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    disputes, differences and claims arising out of or in relation to dealings on the Exchange between the Members inter-se and between Members and constituents shall be subject to arbitration in accordance with the provisions of the Bye-laws and Regulations of the Exchange. (2) The arbitral tribunal shall consist of three arbitrators, one each to be appointed by the parties to the dispute and the third arbitrator to be appointed by the two appointed arbitrators. The third arbitrator shall act as the presiding arbitrator. (3) The decision of the majority of the arbitrators shall be final and binding upon the parties. (4) The Exchange shall have

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    disputes, differences and claims arising out of or in relation to dealings on the Exchange between the Members inter-se and between Members and constituents shall be subject to arbitration in accordance with the provisions of the Bye-laws and Regulations of the Exchange. (2) The arbitral tribunal shall consist of three arbitrators, one each to be appointed by the parties to the dispute and the third arbitrator to be appointed by the two appointed arbitrators. The third arbitrator shall act as the presiding arbitrator. (3) The decision of the majority of the arbitrators shall be final and binding upon the parties. (4) The Exchange shall have

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    19 views2 pages

    Apds4814 21012015 Cnnsefo 1

    Uploaded by

    Someshwar Astro
    disputes, differences and claims arising out of or in relation to dealings on the Exchange between the Members inter-se and between Members and constituents shall be subject to arbitration in accordance with the provisions of the Bye-laws and Regulations of the Exchange. (2) The arbitral tribunal shall consist of three arbitrators, one each to be appointed by the parties to the dispute and the third arbitrator to be appointed by the two appointed arbitrators. The third arbitrator shall act as the presiding arbitrator. (3) The decision of the majority of the arbitrators shall be final and binding upon the parties. (4) The Exchange shall have

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    of 2

    CONTRACT NOTE (Futures & Options Segment of NSE)

    (Pursuant to Regulation 3.6)


    CONTRACT NOTE ISSUED BY MEMBERS ACTING
    FOR CONSTITUENTS AS BROKERS AND AGENTS

    Member : National Stock Exchange of India Ltd.


    #175/176 2nd Floor, Bannergatta Road,

    SEBI REGN.No.:INF231390627

    Bilekahalli, Bangalore-560076, Karnataka, India


    Phone No : +91 80 4040 2020.
    Email-Id :india@zerodha.com
    Dealing Office :

    U SOMAIAH
    PLOT NO 245 HASTHINAPURAM
    NAGARJUNA COLONY SAROORNAGAR RANGAREDDY
    HYDERABAD 500070
    ANDHRA PRADESH
    Pan No. BGPPS7459P

    Service Tax No .: AAAFZ6602RSD001

    TRADE
    NO.

    TRADE
    TIME

    1000000012856670 14:59:30

    1426525

    14:59:30 NIFTY OPTIDX/8,200.00/29 Jan 2015 (PE)

    1000000014028812 15:28:34

    1579527

    15:28:34 NIFTY OPTIDX/8,200.00/29 Jan 2015 (PE)

    Sub Total

    ORDER
    TIME

    Avg. Buy Price :

    6.10

    SECURITY

    Quantity Bought
    for you

    (Contracts Description)

    Avg. Sell Price :

    Quantity Sold
    for you

    200

    5.70

    200

    738168
    21/01/2015
    APDS4814
    DS4814

    To.

    Income Tax PAN .:AAAFZ6602R

    To be stamped as per the provisions


    175/176 2nd Floor, ,
    applicable under the relevant stamp Act.
    Bannergatta Road,,
    Bangalore-560076. Karnataka
    Phone No :+91 80 4040 2020
    Email-Id :india@zerodha.com
    Sir / Madam,
    We have this day done by your order and on your account the following transactions :
    ORDER
    NO.

    CONTRACT NOTE NO :
    TRADE DATE
    :
    UNIQUE CLIENT CODE :
    TRADING CODE NO
    :

    Compliance Officer Details:


    Name :
    Venu Madhav K.S
    Contact No.: 080-40402020 Email ID:compliance@zerodha.com

    Gross Rate
    Per Unit

    Gross Total

    (Rs.)

    (Rs.)

    Brokerage
    Total

    Service Tax
    Total

    (Rs.)

    (Rs.)

    6.10

    1220.00

    0.08

    200

    5.70

    1140.00

    0.07

    200

    11.80

    2360.00

    21.00

    1050.00

    0.07

    S.T.T.

    Net Value

    (Rs.)

    (Rs.)
    -1220.00

    0.19

    1140.00
    -80.00

    1000000001338164 09:40:12

    201047

    09:40:12 NIFTY OPTIDX/8,900.00/29 Jan 2015 (CE)

    50

    1000000001338164 09:40:12

    201048

    09:40:12 NIFTY OPTIDX/8,900.00/29 Jan 2015 (CE)

    100

    21.00

    2100.00

    0.13

    1000000001338172 09:40:41

    203669

    09:40:41 NIFTY OPTIDX/8,900.00/29 Jan 2015 (CE)

    50

    20.70

    1035.00

    0.07

    0.18

    1035.00

    1000000001338174 09:40:41

    203670

    09:40:41 NIFTY OPTIDX/8,900.00/29 Jan 2015 (CE)

    100

    20.70

    2070.00

    0.13

    0.35

    2070.00

    150

    41.70

    6255.00

    10.85

    3255.00

    0.21
    0.15

    Sub Total

    Avg. Buy Price :

    21.00

    Avg. Sell Price :

    20.70

    1000000002056830 09:54:46

    305950

    09:54:46 NIFTY OPTIDX/9,000.00/29 Jan 2015 (CE)

    1000000002100175 14:57:58

    1423826

    14:57:58 NIFTY OPTIDX/9,000.00/29 Jan 2015 (CE)

    Sub Total

    Avg. Buy Price :

    10.85

    Avg. Sell Price :

    150
    300

    8.00

    Net Total

    Turnover Chrgs

    7.56

    Service Tax

    Stamp. Chrgs

    1.00

    STT

    -1050.00
    -2100.00

    -45.00
    -3255.00

    300

    8.00

    2400.00

    300

    300

    18.85

    5655.00

    -855.00

    650

    650

    14270.00

    -980.00

    18.24
    1.00

    Sebi Charges
    Total Brokerage
    Net Amount Due To Us

    0.41

    2400.00

    0.03
    140.00
    1147.83

    Dr

    Bro
    Yours faithfully,
    For ZERODHA

    Place :

    Member : The National Stock Exchange of India Ltd.,Mumbai


    Signature Not Verified
    Income Digitally
    Tax PAN
    .:AAAFZ6602R
    signed by KAMATH NITHIN
    Date: 2015.01.21 19:17:45 +05:30
    Reason: Digitally Signed
    Location: India

    EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION

    (1)

    All

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