. To move with vigor and liveliness towards higher levels of
growth is healthy functioning.
The Nature of Human Dysfunctioning
Psychological dysfunction is never viewed as a mental disorder but as an organismic
or growth disorder (no mind/body dichotomy). In dysfunction there is a loss of a clear
internal awareness (needs, wants, and desires) and self-responsiveness (experiences
and good contact). The free flowing and flexible contact is blocked and/or distorted,
erroneous conclusions about the world, other people and him/herself are drawn and
acted upon. All forms of human psychological dysfunction are attempts at simplifying
experience, alleviating uncomfortable feelings, or managing difficult adjustments.
Therefore, they are considered creative adaptations to inhospitable situations in a
persons life (Crocker, 1999, p.134). The Self becomes fixed and the person presents
him/herself with inauthentic layers of existence (clich, role, impasse). Authenticity is
dimmed, and reified patterns occur. Self-support is limited, and excessive
environmental support is sought through manipulation.
In terms of an individuals self-functions, psychological disorder exists when a
clients experience is, in part, created by a loss of Ego-functions, which result in
disturbed contact due to disturbed Id- and/or Personality-functions. A client who has a
diminished range of ego-functions is unable to identify with id- and/or personalityfunctions and therefore engages in unaware confluence, introjection, projection,
and/or retroflection with one or more of these contact interruptions dominating and
forming a pattern (style of contact).
Methods of Gestalt Therapy
The central focus of the work of a Gestalt therapist is on contact. This includes the
plethora of all complex internal responses and external patterns of behavior that are
employed in the contact process. Contact is the defining characteristic of all of the
methods Gestalt therapists use in order to bring about change. The methods of Gestalt
therapy comprise basically five groups: therapeutic relationship, phenomenological
method, experiment, work with cognition, and work with the wider field.
The therapeutic relationship
An authentic, nonjudgmental, dialogic relationship between client and Gestalt
therapist is the crucible of change. In order to exchange phenomenologies, a Gestalt
therapist must bring a willingness and capability to be present as a person in the
therapeutic encounter, inclusive of his/her inner world, sense of experience,
knowledge, skills, etc. and a genuine interest in understanding the clients subjective
experiences and needs from the environment (I-Thou stance). Both create the
relationship and allow a figure to emerge from the dialogue. Verbal as well as
Simkin (1978) reported that Gestalt therapy was not even recognized by the
Psychological Abstracts as separate from Gestalt psychology until 1973, and
Harmans (1984) conclusion of a review of Gestalt therapy research literature
confirmed the scarcity of quality research in the field. A growing, yet still small
number of practicing Gestalt psychotherapists and theoreticians started to counteract
this state of affair but the published research in support of the Gestalt approach
remains far from being competitive.
Gestalt Review (1997) reports that over 300 doctoral dissertations containing research
on Gestalt therapy have been conducted, but only a handful were published in
professional journals. Recent work by Paivio and Greenberg (1995), Greenberg, Rice
and Elliot (1993), and Greenberg, Elliot, and Lietaer (1994) are moderate beginnings
of outcome studies that show the effectiveness of Gestalt therapy. Additional findings
reported Gestalt therapy bringing about significant positive changes in body image
(Clance, Thompson, Simerly, & Weiss, 1994), the effectiveness of the empty-chair
dialogue versus desensitization processes (Johnson & Smith, 1997), favorable Gestalt
therapy outcome compared to psycho-education of unfinished business (Paivio &
Greenberg, 1995), and the efficacy of Gestalt therapy with hard-core criminals
(Serok & Levi, 1993). A relatively conclusive meta-analysis of the effectiveness of
Gestalt therapy was conducted in Germany and is published in German only
(Schmitz, 1995). One of the oldest research studies goes back to 1927 when the
Russian psychologist Blyuma Zeigarnik discovered experientially that people tend to
return meaningfully to any unfinished activity striving for closure to obtain a sense of
completion and fulfillment. This research is known as the Zeigarnik effect (Zeiganik,
1972).
It is, however, claimed that Gestalt fundamentals provide advantageous training for
researchers of qualitative methodology in using themselves as their own instrument.
Trained Gestalt therapists have much to offer in the areas of awareness, actuality,
complexity, personal responsibility, and staying with the process. These are all
desirable skills for the qualitative researcher (Brown, 1997).
For the growing research in the realm of contact boundary issues, which is the essence
of Gestalt therapy, inventories and questionnaires have been developed and have been
modified and further developed (Gestalt contact styles questionnaire; Gestalt
inventory of resistance loadings both coming out of the Kent State University).
Very recently practitioners within the Gestalt Community created an organization, a
Gestalt Research Consortium, to change the current under-representation of research
in Gestalt therapy. The members of this group committed to devote a portion of their
resources (time, energy, involvement, money, etc.) to a program of research. Judging
from the lively discussion that has been going on and the many valuable contributions
from well-known Gestalt practitioners from all over the world, decisive and rich
results can be expected in the future.
Limitations of Gestalt therapy
Gestalt therapy is lacking a distinct, clearly defined and fully elaborated theory of
human development. In the absence of this understanding, psychological sufferings
that are developmental in origin are void of consistent theoretical explanations within
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