Professional Documents
Culture Documents
EN BANC
JOSUE JAVELLANA, petitioner,
vs.
THE EXECUTIVE SECRETARY, THE SECRETARY OF NATIONAL DEFENSE, THE
SECRETARY OF JUSTICE AND THE SECRETARY OF FINANCE, respondents.
RESOLUTION
CONCEPCION, C.J.:
The above-entitled five (5) cases are a sequel of cases G.R. Nos. L-35925,
L-35929, L-35940, L-35941, L-35942, L-35948, L-35953, L-35961, L-35965
and
L-35979, decided on January 22, 1973, to which We will hereafter refer
collectively as the plebiscite cases.
The factual setting thereof is set forth in the decision therein rendered,
from which We quote:
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COMMENTS ON
QUESTION No. 1
In order to
broaden the
base of citizens'
participation in
government.
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QUESTION No. 2
QUESTION No. 3
QUESTION No. 4
QUESTION No. 5
QUESTION No. 6
QUESTION No. 3
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Do you a
of the Ne
Constituti
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l
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Constitutional Law I L-36142
w
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Constitutional Law I L-36142
t
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"
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Constitutional Law I L-36142
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Constitutional Law I L-36142
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"Provincial
governors and
city and
municipal
mayors had
been meeting
with barrio
captains and
community
leaders since
last Monday
[January 8,
1973) to thresh
out the
mechanics in
the formation of
the Citizens
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Constitutional Law I L-36142
Assemblies and
the topics for
discussion."
[Bulletin Today,
January 10,
1973]
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(Sgd.) FER
"Presiden
"ALEJANDRO MELCHOR
"Executive Secretary"
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Constitutional Law I L-36142
Then the writer of said decision expressed his own opinion on the issues
involved therein, after which he recapitulated the views of the Members of
the Court, as follows:
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Accordingly, the Court — acting in conformity with the position taken by six
(6) of its members, 1 with three (3) members dissenting, 2 with respect to
G.R. No. L-35948, only and another member 3 dissenting, as regards all of
the cases dismissed the same, without special pronouncement as to costs.
Prior thereto, or on January 20, 1973, Josue Javellana filed Case G.R. No. L-
36142 against the Executive Secretary and the Secretaries of National
Defense, Justice and Finance, to restrain said respondents "and their
subordinates or agents from implementing any of the provisions of the
propose Constitution not found in the present Constitution" — referring to
that of 1935. The petition therein, filed by Josue Javellana, as a "Filipino
citizen, and a qualified and registered voter" and as "a class suit, for
himself, and in behalf of all citizens and voters similarly situated," was
amended on or about January 24, 1973. After reciting in substance the facts
set forth in the decision in the plebiscite cases, Javellana alleged that the
President had announced "the immediate implementation of the New
Constitution, thru his Cabinet, respondents including," and that the latter
"are acting without, or in excess of jurisdiction in implementing the said
proposed Constitution" upon the ground: "that the President, as
Commander-in-Chief of the Armed Forces of the Philippines, is without
authority to create the Citizens Assemblies"; that the same "are without
power to approve the proposed Constitution ..."; "that the President is
without power to proclaim the ratification by the Filipino people of the
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proposed Constitution"; and "that the election held to ratify the proposed
Constitution was not a free election, hence null and void."
Similar actions were filed, on January 23, 1973, by Vidal Tan, J. Antonio
Araneta, Alejandro Roces, Manuel Crudo, Antonio U. Miranda, Emilio de
Peralta and Lorenzo M. Tañada, against the Executive Secretary, the
Secretaries of Finance, Justice, Land Reform, and National Defense, the
Auditor General, the Budget Commissioner, the Chairman of the
Presidential Commission on Reorganization, the Treasurer of the
Philippines, the Commission on Elections and the Commissioner of Civil
Service 4 on February 3, 1973, by Eddie Monteclaro, personally and as
President of the National Press Club of the Philippines, against the
Executive Secretary, the Secretary of Public Information, the Auditor
General, the Budget Commissioner and the National Treasurer 5 and on
February 12, 1973, by Napoleon V. Dilag, Alfredo Salapantan, Jr., Leonardo
Asodisen, Jr. and Raul M. Gonzales, 6 against the Executive Secretary, the
Secretary of National Defense, the Budget Commissioner and the Auditor
General.
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Constitutional Law I L-36142
and control the Legislative Building"; that "(a)t about 5:00 to 6:00 P.M. the
said day, the premises of the entire Legislative Building were ordered
cleared by the same authorities, and no one was allowed to enter and have
access to said premises"; that "(r)espondent Senate President Gil J. Puyat
and, in his absence, respondent President Pro Tempore Jose Roy we asked
by petitioning Senators to perform their duties under the law and the Rules
of the Senate, but unlawfully refrained and continue to refrain from doing
so"; that the petitioners ready and willing to perform their duties as duly
elected members of the Senate of the Philippines," but respondent
Secretary of National Defense, Executive Secretary and Chief of Staff,
"through their agents and representatives, are preventing petitioners from
performing their duties as duly elected Senators of the Philippines"; that
"the Senate premise in the Congress of the Philippines Building ... are
occupied by and are under the physical control of the elements military
organizations under the direction of said respondents"; that, as per "official
reports, the Department of General Services ... is now the civilian agency in
custody of the premises of the Legislative Building"; that respondents "have
unlawfully excluded and prevented, and continue to so exclude and
prevent" the petitioners "from the performance of their sworn duties,
invoking the alleged approval of the 1972 (1973) Constitution of the
Philippines by action of the so-called Citizens' Assemblies on January 10,
1973 to January 15, 1973, as stated in and by virtue of Proclamation No.
1102 signed and issued by the President of the Philippines"; that "the
alleged creation of the Citizens' Assemblies as instrumentalities for the
ratification of the Constitution of the Republic of the Philippines" is
inherently illegal and palpably unconstitutional; that respondents Senate
President and Senate President Pro Tempore "have unlawfully refrained
and continue to refrain from and/or unlawfully neglected and continue to
neglect the performance of their duties and functions as such officers under
the law and the Rules of the Senate" quoted in the petition; that because of
events supervening the institution of the plebiscite cases, to which
reference has been made in the preceding pages, the Supreme Court
dismissed said cases on January 22, 1973, by a majority vote, upon the
ground that the petitions therein had become moot and academic; that the
alleged ratification of the 1972 (1973) Constitution "is illegal,
unconstitutional and void and ... can not have superseded and revoked the
1935 Constitution," for the reasons specified in the petition as amended;
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Respondents Puyat and Roy, in said Case G.R. No. L-36165, filed their
separate comment therein, alleging that "(t)he subject matter" of said case
"is a highly political question which, under the circumstances, this ...Court
would not be in a position to act upon judicially," and that, in view of the
opinions expressed by three members of this Court in its decision in the
plebiscite cases, in effect upholding the validity of Proclamation No. 1102,
"further proceedings in this case may only be an academic exercise in
futility."
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afternoon, but, also, on February 13, 14, 15 and 16, morning and afternoon,
after which the parties were granted up to February 24, 1973, noon, within
which to submit their notes of oral arguments and additional arguments, as
well as the documents required of them or whose presentation was
reserved by them. The same resolution granted the parties until March 1,
1973, to reply to the notes filed by their respective opponents. Counsel for
the petitioners in G.R. Nos. L-36164 and L-36165 filed their aforementioned
notes on February 24, 1973, on which date the Solicitor General sought an
extension of time up to March 3, 1973, within which to file his notes, which
was granted, with the understanding that said notes shall include his reply
to the notes already filed by the petitioners in G.R. Nos. L-36164 a L-36165.
Counsel for the petitioners, likewise, moved and were granted an extension
of time, to expire on March 10, 1973, within which to file, as they did, their
notes in reply to those submitted by the Solicitor General on March 3,
1973. On March 21, 1973, petitioners in L-36165 filed a "Manifestation a
Supplemental Rejoinder," whereas the Office of the Solicitor General
submitted in all these cases a "Rejoinder Petitioners' Replies."
After deliberating on these cases, the members of the Court agreed that
each would write his own opinion and serve a copy thereof on his
colleagues, and this they did. Subsequently, the Court discussed said
opinions and votes were cast thereon. Such individual opinions are
appended hereto.
Accordingly, the writer will first express his person opinion on the issues
before the Court. After the exposition his aforesaid opinion, the writer will
make, concurrently with his colleagues in the Court, a resume of summary
of the votes cast by them in these cases.
I.
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Constitutional Law I L-36142
This defense or theory, set up by counsel for respondents Gil J. Puyat and
Jose Roy in G.R. No. L-36165, and, also, by the Solicitor General, is
predicated upon the fact that, in Our decision in the plebiscite cases, Mr.
Justice Barredo had expressed the view that the 1935 Constitution had "pro
tanto passed into history" and "been legitimately supplanted by the
Constitution now in force by virtue of Proclamation No. 1102 ..."; that Mr.
Justice Antonio did not feel "that this Court competent to act" in said cases
"in the absence of any judicially discoverable and manageable standards"
and because "the access to relevant information is insufficient to assure the
correct determination of the issue," apart from the circumstance that "the
new constitution has been promulgated and great interests have already
arisen under it" and that the political organ of the Government has
recognized its provisions; whereas, Mr. Justice Esguerra had postulated that
"(w)ithout any competent evidence ... about the circumstances attending
the holding" of the "referendum or plebiscite" thru the Citizens'
Assemblies, he "cannot say that it was not lawfully held" and that,
accordingly, heassumed "that what the proclamation (No. 1102) says on its
face is true and until overcome by satisfactory evidence" he could not
"subscribe to the claim that such plebiscite was not held accordingly"; and
that he accepted "as a fait accompli that the Constitution adopted (by the
1971 Constitutional Convention) on November 30, 1972, has been duly
ratified.
Counsel for respondents Gil J. Puyat and Jose Roy goes on to say that,
under these circumstances, "it seems remote or improbable that the
necessary eight (8) votes under the 1935 Constitution, and much less the
ten (10) votes required by the 1972 (1973) Constitution, can be obtained
for the relief sought in the Amended Petition" in G.R. No.
L-36165.
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Constitutional Law I L-36142
the petitioners herein succeeded in convincing him that their view should
be sustained.
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Constitutional Law I L-36142
The distinction is not without reasonable foundation. The two thirds vote
(eight [8] votes) requirement, indeed, was made to apply only to treaty and
law, because, in these cases, the participation of the two other
departments of the government — the Executive and the Legislative — is
present, which circumstance is absent in the case of rules, regulations and
executive orders. Indeed, a law (statute) passed by Congress is subject to
the approval or veto of the President, whose disapproval cannot be
overridden except by the vote of two-thirds (2/3) of all members of each
House of Congress. 12 A treaty is entered into by the President with the
concurrence of the Senate, 13 which is not required in the case of rules,
regulations or executive orders which are exclusive acts of the President.
Hence, to nullify the same, a lesser number of votes is necessary in the
Supreme Court than that required to invalidate a law or treaty.
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Constitutional Law I L-36142
II
Does the issue on the validity of Proclamation No. 1102 partake of the
nature of a political, and, hence, non-justiciable question?
The Solicitor General maintains in his comment the affirmative view and
this is his main defense. In support thereof, he alleges that "petitioners
would have this Court declare as invalid the New Constitution of the
Republic" from which — he claims — "this Court now derives its authority";
that "nearly 15 million of our body politic from the age of 15 years have
mandated this Constitution to be the New Constitution and the prospect of
unsettling acts done in reliance on it caution against interposition of the
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Constitutional Law I L-36142
power of judicial review"; that "in the case of the New Constitution, the
government has been recognized in accordance with the New
Constitution"; that "the country's foreign relations are now being
conducted in accordance with the new charter"; that "foreign governments
have taken note of it"; that the "plebiscite cases" are "not precedents for
holding questions regarding proposal and ratification justiciable"; and that
"to abstain from judgment on the ultimate issue of constitutionality is not
to abdicate duty."
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The reason why the issue under consideration and other issues of similar
character are justiciable, not political, is plain and simple. One of the
principal bases of the non-justiciability of so-called political questions is the
principle of separation of powers — characteristic of the Presidential
system of government — the functions of which are classified or divided, by
reason of their nature, into three (3) categories, namely: 1) those involving
the making of laws, which are allocated to the legislative department; 2)
those concerned mainly with the enforcement of such laws and of judicial
decisions applying and/or interpreting the same, which belong to the
executive department; and 3) those dealing with the settlement of
disputes, controversies or conflicts involving rights, duties or prerogatives
that are legally demandable and enforceable, which are apportioned to
courts of justice. Within its own sphere — but only within such sphere —
each department is supreme and independent of the others, and each is
devoid of authority, not only to encroach upon the powers or field of action
assigned to any of the other departments, but, also, to inquire into or pass
upon the advisability or wisdom of the acts performed, measures taken or
decisions made by the other departments — provided that such acts,
measures or decisions are within the area allocated thereto by the
Constitution. 25
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Luther v. Borden was an action for trespass filed by Luther with the Circuit
Court of the United States against Borden and others for having forcibly
entered into Luther's house, in Rhode Island, sometime in 1842. The
defendants who were in the military service of said former colony of
England, alleged in their defense that they had acted in obedience to the
commands of a superior officer, because Luther and others were engaged
in a conspiracy to overthrow the government by force and the state had
been placed by competent authority under Martial Law. Such authority was
the charter government of Rhode Island at the time of the Declaration of
Independence, for — unlike other states which adopted a new Constitution
upon secession from England — Rhode Island retained its form of
government under a British Charter, making only such alterations, by acts
of the Legislature, as were necessary to adapt it to its subsequent condition
as an independent state. It was under this form of government when Rhode
Island joined other American states in the Declaration of Independence
and, by subsequently ratifying the Constitution of the United States,
became a member of the Union. In 1843, it adopted a new Constitution.
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Constitutional Law I L-36142
Prior thereto, however, many citizens had become dissatisfied with the
charter government. Memorials addressed by them to the Legislature
having failed to bring about the desired effect, meetings were held and
associations formed — by those who belonged to this segment of the
population — which eventually resulted in a convention called for the
drafting of a new Constitution to be submitted to the people for their
adoption or rejection. The convention was notauthorized by any law of the
existing government. The delegates to such convention framed a new
Constitution which was submitted to the people. Upon the return of the
votes cast by them, the convention declared that said Constitution had
been adopted and ratified by a majority of the people and became the
paramount law and Constitution of Rhode Island.
Meanwhile, the charter government had taken measures to call its own
convention to revise the existing form of government. Eventually, a new
constitution was drafted by a convention held under the authority of the
charter government, and thereafter was adopted and ratified by the
people. "(T)he times and places at which the votes were to be given, the
persons who were to receive and return them, and the qualifications of the
voters having all been previously authorized and provided for by law passed
by the charter government," the latter formally surrendered all of its
powers to the new government, established under its authority, in May
1843, which had been in operationuninterruptedly since then.
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About a year before, or in May 1842, Dorr, at the head of a military force,
had made an unsuccessful attempt to take possession of the state arsenal
in Providence, but he was repulsed, and, after an "assemblage of some
hundreds of armed men under his command at Chepatchet in the June
following, which dispersed upon approach of the troops of the old
government, no further effort was made to establish" his government. "...
until the Constitution of 1843" — adopted under the auspices of the
charter government — "went into operation, the charter
government continued to assert its authority and exercise its powers and
to enforce obedience throughout the state ... ."
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It is thus apparent that the context within which the case of Luther v.
Borden was decided is basically and fundamentally different from that of
the cases at bar. To begin with, the case did not involve a federal question,
but one purely municipal in nature. Hence, the Federal Supreme Court was
"bound to follow the decisions of the State tribunals" of Rhode Island
upholding the constitution adopted under the authority of the charter
government. Whatever else was said in that case constitutes, therefore,
an obiter dictum. Besides, no decision analogous to that rendered by the
State Court of Rhode Island exists in the cases at bar. Secondly, the states
of the Union have a measure of internal sovereignty upon which the
Federal Government may not encroach, whereas ours is a unitary form of
government, under which our local governments derive their authority
from the national government. Again, unlike our 1935 Constitution, the
charter or organic law of Rhode Island contained no provision on the
manner, procedure or conditions for its amendment.
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After an, exhaustive analysis of the cases on this subject, the Court
concluded:
In the light of the foregoing, and considering that Art. XV of our 1935
Constitution prescribes the method or procedure for its amendment, it is
clear to my mind that the question whether or not the revised Constitution
drafted by the 1971 Constitutional Convention has been ratified in
accordance with said Art. XV is a justiciable one and non-political in nature,
and that it is not only subject to judicial inquiry, but, also, that it is the
Court's bounden duty to decide such question.
The Supreme Court of the United States has meaningfully postulated that
"the courts cannot reject as 'no law suit' " — because it allegedly involves a
political question — "a bona fide controversy as to whether some action
denominated "political" exceeds constitutional authority." 37
III
Petitioners in L-36142 maintain the negative view, upon ground: 1) that the
President "is without authority to create the Citizens' Assemblies" through
which, respondents maintain, the proposed new Constitution has been
ratified; that said Assemblies "are without power to approve the proposed
Constitution"; 3) that the President "is without power to proclaim the
ratification by the Filipino people of the proposed Constitution"; and 4) that
"the election held (in the Citizens' Assemblies) to ratify the proposed
Constitution was not a free election, hence null and void."
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Under section 1 of Art. XV of said Constitution, three (3) steps are essential,
namely:
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What is relevant to the issue before Us is the fact that the constitutional
provision under consideration was meant to be and is
a grant or conferment of a right to persons possessing the qualifications
and none of the disqualifications therein mentioned, which in turn,
constitute a limitation of or restriction to said right, and cannot,
accordingly, be dispensed with, except by constitutional amendment.
Obviously, every such constitutional grant or conferment of a right is
necessarily a negation of the authority of Congress or of any other branch
of the Government to deny said right to the subject of the grant — and, in
this sense only, may the same partake of the nature of a guarantee. But,
this does not imply not even remotely, that the Fundamental Law allows
Congress or anybody else to vest in those lacking the qualifications and
having the disqualifications mentioned in the Constitution the right of
suffrage.
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This view is further bolstered by the fact that the 1971 Constitutional
Convention sought the submission to a plebiscite of a "partial amendment"
to said section 1 of Art. V of the 1935 Constitution, by reducing the voting
age from twenty-one (21) years to eighteen (18) years, which, however, did
not materialize on account of the decision of this Court inTolentino v.
Commission on Elections, 45 granting the writs, of prohibition and injunction
therein applied for, upon the ground that, under the Constitution, all of the
amendments adopted by the Convention should be submitted in "an
election" or a single election, not separately or in several or distinct
elections, and that the proposed amendment sought to be submitted to a
plebiscite was not even a complete amendment, but a "partial amendment"
of said section 1, which could be amended further, after its ratification, had
the same taken place, so that the aforementioned partial amendment was,
for legal purposes, no more than a provisional or temporary amendment.
Said partial amendment was predicated upon the generally accepted
contemporary construction that, under the 1935 Constitution, persons
below twenty-one (21) years of age could not exercise the right of suffrage,
without a previous amendment of the Constitution.
Upon the other hand, the question, whether 18-year-old members of barrio
assemblies may vote in barrio assembly plebiscites is, to say the least, a
debatable one. Indeed, there seems to be a conflict between the last
paragraph of said section 6 of Rep. Act No. 3590, 46 pursuant to which the
"majority vote of all the barrio assembly members" (which include all barrio
residents 18 years of age or over, duly registered in the list of barrio
assembly members) is necessary for the approval, in an assembly plebiscite,
of "any budgetary, supplemental appropriations or special tax ordinances,"
whereas, according to the paragraph preceding the penultimate one of said
section, 47 "(a)ll duly registered barrio assembly members qualified to vote"
— who, pursuant to section 10 of the same Act, must be citizens "of the
Philippines, twenty-one years of age or over, able to read and write," and
residents the barrio "during the six months immediately preceding election,
duly registered in the list of voters" and " otherwise disqualified ..." — just
like the provisions of present and past election codes of the Philippines and
Art. V of the 1935 Constitution — "may vote in the plebiscite."
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In fact, according to the latest official data, the total number of registered
voters 21 years of age or over in the entire Philippines, available in January
1973, was less than 12 million. Yet, Proclamation No. 1102 states that
14,976,56 "members of all the Barangays (Citizens Assemblies) voted for
the adoption of the proposed Constitution, as against ... 743,869 who voted
for its rejection," whereas, on the question whether or not the people still
wanted a plebiscite to be called to ratify the new Constitution, "...
14,298,814 answered that there was no need for a plebiscite and that the
vote of the Barangays (Citizens Assemblies) should be considered as a vote
in a plebiscite." In other words, it is conceded that the number of people
who allegedly voted at the Citizens' Assemblies for exceeded the number of
registered voters under the Election Code in force in January 1973.
It is thus clear that the proceedings held in such Citizens' Assemblies — and
We have more to say on this point in subsequent pages — were
fundamentally irregular, in that persons lacking the qualifications
prescribed in section 1 of Art. V of the Constitution were allowed to vote in
said Assemblies. And, since there is no means by which the invalid votes of
those less than 21 years of age can be separated or segregated from those
of the qualified voters, the proceedings in the Citizens' Assemblies must be
considered null and void. 53
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Then, too, the 1935 Constitution requires "a majority of the votes cast" for
a proposed amendment to the Fundamental Law to be "valid" as part
thereof, and the term "votes cast" has a well-settled meaning.
In short, said Art. XV envisages — with the term "votes cast" — choices
made on ballots — not orally or by raising — by the persons taking part in
plebiscites. This is but natural and logical, for, since the early years of the
American regime, we had adopted the Australian Ballot System, with its
major characteristics, namely, uniform official ballotsprepared and
furnished by the Government and secrecy in the voting, with the advantage
of keeping records that permit judicial inquiry, when necessary, into the
accuracy of the election returns. And the 1935 Constitution has been
consistently interpreted in all plebiscites for the ratification rejection of
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Constitutional Law I L-36142
And the reason therefor is, also, obvious. Prior to the creation of the
Commission on Elections as a constitutional organ, election laws in the
Philippines were enforced by the then Department of the Interior, through
its Executive Bureau, one of the offices under the supervision and control of
said Department. The same — like other departments of the Executive
Branch of the Government — was, in turn, under the control of the Chief
Executive, before the adoption of the 1935 Constitution, and had been —
until the abolition of said Department, sometime ago — under the control
of the President of the Philippines, since the effectivity of said Fundamental
Law. Under the provisions thereof, the Executive could so use his power of
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Constitutional Law I L-36142
control over the Department of the Interior and its Executive Bureau as to
place the minority party at such a great, if not decisive, disadvantage, as to
deprive it, in effect, of the opportunity to defeat the political party in
power, and, hence, to enable the same to perpetuate itself therein. To
forestall this possibility, the original 1935 Constitution was amended by the
establishment of the Commission on Elections as a constitutional
body independent primarily of the President of the Philippines.
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In accordance with the letter and spirit of said Art. X of the Constitution,
Rep. Act No. 6388, otherwise known as the Election Code of 1971,
implements the constitutional powers of the Commission on Elections and
grants additional powers thereto, some of which are enumerated in
sections 5 and 6 of said Act, quoted below. 64 Moreover, said Act
contains, inter alia, detailed provisions regulating contributions and other
(corrupt) practices; the establishment of election precincts; the designation
and arrangement of polling places, including voting booths, to protect the
secrecy of the ballot; formation of lists of voters, the identification and
registration of voters, the proceedings therefor, as well as for the inclusion
in, or exclusion or cancellation from said list and the publication thereof;
the establishment of municipal, provincial and files of registered voters; the
composition and appointment of board of election inspectors; the
particulars of the official ballots to be used and the precautions to be taken
to insure authenticity thereof; the procedure for the casting of votes; the
counting of votes by boards of inspectors; the rules for the appreciation of
ballots and the preparation and disposition of election returns; the
constitution and operation of municipal, provincials and national boards of
canvassers; the presentation of the political parties and/or their candidates
in each election precinct; the proclamation of the results, including, in the
case of election of public officers, election contests; and the jurisdiction of
courts of justice in cases of violation of the provisions of said Election Code
and the penalties for such violations.
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Few laws may be found with such meticulous and elaborate set of
provisions aimed at "insuring free, orderly, and honest election," as
envisaged in section 2 of Art. X of the Constitution. Yet, none of the
foregoing constitutional and statutory provisions was followed by the so-
called Barangays or Citizens' Assemblies. And no reasons have been given,
or even sought to be given therefor. In many, if not most, instances, the
election were held a viva voce, thus depriving the electorate of the right to
vote secretly — one of the most, fundamental and critical features of our
election laws from time immemorial — particularly at a time when the
same was of utmost importance, owing to the existence of Martial Law.
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Constitutional Law I L-36142
place at such notice, and no other order or decree has been brought to Our
attention, expressly or impliedly repealing the provisions of Presidential
Decree 73, insofar as said procedure is concerned.
Upon the other hand, said General Order No. 20 expressly suspended "the
provisions of Section 3 of Presidential Decree No. 73 insofar as they allow
free public discussion of proposed Constitution ... temporarily suspending
effects of Proclamation No. 1081 for the purposes of free open dabate on
the proposed Constitution ... ." This specific mention of the portions of the
decrees or orders or instructions suspended by General Order No. 20
necessarily implies that all other portions of said decrees, orders or
instructions — and, hence, the provisions of Presidential Decree No. 73
outlining the procedure to be followed in the plebiscite for ratification or
rejection of the proposed Constitution — remained in force, assuming that
said Decree is valid.
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Constitutional Law I L-36142
The point is that, such of the Barrio Assemblies as were held took place
without the intervention of the Commission on Elections, and without
complying with the provisions of the Election Code of 1971 or even of those
of Presidential Decree No. 73. What is more, they were held under the
supervision of the very officers and agencies of the Executive Department
sought to be excluded therefrom by Art. X of the 1935 Constitution. Worse
still, said officers and agencies of the 1935 Constitution would be favored
thereby, owing to the practical indefinite extension of their respective
terms of office in consequence of section 9 of the Transitory Provisions,
found in Art. XVII of the proposed Constitution, without any elections
therefor. And the procedure therein mostly followed is such that there
is no reasonable means of checking the accuracy of the returns files by the
officers who conducted said plebiscites. This is another patent violation of
Art. of the Constitution which can hardly be sanctioned. And, since the
provisions of this article form part of the fundamental scheme set forth in
70
Constitutional Law I L-36142
IV
71
Constitutional Law I L-36142
Accordingly, the issue boils downs to whether or not the Executive acted
within the limits of his authority when he certified in Proclamation No.
1102 "that the Constitution proposed by the nineteen hundred and
seventy-one (1971) Constitutional Convention has been ratified by an
overwhelming majority of all of the votes cast by the members of all the
Barangays (Citizens Assemblies) throughout the Philippines and has thereby
come into effect."
In this connection, it is not claimed that the Chief Executive had personal
knowledge of the data he certified in said proclamation. Moreover, Art. X of
the 1935 Constitution was precisely inserted to place beyond the Executive
the power to supervise or even exercise any authority whatsoever over
"all laws relative to the conduct of elections," and, hence, whether the
elections are for the choice or selection of public officers or for the
ratification or rejection of any proposed amendment, or revision of the
Fundamental Law, since the proceedings for the latter are, also, referred to
in said Art. XV as "elections".
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Constitutional Law I L-36142
The Solicitor General stated, in his argument before this Court, that he had
been informed that there was in each municipality a municipal association
of presidents of the citizens' assemblies for each barrio of the municipality;
that the president of each such municipal association formed part of a
provincial or city association of presidents of such municipal associations;
that the president of each one of these provincial or city associations in
turn formed part of a National Association or Federation of Presidents of
such Provincial or City Associations; and that one Francisco Cruz from Pasig,
Rizal, as President of said National Association or Federation, reported to
the President of the Philippines, in the morning of January 17, 1973, the
total result of the voting in the citizens' assemblies all over the country
from January 10 to January 15, 1973. The Solicitor General further
intimated that the said municipal associations had reported the results of
the citizens' assemblies in their respective municipalities to the
corresponding Provincial Association, which, in turn, transmitted the results
of the voting in the to the Department of Local Governments and
Community Development, which tabulated the results of the voting in the
citizens' assemblies throughout the Philippines and then turned them over
to Mr. Franciso Cruz, as President or acting President of the National
Association or Federation, whereupon Mr. Cruz, acting in a ceremonial
capacity, reported said results (tabulated by the Department of
Governments and Community Development) to the Chief Executive, who,
accordingly, issued Proclamation No. 1102.
The record shows, however, that Mr. Cruz was not even a member of any
barrio council since 1972, so that he could possibly have been a member on
January 17, 1973, of a municipal association of presidents of barrio or ward
citizens' assemblies, much less of a Provincial, City or National Association
or Federation of Presidents of any such provincial or city associations.
Secondly, at the conclusion of the hearing of these cases February 16, 1973,
and in the resolution of this Court of same date, the Solicitor General was
asked to submit, together with his notes on his oral argument, a true copy
of aforementioned report of Mr. Cruz to the President and of
"(p)roclamation, decree, instruction, order, regulation or circular, if any,
creating or directing or authorizing creation, establishment or organization"
73
Constitutional Law I L-36142
74
Constitutional Law I L-36142
property tax.' Dissatisfaction with the results of this method and the
development of more scientific and satisfactory methods of raising revenue
induced the Legislature to submit to the people an amendment to the
Constitution which provided merely that taxes shall be uniform upon the
same class of subjects. This proposed amendment was submitted at the
general election held in November, 1906, and in due time it was certified by
the state canvassing board and proclaimed by the Governor as having been
legally adopted. Acting upon the assumption that the amendment had
become a part of the Constitution, the Legislature enacted statutes
providing for a State Tax Commission and a mortgage registry tax, and the
latter statute, upon the same theory, was held constitutional" by said
Court. "The district court found that the amendment had no in fact been
adopted, and on this appeal" the Supreme Court was "required to
determine the correctness of that conclusion."
75
Constitutional Law I L-36142
Even counsel for Gil J. Puyat and Jose Roy, as respondents in L-36165,
asserts openly that Art. XV of the Constitution has not been complied with,
and since the alleged substantial compliance with the requirements thereof
partakes of the nature of a defense set up by the other respondents in
these cases, the burden of proving such defense — which, if true, should be
within their peculiar knowledge — is clearly on such respondents.
76
Constitutional Law I L-36142
Even more important, and decisive, than the foregoing is the circumstance
that there is ample reason to believe that many, if not most, of the people
did not know that the Citizens' Assemblies were, at the time they were
held, plebiscites for the ratification or rejection of the proposed
Constitution. Hence, in Our decision in the plebiscite cases, We said,inter
alia:
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Constitutional Law I L-36142
And, apparently, the parties in said cases entertained the same belief, for,
on December 23, 1972 — four (4) days after the last hearing of said
cases 76 — the President announced the postponement of the plebiscite
scheduled by Presidential Decree No. 73 to be held on January 15, 1973,
after consultation with the Commission on Elections and the leaders of
Congress, owing to doubts on the sufficiency of the time available to
translate the proposed Constitution into some local dialects and to comply
with some pre-electoral requirements, as well as to afford the people a
reasonable opportunity to be posted on the contents and implications of
said transcendental document. On January 7, 1973, General Order No. 20
was issued formally, postponing said plebiscite "until further notice." How
can saidpostponement be reconciled with the theory that the proceedings
in the Citizens' Assemblies scheduled to be held from January 10 to January
15, 1973, were "plebiscites," in effect, accelerated, according to the theory
of the Solicitor General, for the ratification of the proposed Constitution? If
said Assemblies were meant to be the plebiscites or elections envisaged in
78
Constitutional Law I L-36142
79
Constitutional Law I L-36142
80
Constitutional Law I L-36142
81
Constitutional Law I L-36142
82
Constitutional Law I L-36142
If this was the situation in Bataan — one of the provinces nearest to Manila
— as late as January 11, 1973, one can easily imagine the predicament of
the local officials and people in the remote barrios in northern and
southern Luzon, in the Bicol region, in the Visayan Islands and Mindanao. In
fact, several members of the Court, including those of their immediate
families and their household, although duly registered voters in the area of
Greater Manila, were not even notified that citizens' assemblies would be
held in the places where their respective residences were located. In the
Prohibition and Amendment case, 77 attention was called to the "duty cast
upon the court of taking judicial cognizance of anything affecting the
existence and validity of any law or portion of the
Constitution ... ." In line with its own pronouncement in another case, the
Federal Supreme Court of the United States stressed, in Baker v.
Carr, 78 that "a court is not at liberty to shut its eyes to an obvious mistake,
when the validity of the law depends upon the truth of what is declared."
In the light of the foregoing, I cannot see how the question under
consideration can be answered or resolved otherwise than in the negative.
It is urged that the present Government of the Philippines is now and has
been run, since January 17, 1971, under the Constitution drafted by the
1971 Constitutional Convention; that the political department of the
Government has recognized said revised Constitution; that our foreign
relations are being conducted under such new or revised Constitution; that
the Legislative Department has recognized the same; and that the people,
in general, have, by their acts or omissions, indicated their conformity
thereto.
83
Constitutional Law I L-36142
Consequently, I am not prepared to concede that the acts the officers and
offices of the Executive Department, in line with Proclamation No. 1102,
connote a recognition thereof o an acquiescence thereto. Whether they
recognized the proposed Constitution or acquiesce thereto or not is
something that cannot legally, much less necessarily or even normally, be
deduced from their acts in accordance therewith, because the are bound to
obey and act in conformity with the orders of the President, under whose
"control" they are, pursuant to the 1935 Constitution. They have
absolutely no other choice, specially in view of Proclamation No. 1081
placing the Philippines under Martial Law. Besides, by virtue of the very
decrees, orders and instructions issued by the President thereafter, he had
assumed all powers of Government — although some question his
authority to do so — and, consequently, there is hardly anything he has
done since the issuance of Proclamation No. 1102, on January 17, 1973 —
declaring that the Constitution proposed by the 1971 Constitutional
Convention has been ratified by the overwhelming majority of the people
— that he could not do under the authority he claimed to have under
Martial Law, since September 21, 1972, except the power of supervision
over inferior courts and its personnel, which said proposed Constitution
would place under the Supreme Court, and which the President has not
ostensibly exercised, except as to some minor routine matters, which the
Department of Justice has continued to handle, this Court having preferred
to maintain the status quo in connection therewith pending final
84
Constitutional Law I L-36142
3. The "individual oaths of its members to support it, and by its having been
engaged for nearly a year, in legislating under it and putting its provisions
into
operation ...";
85
Constitutional Law I L-36142
86
Constitutional Law I L-36142
other collegiate bodies under the government, are invalid as acts of said
legislature or bodies, unless its members have performed said acts
in session duly assembled, or unless the law provides otherwise, and there
is no such law in the Philippines. This is a well-established principle of
Administrative Law and of the Law of Public Officers, and no plausible
reason has been adduced to warrant departure therefrom. 81
No matter how good the intention behind these statement may have been,
the idea implied therein was too clear anominous for any member of
Congress who thought of organizing, holding or taking part in a session of
Congress, not to get the impression that he could hardly do so without
inviting or risking the application of Martial Law to him. Under these
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Constitutional Law I L-36142
conditions, I do not feel justified in holding that the failure of the members
of Congress to meet since January 22, 1973, was due to their recognition,
acquiescence in or conformity with the provisions of the aforementioned
Constitution, or its alleged ratification.
For the same reasons, especially because of Proclamation No. 1081, placing
the entire Philippines under Martial Law, neither am I prepared to declare
that the people's inaction as regards Proclamation No. 1102, and their
compliance with a number of Presidential orders, decrees and/or
instructions — some or many of which have admittedly had salutary effects
— issued subsequently thereto amounts, constitutes or attests to a
ratification, adoption or approval of said Proclamation No. 1102. In the
words of the Chief Executive, "martial law connotes power of the gun,
meantcoercion by the military, and compulsion and intimidation." 83 The
failure to use the gun against those who complywith the orders of the party
wielding the weapon does not detract from the intimidation that Martial
Law necessarily connotes. It may reflect the good, reasonable and
wholesome attitude of the person who has the gun, either pointed at
others, without pulling the trigger, or merely kept in its holster, but not
without warning that he may or would use it if he deemed it necessary.
Still, the intimidation is there, and inaction or obedience of the people,
under these conditions, is not necessarily an act of conformity or
acquiescence. This is specially so when we consider that the masses are, by
and large, unfamiliar with the parliamentary system, the new form of
government introduced in the proposed Constitution, with the particularity
that it is not even identical to that existing in England and other parts of the
world, and that even experienced lawyers and social scientists find it
difficult to grasp the full implications of some provisions incorporated
therein.
88
Constitutional Law I L-36142
Houses of Congress. The argument of the Solicitor General is, roughly, this:
If the enrolled bill is entitled to full faith and credence and, to this extent, it
is conclusive upon the President and the judicial branch of the Government,
why should Proclamation No. 1102 merit less consideration than in enrolled
bill?
Before answering this question, I would like to ask the following: If, instead
of being certified by the aforementioned officers of Congress, the so-called
enrolled bill were certified by, say, the President of the Association of Sugar
Planters and/or Millers of the Philippines, and the measure in question
were a proposed legislation concerning Sugar Plantations and Mills
sponsored by said Association, which even prepared the draft of said
legislation, as well as lobbied actually for its approval, for which reason the
officers of the Association, particularly, its aforementioned president —
whose honesty and integrity are unquestionable — were present at the
deliberations in Congress when the same approved the proposed
legislation, would the enrolled bill rule apply thereto? Surely, the answer
would have to be in the negative. Why? Simply, because said Association
President has absolutely no official authority to perform in connection
therewith, and, hence, his certification is legally, as good as non-existent.
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Constitutional Law I L-36142
VI
Before attempting to answer this question, a few words be said about the
procedure followed in these five (5) cases. In this connection, it should be
noted that the Court has not decided whether or not to give due course to
the petitions herein or to require the respondents to answer thereto.
Instead, it has required the respondents to comment on the respective
petitions — with three (3) members of the voting to dismiss them outright
— and then considers comments thus submitted by the respondents as
motions to dismiss, as well as set the same for hearing. This was due to the
transcendental nature of the main issue raised, the necessity of deciding
the same with utmost dispatch, and the main defense set up by
respondents herein, namely, the alleged political nature of said issue,
placing the same, according to respondents, beyond the ambit of judicial
inquiry and determination. If this defense was sustained, the cases could
readily be dismissed; but, owing to the importance of the questions
involved, a reasoned resolution was demanded by public interest. At the
same time, respondents had cautioned against a judicial inquiry into the
merits of the issues posed on account of the magnitude of the evil
consequences, it was claimed, which would result from a decision thereon,
if adverse to the Government.
