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Treatment of Dry Eye Disease
Results of the OPUS-1 Phase 3 Study
John D. Sheppard, MD, MMSc,1 Gail L. Torkildsen, MD,2 John D. Lonsdale, MD,3
Francis A. DAmbrosio, Jr., MD,4 Eugene B. McLaurin, MD,5 Richard A. Eiferman, MD,6
Kathryn S. Kennedy, PhD, MSE,7 Charles P. Semba, MD,8 for the OPUS-1 Study Group*
Purpose: To assess the efcacy and safety of litegrast ophthalmic solution 5.0% compared with placebo in
subjects with dry eye disease.
Design: Prospective, randomized, double-masked, placebo-controlled, parallel arm, multicenter clinical trial.
Participants: A total of 588 adult subjects with dry eye disease.
Methods: Eligible subjects were randomized 1:1 to receive topically administered litegrast (5.0%) or
placebo (vehicle) twice daily for 84 days after a 14-day open-label placebo run-in period. After enrollment (day 0),
subjects were evaluated at days 14, 42, and 84. Key objective (uorescein and lissamine staining scores
[Ora scales]) and subjective (Ocular Surface Disease Index [OSDI], 7-item visual analog scale, and ocular
discomfort score [Ora scale]) measures were assessed at all visits.
Main Outcome Measures: The primary objective efcacy measure (sign) was mean change from baseline
inferior corneal staining score (ICSS) at day 84. The co-primary subjective efcacy measure (symptom) was the
mean change from baseline in the visual-related function subscale score of the Ocular Surface Disease Index (VROSDI). Supportive measures included corneal uorescein scores (superior, central, total region) and conjunctival
lissamine scores (nasal, temporal, total region) and symptom scores at day 84.
Results: The study met the primary objective efcacy ICSS end point in demonstrating superiority of litegrast compared with placebo (P 0.0007). Litegrast signicantly reduced corneal uorescein staining (superior,
P 0.0392; total cornea, P 0.0148) and conjunctival lissamine staining (nasal, P 0.0039; total conjunctiva,
P 0.0086) at day 84 versus placebo. Signicant (P < 0.05) improvements in nasal and total lissamine scores
were observed at day 14 and maintained through day 84. The study did not meet the co-primary subjective VROSDI measure (P 0.7894). However, signicant improvements were observed at day 84 in ocular discomfort
(P 0.0273) and eye dryness (P 0.0291), the most common and severe symptoms reported at baseline in both
groups. There were no unanticipated or serious ocular adverse events (AEs). The most frequent reported ocular
AEs were transient intermittent instillation site symptoms (irritation, discomfort) primarily on the initial litegrast
dose at day 0.
Conclusions: Litegrast ophthalmic solution 5.0% signicantly reduced corneal uorescein and conjunctival
lissamine staining and improved symptoms of ocular discomfort and eye dryness compared with placebo when
administered twice daily over 84 days. Ophthalmology 2014;121:475-483 2014 by the American Academy of
Ophthalmology.
*Group members listed online in Appendix 1 (available at http://aaojournal.org).
Dry eye is a complex disorder of the ocular surface characterized by symptoms of discomfort, decreased tear
quality, and chronic inammation affecting an estimated
25 million patients in the United States alone.1,2 Over the
past decade, signicant progress has been made in understanding the inammatory nature of dry eye disease through
advancements in animal models and clinical biomarkers.3,4
Although the cause of dry eye is multifactorial, a common
pathway is the establishment of a proinammatory state
leading to activation of T-cellemediated immune responses,
cytokine release, and hyperosmolar tears.5,6 The resulting
2014 by the American Academy of Ophthalmology
Published by Elsevier Inc.
inammatory milieu stimulates corneal neural bers resulting in sensations of ocular discomfort and dryness.
