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Aristotle
Aristotle
This article will begin with a brief explanation of his biological views and
move toward several key explanatory concepts that Aristotle employs.
These concepts are essential because they stand as candidates for a
philosophy of biology. If Aristotles principles are insightful, then he has
gone a long way towards creating the first systematic and critical system
of biological thought. It is for this reason (rather than the particular
observations themselves) that moderns are interested in Aristotles
biological writings.
Table of Contents
1. His Life
2. The Scope of Aristotles Biological Works
3. The Specialist and the Generalist
4. The Two Modes of Causal Explanation
5. Aristotles Theory of Soul
6. The Biological Practice: Outlines of a Systematics
7. The more and the less and Epi to polu
8. Significant Achievements and Mistakes
9. Conclusion
10. References and Further Reading
a. Primary Text
b. Key Texts in Translation
c. Selected Secondary Sources
1. His Life
Aristotle was born in the year 384 B.C. in the town of Stagira (the modern
town Stavros), a coastal Macedonian town to the north of Greece. He was
raised at the court of Amyntas where he probably met and was friends
with Philip (later to become king and father to Alexander, the Great).
When Aristotle was around 18, he was sent to Athens to study in Platos
Academy. Aristotle spent twenty years at the Academy until Platos death,
although Diogenes says Aristotle left before Platos death. When Plato
was succeeded by his nephew, Speusippus, as head of the Academy,
Aristotle accepted an invitation to join a former student, Hermeias, who
was gathering a Platonic circle about him in Assos in Mysia (near Troy).
Aristotle spent three years in this environment. During this time, he may
have done some of the natural investigations that later became The
History of Animals.
range of final products. Within the material is, in a potential sense, that
which is to be formed. Obviously, one piece of wood or metal has the
potential to be many artifacts; yet the possibilities are not infinite. The
material itself puts constraint upon what can be produced from it. One
can execute designs in glass, for example, which could never be brought
forth from brass.
The efficient cause is depicted as that from whence comes the first
principle of kinetic change or rest (Phys. 194b 30). Aristotle gives the
example of a male fathering a child as showing an efficient cause. The
efficient cause is the trigger that starts a process moving.
The formal cause constitutes the essence of something while the final
cause is the purpose of something. For example, Aristotle believed the
tongue to be for the purpose of either talking or not. If the tongue was for
the purpose of talking (final cause), then it had to be shaped in a certain
way, wide and supple so that it might form subtle differences in sound
(formal cause). In this way the purpose of the tongue for speaking
dovetails with the structural way it might be brought about (P.A. 660a
27-32).
It is generally the case that Aristotle in his biological science interrelates
the final and formal causes. For example Aristotle says that the efficient
cause may be inadequate to explain change. In the On Generation and
Corruption 336a Aristotle states that all natural efficient causes are
regulated by formal causes. It is clear then that fire itself acts and is acted
upon. What this means is that while the fire does act as efficient cause,
the manner of this action is regulated by a formal/final cause. The formal
cause (via the doctrine of natural placethat arranges an ascending
hierarchy among the elements, earth, water, air and fire) dictates that fire
is the highest level of the sub-lunar phenomena. Thus, its essence defines
its purpose, namely, to travel upward toward its own natural place. In
this way the formal and final cause act together to guide the actions of
fire (efficient cause) to point upward toward its natural place.
Aristotle (at least in the biological works) invokes a strategy of redundant
explanation. Taken at its simplest level, he gives four accounts of
everything. However, in the actual practice, it comes about that he really
only offers two accounts. In the first account he presents a case for
The second mode of explanation, ME, concerns the material and efficient
causes related to respiration. These have to do with the manner of a
quasi-gas law theory. The hot air in the lungs will tend to stay there unless
it is pushed out by the cold incoming air that hurries its exit (cf. On
Breath 481b 11). (This is because hot and cold are two of the essential
contraries hot/cold & wet/dry). It is the material natures of the elements
that dictate its motions. This is the realm of the ME.