As a matter of fact, some of those issues had been raised in the plebiscite
cases, which were dismissed as moot and academic, owing to the issuance
of Proclamation No. 1102 subsequently to the filing of said cases, although
before the rendition of judgment therein. Still one of the members of the
Court (Justice Zaldivar) was of the opinion that the aforementioned issues
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Constitutional Law I L-36142
should be settled in said cases, and he, accordingly, filed an opinion passing
upon the merits thereof. On the other hand, three (3) members of the
Court — Justices Barredo, Antonio and Esguerra — filed separate opinions
favorable to the respondents in the plebiscite cases, Justice Barredo
holding "that the 1935 Constitution has pro tanto passed into history and
has been legitimately supplanted by the Constitution in force by virtue of
Proclamation 1102." 86 When the petitions at bar were filed, the same three
(3) members of the Court, consequently, voted for the dismissal of said
petitions. The majority of the members of the Court did not share,
however, either view, believing that the main question that arose before
the rendition of said judgment had not been sufficiently discussed and
argued as the nature and importance thereof demanded.
The parties in the cases at bar were accordingly given every possible
opportunity to do so and to elucidate on and discuss said question. Thus,
apart from hearing the parties in oral argument for five (5) consecutive days
— morning and afternoon, or a total of exactly 26 hours and 31 minutes —
the respective counsel filed extensive notes on their or arguments, as well
as on such additional arguments as they wished to submit, and reply notes
or memoranda, in addition to rejoinders thereto, aside from a sizeable
number of document in support of their respective contentions, or as
required by the Court. The arguments, oral and written, submitted have
been so extensive and exhaustive, and the documents filed in support
thereof so numerous and bulky, that, for all intents and purposes, the
situation is as if — disregarding forms — the petitions had been given due
course and the cases had been submitted for decision.
Accordingly, the majority of the members of the Court believe that they
should express their views on the aforementioned issues as if the same
were being decided on the merits, and they have done so in their individual
opinion attached hereto. Hence, the resume of the votes cast and the tenor
of the resolution, in the last pages hereof, despite the fact that technically
the Court has not, as yet, formally given due course to the petitions herein.
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Constitutional Law I L-36142
In all other respects and with regard to the other respondent in said case,
as well as in cases L-36142, L-36164, L-36236 and L-36283, my vote is that
the petitions therein should be given due course, there being more
than prima facie showing that the proposed Constitution has not been
ratified in accordance with Article XV of the 1935 Constitution, either
strictly, substantially, or has been acquiesced in by the people or majority
thereof; that said proposed Constitution is not in force and effect; and that
the 1935 Constitution is still the Fundamental Law of the Land, without
prejudice to the submission of said proposed Constitution to the people at
a plebiscite for its ratification or rejection in accordance with Articles V, X
and XV of the 1935 Constitution and the provisions of the Revised Election
Code in force at the time of such plebiscite.
Perhaps others would feel that my position in these cases overlooks what
they might consider to be the demands of "judicial statesmanship,"
whatever may be the meaning of such phrase. I am aware of this possibility,
if not probability; but "judicial statesmanship," though consistent with Rule
of Law, cannot prevail over the latter. Among consistent ends or consistent
values, there always is a hierarchy, a rule of priority.
We must realize that the New Society has many achievements which would
have been very difficult, if not impossible, to accomplish under the old
dispensation. But, in and for the judiciary, statesmanship should not prevail
over the Rule of Law. Indeed, the primacy of the law or of the Rule of Law
and faithful adherence thereto are basic, fundamental and essential parts
of statesmanship itself.
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Constitutional Law I L-36142
As earlier stated, after the submittal by the members of the Court of their
individual opinions and/or concurrences as appended hereto, the writer
will now make, with the concurrence of his colleagues, a resume or
summary of the votes cast by each of them.
The five questions thus agreed upon as reflecting the basic issues herein
involved are the following:
The results of the voting, premised on the individual views expressed by the
members of the Court in their respect opinions and/or concurrences, are as
follows:
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Constitutional Law I L-36142
Justice Barredo qualified his vote, stating that "(A)s to whether or not the
1973 Constitution has been validly ratified pursuant to Article XV, I still
maintain that in the light of traditional concepts regarding the meaning and
intent of said Article, the referendum in the Citizens' Assemblies, specially
in the manner the votes therein were cast, reported and canvassed, falls
short of the requirements thereof. In view, however, of the fact that I have
no means of refusing to recognize as a judge that factually there was voting
and that the majority of the votes were for considering as approved the
1973 Constitution without the necessity of the usual form of plebiscite
followed in past ratifications, I am constrained to hold that, in the political
sense, if not in the orthodox legal sense, the people may be deemed to
have cast their favorable votes in the belief that in doing so they did the
part required of them by Article XV, hence, it may be said that in its political
94
Constitutional Law I L-36142
aspect, which is what counts most, after all, said Article has been
substantially complied with, and, in effect, the 1973 Constitution has been
constitutionally ratified."
Justices Makasiar, Antonio and Esguerra, or three (3) members of the Court
hold that under their view there has been in effect substantial compliance
with the constitutional requirements for valid ratification.
Four (4) of its members, namely, Justices Barredo, Makasiar, Antonio and
Esguerra hold that "the people have already accepted the 1973
Constitution."
Two (2) members of the Court, namely, Justice Zaldivar and myself hold
that there can be no free expression, and there has even been no
expression, by the people qualified to vote all over the Philippines, of their
acceptance or repudiation of the proposed Constitution under Martial Law.
Justice Fernando states that "(I)f it is conceded that the doctrine stated in
some American decisions to the effect that independently of the validity of
the ratification, a new Constitution once accepted acquiesced in by the
people must be accorded recognition by the Court, I am not at this stage
prepared to state that such doctrine calls for application in view of the
shortness of time that has elapsed and the difficulty of ascertaining what is
the mind of the people in the absence of the freedom of debate that is a
concomitant feature of martial law." 88
Three (3) members of the Court express their lack of knowledge and/or
competence to rule on the question. Justices Makalintal and Castro are
joined by Justice Teehankee in their statement that "Under a regime of
martial law, with the free expression of opinions through the usual media
vehicle restricted, (they) have no means of knowing, to the point of judicial
certainty, whether the people have accepted the Constitution." 89
95
Constitutional Law I L-36142
4. On the fourth question of relief, six (6) members of the Court, namely,
Justices Makalintal, Castro, Barredo, Makasiar, Antonio and Esguerra voted
to DISMISS the petition. Justice Makalintal and Castro so voted on the
strength of their view that "(T)he effectivity of the said Constitution, in the
final analysis, is the basic and ultimate question posed by these cases to
resolve which considerations other than judicial, an therefore beyond the
competence of this Court,90 are relevant and unavoidable." 91
with the result that there are not enough votes to declare that the new
Constitution is not in force.
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Constitutional Law I L-36142
It is so ordered.
ANNEX A
PERTINENT PORTIONS
OF THE
DECISION
ON THE CASE
IN RE McCONAUGHY
In Rich v. Board of Canvassers, 100 Mich. 458, 59 N.W. 183, the court said:
"It is contended that the determination of the question whether an
amendment to the Constitution has been carried involves the exercise of
political, and not judicial, power. If this be so, it follows that the
promulgation of any purported amendment by the executive or any
executive department is final, and that the action cannot be questioned by
the judiciary; but, with reference to the conditions precedent to submitting
a proposed amendment to a vote of the people, it has been repeatedly held,
by courts of the highest respectability, that it is within the power of the
judiciary to inquire into the question, even in a collateral proceeding. ... It is
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Constitutional Law I L-36142
"In State v. Swift, 69 Ind. 505, it was said that: 'The people of a state may
form an original Constitution, or abrogate an old one and form a new one,
at any time, without any political restriction, except the Constitution of the
United States, but if they undertake to add an amendment, by the authority
of legislation to a Constitution already in existence, they can do it only by
the method pointed out by the Constitution to which the amendment is
added. The power to amend a Constitution by legislative action
does not confer the power to break it, any more than it confers the power
99
Constitutional Law I L-36142
101
Constitutional Law I L-36142
102
Constitutional Law I L-36142
"In Bott v. Wurtz, 63 N.J. Law, 289, 43 Atl. 744, 881, 45 L.R.A. 251, it was
held that it was the duty of the judicial department of the government to
determine whether the legislative department or its officers had observed
the constitutional injunctions in attempting to amend the Constitution, and
to annul their acts if they had not done so. The case is an interesting and
well-considered one. The Constitution provided the manner in which
proposed amendments should be submitted to the people, but did not
provide a method for canvassing the votes. The Legislature having agreed
to certain proposed amendments, passed an act for submitting the same to
the people. This statute provided for the transmission to the Secretary of
State of certificate showing the result of the voting throughout the state,
and made it the duty of the Governor at the designated time summon four
or more Senators, who, with the Governor, should constitute a board of
state canvassers to canvass and estimate the votes for and against each
amendment. This board was to determine and declare which of the
proposed amendments had been adopted and to deliver a statement of the
results to the Secretary of State, and "any proposed amendment, which by
said certificate and determination of the board of canvassers shall appear
to have received in its favor the majority of all the votes cast in the state for
and against said proposed amendment, shall from the time of filing such
certificate be and become an amendment to and a part of the Constitution
of the state; and it shall be the duty of the Governor of the state forthwith,
after such a determination, to issue a proclamation declaring which of the
said proposed amendments have been adopted by the people." This board
was required to file a statement of the result of the election, and the
Governor to issue his proclamation declaring that the amendment had
been adopted and become a part of the Constitution. At the instance of a
taxpayer the Supreme Court allowed a writ of certiorari to remove into the
court for review the statement of the results of the election made by the
canvassing board, in order that it might be judicially determined whether
on the facts shown in that statement the board had legally determined that
the proposed amendment had been adopted. The Supreme Court decided
that the concurrence of the board of state canvassers and the executive
104
Constitutional Law I L-36142
"The recent case of Rice v. Palmer, 78 Ark. 432, 96 S.W. 396, presented the
identical question which we have under consideration. In reference to the
contention that the Constitution intended to delegate to the Speaker of the
House of Representatives the power to determine whether an amendment
had been adopted, and that the question was political, and not judicial, the
court observed: "The argument has often been made in similar cases to the
courts, and it is found in many dissenting opinions; but, with probably
a few exceptions, it is not found in any prevailing opinion."
"In State v. Tooker, 15 Mont. 8, 37 Pac. 840, 25 L.R.A. 560, it was held that
the constitutional requirement of publication of a proposed constitutional
provision for three months prior to the election at which it is to be
submitted to the people is mandatory and that noncompliance therewith
renders the adoption of an amendment of no effect."
ANNEX B
MALACAÑANG
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Constitutional Law I L-36142
MANILA
WHEREAS, on the basis of the said petitions, it is evident that the people
believe that the submission of the proposed Constitution to the Citizens
Assemblies or Barangays should taken as a plebiscite in itself in view of the
fact that freedom of debate has always been limited to the leadership in
political, economic and social fields, and that it is now necessary to bring
this down to the level of the people themselves through the Barangays or
Citizens Assemblies;
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Constitutional Law I L-36142
Done in the City of Manila, this 7th day of January in the year of Our Lord,
nineteen hundred and seventy-three.
(SD.) FER
E. MARCB
Presit:
Separate Opinions
MAKALINTAL, J., concurring:
CASTRO, J., concurring:
The preliminary question before this Court was whether or not the
petitioners had made out a sufficient prima faciecase in their petitions to
justify their being given due course. Considering on the one hand the
urgency of the matter and on the other hand its transcendental
importance, which suggested the need for hearing the side of the
respondents before that preliminary question was resolved, We required
them to submit their comments on the petitions. After the comments were
filed We considered them as motions to dismiss so that they could be orally
argued. As it turned out, the hearing lasted five days, morning and
afternoon, and could not have been more exhaustive if the petitions had
been given due course from the beginning.
The major thrust of the petitions is that the act of the Citizens Assemblies
as certified and proclaimed by the President on January 17, 1973
(Proclamation No. 1102) was not an act of ratification, let alone a valid one,
of the proposed Constitution, because it was not in accordance with the
existing Constitution (of 1935) and the Election Code of 1971. Other
107
Constitutional Law I L-36142
The Election Code of 1971, in its Section 2, states that "all elections of
public officers except barrio officials andplebiscites shall be conducted in
the manner provided by this Code." This is a statutory requirement
designed, as were the other election laws previously in force, to carry out
the constitutional mandate relative to the exercise of the right suffrage,
and with specific reference to the term "plebiscites," the provision of
Article XV regarding ratification of constitutional amendments.
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(1) This draft was prepared and approved by a Convention which had been
convened pursuant to Resolution No. 2 passed by Congress on March 16,
1967, which provides:
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There can hardly be any doubt that in everybody's view — from the framers
of the 1935 Constitution through all the Congresses since then to the 1971
Constitutional Convention — amendments to the Constitution should be
ratified in only one way, that is, in an election or plebiscite held in
accordance with law and participated in only by qualified and duly
registered voters. Indeed, so concerned was this Court with the importance
and indispensability of complying with the mandate of the (1935)
Constitution in this respect that in the recent case of Tolentino vs.
Commission on Elections, No. L-34150, October 16, 1971 (41 SCRA 702), a
resolution of the (1971) Constitutional Convention submitting a proposed
amendment for ratification to a plebiscite to be held in November 1971 was
declared null and void. The amendment sought to reduce the voting age
from twenty-one to eighteen years and was approved by the Convention
for submission to a plebiscite ahead of and separately from other
amendments still being or to be considered by it, so as to enable the youth
to be thus enfranchised to participate in the plebiscite for the ratification of
such other amendments later. This Court held that such separate
submission was violative of Article XV, Section 1, of the Constitution, which
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In the cases now before Us what is at issue is not merely the ratification of
just one amendment, as in Tolentino vs. COMELEC, but the ratification of an
entire charter setting up a new form of government; and the issue has
arisen not because of a disputed construction of one word or one provision
in the 1935 Constitution but because no election or plebiscite in accordance
with that Constitution and with the Election Code of 1971 was held for the
purpose of such ratification.
On January 5, 1973 the newspapers came out with a list of four questions
to be submitted to the Citizens Assemblies, the fourth one being as follows:
"How soon would you like plebiscite on the new Constitution to be held?" It
should be noted in this connection that the President had previously
announced that he had ordered the postponement of plebiscite which he
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had called for January 15, 1973 (Presidential Decree No. 73) for the
ratification of the Constitution, and that he was considering two new dates
for the purpose — February 19 or March 5; that he had ordered that the
registration of voters (pursuant to Decree No. 73) be extended to
accommodate new voters; and that copies of the new Constitution would
be distributed in eight dialects the people. (Bulletin Today, December 24,
1972.)
On January 10, 1973 it was reported that one more question would be
added to the original four which were to be submitted to the Citizens
Assemblies. The question concerning plebiscite was reworded as follows:
"Do you like the plebiscite to be held later?" The implication, it may
likewise be noted, was that the Assemblies should express their views as to
the plebiscite should be held, not as to whether or not it should be held at
all.
The next day, January 11, it was reported that six additional questions
would be submitted, namely:
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Appended to the six additional questions above quoted were the suggested
answers, thus:
COMMENTS ON
QUESTION No. 1
QUESTION No. 2
QUESTION No. 3
QUESTION No. 4
QUESTION No. 5
QUESTION No. 6
So it was that on January 11, 1973, the second day of the purported
referendum, the suggestion was broached, for the first time, that the
plebiscite should be done away with and a favorable vote by the
Assemblies deemed equivalent ratification. This was done, not in the
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There should be no serious dispute as to the fact that the manner in which
the voting was conducted in the Citizen Assemblies, assuming that such
voting was held, was not within the intendment of Article XV, Section 1, of
the 1935 Constitution nor in accordance with the Election Code of 1971.
The referendum can by no means be considered as the plebiscite
contemplated in Section 2 of said Code and in Article XVII, Section 16, of
the draft Constitution itself, or as the election intended by Congress when it
passed Resolution No. 2 on March 16, 1967 calling a Convention for the
revision of the 1935 Constitution. The Citizens Assemblies were not limited
to qualified, let alone registered voters, but included all citizens from the
age of fifteen, and regardless of whether or not they were illiterates,
feeble-minded, or ex convicts * — these being the classes of persons
expressly disqualified from voting by Section 102 of the Election Code. In
short, the constitutional and statutory qualifications were not considered in
the determination of who should participate. No official ballots were used
in the voting; it was done mostly by acclamation or open show of hands.
Secrecy, which is one of the essential features of the election process, was
not therefore observed. No set of rules for counting the votes or of
tabulating them and reporting the figures was prescribed or followed. The
Commission on Elections, which is the constitutional body charged with the
enforcement and administration of all laws relative to the conduct of
elections, took no part at all, either by way of supervision or in the
assessment of the results.
It has been suggested that since according to Proclamation No. 1102 the
overwhelming majority of all the members of the Citizens Assemblies had
voted for the adoption of the proposed Constitution there was a substantial
compliance with Article XV, Section 1, of the 1935 Constitution and with the
Election Code of 1971. The suggestion misses the point entirely. It is of the
essence of a valid exercise of the right of suffrage that not only must a
majority or plurality of the voters carry the day but that the same must be
duly ascertained in accordance with the procedure prescribed by law. In
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other words the very existence of such majority or plurality depends upon
the manner of its ascertainment, and to conclude that it exists even if it has
not been ascertained according to law is simply to beg the issue, or to
assume the very fact to be established. Otherwise no election or plebiscite
could be questioned for non-compliance with the provisions of the Election
Law as long as it is certified that a majority of the citizens had voted
favorably or adversely on whatever it was that was submitted to them to
vote upon.
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Heretofore, constitutional disputes which have come before this Court for
adjudication proceeded on the assumption, conceded by all, that the
Constitution was in full force and effect, with the power and authority of
the entire Government behind it; and the task of this Court was simply to
determine whether or not the particular act or statute that was being
challenged contravened some rule or mandate of that Constitution. The
process employed was one of interpretation and synthesis. In the cases at
bar there is no such assumption: the Constitution (1935) has been
derogated and its continued existence as well as the validity of the act of
derogation is issue. The legal problem posed by the situation is aggravated
by the fact that the political arms of the Government — the Executive
Departments and the two Houses of Congress — have accepted the new
Constitution as effective: the former by organizing themselves and
discharging their functions under it, and the latter by not convening on
January 22, 1973 or at any time thereafter, as ordained by the 1935
Constitution, and in the case of a majority of the members by expressing
their option to serve in the Interim National Assembly in accordance with
Article XVIII, Section 2, of the 1973 Constitution. *
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If indeed it be accepted that the Citizens Assemblies had ratified the 1973
Constitution and that such ratification as well as the establishment of the
government thereunder formed part of a revolution, albeit peaceful, then
the issue of whether or not that Constitution has become effective and, as
necessary corollary, whether or not the government legitimately functions
under it instead of under the 1935 Constitution, is political and therefore
non-judicial in nature. Under such a postulate what the people did in the
Citizen Assemblies should be taken as an exercise of the ultimate sovereign
power. If they had risen up in arms and by force deposed the then existing
government and set up a new government in its place, there could not be
the least doubt that their act would be political and not subject to judicial
review but only to the judgment of the same body politic act, in the context
just set forth, is based on realities. If a new government gains authority and
dominance through force, it can be effectively challenged only by a
stronger force; judicial dictum can prevail against it. We do not see that
situation would be any different, as far as the doctrine of judicial review is
concerned, if no force had been resorted to and the people, in defiance of
the existing Constitution but peacefully because of the absence of any
appreciable opposition, ordained a new Constitution and succeeded in
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having the government operate under it. Against such a reality there can be
no adequate judicial relief; and so courts forbear to take cognizance of the
question but leave it to be decided through political means.
It should be noted that the above statement from Luther vs. Borden would
be applicable in the cases at bar only on the premise that the ratification of
the Constitution was a revolutionary act and that the government now
functioning it is the product of such revolution. However, we are not
prepared to agree that the premise is justified.
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... the times are too grave and the stakes too high
for us permit the customary concessions to
traditional democratic process to hold back our
people's clear and unequivocal resolve and
mandate to meet and overcome the extraordinary
challenges presented by these extraordinary
times.
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In his TV address of September 23, 1972, President Marcos told the nation:
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In articulating our view that the procedure of ratification that was followed
was not in accordance with the 1935 Constitution and related statutes, we
have discharged our sworn duty as we conceive it to be. The President
should now perhaps decide, if he has not already decided, whether
adherence to such procedure is weighty enough a consideration, if only to
dispel any cloud of doubt that may now and in the future shroud the
nation's Charter.
In the deliberations of this Court one of the issues formulated for resolution
is whether or not the new Constitution, since its submission to the Citizens
Assemblies, has found acceptance among the people, such issue being
related to the political question theory propounded by the respondents.
We have not tarried on the point at all since we find no reliable basis on
which to form a judgment. Under a regime of martial law, with the free
expression of opinions through the usual media vehicles restricted, we have
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BARREDO, J., concurring:
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act than as a purely legal one with the result that such vote to consider the
1973 Constitution as ratified without the necessity of holding a plebiscite in
the form followed in the previous ratification plebiscites in 1935 of the
Constitution itself, 1937 of women's suffrage, 1939 of the amendments to
the Ordinance Appended to the Constitution, 1940 of the re-election of the
President, the bicameral legislature and the Commission on Elections, 1947
of the parity amendment and 1967, rejecting the proposed increase in the
members of the House of Representatives and eligibility of members of
Congress to the Constitutional Convention, may be deemed as a valid
ratification substantially in compliance with the basic intent of Article XV of
the 1935 Constitution. If indeed this explanation may be considered as a
modification of my rationalization then, I wish to emphasize that my
position as to the fundamental issue regarding the enforceability of the
new Constitution is even firmer now than ever before. As I shall elucidate
anon, paramount considerations of national import have led me to the
conviction that the best interests of all concerned would be best served by
the Supreme Court holding that the 1973 Constitution is now in force, not
necessarily as a consequence of the revolutionary concept previously
suggested by me, but upon the ground that as a political, more than as a
legal, act of the people, the result of the referendum may be construed as a
compliance with the substantiality of Article XV of the 1935 Constitution.
The facts that gave rise to these proceedings are historical and well known.
Generally, they may be taken judicial notice of. They revolve around the
purported ratification of the Constitution of 1973 declared in Proclamation
1102 issued by the President on January 17, 1973.
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Earlier, on November 22, 1972, the Convention had Resolution No. 5843
proposing "to President Ferdinand Marcos that a decree be issued calling a
plebiscite for ratification of the proposed new Constitution on appropriate
date as he shall determine and providing for necessary funds therefor."
Acting under this authority, December 1, 1972, the President issued
Presidential Decree No. 73 submitting the draft constitution for ratification
by the people at a plebiscite set for January 15, 1973. This order contained
provisions more or less similar to the plebiscite laws passed by Congress
relative to the past plebiscites held in connection with previous proposed
amendments.
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And on January 7, 1973, this was followed by Presidential Decree No. 86-B
reading thus:
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And so it was that by January 10, 1973, when the Citizens Assemblies thus
created started the referendum which was held from said date to January
15, 1973, the following questions were submitted to them:
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It is not seriously denied that together with the question the voters were
furnished "comments" on the said questions more or less suggestive of the
answer desired. It may assumed that the said "comments" came from
official sources, albeit specifically unidentified. As petitioners point out, the
most relevant of these "comments" were the following:
COMMENTS ON
QUESTION No. 2
QUESTION No. 3
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The first attempt to question the steps just enumerated taken by the
President was in the so-called Plebiscite Cases, ten in number, which were
filed by different petitioners during the first half of December 1972. 1 Their
common target then was Presidential Decree No. 73, but before the said
cases could be decided, the series of moves tending in effect to make them
moot and academic insofar as they referred exclusively to the said
Presidential Decree began to take shape upon the issuance of Presidential
Decree No. 86-A, quoted above. And when Presidential Decree No. 86-B,
also above quoted, was issued and the six additional questions which were
first publicized on January 11, 1973 were known, together with the
"comments", petitioners sensed that a new and unorthodox procedure was
being adopted to secure approval by the people of the new Constitution,
hence Counsel Tañada, not being satisfied with the fate of his urgent
motion for early decision of the above ten cases dated January 12, 1973,
filed on January 15, 1973, his supplemental motion seeking the prohibition
against and injunction of the proceedings going on. Principal objective was
to prevent that the President be furnished the report of the results of the
referendum and thereby disable him from carrying out what petitioners
were apprehensively foreseeing would be done — the issuance of some
kind of proclamation, order or decree, declaring that the new Constitution
had been ratified. Reacting swiftly, the Court resolved on the same day,
January 15, which was Monday, to consider the supplemental motion as a
supplemental petition and to require the respondents to answer the same
the next Wednesday, January 17th, before the hour of the hearing of the
petition which set for 9:30 o'clock in the morning of that day. The details
what happened that morning form part of the recital of facts the decision
rendered by this Court in the ten cases on January 22, 1973 and need not
be repeated here. Suffice it to state no that before the hearing could be
closed and while Counsel Tañada was still insisting on his prayer for
preliminary injunction or restraining order, the Secretary of Justice arrived
and personally handed to the Chief Justice a copy Proclamation 1102 which
had been issued at about 11:00 o'clock that same morning. In other words,
the valiant and persistent efforts of petitioners and their counsels were
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II
While I agree that the problem is at first blush rather involved, I do not
share the view that the premises laid down by counsel necessarily preclude
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this Court from taking a definite stand on whether the Court is acting in
these cases as the 15-Man or the 11-man Court. I feel very strongly that the
issue should not be ignored or dodged, if only to make the world know that
the Supreme Court of the Philippines is never incognizant of the capacity in
which it is acting, much less lacking in courage or wisdom to resolve an
issue that relates directly to its own composition. What a disgrace it would
be to admit that this Supreme Court does not know, to use a common apt
expression, whether it is fish or fowl. Withal, scholars and researchers who
might go over our records in the future will inevitably examine minutely
how each of us voted and upon what considerations we have individually
acted, and, indeed, doubts may arise as to whether or not, despite the
general result we might announce, there had been the requisite number of
votes for a valid collegiate action.
For instance, it may be argued that the present cases do not involve an
issue of unconstitutionality, hence, if we are acting as the 11-man Court,
only six votes would suffice to declare Proclamation 1102 ineffective, and if
upon analysis of our respective opinions it should be inferable therefrom
that six of us have considered the matter before the Court as justiciable and
at the same time have found the procedure of ratification adopted in
Presidential Decrees 86-A and 86-B and related orders of the President as
not being in conformity with Article XV of the old Constitution, a cloud
would exist as to efficacy of the dispositive portion of Our decision dismiss
these cases, even if we have it understood that by the vote of justices in
favor of such dismissal, We intended to mean the implementation or
enforcement of the new Constitution now being done could continue.
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Indeed, it is not hard to visualize the difficulty if not absurdity of Our acting
on the assumption that this Court is still functioning under the 1935
Constitution. It is undeniable that the whole government, including the
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provincial, municipal and barrio units and not excluding the lower courts up
to the Court of Appeals, is operating under the 1973 Constitution. Almost
daily, presidential orders and decrees of the most legislative character
affecting practically every aspect of governmental and private activity as
well as the relations between the government and the citizenry are pouring
out from Malacañang under the authority of said Constitution. On the other
hand, taxes are being exacted and penalties in connection therewith are
being imposed under said orders and decrees. Obligations have been
contracted and business and industrial plans have been and are being
projected pursuant to them. Displacements of public officials and
employees in big numbers are going on in obedience to them. For the ten
justices of the Supreme Court to constitute an island of resistance in the
midst of these developments, which even unreasoning obstinacy cannot
ignore, much less impede, is unimaginable, let alone the absurd and
complicated consequences such a position entails in the internal workings
within the judiciary amount its different components, what with the lower
courts considering such orders and decrees as forming part of the law of
the land in making their orders and decisions, whereas the Supreme Court
is holding, as it were, their effectivity at bay if it is not being indifferent to
or ignoring them.
Court now, there is a working quorum, and the addition of new justices
cannot in anyway affect the voting on the constitutional questions now
before Us because, while there sufficient justices to declare by their
unanimous vote illegality of Proclamation 1102, the votes of the justices to
added would only be committed to upholding the same, since they cannot
by any standard be expected to vote against legality of the very
Constitution under which they would be appointed.
a regime of martial law is all inclusive and is not limited to the matters
demanded by military necessity. In other words, the new constitution
unlike any other constitution countenances the institution by the executive
of reforms which normally is the exclusive attribute of the legislature.
Withal, the best proofs that by its expressed and implied intent, the
Constitution of 1973 is a new one, are that (1) Section 16 of its Article XVII
which provides that this constitution shall "supersede the Constitution of
nineteen hundred and thirty-five and all amendments thereto" and (2) its
transitory provisions expressly continue the effectivity of existing laws,
offices and courts as well as the tenure of all incumbent officials, not
adversely affected by it, which would have been unnecessary if the old
constitution were being merely amended.
The new Constitution, in its Section 10, Article XVII, provides that "(T)he
incumbent members of the Judiciary (which include the Chief Justice and
Associate Justices of Supreme Court) may continue in office (under the
constitution) until they reach the age of seventy years, etc." By virtue of the
presumptive validity of the new charter, all of form part of the 15-man-
Court provided for therein correspondingly, We have in legal
contemplation, ceased in the meanwhile to be members of the 11-man-
Court in the 1935 Constitution. Should the Court finally decide that the
Constitution is invalid, then We would automatically revert to our positions
in the 11-man- Court, otherwise, We would just continue to be in our
membership in the 15-man-Court, unless We feel We cannot in conscience
accept the legality of existence. On the other hand, if it is assumed that We
are the 11-man-Court and it happens that Our collective decision is in favor
of the new constitution, it would be problematical for any dissenting justice
to consider himself as included automatically in the 15-man-Court, since
that would tantamount to accepting a position he does not honestly believe
exists.
III
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On the other hand, the position of the Solicitor General as counsel for the
respondents is that the matter raised in the petitions is a political one
which the courts are not supposed to inquire into, and, anyway, there has
been a substantial compliance with Article XV of the 1935 Constitution,
inasmuch as, disregarding unessential matters of form, the undeniable fact
is that the voting in the referendum resulted in the approval by the people
of the New Constitution.
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In my opinion in those cases, the most important point I took into account
was that in the face of the Presidential certification through Proclamation
1102 itself that the New Constitution has been approved by a majority of
the people and having in mind facts of general knowledge which I have
judicial notice of, I am in no position to deny that the result of the
referendum was as the President had stated. I can believe that the figures
referred to in the proclamation may not accurate, but I cannot say in
conscience that all of them are manufactured or prefabricated, simply
because I saw with own eyes that people did actually gather and listen
discussions, if brief and inadequate for those who are abreast of current
events and general occurrences, and that they did vote. I believe I can
safely say that what I have seen have also been seen by many others
throughout the country and unless it can be assumed, which honestly, I do
not believe to be possible, that in fact there were actually no meetings held
and no voting done in more places than those wherein there were such
meetings and votings, I am not prepared to discredit entirely the
declaration that there was voting and that the majority of the votes were in
favor of the New Constitution. If in fact there were substantially less than
14 million votes of approval, the real figure, in my estimate, could still be
significant enough and legally sufficient to serve as basis for a valid
ratification.
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administration, the last set of six questions were included precisely because
the reaction to the idea of mere consultation was that the people wanted
greater direct participation, thru the Citizens Assemblies, in decision-
making regarding matters of vital national interest. Thus, looking at things
more understandingly and realistically the two questions emphasized by
counsel, namely, (1) Do yo approve of the New Constitution? and (2) Do
you want plebiscite to be called to ratify the new Constitution? should be
considered no longer as loose consultations but as direct inquiries about
the desire of the voters regarding the matters mentioned. Accordingly, I
take it that if the majority had expressed disapproval of the new
Constitution, the logical consequence would have been the complete
abandonment of the idea of holding any plebiscite at all. On the other
hand, it is very plain to see that since the majority has already approved the
new Constitution, a plebiscite would be superfluous. Clear as these
rationalizations may be, it must have been thought that if the holding of a
plebiscite was to be abandoned, there should be a direct and expressed
desire of the people to such effect in order to forestall as much as possible
any serious controversy regarding the non-holding of the plebiscite
required by the letter of Section 16 of Article XVII, the effectivity clause, of
the new Constitution. Oddly enough, the "comments" accompanying the
questions do strongly suggest this view. And as it turned out, the majority
found no necessity in holding a plebiscite.
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I must confess that the fact that the referendum was held during martial
law detracts somehow from the value that the referendum would
otherwise have had. As I intimated, however, in my former opinion, it is not
fair to condemn and disregard the result of the referendum barely because
of martial law per se. For one thing, many of the objectionable features of
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At this juncture, I think it is fit to make it clear that I am not trying to show
that the result of the referendum may considered as sufficient basis for
declaring that the New Constitution has been ratified in accordance with
the amending clause of the 1935 Constitution. I reiterate that in point of
law, I find neither strict nor substantial compliance. The foregoing
discussion is only to counter, if I may, certain impression regarding the
general conditions obtaining during and in relation to the referendum
which could have in one way or another affected the exercise of the
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freedom of choice and the use of discretion by the members of the Citizens
Assemblies, to the end that as far as the same conditions may be relevant
in my subsequent discussions of the acceptance by the people of the New
Constitution they may also be considered.
IV
The main basis of my opinion in the previous cases was acceptance by the
people. Others may feel there is not enough indication of such acceptance
in the record and in the circumstances the Court can take judicial notice of.
For my part, I consider it unnecessary to be strictly judicial in inquiring into
such fact. Being personally aware, as I have already stated, that the Citizens
Assemblies did meet and vote, if irregularly and crudely, it is not for me to
resort, for the purposes of these cases, to judicial tape and measure, to find
out with absolute precision the veracity of the total number of votes
actually cast. After all, the claims that upon a comparison of conflicting
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reports, cases of excess votes may be found, even if extrapolated will not,
as far as I can figure out, suffice to overcome the outcome officially
announced. Rather than try to form a conclusion out of the raw evidence
before Us which the parties did not care to really complete, I feel safer by
referring to the results announced in the proclamation itself. Giving
substantial allowances for possible error and downright manipulation, it
must not be overlooked that, after all, their having been accepted and
adopted by the President, based on official reports submitted to him in due
course of performance of duty of appropriate subordinate officials,
elevated them to the category of an act of a coordinate department of the
government which under the principle separation of powers is clothed with
presumptive correctness or at least entitled to a high degree of
acceptability, until overcome by better evidence, which in these cases does
not exist. In any event, considering that due to the unorthodoxy of the
procedure adopted and the difficulty of an accurate checking of all the
figures, I am unable to conceive of any manageable means of acquiring
information upon which to predicate a denial, I have no alternative but to
rely on what has been officially declared. At this point, I would venture to
express the feeling that if it were not generally conceded that there has
been sufficient showing of the acceptance in question by this time, there
would have been already demonstrative and significant indications of a
rather widespread, if not organized resistance in one form or another.
Much as they are to be given due recognition as magnificent manifestations
of loyalty and devotion to principles, I cannot accord to the filing of these
cases as indicative enough of the general attitude of the people.
It is true that in the opinion I had the privilege of penning the Court in
Tolentino vs. Comelec, 41 SCRA 702, I made strong and unequivocal
pronouncements to the effect that any amendment to the Constitution of
1935, to be valid, must appear to have been made in strict conformity with
the requirements of Article XV thereof. What is more, that decision
asserted judicial competence to inquire into the matter of compliance or
non compliance as a justiciable matter. I still believe in the correctness of
those views and I would even add that I sincerely feel it reflects the spirit of
the said constitutional provision. Without trying to strain any point
however, I, submit the following considerations in the context of the
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peculiar circumstances of the cases now at bar, which are entirely different
from those in the backdrop of the Tolentino rulings I have referred to.
No less than counsel Tolentino for herein respondents Puyat and Roy, who
was himself the petitioner in the case I have just referred to is, now inviting
Our attention to the exact language of Article XV and suggesting that the
said Article may be strictly applied to proposed amendments but may
hardly govern the ratification of a new Constitution. It is particularly
stressed that the Article specifically refers to nothing else but
"amendments to this Constitution" which if ratified "shall be valid as part of
this Constitution." Indeed, how can a whole new constitution be by any
manner of reasoning an amendment to any other constitution and how can
it, if ratified, form part of such other constitution? In fact, in the Tolentino
case I already somehow hinted this point when I made reference in the
resolution denying the motion for reconsideration to the fact that Article
XV must be followed "as long as any amendment is formulated and
submitted under the aegis of the present Charter." Said resolution even
added. "(T)his is not to say that the people may not, in the exercise of their
inherent revolutionary powers, amend the Constitution or promulgate an
entirely new one otherwise.".
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portals of the Senate chamber, I do not feel warranted to accord such act
as enough token of resistance. As counsel Tolentino has informed the
court, there was noting to stop the senators and the congressmen to meet
in any other convenient place and somehow officially organize themselves
in a way that can logically be considered as a session, even if nothing were
done than to merely call the roll and disperse. Counsel Tolentino even
pointed out that if there were not enough members to form a quorum, any
smaller group could have ordered the arrest of the absent members. And
with particular relevance to the present cases, it was not constitutionally
indispensable for the presiding officers to issue any call to the members to
convene, hence the present prayers formandamus have no legal and
factual bases. And to top it all, quite to the contrary, the records of the
Commission on Elections show that at least 15 of 24 senators and over 95
out of less than 120 members of the House of Representatives, have
officially and in writing exercised the option given to them to join the
Interim National Assembly under the New Constitution, thereby
manifesting their acceptance of the new charter.
Now, having these facts in mind, and it being obvious that of the three
great departments of the government under the 1935 Constitution, two,
the Executive and the Legislative, have already accepted the New
Constitution and recognized its enforceability and enforcement, I cannot
see how this Supreme Court can by judicial fiat hold back the political
developments taking place and for the sake of being the guardian of the
Constitution and the defender of its integrity and supremacy make its
judicial power prevail against the decision of those who were duly chosen
by the people to be their authorized spokesmen and representatives. It is
not alone the physical futility of such a gesture that concerns me. More
than that, there is the stark reality that the Senators and the Congressmen,
no less than the President, have taken the same oath of loyalty to the
Constitution that we, the Justices, have taken and they are, therefore,
equally bound with Us to preserve and protect the Constitution. If as the
representatives of the people, they have already opted to accept the New
Constitution as the more effective instrument for fulfillment of the national
destiny, I really wonder if there is even any idealistic worth in our
desperately clinging by Ourselves alone to Our sworn duty vis-a-vis the
1935 Constitution. Conscious of the declared objectives of the new
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dispensation and cognizant of the decisive steps being with the least loss of
time, towards their accomplishment, cannot but feel apprehensive that
instead of serving the best interests of our people, which to me is in reality
the real meaning of our oath of office, the Court might be standing in the
way of the very thing our beloved country needs to retrieve its past glory
and greatness. In other words, it is my conviction that what these cases
demand most of all is not a decision demonstrative of our legal erudition
and Solomonic wisdom but an all rounded judgment resulting from the
consideration of all relevant circumstances, principally the political, or, in
brief, a decision more political than legal, which a court can render only by
deferring to the apparent judgment of the people and the announcement
thereof by the political departments of the government and declaring the
matter non-justiciable.