Activation and homing of lymphocytes to the ocular
surface are central to the chronic inammatory process and
inuenced by the binding of the T-cell integrin, lymphocyte
function antigen-1 (LFA-1; CD11a/CD18; aLb2), to its
cognate ligand, intercellular adhesion molecule-1 (ICAM-1;
CD54) expressed on the cell surface of inamed epithelium.7
The LFA-1/ICAM-1 binding promotes T-cell activation
(immunologic synapse), adhesion, migration, and cytokine
release.8 Lymphocytic inltrates of CD3 T cells and CD4
ISSN 0161-6420/14/$ - see front matter
http://dx.doi.org/10.1016/j.ophtha.2013.09.015
475
Methods
Study Design
This was a phase 3 randomized, prospective, double-masked,
placebo-controlled, parallel-arm design study with block enrollment conducted at 13 sites in the United States. All subjects were
informed of risks and benets of study participation, and written
informed consent was obtained before subject enrollment in
compliance with the institutional review board (Alpha Institutional
Review Board, San Clemente, CA). The study was conducted in
accordance with the Health Insurance Portability and Accountability Act of 1996 and the Declaration of Helsinki of 1996, and
registered at ClinicalTrials.gov: NCT 01421498 (http://clinicaltrials.gov, accessed June 4, 2013).
The study was approximately 100 days in duration and consisted of 3 periods: screening (day 14 to 0), treatment (day
0e84), and a follow-up (day 85 or 86) telephone safety interview 1
to 2 days after the last dose of study treatment. A total of 5 study
visits were scheduled: 2 during screening (visits 1 and 2) and 3
during treatment (visits 3, 4, and 5).
The study used methods similar to the previously described
phase 2 study with the exception that the use of a controlled
adverse environment (CAE) was limited only to screening at visits
1 and 2.17 Study investigators consisted of board-certied
ophthalmologists with corneal fellowship training and optometrists. Pre-study preparation included a training meeting for
476
Study Protocol
Screening and Eligibility. At visit 1 (day 14), after written
informed consent, subjects underwent data collection by study
personnel that included demographic data, medical and medication
history, urine pregnancy testing (as appropriate), and initial
inclusion and exclusion criteria evaluation. A summary of scheduled assessments and study visits is provided in Table 1. Inclusion
criteria included adult subjects aged 18 years, established history
of bilateral dry eye disease, use or desire to use articial tear
substitutes within the past 6 months, presence of conjunctival
redness in any eye, corneal uorescein staining score of 2.0
point in any eld (Ora scale [0e4 points; 0 none to 4
conuent]) in any eye, unanesthetized Schirmer tear test (STT;
mm/5 minutes) of 1 and 10 in any eye, and best-corrected
visual acuity of 0.7 logarithm of the minimum angle of resolution (Early Treatment Diabetic Retinopathy Study chart) in both
eyes. Exclusion criteria included known contraindications or
hypersensitivity to the study drug or its components, active ocular
inammation (including active lid margin disease, as evaluated by
the investigator using slit-lamp examination with standard clinical
magnication and illumination with the patient seated), active
ocular infection, any ocular surgery within the past 12 months
including laser-assisted in situ keratomileusis, the need for contact
lens use during the study, and pregnancy. Prohibited medications
during the study included topical cyclosporine (discontinued >6
weeks before visit 1) or use of any other ophthalmic medication
(e.g., glaucoma medication, topical anti-inammatory eye drops)
for the duration of the study. Subjects actively taking articial tears
had to discontinue use 72 hours before visit 1.
If subjects met initial screening requirements, additional
assessments of symptoms and signs were conducted before and
after 90-minute exposure to acute environmental stress using the
CAE (Ora, Inc) model.18 The CAE exacerbates signs and
symptoms of dry eye disease using standardized temperature,
humidity, air-ow, ambient lighting, and visual-tasking. To
enrich the study population, enrolled subjects had to exhibit
evidence of a dynamic response to the CAE as demonstrated by
exacerbation in inferior corneal uorescein staining (Ora scale) and
ocular discomfort score (ODS; Ora scale [0e4 points; 0 none,
4 severe]); those subjects with xed uorescein staining or
ocular discomfort symptoms despite CAE exposure were excluded.