ME is an important mode of explanation because it grounds the
practitioner in the empirical facts so that he may not incline himself to
offer mere a priori causal accounts. When one is forced to give material
and kinetic accounts of some event, then one is grounded in the tangible
dynamics of what is happening. This is one important requirement for
knowledge.
Now to necessity. Necessity can be represented as a modal operator that
can attach itself to either TE or to ME. When it attaches itself to TE, the
result is conditional necessity. In conditional necessity one must always
begin with the end to be achieved. For example, if one assumes the
teleological assumption of natural efficiency, Nature does nothing in vain
(GA 741b 5, cf. 739b20, et. al.) then the functions of various animal parts
must be viewed within that frame. If we know that respiration is
necessary for life, then what animal parts are necessary to allow
respiration within different species? The acceptance of the end of
respiration causes the investigator to account for how it can occur within
a species. The same could be said for other given ends such as gaining
nutrition, defending ones self from attack, and reproduction, among
others. When the biologist begins his investigation with some end
(whether in the mode of discovery or the mode of scientific presentation),
he is creating an account of conditional necessity.
The other sort of necessity is absolute necessity that is the result of matter
following its nature (such as fire moving to its natural place). The very
nature of the material, itself, creates the dynamicssuch as the quasi gas
law interactions between the hot and cold air in the lungs. These
dynamics may be described without proximate reference to the purpose
of the event. In this way ME can function by itself along with simple
necessity to give one complete account of an event.
the nature of its elements (earth, air, fire, and water) and not for its
organic purpose. An example that illustrates the relationship between
form and matter is the human eye. When an eye is situated in a living
body, the matter (and the motions of that matter) of the eye works with
the other parts of the body to present the actualization of a particular
power: sight. When governed by the actuality (or fulfillment) of its
purpose, an eyeball can see (De An 412b 17). Both the matter of the
eyeball and its various neural connections (hyle, understood as ME) along
with the formal and final causes (morphe, understood as TE) are
necessary for sight. Each part has its particular purpose, and that purpose
is given through its contribution to the basic tasks associated with
essence of the sort of thing in question: plant, animal, human.
It is important not to slip into the theological cum Cartesian sense
of anima here. To say that plants and animals have souls is not to assert
that there is a Divine rose garden or hound Heaven. We must remember
that soul for Aristotle is a hylomorphic unity representing a monism and
not a dualism. (The rational souls status is less clear since it is situated
in no particular organ since Aristotle rejected the brain as the organ of
thinking relegating it to a cooling mechanism, PA652b 21-25). It is the
dynamic, vital organizing principle of lifenothing more, nothing less.
Plants exhibit the most basic power that living organisms possess:
nutrition and reproduction (De An 414a 31). The purpose of a plant is to
take in and process materials in such a way that the plant grows. Several
consequences follow (for the most part) from an individual plant having
a well-operating nutritive soul. Lets examine one sort of plant, a tree. If
a plant exhibits excellence in taking in and processing nutrition it will
exhibit various positive effects. First, the tree will have tallness and girth
that will see it through different weather conditions. Second, it will live
longer. Third, it will drop lots of seeds giving rise to other trees. Thus, if
we were to compare two individual trees (of the same species), and one
was tall and robust while the other was small and thin, then we would be
able to render a judgment about the two individual trees on the basis of
their fulfillment of their purpose as plants within that species. The tall
and robust tree of that species would be a better tree (functionally). The
small and thin tree would be condemned as failing to fulfill its purpose as
a plant within that species.
Animals contain the nutritive soul plus some of the following powers:
appetite, sensation, and locomotion (De An 414a 30, 414b 1-415a 13).
Now, not all animals have all the same powers. For example, some (like
dogs) have a developed sense of smell, while others (like cats) have a
developed ability to run quickly with balance. This makes simple
comparisons between species more difficult, but within one species the
same sort of analysis used with plants also holds. That is, between two
individual dogs one dog can (for example) smell his prey up to 200
meters away while the other dog can only detect his prey up to 50 meters.