4. Viewed from the strictly legal angle and in the light of judicial methods of
ascertainment, I cannot agree with the Solicitor General that in the legal
sense, there has been at least substantial compliance with Article XV of the
1935 Constitution, but what I can see is that in a political sense, the
answers to the referendum questions were not given by the people as legal
conclusions. I take it that when they answered that by their signified
approval of the New Constitution, they do not consider it necessary to hold
a plebiscite, they could not have had in mind any intent to do what was
constitutionally improper. Basically accustomed to proceed along
constitutional channels, they must have acted in the honest conviction that
what was being done was in conformity with prevailing constitutional
standards. We are not to assume that the sovereign people were indulging
in a futile exercise of their supreme political right to choose the
fundamental charter by which their lives, their liberties and their fortunes
shall be safeguarded. In other words, we must perforce infer that they
meant their decision to count, and it behooves this Court to render
judgment herein in that context. It is my considered opinion that viewed
understandingly and realistically, there is more than sufficient ground to
hold that, judged by such intent and, particularly, from the political
standpoint, the ratification of the 1973 Constitution declared in
Proclamation 1102 complies substantially with Article XV of the 1935
Charter, specially when it is considered that the most important element of
the ratification therein contemplated is not in the word "election", which
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conceivably can be in many feasible and manageable forms but in the word
"approved" which may be said to constitute the substantiality of the whole
article, so long as such approval is reasonably ascertained. In the last
analysis, therefore, it can be rightly said, even if only in a broad sense, that
the ratification here in question was constitutionally justified and
justifiable.
5. Finally, if any doubt should still linger as to the legitimacy of the New
Constitution on legal grounds, the same should be dispelled by viewing the
situation in the manner suggested by Counsel Tolentino and by the writer
of this opinion in his separate opinion, oft-referred to above, in the
Plebiscite Cases — that is, as an extra constitutional exercise by the people,
under the leadership of President Marcos, of their inalienable right to
change their fundamental charter by any means they may deem
appropriate, the moment they are convinced that the existing one is no
longer responsive to their fundamental, political and social needs nor
conducive to the timely attainment of their national destiny. This is not only
the teaching of the American Declaration of Independence but is indeed, a
truth that is self-evident. More, it should be regarded as implied in every
constitution that regardless of the language of its amending clause, once
the people have given their sanction to a new charter, the latter may be
deemed as constitutionally permissible even from the point of view of the
preceding constitution. Those who may feel restrained to consider this view
out of respect to the import of Tolentino vs. Comelec, supra., would be well
advised to bear in mind that the case was decided in the context of
submission, not accomplished ratification.
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It is my faith that to act with absolute loyalty to our country and people is
more important than loyalty to any particular precept or provision of the
Constitution or to the Constitution itself. My oath to abide by the
Constitution binds me to whatever course of action I feel sincerely is
demanded by the welfare and best interests of the people.
MAKASIAR, J., concurring:
of a new Constitution and that such procedure was no complied with, the
validity of Presidential Proclamation No. 1102 is a political, not a justiciable,
issue; for it is inseparably or inextricably link with and strikes at, because it
is decisive of, the validity of ratification and adoption of, as well as
acquiescence of people in, the 1973 Constitution and the legitimacy of the
government organized and operating thereunder. And being political, it is
beyond the ambit of judicial inquiry, tested by the definition of a political
question enunciated in Tañada, et. al. vs. Cuenco, et al. (103 Phil. 1051),
aside from the fact the this view will not do violence to rights vested under
the new Constitution, to international commitments forged pursuant
thereto and to decisions rendered by the judicial as well as quasi-judicial
tribunals organized and functioning or whose jurisdiction has been altered
by the 1973 Constitution and the government established thereunder, and
will dissipate any confusion in the minds of the citizenry, who have been
obeying the mandates of the new Constitution, as well as exercising the
rights and performing the obligations defined by the new Constitution, and
decrees and orders issued in implementation of the same and cooperating
with the administration in the renovation of our social, economic and
political system as re-structured by the 1973 Constitution and by the
implementing decrees and orders (see Miller vs. Johnson, 18 SW 522, 522-
526, 1892).
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This was the ruling by the American Supreme Court in the 1939 case
of Coleman vs. Miller (307 U.S. 433, 83 L.ed. 1385), where Chief Justice
Hughes, speaking for the majority, stated that:
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This view was likewise emphasized by Mr. Justice Black in his concurring
opinion, in which Mr. Justices Roberts, Frankfurter, and Douglas join, thus:
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The doctrine in the aforesaid case of Coleman vs. Miller was adopted by
Our Supreme Court in toto in Mabanag vs. Lopez Vito (78 Phil. 1).
The ruling in the cases of Gonzales vs. Comelec, et al. (L-28224, Nov. 29,
1967, 21 SCRA 774) and Tolentino vs. Comelec, et al. (L-34150, Oct. 16,
1971, 41 SCRA 702) on which petitioners place great reliance — that the
courts may review the propriety of a submission of a proposed
constitutional amendment before the ratification or adoption of such
proposed amendment by the sovereign people, hardly applies to the cases
at bar; because the issue involved in the aforesaid cases refers to only the
propriety of the submission of a proposed constitutional amendment to the
people for ratification, unlike the present petitions, which challenge
inevitably the validity of the 1973 Constitution after its ratification or
adoption thru acquiescence by the sovereign people. As heretofore stated,
it is specious and pure sophistry to advance the reasoning that the present
petitions pray only for the nullification of the 1973 Constitution and the
government operating thereunder.
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We did not categorically and entirely overturn the doctrine in Mabanag vs.
Lopez Vito (78 Phil. 1) that both the proposal to amend and the ratification
of such a constitutional amendment are political in nature forming as they
do the essential parts of one political scheme — the amending process. WE
merely stated therein that the force of the ruling in the said case
of Mabanag vs. Lopez Vito has been weakened by subsequent cases. Thus,
We pronounced therein:
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One more word about the Gonzales and Tolentino cases. Both primarily
stressed on the impropriety of the submission of a proposed constitutional
amendment. Courts do not deal with propriety or wisdom or absence of
either of an official act or of a law. Judicial power concerns only with the
legality or illegality, constitutionality or unconstitutionality of an act: it
inquires into the existence of power or lack of it. Judicial wisdom is not to
be pitted against the wisdom of the political department of the
government.
The classic example of an illegal submission that did not impair the validity
of the ratification or adoption of a new Constitution is the case of the
Federal Constitution of the United States. It should be recalled that the
thirteen (13) original states of the American Union — which succeeded in
liberating themselves from England after the revolution which began on
April 19, 1775 with the skirmish at Lexington, Massachusetts and ended
with the surrender of General Cornwallis at Yorktown, Virginia, on October
19, 1781(Encyclopedia Brit., Vol. I, 1933 Ed., p. 776) — adopted their
Articles of Confederation and Perpetual Union, that was written from 1776
to 1777 and ratified on March 1, 1781 (Encyclopedia Brit., Vol. II, 1966 Ed.,
p. 525). About six thereafter, the Congress of the Confederation passed a
resolution on February 21, 1787 calling for a Federal Constitutional
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And so the American Constitution was ratified by nine (9) states on June 21,
1788 and by the last four states on May 29, 1790 (12 C.J. p. 679 footnote,
16 C.J.S., 27. — by the state conventions and not by all thirteen (13) state
legislatures as required by Article XIII of the Articles of Confederation and
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Perpetual Union aforequoted — and in spite of the fact that the Federal
Constitution as originally adopted suffers from two basic infirmities,
namely, the absence of a bill of Rights and of a provision affirming the
power of judicial review.
Until this date, no challenge has been launched against the validity of the
ratification of the American Constitution, nor against the legitimacy of the
government organized and functioning thereunder.
In the 1946 case of Wheeler vs. Board of Trustees (37 SE 2nd 322, 326-330),
which enunciated the principle that the validity of a new or revised
Constitution does not depend on the method of its submission or
ratification by the people, but on the fact or fiat or approval or adoption or
acquiescence by the people which fact of ratification or adoption or
acquiescence is all that is essential, the Court cited precisely the case of the
irregular revision and ratification by state conventions of the Federal
Constitution, thus:
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That the issue of the legitimacy of a government is likewise political and not
justiciable, had long been decided as early as the 1849 case of Luther vs.
Borden (7 How. 1, 12 L.ed., 581), affirmed in the 1900 case of Taylor vs.
Beckham(178 U.S. 548, 44 L.ed. 1187) and re-enunciated in 1912 in the case
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In the 1925 case of Taylor vs. King (130 A 407, 408 410), the Court stated:
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It has likewise been held that it is not necessary that voters ratifying the
new Constitution are registered in the book of voters; it is enough that they
are electors voting on the new Constitution. (Bott vs. Wurts, 40 A 740
[1899]; 45 LRA 251, emphasis supplied).
In the 1956 case of Thomson vs. Peoples State Bank (75 NW 2nd 370, 375),
the Supreme Court of Wisconsin ruled that "irregularity in the procedure
for the submission of the proposed constitutional amendment will not
defeat the ratification by the people."
Again, in the 1958 case of Swaim vs. Tuscaloosa County (103 SO 2nd 769),
the Alabama Supreme Court pronounced that "the irregularity in failing to
publish the proposed constitutional amendment once in each of the 4
calendar weeks next preceding the calendar week in which the election was
held or once in each of the 7-day periods immediately preceding the day of
the election as required by the Constitution, did not invalidate the
amendment which was ratified by the people."
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Petitioners cannot safely state that during martial law the majority of the
people cannot freely vote for these reforms and are not complying with the
implementing decrees promulgated by the President.
Free election is not inevitably incompatible with martial law. We had free
elections in 1951 and 1971 when the opposition won six out of eight
senatorial seats despite the suspension of the privileges of the writ
of habeas corpus(see Lansang vs. Garcia, et al., Dec. 14, 1971, 42 SCRA
448), which suspension implies constraint on individual freedom as the
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olds and above whether literates or not, who are qualified electors under
the 1973 Constitution (see pars. 1-A(c), (d), & (e) of Annex A to Notes of
respondents Puyat and Roy in L-36165).
In brief, it cannot be said that the people are ignoring the 1973 Constitution
and the government which is enforcing the same for over 10 weeks now
With the petitioners herein, secessionists, rebels and subversives as the
only possible exceptions, the rest of the citizenry are complying with
decrees, orders and circulars issued by the incumbent President
implementing the 1973 Constitution.
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If this Court inquires into the validity of Proclamation No. 1102 and
consequently of the adoption of the 1973 Constitution it would be
exercising a veto power on the act of the sovereign people, of whom this
Court is merely an agent, which to say the least, would be anomalous. This
Court cannot dictate to our principal, the sovereign people, as to how the
approval of the new Constitution should be manifested or expressed. The
sovereign people have spoken and we must abide by their decision,
regardless of our notion as to what is the proper method of giving assent to
the new Charter. In this respect, WE cannot presume to know better than
the incumbent Chief Executive, who, unlike the members of this Court, only
last January 8, 1973, We affirmed in Osmeña vs. Marcos (Pres. Election
Contest No. 3, Jan. 8, 1973), was re-elected by the vote of over 5 million
electors in 1969 for another term of four years until noon of December 30,
1973 under the 1935 Constitution. This Court, not having a similar mandate
by direct fiat from the sovereign people, to execute the law and administer
the affairs of government, must restrain its enthusiasm to sally forth into
the domain of political action expressly and exclusively reserved by the
sovereign people themselves.
The people in Article XV of the 1935 Constitution did not intend to tie their
hands to a specific procedure for popular ratification of their organic law.
That would be incompatible with their sovereign character of which We are
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The opinion of Judge Thomas McIntire Cooley that the sovereign people
cannot violate the procedure for ratification which they themselves define
in their Constitution, cannot apply to a unitary state like the Republic of the
Philippines. His opinion expressed in 1868 may apply to a Federal State like
the United States, in order to secure and preserve the existence of the
Federal Republic of the United States against any radical innovation
initiated by the citizens of the fifty (50) different states of the American
Union, which states may be jealous of the powers of the Federal
government presently granted by the American Constitution. This
dangerous possibility does not obtain in the case of our Republic.
Then again, Judge Cooley advanced the aforesaid opinion in 1868 when he
wrote his opus "Constitutional Limitations."* (Vol. 6, Encyclopedia Brit.,
1969 ed. pp. 445 446). It is possible that, were he live today, in a milieu
vastly different from 1868 to 1898, he might have altered his views on the
matter.
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respondents. Under the rules on pleadings, the petitioners have the duty to
demonstrate by clear and convincing evidence their claim that the people
did not ratify through the Citizens' Assemblies nor adopt by acquiescence
the 1973 Constitution. And have failed to do so.
Petitioners decry that even 15-year olds, ex convicts and illiterates were
allowed to vote in the Citizens' Assemblies, despite their admission that the
term "Filipino people" in the preamble as well as "people" in Sections 1 and
5 of Article II of the 1935 Constitution and in Section 1(3) of Article III of the
Bill of Rights includes all Filipino citizens of all ages, of both sexes, whether
literate or illiterate, whether peaceful citizens, rebels, secessionists,
convicts or ex-convicts. Without admitting that ex-convicts voted in the
referendum, about which no proof was even offered, these sectors of our
citizenry, whom petitioners seem to regard with contempt or decision and
whom petitioners would deny their sovereign right to pass upon the basic
Charter that shall govern their lives and the lives of their progenies, are
entitled as much as the educated, the law abiding, and those who are 21
years of age or above to express their conformity or non conformity to the
proposed Constitution, because their stake under the new Charter is not
any less than the stake of the more fortunate among us. As a matter of fact,
these citizens, whose juridical personality or capacity to act is limited by
age, civil interdiction or ignorance deserve more solicitude from the State
than the rest of the citizenry. In the ultimate analysis, the inclusion of those
from 15 years up to below 21 years old, the ex-convicts and the ignorant, is
more democratic as it broadens the base of democracy and therefore more
faithful to the express affirmation in Section 1 of Article II of the Declaration
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rules of pleadings and evidence, the petitioners have the burden of proof
by preponderance of evidence in civil cases and by proof beyond
reasonable doubt in criminal prosecutions, where the accused is always
presumed to be innocent. Must this constitutional right be reversed simply
because the petitioner all assert the contrary? Is the rule of law they
pretend invoke only valid as long as it favors them?
This Court in the Gonzales and Tolentino cases transcended its proper
sphere and encroached upon the province exclusively reserved to and by
the sovereign people. This Court did not heed to the principle that the
courts are not the fountain of all remedies for all wrongs. WE cannot
presume that we alone can speak with wisdom as against the judgment of
the people on the basic instrument which affects their very lives. WE
cannot determine what is good for the people or ought to be their
fundamental law. WE can only exercise the power delegated to Us by the
sovereign people, to apply and interpret the Constitution and the laws for
the benefit of the people, not against them nor to prejudice them. WE
cannot perform an act inimical to the interest of Our principal, who at any
time may directly exercise their sovereign power ratifying a new
Constitution in the manner convenient to them.
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Brilliant counsel for petitioners in L-36165 has been quite extravagant in his
appraisal of Chief Justice Roger Brooke Taney whom he calls the "hero of
the American Bar," because during the American civil war he apparently
had the courage to nullify the proclamation of President Lincoln suspending
the privileges of the writ of habeas corpus in Ex parte Merryman (Federal
Case No. 9487 [1861]). But who exactly was Chief Justice Roger Brooke
Taney? The Editorial Board of Vol. 21 of the Encyclopedia Brit., 1966 ed.
(pp. 778-779, 1969 ed., pp. 654-657), briefly recounts that he was born in
1777 in Calvert County, Maryland, of parents who were landed aristocrats
as well as slave owners. Inheriting the traditional conservatism of his
parents who belonged to the landed aristocracy, Taney became a lawyer in
1799, practiced law and was later appointed Attorney General of Maryland.
He also was a member of the Maryland state legislature for several terms.
He was a leader of the Federalist Party, which disintegrated after the war of
1812, compelling him to join the Democratic Party of Andrew Jackson, also
a slave owner and landed aristocrat, who later appointed him first as
Attorney General of the United States, then Secretary of the Treasury and
in 1836 Chief Justice of the United States Supreme Court to succeed Chief
Justice John Marshall, in which position he continued for 28 years until he
died on October 21, 1864. His death "went largely unnoticed and
unregretted." Because he himself was a slave owner and a landed
aristocrat, Chief Justice Taney sympathized with the Southern States and,
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even while Chief Justice, hoped that the Southern States would be allowed
to secede peacefully from the Union. That he had no sympathy for the
Negroes was revealed by his decision in Dred Scott vs. Sandford (19 How.
398 [1857]) where he pronounced that the American Negro is not entitled
to the rights of an American citizen and that his status as a slave is
determined by his returning to a slave state. One can therefore discern his
hostility towards President Lincoln when he decided Ex parte Merryman,
which animosity to say the least does no befit a judicial mind. Such a man
could hardly be spoken of as a hero of the American Bar, least of all of the
American nation. The choice of heroes should not be expressed
indiscriminately just to embellish one's rhetoric.
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Roy (Avelino, et al. vs. Cuenco, et al. [1949] 83 Phil. 17), if they believe most
vehemently in the justice and correctness of their position that the 1973
Constitution has not been validly ratified, adopted or acquiesced in by the
people since January 18, 1973 until the present. The proclaimed conviction
of petitioners in L-36165 on this issue would have a ring of credibility, if
they proceeded first to hold a rump session outside the legislative building;
because it is not unreasonable to demand or to exact that he who exhorts
others to be brave must first demonstrate his own courage. Surely, they will
not affirm that the mere filing of their petition in L-36165 already made
them "heroes and idealists." The challenge likewise seems to insinuate that
the members of this Court who disagree with petitioners' views are
materialistic cowards or mercenary fence-sitters. The Court need not be
reminded of its solemn duty and how to perform it. WE refuse to believe
that petitioners and their learned as well as illustrious counsels, scholars
and liberal thinkers that they are, do not recognize the sincerity of those
who entertain opinions that clash with their own. Such an attitude does not
sit well with the dictum that "We can differ without being difficult; we can
disagree without being disagreeable," which distinguished counsel in L-
36165 is wont to quote.
MAKASIAR, J., concurring:
Pursuant to Our reservation, We now discuss the other issues raised by the
petitioners.
II
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As intimated in the aforecited cases, even the courts, which affirm the
proposition that the question as to whether a constitutional amendment or
the revised or new Constitution has been validly submitted to the people
for ratification in accordance with the procedure prescribed by the existing
Constitution, is a justiciable question, accord all presumption of validity to
the constitutional amendment or the revised or new Constitution after the
government officials or the people have adopted or ratified or acquiesced in
the new Constitution or amendment, although there was an illegal or
irregular or no submission at all to the people. (Collier vs. Gray, 4th Dec.
Dig. 935 [1934], Hammond vs. Clark, 71 SE 482-483; People vs. Sours, 31
Colo. 369, 74 Pac. 167, 102 Am. St. Rep. 34; Thompson vs. Winneth, 78
Neb. 379, 110 NW 1113, 10 L.R.A. [N.S.] 149; State vs. Laylin, 69 Ohio St.
Rep. 1, 68 NE 574; Weston vs. Ryan, 70 Neb. 211, 97 NW 347; Combs vs.
State, 81 Ga. 780, 8 SE 318; Woodward vs. State, 103 Ga. 496, 30 SE 522;
Corre vs. Cooney, 70 Mont. 355, 225 P 1007, 1009). As late as 1971, the
courts stressed that the constitutional amendment or the new Constitution
should not be condemned "unless our judgment its nullity is manifest
beyond reasonable doubt" (1971 case of Moore vs. Shanahan, 486 Pac. 2d
506, 207 Kan. 1, 645; and the 1956 case of Tipton vs. Smith, et al., supra).
Mr. Justice Enrique M. Fernando, speaking for the Court, pronounced that
the presumption of constitutionality must persist in the absence of factual
foundation of record to overthrow such presumption (Ermita-Malate Hotel,
etc. vs. City Mayor, L-24698, July 31, 1967, 20 SCRA 849).
III
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the legislative, the executive and the judicial. As a fourth separate and
distinct branch, to emphasize its independence, the Convention cannot be
dictated to by either of the other three departments as to the content as
well as the form of the Charter that it proposes. It enjoys the same
immunity from interference or supervision by any of the aforesaid branches
of the Government in its proceedings, including the printing of its own
journals (Tañada and Fernando, Constitution of the Philippines, 1952 ed.,
Vol. I, pp. 8 9; Malcolm and Laurel, Phil. Const. Law, p. 22; Frantz vs. Autry,
91 Pac. 193). Implicit in that independence, for the purpose of maintaining
the same unimpaired and in order that its work will not be frustrated, the
Convention has the power to fix the date for the plebiscite and to provide
funds therefor. To deny the Convention such prerogative, would leave it at
the tender mercy of both legislative and executive branches of the
Government. An unsympathetic Congress would not be disposed to submit
the proposed Constitution drafted by the Constitutional Convention to the
people for ratification, much less appropriate the necessary funds therefor.
That could have been the fate of the 1973 Constitution, because the same
abolished the Senate by creating a unicameral National Assembly to be
presided by a Prime Minister who wields both legislative and executive
powers and is the actual Chief Executive, for the President contemplated in
the new Constitution exercises primarily ceremonial prerogatives. The new
Constitution likewise shortened abruptly the terms of the members of the
present Congress (whose terms end on December 31, 1973, 1975 and
1977) which provides that the new Constitution shall take effect
immediately upon its ratification (Sec. 16, Article XVII, 1973 Constitution).
The fact that Section 2 of the same Article XVIII secures to the members of
Congress membership in the interim National Assembly as long as they opt
to serve therein within thirty (30) days after the ratification of the proposed
Constitution, affords them little comfort; because the convening of the
interim National Assembly depends upon the incumbent President (under
Sec. 3[1], Art. XVII, 1973 Constitution). Under the foregoing circumstances,
the members of Congress, who were elected under the 1935 Constitution,
would not be disposed to call a plebiscite and appropriate funds therefor to
enable the people to pass upon the 1973 Constitution, ratification of which
means their elimination from the political scene. They will not provide the
means for their own liquidation.
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If Congress can legally delegate to the Chief Executive or his subaltern the
power to promulgate subordinate rules and regulations to implement the
law, this authority to delegate implementing rules should not be denied to
the Constitutional Convention, a co-equal body.
Apart from the delegation to the Chief Executive of the power to call a
plebiscite and to appropriate funds therefor by the Constitutional
Convention thru its Resolution No. 29, the organization of the Citizens'
Assemblies for consultation on national issues, is comprehended within the
ordinance-making power of the President under Section 63 of the Revised
Administrative Code, which expressly confers on the Chief Executive
the power to promulgate administrative acts and commands touching on
the organization or mode of operation of the government or re-arranging or
re-adjusting any district, division or part of the Philippines "or disposing of
issues of general concern ... ." (Emphasis supplied). Hence, as consultative
bodies representing the localities including the barrios, their creation by the
President thru Presidential Decree No. 86 of December 31, 1972, cannot be
successfully challenged.
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It should be noted that Resolution No. 29, which superseded Resolution No.
5843, does not prescribe that the plebiscite must be conducted by the
Commission on Elections in accordance with the provisions of the 1971
Revised Election Code. If that were the intention of the Constitutional
Convention in making the delegation, it could have easily included the
necessary phrase for the purpose, some such phrase like "to call a
plebiscite to be supervised by the Commission on Elections in accordance
with the provisions of the 1971 Revised Election Code (or with existing
laws)." That the Constitutional Convention omitted such phrase, can only
mean that it left to the President the determination of the manner by
which the plebiscite should be conducted, who shall supervise the
plebiscite, and who can participate in the plebiscite. The fact that said
Resolution No. 29 expressly states "that copies of this resolution as
approved in plenary session be transmitted to the President of the
Philippines and the Commission on Elections for implementation," did not
in effect designate the Commission on Elections as supervisor of the
plebiscite. The copies of said resolution that were transmitted to the
Commission on Elections at best serve merely to notify the Commission on
Elections about said resolution, but not to direct said body to supervise the
plebiscite. The calling as well as conduct of the plebiscite was left to the
discretion of the President, who, because he is in possession of all the facts
funnelled to him by his intelligence services, was in the superior position to
decide when the plebiscite shall be held, how it shall be conducted and
who shall oversee it.
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significant for the basic orders regulating the conduct of all inhabitants are
issued in that form and nomenclature by the President as the Commander
in Chief and enforcer of martial law. Consequently, the issuance by the
President of Presidential Decree No. 73 on December 1, 1972 setting the
plebiscite on January 15, 1973 and appropriating funds therefor pursuant
to said Resolution No. 29, is a valid exercise of such delegated authority.
As Mr. Justice Fernando, with whom Messrs. Justices Barredo, Antonio and
the writer concurred in the Plebiscite Cases, stated:
IV
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(1) Petitions challenge the 1973 draft as vague and incomplete, and alluded
to their arguments during the hearings on December 18 and 19, 1972 on
the Plebiscite Cases. But the inclusion of questionable or ambiguous
provisions does not affect the validity of the ratification or adoption of the
1973 Constitution itself (Pope vs. Gray, 104 SO, 2d 841; 7th Dec. pp. 212-
219, 1956-1966).
Article IV —
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Article XIV —
Article XVII —
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This Court likewise enunciated in Del Rosario vs. Comelec (L-32476, Oct. 20,
1970, 35 SCRA 367) that the Constitutional Convention has the authority to
"entirely overhaul the present Constitution and propose an entirely new
Constitution based on an ideology foreign to the democratic system ...;
because the same will be submitted to the people for ratification. Once
ratified by the sovereign people, there can be no debate about the validity
of the new Constitution."
Mr. Justice Fernando, concurring in the same Plebiscite Cases, cited the
foregoing pronouncement in the Del Rosario case, supra, and added: "... it
seems to me a sufficient answer that once convened, the area open for
deliberation to a constitutional convention ..., is practically limitless" (citing
Cf. Koehler vs. Hill, 14 NW 738, 60 Iowa 543 [1883]; Hatch Stoneman, 6 P
734, 66 Cal. 632 [1885]; MacMillan v. Blattner, 25 NW 245, 67 Iowa 287
[1895]; State v. Powell, 27 SO 297, 77 Miss. 543 [1900]; Hammond v. Clark,
71 SE 479, 136 Ga. 313 [1911]; Hamilton v. Vaughan, 179 NW 533, 212
Mich. 31 [1920]; State v. Smith, 138 NE 881, 105 Ohio St. 570 [1922];
Looney vs. Leeper, 292 P 365, 145 Okl. 202 [1930]; School District vs. City of
Pontiac, 247 NW 474, 262 Mich. 338 [1933]).
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VI
206
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with the existing election law and after such amendments shall have been
published in all the newspapers of general circulation for at least four
months prior to such election."
In all the cases where the court held that illegal or irregular submission, due
to absence of substantial compliance with the procedure prescribed by the
Constitution and/or the law, nullifies the proposed amendment or the new
Constitution, the procedure prescribed by the state Constitution is so
detailed that it specifies that the submission should be at a general or
special election, or at the election for members of the State legislature only
or of all state officials only or of local officials only, or of both state and
local officials; fixes the date of the election or plebiscite limits the
submission to only electors or qualified electors; prescribes the publication
of the proposed amendment or a new Constitution for a specific period
prior to the election or plebiscite; and designates the officer to conduct the
plebiscite, to canvass and to certify the results, including the form of the
ballot which should so state the substance of the proposed amendments to
enable the voter to vote on each amendment separately or authorizes
expressly the Constitutional Convention or the legislature to determine the
procedure or certain details thereof. See the State Constitutions of
Alabama [1901]; Arizona [1912]; Arkansas [1874]; Colorado [1976];
Connecticut [1818]; Florida [1887]; Georgia [1945]; Illinois [1970]; Indiana
[1851]; Iowa [1857]; Kansas [1861]; Kentucky [1891]; Louisiana [1921];
Maryland [1867]; Massachusetts [1790]; Michigan [1909]; Minnesota
[1857]; Mississippi [1890]; and Missouri [1945]).
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As typical examples:
Constitution of Alabama (1901):
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210
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211
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212
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that shall supervise the plebiscite. And Article XV could not make any
reference to the Commission on Elections because the original 1935
Constitution as ratified on May 14, 1935 by the people did not contain
Article X on the Commission on Elections, which article was included
therein pursuant to an amendment by that National Assembly proposed
only about five (5) years later — on April 11, 1940, ratified by the people on
June 18, 1940 as approved by the President of the United States on
December 1940 (see Sumulong vs. Commission, 70 Phil. 703, 713, 715;
Gonzales, Phil. Const. Law, 1966 ed., p. 13). So it cannot be said that the
original framers of the 1935 Constitution as ratified May 14, 1935 intended
that a body known as the Commission on Elections should be the one to
supervise the plebiscite, because the Commission on Elections was not in
existence then as was created only by Commonwealth Act No. 607
approved on August 22, 1940 and amended by Commonwealth Act No. 657
approved on June 21, 1941 (see Tañada & Carreon, Political Law of the
Philippines, Vol. I, 1961 ed., pp. 475-476; Sumulong vs. Commission, 170
Phil. 703, 708-715; 73 Phil. 288, 290-300; Tañada & Fernando, Constitution
of the Philippines, 1953 ed., Vol. I, p. 5, Vol. II,
pp. 11-19).
Because before August, 1940 the Commission on Election was not yet in
existence, the former Department of Interior (now Department of Local
Governments and Community Development) supervised the plebiscites on
the 1937 amendment on woman's suffrage, the 1939 amendment to the
Ordinance appended to the 1935 Constitution (Tydings-Kocialkowski Act of
the U.S. Congress) and the three 1940 amendments on the establishment
of a bicameral Congress, the re-election of the President and the Vice-
President, and the creation of the Commission on Elections (ratified on June
18, 1940). The supervision of said plebiscites by the then Department of
Interior was not automatic, but by virtue of an express authorization in
Commonwealth Act Nos. 34, 49 and 517.
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3) If the framers of the 1935 Constitution and the people in ratifying the
same on May 14, 1935 wanted that only the qualified voters under Article V
of the 1935 Constitution should participate in the referendum on any
amendment or revision thereof, they could have provided the same in 1935
or in the 1940 amendment by just adding a few words to Article XV by
changing the last phrase to "submitted for ratification to the qualified
electors as defined in Article V hereof," or some such similar phrases.
When the 1935 Constitution wants to limit action or the exercise of a right
to the electorate, it does so expressly as the case of the election of senators
and congressmen. Section 2 Article VI expressly provides that the senators
"shall be chosen at large by the qualified electors of the Philippines as may
provided by law." Section 5 of the same Article VI specifically provides that
congressmen shall "be elected by the qualified electors." The only provision
that seems to sustain the theory of petitioners that the term "people" in
Article XV should refer to the qualified electors as defined in Article V of the
1935 Constitution is the provision that the President and Vice-President
shall be elected "by direct vote of the people." (Sec. 2 of Art. VII of the 1935
Constitution). But this alone cannot be conclusive as to such construction,
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The very phraseology of the specific laws enacted by the National Assembly
and later by Congress, indicates that there is need of a statute expressly
authorizing the application of the election laws to plebiscites of this nature.
Thus, Com. Act No. 34 on the woman's suffrage amendment enacted on
September 30, 1936, consists of 12 sections and, aside from providing that
"there shall be held a plebiscite on Friday, April 30, 1937, on the question of
woman's suffrage ... and that said amendment shall be published in the
Official Gazette in English and Spanish for three consecutive issues at least
fifteen (15) days prior to said election, ... and shall be posted in a
conspicuous place in its municipal and provincial office building and in its
polling place not later than April 22, 1937" (Sec. 12, Com. Act No. 34),
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specifies that the provisions of the Election Law regarding, the holding of
a special election, insofar as said provisions are not in conflict with it,
should apply to the said plebiscite (Sec. 3, Com. Act No. 34)1; and, that the
votes cast according to the returns of the board of inspectors shall be
counted by the National Assembly (Sec. 10, Com. Act No. 34).
The election laws then in force before 1938 were found in Sections 392-483
of the Revised Administrative Code.
Sec. 1 of Com. Act No. 357, the previous Election Code enacted on August
22, 1938, makes it expressly applicable to plebiscites. Yet the subsequent
laws, namely, Com. Act Nos. 492 and 517 and Rep. Act No. 73 calling for the
plebiscite on the constitutional amendments in 1939, 1940 and 1946,
including the amendment creating the Commission on Elections, specifically
provided that the provisions of the existing election law shall apply to such
plebiscites insofar as they are not inconsistent with the aforesaid Com. Act
Nos. 492 and 517, as well as Rep. Act No. 73. Thus —
Commonwealth Act No. 492, enacted on September 19, 1939, calling for a
plebiscite on the proposed amendments to the Constitution adopted by the
National Assembly on September 15, 1939, consists of 8 sections and
provides that the proposed amendments to the Constitution adopted in
Resolution No. 39 on September 15, 1939 "shall be submitted to the
Filipino people for approval or disapproval at a general election to be held
throughout the Philippines on Tuesday, October 24, 1939"; that the
amendments to said Constitution proposed in "Res. No. 38, adopted on the
same date, shall be submitted at following election of local officials," (Sec.
1, Com. Act No. 492) that the said amendments shall be published in
English and Spanish in three consecutive issues of the Official Gazette at
least ten (10) days prior to the elections; that copies thereof shall be posted
not later than October 20, 1939 (Sec. 2, Com. Act 492); that the election
shall be conducted according to provisions of the Election Code insofar as
the same may be applicable; that within thirty (30) days after the
election, Speaker of the National Assembly shall request the President to
call a special session of the Assembly for the purpose of canvassing the
returns and certify the results thereof (Sec. 6, Com. Act No. 492).
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Republic Act No. 73 approved on October 21, 1946 calling for a plebiscite
on the parity amendment consists of 8 sections provides that the
Amendment "shall be submitted to the people, for approval or
disapproval, at a general election which shall be held on March 11, 1947, in
accordance with the provisions of this Act" (Sec. 1, R.A. No. 73); that the
said amendment shall be published in English and Spanish in three
consecutive issues of the Official Gazetteat least 20 days prior to the
election; that copies of the same shall be posted in a conspicuous place and
in every polling place not later than February 11, 1947 (Section 2, R.A. No.
73); that the provisions of Com. Act No. 357 (Election Code) and Com. Act
No. 657 creating the Commission on Elections, shall apply to the election
insofar as they are not inconsistent with this Act (Sec. 3, R.A. No. 73); and
that within 30 days after the election, the Senate and House of
Representatives shall hold a joint session to canvass the returns and certify
the results thereof (Section 6, R.A. No. 73).
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Election Code (Com. Act No. 357). Moreover, it should be noted that the
period for the publication of the copies of the proposed amendments was
about 10 days, 15 days or 20 days, and for posting at least 4 days, 8 days or
30 days.
Republic Acts Nos. 180 and 6388 likewise expressly provide that the
Election Code shall apply to plebiscites (See. 2, R.A. No. 180, as amended,
and Section 2, Rep. Act No. 6388).
(5) Article XV of the 1935 Constitution does not specify who can vote and
how they shall vote. Unlike the various State Constitutions of the American
Union (with few exceptions), Article XV does not state that only qualified
electors can vote in the plebiscite. As above-intimated, most of the
Constitutions of the various states of the United States provide for very
detailed amending process and specify that only qualified electors can vote
at such plebiscite or election.
Congress itself, in enacting Republic Act No. 3590, otherwise known as the
Barrio Charter, which was approved on June 17, 1967 and superseded
Republic Act No. 2370, expanded the membership of the barrio assembly to
include citizens who are at least 18 years of age, whether literate or not,
provided they are also residents of the barrio for at least 6 months (Sec. 4,
R.A. No. 3590).
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220
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221
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c. Insane or feeble-minded
persons.
All these barrio assembly members, who are at least 18 years of age,
although illiterate, may vote at the plebiscite on the recall of any member
of the barrio council or on a budgetary, supplemental appropriation, or
special ordinances, a valid action on which requires "a majority vote of all
of the barrio assembly members registered in the list of the barrio
secretary" (par. 5, Sec. 6, R.A. No. 3590). Such plebiscite may be authorized
by a majority vote of the members present in the barrio assembly, there
being a quorum (par. 1, Sec. 6).
That said paragraph 2 of Section 6 provides that "all duly registered barrio
assembly members qualified to vote may vote in the plebiscite," cannot
sustain the position of petitioners in G.R. No. L-36165 that only those who
are 21 years of age and above and who possess all other qualifications of a
voter under Section 10 of R.A. No. 3590, can vote on the plebiscites
referred to in Section 6; because paragraph 3 of Section 6 does not
expressly limit the voting to those with the qualifications under Section 10
as said Section 6 does not distinguish between those who are 21 or above
on the one hand and those 18 or above but below 21 on the other, and
whether literate or not, to constitute a quorum of the barrio assembly.
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Constitutional Law I L-36142
Counsels Salonga and Tañada as well as all the petitioners in L-36165 and
two of the petitioners in L-36164 participated in the enactment of Republic
Act No. 3590 and should have known the intendment of Congress in
expanding the membership of the barrio assembly to include all those 18
years of age and above, whether literate or not.
224
Constitutional Law I L-36142
Phil. 451 ). The truth of the certification by the Department Secretary and
the Chief Executive on the results of the referendum, is further
strengthened by the affidavits and certifications of Governor Isidro
Rodriguez of Rizal, Mayor Norberto S. Amoranto of Quezon City and
Councilor Eduardo T. Parades of Quezon City.
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Mayor Pablo Cuneta likewise executed an affidavit dated March 16, 1973
stating that on January 15, 1973, he caused the preparation of a letter
addressed to Secretary Jose Roño of the Department of Local Government
and Community Development showing the results of the referendum in
Pasay City; that on the same day, there were still in any Citizens' Assemblies
holding referendum in Pasay City, for which reason he did not send the
aforesaid letter pending submittal of the other results from the said
Citizens' Assemblies; and that in the afternoon of January 15, 1973, he
indorsed the complete certificate of results on the referendum in Pasay City
to the Office of the President (Annex 5-Rejoinder of Sol. Gen. dated March
20, 1973).