Fluorescein staining was assessed pre-CAE and post-CAE; ODS
was assessed pre-CAE, every 5 minutes intra-CAE, and post-CAE
(Table 1).
The designated study eye had to demonstrate the following
criteria at visits 1 and 2: (1) STT (mm/5 minutes) 1 and 10 (preCAE), (2) 1.0 point increase in inferior corneal staining (postCAE minus pre-CAE value), and (3) ODS 3.0 points at 2
consecutive time points intra-CAE (or ODS 4.0 points at 2
consecutive time points if the subject reported a baseline pre-CAE
score of 3.0 points). If both eyes met these requirements at visit 2,
the worst eye was designated the eligible study eye; if both eyes
were equal, the right eye was considered the eligible study eye.
All subjects having a positive screening response and meeting all
other eligibility criteria after visit 1 (day 14) were initiated on
self-administered open-label placebo (vehicle) twice daily
(morning and evening) for 14 days until visit 2 (day 0). At visit 2,
the sequence of pre-CAE, CAE, and post-CAE assessments were
repeated similar to visit 1. The eligible study eye identied at visit
1 had to meet the same qualication criteria at visit 2. All subjects
Sheppard et al
Table 1. Schedule of Events in a Phase 3 Study of Litegrast 5.0% versus Placebo for Dry Eye Disease
Visit 1 Day L142
Informed consent
Demographic data/medical history
Inclusion/exclusion criteria
Enrollment and randomization
Subjective measures
ODS
OSDI
VAS
Objective measures
Best-corrected visual acuity
Slit-lamp biomicroscopy
Conjunctival redness score
Corneal staining (uorescein)
Conjunctival staining (lissamine green)
STT (without anesthesia)
Dilated fundoscopy
Study therapy
Study drug administration
Placebo dispensation (open-label)
AE assessment
Study exit*
Visit 2 Day 0
Pree
CAE
PostCAE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
AE adverse event; CAE controlled adverse environment; ODS ocular discomfort score; OSDI Ocular Surface Disease Index; STT Schirmer tear
test; VAS visual analogue scale.
*Study exit was preceded by a telephone follow-up 1 to 2 days after the last administered dose on visit 5.
Outcome Measures
Efcacy. Objective and subjective measures were collected at all
study visits, including screening. Objective assessments included
corneal uorescein score (inferior, superior, central regions) and
conjunctival lissamine staining score (nasal and temporal regions)
and STT. Both uorescein and lissamine scoring used the Ora scale
for each region (0e4 points; 0 none to 4 conuent).
477
Statistical Methods
The primary efcacy outcome measures were the mean change
from baseline to day 84 (week 12) in the inferior corneal uorescein staining score in the designated study eye and the VR-OSDI
subscale. The primary analyses of the primary end points used
a 2-sample t test comparing litegrast with placebo in the intent-totreat population with last observation carried forward using visit 2
data (pre-CAE; day 0) as the study baseline. P values presented are
the nominal unadjusted values derived from the 2-sided t test
unless otherwise noted. Supportive analyses included Wilcoxon
rank-sum test and analysis of covariance at visit 5. Analyses of
proportions were conducted using the Fisher exact test. A 2-sided t
test with a P value 0.050 was considered statistically signicant.
For the primary ocular sign, on the basis of the results of the
phase 2 study,17 it was reasonable to expect a 0.30 unit difference
in litegrast (5.0%) and placebo in the mean change from baseline
to day 84 in inferior corneal staining, with a common standard
deviation of 0.95 units. For the primary ocular symptom, on the
basis of the results of the phase 2 study, it was reasonable to
expect a 0.30 unit difference in litegrast (5.0%) and placebo in
the mean change from baseline to day 84 in the VR-OSDI, with
a common standard deviation of 0.95 units. Under these assumptions, a sample size of 294 per group would yield approximately
95% power to show a statistical difference at the a 0.050 level
under a 2-sample t test for each end point.
Results
Subject Disposition
The study screened 1016 adult subjects to achieve an enrolled
population of 588 adult subjects (Table 2). The rst subject was
enrolled in September 2011, and the last subject was evaluated
in April 2012. A total of 565 subjects completed the study
(96.1%), and 23 subjects (N 11 and N 12 for placebo and
litegrast, respectively) were withdrawn.
