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CS Excutive Programme Module II (New Course) Appendix Final June 2010
CS Excutive Programme Module II (New Course) Appendix Final June 2010
ISBN : 978-81-7666-847-7
Appendix
CS Executive Programme
Module II (New Course)
June - 2010
INDEX
Paper 4
Paper 5
Paper 6
Company Law
Economic and Labour Laws
Securities Laws and Co mpliances
II- 1
II- 6
II- 12
PA PE R'S
II-2
II-3
II-4
II-5
II-6
II-7
II-8
II-9
Governm ent. The emp loyer did not absorb the contract labour and
employ them on regular basis. The workmen challenged the action of
the organisation. Will they succeed?
(4 marks)
Chapter-16 : Industrial Disputes Act, 1947
2010 - June [6] W rite notes on the following:
(i) Princ iples go verning domestic enquiry.
(5 marks)
2010 - June [7] (a) Distinguish between the following:
(i) Legal strike and justified strike .
(5 marks)
Chapter-17 : Industrial Employment (Standing Orders) Act, 1946
2010 - June [6] W rite notes on the following:
(iii) Procedure to be followed for the certification of standing orders under
the Industrial Employment (Standing Orders) Act, 1946. (5 marks)
Chapter-18 : Factories Act, 1948
2010 - June [7] (a) Distinguish between the following:
(iii) Premises and precincts under the Factories Act, 1948. (5 marks)
2010 - June [8] Attempt the following stating relevant legal provisions and
decided case law, if any:
(ii) The workers were engaged by beedi manufacturer for rolling beedies
at home subject to the rejection of defective beedies by manufacturer.
The workers claimed that they should be treated as workers under the
provisions of the Factories Act, 1948. Will they succeed? (4 marks)
Chapter-19 : Objective Questions
2010 - June [2] State, with reasons in brief, whether the following statements
are co rrect or incorrect. Attempt:
(i) The Consumer Protection Act, 1986 o nly reinforces the doctrine of
caveat emptor.
(ii) In all legal proceedings relating to trade mark registered under the
Trade Marks Act, 1999, the original registration and all subsequent
assignm ents and transmissions thereof shall be prim a facie evidence
of its validity.
(iii) Cartel includes an association of producers, sellers or distributors who,
by agreement among themselves, limit, control or attempt to control
the production, distribution, sale or price of or trade in goods or
provision o f services.
(iv) Trade practice includ es a single or isolated action of any person in
relation to any trade.
(v) W hile calculating the value of plant and machinery for the purpo se of
small scale/ancillary industrial undertaking, the following shall be
included
(vi)
2010 spaces
(i)
(ii)
(iii)
(iv)
(v)
2010 spaces
(i)
(ii)
(iii)
(iv)
(v)
II-10
II-11
2010 - June [7] (c) Choose the most appropriate answer from the given options
in respect of the following:
(i) An application fo r the recovery of bo nus from an em ployer shall be
made within
(a) Six months form the date on which the money became d ue
(b) One year from the date on which the money became due
(c) 60 Da ys from the date on which the money became d ue
(d) 90 Days from the date on which the money became due.
(ii) The occu pier o f a factory is required to send a written notice to the
Chief Inspector o f Facto ries at least
(a) 7 Days before he begins to occupy or use the premises as a factory
(b) 15 Days before he b egins to occupy or use the premises as a
factory
(c) 21 Days before he begins to occup y or use the prem ises as a
factory
(d) 10 Days before he begins to occupy or use the premises as a
factory.
(iii) The State Government may make rules regarding the provisions and
maintenance of a canteen for the use of workers wherein more than
(a) 250 W orkers are ordinarily employed
(b) 500 W orkers are ordinarily employed
(c) 300 W orkers are ordinarily employed
(d) 100 workers are ordinarily employed
(iv) The minimum amount of compensation in case of permanent total
disablement is
(a) Rs. 1,00,000
(b) Rs. 90,000
(c) Rs. 80,000
(d) Rs. 70,000.
(v) The Contract Labour (R egulatio n and Abo lition) Act, 197 0 applies to
every establishment or contracto r wherein workmen employed on any
day of the preceding 12 months shall be
(a) 100 W orkmen or more
(b) 20 W orkmen or more
(c) 50 W orkmen or more
(d) 10 W orkmen or more.
(1 mark each)
II-12
II-13
II-14
2010 - June [8] (b) Briefly explain the principal documents involved in
issuance of glob al dep ository receip ts (GD Rs) and foreign currency co nvertib le
bonds (FCC Bs).
(5 marks)
Chapter-15 : Indian Depository Receipt
2010 - June [7] (b) What are the compliances under the listing agreement for
Indian depository receipts (IDRs) relating to appointment of Company
Secretary and undertaking of due diligence of Registrar and Transfer Agent
(RT A), etc.?
(4 marks)
Chapter-16 : Investor Protection
2010 - June [8] (a) W hat are the legal provisions for investor protection with
regard to
(i) misstatements in a prospectus; and
(ii) failure to send financial statements?
(5 marks)
Chapter-17 : Objective Questions
2010 - June [1] {C} (a) State, with reasons in brief, whether the following
statements are corre ct or incorrect:
(i) Cap ital market is wider than securities m arket.
(ii) Mandatory client code facilitates market surveillance.
(iii) CAM EL m odel is used for ra ting of banking co mpanies.
(iv) A fore ign currency conve rtible bond is a quasi-debt instrument.
(v) The placement memorandum is to be issued for private circulation
only after the expiry of 21 days of its submission to SEBI.
(2 marks each)
2010 - June [1] {C } (b) Rewrite the following sentences after filling in the
blank spaces with appropriate word(s)/figure(s):
(i) Credit rating is considered more relevant for gradation of ______.
(ii) Clearing corporation deals with ______.
(iii) Securities in ______are not available for buy-back until the period
expires.
(iv) Indian money market is getting integrated with the global market
through______.
(v) ___ ___ is a stabilization tool for post-listing price of newly issued
shares.
(1 mark each)
2010 - Ju ne [2] (b) Exp and the following abbreviations:
(i) MCFS
(ii) SPDR
(iii) WM A
(1 mark each)
II-15