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copies of such results which may not be considered official as they had then
no knowledge whether the original thereof had been signed by the mayor;
and that in spite of his advice that said unsigned copies were not official,
she requested him if she could give her the unofficial copies thereof, which
he gave in good faith (Annex C-Rejoinder to the Sol. Gen.).
There were 118,010 Yes votes as against 5,588 No votes in the Citizens'
Assemblies of Quezon city (Annex V to Petitioners' Notes in L-36165). The
fact that a certain Mrs. Remedio Gutierrez, wife of alleged barrio treasurer
Faustino Gutierrez, of barrio South Triangle, Quezon City, states that "as far
as we know, there has been no Citizens' Assembly meeting in our Area,
particularly in January of this year," does not necessarily mean that there
was no such meeting in said barrio; for she may not have been notified
thereof and as a result she was not able to attend said meeting. Much less
can it be a basis for the claim that there was no meeting at all in the other
barrios of Quezon City. The barrio captain or the secretary of the barrio
assembly could have been a credible witness.
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trend in the province; that his letter was never intended to show the final or
complete result in the referendum in the province as said referendum was
then still going on from January 14-17, 1973, for which reason the said
letter merely stated that it was only a "summary result"; and that after
January 15, 1973, he sent to the National Secretariat all the certificates of
results in 26 municipalities of Rizal for final tabulation (Annex 3-Rejoinder
of the Sol. Gen.; emphasis supplied).
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The fact that the referendum in the municipality of Pasacao, Camarines Sur,
shows that there were more votes in favor of the plebiscite to be held
later than those against, only serve to emphasize that there was freedom
of voting among the members of the Citizens' Assemblies all over the
country during the referendum from January 10 to 15, 1973 (Annex-6
Camarines Sur to Rejoinder of Petitioners in L-36165). If there was no such
freedom of choice, those who wanted a plebiscite would not outnumber
those against holding such plebiscite.
The letter of Governor Felix O. Alfelor, Sr. dated January 1973 confirms the
"strong manifestation of approval of the new Constitution by almost 97%
by the members of the Citizens' Assemblies in Camarines Sur" (Annex-
Camarines Sur to Rejoinder of Petitioners in L-36165).
The report of Governor Efren B. Pascual of Bataan shows that the members
of the Citizens' Assemblies voted overwhelmingly in favor of the new
Constitution despite the fact that the second set of questions including the
question "Do you approve of the new Constitution?" was received only on
January 10. Provincial Governor Pascual stated that "orderly conduct and
favorable results of the referendum" were due not only to the coordinated
efforts and cooperation of all teachers and government employees in the
area but also to the enthusiastic participation by the people, showing "their
preference and readiness to accept this new method of government to
people consultation in shaping up government policies." (Annex-Bataan to
Rejoinder of Petitioners in L-36165).
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Similarly, the fact that Mayor Marcial F. Samson of Caloocan City, who
belongs to the Liberal Party, stated in his letter dated March 13, 1973 that
he does not "feel authorized by the proper authorities to confirm or deny
the data" concerning the number of participants, the Yes votes and No
votes in the referendum on the new Constitution among the members of
the Citizens' Assemblies in Caloocan City, does not necessarily give rise to
the inference that Mayor Samson of Caloocan City is being intimidated,
having been recently released from detention; because in the same letter
of Mayor Samson, he suggested to counsel for petitioners in L-36165 that
he can secure "the true and legitimate results of the referendum" from the
Office of the President (Annex Caloocan-B to Rejoinder of Petitioners in L-
36165). Why did not learned and eminent counsel heed such suggestion?
230
Constitutional Law I L-36142
Statistics, in his letter dated March 16, 1973 address to the Secretary of the
Department of Local Government and Community Development, refutes
the said computation of Professor Benjamin R. Salonga, thus:
231
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and above but below 21 but also the qualified electors who were not
registered before the November 8, 1971 elections as well as illiterates who
are 15 years old and above but below 21.
The petitioners in all the cases at bar cannot state with justification that
those who voted for the incumbent President in 1969 did not vote in favor
of the 1973 Constitution during the referendum from January 10 to 15,
1973. It should also be stressed that many of the partisans of the President
in the 1969 Presidential elections, have several members in their families
and relatives who are qualified to participate in the referendum because
they are 15 years or above including illiterates, which fact should
necessarily augment the number of votes who voted for the 1973
Constitution.
(6) It is also urged that martial law being the rule of force, is necessarily
inconsistent with freedom of choice, because the people fear to disagree
with the President and Commander-in-Chief of the Armed Forces of the
Philippines and therefore cannot voice views opposite to or critical of the
position of the President on the 1973 Constitution and on the mode of its
ratification.
It is also claimed or urged that there can be no free choice during martial
law which inevitably generates fear in the individual. Even without martial
law, the penal, civil or administrative sanction provided for the violation of
ordinarily engenders fear in the individual which persuades the individual
to comply with or obey the law. But before martial law was proclaimed,
many individuals fear such sanctions of the law because of lack of effective
equal enforcement or implementation thereof — in brief,
compartmentalized justice and extraneous pressures and influences
frustrated the firm and just enforcement of the laws. The fear that is
233
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(7) Petitioners likewise claim that open voting by viva voce or raising of
hands violates the secrecy of the ballot as by the election laws. But the
1935 Constitution does not require secret voting. We search in vain for
such guarantee or prescription in said organic law. The Commission on
Elections under the 1940 Amendment, embodied as Article X is merely
mandated to insure "free, orderly and honest election." Congress, under its
plenary law-making authority, could have validly prescribed in the election
law open voting in the election of public officers, without trenching upon
the Constitution. Any objection to such a statute concerns its wisdom or
propriety, not its legality or constitutionality. Secret balloting was
demanded by partisan strife in elections for elective officials. Partisanship
based on party or personal loyalties does not generally obtain in a
plebiscite on proposed constitutional amendments or on a new
Constitution. We have seen even before and during martial law that voting
in meetings of government agencies or private organizations is usually done
openly. This is specially true in sessions of Congress, provincial boards, city
councils, municipal boards and barrio councils when voting on national or
local issues, not on personalities.
Then again, open voting was not a universal phenomenon in the Citizens'
Assemblies. It might have been true in certain areas, but that does not
necessarily mean that it was done throughout the country.
The recent example of an open voting is the last election on March 3, 1973
of the National Press Club officers who were elected by acclamation
presided over by its former president, petitioner Eduardo Monteclaro in L-
36236 (see Bulletin Today, p. 8, March 3, 1973 issue). There can be no more
hardboiled group of persons than newspapermen, who cannot say that
234
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Moreover, petitioners would not be willing to affirm that all the members
of the citizenry of this country are against the new Constitution. They will
not deny that there are those who favor the same, even among the
400,000 teachers among whom officers of the Department of Education
campaigned for the ratification of the new Constitution.
Not one of the petitioners can say that the common man — farmer,
laborer, fisherman, lowly employee, jeepney driver, taxi driver, bus driver,
pedestrian, salesman, or salesgirl — does not want the new Constitution, or
the reforms provided for therein.
(8) Petitioners likewise claim that there was no sufficient publicity given to
the new Constitution. This is quite inaccurate; because even before the
election in November, 1970 of delegates to the Constitutional Convention,
the proposed reforms were already discussed in various forums and
through the press as well as other media of information. Then after the
Constitutional Convention convened in June, 1971, specific reforms
advanced by the delegates were discussed both in committee hearings as
well as in the tri-media — the press, radio and television. Printed materials
on the proposed reforms were circulated by their proponents. From June,
1971 to November 29, 1972, reforms were openly discussed and debated
except for a few days after the proclamation of martial law on September
21, 1972. From the time the Constitutional Convention reconvened in
October, 1972 until January 7, 1973, the provisions of the new Constitution
were debated and discussed in forums sponsored by private organizations
universities and debated over the radio and on television. The Philippines is
a literate country, second only to Japan in the Far East, and more literate
perhaps than many of mid-western and southern states of the American
Union and Spain. Many residents in about 1,500 towns and 33,000 barrios
of the country have radios. Even the illiterates listened to radio broadcasts
on and discussed the provisions of the 1973 Constitution.
235
Constitutional Law I L-36142
The report of Frank Valeo (Bulletin Today, March 3 and 4, 1973 and Daily
Express, March 3, and Sunday Express, March 4), Secretary of the United
States Senate, who conducted a personal survey of the country as delegate
of Senator Mike Mansfield, Chairman, Committee on US-Philippine
relations, states:
Petitioners cannot safely assume that all the peaceful citizens of the
country, who constitute the majority of the population, do not like the
236
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VI
The position of the respondent public officers that undermartial law, the
President as Commander-in-Chief is vested with legislative powers, is
sustained by the ruling in the 1949 case of Kuroda vs. Jalandoni, et al. (83
Phil. 171, 177-178) which reiterates the 1945 case of Yamashita vs.
Styer (75 Phil. 563, 571-72). The trial of General Kuroda was after the
surrender of Japan on October 2, 1945 (23 Encyc. Brit. 1969 ed., p. 799) and
hence no more martial law in the Philippines.
237
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238
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Chief Justice Stone of the United States Supreme Court likewise appears to
subscribe to this view, when, in his concurring opinion in Duncan vs.
Kahanamoku (327 U.S. 304 [1946]), he defined martial law as "the exercise
of the power which resides in the executive branch of the government to
preserve order and insure the public safety in times of emergency, when
other branches of the government are unable to function, or their
functioning would itself threaten the public safety." (Emphasis supplied).
There is an implied recognition in the aforesaid definition of martial law
that even in places where the courts can function, such operation of the
courts may be affected by martial lawshould their "functioning ... threaten
the public safety." It is possible that the courts, in asserting their authority
to pass upon questions which may adversely affect the conduct of the
punitive campaign against rebels, secessionists, dissidents as well as
subversives, martial law may restrict such judicial function until the danger
to the security of the state and of the people shall have been decimated.
239
Constitutional Law I L-36142
Finally, Rossiter expressly recognizes that during martial law, the Chief
Executive exercises legislative power, whether of temporary or permanent
character, thus:
241
Constitutional Law I L-36142
From the foregoing citations, under martial law occasioned by severe crisis
generated by revolution, insurrection or economic depression or
dislocation, the government exercises more powers and respects fewer
rights in order "to end the crisis and restore normal times." The
government can assume additional powers indispensable to the attainment
of that end — the complete restoration of peace. In our particular case,
eradication of the causes that incited rebellion and subversion as secession,
is the sine qua non to the complete restoration of normalcy. Exercise of
legislative power by the President as Commander in Chief, upon his
proclamation of martial law, is justified because, as he professes, it is
directed towards the institution of radical reforms essential to the
elimination of the causes of rebellious, insurgent or subversive conspiracies
and the consequent dismantling of the rebellious, insurgent or subversive
apparatus.
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Constitutional Law I L-36142
"Must the government be too strong for the liberties of the people; or must
it be too weak to maintain its existence?" That was the dilemma that vexed
President Lincoln during the American Civil War, when without express
authority in the Constitution and the laws of the United States, he
suspended one basic human freedom — the privilege of the writ of habeas
corpus — in order to preserve with permanence the American Union, the
Federal Constitution of the United States and all the civil liberties of the
American people. This is the same dilemma that presently confronts the
Chief Executive of the Republic of the Philippines, who, more than the
Courts and Congress, must, by express constitutional mandate, secure the
safety of our Republic and the rights as well as lives of the people against
open rebellion, insidious subversion secession. The Chief Executive
announced repeatedly that in choosing to proclaim martial law, the power
expressly vested in him by the 1935 Constitution (Sec. 10[2], Art. VII, 1935
Constitution) to insure our national and individual survival in peace and
freedom, he is in effect waging a peaceful, democratic revolution from the
center against the violent revolution and subversion being mounted by the
economic oligarchs of the extreme right, who resist reforms to maintain
their economic hegemony, and the communist rebels a Maoist oriented
secessionists of the extreme left who demand swift institution of reforms.
In the exercise of his constitutional and statutory powers, to save the state
and to protect the citizenry against actual and threatened assaults from
insurgents, secessionists and subversives, doctrinaire concepts and
principles, no matter how revered they may be by jurisprudence and time,
should not be regarded as peremptory commands; otherwise the dead
hand of the past will regulate and control the security and happiness of the
living present. A contrary view would be to deny the self-evident
proposition that constitutions and laws are mere instruments for the well-
being, peace, security and prosperity of the country and its citizenry. The
law as a means of social control is not static but dynamic. Paraphrasing Mr.
Justice Frankfurter, the Constitution is neither a printed finality nor the
imprisonment of the past, but the enfolding of the future. In the vein of Mr.
Justice Holmes, the meaning of the words of the Constitution is not to be
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The eternal paradox in this finite world of mortal and fallible men is that
nothing is permanent except change. Living organisms as well as man-made
institutions are not immutable. Civilized men organize themselves into a
State only for the purpose of serving their supreme interest — their
welfare. To achieve such end, they created an agency known as the
government. From the savage era thru ancient times, the Middle Ages, the
Dark Ages and the Renaissance to this era of sophisticated electronics and
nuclear weaponry, states and governments have mutated in their search
for the magic instrument for their well-being. It was trial and error then as
it is still now. Political philosophies and constitutional concepts, forms and
kinds of government, had been adopted, overturned, discarded, re-adopted
or modified to suit the needs of a given society at a particular given epoch.
This is true of constitutions and laws because they are not "the infallible
instruments of a manifest destiny." No matter how we want the law to be
stable, it cannot stand still. As Mr. Justice Holmes aptly observed, every
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Over a century and a half ago, Thomas Jefferson, one of the founding
fathers of the American Constitution and former President of the United
States, who personifies the progressive liberal, spoke the truth when he
said that some men "ascribe men of the preceding age a wisdom more than
human, and suppose what they did to be beyond amendment. ... But I
know also, that laws and institutions must go hand in hand with the
progress of the human mind. As that becomes more developed, more
enlightened, as new discoveries are made, new truths disclosed and
manners and opinions change, with the change of circumstances,
institutions must also advance, and keep pace with the times." (Vol. 12,
Encyclopedia Britanica, 1969 ed., p. 989).
The wisdom of the decision of the Chief Executive can only be judged in the
perspective of history. It cannot be adequately and fairly appraised within
the present ambience, charged as it is with so much tension and emotion, if
not partisan passion. The analytical, objective historians will write the final
verdict in the same way that they pronounced judgment on President
Abraham Lincoln who suspended the privilege of the writ of habeas
corpus without any constitutional or statutory authority therefor and of
President Franklin Delano Roosevelt who approved the proclamation of
martial law in 1941 by the governor of Hawaii throughout the Hawaiian
territory. President Lincoln not only emancipated the Negro slaves in
America, but also saved the Federal Republic of the United States from
disintegration by his suspension of the privilege of the writ of habeas
corpus, which power the American Constitution and Congress did not then
expressly vest in him. No one can deny that the successful defense and
preservation of the territorial integrity of the United States was due in part,
if not to a great extent, to the proclamation of martial law over the territory
of Hawaii — main bastion of the outer periphery or the outpost of the
American defense perimeter in the Pacific — which protected the United
States mainland not only from actual invasion but also from aerial or naval
bombardment by the enemy. Parenthetically, the impartial observer cannot
accurately conclude that the American Supreme Court acted with courage
in its decision in the cases of Ex parte Milligan and Duncan vs.
Kahanamoku (filed on May 10, 1865 argued on March 5 to 13, 1866,
decided on April 3, 1866, and opinion delivered on December 17, 1866)
after the lifting of the proclamation suspending the privilege of the writ
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of habeas corpus, long after the Civil War and the Second World ended
respectively on April 9 or 26, 18-65 (Vol. 1, Encyclopedia Britannica, 1969
ed., pp. 730, 742) and on September 2, 1945 (Vol. 23, Encyclopedia
Britannica, 1969 ed., p. 799). Was the delay on the part of the American
Supreme Court in deciding these cases against the position of the United
States President — in suspending the privilege of the writ of habeas
corpus in one case and approving the proclamation of martial law in the
other — deliberate as an act of judicial statesmanship and recognition on
their part that an adverse court ruling during the period of such a grave
crisis might jeopardize the survival of the Federal Republic of the United
States in its life-and-death struggle against an organized and well armed
rebellion within its own borders and against a formidable enemy from
without its territorial confines during the last global armageddon?
VIII
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that the doctrine of separation of powers and the political nature of the
controversy such as this, preclude the interposition of the Judiciary to
nullify an act of a coordinate body or to command performance by the
head of such a co-ordinate body of his functions..
Moreover, if they have a quorum, the senators can meet anywhere. Validity
of the acts of the Senate does not depend on the place of session; for the
Constitution does not designate the place of such a meeting. Section 9 of
Article VI imposes upon Congress to convene in regular session every year
on the 4th Monday of January, unless a different date is fixed by law, or on
special session called by the President. As former Senator Arturo Tolentino,
counsel for respondents Puyat and Roy in L-36165, stated, the duty to
convene is addressed to all members of Congress, not merely to its
presiding officers. The fact that the doors of Congress are padlocked, will
not prevent the senators — especially the petitioners in L-36165 — if they
are minded to do so, from meeting elsewhere — at the Sunken Gardens, at
the Luneta Independence Grandstand, in any of the big hotels or theaters,
in their own houses, or at the Araneta Coliseum, which is owned by the
father-in-law of petitioner Gerardo Roxas in L-36165.
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imposing on the respondents the duty to convene the body. The rule
imposing such a duty invoked by petitioners in L-36165 is purely an internal
rule of the Senate; it is not a law because it is not enacted by both Houses
and approved by the President.
IX
Consequently, the required vote to nullify Proclamation No. 1102 and the
1973 Constitution should be eight (8) under Section 10 of Article VIII of the
1935 Constitution in relation to Section 9 of the Judiciary Act or Republic
Act No. 296, as amended, or should be ten (10) under Section 2(2) of Article
X of the 1973 Constitution. Should the required vote of eight (8) or ten (10),
as the case may be, for the declaration of invalidity or unconstitutionality
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ARTICLE OF FAITH
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The incumbent Chief Executive who was trying to gain the support for his
reform program long before September 21, 1972, realized almost too late
that he was being deceived by his partymates as well as by the opposition,
who promised him cooperation, which promises were either offered as a
bargaining leverage to secure concessions from him or to delay the
institution of the needed reforms. The people have been victimized by such
bargaining and dilly-dallying. To vert a terrifying blood bath and the
breakdown of the Republic, the incumbent President proclaimed martial
law to save the Republic from being overrun by communists, secessionists
and rebels by effecting the desired reforms in order to eradicate the evils
that plague our society, which evils have been employed by the
communists, the rebels and secessionists to exhort the citizenry to rise
against the government. By eliminating the evils, the enemies of the
Republic will be decimated. How many of the petitioners and their counsels
have been utilizing the rebels, secessionists and communists for their own
personal or political purposes and how many of them are being used in turn
by the aforesaid enemies of the State for their own purposes?
If the petitioners are sincere in their expression of concern for the greater
mass of the populace, more than for their own selves, they should be
willing to give the incumbent Chief Executive a chance to implement the
desired reforms. The incumbent President assured the nation that he will
govern within the framework of the Constitution and if at any time, before
normalcy is restored, the people thru their Citizens' Assemblies, cease to
believe in his leadership, he will step down voluntarily from the Presidency.
But if, as apprehended by the petitioners, he abuses and brutalizes the
people, then to the battlements we must go to man the ramparts against
tyranny. This, it is believed, he knows only too well; because he is aware
that he who rides the tiger will eventually end inside the tiger's stomach.
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ESGUERRA, J., concurring:
1. That the Constitutional Convention was not a free forum for the making
of a Constitution after the declaration of Martial Law on September 21,
1972.
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The petitions were not given due course immediately but were referred to
the Solicitor General as counsel for the respondents for comment, with
three members of the Court, including the undersigned, voting to dismiss
them outright. The comments were considered motions to dismiss which
were set for hearing and extensively argued. Thereafter both parties
submitted their notes and memoranda on their oral arguments.
I.
The issues raised for determination, on which the resolution of the Motion
to Dismiss hinges, are as follows:
II.
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The pivotal question in these cases is whether the issue raised is highly
political and, therefore, not justiciable. I maintain that this Court should
abstain from assuming jurisdiction, but, instead, as an act of judicial
statesmanship, should dismiss the petitions. In resolving whether or not the
question presented is political, joint discussion of issues Nos. 1, 3 and 4 is
necessary so as to arrive at a logical conclusion. For after the acceptance of
a new Constitution and acquiescence therein by the people by putting it
into practical operation, any question regarding its validity should be
foreclosed and all debates on whether it was duly or lawfully ushered into
existence as the organic law of the state become political and not judicial in
character.
The undisputed facts that led to the issuance of Proclamation No. 1102 and
Presidential Decrees Nos. 86 and 86-A are fully set forth in the majority and
dissenting opinions in the Plebiscite cases decided on January 22, 1973, and
need not be repeated here.
But looking through the veneer of judicial conformity with which the
petitions have been adroitly contrived, what is sought to be invalidated is
the new Constitution itself — the very framework of the present
Government since January 17, 1973. The reason is obvious. The Presidential
decrees set up the means for the ratification and acceptance of the new
Constitution and Proclamation No. 1102 simply announced the result of the
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If the real purpose of the petitions is to set aside the new Constitution, how
can this Court justify its assumption of jurisdiction when no power has ...
conferred upon it the jurisdiction to declare the Constitution or any part
thereof null and void? It is the height of absurdity and impudence for a
court to wage open war against the organic act to which it owes its
existence. The situation in which this Court finds itself does not permit it to
pass upon the question whether or not the new Constitution has entered
into force and has superseded the 1935 Constitution. If it declares that the
present Constitution has not been validly ratified, it has to uphold the 1935
Constitution as still the prevailing organic law. The result would be too
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anomalous to describe, for then this Court would have to declare that it is
governed by one Constitution or the 1935 Constitution, and the legislative
and executive branches by another or the 1972 Constitution.
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These rules are all traceable to Luther vs. Borden, 48 U.S (7 How.), 12 L. Ed.
581, 598 (1849) where it was held:
The foreign relations of the Republic of the Philippines have been normally
conducted on the basis of the new Constitution and no state with which we
maintain diplomatic relations has withdrawn its recognition of our
government. (For particulars about executive acts done under the new
Constitution, see pages 22-25 of the Comments of the Solicitor General,
dated February 3, 1973.)
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is political and not fit for judicial determination. For a political question is
one entrusted to the people for judgment in their sovereign capacity
(Tañada vs. Cuenco, G.R. No. L-10520, Feb. 28,1967; 100 Phil. 1101), or to a
co-equal and coordinate branch of the Government (Vera vs. Arellano, 77
Phil. 192; Mabanag vs. Lopez Vito, 78 Phil. 1; Alejandrino vs. Quezon, 46
Phil. 35; Cabili vs. Francisco, G.R. No. 4638, May 8, 1931). A case involves a
political question when there would be "the impossibility of undertaking
independent resolutions without expressing a lack of respect due to
coordinate branches of government", or when there is "the potentiality of
embarrassment from multifarious pronouncements by various departments
on one question."
To preserve the prestige and eminence that this Court has long enjoyed as
the "ultimate organ of the "Supreme Law of the Land" in that vast range of
legal problems often strongly entangled in popular feeling on which this
Court must pronounce", let us harken to the following admonition of
Justice Frankfurter in his dissent in Baker vs. Carr, 369 U.S. 186; 82 S. Ct.
691; 7 L. Ed. 2d. 663:
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competence, especially situations like this, are more in keeping with the
preservation of our democratic tradition than the blatant declamations of
those who wish the Court to engage in their brand of activism and would
not mind plunging it into the whirlpool of passion and emotion in an effort
to capture the intoxicating applause of the multitude.
In these five cases, the main issue to be resolved by Court is whether or not
the Constitution proposed by the Constitutional Convention of 1971 had
been ratified in accordance with the provisions of Article XV of the 1935
Constitution. In the plebiscite cases, which were decided by this Court on
January 22, 1973 1, I held the view that this issue could be properly resolved
by this Court, and that it was in the public interest that this Court should
declare then whether or not the proposed Constitution had been validly
ratified. The majority of this Court, however, was of the view that the issue
was not squarely raised in those cases, and so the Court, as a body, did
make any categorical pronouncement on the question of whether or not
the Constitution proposed by the 1971 Convention was validly ratified. I
was the only one who expressed the opinion that the proposed
Constitution was not validly ratified and therefore "it should not be given
force and effect."
The Court is now called upon to declare, and to inform the people of this
country, whether or not that proposed Constitution had been validly
ratified and had come into effect.
The Solicitor General, however, contends that this Court has no jurisdiction
to resolve the issue that we have mentioned because that issue is a political
question that cannot be decided by this Court. This contention by the
Solicitor General is untenable. A political question relates to "those
questions which under the Constitution are to be decided by the people in
their sovereign capacity or in regard to which full discretionary authority
has been delegated to the legislative, or to the executive, branch of the
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the proposal, the submission, and the ratification of any change in the
Constitution. Ratification or non-ratification of a constitutional amendment
is a vital element in the procedure to amend the constitution, and I believe
that the Court can inquire into, and decide on, the question of whether or
not an amendment to the constitution, as in the present cases, has been
ratified in accordance with the requirements prescribed in the Constitution
that was amended. And so, in the cases now before Us, I believe that the
question of whether or not the Constitution proposed by the 1971
Constitutional Convention had been validly ratified or not is a justiciable
question.
The Chief Justice, in his opinion, has discussed lengthily the subject on
whether or not, the cases, before Us involve a political, or a judicial,
question. I fully concur with his conclusion that the question involved in
these cases is justiciable.
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"Provisions of a constitution
regulating its own
amendment, ... are not merely
directory, but are mandatory;
and a strict observance of every
substantial mandatory; and a
strict observance of every
substantial requirement is
essential to the validity of the
proposed amendment. These
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It is urged by the Solicitor General, however, that the voting in the citizens
assemblies was a substantial compliance with the provisions of Article XV of
the 1935 Constitution. The Solicitor General maintains that the primary
thrust of the provision of Article XV of the 1935 Constitution is that "to be
valid, amendments must gain the approval of the majority recognition of
the democratic postulate that sovereign resides in the people." It is not
disputed that in a democratic sovereignty resides in the people. But the
term "people" must be understood in its constitutional meaning, and they
are "those persons who are permitted by the Constitution to exercise the
elective franchise." 8 Thus, in Section 2 of Article VII of the 1935
Constitution, it is provided that "the President shall hold his office during a
term of four years and, together with the Vice-President chosen for the
same term, shall be elected by direct vote of the people..." Certainly under
that constitutional provision, the "people" who elect directly the President
and the Vice-President are no other than the persons who, under the
provisions of the same Constitution, are granted the right to vote. In like
manner the provision in Section 1 of Article II of the 1935 Constitution
which says "Sovereignty resides in the people and all government authority
emanates from them", the "people" who exercise the sovereign power are
no other than the persons who have the right to vote under the
Constitution. In the case of Garchitorena vs. Crescini 9, this Court, speaking
through Mr. Justice Johnson, said, "In democracies, the people, combined,
represent the sovereign power of the State. Their sovereign authority is
expressed through the ballot, of the qualified voters, in duly appointed
elections held from time to time, by means of which they choose their
officials for definite fixed periods, and to whom they entrust, for the time
being, as their representatives, the exercise of the powers of government."
In the case of Moya v. Del Fierro, 10 this Court, speaking through Mr. Justice
Laurel, said, "As long as popular government is an end to be achieved and
safeguarded, suffrage, whatever may be the modality and form devised,
must continue to be the means by which the great reservoir of power must
be emptied into the receptacular agencies wrought by the people through
their Constitution in the interest of good government and the common
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It can safely be said, therefore, that when the framers of the 1935
Constitution used, the word "election" in Section I Article XV of the 1935
Constitution they had no other idea in mind except the elections that were
periodically held in the Philippines for the choice of public officials prior to
the drafting of the 1935 Constitution, and also the "election" mentioned in
the Independence Act at which "the qualified voters of the Philippine
Islands shall have an opportunity to vote directly for or against the
proposed constitution..." It is but logical to expect that the framers of the
1935 Constitution would provide a mode of ratifying an amendment to that
Constitution similar to the mode of ratifying the original Constitution itself.
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voting reported by the barrio or ward captain, to the municipal mayor, who
in turn submitted the report to the provincial Governor, and the latter
forwarding the reports to the Department of Local Governments, all
without the intervention of the Commission on Elections which is the
constitutional body which has exclusive charge of the enforcement and
administration of all laws, relative to the conduct of elections — was not
only a non-substantial compliance with the provisions of Section 1 of Article
XV of the 1935 Constitution but a downright violation of said constitutional
provision. It would be indulging in sophistry to maintain that the voting in
the citizens assemblies amounted to a substantial compliance with the
requirements prescribed in Section 1 of Article XV of the 1935 Constitution.
that only a small portion of the members of Congress had manifested the
acceptance of the new Constitution. It is in the taking of the oath of office
where the affiant says that he swears to "support and defend the
Constitution" that the acceptance of the Constitution is made manifest. I
agree with counsel petitioners in L-36165 (Gerardo Roxas, et al. v.
Alejandro Melchor, et al.) when he said that the members of Congress who
opted to serve in the interim National Assembly did only ex abundante
cautela, or by way of a precaution, making sure, that in the event the new
Constitution becomes definitely effective and the interim National
Assembly convened, they can participate in legislative work in the capacity
as duly elected representatives of the people, which otherwise they could
not do if they did not manifest their option to serve, and that option had to
be made within 30 day from January 17, 1973, the date when Proclamation
No. 110 was issued. Of course, if the proposed Constitution does not
become effective, they continue to be members of Congress under the
1935 Constitution. Let it be considered that the members of the House of
Representatives were elected in 1969 to serve a term which will yet expire
on December 31, 1973. Whereas, of the Senators who opted to serve in the
interim National Assembly, the term of some of them will yet expire on
December 31, 1973, some on December 31, 1975, and the rest on
December 31, 1977. Let if be noted that 9 Senators did not opt to serve in
the interim National Assembly, and 18 members of the House of
Representatives also did not opt to serve in the interim National Assembly.
Neither can it be said that the people have accepted the new Constitution. I
cannot, in conscience, accept the reported affirmative votes in the citizens
assemblies as a true and correct expression by the people of their approval,
or acceptance, of the proposed Constitution. I have my serious doubts
regarding the freedom of the people to express their views regarding the
proposed Constitution during the voting in the citizens assemblies, and I
have also my serious doubts regarding the truthfulness and accuracy of the
reports of the voting in the citizens assemblies. This doubt has been
engendered in my mind after a careful examination and study of the
records of these cases, particularly with respect to the reports of the voting
in the citizens assemblies. Perhaps, it may be said that the people, or the
inhabitants of this country, have acquiesced to the new Constitution, in the
sense that they have continued to live peacefully and orderly under the
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government that has been existing since January 17, 1973 when it was
proclaimed that the new Constitution came into effect. But what could the
people do? In the same way that the people have lived under martial law
since September 23, 1972, they also have to live under the government as
it now exists, and as it has existed since the declaration of martial law on
September 21, 1972, regardless of what Constitution is operative —
whether it is the 1935 Constitution or the new Constitution. Indeed, there
is nothing that the people can do under the circumstances actually
prevailing in our country today — circumstances, known to all, and which I
do not consider necessary to state in this opinion. I cannot agree, therefore,
with my worthy colleagues in the Court who hold the view that the people
have accepted the new Constitution, and that because the people have
accepted it, the new Constitution should be considered as in force,
regardless of the fact that it was not ratified in accordance with the
provisions of Section 1 of Article XV of the 1935 Constitution.
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have adverted to in this opinion, this was the mandate of Congress when,
on March 16, 1967, it passed Resolution No. 2 calling a convention to
propose amendments to the 1935 Constitution. The Court may take judicial
notice of the fact that the President of the Philippines has reassured the
nation that the government of our Republic since the declaration of martial
law is not a revolutionary government, and that he has been acting all the
way in consonance with his powers under the Constitution. The people of
this Republic has reason to be happy because, according to the President,
we still have a constitutional government. It being my view that the 1935
Constitution is still in force, I believe Congress may still convene and pass a
law calling for an election at which the Constitution proposed by the 1971
Constitutional Convention will be submitted to the people their ratification
or rejection. A plebiscite called pursuant to Section 1 of Article XV of the
1935 Constitution is an assurance to our people that we still have in our
country the Rule of Law and that the democratic system of government
that has been implanted in our country by the Americans, and which has
become part of our social and political fabric, is still a reality.
The views that I have expressed in this opinion are inspired by a desire on
my part to bring about stability in democratic and constitutional system in
our country. I feel that if this Court would give its imprimatur to the
ratification of the proposed Constitution, as announced in Proclamation No.
1102, it being very clear that the provisions of Section 1 of Article XV of the
1935 Constitution had not been complied with, We will be opening the
gates for a similar disregard of the Constitution in the future. What I mean
is that if this Court now declares that a new Constitution is now in force
because the members of the citizens assemblies had approved the said new
Constitution, although that approval was not in accordance with the
procedure and the requirements prescribed in the 1935 Constitution, it can
happen again in some future time that some amendments to the
Constitution may be adopted, even in a manner contrary to the existing
Constitution and the law, and then said proposed amendment is submitted
to the people in any manner and what will matter is that a basis is claimed
that there was approval by the people. There will not be stability in our
constitutional system, and necessarily no stability in our government. As a
member of this Court I only wish to contribute my humble efforts to
prevent the happening of such a situation in the future.
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I only wish to help prevent, if I can, democracy and the liberties of our
people from vanishing in our land, because, as Justice George Sutherland of
the U. S. Supreme Court said:
I concur fully with the personal views expressed by the Chief Justice in the
opinion that he has written in these cases. Along with him, I vote to deny
the motion to dismiss and give due course to the petitions in these cases.
FERNANDO, J., dissenting:
Justice, goes only as far as the validity of its ratification. It could very well
be though that the ultimate outcome is not confined within such limit, and
this is not to deny that under its aegis, there have been marked gains in the
social and economic sphere, but given the premise of continuity in a regime
under a fundamental law, which itself explicitly recognizes the need for
change and the process for bringing it about, 2 it seems to me that the more
appropriate course is this Court to give heed to the plea of petitioners that
the most serious attention be paid to their submission that the challenged
executive act fails to meet the test of constitutionality. Under the
circumstances, with regret and with due respect for the opinion of my
brethren, I must perforce dissent. It would follow therefore that the legal
position taken by the Chief Justice as set forth with his usual lucidity and
thoroughness has, on the whole, my concurrence, subject, of course, to
reservations insofar as it contains views and nuances to which I have in the
past expressed doubts. Nonetheless, I feel that a brief expression of the
reasons for the stand I take would not be amiss.
In coping with its responsibility arising from the function of judicial review,
this Court is not expected to be an oracle given to utterances of eternal
verities, but certainly it is more than just a keen but passive observer of the
contemporary scene. It is, by virtue of its role under the separation of
powers concept, involved not necessarily as a participant in the formation
of government policy, but as an arbiter of its legality. Even then, there is
realism in what Lerner did say about the American Supreme Court as "the
focal point of a set of dynamic forces which [could play] havoc with the
landmarks of the American state and determine the power configuration of
the day." 3 That is why there is this caveat. In the United States as here, the
exercise of the power of judicial review is conditioned on the necessity that
the decision of a case or controversy before it so requires. To repeat, the
Justices of the highest tribunal are not, as Justice Frankfurter made clear,
"architects of policy. They can nullify the policy of others, they are
incapable of fashioning their own solutions for social
problems." 4 Nonetheless, as was stressed by Professors Black 5 and
Murphy,6 a Supreme Court by the conclusion it reaches and the decision it
renders does not merely check the coordinate branches, but also by its
approval stamps with legitimacy the action taken. Thus in affirming
constitutional supremacy, the political departments could seek the aid of
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the judiciary. For the assent it gives to what has been done conduces to its
support in a regime where the rule of law holds sway. In discharging such a
role, this Court must necessarily take in account not only what the exigent
needs of the present demand but what may lie ahead in the unexplored
and unknown vistas of the future. It must guard against the pitfall of lack of
understanding of the dominant forces at work to seek a better life for all,
especially those suffering from the pangs of poverty and disease, by a blind
determination to adhere to the status quo. It would be tragic, and a clear
case of its being recreant to its trust, if the suspicion can with reason be
entertained that its approach amounts merely to a militant vigilantism that
is violently opposed to any form of social change. It follows then that it
does not suffice that recourse be had only to what passes for scholarship in
the law that could be marred by inapplicable erudition and narrow
legalism. Even with due recognition, such factors, however, I cannot, for
reasons to be set more lengthily and in the light of the opinion of the Chief
Justice, reach the same result as the majority of my brethren. For, in the
last analysis, it is my firm conviction that the institution of judicial review
speaks too clearly for the point to be missed that official action, even with
due allowance made for the good faith that invariably inspires the step
taken, has to face the gauntlet of a court suit whenever there is a proper
case with the appropriate parties.
the judiciary to determine what the law is and to apply it in cases and
controversies that call for decision. 7 Since the Constitution pre-eminently
occupies the highest rung in the hierarchy of legal norms, it is in the
judiciary, ultimately this Tribunal, that such a responsibility is vested. With
the 1935 Constitution containing, as above noted, an explicit article on the
subject of amendments, it would follow that the presumption to be
indulged in is that the question of whether there has been deference to its
terms is for this Court to pass upon. What is more, the
Gonzales, 8 Tolentino 9 and Planas 10 cases speak unequivocally to that effect.
Nor is it a valid objection to this conclusion that what was involved in those
cases was the legality of the submission and not ratification, for from the
very language of the controlling article, the two vital steps are proposal and
ratification, which as pointed out in Dillon v. Gloss, 11 "cannot be treated as
unrelated acts, but as succeeding steps in a single endeavor." 12 Once an
aspect thereof is viewed as judicial, there would be no justification for
considering the rest as devoid of that character. It would be for me then an
indefensible retreat, deriving no justification from circumstances of weight
and gravity, if this Court were to accede to what is sought by respondents
and rule that the question before us is political.
that the Constitution be obeyed is easy to understand. It has not in the past
shirked its responsibility to ascertain whether there has been compliance
with and fidelity to constitutional requirements. Such is the teaching of a
host of cases from Angara v. Electoral
Commission 23 to Planas v. Commission on Elections. 24 It should continue to
exercise its jurisdiction, even in the face of a plausible but not sufficiently
persuasive insistence that the matter before it is political.
