QUIZ

1.

Book building is used to help in better

(a)
(b)
(c)
(d)
(e)

2.

Sensex is an equal-weighted index.

(a)

3.

Value weighted index

Equal weighed index
Price weighted index
Hybrid index
None of the above

Sterilization
Repo
Bank overdraft
Commercial paper
None of the above

Bills limit
Working capital limit
LC limit
Guarantee limit
None of the above

In a Dutch auction successful bidders pay the actual price (yield) they bid for:
(a)

7.

False

Commercial Papers form part of

(a)
(b)
(c)
(d)
(e)

6.

(b)

An example of a collateralised short term lending transaction is

(a)
(b)
(c)
(d)
(e)

5.

True

Nifty is a
(a)
(b)
(c)
(d)
(e)

4.

Price discovery
Retail participation
Institutional participation
Investor communication
None of the above

True

(b)

False

In a French auction successful bidders pay the actual price (yield) they bid for:
(a)
True
(b)
False

8.

A merchant banker:
(a)
(b)
(c)
(d)
(e)

9.

Allotment of shares in a public issue is decided in consultation with:

(a)
(b)
(c)
(d)
(e)

10.

Underwrites an issue of securities

Finances an issue of securities
Manages an issue of securities
Collects the subscriptions in an issue of securities.
None of the above

SEBI
The stock exchange where the share will be listed
Registrar and Transfer Agents
Registrar of Companies in whose jurisdiction the Corporate office of the
issuing firm falls
None of the above

The purpose of IPO rating is to assess the:

(a)
(b)
(c)
(d)
(e)

Investment attractiveness of the issue

Creditworthiness of the company
Fundamental strength of the company
Regulatory compliance of the company
None of the above

KEY
1 (a)
10 (c)

2 (b)

3 (a)

4 (b)

5 (b)

6 (b)

7 (a)

8 (c)

9 (b)