(This assumes that being able to detect prey from a distance allows the
individual to eat more often.) The first dog is better because he has
fulfilled his souls function better than the second. The first dog is thus a
good dog while the second a bad example of one. What is important here
is that animals judged as animals must fulfill that power (soul) particular
to it specifically in order to be functionally excellent. This means that
dogs (for example) are proximately judged on their olfactory sense and
remotely upon their ability to take in nutrition and to reproduce.
Humans contain the nutritive soul and the appetitive-sensorylocomotive souls along with the rational soul. This power is given in a
passive, active, and imaginative sense (De An III 3-5). What this means
is that first there is a power in the rational soul to perceive sensation and
to process it in such a way that it is intelligible. Next, one is able to use
the data received in the first step as material for analysis and reflection.
This involves the active agency of the mind. Finally, the result (having
both a sensory and ratiocinative element) can be arranged in a novel
fashion so that the universal mixes with the perceived particular. This is
imagination (De An III.3). For example, one might perceive in step-one
that your door is hanging at a slant. In step-two you examine the hinges
and ponder why the door is hanging in just this way. Finally, in step-three
you consider types of solutions that might solve the problemsuch as
taking a plane to the top of the door, or inserting a shim behind one of
the hinges. You make your decision about this door in front of you based
upon your assessment of the various generic solutions.
The rational soul, thus understood as a multi-step imaginative process,
gives rise to theoretical and practical knowledge that, in turn, have other
sub-divisions (EN VI). Just as the single nutritive soul of plants was
greatly complicated by the addition of souls for the animals, so also is the
situation even more complicated with the addition of the rational soul for
humans. This is because it has so many different applications. For
example, one person may know right and wrong and can act on this
knowledge and create habits of the same while another may have
productive knowledge of an artist who is able to master the functional
requirements of his craft in order to produce well-wrought artifacts. Just
as it is hard to compare cats and dogs among animal souls, so it is difficult
to judge various instantiations of excellence among human rational souls.
However, it is clear that between two persons compared on their ethical
virtues and two artists compared on their productive wisdom, we may
make intra-category judgments about each. These sorts of judgments
begin with a biological understanding of what it means to be a human
being and how one may fulfill her biological function based on her
possession of the human rational soul (understood in one of the subcategories of reason). Again, a biological understanding of the soul has
implications beyond the field of biology/psychology.
651b 20, 652a 23; Non-Uniform PartsPA 656b 25, 622a 17, 665b 20,
683a 20, 684a 25.)
When an individual has excess nutrition (trophe), the excess (perittoma)
often is distributed all around (GA 734b 25). An external observer does
not perceive the changes to the uniform partsexcept, perhaps, stomach
fat. But such an observer would perceive the difference in a child who has
been well fed (whose non-uniform parts are bigger) than one who hasnt.
The difference is accounted for by the principle of the more and the less.
How does an external observer differentiate between any two people?
The answer is that the non-uniform parts (particularly the skeletal
structure) differ. Thus, one persons nose is longer, another stands taller,
a third is broader in the shoulders, etc. We all have noses, stand within a
range of height and broadness of shoulders, etc. The particular mix that
we each possess makes us individuals.
Sometimes, this mix goes beyond the range of the species (eidos). In these
instances a part becomes non-functional because it has too much
material or too little. Such situations are beyond the natural range one
might expect within the species. Because of this, the instance involved is
characterized as being unnatural (para phusin).
The possibility of unnatural events occurring in nature affects the status
of explanatory principles in biology. We remember from above that there
are two sorts of necessity: conditional and absolute. The absolute
necessity never fails. It is the sort of necessity that one can apply to the
stars that exist in the super lunar realm. One can create star charts of the
heavens that will be accurate for a thousand years forward or backward.
This is because of the mode of absolute necessity.