Nor am I persuaded that the reading of the current drift in American legal
scholarship by the Solicitor-General and his equally able associates presents
the whole picture. On the question of judicial review, it is not a case of
black and white; there are shaded areas. It goes too far, in my view, if the
perspective is one of dissatisfaction, with its overtones of distrust. This
expression of disapproval has not escaped Dean Rostow of Yale, who began
one of his most celebrated legal essays. The Democratic Character of
Judicial Review, thus: "A theme of uneasiness, and even of guilt, colors the
literature about judicial review. Many of those who have talked, lectured,
and written about the Constitution have been troubled by a sense that
judicial review is undemocratic." 25 He went on to state: "Judicial review,
they have urged, is an undemocratic shoot on an otherwise respectable
tree. It should be cut off, or at least kept pruned and
inconspicuous." 26 His view was precisely the opposite. Thus: "The power of
constitutional review, to be exercised by some part of the government, is
implicit in the conception of a written constitution delegating limited
powers. A written constitution would promote discord rather than order in
society if there were no accepted authority to construe it, at the least in
case of conflicting action by different branches of government or of
constitutionally unauthorized governmental action against individuals. The
limitation and separation of powers, if they are to survive, require a
procedure for independent mediation and construction to reconcile the
inevitable disputes over the boundaries of constitutional power which arise
in the process of government." 27 More than that, he took pains to
emphasize: "Whether another method of enforcing the Constitution could
have been devised, the short answer is that no such method developed.
The argument over the constitutionality of judicial review has long since
been settled by history. The power and duty of the Supreme Court to
declare statutes or executive action unconstitutional in appropriate cases is
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against it. The doctrine has a certain specious charm because of its nice
intellectualism and because of the fine deference it permits to expertise, to
secret knowledge, and to the prerogatives of others. It should not be
allowed to grow as a merely intellectual plant." 47
3. That brings me to the issue of the validity of the ratification. The crucial
point that had to be met is whether Proclamation No. 1102 manifests
fidelity to the explicit terms of Article XV. There is, of course, the view not
offensive to reason that a sense of the realities should temper the rigidity
of devotion to the strict letter of the text to allow deference to its spirit to
control. With due recognition of its force in constitutional litigation, 48 if my
reading of the events and the process that led to such proclamation, so
clearly set forth in the opinion of the Chief Justice, is not inaccurate, then it
cannot be confidently asserted that there was such compliance. It would be
to rely on conjectural assumptions that did founder on the rock of the
undisputed facts. Any other conclusion would, for me, require an
interpretation that borders on the strained. So it has to be if one does not
lose sight of how the article on amendments is phrased. A word, to
paraphrase Justice Holmes may not be a crystal, transparent and
unchanged, but it is not, to borrow from Learned Hand, that eminent jurist,
a rubber band either. It would be unwarranted in my view then to assert
that the requirements of the 1935 Constitution have been met. There are
American decisions, 49 and they are not few in number, which require that
there be obedience to the literal terms of the applicable provision. It is
understandable why it should be thus. If the Constitution is the supreme
law, then its mandate must be fulfilled. No evasion is tolerated. Submission
to its commands can be shown only if each and every word is given
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There are American State decisions that enunciate such a doctrine. While
certainly not controlling, they are not entirely bereft of persuasive
significance. In Miller v. Johnson, 66 decided in 1892, it was set forth in the
opinion of Chief Justice Holt that on May 3, 1890, an act was passed in
Kentucky, providing for the calling of a convention for the purpose of
framing a new constitution and the election of delegates. It provided that
before any form of constitution made by them should become operative, it
should be submitted to the vote of the state and ratified by a majority of
those voting. The constitution then in force authorized the legislature, the
preliminary steps having been taken, to call a convention "for the purpose
of readopting, amending, or changing" it contained no provision giving the
legislature the power to require a submission of its work to a vote of the
people. The convention met in September, 1890. By April, 1891, it
completed a draft of a constitution, submitted it to a popular vote, and
then adjourned until September following. When the convention
reassembled, the delegates made numerous changes in instrument. As thus
amended, it was promulgated by the convention of September 28, 1891, as
the new constitution. An action was brought to challenge its validity. It
failed in the lower court. In affirming such judgment dismissing the action,
Chief Justice Holt stated: "If a set of men, not selected by the people
according to the forms of law, were to formulate an instrument and declare
it the constitution, it would undoubtedly be the duty of the courts to
declare its work a nullity. This would be revolution, and this the courts of
the existing government must resist until they are overturned by power,
and a new government established. The convention, however, was the
offspring of law. The instrument which we are asked to declare invalid as a
constitution has been made and promulgated according to the forms of
law. It is a matter of current history that both the executive and legislative
branches of the government have recognized its validity as a constitution,
and are now daily doing so. ... While the judiciary should protect the rights
of the people with great care and jealousy, because this is its duty, and also
because; in times of great popular excitement, it is usually their last resort,
yet it should at the same time be careful not to overstep the proper bounds
of its power, as being perhaps equally dangerous; and especially where
such momentous results might follow as would be likely in this instance, if
the power of the judiciary permitted, and its duty requires, the overthrow
of the work of the convention." 67 In Taylor v. Commonwealth, 68 a 1903
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It cannot be plausibly asserted then that premises valid in law are lacking
for the claim that the revised Constitution has been accepted by the Filipino
people. What is more, so it has been argued, it is not merely a case of its
being implied. Through the Citizens Assemblies, there was a plebiscite with
the result as indicated in Proclamation No. 1102. From the standpoint of
respondents then, they could allege that there was more than just mere
acquiescence by the sovereign people. Its will was thus expressed formally
and unmistakably. It may be added that there was nothing inherently
objectionable in the informal method followed in ascertaining its
preference. Nor is the fact that Filipinos of both sexes above the age of
fifteen were given the opportunity to vote to be deplored. The greater the
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Nor is this all. There is for me an obstacle to the petitions being dismissed
for such ascertainment of popular will did take place during a period of
martial law. It would have been different had there been that freedom of
debate with the least interference, thus allowing a free market of ideas. If it
were thus, it could be truly said that there was no barrier to liberty of
choice. It would be a clear-cut decision either way. One could be certain as
to the fact of the acceptance of the new or of adherence to the old. This is
not to deny that votes are cast by individuals with their personal concerns
uppermost in mind, worried about their immediate needs and captive to
their existing moods. That is inherent in any human institution, much more
so in a democratic polity. Nor is it open to any valid objection because in
the final analysis the state exists for the individuals who in their collectivity
compose it. Whatever be their views, they are entitled to respect. It is
difficult for me, however, at this stage to feel secure in the conviction that
they did utilize the occasion afforded to give expression to what was really
in their hearts. This is not to imply that such doubt could not be dispelled
by evidence to the contrary. If the petitions be dismissed however, then
such opportunity is forever lost.
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5. With the foregoing legal principles in mind, I find myself unable to join
the ranks of my esteemed brethren who vote for the dismissal of these
petitions. I cannot yield an affirmative response to the plea of respondents
to consider the matter closed, the proceedings terminated once and for all.
It is not an easy decision to reach. It has occasioned deep thought and
considerable soul-searching. For there are countervailing considerations
that exert a compulsion not easy to resist. It can be asserted with truth,
especially in the field of social and economic rights, that with the revised
Constitution, there is an auspicious beginning for further progress. Then too
it could resolve what appeared to be the deepening contradictions of
political life, reducing at times governmental authority to near impotence
and imparting a sense of disillusionment in democratic processes. It is not
too much to say therefore that there had indeed been the revision of a
fundamental law to vitalize the very values out of which democracy grows.
It is one which has all the earmarks of being responsive to the dominant
needs of the times. It represents an outlook cognizant of the tensions of a
turbulent era that is the present. That is why for some what was done
represented an act of courage and faith, coupled with the hope that the
solution arrived at is a harbinger of a bright and rosy future.
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coming force of the revised charter is free from any taint of infirmity, then
all doubts are set at rest.
Even with full realization then that the approach pursued is not all that it
ought to have been and the process of reasoning not without its
shortcomings, the basic premises of a constitutional democracy, as I
understand them and as set forth in the preceding pages, compel me to
vote the way I did.
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TEEHANKEE, J., dissenting:
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306
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What complicates the cases at bar is the fact that the proposed 1972
Constitution was enforced as having immediately taken effect upon the
issuance on January 17, 1973 of Proclamation 1102 and the question of
whether "confusion and disorder in government affairs would (not) result"
from a judicial declaration of nullity of the purported ratification is raised by
the Solicitor-General on behalf of respondents.
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Then Chief Justice Manuel V. Moran recited the great interests and
important rights that had arisen under executive orders "issued in good
faith and with the best of intentions by three successive Presidents, and
some of them may have already produced extensive effects on the life of
the nation" — in the same manner as may have arisen under the bona fide
acts of the President now in the honest belief that the 1972 Constitution
had been validly ratified by means of the Citizens Assemblies referendums
— and indicated the proper course and solution therefor, which were duly
abided by and confusion and disorder as well as harm to public interest and
innocent parties thereby avoided as follows:
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Initially, then Chief Justice Moran voted with a majority of the Court to
grant the Araneta and Guerrero petitions holding null and void the
executive orders on rentals and export control but to defer judgment on
the Rodriguez and Barredo petitions for judicial declarations of nullity of
the executive orders appropriating the 1949-1950 fiscal year budget for the
government and P6 million for the holding of the 1949 national elections.
After rehearsing, he further voted to also declare null and void the last two
executive orders appropriating funds for the 1949 budget and elections,
completing the "sufficient majority" of six against four dissenting justices
"to pronounce a valid judgment on that matter." 13
Then Chief Justice Moran, who penned the Court's majority resolution,
explained his vote for annulment despite the great difficulties and possible
"harmful consequences" in the following passage, which bears re-reading:
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The late Justice Pedro Tuason who penned the initial majority judgment
(declaring null and void the rental and export control executive orders)
likewise observed that "(T)he truth is that under our concept of
constitutional government, in times of extreme perils more than in normal
circumstances 'the various branches, executive, legislative, and judicial,'
given the ability to act, are called upon 'to perform the duties discharge the
responsibilities committed to respectively.' "15
It should be duly acknowledged that the Court's task of discharging its duty
and responsibility has been considerably lightened by the President's public
manifestation of adherence to constitutional processes and of working
within the proper constitutional framework as per his press conference of
January 20,1973, wherein he stated that "(T)he Supreme Court is the final
arbiter of the Constitution. It can and will probably determine the validity
of this Constitution. I did not want to talk about this because actually there
is a case pending before the Supreme Court. But suffice it to say that I
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In confronting the issues at bar, then, with due regard for my colleagues'
contrary views, we are faced with the hard choice of maintaining a firm and
strict — perhaps, even rigid — stand that the Constitution is a "superior
paramount law, unchangeable by ordinary means" save in the particular
mode and manner prescribed therein by the people, who, in Cooley's
words, so "tied up (not only) the hands of their official agencies, but their
own hands as well" 18 in the exercise of their sovereign will or a liberal and
flexible stand that would consider compliance with the constitutional article
on the amending process as merely directory rather than mandatory.
The first choice of a strict stand, as applied to the cases at bar, signifies that
the Constitution may be amended in totoor otherwise exclusively "by
approval by a majority of the votes cast an election at which the
amendments are submitted to the people for their
ratification", 19 participated in only by qualified and
duly registered voters twenty-one years of age or over 20 and
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To paraphrase U.S. Chief Justice John Marshall who first declared in the
historic 1803 case of Marbury vs. Madison25 the U.S. Supreme Court's
power of judicial review and to declare void laws repugnant to the
Constitution, there is no middle ground between these two alternatives. As
Marshall expounded it: "(T)he Constitution is either a superior paramount
law, unchangeable by ordinary means, or it is on a level with ordinary
legislative acts, and, like other acts, alterable when the legislature shall
please to alter it. If the former part of the alternative be true, then a
legislative act, contrary to the Constitution, is not law; if the latter part be
true, then written constitutions are absurd attempts on the part of a
people, to limit a power, in its own nature, illimitable."
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Justice Laurel pointed out that in contrast to the United States Constitution,
the Philippine Constitution as "a definition of the powers of government"
placed upon the judiciary the great burden of "determining the nature,
scope and extent of such powers" and stressed that "when the judiciary
mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments ... but only asserts the solemn and
sacred obligation entrusted to it by the Constitution to determine
conflicting claims of authority under the Constitution and to establish for
the parties in an actual controversy the rights which the instrument secures
and guarantees to them."
II
Marshall was to utter much later in the equally historic 1819 case
of McCulloch vs. Maryland 27 the "climactic phrase,"28 "we must never forget
that it is a constitution we are expounding," — termed by Justice
Frankfurter as "the single most important utterance in the literature of
constitutional law — most important because most comprehensive and
comprehending." 29 This enduring concept to my mind permeated to this
Court's exposition and rationale in the hallmark case of Tolentino, wherein
we rejected the contentions on the Convention's behalf "that the issue ... is
a political question and that the Convention being a legislative body of the
highest order is sovereign, and as such, its acts impugned by petitioner are
beyond the control of Congress and the Courts." 30
314
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315
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316
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320
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6. This Court, in not heeding the popular clamor, thus stated its position:
"(I)t would be tragic and contrary to the plain compulsion of these
perspectives, if the Court were to allow itself in deciding this case to be
carried astray by considerations other than the imperatives of
the rule of law and of the applicable provisions of the Constitution.
Needless to say, in a larger measure than when it binds other departments
of the government or any other official or entity, the Constitution imposes
upon the Court the sacred duty to give meaning and vigor to the
Constitution, by interpreting and construing its provisions in appropriate
cases with the proper parties and by striking down any act violative thereof.
Here, as in all other cases, We are resolved to discharge that duty. 39
321
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322
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323
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324
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III
325
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It was pointed out therein that "(T)he word 'people' may have somewhat
varying significations dependent upon the connection in which it is used. In
some connections in the Constitution it is confined to citizens and means
the same as citizens. It excludes aliens. It includes men, women and
children. It comprehends not only the sane, competent, law-abiding and
educated, but also those who are wholly or in part dependents and charges
upon society by reason of immaturity, mental or moral deficiency or lack of
the common essentials of education. All these persons are secured
fundamental guarantees of the Constitution in life, liberty and property and
the pursuit of happiness, except as these may be limited for the protection
of society."
326
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As was also ruled by the U.S. Supreme Court, "... While the people are thus
the source of political power, their governments, national and state, have
been limited by constitutions, and they have themselves thereby set
bounds to their own power, as against the sudden impulse of mere
majorities." 44
327
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ascertain and record the will of the people in free, orderly and honest
elections supervised by the Comelec make it imperative that there be strict
adherence to the constitutional requirements laid down for the process of
amending in toto or in part the supreme law of the land.
Even at barrio level 45 the Revised Barrio Charter fixes certain safeguards
for the holding of barrio plebiscites thus: "SEC. 6. Plebiscite. — A plebiscite
may be held in the barrio when authorized by a majority vote of the
members present in the barrio assembly, there being a quorum, or when
called by at least four members of the barrio council:Provided, however,
That no plebiscite shall be held until after thirty days from its approval by
either body, and such plebiscite has been given the widest publicity in the
barrio, stating the date, time and place thereof, the questions or issues to
be decided, action to be taken by the voters, and such other information
relevant to the holding of the plebiscite." 46
The subjects of the barrio plebiscites are likewise delimited thus: "A
plebiscite may be called to decide on the recall of any member of the barrio
council. A plebiscite shall be called to approve any budgetary, supplemental
appropriations or special tax ordinances" and the required majority vote is
specified: "(F)or taking action on any of the above enumerated measures,
majority vote of all the barrio assembly members registered in the list of
the barrio secretary is necessary." 48
328
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IV
3. These questions only serve to justify and show the basic validity of the
universal principle governing written constitutions that proposed
amendments thereto or in replacement thereof may be ratified only in the
particular mode or manner prescribed therein by the people. Under Article
XV, section 1 of our Constitution, amendments thereto may be ratified only
in the one way therein provided, i.e. in an election or plebiscite held in
accordance with law and duly supervised by the Commission on Elections,
and which is participated in only by qualified and duly registered voters. In
this manner, the safeguards provided by the election code generally assure
the true ascertainment of the results of the vote and interested parties
would have an opportunity to thresh out properly before the Comelec all
such questions in pre-proclamation proceedings.
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"RESOLVED, AS IT IS HEREBY
RESOLVED, that the 1971
Constitutional Convention
propose to President Ferdinand
E. Marcos that a decree be issued
calling a plebiscite for the
ratification of the proposed New
Constitution on such appropriate
date as he shall determine and
330
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331
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332
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Promulga
ANTONIO, J., concurring:
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2. The power of the President to act decisively in a crisis has been grounded
on the broad conferment upon the Presidency of the Executive power, with
the added specific grant of power under the "Commander-in-Chief" clause
of the constitution. The contours of such powers have been shaped more
by a long line of historical precedents of Presidential action in times of
crisis, rather than judicial interpretation. Lincoln wedded his powers under
the "commander-in-chief" clause with his duty "to take care that the laws
be faithfully executed," to justify the series of extraordinary measures
which he took — the calling of volunteers for military service, the
augmentation of the regular army and navy, the payment of two million
dollars from unappropriated funds in the Treasury to persons unauthorized
to receive it, the closing of the Post Office to "treasonable
correspondence", the blockade of southern ports, the suspension of the
writ of habeas corpus, the arrest and detention of persons "who were
represented to him" as being engaged in or contemplating "treasonable
practices" — all this for the most part without the least statutory
authorization. Those actions were justified by the imperatives of his logic,
that the President may, in an emergency thought by him to require it,
partially suspend the constitution. Thus his famous question: "Are all laws
but one to be unexecuted, and the Government itself go to pieces lest that
335
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keep the defense efforts of the United States a going concern" as well as
"to obtain supplies for which Congress has appropriated money, and which
it has directed the President to obtain." On a similar justification, other
plants and industries were taken over by the government. It is true that in
Youngstown Sheet & Tube vs. Sawyer (343 U.S. 579; 72 S. Ct. 863; 96 L. Ed.
1153, [1952]), the Supreme Court of the United States did not sustain the
claims that the President could, as the Nation's Chief Executive and
Commander-in-Chief of the armed forces, validly order the seizure of most
of the country's steel mills. The Court however did not face the naked
question of the President's power to seize steel plants in the absence of any
congressional enactment or expressions of policy. The majority of the Court
found that this legislative occupation of the field made untenable the
President's claim of authority to seize the plants as an exercise of inherent
executive power or as Commander-in-Chief. Justice Clark, in his
concurrence to the main opinion of the Court, explicitly asserted that the
President does possess, in the absence of restrictive legislation, a residual
or resultant power above or in consequence of his granted powers, to deal
with emergencies that he regards as threatening the national security. The
same view was shared with vague qualification by Justices Frankfurter and
Jackson, two of the concurring Justices. The three dissenting Justices,
speaking through Chief Justice Vinson, apparently went further by quoting
with approval a passage extracted from the brief of the government in the
case ofUnited States vs. Midwest Oil Co., (236 U.S. 459 59 L. Ed. 673, 35 S.
Ct. 309) where the court sustained the power of the President to order
withdrawals from the public domain not only without Congressional
sanction but even contrary to Congressional statutes.
338
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II
339
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Since the 1935 Constitution does not specifically provide for the method or
procedure for the revision or for the approval of a new constitution, should
it now be held, that the people have placed such restrictions on themselves
that they are not disabled from exercising their right as the ultimate source
340
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of political power from changing the old constitution which, in their view,
was not responsive to their needs and in adopting a new charter of
government to enable them to rid themselves from the shackles of
traditional norms and to pursue with new dynamism the realization of their
true longings and aspirations, except in the manner and form provided by
Congress for previous plebiscites? Was not the expansion of the base of
political participation, by the inclusion of the youth in the process of
ratification who after all constitute the preponderant majority more in
accord with the spirit and philosophy of the constitution that political
power is inherent in the people collectively? As clearly expounded by
Justice Makasiar, in his opinion, in all the cases cited where the Courts held
that the submission of the proposed amendment was illegal due to the
absence of substantial compliance with the procedure prescribed by the
constitution, the procedure prescribed by the state Constitution, is so
detailed, that specified the manner in which such submission shall be
made, the persons qualified to vote for the same, the date of election and
other definite standards, from which the court could safely ascertain
whether or not the submission was in accordance with the Constitution.
Thus the case of In re McConaughy (119 N.E. 408) relied upon in one of the
dissenting opinions involved in the application of the provisions of the state
Constitution of Minnesota which clearly prescribed in detail the procedure
under which the Constitution may be amended or revised. 2 This is not true
with our Constitution. In the case of revision there are no "standards meet
for judicial judgment." 3
The framers of our Constitution were free to provide in the Constitution the
method or procedure for the revision or rewriting of the entire constitution,
and if such was their intention, they could and should have so provided.
Precedents were not wanting. The constitutions of the various states of the
American Union did provide for procedures for theiramendment and
methods for their revision. 4
341
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Upon the other hand, since our fundamental charter has not provided the
method or procedure for the revision or complete change of the
Constitution, it is evident that the people have reserved such power in
themselves. They decided to exercise it not through their legislature, but
through a Convention expressly chosen for that purpose. The Convention as
an independent and sovereign body has drafted not an amendment but a
completely new Constitution, which decided to submit to the people for
approval, not through an act of Congress, but by means of decrees to be
promulgated by the President. In view of the inability of Congress to act, it
was within the constitutional powers of the President, either as agent of
the Constitutional Convention, or under his authority under martial law, to
promulgate the necessary measures for the ratification of the proposed
new Constitution. The adoption the new Charter was considered as a
necessary basis for all the reforms set in motion under the new society, to
root out the causes of unrest. The imperatives of the emergency
underscored the urgency of its adoption. The people in accepting such
procedure and in voting overwhelmingly for the approval of the new
Constitution have, in effect, ratified the method and procedure taken.
"When the people adopt completely revised or new constitution," said the
Court in Wheeler v. Board of Trustees (37 SE 2nd 322, 326-330), "the
framing or submission of the instrument is not what gives it binding force
and effect. The fiat of the people, and only the fiat of the people, can
breathe life into a constitution."
III
342
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The more compelling question, however is: Has this Court the authority to
nullify an entire Constitution that is alreadyeffective as it has been accepted
and acquiesced in by the people as shown by their compliance with the
decree promulgated thereunder, their cooperation in its implementation,
and is now maintained by the Government that is in undisputed authority
and dominance?
In short, the existing regime in this Country, does not contain the
oppressive features, generally associated with a regime of Martial law in
other countries. "Upon the other hand the masses of our people have
accepted it, because of its manifold blessings. The once downtrodden rice
tenant has at long last been emancipated — a consummation devoutly
wished by every Philippine President since the 1930's. The laborer now
holds his head high because his rights are amply protected and
respected." * A new sense of discipline has swiftly spread beyond the
corridors of government into the social order. Responding to the challenges
of the New Society, the people have turned in half a million loose firearms,
paid their taxes on undeclared goods and income in unprecedented
numbers and amount, lent their labors in massive cooperation — in land
343
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"Martial law has paved the way for a re-ordering of the basic social
structure of the Philippines" reported Frank Valeo to the United States
Senate. "President Marcos has been prompt and sure-footed in using the
power of presidential decree under martial law for this purpose. He has
zeroed in on areas which have been widely recognized as prime sources of
the nation's difficulties — land tenancy, official corruption, tax evasion and
abuse of oligarchic economic power. Clearly he knows his targets ... there is
marked public support for his leadership..." (Bulletin Today, March 3 and 4,
1973)..
344
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345
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In other words, where a complete change in the fundamental law has been
effected through political action, the Court whose existence is affected by
such change is, in the words of Mr. Melville Fuller Weston, "precluded from
passing upon the fact of change by a logical difficulty which is not to be
surmounted." 5 Such change in the organic law relates to the existence of a
prior point in the Court's "chain of title" to its authority and "does not
relate merely to a question of the horizontal distribution of powers." 6 It
involves in essence a matter which "the sovereign has entrusted to the so-
called political departments of government or has reserved to be settled by
its own extra governmental action." 7
346
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APPENDIX TO OPINION
348
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349
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350
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351
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to revise the Constitution and amend the same?;" and upon such
submission, if a majority of those voting on said question shall decide in
favor of a Convention for such purpose, the General Assembly at its next
session shall provide for the election of delegates to such convention at the
next general election. Such Convention shall be composed of forty-one
delegates, one of whom shall be chosen from each Representative District
by the qualified electors thereof, and two of whom shall be chosen from
New Castle County, two from Kent County and two from Sussex County by
the qualified electors thereof respectively. The delegates so chosen shall
convene at the Capital of the State on the first Tuesday in September next
after their election. Every delegate shall receive for his services such
compensation as shall be provided by law. A majority of the Convention
shall constitute a quorum for the transaction of business. The Convention
shall have the power to appoint such officers, employees and assistants as
it may be deem necessary, and fix their compensation, and provide for the
printing of its documents, journals, debates and proceedings. The
Convention shall determine the rules of its proceedings, and be the judge of
the elections, returns and qualifications of its members. Whenever there
shall be a vacancy in the office of delegate from any district or county by
reason of failure to elect, ineligibility, death, resignation or otherwise, a
writ of election to fill such vacancy shall be issued by the Governor, and
such vacancy shall be filled by the qualified electors of such district or
county.
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journals with the yeas and nays and published in one newspaper in each
county where a newspaper is published for two times, one publication to
be made not earlier than ten weeks and the other not later than six weeks,
immediately preceding the election at which the same is to be voted upon,
and thereupon submitted to the electors of the State for approval or
rejection at the next general election, provided, however, that
such revision oramendment may be submitted for approval or rejection in a
special election under the conditions described in and in the manner
provided by Section 3 of Article XVII of the Constitution. If a majority of the
electors voting upon the amendment adopt such amendment the same
shall become a part of this Constitution.
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Art. 99. Revision of constitution provided for. It shall be the duty of the
selectmen, and assessors, of the several towns and places in this state, in
warning the first annual meetings for the choice of senators, after the
expiration of seven years from the adoption of this constitution, as
amended, to insert expressly in the warrant this purpose, among the others
for the meeting, to wit, to take the sense of the qualified voters on the
subject of a revision of the constitution; and, the meeting being warned
accordingly, and not otherwise, the moderator shall take the sense of the
qualified voters present as to the necessity of a revision; and a return of the
number of votes for and against such necessity, shall be made by the clerk
sealed up, and directed to the general court at their then next session; and
if, it shall appear to the general court by such return, that the sense of the
people of the state has taken, and that, in the opinion of the majority of the
qualified voters in the state, present and voting at said meetings, there is a
necessity for a revision of the constitution, it shall be the duty of the
general court to call a convention for that purpose, otherwise the general
court shall direct the sense of the people to be taken, and then proceed in
the manner before mentioned. The delegates to be chosen in the same
manner, and proportioned, as the representatives to the general court;
provided that no alterations shall be made in this constitution, before the
same shall be laid before the towns and unincorporated places, and
approved by two thirds of the qualified voters present and voting on the
subject.
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Sec. 2. How voted for. If two or more amendments are proposed, they shall
be submitted in such manner that the electors shall vote for or against each
of them separately.
Separate Opinions
MAKALINTAL, J., concurring:
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CASTRO, J., concurring:
The preliminary question before this Court was whether or not the
petitioners had made out a sufficient prima faciecase in their petitions to
justify their being given due course. Considering on the one hand the
urgency of the matter and on the other hand its transcendental
importance, which suggested the need for hearing the side of the
respondents before that preliminary question was resolved, We required
them to submit their comments on the petitions. After the comments were
filed We considered them as motions to dismiss so that they could be orally
argued. As it turned out, the hearing lasted five days, morning and
afternoon, and could not have been more exhaustive if the petitions had
been given due course from the beginning.
The major thrust of the petitions is that the act of the Citizens Assemblies
as certified and proclaimed by the President on January 17, 1973
(Proclamation No. 1102) was not an act of ratification, let alone a valid one,
of the proposed Constitution, because it was not in accordance with the
existing Constitution (of 1935) and the Election Code of 1971. Other
grounds are relied upon by the petitioners in support of their basic
proposition, but to our mind they are merely subordinate and peripheral.
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The Election Code of 1971, in its Section 2, states that "all elections of
public officers except barrio officials andplebiscites shall be conducted in
the manner provided by this Code." This is a statutory requirement
designed, as were the other election laws previously in force, to carry out
the constitutional mandate relative to the exercise of the right suffrage,
and with specific reference to the term "plebiscites," the provision of
Article XV regarding ratification of constitutional amendments.
(1) This draft was prepared and approved by a Convention which had been
convened pursuant to Resolution No. 2 passed by Congress on March 16,
1967, which provides:
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There can hardly be any doubt that in everybody's view — from the framers
of the 1935 Constitution through all the Congresses since then to the 1971
Constitutional Convention — amendments to the Constitution should be
ratified in only one way, that is, in an election or plebiscite held in
accordance with law and participated in only by qualified and duly
registered voters. Indeed, so concerned was this Court with the importance
and indispensability of complying with the mandate of the (1935)
Constitution in this respect that in the recent case of Tolentino vs.
Commission on Elections, No. L-34150, October 16, 1971 (41 SCRA 702), a
resolution of the (1971) Constitutional Convention submitting a proposed
amendment for ratification to a plebiscite to be held in November 1971 was
declared null and void. The amendment sought to reduce the voting age
from twenty-one to eighteen years and was approved by the Convention
for submission to a plebiscite ahead of and separately from other
amendments still being or to be considered by it, so as to enable the youth
to be thus enfranchised to participate in the plebiscite for the ratification of
such other amendments later. This Court held that such separate
submission was violative of Article XV, Section 1, of the Constitution, which
contemplated that "all the amendments to be proposed by the same
Convention must be submitted to the people in a single "election" or
plebiscite." * Thus a grammatical construction based on a singular, instead
of plural, rendition of the word "election" was considered a sufficient
ground to rule out the plebiscite which had been called to ratify a proposed
amendment in accordance with the procedure and under all the safeguards
provided in the Election Law.
In the cases now before Us what is at issue is not merely the ratification of
just one amendment, as in Tolentino vs. COMELEC, but the ratification of an
entire charter setting up a new form of government; and the issue has
arisen not because of a disputed construction of one word or one provision
in the 1935 Constitution but because no election or plebiscite in accordance
with that Constitution and with the Election Code of 1971 was held for the
purpose of such ratification.
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On January 5, 1973 the newspapers came out with a list of four questions
to be submitted to the Citizens Assemblies, the fourth one being as follows:
"How soon would you like plebiscite on the new Constitution to be held?" It
should be noted in this connection that the President had previously
announced that he had ordered the postponement of plebiscite which he
had called for January 15, 1973 (Presidential Decree No. 73) for the
ratification of the Constitution, and that he was considering two new dates
for the purpose — February 19 or March 5; that he had ordered that the
registration of voters (pursuant to Decree No. 73) be extended to
accommodate new voters; and that copies of the new Constitution would
be distributed in eight dialects the people. (Bulletin Today, December 24,
1972.)
On January 10, 1973 it was reported that one more question would be
added to the original four which were to be submitted to the Citizens
Assemblies. The question concerning plebiscite was reworded as follows:
"Do you like the plebiscite to be held later?" The implication, it may
likewise be noted, was that the Assemblies should express their views as to
the plebiscite should be held, not as to whether or not it should be held at
all.
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The next day, January 11, it was reported that six additional questions
would be submitted, namely:
Appended to the six additional questions above quoted were the suggested
answers, thus:
COMMENTS ON
QUESTION No. 1
QUESTION No. 2
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QUESTION No. 3
QUESTION No. 4
QUESTION No. 5
QUESTION No. 6
So it was that on January 11, 1973, the second day of the purported
referendum, the suggestion was broached, for the first time, that the
plebiscite should be done away with and a favorable vote by the
Assemblies deemed equivalent ratification. This was done, not in the
questionnaire itself, but in the suggested answer to question No. 3.
Strangely, however, it was not similarly suggested that an unfavorable vote
be considered as rejection.
There should be no serious dispute as to the fact that the manner in which
the voting was conducted in the Citizen Assemblies, assuming that such
voting was held, was not within the intendment of Article XV, Section 1, of
the 1935 Constitution nor in accordance with the Election Code of 1971.
The referendum can by no means be considered as the plebiscite
contemplated in Section 2 of said Code and in Article XVII, Section 16, of
the draft Constitution itself, or as the election intended by Congress when it
passed Resolution No. 2 on March 16, 1967 calling a Convention for the
revision of the 1935 Constitution. The Citizens Assemblies were not limited
to qualified, let alone registered voters, but included all citizens from the
age of fifteen, and regardless of whether or not they were illiterates,
feeble-minded, or ex convicts * — these being the classes of persons
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It has been suggested that since according to Proclamation No. 1102 the
overwhelming majority of all the members of the Citizens Assemblies had
voted for the adoption of the proposed Constitution there was a substantial
compliance with Article XV, Section 1, of the 1935 Constitution and with the
Election Code of 1971. The suggestion misses the point entirely. It is of the
essence of a valid exercise of the right of suffrage that not only must a
majority or plurality of the voters carry the day but that the same must be
duly ascertained in accordance with the procedure prescribed by law. In
other words the very existence of such majority or plurality depends upon
the manner of its ascertainment, and to conclude that it exists even if it has
not been ascertained according to law is simply to beg the issue, or to
assume the very fact to be established. Otherwise no election or plebiscite
could be questioned for non-compliance with the provisions of the Election
Law as long as it is certified that a majority of the citizens had voted
favorably or adversely on whatever it was that was submitted to them to
vote upon.
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Heretofore, constitutional disputes which have come before this Court for
adjudication proceeded on the assumption, conceded by all, that the
Constitution was in full force and effect, with the power and authority of
the entire Government behind it; and the task of this Court was simply to
determine whether or not the particular act or statute that was being
challenged contravened some rule or mandate of that Constitution. The
process employed was one of interpretation and synthesis. In the cases at
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If indeed it be accepted that the Citizens Assemblies had ratified the 1973
Constitution and that such ratification as well as the establishment of the
government thereunder formed part of a revolution, albeit peaceful, then
the issue of whether or not that Constitution has become effective and, as
necessary corollary, whether or not the government legitimately functions
under it instead of under the 1935 Constitution, is political and therefore
non-judicial in nature. Under such a postulate what the people did in the
Citizen Assemblies should be taken as an exercise of the ultimate sovereign
power. If they had risen up in arms and by force deposed the then existing
government and set up a new government in its place, there could not be
the least doubt that their act would be political and not subject to judicial
review but only to the judgment of the same body politic act, in the context
just set forth, is based on realities. If a new government gains authority and
dominance through force, it can be effectively challenged only by a
stronger force; judicial dictum can prevail against it. We do not see that
situation would be any different, as far as the doctrine of judicial review is
concerned, if no force had been resorted to and the people, in defiance of
the existing Constitution but peacefully because of the absence of any
appreciable opposition, ordained a new Constitution and succeeded in
having the government operate under it. Against such a reality there can be
no adequate judicial relief; and so courts forbear to take cognizance of the
question but leave it to be decided through political means.
It should be noted that the above statement from Luther vs. Borden would
be applicable in the cases at bar only on the premise that the ratification of
the Constitution was a revolutionary act and that the government now
functioning it is the product of such revolution. However, we are not
prepared to agree that the premise is justified.
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"the postponement would give us more time to debate on the merits of the
Charter." (Bulletin Today, Dec. 24, 1972.)
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... the times are too grave and the stakes too high
for us permit the customary concessions to
traditional democratic process to hold back our
people's clear and unequivocal resolve and
mandate to meet and overcome the extraordinary
challenges presented by these extraordinary
times.
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would be the only other way to carry out the reforms he had envisioned
and initiated — reforms which, in all fairness and honesty, must be given
credit for the improved quality of life in its many aspects, except only in the
field of civil liberties.
In his TV address of September 23, 1972, President Marcos told the nation:
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In articulating our view that the procedure of ratification that was followed
was not in accordance with the 1935 Constitution and related statutes, we
have discharged our sworn duty as we conceive it to be. The President
should now perhaps decide, if he has not already decided, whether
adherence to such procedure is weighty enough a consideration, if only to
dispel any cloud of doubt that may now and in the future shroud the
nation's Charter.
In the deliberations of this Court one of the issues formulated for resolution
is whether or not the new Constitution, since its submission to the Citizens
Assemblies, has found acceptance among the people, such issue being
related to the political question theory propounded by the respondents.
We have not tarried on the point at all since we find no reliable basis on
which to form a judgment. Under a regime of martial law, with the free
expression of opinions through the usual media vehicles restricted, we have
no means of knowing, to the point of judicial certainty, whether the people
have accepted the Constitution. In any event, we do not find the issue
decisive insofar as our vote in these cases is concerned. To interpret the
Constitution — that is judicial. That the Constitution should be deemed in
effect because of popular acquiescence — that is political, and therefore
beyond the domain of judicial review.
BARREDO, J., concurring:
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cannot see any reason why I should change the position I took in regard to
the earlier cases. I reiterate, therefore, the vote I cast when these petitions
were initially considered by the Court; namely, to dismiss them.
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The facts that gave rise to these proceedings are historical and well known.
Generally, they may be taken judicial notice of. They revolve around the
purported ratification of the Constitution of 1973 declared in Proclamation
1102 issued by the President on January 17, 1973.
Earlier, on November 22, 1972, the Convention had Resolution No. 5843
proposing "to President Ferdinand Marcos that a decree be issued calling a
plebiscite for ratification of the proposed new Constitution on appropriate
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And on January 7, 1973, this was followed by Presidential Decree No. 86-B
reading thus:
And so it was that by January 10, 1973, when the Citizens Assemblies thus
created started the referendum which was held from said date to January
15, 1973, the following questions were submitted to them:
It is not seriously denied that together with the question the voters were
furnished "comments" on the said questions more or less suggestive of the
answer desired. It may assumed that the said "comments" came from
official sources, albeit specifically unidentified. As petitioners point out, the
most relevant of these "comments" were the following:
COMMENTS ON
QUESTION No. 2
QUESTION No. 3
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The first attempt to question the steps just enumerated taken by the
President was in the so-called Plebiscite Cases, ten in number, which were
filed by different petitioners during the first half of December 1972. 1 Their
common target then was Presidential Decree No. 73, but before the said
cases could be decided, the series of moves tending in effect to make them
moot and academic insofar as they referred exclusively to the said
Presidential Decree began to take shape upon the issuance of Presidential
Decree No. 86-A, quoted above. And when Presidential Decree No. 86-B,
also above quoted, was issued and the six additional questions which were
first publicized on January 11, 1973 were known, together with the
"comments", petitioners sensed that a new and unorthodox procedure was
being adopted to secure approval by the people of the new Constitution,
hence Counsel Tañada, not being satisfied with the fate of his urgent
motion for early decision of the above ten cases dated January 12, 1973,
filed on January 15, 1973, his supplemental motion seeking the prohibition
against and injunction of the proceedings going on. Principal objective was
to prevent that the President be furnished the report of the results of the
referendum and thereby disable him from carrying out what petitioners
were apprehensively foreseeing would be done — the issuance of some
kind of proclamation, order or decree, declaring that the new Constitution
had been ratified. Reacting swiftly, the Court resolved on the same day,
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II
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votes needed for a decision of this Court has been increased from six to
eight in ordinary cases and from eight to ten for the declaration of
unconstitutionality of a treaty, executive agreement 2 or law, the Court
would have to resolve first as a prejudicial question whether the Court is
acting in these cases as the 15-man or the 11-man Court, in which event, it
would be faced with the dilemma that if it acts either as the former or as
the latter, it would be prejudging the very matter in issue one way or the
other, and, in effect, it would be choosing between two constitutions,
which is a political determination not within the Court's competence.