Placebo
(N [ 295)
5.0% LIF
(N [ 293)
295 (100%)
295 (100%)
284 (96.3%)
293 (100%)
293 (100%)
281 (95.9%)
3
2
2
3
(1.0%)
(0.7%)
(0.7%)
(1.0%)
10 (3.4%)
0
0
2 (0.7%)
1 (0.3%)
61.1 (11.8)
24e85
60.2 (12.2)
20e91
78 (26.4%)
217 (73.6%)
64 (21.8%)
229 (78.2%)
276
11
2
6
(93.6%)
(3.7%)
(0.7%)
(2.0%)
270
16
3
4
(92.2%)
(5.5%)
(1.0%)
(1.3%)
198
193
141
54
4
(33.6%)
(32.7%)
(23.9%)
(9.2%)
(0.7%)
0
211
226
104
36
2
1
(36.0%)
(38.6%)
(17.7%)
(6.1%)
(0.3%)
(0.2%)
295 (100%)
161 (54.6%)
129 (43.4%)
293 (100%)
147 (50.2%)
128 (43.4%)
58 (19.7%)
71 (24.1%)
35 (11.9%)
60 (20.5%)
42 (14.3%)
29 (9.9%)
Subject Demographics
The demographic characteristics are presented in Table 2. There
was overall balance with regard to age, gender, race, iris color,
and medical history, with no statistically signicant differences
between the demographic variables measured.
Efcacy Analysis
Primary Efcacy. At baseline, the mean values for inferior corneal
staining were 1.84 and 1.82 for litegrast and placebo, respectively, with no statistically signicant difference between groups.
Litegrast demonstrated superiority compared with placebo (P
0.0007) in reduction of inferior corneal staining at day 84 (Fig 1).
Supportive analyses were highly signicant in favor of litegrast
(P 0.0007 Wilcoxon rank-sum, P 0.0004 analysis of covariance). The proportion of subjects demonstrating 1.0-point
reduction in inferior corneal staining score was 22.2% for litegrast (N 65) versus 13.9% for placebo (N 41) (P 0.010
Fisher exact test).
At baseline, the mean values for the VR-OSDI were 0.86 and
0.93 for litegrast and placebo, respectively, with no statistically
signicant difference between groups. The mean change from
baseline to day 84 analysis showed no difference in reduction in
the VR-OSDI comparing litegrast with placebo (P 0.7894).
478
Sheppard et al
84 (Fig 2). Likewise, the total conjunctival region (sum of the nasal
and temporal regions) was signicant at day 14 (P 0.0149) with
duration of benet through day 84 (P 0.0086). The proportion of
subjects demonstrating 1.0-point reduction in nasal lissamine
staining was 24.6% (N 72) for litegrast versus 15.6% for
placebo (N 46) (P 0.0074 Fisher exact test).
Safety Analysis
All 588 subjects enrolled in the study received at least 1 dose of
study medication and comprise the safety population.
Ocular Adverse Events. There were no unanticipated ocular
AEs or any serious adverse events (SAEs). The most common
Figure 2. Conjunctival lissamine staining score in a study of litegrast compared with placebo for dry eye disease. Results for nasal and total conjunctival
regions (Ora scale) using mean change from baseline analysis (*2-sided t test, xWilcoxon rank-sum test). LIF litegrast; SE standard error.
479
Eye dryness
Photophobia
Burning/stinging
Itching
Foreign body sensation
Blurred vision
Pain
LIF litegrast.
Placebo (N [ 295)
41.6
23.7
20.9
22.2
20.3
16.7
8.6
40.2
23.6
21.2
21.4
19.9
18.3
8.8
Discussion
The OPUS-1 was a phase 3 multicenter, randomized,
prospective, double-masked, placebo-controlled study that
compared the efcacy and safety of litegrast ophthalmic
Figure 3. Key symptom scores in a study of litegrast compared with placebo for dry eye disease. The ocular discomfort zone (Ora scale; left) and Eye Dryness
score (visual analog scale, right) at all visits (*2-sided t test). LIF litegrast; SE standard error.