However, because conditional necessity depends upon its telos, and
because of the principle of the more and the less that is non-teleologically
(ME) driven, there can arise a sort of spontaneity (cf. automaton,
Phys. II.6) that can alter the normal, expected execution of a task because
spontaneity is purposeless. In these cases the input from the material
cause is greater or lesser than is usually the case. The result is an
unnatural outcome based upon the principle of the more and the less. An
any flies mating and laying their eggs in the dung. The possibility of the
eggs already existing in the abdomen of the animal did not occur to
Aristotle.) However, these sorts of mistakes are more often than not the
result of an a priori principle such as women being colder and less
perfectly formed than men or the application of his method on (in
principle) unobservablessuch as human conception in which it is
posited that the male provides the efficient, formal, and final cause while
the woman provides merely the material cause.
Good Calls: Aristotle examined over 500 different species of animals.
Some species came from fishermen, hunters, farmers, and perhaps
Alexander. Many other species were viewed in nature by Aristotle. There
are some very exact observations made by Aristotle during his stay at
Lesbos. It is virtually certain that his early dissection skills were utilized
solely upon animals (due to the social prohibition on dissecting humans).
One example of this comes from the Generation of Animals in which
Aristotle breaks open fertilized chicken eggs at carefully controlled
intervals to observe when visible organs were generated. The first organ
Aristotle saw was the heart. (In fact it is the spinal cord and the
beginnings of the nervous system, but this is not visible without
employing modern staining techniques.) On eggs opened later, Aristotle
saw other organs. This led Aristotle to come out against a popular theory
of conception and development entitled, the pre-formation theory. In
the pre-formation theory, whose advocates extended until the eighteenth
century, all the parts appear all at once and development is merely the
growth of these essential parts. The contrary theory that Aristotle
espouses is the epigenetic theory. According to epigenesis, the parts are
created in a nested hierarchical order. Thus, through his observation,
Aristotle saw that the heart was formed first, then he postulated that
other parts were formed (also backed-up by observation). Aristotle
concludes,
I mean, for instance, not that the heart once formed, fashions the liver, and then
the liver fashions something else; but that the one is formed after the other (just
as man is formed in time after a child), not by it. The reason of this is that so far
as the things formed by nature or by human art are concerned, the formation of
that which is potentially brought about by that which is in actuality; so that the
form of B would have to be contained in A, e.g., the form of liver would have to
be in the heartwhich is absurd. (GA 734a 28-35, Peck trans.)
females in nature never have defensive weapons), while the third class
creates not its own class but another (this is the drone).
Aristotle has got some of this right and some of it wrong. What he has
right is first, bees are unusual in having three classes. Second, one class
is infertile and works for the good of the whole. Third, one class (the
Queen) is a super-reproducer. However, in the case of bees it is Aristotles
method rather than his results that stirs admiration. Three metaprinciples cause particular note:
1. Reproduction works with two groups not three. The quickest solution
would have been to make one group sterile and then make the other two
male and female. [This would have been the correct response.] However,
since none of the beekeepers reported anything like reproductive
behavior among bees and because Aristotles own limited observations
also do not note this, he is reluctant to make such a reply. It is on the
basis of the phainomena that Aristotle rejects bee copulation (GA 759a
10).
2. Aristotle holds that a priori argument alone is not enough. One must
square the most likely explanation with the observed facts.
3. Via analogy, Aristotle notes that some fish seem not to reproduce and
even some flies are generated spontaneously. Thus, assigning the roles
to the various classes that he does, Aristotle does not create a sui generis
instance. By analogy to other suppositions of his biological theory,
Aristotle is able to solve a troublesome case via reference to analogy.
(Aristotle is also admirably cautious about his own theory, saying that
more work is needed.)
What is most important in Aristotles accomplishments is his
combination of keen observations with a critical scientific method that
employs his systematic categories to solve problems in biology and then
link these to other issues in human life.
9. Conclusion
Since Aristotles biological works comprise almost a third of his writings
that have come down to us, and since these writings may have occurred
early in his career, it is very possible that the influence of the biological
works upon Aristotles other writings is considerable. Aristotles
biological works (so often neglected) should be brought to the fore, not
only in the history of biology, but also as a way of understanding some of
Aristotles non-biological writings.
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Author Information
Michael
Boylan
Email:
michael.boylan@marymount.edu
Marymount
University
U. S. A.
Source:
http://www.iep.utm.edu/aris-bio/
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