While I agree that the problem is at first blush rather involved, I do not
share the view that the premises laid down by counsel necessarily preclude
this Court from taking a definite stand on whether the Court is acting in
these cases as the 15-Man or the 11-man Court. I feel very strongly that the
issue should not be ignored or dodged, if only to make the world know that
the Supreme Court of the Philippines is never incognizant of the capacity in
which it is acting, much less lacking in courage or wisdom to resolve an
issue that relates directly to its own composition. What a disgrace it would
be to admit that this Supreme Court does not know, to use a common apt
expression, whether it is fish or fowl. Withal, scholars and researchers who
might go over our records in the future will inevitably examine minutely
how each of us voted and upon what considerations we have individually
acted, and, indeed, doubts may arise as to whether or not, despite the
general result we might announce, there had been the requisite number of
votes for a valid collegiate action.
For instance, it may be argued that the present cases do not involve an
issue of unconstitutionality, hence, if we are acting as the 11-man Court,
only six votes would suffice to declare Proclamation 1102 ineffective, and if
upon analysis of our respective opinions it should be inferable therefrom
that six of us have considered the matter before the Court as justiciable and
at the same time have found the procedure of ratification adopted in
Presidential Decrees 86-A and 86-B and related orders of the President as
not being in conformity with Article XV of the old Constitution, a cloud
would exist as to efficacy of the dispositive portion of Our decision dismiss
these cases, even if we have it understood that by the vote of justices in
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Indeed, it is not hard to visualize the difficulty if not absurdity of Our acting
on the assumption that this Court is still functioning under the 1935
Constitution. It is undeniable that the whole government, including the
provincial, municipal and barrio units and not excluding the lower courts up
to the Court of Appeals, is operating under the 1973 Constitution. Almost
daily, presidential orders and decrees of the most legislative character
affecting practically every aspect of governmental and private activity as
well as the relations between the government and the citizenry are pouring
out from Malacañang under the authority of said Constitution. On the other
hand, taxes are being exacted and penalties in connection therewith are
being imposed under said orders and decrees. Obligations have been
contracted and business and industrial plans have been and are being
projected pursuant to them. Displacements of public officials and
employees in big numbers are going on in obedience to them. For the ten
justices of the Supreme Court to constitute an island of resistance in the
midst of these developments, which even unreasoning obstinacy cannot
ignore, much less impede, is unimaginable, let alone the absurd and
complicated consequences such a position entails in the internal workings
within the judiciary amount its different components, what with the lower
courts considering such orders and decrees as forming part of the law of
the land in making their orders and decisions, whereas the Supreme Court
is holding, as it were, their effectivity at bay if it is not being indifferent to
or ignoring them.
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wait for its decision. Accepting the truth of this assertion, it does
necessarily follow that by this attitude of the President, considers the
Supreme Court as still operating under the Constitution. Quite on the
contrary, it is a fact that he has given instructions for the payment of the
justices in accordance with the rate fixed in the New Constitution. Not only
that, official alter ego, the Secretary of Justice, has been shoving this Court,
since January 18, 1973, all matters related to the administrative supervision
of the lower courts which by the new charter has been transferred from the
Department of Justice to the Supreme Court, and as far as I know, President
has not countermanded the Secretary's steps in that direction. That, on the
other hand, the President has not augmented the justices of the Court to
complete the prescribed number of fifteen is, in my appraisal, of no
consequence considering that with the presence of ten justices who are the
Court now, there is a working quorum, and the addition of new justices
cannot in anyway affect the voting on the constitutional questions now
before Us because, while there sufficient justices to declare by their
unanimous vote illegality of Proclamation 1102, the votes of the justices to
added would only be committed to upholding the same, since they cannot
by any standard be expected to vote against legality of the very
Constitution under which they would be appointed.
Withal, the best proofs that by its expressed and implied intent, the
Constitution of 1973 is a new one, are that (1) Section 16 of its Article XVII
which provides that this constitution shall "supersede the Constitution of
nineteen hundred and thirty-five and all amendments thereto" and (2) its
transitory provisions expressly continue the effectivity of existing laws,
offices and courts as well as the tenure of all incumbent officials, not
adversely affected by it, which would have been unnecessary if the old
constitution were being merely amended.
The new Constitution, in its Section 10, Article XVII, provides that "(T)he
incumbent members of the Judiciary (which include the Chief Justice and
Associate Justices of Supreme Court) may continue in office (under the
constitution) until they reach the age of seventy years, etc." By virtue of the
presumptive validity of the new charter, all of form part of the 15-man-
Court provided for therein correspondingly, We have in legal
contemplation, ceased in the meanwhile to be members of the 11-man-
Court in the 1935 Constitution. Should the Court finally decide that the
Constitution is invalid, then We would automatically revert to our positions
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III
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choice and actually, there was neither time nor opportunity for real debate
before they voted.
On the other hand, the position of the Solicitor General as counsel for the
respondents is that the matter raised in the petitions is a political one
which the courts are not supposed to inquire into, and, anyway, there has
been a substantial compliance with Article XV of the 1935 Constitution,
inasmuch as, disregarding unessential matters of form, the undeniable fact
is that the voting in the referendum resulted in the approval by the people
of the New Constitution.
In my opinion in those cases, the most important point I took into account
was that in the face of the Presidential certification through Proclamation
1102 itself that the New Constitution has been approved by a majority of
the people and having in mind facts of general knowledge which I have
judicial notice of, I am in no position to deny that the result of the
referendum was as the President had stated. I can believe that the figures
referred to in the proclamation may not accurate, but I cannot say in
conscience that all of them are manufactured or prefabricated, simply
because I saw with own eyes that people did actually gather and listen
discussions, if brief and inadequate for those who are abreast of current
events and general occurrences, and that they did vote. I believe I can
safely say that what I have seen have also been seen by many others
throughout the country and unless it can be assumed, which honestly, I do
not believe to be possible, that in fact there were actually no meetings held
and no voting done in more places than those wherein there were such
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them in their quest for the betterment of their conditions, and as long as it
is not shown that those who did not agree to the suggestions in the
"comments" were actually compelled to vote against their will, I am not
convinced that the existence of said "comments" should make any
appreciable difference in the court's appraisal of the result of the
referendum.
I must confess that the fact that the referendum was held during martial
law detracts somehow from the value that the referendum would
otherwise have had. As I intimated, however, in my former opinion, it is not
fair to condemn and disregard the result of the referendum barely because
of martial law per se. For one thing, many of the objectionable features of
martial law have not actually materialized, if only because the
implementation of martial law since its inception has been generally
characterized by restraint and consideration, thanks to the expressed
wishes of the President that the same be made "Philippine style", which
means without the rigor that has attended it in other lands and other times.
Moreover, although the restrictions on the freedom of speech, the press
and movement during martial law do have their corresponding adverse
effects on the area of information which should be open to a voter, in its
real sense what "chills" his freedom of choice and mars his exercise of
discretion is suspension of the privilege of the writ of habeas corpus. The
reason is simply that a man may freely and correctly vote even if the
needed information he possesses as to the candidates or issues being voted
upon is more or less incomplete, but when he is subject to arrest and
detention without investigation and without being informed of the cause
thereof, that is something else which may actually cause him to cast a
captive vote. Thus it is the suspension of the writ of habeas
corpus accompanying martial law that can cause possible restraint on the
freedom choice in an election held during martial law. It is a fact, however,
borne by history and actual experience, that in the Philippines, the
suspension of the privilege of the writ habeas corpus has never produced
any chilling effect upon the voters, since it is known by all that only those
who run afoul the law, saving inconsequential instances, have any cause for
apprehension in regard to the conduct by them of the normal activities of
life. And so it is recorded that in the elections 1951 and 1971, held while
the privilege of writ ofhabeas corpus was under suspension, the Filipino
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At this juncture, I think it is fit to make it clear that I am not trying to show
that the result of the referendum may considered as sufficient basis for
declaring that the New Constitution has been ratified in accordance with
the amending clause of the 1935 Constitution. I reiterate that in point of
law, I find neither strict nor substantial compliance. The foregoing
discussion is only to counter, if I may, certain impression regarding the
general conditions obtaining during and in relation to the referendum
which could have in one way or another affected the exercise of the
freedom of choice and the use of discretion by the members of the Citizens
Assemblies, to the end that as far as the same conditions may be relevant
in my subsequent discussions of the acceptance by the people of the New
Constitution they may also be considered.
IV
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The main basis of my opinion in the previous cases was acceptance by the
people. Others may feel there is not enough indication of such acceptance
in the record and in the circumstances the Court can take judicial notice of.
For my part, I consider it unnecessary to be strictly judicial in inquiring into
such fact. Being personally aware, as I have already stated, that the Citizens
Assemblies did meet and vote, if irregularly and crudely, it is not for me to
resort, for the purposes of these cases, to judicial tape and measure, to find
out with absolute precision the veracity of the total number of votes
actually cast. After all, the claims that upon a comparison of conflicting
reports, cases of excess votes may be found, even if extrapolated will not,
as far as I can figure out, suffice to overcome the outcome officially
announced. Rather than try to form a conclusion out of the raw evidence
before Us which the parties did not care to really complete, I feel safer by
referring to the results announced in the proclamation itself. Giving
substantial allowances for possible error and downright manipulation, it
must not be overlooked that, after all, their having been accepted and
adopted by the President, based on official reports submitted to him in due
course of performance of duty of appropriate subordinate officials,
elevated them to the category of an act of a coordinate department of the
government which under the principle separation of powers is clothed with
presumptive correctness or at least entitled to a high degree of
acceptability, until overcome by better evidence, which in these cases does
not exist. In any event, considering that due to the unorthodoxy of the
procedure adopted and the difficulty of an accurate checking of all the
figures, I am unable to conceive of any manageable means of acquiring
information upon which to predicate a denial, I have no alternative but to
rely on what has been officially declared. At this point, I would venture to
express the feeling that if it were not generally conceded that there has
been sufficient showing of the acceptance in question by this time, there
would have been already demonstrative and significant indications of a
rather widespread, if not organized resistance in one form or another.
Much as they are to be given due recognition as magnificent manifestations
of loyalty and devotion to principles, I cannot accord to the filing of these
cases as indicative enough of the general attitude of the people.
408
Constitutional Law I L-36142
It is true that in the opinion I had the privilege of penning the Court in
Tolentino vs. Comelec, 41 SCRA 702, I made strong and unequivocal
pronouncements to the effect that any amendment to the Constitution of
1935, to be valid, must appear to have been made in strict conformity with
the requirements of Article XV thereof. What is more, that decision
asserted judicial competence to inquire into the matter of compliance or
non compliance as a justiciable matter. I still believe in the correctness of
those views and I would even add that I sincerely feel it reflects the spirit of
the said constitutional provision. Without trying to strain any point
however, I, submit the following considerations in the context of the
peculiar circumstances of the cases now at bar, which are entirely different
from those in the backdrop of the Tolentino rulings I have referred to.
No less than counsel Tolentino for herein respondents Puyat and Roy, who
was himself the petitioner in the case I have just referred to is, now inviting
Our attention to the exact language of Article XV and suggesting that the
said Article may be strictly applied to proposed amendments but may
hardly govern the ratification of a new Constitution. It is particularly
stressed that the Article specifically refers to nothing else but
"amendments to this Constitution" which if ratified "shall be valid as part of
this Constitution." Indeed, how can a whole new constitution be by any
manner of reasoning an amendment to any other constitution and how can
it, if ratified, form part of such other constitution? In fact, in the Tolentino
case I already somehow hinted this point when I made reference in the
resolution denying the motion for reconsideration to the fact that Article
XV must be followed "as long as any amendment is formulated and
submitted under the aegis of the present Charter." Said resolution even
added. "(T)his is not to say that the people may not, in the exercise of their
inherent revolutionary powers, amend the Constitution or promulgate an
entirely new one otherwise.".
409
Constitutional Law I L-36142
410
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Now, having these facts in mind, and it being obvious that of the three
great departments of the government under the 1935 Constitution, two,
the Executive and the Legislative, have already accepted the New
Constitution and recognized its enforceability and enforcement, I cannot
see how this Supreme Court can by judicial fiat hold back the political
developments taking place and for the sake of being the guardian of the
Constitution and the defender of its integrity and supremacy make its
judicial power prevail against the decision of those who were duly chosen
by the people to be their authorized spokesmen and representatives. It is
411
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not alone the physical futility of such a gesture that concerns me. More
than that, there is the stark reality that the Senators and the Congressmen,
no less than the President, have taken the same oath of loyalty to the
Constitution that we, the Justices, have taken and they are, therefore,
equally bound with Us to preserve and protect the Constitution. If as the
representatives of the people, they have already opted to accept the New
Constitution as the more effective instrument for fulfillment of the national
destiny, I really wonder if there is even any idealistic worth in our
desperately clinging by Ourselves alone to Our sworn duty vis-a-vis the
1935 Constitution. Conscious of the declared objectives of the new
dispensation and cognizant of the decisive steps being with the least loss of
time, towards their accomplishment, cannot but feel apprehensive that
instead of serving the best interests of our people, which to me is in reality
the real meaning of our oath of office, the Court might be standing in the
way of the very thing our beloved country needs to retrieve its past glory
and greatness. In other words, it is my conviction that what these cases
demand most of all is not a decision demonstrative of our legal erudition
and Solomonic wisdom but an all rounded judgment resulting from the
consideration of all relevant circumstances, principally the political, or, in
brief, a decision more political than legal, which a court can render only by
deferring to the apparent judgment of the people and the announcement
thereof by the political departments of the government and declaring the
matter non-justiciable.
4. Viewed from the strictly legal angle and in the light of judicial methods of
ascertainment, I cannot agree with the Solicitor General that in the legal
sense, there has been at least substantial compliance with Article XV of the
1935 Constitution, but what I can see is that in a political sense, the
answers to the referendum questions were not given by the people as legal
conclusions. I take it that when they answered that by their signified
approval of the New Constitution, they do not consider it necessary to hold
a plebiscite, they could not have had in mind any intent to do what was
constitutionally improper. Basically accustomed to proceed along
constitutional channels, they must have acted in the honest conviction that
what was being done was in conformity with prevailing constitutional
standards. We are not to assume that the sovereign people were indulging
in a futile exercise of their supreme political right to choose the
412
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fundamental charter by which their lives, their liberties and their fortunes
shall be safeguarded. In other words, we must perforce infer that they
meant their decision to count, and it behooves this Court to render
judgment herein in that context. It is my considered opinion that viewed
understandingly and realistically, there is more than sufficient ground to
hold that, judged by such intent and, particularly, from the political
standpoint, the ratification of the 1973 Constitution declared in
Proclamation 1102 complies substantially with Article XV of the 1935
Charter, specially when it is considered that the most important element of
the ratification therein contemplated is not in the word "election", which
conceivably can be in many feasible and manageable forms but in the word
"approved" which may be said to constitute the substantiality of the whole
article, so long as such approval is reasonably ascertained. In the last
analysis, therefore, it can be rightly said, even if only in a broad sense, that
the ratification here in question was constitutionally justified and
justifiable.
5. Finally, if any doubt should still linger as to the legitimacy of the New
Constitution on legal grounds, the same should be dispelled by viewing the
situation in the manner suggested by Counsel Tolentino and by the writer
of this opinion in his separate opinion, oft-referred to above, in the
Plebiscite Cases — that is, as an extra constitutional exercise by the people,
under the leadership of President Marcos, of their inalienable right to
change their fundamental charter by any means they may deem
appropriate, the moment they are convinced that the existing one is no
longer responsive to their fundamental, political and social needs nor
conducive to the timely attainment of their national destiny. This is not only
the teaching of the American Declaration of Independence but is indeed, a
truth that is self-evident. More, it should be regarded as implied in every
constitution that regardless of the language of its amending clause, once
the people have given their sanction to a new charter, the latter may be
deemed as constitutionally permissible even from the point of view of the
preceding constitution. Those who may feel restrained to consider this view
out of respect to the import of Tolentino vs. Comelec, supra., would be well
advised to bear in mind that the case was decided in the context of
submission, not accomplished ratification.
413
Constitutional Law I L-36142
414
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It is my faith that to act with absolute loyalty to our country and people is
more important than loyalty to any particular precept or provision of the
Constitution or to the Constitution itself. My oath to abide by the
Constitution binds me to whatever course of action I feel sincerely is
demanded by the welfare and best interests of the people.
415
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cases have entail will heal after the decision herein is promulgated, so that
all us Filipinos may forever join hands in the pursuit of our national destiny.
MAKASIAR, J., concurring:
416
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417
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of the Legislature and a majority of the popular vote. Beyond these, other
provisions are mere machineries and forms. They may not be disregarded,
because by them certainty as to the essentials is secured. But they are not
themselves the essentials." (Cited in Larken vs. Gronna, 285 NW 59, 61-64,
1939).
This was the ruling by the American Supreme Court in the 1939 case
of Coleman vs. Miller (307 U.S. 433, 83 L.ed. 1385), where Chief Justice
Hughes, speaking for the majority, stated that:
This view was likewise emphasized by Mr. Justice Black in his concurring
opinion, in which Mr. Justices Roberts, Frankfurter, and Douglas join, thus:
418
Constitutional Law I L-36142
The doctrine in the aforesaid case of Coleman vs. Miller was adopted by
Our Supreme Court in toto in Mabanag vs. Lopez Vito (78 Phil. 1).
The ruling in the cases of Gonzales vs. Comelec, et al. (L-28224, Nov. 29,
1967, 21 SCRA 774) and Tolentino vs. Comelec, et al. (L-34150, Oct. 16,
1971, 41 SCRA 702) on which petitioners place great reliance — that the
courts may review the propriety of a submission of a proposed
419
Constitutional Law I L-36142
We did not categorically and entirely overturn the doctrine in Mabanag vs.
Lopez Vito (78 Phil. 1) that both the proposal to amend and the ratification
420
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One more word about the Gonzales and Tolentino cases. Both primarily
stressed on the impropriety of the submission of a proposed constitutional
amendment. Courts do not deal with propriety or wisdom or absence of
either of an official act or of a law. Judicial power concerns only with the
legality or illegality, constitutionality or unconstitutionality of an act: it
inquires into the existence of power or lack of it. Judicial wisdom is not to
be pitted against the wisdom of the political department of the
government.
The classic example of an illegal submission that did not impair the validity
of the ratification or adoption of a new Constitution is the case of the
422
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423
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424
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And so the American Constitution was ratified by nine (9) states on June 21,
1788 and by the last four states on May 29, 1790 (12 C.J. p. 679 footnote,
16 C.J.S., 27. — by the state conventions and not by all thirteen (13) state
legislatures as required by Article XIII of the Articles of Confederation and
Perpetual Union aforequoted — and in spite of the fact that the Federal
Constitution as originally adopted suffers from two basic infirmities,
namely, the absence of a bill of Rights and of a provision affirming the
power of judicial review.
Until this date, no challenge has been launched against the validity of the
ratification of the American Constitution, nor against the legitimacy of the
government organized and functioning thereunder.
In the 1946 case of Wheeler vs. Board of Trustees (37 SE 2nd 322, 326-330),
which enunciated the principle that the validity of a new or revised
Constitution does not depend on the method of its submission or
ratification by the people, but on the fact or fiat or approval or adoption or
acquiescence by the people which fact of ratification or adoption or
acquiescence is all that is essential, the Court cited precisely the case of the
irregular revision and ratification by state conventions of the Federal
Constitution, thus:
425
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427
Constitutional Law I L-36142
428
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legislatures. This opinion does not cite any decided case, but merely refers
to the footnotes on the brief historic account of the United States
Constitution on p. 679 of Vol. 12, CJS. Petitioners, on p. 18 of their main
Notes, refer US to pp. 270-316 of the Oxford History of the American
People, 1965 Ed. by Samuel Eliot Morison, who discusses the Articles of
Confederation and Perpetual Union in Chapter XVIII captioned
"Revolutionary Constitution Making, 1775 1781" (pp. 270-281). In Chapter
XX on "The Creative Period in Politics, 1785-1788," Professor Morison
delineates the genesis of the Federal Constitution, but does not refer to it
even implicitly as revolutionary constitution (pp. 297-316). However, the
Federal Constitution may be considered revolutionary from the view point
of McIver if the term revolution is understood in "its wider sense to
embrace decisive changes in the character of government, even though
they do not involve the violent overthrow of an established order, ... ."
(R.M. MacIver, The Web of Government, 1965 ed., p. 203).
429
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That the issue of the legitimacy of a government is likewise political and not
justiciable, had long been decided as early as the 1849 case of Luther vs.
Borden (7 How. 1, 12 L.ed., 581), affirmed in the 1900 case of Taylor vs.
Beckham(178 U.S. 548, 44 L.ed. 1187) and re-enunciated in 1912 in the case
of Pacific States Telephone and Telegraph Company vs. Oregon (223 U.S.
118, 133-151, 56 L.ed. 377-386). Because it reaffirmed the pronouncements
in both Borden and Beckham cases, it is sufficient for us to quote the
decision in Pacific States Telephone and Telegraph Co.,supra, penned by
Mr. Chief Justice White, who re-stated:
430
Constitutional Law I L-36142
431
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432
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433
Constitutional Law I L-36142
434
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In the 1925 case of Taylor vs. King (130 A 407, 408 410), the Court stated:
It has likewise been held that it is not necessary that voters ratifying the
new Constitution are registered in the book of voters; it is enough that they
are electors voting on the new Constitution. (Bott vs. Wurts, 40 A 740
[1899]; 45 LRA 251, emphasis supplied).
In the 1956 case of Thomson vs. Peoples State Bank (75 NW 2nd 370, 375),
the Supreme Court of Wisconsin ruled that "irregularity in the procedure
435
Constitutional Law I L-36142
Again, in the 1958 case of Swaim vs. Tuscaloosa County (103 SO 2nd 769),
the Alabama Supreme Court pronounced that "the irregularity in failing to
publish the proposed constitutional amendment once in each of the 4
calendar weeks next preceding the calendar week in which the election was
held or once in each of the 7-day periods immediately preceding the day of
the election as required by the Constitution, did not invalidate the
amendment which was ratified by the people."
436
Constitutional Law I L-36142
reforms and had been ratified in Sec. 3(2) of Article XVII of the 1973
Constitution.
Petitioners cannot safely state that during martial law the majority of the
people cannot freely vote for these reforms and are not complying with the
implementing decrees promulgated by the President.
Free election is not inevitably incompatible with martial law. We had free
elections in 1951 and 1971 when the opposition won six out of eight
senatorial seats despite the suspension of the privileges of the writ
of habeas corpus(see Lansang vs. Garcia, et al., Dec. 14, 1971, 42 SCRA
448), which suspension implies constraint on individual freedom as the
proclamation of martial law. In both situations, there is no total blackout of
human rights and civil liberties.
437
Constitutional Law I L-36142
In brief, it cannot be said that the people are ignoring the 1973 Constitution
and the government which is enforcing the same for over 10 weeks now
With the petitioners herein, secessionists, rebels and subversives as the
only possible exceptions, the rest of the citizenry are complying with
decrees, orders and circulars issued by the incumbent President
implementing the 1973 Constitution.
438
Constitutional Law I L-36142
439
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If this Court inquires into the validity of Proclamation No. 1102 and
consequently of the adoption of the 1973 Constitution it would be
exercising a veto power on the act of the sovereign people, of whom this
Court is merely an agent, which to say the least, would be anomalous. This
Court cannot dictate to our principal, the sovereign people, as to how the
approval of the new Constitution should be manifested or expressed. The
sovereign people have spoken and we must abide by their decision,
regardless of our notion as to what is the proper method of giving assent to
the new Charter. In this respect, WE cannot presume to know better than
the incumbent Chief Executive, who, unlike the members of this Court, only
last January 8, 1973, We affirmed in Osmeña vs. Marcos (Pres. Election
442
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Contest No. 3, Jan. 8, 1973), was re-elected by the vote of over 5 million
electors in 1969 for another term of four years until noon of December 30,
1973 under the 1935 Constitution. This Court, not having a similar mandate
by direct fiat from the sovereign people, to execute the law and administer
the affairs of government, must restrain its enthusiasm to sally forth into
the domain of political action expressly and exclusively reserved by the
sovereign people themselves.
The people in Article XV of the 1935 Constitution did not intend to tie their
hands to a specific procedure for popular ratification of their organic law.
That would be incompatible with their sovereign character of which We are
reminded by Section 1, of Article II of both the 1935 and the 1973
Constitutions.
The opinion of Judge Thomas McIntire Cooley that the sovereign people
cannot violate the procedure for ratification which they themselves define
in their Constitution, cannot apply to a unitary state like the Republic of the
Philippines. His opinion expressed in 1868 may apply to a Federal State like
the United States, in order to secure and preserve the existence of the
Federal Republic of the United States against any radical innovation
initiated by the citizens of the fifty (50) different states of the American
Union, which states may be jealous of the powers of the Federal
government presently granted by the American Constitution. This
dangerous possibility does not obtain in the case of our Republic.
Then again, Judge Cooley advanced the aforesaid opinion in 1868 when he
wrote his opus "Constitutional Limitations."* (Vol. 6, Encyclopedia Brit.,
1969 ed. pp. 445 446). It is possible that, were he live today, in a milieu
vastly different from 1868 to 1898, he might have altered his views on the
matter.
443
Constitutional Law I L-36142
Petitioners decry that even 15-year olds, ex convicts and illiterates were
allowed to vote in the Citizens' Assemblies, despite their admission that the
term "Filipino people" in the preamble as well as "people" in Sections 1 and
5 of Article II of the 1935 Constitution and in Section 1(3) of Article III of the
Bill of Rights includes all Filipino citizens of all ages, of both sexes, whether
literate or illiterate, whether peaceful citizens, rebels, secessionists,
convicts or ex-convicts. Without admitting that ex-convicts voted in the
referendum, about which no proof was even offered, these sectors of our
citizenry, whom petitioners seem to regard with contempt or decision and
whom petitioners would deny their sovereign right to pass upon the basic
Charter that shall govern their lives and the lives of their progenies, are
444
Constitutional Law I L-36142
entitled as much as the educated, the law abiding, and those who are 21
years of age or above to express their conformity or non conformity to the
proposed Constitution, because their stake under the new Charter is not
any less than the stake of the more fortunate among us. As a matter of fact,
these citizens, whose juridical personality or capacity to act is limited by
age, civil interdiction or ignorance deserve more solicitude from the State
than the rest of the citizenry. In the ultimate analysis, the inclusion of those
from 15 years up to below 21 years old, the ex-convicts and the ignorant, is
more democratic as it broadens the base of democracy and therefore more
faithful to the express affirmation in Section 1 of Article II of the Declaration
of Principles that "sovereignty resides in the people and all government
authority emanates from them."
445
Constitutional Law I L-36142
proposition that the rights under the 1935 Constitution are absolute and
invulnerable to limitations that may be needed for the purpose of bringing
about the reforms for which the petitioners pretend to be clamoring for
and in behalf of the people. The five (5) petitioners in L-36165 and four (4)
of the seven (7) petitioners in L-36164 were all participants in the political
drama of this country since 1946. They are witness to the frustrations of
well-meaning Presidents who wanted to effect the reforms, especially for
the benefit of the landless and the laboring class — how politics and
political bargaining had stymied the effectuation of such reforms thru
legislation. The eight (8) petitioners in L-36164 and L-36165 may not have
participated in the systematic blocking of the desired reforms in Congress
or outside of it; but the question may be asked as to what exactly they did
to support such reforms. For the last seven (7) decades since the turn of the
century, for the last thirty-five (35) years since the establishment of the
Commonwealth government in 1935 and for the last twenty seven (27)
years since the inauguration of the Republic on July 4, 1946, no tangible
substantial reform had been effected, funded and seriously implemented,
despite the violent uprisings in the thirties, and from 1946 to 1952, and the
violent demonstrations of recent memory. Congress and the oligarchs acted
like ostriches, "burying their heads in timeless sand. "Now the hopes for the
long-awaited reforms to be within a year or to are brighter. It would seem
therefore to the duty of everyone including herein petitioners to give the
present leadership the opportunity to institute and carry out the needed
reforms as provided for in the new or 1973 Constitution and thru the
means prescribed in that same Constitution.
This Court in the Gonzales and Tolentino cases transcended its proper
sphere and encroached upon the province exclusively reserved to and by
the sovereign people. This Court did not heed to the principle that the
courts are not the fountain of all remedies for all wrongs. WE cannot
presume that we alone can speak with wisdom as against the judgment of
the people on the basic instrument which affects their very lives. WE
cannot determine what is good for the people or ought to be their
447
Constitutional Law I L-36142
Brilliant counsel for petitioners in L-36165 has been quite extravagant in his
appraisal of Chief Justice Roger Brooke Taney whom he calls the "hero of
the American Bar," because during the American civil war he apparently
had the courage to nullify the proclamation of President Lincoln suspending
the privileges of the writ of habeas corpus in Ex parte Merryman (Federal
Case No. 9487 [1861]). But who exactly was Chief Justice Roger Brooke
Taney? The Editorial Board of Vol. 21 of the Encyclopedia Brit., 1966 ed.
(pp. 778-779, 1969 ed., pp. 654-657), briefly recounts that he was born in
1777 in Calvert County, Maryland, of parents who were landed aristocrats
as well as slave owners. Inheriting the traditional conservatism of his
parents who belonged to the landed aristocracy, Taney became a lawyer in
448
Constitutional Law I L-36142
1799, practiced law and was later appointed Attorney General of Maryland.
He also was a member of the Maryland state legislature for several terms.
He was a leader of the Federalist Party, which disintegrated after the war of
1812, compelling him to join the Democratic Party of Andrew Jackson, also
a slave owner and landed aristocrat, who later appointed him first as
Attorney General of the United States, then Secretary of the Treasury and
in 1836 Chief Justice of the United States Supreme Court to succeed Chief
Justice John Marshall, in which position he continued for 28 years until he
died on October 21, 1864. His death "went largely unnoticed and
unregretted." Because he himself was a slave owner and a landed
aristocrat, Chief Justice Taney sympathized with the Southern States and,
even while Chief Justice, hoped that the Southern States would be allowed
to secede peacefully from the Union. That he had no sympathy for the
Negroes was revealed by his decision in Dred Scott vs. Sandford (19 How.
398 [1857]) where he pronounced that the American Negro is not entitled
to the rights of an American citizen and that his status as a slave is
determined by his returning to a slave state. One can therefore discern his
hostility towards President Lincoln when he decided Ex parte Merryman,
which animosity to say the least does no befit a judicial mind. Such a man
could hardly be spoken of as a hero of the American Bar, least of all of the
American nation. The choice of heroes should not be expressed
indiscriminately just to embellish one's rhetoric.
eloquence and mastery of the spoken and written word as well as by his
eminence as law professor, author of law books, political leader, and
member of the newly integrated Philippine Bar.
450
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MAKASIAR, J., concurring:
Pursuant to Our reservation, We now discuss the other issues raised by the
petitioners.
II
As intimated in the aforecited cases, even the courts, which affirm the
proposition that the question as to whether a constitutional amendment or
the revised or new Constitution has been validly submitted to the people
for ratification in accordance with the procedure prescribed by the existing
Constitution, is a justiciable question, accord all presumption of validity to
the constitutional amendment or the revised or new Constitution after the
government officials or the people have adopted or ratified or acquiesced in
the new Constitution or amendment, although there was an illegal or
irregular or no submission at all to the people. (Collier vs. Gray, 4th Dec.
Dig. 935 [1934], Hammond vs. Clark, 71 SE 482-483; People vs. Sours, 31
Colo. 369, 74 Pac. 167, 102 Am. St. Rep. 34; Thompson vs. Winneth, 78
Neb. 379, 110 NW 1113, 10 L.R.A. [N.S.] 149; State vs. Laylin, 69 Ohio St.
Rep. 1, 68 NE 574; Weston vs. Ryan, 70 Neb. 211, 97 NW 347; Combs vs.
State, 81 Ga. 780, 8 SE 318; Woodward vs. State, 103 Ga. 496, 30 SE 522;
Corre vs. Cooney, 70 Mont. 355, 225 P 1007, 1009). As late as 1971, the
courts stressed that the constitutional amendment or the new Constitution
should not be condemned "unless our judgment its nullity is manifest
beyond reasonable doubt" (1971 case of Moore vs. Shanahan, 486 Pac. 2d
506, 207 Kan. 1, 645; and the 1956 case of Tipton vs. Smith, et al., supra).
Mr. Justice Enrique M. Fernando, speaking for the Court, pronounced that
the presumption of constitutionality must persist in the absence of factual
foundation of record to overthrow such presumption (Ermita-Malate Hotel,
etc. vs. City Mayor, L-24698, July 31, 1967, 20 SCRA 849).
451
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III
452
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If Congress can legally delegate to the Chief Executive or his subaltern the
power to promulgate subordinate rules and regulations to implement the
law, this authority to delegate implementing rules should not be denied to
the Constitutional Convention, a co-equal body.
Apart from the delegation to the Chief Executive of the power to call a
plebiscite and to appropriate funds therefor by the Constitutional
Convention thru its Resolution No. 29, the organization of the Citizens'
Assemblies for consultation on national issues, is comprehended within the
ordinance-making power of the President under Section 63 of the Revised
453
Constitutional Law I L-36142
It should be noted that Resolution No. 29, which superseded Resolution No.
5843, does not prescribe that the plebiscite must be conducted by the
Commission on Elections in accordance with the provisions of the 1971
Revised Election Code. If that were the intention of the Constitutional
Convention in making the delegation, it could have easily included the
necessary phrase for the purpose, some such phrase like "to call a
plebiscite to be supervised by the Commission on Elections in accordance
with the provisions of the 1971 Revised Election Code (or with existing
laws)." That the Constitutional Convention omitted such phrase, can only
mean that it left to the President the determination of the manner by
which the plebiscite should be conducted, who shall supervise the
plebiscite, and who can participate in the plebiscite. The fact that said
Resolution No. 29 expressly states "that copies of this resolution as
approved in plenary session be transmitted to the President of the
Philippines and the Commission on Elections for implementation," did not
in effect designate the Commission on Elections as supervisor of the
plebiscite. The copies of said resolution that were transmitted to the
Commission on Elections at best serve merely to notify the Commission on
Elections about said resolution, but not to direct said body to supervise the
plebiscite. The calling as well as conduct of the plebiscite was left to the
discretion of the President, who, because he is in possession of all the facts
454
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455
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As Mr. Justice Fernando, with whom Messrs. Justices Barredo, Antonio and
the writer concurred in the Plebiscite Cases, stated:
456
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IV
(1) Petitions challenge the 1973 draft as vague and incomplete, and alluded
to their arguments during the hearings on December 18 and 19, 1972 on
the Plebiscite Cases. But the inclusion of questionable or ambiguous
provisions does not affect the validity of the ratification or adoption of the
1973 Constitution itself (Pope vs. Gray, 104 SO, 2d 841; 7th Dec. pp. 212-
219, 1956-1966).
Article IV —
Article XIV —
Article XVII —
458
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459
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This Court likewise enunciated in Del Rosario vs. Comelec (L-32476, Oct. 20,
1970, 35 SCRA 367) that the Constitutional Convention has the authority to
"entirely overhaul the present Constitution and propose an entirely new
Constitution based on an ideology foreign to the democratic system ...;
because the same will be submitted to the people for ratification. Once
ratified by the sovereign people, there can be no debate about the validity
of the new Constitution."
Mr. Justice Fernando, concurring in the same Plebiscite Cases, cited the
foregoing pronouncement in the Del Rosario case, supra, and added: "... it
seems to me a sufficient answer that once convened, the area open for
deliberation to a constitutional convention ..., is practically limitless" (citing
Cf. Koehler vs. Hill, 14 NW 738, 60 Iowa 543 [1883]; Hatch Stoneman, 6 P
734, 66 Cal. 632 [1885]; MacMillan v. Blattner, 25 NW 245, 67 Iowa 287
[1895]; State v. Powell, 27 SO 297, 77 Miss. 543 [1900]; Hammond v. Clark,
71 SE 479, 136 Ga. 313 [1911]; Hamilton v. Vaughan, 179 NW 533, 212
Mich. 31 [1920]; State v. Smith, 138 NE 881, 105 Ohio St. 570 [1922];
460
Constitutional Law I L-36142
Looney vs. Leeper, 292 P 365, 145 Okl. 202 [1930]; School District vs. City of
Pontiac, 247 NW 474, 262 Mich. 338 [1933]).
VI
In all the cases where the court held that illegal or irregular submission, due
to absence of substantial compliance with the procedure prescribed by the
Constitution and/or the law, nullifies the proposed amendment or the new
Constitution, the procedure prescribed by the state Constitution is so
detailed that it specifies that the submission should be at a general or
special election, or at the election for members of the State legislature only
or of all state officials only or of local officials only, or of both state and
local officials; fixes the date of the election or plebiscite limits the
submission to only electors or qualified electors; prescribes the publication
of the proposed amendment or a new Constitution for a specific period
prior to the election or plebiscite; and designates the officer to conduct the
plebiscite, to canvass and to certify the results, including the form of the
462
Constitutional Law I L-36142
As typical examples:
Constitution of Alabama (1901):
463
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465
Constitutional Law I L-36142
466
Constitutional Law I L-36142
468
Constitutional Law I L-36142
Because before August, 1940 the Commission on Election was not yet in
existence, the former Department of Interior (now Department of Local
Governments and Community Development) supervised the plebiscites on
the 1937 amendment on woman's suffrage, the 1939 amendment to the
Ordinance appended to the 1935 Constitution (Tydings-Kocialkowski Act of
the U.S. Congress) and the three 1940 amendments on the establishment
of a bicameral Congress, the re-election of the President and the Vice-
469
Constitutional Law I L-36142
3) If the framers of the 1935 Constitution and the people in ratifying the
same on May 14, 1935 wanted that only the qualified voters under Article V
of the 1935 Constitution should participate in the referendum on any
amendment or revision thereof, they could have provided the same in 1935
or in the 1940 amendment by just adding a few words to Article XV by
changing the last phrase to "submitted for ratification to the qualified
electors as defined in Article V hereof," or some such similar phrases.