480
Sheppard et al
Placebo
(N 295)
5.0% LIF
(N 293)
73 (25%)/113
172 (59%)/302
12
11
2
6
(4%)/12
(4%)/11
(1%)/2
(2%)/6
69
63
50
19
(24%)/70
(22%)/63
(17%)/52
(7%)/19
16
2
5
1
5
1
(5%)/18
(1%)/2
(2%)/7
(0.5%)/1
(2%)/5
(0.5%)/1
113
16
6
8
5
2
(39%)/152
(5%)/30
(2%)/6
(3%)/13
(2%)/5
(1%)/2
13
5
1
2
4
(4%)/15
(2%)/6
(0.5%)/1
(1%)/2
(1.5%)/4
12
6
7
5
7
(4%)/15
(2%)/6
(2%)/7
(2%)/5
(2%)/7
69 (23%)/100
8 (3%)/13
0
164 (56%)/272
21 (7%)/29
1 (0.5%)/1
1 (0.5%)/1
1 (0.5%)/1
0
1 (0.5%)/1
0
3 (1%)/3
0
0
1 (0.5%)/1
0
1
1
2
1
(0.5%)/1
(0.5%)/1
(1%)/2
(0.5%)/1
AE adverse event; CAE controlled adverse environment; LIF litegrast; SAE serious adverse event.
*Instillation site events occurring 2% in any group.
y
Events occurring 2% in any group.
Although several instruments have been proposed, no existing method has been validated in the approval of a dry eye
pharmaceutical in the United States or Europe. The issue is
confounded by the low correlation between dry eye signs and
symptoms,23 high placebo responses, and statistical oor and
ceiling effects that readily explain inconclusive ndings.24
The average baseline total OSDI score was approximately
26 points (0e100) across both arms, indicating a moderate
level of symptomatic dry eye disease overall.19 However,
no minimal VR-OSDI severity score was specied as part
of the eligibility requirement, and a oor effect was observed
whereby the observed baseline data for the VR-OSDI end
point was near normal (0 points). The oor effect combined
with a greater than anticipated placebo response signicantly
impaired the ability of the VR-OSDI instrument to detect
a patient-reported drug response.
Study Limitations
Limitations of this study include a relatively short treatment
period (12 weeks), no allowance for concomitant therapy
(e.g., adjunctive use of articial tears or cyclosporine
481
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Sheppard et al
Financial Disclosure(s):
The author(s) have made the following disclosure(s): J.D.S. is a consultant
to Alcon, Abbott Laboratories, Allergan, Bausch & Lomb, EyeGate, Lux
Biosciences, Merck, NiCox, Lacrisciences, Ocucure, Omeros, EyeRx
Research, Provision Network, SARcode Bioscience, Science Based Health,
and Tear Lab. K.S.K. is a consultant to SARcode Bioscience, Inc, a wholly
owned subsidiary of Shire Plc. C.P.S. is an employee of SARcode
Bioscience, Inc, a wholly owned subsidiary of Shire Plc. The Ocular
Surface Disease Index is copyrighted by Allergan, Inc, Irvine, California.
The Ora uorescein scales, lissamine green scales, and ocular discomfort
scale are copyrighted by Ora, Inc, Andover, Massachusetts. The Ora
Controlled Adverse Environment is a trademark of Ora, Inc.
The study was sponsored by SARcode Bioscience, Inc, Brisbane, CA.
SARcode Bioscience, Inc, is a wholly owned subsidiary of Shire Plc.
SARcode Bioscience participated in the design of the study, conducting the
study, data collection, data management, data analysis, interpretation of the
data, and manuscript preparation, review, and approval.
Correspondence:
Charles P. Semba, MD, SARcode Bioscience, Inc., 1000 Marina Blvd.,
Suite 250, Brisbane, CA 94005. E-mail: csemba@shire.com.
483