When the 1935 Constitution wants to limit action or the exercise of a right
to the electorate, it does so expressly as the case of the election of senators
470
Constitutional Law I L-36142
The very phraseology of the specific laws enacted by the National Assembly
and later by Congress, indicates that there is need of a statute expressly
471
Constitutional Law I L-36142
The election laws then in force before 1938 were found in Sections 392-483
of the Revised Administrative Code.
Sec. 1 of Com. Act No. 357, the previous Election Code enacted on August
22, 1938, makes it expressly applicable to plebiscites. Yet the subsequent
laws, namely, Com. Act Nos. 492 and 517 and Rep. Act No. 73 calling for the
plebiscite on the constitutional amendments in 1939, 1940 and 1946,
including the amendment creating the Commission on Elections, specifically
provided that the provisions of the existing election law shall apply to such
plebiscites insofar as they are not inconsistent with the aforesaid Com. Act
Nos. 492 and 517, as well as Rep. Act No. 73. Thus —
Commonwealth Act No. 492, enacted on September 19, 1939, calling for a
plebiscite on the proposed amendments to the Constitution adopted by the
National Assembly on September 15, 1939, consists of 8 sections and
provides that the proposed amendments to the Constitution adopted in
Resolution No. 39 on September 15, 1939 "shall be submitted to the
Filipino people for approval or disapproval at a general election to be held
throughout the Philippines on Tuesday, October 24, 1939"; that the
amendments to said Constitution proposed in "Res. No. 38, adopted on the
same date, shall be submitted at following election of local officials," (Sec.
472
Constitutional Law I L-36142
1, Com. Act No. 492) that the said amendments shall be published in
English and Spanish in three consecutive issues of the Official Gazette at
least ten (10) days prior to the elections; that copies thereof shall be posted
not later than October 20, 1939 (Sec. 2, Com. Act 492); that the election
shall be conducted according to provisions of the Election Code insofar as
the same may be applicable; that within thirty (30) days after the
election, Speaker of the National Assembly shall request the President to
call a special session of the Assembly for the purpose of canvassing the
returns and certify the results thereof (Sec. 6, Com. Act No. 492).
Republic Act No. 73 approved on October 21, 1946 calling for a plebiscite
on the parity amendment consists of 8 sections provides that the
Amendment "shall be submitted to the people, for approval or
disapproval, at a general election which shall be held on March 11, 1947, in
accordance with the provisions of this Act" (Sec. 1, R.A. No. 73); that the
said amendment shall be published in English and Spanish in three
consecutive issues of the Official Gazetteat least 20 days prior to the
election; that copies of the same shall be posted in a conspicuous place and
in every polling place not later than February 11, 1947 (Section 2, R.A. No.
73); that the provisions of Com. Act No. 357 (Election Code) and Com. Act
No. 657 creating the Commission on Elections, shall apply to the election
473
Constitutional Law I L-36142
insofar as they are not inconsistent with this Act (Sec. 3, R.A. No. 73); and
that within 30 days after the election, the Senate and House of
Representatives shall hold a joint session to canvass the returns and certify
the results thereof (Section 6, R.A. No. 73).
Republic Acts Nos. 180 and 6388 likewise expressly provide that the
Election Code shall apply to plebiscites (See. 2, R.A. No. 180, as amended,
and Section 2, Rep. Act No. 6388).
(5) Article XV of the 1935 Constitution does not specify who can vote and
how they shall vote. Unlike the various State Constitutions of the American
Union (with few exceptions), Article XV does not state that only qualified
electors can vote in the plebiscite. As above-intimated, most of the
Constitutions of the various states of the United States provide for very
detailed amending process and specify that only qualified electors can vote
at such plebiscite or election.
Congress itself, in enacting Republic Act No. 3590, otherwise known as the
Barrio Charter, which was approved on June 17, 1967 and superseded
Republic Act No. 2370, expanded the membership of the barrio assembly to
include citizens who are at least 18 years of age, whether literate or not,
474
Constitutional Law I L-36142
provided they are also residents of the barrio for at least 6 months (Sec. 4,
R.A. No. 3590).
475
Constitutional Law I L-36142
477
Constitutional Law I L-36142
c. Insane or feeble-minded
persons.
All these barrio assembly members, who are at least 18 years of age,
although illiterate, may vote at the plebiscite on the recall of any member
of the barrio council or on a budgetary, supplemental appropriation, or
special ordinances, a valid action on which requires "a majority vote of all
of the barrio assembly members registered in the list of the barrio
secretary" (par. 5, Sec. 6, R.A. No. 3590). Such plebiscite may be authorized
by a majority vote of the members present in the barrio assembly, there
being a quorum (par. 1, Sec. 6).
478
Constitutional Law I L-36142
That said paragraph 2 of Section 6 provides that "all duly registered barrio
assembly members qualified to vote may vote in the plebiscite," cannot
sustain the position of petitioners in G.R. No. L-36165 that only those who
are 21 years of age and above and who possess all other qualifications of a
voter under Section 10 of R.A. No. 3590, can vote on the plebiscites
referred to in Section 6; because paragraph 3 of Section 6 does not
expressly limit the voting to those with the qualifications under Section 10
as said Section 6 does not distinguish between those who are 21 or above
on the one hand and those 18 or above but below 21 on the other, and
whether literate or not, to constitute a quorum of the barrio assembly.
Counsels Salonga and Tañada as well as all the petitioners in L-36165 and
two of the petitioners in L-36164 participated in the enactment of Republic
Act No. 3590 and should have known the intendment of Congress in
expanding the membership of the barrio assembly to include all those 18
years of age and above, whether literate or not.
479
Constitutional Law I L-36142
480
Constitutional Law I L-36142
Mayor Pablo Cuneta likewise executed an affidavit dated March 16, 1973
stating that on January 15, 1973, he caused the preparation of a letter
addressed to Secretary Jose Roño of the Department of Local Government
and Community Development showing the results of the referendum in
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Pasay City; that on the same day, there were still in any Citizens' Assemblies
holding referendum in Pasay City, for which reason he did not send the
aforesaid letter pending submittal of the other results from the said
Citizens' Assemblies; and that in the afternoon of January 15, 1973, he
indorsed the complete certificate of results on the referendum in Pasay City
to the Office of the President (Annex 5-Rejoinder of Sol. Gen. dated March
20, 1973).
There were 118,010 Yes votes as against 5,588 No votes in the Citizens'
Assemblies of Quezon city (Annex V to Petitioners' Notes in L-36165). The
fact that a certain Mrs. Remedio Gutierrez, wife of alleged barrio treasurer
Faustino Gutierrez, of barrio South Triangle, Quezon City, states that "as far
as we know, there has been no Citizens' Assembly meeting in our Area,
particularly in January of this year," does not necessarily mean that there
was no such meeting in said barrio; for she may not have been notified
thereof and as a result she was not able to attend said meeting. Much less
can it be a basis for the claim that there was no meeting at all in the other
barrios of Quezon City. The barrio captain or the secretary of the barrio
assembly could have been a credible witness.
482
Constitutional Law I L-36142
the national agencies having to do with such activity and all of which he has
no knowledge, participation and control (Annex 4 Rejoinder of the Sol.
Gen.).
483
Constitutional Law I L-36142
The fact that the referendum in the municipality of Pasacao, Camarines Sur,
shows that there were more votes in favor of the plebiscite to be held
later than those against, only serve to emphasize that there was freedom
of voting among the members of the Citizens' Assemblies all over the
country during the referendum from January 10 to 15, 1973 (Annex-6
Camarines Sur to Rejoinder of Petitioners in L-36165). If there was no such
freedom of choice, those who wanted a plebiscite would not outnumber
those against holding such plebiscite.
The letter of Governor Felix O. Alfelor, Sr. dated January 1973 confirms the
"strong manifestation of approval of the new Constitution by almost 97%
by the members of the Citizens' Assemblies in Camarines Sur" (Annex-
Camarines Sur to Rejoinder of Petitioners in L-36165).
484
Constitutional Law I L-36142
The report of Governor Efren B. Pascual of Bataan shows that the members
of the Citizens' Assemblies voted overwhelmingly in favor of the new
Constitution despite the fact that the second set of questions including the
question "Do you approve of the new Constitution?" was received only on
January 10. Provincial Governor Pascual stated that "orderly conduct and
favorable results of the referendum" were due not only to the coordinated
efforts and cooperation of all teachers and government employees in the
area but also to the enthusiastic participation by the people, showing "their
preference and readiness to accept this new method of government to
people consultation in shaping up government policies." (Annex-Bataan to
Rejoinder of Petitioners in L-36165).
Similarly, the fact that Mayor Marcial F. Samson of Caloocan City, who
belongs to the Liberal Party, stated in his letter dated March 13, 1973 that
he does not "feel authorized by the proper authorities to confirm or deny
the data" concerning the number of participants, the Yes votes and No
votes in the referendum on the new Constitution among the members of
the Citizens' Assemblies in Caloocan City, does not necessarily give rise to
the inference that Mayor Samson of Caloocan City is being intimidated,
having been recently released from detention; because in the same letter
of Mayor Samson, he suggested to counsel for petitioners in L-36165 that
he can secure "the true and legitimate results of the referendum" from the
485
Constitutional Law I L-36142
486
Constitutional Law I L-36142
487
Constitutional Law I L-36142
The petitioners in all the cases at bar cannot state with justification that
those who voted for the incumbent President in 1969 did not vote in favor
of the 1973 Constitution during the referendum from January 10 to 15,
1973. It should also be stressed that many of the partisans of the President
in the 1969 Presidential elections, have several members in their families
and relatives who are qualified to participate in the referendum because
they are 15 years or above including illiterates, which fact should
necessarily augment the number of votes who voted for the 1973
Constitution.
(6) It is also urged that martial law being the rule of force, is necessarily
inconsistent with freedom of choice, because the people fear to disagree
with the President and Commander-in-Chief of the Armed Forces of the
Philippines and therefore cannot voice views opposite to or critical of the
488
Constitutional Law I L-36142
position of the President on the 1973 Constitution and on the mode of its
ratification.
It is also claimed or urged that there can be no free choice during martial
law which inevitably generates fear in the individual. Even without martial
law, the penal, civil or administrative sanction provided for the violation of
ordinarily engenders fear in the individual which persuades the individual
to comply with or obey the law. But before martial law was proclaimed,
many individuals fear such sanctions of the law because of lack of effective
equal enforcement or implementation thereof — in brief,
compartmentalized justice and extraneous pressures and influences
frustrated the firm and just enforcement of the laws. The fear that is
generated by martial law is merely the fear of immediate execution and
swift enforcement of the law and therefore immediate infliction of the
punishment or sanction prescribed by the law whenever it is transgressed
during the period of martial law. This is not the fear that affects the voters'
freedom of choice or freedom to vote for or against the 1973 Constitution.
Those who cringe in fear are the criminals or the law violators. Surely,
petitioners do not come under such category.
(7) Petitioners likewise claim that open voting by viva voce or raising of
hands violates the secrecy of the ballot as by the election laws. But the
1935 Constitution does not require secret voting. We search in vain for
such guarantee or prescription in said organic law. The Commission on
Elections under the 1940 Amendment, embodied as Article X is merely
mandated to insure "free, orderly and honest election." Congress, under its
plenary law-making authority, could have validly prescribed in the election
law open voting in the election of public officers, without trenching upon
the Constitution. Any objection to such a statute concerns its wisdom or
propriety, not its legality or constitutionality. Secret balloting was
demanded by partisan strife in elections for elective officials. Partisanship
based on party or personal loyalties does not generally obtain in a
plebiscite on proposed constitutional amendments or on a new
Constitution. We have seen even before and during martial law that voting
in meetings of government agencies or private organizations is usually done
openly. This is specially true in sessions of Congress, provincial boards, city
489
Constitutional Law I L-36142
Then again, open voting was not a universal phenomenon in the Citizens'
Assemblies. It might have been true in certain areas, but that does not
necessarily mean that it was done throughout the country.
The recent example of an open voting is the last election on March 3, 1973
of the National Press Club officers who were elected by acclamation
presided over by its former president, petitioner Eduardo Monteclaro in L-
36236 (see Bulletin Today, p. 8, March 3, 1973 issue). There can be no more
hardboiled group of persons than newspapermen, who cannot say that
voting among them by acclamation was characterized by fear among the
members of the National Press Club.
Moreover, petitioners would not be willing to affirm that all the members
of the citizenry of this country are against the new Constitution. They will
not deny that there are those who favor the same, even among the
400,000 teachers among whom officers of the Department of Education
campaigned for the ratification of the new Constitution.
Not one of the petitioners can say that the common man — farmer,
laborer, fisherman, lowly employee, jeepney driver, taxi driver, bus driver,
pedestrian, salesman, or salesgirl — does not want the new Constitution, or
the reforms provided for therein.
(8) Petitioners likewise claim that there was no sufficient publicity given to
the new Constitution. This is quite inaccurate; because even before the
election in November, 1970 of delegates to the Constitutional Convention,
the proposed reforms were already discussed in various forums and
through the press as well as other media of information. Then after the
Constitutional Convention convened in June, 1971, specific reforms
advanced by the delegates were discussed both in committee hearings as
well as in the tri-media — the press, radio and television. Printed materials
on the proposed reforms were circulated by their proponents. From June,
1971 to November 29, 1972, reforms were openly discussed and debated
490
Constitutional Law I L-36142
except for a few days after the proclamation of martial law on September
21, 1972. From the time the Constitutional Convention reconvened in
October, 1972 until January 7, 1973, the provisions of the new Constitution
were debated and discussed in forums sponsored by private organizations
universities and debated over the radio and on television. The Philippines is
a literate country, second only to Japan in the Far East, and more literate
perhaps than many of mid-western and southern states of the American
Union and Spain. Many residents in about 1,500 towns and 33,000 barrios
of the country have radios. Even the illiterates listened to radio broadcasts
on and discussed the provisions of the 1973 Constitution.
The report of Frank Valeo (Bulletin Today, March 3 and 4, 1973 and Daily
Express, March 3, and Sunday Express, March 4), Secretary of the United
States Senate, who conducted a personal survey of the country as delegate
of Senator Mike Mansfield, Chairman, Committee on US-Philippine
relations, states:
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Constitutional Law I L-36142
Petitioners cannot safely assume that all the peaceful citizens of the
country, who constitute the majority of the population, do not like the
reforms stipulated in the new Constitution, as well as the decrees, orders
and circulars issued to implement the same. It should be recalled, as
hereinbefore stated, that all these reforms were the subject of discussion
both in the committee hearings and on the floor of the Constitutional
Convention, as well as in public forums sponsored by concerned citizens or
civic organizations at which Con-Con delegates as well as other
knowledgeable personages expounded their views thereon and in all the
media of information before the proclamation of martial law on September
21, 1972. This is the reason why the Constitutional Convention, after
spending close to P30 million during the period from June 1, 1971 to
November 29, 1972, found it expedient to accelerate their proceedings in
November, 1972 because all views that could possibly be said on the
proposed provisions of the 1973 Constitution were already expressed and
circulated. The 1973 Constitution may contain some unwise provisions. But
this objection to such unwise or vague provisions, as heretofore stated,
refers to the wisdom of the aforesaid provisions, which issue is not for this
Court to decide; otherwise We will be substituting Our judgment for the
judgment of the Constitutional Convention and in effect acting as a
constituent assembly.
VI
492
Constitutional Law I L-36142
The position of the respondent public officers that undermartial law, the
President as Commander-in-Chief is vested with legislative powers, is
sustained by the ruling in the 1949 case of Kuroda vs. Jalandoni, et al. (83
Phil. 171, 177-178) which reiterates the 1945 case of Yamashita vs.
Styer (75 Phil. 563, 571-72). The trial of General Kuroda was after the
surrender of Japan on October 2, 1945 (23 Encyc. Brit. 1969 ed., p. 799) and
hence no more martial law in the Philippines.
493
Constitutional Law I L-36142
Chief Justice Stone of the United States Supreme Court likewise appears to
subscribe to this view, when, in his concurring opinion in Duncan vs.
Kahanamoku (327 U.S. 304 [1946]), he defined martial law as "the exercise
of the power which resides in the executive branch of the government to
preserve order and insure the public safety in times of emergency, when
other branches of the government are unable to function, or their
functioning would itself threaten the public safety." (Emphasis supplied).
There is an implied recognition in the aforesaid definition of martial law
that even in places where the courts can function, such operation of the
courts may be affected by martial lawshould their "functioning ... threaten
494
Constitutional Law I L-36142
the public safety." It is possible that the courts, in asserting their authority
to pass upon questions which may adversely affect the conduct of the
punitive campaign against rebels, secessionists, dissidents as well as
subversives, martial law may restrict such judicial function until the danger
to the security of the state and of the people shall have been decimated.
495
Constitutional Law I L-36142
Finally, Rossiter expressly recognizes that during martial law, the Chief
Executive exercises legislative power, whether of temporary or permanent
character, thus:
496
Constitutional Law I L-36142
From the foregoing citations, under martial law occasioned by severe crisis
generated by revolution, insurrection or economic depression or
dislocation, the government exercises more powers and respects fewer
rights in order "to end the crisis and restore normal times." The
497
Constitutional Law I L-36142
"Must the government be too strong for the liberties of the people; or must
it be too weak to maintain its existence?" That was the dilemma that vexed
President Lincoln during the American Civil War, when without express
authority in the Constitution and the laws of the United States, he
suspended one basic human freedom — the privilege of the writ of habeas
corpus — in order to preserve with permanence the American Union, the
Federal Constitution of the United States and all the civil liberties of the
American people. This is the same dilemma that presently confronts the
Chief Executive of the Republic of the Philippines, who, more than the
Courts and Congress, must, by express constitutional mandate, secure the
safety of our Republic and the rights as well as lives of the people against
open rebellion, insidious subversion secession. The Chief Executive
announced repeatedly that in choosing to proclaim martial law, the power
expressly vested in him by the 1935 Constitution (Sec. 10[2], Art. VII, 1935
Constitution) to insure our national and individual survival in peace and
freedom, he is in effect waging a peaceful, democratic revolution from the
center against the violent revolution and subversion being mounted by the
economic oligarchs of the extreme right, who resist reforms to maintain
their economic hegemony, and the communist rebels a Maoist oriented
secessionists of the extreme left who demand swift institution of reforms.
In the exercise of his constitutional and statutory powers, to save the state
498
Constitutional Law I L-36142
and to protect the citizenry against actual and threatened assaults from
insurgents, secessionists and subversives, doctrinaire concepts and
principles, no matter how revered they may be by jurisprudence and time,
should not be regarded as peremptory commands; otherwise the dead
hand of the past will regulate and control the security and happiness of the
living present. A contrary view would be to deny the self-evident
proposition that constitutions and laws are mere instruments for the well-
being, peace, security and prosperity of the country and its citizenry. The
law as a means of social control is not static but dynamic. Paraphrasing Mr.
Justice Frankfurter, the Constitution is neither a printed finality nor the
imprisonment of the past, but the enfolding of the future. In the vein of Mr.
Justice Holmes, the meaning of the words of the Constitution is not to be
determined by merely opening a dictionary. Its terms must be construed in
the context of the realities in the life of a nation it is intended to serve.
Because experience may teach one generation to doubt the validity and
efficacy of the concepts embodied in the existing Constitution and persuade
another generation to abandon them entirely, heed should be paid to the
wise counsel of some learned jurists that in the resolution of constitutional
questions — like those posed before Us — the blending of idealism and
practical wisdom or progressive legal realism should be applied (see
Alexander M. Bickel, the Supreme Court and the Idea of Progress, 1970 ed.,
pp. 19-21). To Justice Frankfurter, law is "a vital agency for human
betterment" and constitutional law "is applied politics using the word in its
noble sense." (Frankfurter, Law and Politics, 1939 ed., pp. 3 & 6; emphasis
supplied). Justice Brandeis gave utterance to the truth that "Our
Constitution is not a straight jacket. It is a living organism. As such, it is
capable of growth — or expansion and adaptation to new conditions.
Growth implies changes, political, economic and social." (Brandeis Papers,
Harvard Law School; emphasis supplied). Harvard Professor Thomas Reed
Powell emphasizes "practical wisdom," for "the logic of constitutional law is
the common sense of the Supreme Court." (Powell, the Validity of State
Legislation, under the Webb-Kenyon Law, 2 Southern Law Quarterly, pp.
112, 138-139, cited in Bickel's Opus, supra; emphasis supplied).
The eternal paradox in this finite world of mortal and fallible men is that
nothing is permanent except change. Living organisms as well as man-made
institutions are not immutable. Civilized men organize themselves into a
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Constitutional Law I L-36142
State only for the purpose of serving their supreme interest — their
welfare. To achieve such end, they created an agency known as the
government. From the savage era thru ancient times, the Middle Ages, the
Dark Ages and the Renaissance to this era of sophisticated electronics and
nuclear weaponry, states and governments have mutated in their search
for the magic instrument for their well-being. It was trial and error then as
it is still now. Political philosophies and constitutional concepts, forms and
kinds of government, had been adopted, overturned, discarded, re-adopted
or modified to suit the needs of a given society at a particular given epoch.
This is true of constitutions and laws because they are not "the infallible
instruments of a manifest destiny." No matter how we want the law to be
stable, it cannot stand still. As Mr. Justice Holmes aptly observed, every
"constitution is an experiment as all life is an experiment," (Abrahms vs.
U.S., 250 US 616, 631) for "the life of the law is not logic, but experience."
In the pontifical tones of Mr. Justice Benjamin Nathan Cardozo, "so long as
society is inconstant, there can be no constancy in law," and "there will be
change whether we will it or not." As Justice Jose P. Laurel was wont to say,
"We cannot, Canute-like, command the waves of progress to halt."
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Constitutional Law I L-36142
Over a century and a half ago, Thomas Jefferson, one of the founding
fathers of the American Constitution and former President of the United
States, who personifies the progressive liberal, spoke the truth when he
said that some men "ascribe men of the preceding age a wisdom more than
human, and suppose what they did to be beyond amendment. ... But I
know also, that laws and institutions must go hand in hand with the
progress of the human mind. As that becomes more developed, more
enlightened, as new discoveries are made, new truths disclosed and
manners and opinions change, with the change of circumstances,
institutions must also advance, and keep pace with the times." (Vol. 12,
Encyclopedia Britanica, 1969 ed., p. 989).
The wisdom of the decision of the Chief Executive can only be judged in the
perspective of history. It cannot be adequately and fairly appraised within
the present ambience, charged as it is with so much tension and emotion, if
not partisan passion. The analytical, objective historians will write the final
verdict in the same way that they pronounced judgment on President
Abraham Lincoln who suspended the privilege of the writ of habeas
corpus without any constitutional or statutory authority therefor and of
President Franklin Delano Roosevelt who approved the proclamation of
martial law in 1941 by the governor of Hawaii throughout the Hawaiian
territory. President Lincoln not only emancipated the Negro slaves in
America, but also saved the Federal Republic of the United States from
501
Constitutional Law I L-36142
VIII
502
Constitutional Law I L-36142
Moreover, if they have a quorum, the senators can meet anywhere. Validity
of the acts of the Senate does not depend on the place of session; for the
Constitution does not designate the place of such a meeting. Section 9 of
Article VI imposes upon Congress to convene in regular session every year
on the 4th Monday of January, unless a different date is fixed by law, or on
special session called by the President. As former Senator Arturo Tolentino,
counsel for respondents Puyat and Roy in L-36165, stated, the duty to
convene is addressed to all members of Congress, not merely to its
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Constitutional Law I L-36142
presiding officers. The fact that the doors of Congress are padlocked, will
not prevent the senators — especially the petitioners in L-36165 — if they
are minded to do so, from meeting elsewhere — at the Sunken Gardens, at
the Luneta Independence Grandstand, in any of the big hotels or theaters,
in their own houses, or at the Araneta Coliseum, which is owned by the
father-in-law of petitioner Gerardo Roxas in L-36165.
IX
Consequently, the required vote to nullify Proclamation No. 1102 and the
1973 Constitution should be eight (8) under Section 10 of Article VIII of the
1935 Constitution in relation to Section 9 of the Judiciary Act or Republic
Act No. 296, as amended, or should be ten (10) under Section 2(2) of Article
X of the 1973 Constitution. Should the required vote of eight (8) or ten (10),
as the case may be, for the declaration of invalidity or unconstitutionality
be not achieved, the 1973 Constitution must be deemed to be valid, in
force and operative.
ARTICLE OF FAITH
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The incumbent Chief Executive who was trying to gain the support for his
reform program long before September 21, 1972, realized almost too late
that he was being deceived by his partymates as well as by the opposition,
who promised him cooperation, which promises were either offered as a
bargaining leverage to secure concessions from him or to delay the
institution of the needed reforms. The people have been victimized by such
bargaining and dilly-dallying. To vert a terrifying blood bath and the
breakdown of the Republic, the incumbent President proclaimed martial
law to save the Republic from being overrun by communists, secessionists
and rebels by effecting the desired reforms in order to eradicate the evils
that plague our society, which evils have been employed by the
communists, the rebels and secessionists to exhort the citizenry to rise
against the government. By eliminating the evils, the enemies of the
Republic will be decimated. How many of the petitioners and their counsels
have been utilizing the rebels, secessionists and communists for their own
personal or political purposes and how many of them are being used in turn
by the aforesaid enemies of the State for their own purposes?
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If the petitioners are sincere in their expression of concern for the greater
mass of the populace, more than for their own selves, they should be
willing to give the incumbent Chief Executive a chance to implement the
desired reforms. The incumbent President assured the nation that he will
govern within the framework of the Constitution and if at any time, before
normalcy is restored, the people thru their Citizens' Assemblies, cease to
believe in his leadership, he will step down voluntarily from the Presidency.
But if, as apprehended by the petitioners, he abuses and brutalizes the
people, then to the battlements we must go to man the ramparts against
tyranny. This, it is believed, he knows only too well; because he is aware
that he who rides the tiger will eventually end inside the tiger's stomach.
He who toys with revolution will be swallowed by that same revolution.
History is replete with examples of libertarians who turned tyrants and
were burned at stake or beheaded or hanged or guillotined by the very
people whom they at first championed and later deceived. The most bloody
of such mass executions by the wrath of a wronged people, was the
decapitation by guillotine of about 15,000 Frenchmen including the leaders
of the French revolution, like Robespierre, Danton, Desmoulins and Marat.
He is fully cognizant of the lessons of history.
ESGUERRA, J., concurring:
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1. That the Constitutional Convention was not a free forum for the making
of a Constitution after the declaration of Martial Law on September 21,
1972.
The petitions were not given due course immediately but were referred to
the Solicitor General as counsel for the respondents for comment, with
three members of the Court, including the undersigned, voting to dismiss
them outright. The comments were considered motions to dismiss which
were set for hearing and extensively argued. Thereafter both parties
submitted their notes and memoranda on their oral arguments.
I.
The issues raised for determination, on which the resolution of the Motion
to Dismiss hinges, are as follows:
II.
The pivotal question in these cases is whether the issue raised is highly
political and, therefore, not justiciable. I maintain that this Court should
abstain from assuming jurisdiction, but, instead, as an act of judicial
statesmanship, should dismiss the petitions. In resolving whether or not the
question presented is political, joint discussion of issues Nos. 1, 3 and 4 is
necessary so as to arrive at a logical conclusion. For after the acceptance of
a new Constitution and acquiescence therein by the people by putting it
into practical operation, any question regarding its validity should be
foreclosed and all debates on whether it was duly or lawfully ushered into
existence as the organic law of the state become political and not judicial in
character.
The undisputed facts that led to the issuance of Proclamation No. 1102 and
Presidential Decrees Nos. 86 and 86-A are fully set forth in the majority and
dissenting opinions in the Plebiscite cases decided on January 22, 1973, and
need not be repeated here.
But looking through the veneer of judicial conformity with which the
petitions have been adroitly contrived, what is sought to be invalidated is
the new Constitution itself — the very framework of the present
Government since January 17, 1973. The reason is obvious. The Presidential
decrees set up the means for the ratification and acceptance of the new
Constitution and Proclamation No. 1102 simply announced the result of the
referendum or plebiscite by the people through the Citizens Assemblies.
The Government under the new Constitution has been running on its tracks
normally and apparently without obstruction in the form of organized
resistance capable of jeopardizing its existence and disrupting its operation.
Ultimately the issue is whether the new Constitution may be set aside by
this Court. But has it the power and authority to assume such a stupendous
task when the result of such invalidation would be to subject this nation to
divisive controversies that may totally destroy the social order which the
Government under the new Constitution has been admirably protecting
and promoting under Martial Law? That the new Constitution has taken
deep root and the people are happy and contended with it is a living reality
which the most articulate critics of the new order cannot deny. 95 out of
108 members of the House of Representatives have opted to serve in the
interim National Assembly provided for under the new Constitution. 15 out
of 24 Senators have done likewise. The members of the Congress did not
meet anymore last January 22, 1973, not because they were really
prevented from so doing but because of no serious effort on their parts to
assert their offices under the 1935 Constitution. In brief, the Legislative
Department under the 1935 Constitution is a thing of the past. The
Executive Department has been fully reorganized; the appointments of key
executive officers including those of the Armed Forces were extended and
they took an oath to support and defend the new Constitution. The courts,
except the Supreme Court by reason of these cases, have administered
justice under the new constitution. All government offices have dealt with
the public and performed their functions according to the new Constitution
and laws promulgated thereunder.
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Constitutional Law I L-36142
If the real purpose of the petitions is to set aside the new Constitution, how
can this Court justify its assumption of jurisdiction when no power has ...
conferred upon it the jurisdiction to declare the Constitution or any part
thereof null and void? It is the height of absurdity and impudence for a
court to wage open war against the organic act to which it owes its
existence. The situation in which this Court finds itself does not permit it to
pass upon the question whether or not the new Constitution has entered
into force and has superseded the 1935 Constitution. If it declares that the
present Constitution has not been validly ratified, it has to uphold the 1935
Constitution as still the prevailing organic law. The result would be too
anomalous to describe, for then this Court would have to declare that it is
governed by one Constitution or the 1935 Constitution, and the legislative
and executive branches by another or the 1972 Constitution.
511
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512
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These rules are all traceable to Luther vs. Borden, 48 U.S (7 How.), 12 L. Ed.
581, 598 (1849) where it was held:
The foreign relations of the Republic of the Philippines have been normally
conducted on the basis of the new Constitution and no state with which we
maintain diplomatic relations has withdrawn its recognition of our
government. (For particulars about executive acts done under the new
513
Constitutional Law I L-36142
To preserve the prestige and eminence that this Court has long enjoyed as
the "ultimate organ of the "Supreme Law of the Land" in that vast range of
legal problems often strongly entangled in popular feeling on which this
Court must pronounce", let us harken to the following admonition of
Justice Frankfurter in his dissent in Baker vs. Carr, 369 U.S. 186; 82 S. Ct.
691; 7 L. Ed. 2d. 663:
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Constitutional Law I L-36142
In these five cases, the main issue to be resolved by Court is whether or not
the Constitution proposed by the Constitutional Convention of 1971 had
been ratified in accordance with the provisions of Article XV of the 1935
Constitution. In the plebiscite cases, which were decided by this Court on
January 22, 1973 1, I held the view that this issue could be properly resolved
by this Court, and that it was in the public interest that this Court should
declare then whether or not the proposed Constitution had been validly
ratified. The majority of this Court, however, was of the view that the issue
was not squarely raised in those cases, and so the Court, as a body, did
make any categorical pronouncement on the question of whether or not
the Constitution proposed by the 1971 Convention was validly ratified. I
was the only one who expressed the opinion that the proposed
Constitution was not validly ratified and therefore "it should not be given
force and effect."
The Court is now called upon to declare, and to inform the people of this
country, whether or not that proposed Constitution had been validly
ratified and had come into effect.
515
Constitutional Law I L-36142
The Solicitor General, however, contends that this Court has no jurisdiction
to resolve the issue that we have mentioned because that issue is a political
question that cannot be decided by this Court. This contention by the
Solicitor General is untenable. A political question relates to "those
questions which under the Constitution are to be decided by the people in
their sovereign capacity or in regard to which full discretionary authority
has been delegated to the legislative, or to the executive, branch of the
government. 2 The courts have the power to determine whether the acts of
the executive are authorized by the Constitution and the laws whenever
they are brought before the court in a judicial proceeding. The judicial
department of the government exercises a sort of controlling, or rather
restraining, power over the two other departments of the government.
Each of the three departments, within its proper constitutional sphere, acts
independently of the other, and restraint is only placed on one department
when that sphere is actually transcended. While a court may not restrain
the executive from committing an unlawful act, it may, when the legality of
such an act is brought before it in a judicial proceeding, declare it to be
void, the same as it may declare a law enacted by the legislature to be
unconstitutional. 3 It is a settled doctrine that every officer under a
constitutional government must act according to law and subject to its
restrictions, and every departure therefrom, or disregard thereof, must
subject him to the restraining and controlling power of the people, acting
through the agency of the judiciary. It must be remembered that the
people act through the courts, as well as through the executive or the
legislature. One department is just as representative as the other, and
judiciary is the department which is charged with the special duty of
determining the limitations which the law places upon all official actions 4.
In the case of Gonzales v. Commission on Elections 5, this Court ruled that
the issue as to whether or not a resolution of Congress acting as a
constituent assembly violates the Constitution is not a political question
and is therefore subject to judicial review. In the case ofAvelino v. Cuenco 6,
this Court held that the exception to the rule that courts will not interfere
with a political question affecting another department is when such
political question involves an issue as to the construction and interpretation
of the provision of the constitution. And so, it has been held that the
question of whether a constitution shall be amended or not is a political
516
Constitutional Law I L-36142
question which is not in the power of the court to decide, but whether or
not the constitution has been legally amended is a justiciable question. 7
The Chief Justice, in his opinion, has discussed lengthily the subject on
whether or not, the cases, before Us involve a political, or a judicial,
question. I fully concur with his conclusion that the question involved in
these cases is justiciable.
517
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518
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519
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520
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522
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523
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524
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525
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526
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constitutional convention, or of
an amendment according to the
mode therein prescribed, or
through the exertion of the
original right of revolution. "The
Constitution may be set aside by
revolution, but it can only be
amended in the way it provides,"
said Hobson, C.J., in McCreary v.
Speer, 156 Ky. 783, 791, 162 S.W.
99, 103. (Johnson vs. Craft, et al.,
87 So. 375, 385, 387, On
Rehearing).
529
Constitutional Law I L-36142
"Provisions of a constitution
regulating its own
amendment, ... are not merely
directory, but are mandatory;
and a strict observance of every
substantial mandatory; and a
strict observance of every
substantial requirement is
essential to the validity of the
proposed amendment. These
provisions are as binding on the
people as on the legislature, and
the former are powerless by vote
of acceptance to give legal
sanction to an amendment the
submission of which was made in
disregard of the limitations
contained in the constitution."
(16 C.J.S. 35-36. cited in Graham
v. Jones, 3 So. 2d 761, 782).
532
Constitutional Law I L-36142
It is urged by the Solicitor General, however, that the voting in the citizens
assemblies was a substantial compliance with the provisions of Article XV of
the 1935 Constitution. The Solicitor General maintains that the primary
thrust of the provision of Article XV of the 1935 Constitution is that "to be
valid, amendments must gain the approval of the majority recognition of
the democratic postulate that sovereign resides in the people." It is not
disputed that in a democratic sovereignty resides in the people. But the
term "people" must be understood in its constitutional meaning, and they
are "those persons who are permitted by the Constitution to exercise the
elective franchise." 8 Thus, in Section 2 of Article VII of the 1935
Constitution, it is provided that "the President shall hold his office during a
term of four years and, together with the Vice-President chosen for the
same term, shall be elected by direct vote of the people..." Certainly under
that constitutional provision, the "people" who elect directly the President
and the Vice-President are no other than the persons who, under the
provisions of the same Constitution, are granted the right to vote. In like
manner the provision in Section 1 of Article II of the 1935 Constitution
which says "Sovereignty resides in the people and all government authority
emanates from them", the "people" who exercise the sovereign power are
no other than the persons who have the right to vote under the
Constitution. In the case of Garchitorena vs. Crescini 9, this Court, speaking
through Mr. Justice Johnson, said, "In democracies, the people, combined,
represent the sovereign power of the State. Their sovereign authority is
expressed through the ballot, of the qualified voters, in duly appointed
534
Constitutional Law I L-36142
elections held from time to time, by means of which they choose their
officials for definite fixed periods, and to whom they entrust, for the time
being, as their representatives, the exercise of the powers of government."
In the case of Moya v. Del Fierro, 10 this Court, speaking through Mr. Justice
Laurel, said, "As long as popular government is an end to be achieved and
safeguarded, suffrage, whatever may be the modality and form devised,
must continue to be the means by which the great reservoir of power must
be emptied into the receptacular agencies wrought by the people through
their Constitution in the interest of good government and the common
weal. Republicanism, in so far as it implies the adoption of a representative
type of government, necessarily points to the enfranchised citizen as a
particle of popular sovereignty and as the ultimate source of the
established authority." And in the case of Abanil v. Justice of the Peace of
Bacolod, 11 this Court said: "In the scheme of our present republican
government, the people are allowed to have a voice therein through the
instrumentality of suffrage to be availed of by those possessing certain
prescribed qualifications. The people, in clothing a citizen with the elective
franchise for the purpose of securing a consistent and perpetual
administration of the government they ordain, charge him with the
performance of a duty in the nature of a public trust, and in that
respect constitute him a representative of the whole people. This duty
requires that the privilege thus bestowed exclusively for the benefit of the
citizen or class of citizens professing it, but in good faith and with an
intelligent zeal for the general benefit and welfare of the state. (U.S. v.
Cruikshauk, 92 U.S. 588)..." There is no question, therefore, that when we
talk of sovereign people, what is meant are the people who act through the
duly qualified and registered voters who vote during an election that is held
as provided in the Constitution or in the law.
535
Constitutional Law I L-36142
It can safely be said, therefore, that when the framers of the 1935
Constitution used, the word "election" in Section I Article XV of the 1935
Constitution they had no other idea in mind except the elections that were
periodically held in the Philippines for the choice of public officials prior to
the drafting of the 1935 Constitution, and also the "election" mentioned in
the Independence Act at which "the qualified voters of the Philippine
Islands shall have an opportunity to vote directly for or against the
proposed constitution..." It is but logical to expect that the framers of the
536
Constitutional Law I L-36142
537
Constitutional Law I L-36142
of the new Constitution. True it is, that some 92 members of the House of
Representatives and 15 members of the Senate, of the Congress of the
Philippines had expressed their option to serve in the interim National
Assembly that is provided for in Section 2 of Article XVII of the proposed
Constitution. It must be noted, however, that of the 15 senators who
expressed their option to serve in the interim National Assembly only one
them took his oath of office; and of the 92 members of the House of
Representatives who opted to serve in the interim National Assembly, only
22 took their oath of office. The fact that only one Senator out of 24, and
only 22 Representative out of 110, took their oath of office, is an indication
that only a small portion of the members of Congress had manifested the
acceptance of the new Constitution. It is in the taking of the oath of office
where the affiant says that he swears to "support and defend the
Constitution" that the acceptance of the Constitution is made manifest. I
agree with counsel petitioners in L-36165 (Gerardo Roxas, et al. v.
Alejandro Melchor, et al.) when he said that the members of Congress who
opted to serve in the interim National Assembly did only ex abundante
cautela, or by way of a precaution, making sure, that in the event the new
Constitution becomes definitely effective and the interim National
Assembly convened, they can participate in legislative work in the capacity
as duly elected representatives of the people, which otherwise they could
not do if they did not manifest their option to serve, and that option had to
be made within 30 day from January 17, 1973, the date when Proclamation
No. 110 was issued. Of course, if the proposed Constitution does not
become effective, they continue to be members of Congress under the
1935 Constitution. Let it be considered that the members of the House of
Representatives were elected in 1969 to serve a term which will yet expire
on December 31, 1973. Whereas, of the Senators who opted to serve in the
interim National Assembly, the term of some of them will yet expire on
December 31, 1973, some on December 31, 1975, and the rest on
December 31, 1977. Let if be noted that 9 Senators did not opt to serve in
the interim National Assembly, and 18 members of the House of
Representatives also did not opt to serve in the interim National Assembly.
Neither can it be said that the people have accepted the new Constitution. I
cannot, in conscience, accept the reported affirmative votes in the citizens
assemblies as a true and correct expression by the people of their approval,
538
Constitutional Law I L-36142
The views that I have expressed in this opinion are inspired by a desire on
my part to bring about stability in democratic and constitutional system in
our country. I feel that if this Court would give its imprimatur to the
ratification of the proposed Constitution, as announced in Proclamation No.
1102, it being very clear that the provisions of Section 1 of Article XV of the
1935 Constitution had not been complied with, We will be opening the
gates for a similar disregard of the Constitution in the future. What I mean
is that if this Court now declares that a new Constitution is now in force
because the members of the citizens assemblies had approved the said new
540
Constitutional Law I L-36142
I only wish to help prevent, if I can, democracy and the liberties of our
people from vanishing in our land, because, as Justice George Sutherland of
the U. S. Supreme Court said:
I concur fully with the personal views expressed by the Chief Justice in the
opinion that he has written in these cases. Along with him, I vote to deny
the motion to dismiss and give due course to the petitions in these cases.
541
Constitutional Law I L-36142
FERNANDO, J., dissenting:
In coping with its responsibility arising from the function of judicial review,
this Court is not expected to be an oracle given to utterances of eternal
verities, but certainly it is more than just a keen but passive observer of the
contemporary scene. It is, by virtue of its role under the separation of
powers concept, involved not necessarily as a participant in the formation
of government policy, but as an arbiter of its legality. Even then, there is
realism in what Lerner did say about the American Supreme Court as "the
focal point of a set of dynamic forces which [could play] havoc with the
landmarks of the American state and determine the power configuration of
542
Constitutional Law I L-36142
the day." 3 That is why there is this caveat. In the United States as here, the
exercise of the power of judicial review is conditioned on the necessity that
the decision of a case or controversy before it so requires. To repeat, the
Justices of the highest tribunal are not, as Justice Frankfurter made clear,
"architects of policy. They can nullify the policy of others, they are
incapable of fashioning their own solutions for social
problems." 4 Nonetheless, as was stressed by Professors Black 5 and
Murphy,6 a Supreme Court by the conclusion it reaches and the decision it
renders does not merely check the coordinate branches, but also by its
approval stamps with legitimacy the action taken. Thus in affirming
constitutional supremacy, the political departments could seek the aid of
the judiciary. For the assent it gives to what has been done conduces to its
support in a regime where the rule of law holds sway. In discharging such a
role, this Court must necessarily take in account not only what the exigent
needs of the present demand but what may lie ahead in the unexplored
and unknown vistas of the future. It must guard against the pitfall of lack of
understanding of the dominant forces at work to seek a better life for all,
especially those suffering from the pangs of poverty and disease, by a blind
determination to adhere to the status quo. It would be tragic, and a clear
case of its being recreant to its trust, if the suspicion can with reason be
entertained that its approach amounts merely to a militant vigilantism that
is violently opposed to any form of social change. It follows then that it
does not suffice that recourse be had only to what passes for scholarship in
the law that could be marred by inapplicable erudition and narrow
legalism. Even with due recognition, such factors, however, I cannot, for
reasons to be set more lengthily and in the light of the opinion of the Chief
Justice, reach the same result as the majority of my brethren. For, in the
last analysis, it is my firm conviction that the institution of judicial review
speaks too clearly for the point to be missed that official action, even with
due allowance made for the good faith that invariably inspires the step
taken, has to face the gauntlet of a court suit whenever there is a proper
case with the appropriate parties.
concept of the rule of law that rights belong to the people and the
government possesses powers only. Essentially then, unless such an
authority may either be predicated on express or implied grant in the
Constitution or the statutes, an exercise thereof cannot survive an inquiry
as to its validity. Respondents through Solicitor-General Mendoza would
deny our competence to proceed further. It is their view, vigorously
pressed and plausibly asserted, that since what is involved is not merely the
effectivity of an amendment but the actual coming into effect of a new
constitution, the matter is not justiciable. The immediate reaction is that
such a contention is to be tested in the light of the fundamental doctrine of
separation of powers that it is not only the function but the solemn duty of
the judiciary to determine what the law is and to apply it in cases and
controversies that call for decision. 7 Since the Constitution pre-eminently
occupies the highest rung in the hierarchy of legal norms, it is in the
judiciary, ultimately this Tribunal, that such a responsibility is vested. With
the 1935 Constitution containing, as above noted, an explicit article on the
subject of amendments, it would follow that the presumption to be
indulged in is that the question of whether there has been deference to its
terms is for this Court to pass upon. What is more, the
Gonzales, 8 Tolentino 9 and Planas 10 cases speak unequivocally to that effect.
Nor is it a valid objection to this conclusion that what was involved in those
cases was the legality of the submission and not ratification, for from the
very language of the controlling article, the two vital steps are proposal and
ratification, which as pointed out in Dillon v. Gloss, 11 "cannot be treated as
unrelated acts, but as succeeding steps in a single endeavor." 12 Once an
aspect thereof is viewed as judicial, there would be no justification for
considering the rest as devoid of that character. It would be for me then an
indefensible retreat, deriving no justification from circumstances of weight
and gravity, if this Court were to accede to what is sought by respondents
and rule that the question before us is political.
545
Constitutional Law I L-36142
Nor am I persuaded that the reading of the current drift in American legal
scholarship by the Solicitor-General and his equally able associates presents
the whole picture. On the question of judicial review, it is not a case of
black and white; there are shaded areas. It goes too far, in my view, if the
perspective is one of dissatisfaction, with its overtones of distrust. This
expression of disapproval has not escaped Dean Rostow of Yale, who began
one of his most celebrated legal essays. The Democratic Character of
Judicial Review, thus: "A theme of uneasiness, and even of guilt, colors the
literature about judicial review. Many of those who have talked, lectured,
and written about the Constitution have been troubled by a sense that
judicial review is undemocratic." 25 He went on to state: "Judicial review,
they have urged, is an undemocratic shoot on an otherwise respectable
tree. It should be cut off, or at least kept pruned and
inconspicuous." 26 His view was precisely the opposite. Thus: "The power of
constitutional review, to be exercised by some part of the government, is
implicit in the conception of a written constitution delegating limited
powers. A written constitution would promote discord rather than order in
547
Constitutional Law I L-36142
great difficulty lies in this: you must first enable the government to control
the governed; and in the next place oblige it to control itself.' " 30
judicial review. In his celebrated Holmes lecture in 1959 at the Harvard Law
School, Professor Wechsler advocated as basis for decision what he termed
neutral principles of constitutional law. 45 It has brought forth a plethora of
law review articles, the reaction ranging from guarded conformity to caustic
criticism. 46 There was, to be sure, no clear call to a court in effect
abandoning the responsibility incumbent on it to keep governmental
agencies within constitutional channels. The matter has been put in
temperate terms by Professor Frank thus: "When allowance has been made
for all factors, it nevertheless seems to me that the doctrine of political
questions ought to be very sharply confined to where the functional
reasons justify it and that in a give involving its expansion there should be
careful consideration also of the social considerations which may militate
against it. The doctrine has a certain specious charm because of its nice
intellectualism and because of the fine deference it permits to expertise, to
secret knowledge, and to the prerogatives of others. It should not be
allowed to grow as a merely intellectual plant." 47
3. That brings me to the issue of the validity of the ratification. The crucial
point that had to be met is whether Proclamation No. 1102 manifests
fidelity to the explicit terms of Article XV. There is, of course, the view not
offensive to reason that a sense of the realities should temper the rigidity
of devotion to the strict letter of the text to allow deference to its spirit to
control. With due recognition of its force in constitutional litigation, 48 if my
reading of the events and the process that led to such proclamation, so
clearly set forth in the opinion of the Chief Justice, is not inaccurate, then it
cannot be confidently asserted that there was such compliance. It would be
to rely on conjectural assumptions that did founder on the rock of the
551
Constitutional Law I L-36142
There are American State decisions that enunciate such a doctrine. While
certainly not controlling, they are not entirely bereft of persuasive
significance. In Miller v. Johnson, 66 decided in 1892, it was set forth in the
opinion of Chief Justice Holt that on May 3, 1890, an act was passed in
Kentucky, providing for the calling of a convention for the purpose of
framing a new constitution and the election of delegates. It provided that
before any form of constitution made by them should become operative, it
should be submitted to the vote of the state and ratified by a majority of
those voting. The constitution then in force authorized the legislature, the
preliminary steps having been taken, to call a convention "for the purpose
of readopting, amending, or changing" it contained no provision giving the
legislature the power to require a submission of its work to a vote of the
people. The convention met in September, 1890. By April, 1891, it
completed a draft of a constitution, submitted it to a popular vote, and
then adjourned until September following. When the convention
reassembled, the delegates made numerous changes in instrument. As thus
amended, it was promulgated by the convention of September 28, 1891, as
the new constitution. An action was brought to challenge its validity. It
failed in the lower court. In affirming such judgment dismissing the action,
Chief Justice Holt stated: "If a set of men, not selected by the people
according to the forms of law, were to formulate an instrument and declare
it the constitution, it would undoubtedly be the duty of the courts to
declare its work a nullity. This would be revolution, and this the courts of
the existing government must resist until they are overturned by power,
and a new government established. The convention, however, was the
554
Constitutional Law I L-36142
It cannot be plausibly asserted then that premises valid in law are lacking
for the claim that the revised Constitution has been accepted by the Filipino
people. What is more, so it has been argued, it is not merely a case of its
being implied. Through the Citizens Assemblies, there was a plebiscite with
the result as indicated in Proclamation No. 1102. From the standpoint of
respondents then, they could allege that there was more than just mere
acquiescence by the sovereign people. Its will was thus expressed formally
and unmistakably. It may be added that there was nothing inherently
objectionable in the informal method followed in ascertaining its
preference. Nor is the fact that Filipinos of both sexes above the age of
fifteen were given the opportunity to vote to be deplored. The greater the
base of mass participation, the more there is fealty to the democratic
concept. It does logically follow likewise that such circumstances being
conceded, then no justifiable question may be raised. This Court is to
respect what had thus received the people's sanction. That is not for me
though whole of it. Further scrutiny even then is not entirely foreclosed.
There is still an aspect that is judicial, an inquiry may be had as to whether
such indeed was the result. This is no more than what the courts do in
election cases. There are other factors to bear in mind. The fact that the
President so certified is well-nigh conclusive. There is in addition the
evidence flowing from the conditions of peace and stability. There thus
appears to be conformity to the existing order of things. The daily course of
events yields such a conclusion. What is more, the officials under the 1935
Constitution, including practically all Representatives and a majority of the
Senators, have signified their assent to it. The thought persists, however,
that as yet sufficient time has not elapsed to be really certain.
Nor is this all. There is for me an obstacle to the petitions being dismissed
for such ascertainment of popular will did take place during a period of
martial law. It would have been different had there been that freedom of
debate with the least interference, thus allowing a free market of ideas. If it
were thus, it could be truly said that there was no barrier to liberty of
choice. It would be a clear-cut decision either way. One could be certain as
to the fact of the acceptance of the new or of adherence to the old. This is
not to deny that votes are cast by individuals with their personal concerns
uppermost in mind, worried about their immediate needs and captive to
their existing moods. That is inherent in any human institution, much more
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5. With the foregoing legal principles in mind, I find myself unable to join
the ranks of my esteemed brethren who vote for the dismissal of these
petitions. I cannot yield an affirmative response to the plea of respondents
to consider the matter closed, the proceedings terminated once and for all.
It is not an easy decision to reach. It has occasioned deep thought and
considerable soul-searching. For there are countervailing considerations
that exert a compulsion not easy to resist. It can be asserted with truth,
especially in the field of social and economic rights, that with the revised
Constitution, there is an auspicious beginning for further progress. Then too
it could resolve what appeared to be the deepening contradictions of
political life, reducing at times governmental authority to near impotence
and imparting a sense of disillusionment in democratic processes. It is not
too much to say therefore that there had indeed been the revision of a
fundamental law to vitalize the very values out of which democracy grows.
It is one which has all the earmarks of being responsive to the dominant
needs of the times. It represents an outlook cognizant of the tensions of a
turbulent era that is the present. That is why for some what was done
represented an act of courage and faith, coupled with the hope that the
solution arrived at is a harbinger of a bright and rosy future.
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Constitutional Law I L-36142
are free to act according to its tenets. That was so these past few weeks,
even petitions were filed. There was not at any time any thought of any
restraining order. So it was before. That is how things are expected to
remain even if the motions to dismiss were not granted. It might be asked
though, suppose the petitions should prevail? What then? Even so, the
decision of this Court need not be executory right away. Such a disposition
of a case before this Court is not novel. That was how it was done in the
Emergency Powers Act controversy. 70 Once compliance is had with the
requirements of Article XV of the 1935 Constitution, to assure that the
coming force of the revised charter is free from any taint of infirmity, then
all doubts are set at rest.
Even with full realization then that the approach pursued is not all that it
ought to have been and the process of reasoning not without its
shortcomings, the basic premises of a constitutional democracy, as I
understand them and as set forth in the preceding pages, compel me to
vote the way I did.
TEEHANKEE, J., dissenting:
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Constitutional Law I L-36142
561
Constitutional Law I L-36142
562
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What complicates the cases at bar is the fact that the proposed 1972
Constitution was enforced as having immediately taken effect upon the
issuance on January 17, 1973 of Proclamation 1102 and the question of
whether "confusion and disorder in government affairs would (not) result"
from a judicial declaration of nullity of the purported ratification is raised by
the Solicitor-General on behalf of respondents.
Then Chief Justice Manuel V. Moran recited the great interests and
important rights that had arisen under executive orders "issued in good
faith and with the best of intentions by three successive Presidents, and
some of them may have already produced extensive effects on the life of
the nation" — in the same manner as may have arisen under the bona fide
acts of the President now in the honest belief that the 1972 Constitution
had been validly ratified by means of the Citizens Assemblies referendums
— and indicated the proper course and solution therefor, which were duly
abided by and confusion and disorder as well as harm to public interest and
innocent parties thereby avoided as follows:
Initially, then Chief Justice Moran voted with a majority of the Court to
grant the Araneta and Guerrero petitions holding null and void the
executive orders on rentals and export control but to defer judgment on
the Rodriguez and Barredo petitions for judicial declarations of nullity of
the executive orders appropriating the 1949-1950 fiscal year budget for the
government and P6 million for the holding of the 1949 national elections.
After rehearsing, he further voted to also declare null and void the last two
executive orders appropriating funds for the 1949 budget and elections,
564
Constitutional Law I L-36142
Then Chief Justice Moran, who penned the Court's majority resolution,
explained his vote for annulment despite the great difficulties and possible
"harmful consequences" in the following passage, which bears re-reading:
565
Constitutional Law I L-36142
The late Justice Pedro Tuason who penned the initial majority judgment
(declaring null and void the rental and export control executive orders)
likewise observed that "(T)he truth is that under our concept of
constitutional government, in times of extreme perils more than in normal
circumstances 'the various branches, executive, legislative, and judicial,'
given the ability to act, are called upon 'to perform the duties discharge the
responsibilities committed to respectively.' "15
566
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It should be duly acknowledged that the Court's task of discharging its duty
and responsibility has been considerably lightened by the President's public
manifestation of adherence to constitutional processes and of working
within the proper constitutional framework as per his press conference of
January 20,1973, wherein he stated that "(T)he Supreme Court is the final
arbiter of the Constitution. It can and will probably determine the validity
of this Constitution. I did not want to talk about this because actually there
is a case pending before the Supreme Court. But suffice it to say that I
recognize the power of the Supreme Court. With respect to appointments,
the matter falls under a general provision which authorizes the Prime
Minister to appoint additional members to the Supreme Court. Until the
matter of the new Constitution is decided, I have no intention of utilizing
that power." 16
In confronting the issues at bar, then, with due regard for my colleagues'
contrary views, we are faced with the hard choice of maintaining a firm and
strict — perhaps, even rigid — stand that the Constitution is a "superior
paramount law, unchangeable by ordinary means" save in the particular
mode and manner prescribed therein by the people, who, in Cooley's
words, so "tied up (not only) the hands of their official agencies, but their
own hands as well" 18 in the exercise of their sovereign will or a liberal and
567
Constitutional Law I L-36142
flexible stand that would consider compliance with the constitutional article
on the amending process as merely directory rather than mandatory.
The first choice of a strict stand, as applied to the cases at bar, signifies that
the Constitution may be amended in totoor otherwise exclusively "by
approval by a majority of the votes cast an election at which the
amendments are submitted to the people for their
ratification", 19 participated in only by qualified and
duly registered voters twenty-one years of age or over 20 and
duly supervised by the Commission on Elections, 21 in accordance with the
cited mandatory constitutional requirements.
To paraphrase U.S. Chief Justice John Marshall who first declared in the
historic 1803 case of Marbury vs. Madison25 the U.S. Supreme Court's
power of judicial review and to declare void laws repugnant to the
Constitution, there is no middle ground between these two alternatives. As
Marshall expounded it: "(T)he Constitution is either a superior paramount
law, unchangeable by ordinary means, or it is on a level with ordinary
legislative acts, and, like other acts, alterable when the legislature shall
please to alter it. If the former part of the alternative be true, then a
legislative act, contrary to the Constitution, is not law; if the latter part be
true, then written constitutions are absurd attempts on the part of a
people, to limit a power, in its own nature, illimitable."
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Constitutional Law I L-36142
Justice Laurel pointed out that in contrast to the United States Constitution,
the Philippine Constitution as "a definition of the powers of government"
placed upon the judiciary the great burden of "determining the nature,
scope and extent of such powers" and stressed that "when the judiciary
mediates to allocate constitutional boundaries, it does not assert any
superiority over the other departments ... but only asserts the solemn and
sacred obligation entrusted to it by the Constitution to determine
conflicting claims of authority under the Constitution and to establish for
the parties in an actual controversy the rights which the instrument secures
and guarantees to them."
II
Marshall was to utter much later in the equally historic 1819 case
of McCulloch vs. Maryland 27 the "climactic phrase,"28 "we must never forget
that it is a constitution we are expounding," — termed by Justice
Frankfurter as "the single most important utterance in the literature of
constitutional law — most important because most comprehensive and
comprehending." 29 This enduring concept to my mind permeated to this
Court's exposition and rationale in the hallmark case of Tolentino, wherein
we rejected the contentions on the Convention's behalf "that the issue ... is
a political question and that the Convention being a legislative body of the
569
Constitutional Law I L-36142
highest order is sovereign, and as such, its acts impugned by petitioner are
beyond the control of Congress and the Courts." 30
571
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572
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573
Constitutional Law I L-36142
574
Constitutional Law I L-36142
575
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6. This Court, in not heeding the popular clamor, thus stated its position:
"(I)t would be tragic and contrary to the plain compulsion of these
perspectives, if the Court were to allow itself in deciding this case to be
carried astray by considerations other than the imperatives of
the rule of law and of the applicable provisions of the Constitution.
Needless to say, in a larger measure than when it binds other departments
of the government or any other official or entity, the Constitution imposes
upon the Court the sacred duty to give meaning and vigor to the
Constitution, by interpreting and construing its provisions in appropriate
cases with the proper parties and by striking down any act violative thereof.
Here, as in all other cases, We are resolved to discharge that duty. 39
577
Constitutional Law I L-36142
with as much care and deliberation", it would appeal that the reverse
would equally be true; which is to say, that the adoption of a whole new
Constitution would be of no less importance than any particular
amendment and therefore the necessary care and deliberation as well as
the mandatory restrictions and safeguards in the amending process
ordained by the people themselves so that "they (may) be insulated against
precipitate and hasty actions motivated by more or less passing political
moods or fancies" must necessarily equally apply thereto.
III
581
Constitutional Law I L-36142
It was pointed out therein that "(T)he word 'people' may have somewhat
varying significations dependent upon the connection in which it is used. In
some connections in the Constitution it is confined to citizens and means
the same as citizens. It excludes aliens. It includes men, women and
children. It comprehends not only the sane, competent, law-abiding and
educated, but also those who are wholly or in part dependents and charges
upon society by reason of immaturity, mental or moral deficiency or lack of
the common essentials of education. All these persons are secured
fundamental guarantees of the Constitution in life, liberty and property and
the pursuit of happiness, except as these may be limited for the protection
of society."
As was also ruled by the U.S. Supreme Court, "... While the people are thus
the source of political power, their governments, national and state, have
been limited by constitutions, and they have themselves thereby set
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Constitutional Law I L-36142
Even at barrio level 45 the Revised Barrio Charter fixes certain safeguards
for the holding of barrio plebiscites thus: "SEC. 6. Plebiscite. — A plebiscite
may be held in the barrio when authorized by a majority vote of the
members present in the barrio assembly, there being a quorum, or when
called by at least four members of the barrio council:Provided, however,
That no plebiscite shall be held until after thirty days from its approval by
either body, and such plebiscite has been given the widest publicity in the
barrio, stating the date, time and place thereof, the questions or issues to
be decided, action to be taken by the voters, and such other information
relevant to the holding of the plebiscite." 46
583
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The subjects of the barrio plebiscites are likewise delimited thus: "A
plebiscite may be called to decide on the recall of any member of the barrio
council. A plebiscite shall be called to approve any budgetary, supplemental
appropriations or special tax ordinances" and the required majority vote is
specified: "(F)or taking action on any of the above enumerated measures,
majority vote of all the barrio assembly members registered in the list of
the barrio secretary is necessary." 48
IV
584
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3. These questions only serve to justify and show the basic validity of the
universal principle governing written constitutions that proposed
amendments thereto or in replacement thereof may be ratified only in the
particular mode or manner prescribed therein by the people. Under Article
XV, section 1 of our Constitution, amendments thereto may be ratified only
in the one way therein provided, i.e. in an election or plebiscite held in
accordance with law and duly supervised by the Commission on Elections,
and which is participated in only by qualified and duly registered voters. In
this manner, the safeguards provided by the election code generally assure
the true ascertainment of the results of the vote and interested parties
would have an opportunity to thresh out properly before the Comelec all
such questions in pre-proclamation proceedings.
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"RESOLVED, AS IT IS HEREBY
RESOLVED, that the 1971
Constitutional Convention
propose to President Ferdinand
E. Marcos that a decree be issued
calling a plebiscite for the
ratification of the proposed New
Constitution on such appropriate
date as he shall determine and
providing for the necessary funds
therefor, and that copies of this
resolution as approved in plenary
session be transmitted to the
President of the Philippines and
the Commission on Elections for
implementation."
586
Constitutional Law I L-36142
587
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588
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Promulga
ANTONIO, J., concurring:
589
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order the more effectively to focus them upon the task of the hour."
(Corwin, The President: Office & Powers, pp. 317, 318, [1948]).
2. The power of the President to act decisively in a crisis has been grounded
on the broad conferment upon the Presidency of the Executive power, with
the added specific grant of power under the "Commander-in-Chief" clause
of the constitution. The contours of such powers have been shaped more
by a long line of historical precedents of Presidential action in times of
590
Constitutional Law I L-36142
crisis, rather than judicial interpretation. Lincoln wedded his powers under
the "commander-in-chief" clause with his duty "to take care that the laws
be faithfully executed," to justify the series of extraordinary measures
which he took — the calling of volunteers for military service, the
augmentation of the regular army and navy, the payment of two million
dollars from unappropriated funds in the Treasury to persons unauthorized
to receive it, the closing of the Post Office to "treasonable
correspondence", the blockade of southern ports, the suspension of the
writ of habeas corpus, the arrest and detention of persons "who were
represented to him" as being engaged in or contemplating "treasonable
practices" — all this for the most part without the least statutory
authorization. Those actions were justified by the imperatives of his logic,
that the President may, in an emergency thought by him to require it,
partially suspend the constitution. Thus his famous question: "Are all laws
but one to be unexecuted, and the Government itself go to pieces lest that
one be violated?" The actions of Lincoln "assert for the President",
according to Corwin, "an initiative of indefinite scope and legislative in
effect in meeting the domestic aspects of a war emergency." (Corwin, The
President: Office & Powers, p. 280 [1948]). The facts of the civil war have
shown conclusively that in meeting the domestic problems as a
consequence of a great war, an indefinite power must be attributed to the
President to take emergency measures. The concept of "emergency" under
which the Chief Executive exercised extraordinary powers underwent
correlative enlargement during the first and second World Wars. From its
narrow concept as an "emergency" in time of war during the Civil War and
World War I, the concept has been expanded in World War II to include the
"emergency" preceding the war and even after it. "The Second World War"
observed Corwin and Koenig, was the First World War writ large, and the
quasi-legislative powers of Franklin Roosevelt as "Commander-in-Chief in
wartime"... burgeoned correspondingly. The precedents were there to be
sure, most of them from the First World War, but they proliferated
amazingly. What is more, Roosevelt took his first step toward war some
fifteen months before our entrance into shooting war. This step occurred in
September, 1940, when he handed over fifty so-called overage destroyers
to Great Britain. The truth is, they were not overage, but had been recently
reconditioned and recommissioned. ... Actually, what President Roosevelt
did was to take over for the nonce Congress's power to dispose of property
591
Constitutional Law I L-36142
of the United States (Article IV, Section 3) and to repeal at least two
statutes." (Corwin & Koenig, The Presidency Today, New York University
Press, 1956; sf Corwin, The President: Office and Powers, 1948.)
case ofUnited States vs. Midwest Oil Co., (236 U.S. 459 59 L. Ed. 673, 35 S.
Ct. 309) where the court sustained the power of the President to order
withdrawals from the public domain not only without Congressional
sanction but even contrary to Congressional statutes.
593
Constitutional Law I L-36142
directions, so that there is not only "the war before the war," but the 'war
after the war.' Indeed, in the economic crisis from which the New Deal may
be said to have issued, the nation was confronted in the opinion of the late
President with an 'emergency greater than war'; and in sustaining certain of
the New Deal measures the Court invoked the justification of 'emergency.'
In the final result constitutional practices of wartime have moulded the
Constitution to greater or less extent for peacetime as well, seem likely to
do so still more pronouncedly under fresh conditions of crisis."
(Corwin, Ibid. p. 318.)
594
Constitutional Law I L-36142
II
595
Constitutional Law I L-36142
Since the 1935 Constitution does not specifically provide for the method or
procedure for the revision or for the approval of a new constitution, should
it now be held, that the people have placed such restrictions on themselves
that they are not disabled from exercising their right as the ultimate source
of political power from changing the old constitution which, in their view,
was not responsive to their needs and in adopting a new charter of
government to enable them to rid themselves from the shackles of
traditional norms and to pursue with new dynamism the realization of their
true longings and aspirations, except in the manner and form provided by
Congress for previous plebiscites? Was not the expansion of the base of
political participation, by the inclusion of the youth in the process of
ratification who after all constitute the preponderant majority more in
accord with the spirit and philosophy of the constitution that political
power is inherent in the people collectively? As clearly expounded by
Justice Makasiar, in his opinion, in all the cases cited where the Courts held
that the submission of the proposed amendment was illegal due to the
absence of substantial compliance with the procedure prescribed by the
constitution, the procedure prescribed by the state Constitution, is so
detailed, that specified the manner in which such submission shall be
made, the persons qualified to vote for the same, the date of election and
other definite standards, from which the court could safely ascertain
whether or not the submission was in accordance with the Constitution.
Thus the case of In re McConaughy (119 N.E. 408) relied upon in one of the
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Constitutional Law I L-36142
The framers of our Constitution were free to provide in the Constitution the
method or procedure for the revision or rewriting of the entire constitution,
and if such was their intention, they could and should have so provided.
Precedents were not wanting. The constitutions of the various states of the
American Union did provide for procedures for theiramendment and
methods for their revision. 4
Upon the other hand, since our fundamental charter has not provided the
method or procedure for the revision or complete change of the
Constitution, it is evident that the people have reserved such power in
themselves. They decided to exercise it not through their legislature, but
through a Convention expressly chosen for that purpose. The Convention as
an independent and sovereign body has drafted not an amendment but a
completely new Constitution, which decided to submit to the people for
approval, not through an act of Congress, but by means of decrees to be
promulgated by the President. In view of the inability of Congress to act, it
was within the constitutional powers of the President, either as agent of
the Constitutional Convention, or under his authority under martial law, to
promulgate the necessary measures for the ratification of the proposed
new Constitution. The adoption the new Charter was considered as a
necessary basis for all the reforms set in motion under the new society, to
root out the causes of unrest. The imperatives of the emergency
underscored the urgency of its adoption. The people in accepting such
procedure and in voting overwhelmingly for the approval of the new
Constitution have, in effect, ratified the method and procedure taken.
597
Constitutional Law I L-36142
"When the people adopt completely revised or new constitution," said the
Court in Wheeler v. Board of Trustees (37 SE 2nd 322, 326-330), "the
framing or submission of the instrument is not what gives it binding force
and effect. The fiat of the people, and only the fiat of the people, can
breathe life into a constitution."
III
The more compelling question, however is: Has this Court the authority to
nullify an entire Constitution that is alreadyeffective as it has been accepted
and acquiesced in by the people as shown by their compliance with the
decree promulgated thereunder, their cooperation in its implementation,
and is now maintained by the Government that is in undisputed authority
and dominance?
598
Constitutional Law I L-36142
functions thru its civilian officials. The supremacy of the civil over the
military authority is manifest. Except for the imposition of curfew hours and
other restrictions required for the security of the State, the people are free
to pursue their ordinary concerns.
In short, the existing regime in this Country, does not contain the
oppressive features, generally associated with a regime of Martial law in
other countries. "Upon the other hand the masses of our people have
accepted it, because of its manifold blessings. The once downtrodden rice
tenant has at long last been emancipated — a consummation devoutly
wished by every Philippine President since the 1930's. The laborer now
holds his head high because his rights are amply protected and
respected." * A new sense of discipline has swiftly spread beyond the
corridors of government into the social order. Responding to the challenges
of the New Society, the people have turned in half a million loose firearms,
paid their taxes on undeclared goods and income in unprecedented
numbers and amount, lent their labors in massive cooperation — in land
reform, in the repair of dikes, irrigation ditches, roads and bridges, in
reforestation, in the physical transformation of the environment to make
ours a cleaner and greener land. "The entire country is turning into one vast
garden growing food for the body, for thought and for the soul." * More
important the common man has at long last been freed from the incubus of
fear.
"Martial law has paved the way for a re-ordering of the basic social
structure of the Philippines" reported Frank Valeo to the United States
Senate. "President Marcos has been prompt and sure-footed in using the
power of presidential decree under martial law for this purpose. He has
zeroed in on areas which have been widely recognized as prime sources of
the nation's difficulties — land tenancy, official corruption, tax evasion and
abuse of oligarchic economic power. Clearly he knows his targets ... there is
marked public support for his leadership..." (Bulletin Today, March 3 and 4,
1973)..
599
Constitutional Law I L-36142
600
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In other words, where a complete change in the fundamental law has been
effected through political action, the Court whose existence is affected by
such change is, in the words of Mr. Melville Fuller Weston, "precluded from
passing upon the fact of change by a logical difficulty which is not to be
surmounted." 5 Such change in the organic law relates to the existence of a
prior point in the Court's "chain of title" to its authority and "does not
relate merely to a question of the horizontal distribution of powers." 6 It
601
Constitutional Law I L-36142
involves in essence a matter which "the sovereign has entrusted to the so-
called political departments of government or has reserved to be settled by
its own extra governmental action." 7
602
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APPENDIX TO OPINION
604
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by law for calling the same. The Convention shall consist of a number of
delegates not to exceed that of both branches of the Legislature, who shall
be chosen in the same manner, and have the same qualifications, as
Members of the Legislature. The delegates so elected shall meet within
three months after their election at such place as the Legislature may
direct. At a special election to be provided for by law, the Constitution that
may be agreed upon by such Convention shall be submitted to the people
for their ratification or rejection, in such manner as the Convention may
determine. The returns of such election shall, in such manner as the
Convention shall direct, be certified to the Executive of the State, who shall
call to his assistance the Controller, Treasurer, and Secretary of State, and
compare the returns so certified to him; and it shall be the duty of the
Executive to declare, by his proclamation, such Constitution, as may have
been ratified by a majority of all the votes cast at such special election, to
be the Constitution of the State of California.
605
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606
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608
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The electors at said election may vote for or against the revision in
question. If a majority of the electors so voting be in favor of revision, the
Legislature chosen at such election shall provide by law for a Convention to
revise the Constitution, said Convention to be held within six months after
the passage of such law. The Convention shall consist of a number equal to
the membership of the House of Representatives, and shall be apportioned
among the several counties in the same manner as members of said House.
609
Constitutional Law I L-36142
610
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Delegates so elected shall convene at the Capital City on the First Tuesday
in October next succeeding such election, and shall continue their sessions
until the business of the convention shall be completed. A majority of the
delegates elected shall constitute a quorum for the transaction of
business. ... No proposed constitution or amendment adopted by such
convention shall be submitted to the electors for approval as hereinafter
provided unless by the assent of a majority of all the delegates elected to
the convention, the yeas and nays being entered on the journal. Any
proposed constitution or amendments adopted by such convention shall be
submitted to the qualified electors in the manner provided by such
convention on the first Monday in April following the final adjournment of
the convention; but, in case an interval of at least 90 days shall not
intervene between such final adjournment and the date of such election.
Upon the approval of such constitution or amendments by a majority of the
qualified electors voting thereon such constitution or amendments shall
take effect on the first day of January following the approval thereof.
611
Constitutional Law I L-36142
electors to vote at the next general election for members of the legislature,
for or against a convention; and if a majority of all the electors voting at
said election shall have voted for a convention, the legislature shall, at their
next session, provide by law for calling the same. The convention shall
consist of as many members as the House of Representatives, who shall be
chosen in the same manner, and shall meet within three months after their
election for the purpose aforesaid.
612
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Art. 99. Revision of constitution provided for. It shall be the duty of the
selectmen, and assessors, of the several towns and places in this state, in
warning the first annual meetings for the choice of senators, after the
expiration of seven years from the adoption of this constitution, as
amended, to insert expressly in the warrant this purpose, among the others
for the meeting, to wit, to take the sense of the qualified voters on the
subject of a revision of the constitution; and, the meeting being warned
accordingly, and not otherwise, the moderator shall take the sense of the
qualified voters present as to the necessity of a revision; and a return of the
number of votes for and against such necessity, shall be made by the clerk
sealed up, and directed to the general court at their then next session; and
if, it shall appear to the general court by such return, that the sense of the
people of the state has taken, and that, in the opinion of the majority of the
qualified voters in the state, present and voting at said meetings, there is a
necessity for a revision of the constitution, it shall be the duty of the
general court to call a convention for that purpose, otherwise the general
court shall direct the sense of the people to be taken, and then proceed in
613
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614
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615
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616
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State, for their approval or rejection, and if a majority of the electors voting
thereon shall approve the same, such amendment or amendments shall
become part of this Constitution. If two or more amendments are
proposed, they shall be so submitted as to enable the electors to vote on
each of them separately.
Sec. 2. How voted for. If two or more amendments are proposed, they shall
be submitted in such manner that the electors shall vote for or against each
of them separately.
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Footnotes
3 Justice Zaldivar.
618
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14 Emphasis ours.
620
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20 5 Phil. 87.
21 91 Phil. 882.
23 78 Phil. 1.
24 Supra.
621
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39 Emphasis ours.
622
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625
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626
Constitutional Law I L-36142
62 Ibid.
627
Constitutional Law I L-36142
628
Constitutional Law I L-36142
629
Constitutional Law I L-36142
630
Constitutional Law I L-36142
631
Constitutional Law I L-36142
632
Constitutional Law I L-36142
91 At p. 8, Idem.
ANNEX B
636
Constitutional Law I L-36142
6 83 Phil. 1957.
12 Ibid, 374-375.
638
Constitutional Law I L-36142
14 Ibid, 504-505.
16 Ibid, 395.
21 65 Phil. 56 (1937).
22 Ibid, 96.
639
Constitutional Law I L-36142
26 Ibid.
27 Ibid, 3.
37 369 US 186.
640
Constitutional Law I L-36142
38 395 US 486.
40 Ibid, 556.
43 Ibid, 56.
642
Constitutional Law I L-36142
52 Ibid, Section 3.
645
Constitutional Law I L-36142
646
Constitutional Law I L-36142
67 Ibid, 523.
647
Constitutional Law I L-36142
648
Constitutional Law I L-36142
13 Idem, at p. 437.
649
Constitutional Law I L-36142
37 Idem at p. 3.
651
Constitutional Law I L-36142
47 Idem, par. 2.
51 Supra, p. 2.
APPENDIX TO OPINION.
658