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Principles-Based Comparison Framework For Renewable Electricity Options
Principles-Based Comparison Framework For Renewable Electricity Options
School of Engineering
Blekinge Institute of Technology
Karlskrona, Sweden
2008
This thesis was the result of a truly effective collaboration. The topic
emerged from the research team‘s strong shared interest in discovering
solutions to today‘s emerging energy issues. Each member of the team
played an equal role in the investigation and discussion of the research
design phase. The research methods were then carried out to provide
balanced interviews and workshops while still effectively distributing
additional areas in a fashion complimentary to each member‘s background.
Anna Jonasson
Ben Kneppers
Brendan Moore
ii
Acknowledgements
We would like to thank our thesis advisers, Pong Leung and Henrik Ny, for
their valuable support and insights. David Cook at The Natural Step
International provided us with our inspiration and steady guidance
throughout the thesis period. Dr. Karl-Henrik Robert‘s vision and
encouragement were also extremely helpful.
We would also like to thank the practitioners and experts who gave their
time to contribute to our thesis project, including:
Archie Kasnet; Benny Sindowe; Klaus Ronde; Paul Rijke; Mikael Lund;
Georges Dyer; Shannon Lloyd; Jan Sundberg; Tony Thompson; Fredrik
Lönngren; Ulrika Lundqvist; Per Svenningson; Sophie Hallstedt; and
Staffan Niklasson.
Finally, we would like to thank our peer and shadow groups for their
support, advice, and dedication to a sustainable world.
iii
Executive Summary
Introduction
One of the key challenges of the 21st century is to move towards
environmental and social sustainability while increasing human well-being.
Modern technology often has contradicting effects on these two
interdependent challenges, as illustrated by the current electricity
generation system. Cheap, readily-available electricity is crucial to many
of modern society‘s most important technologies and social advances. At
the same time, the vast majority of the world‘s electricity is generated using
fossil fuels and uranium, non-renewable resources with serious
environmental and social effects. A transition to a sustainable, prosperous
future requires sources of electricity that provide the benefits of today‘s
generation system while minimizing its negative effects.
Creating a sustainable energy system will require the widespread
deployment of renewable energy technologies, which draw their power
from the continuous flows of the natural environment and have a number of
major environmental benefits1. To encourage the adoption of these
technologies, a number of regional and national governments offer financial
and permitting incentives for renewable electricity projects. Exploratory
research focusing on Swedish policy-making found that these incentives
often do not distinguish between different types of renewable energy,
leading to a situation where a majority of new investment goes to the
cheapest alternatives (Hägg 2008). In addition, current decision-making
within the industry places a high value on financial return on investment,
greenhouse gas mitigation, and increasing the percentage of electricity that
comes from renewable sources. While this situation will most likely lead to
greater adoption of renewable technologies, there is a need for tools that
compare the environmental and social impacts of competing renewable
electricity generation options.
This study presents a pilot decision-support tool, Guide for Sustainable
Energy Decisions (GSED), which is designed to compare renewable
electricity generation options according to their effectiveness in moving
1
These renewable sources include solar thermal energy, solar photovoltaics, hydropower,
wind power, bioenergy, tidal power, and geothermal energy (Twidell and Weir, 1986).
iv
society towards sustainability. This tool is designed to give strategic
guidance to decision-makers in government, electric utility companies,
consultancies, and other organizations involved in the electricity generation
industry. It combines life cycle assessment with the Framework for
Strategic Sustainable Development (FSSD), commonly referred to as The
Natural Step framework. This framework uses the technique of
backcasting, which consists of creating a vision of future success, and then
asking ―What do we need to do today to reach our desired future?‖
(Dreborg 1996). While many backcasting studies, including those focusing
on energy, use a specific future scenario as their reference point (see
Johansson and Steen 1978), the FSSD backcasts from four Sustainability
Principles that use a scientifically-based understanding of the ecosystem to
set the minimum requirements for a sustainable society (Holmberg and
Robèrt, 2000). The first three principles deal with how human society
directly and indirectly damages the biosphere:
In a sustainable society, nature is not subject to:
1. …systematically increasing concentrations of materials
extracted from the Earth‘s crust;
v
Methods
The research was divided into two stages: development of the Guide for
Sustainable Energy Decisions tool; and a period of testing and feedback to
measure the resulting tool‘s practicality. In the first stage, the tool was
created with input from a literature review, interviews, and deductive
reasoning within the research team. In the second stage, the practicality of
the tool was evaluated by both attempting to compare three types of
renewable electricity generation and gathering outside feedback on GSED‘s
strengths, areas for improvement, and inherent limitations.
vi
Results
Tool Development. The GSED comparison tool was developed to
effectively compare the sustainability potential of renewable electricity
generation options. It was built around life cycle assessment (LCA), a
cradle-to-grave approach to assessing the environmental impacts of
industrial processes. By building off past research that integrated LCA and
the FSSD, GSED was able to evaluate renewable technologies throughout
their life cycles using the four Sustainability Principles. To ensure that
these evaluations could be effectively compared, the life cycles,
assumptions for energy use and materials, and units of comparison were
standardized for all types of electricity generation.
GSED’s comparison process is designed to evaluate renewable electricity
options in four life cycle stages (raw materials, production, use, and
disposal). In each of these stages, an inventory is created of the processes,
materials, energy sources, and wastes that could lead to unsustainable
impacts through a contribution to violations of the Sustainability Principles.
Then each technology‘s impacts are compared using a combination of
quantitative and qualitative indicators. One of the possible renewable
options is used as a benchmark, and alternative options are scored relative
to that benchmark. The results are then presented in a sixteen box matrix
that uses a series of colors (green, yellow, orange, red) to visualize the
strengths and weaknesses of the chosen technology in relation to the
Sustainability Principles.
vii
Key Findings
Tool Strengths. Pilot testing and expert feedback confirmed that GSED met
the key success criteria that were used as benchmarks throughout the thesis
process. The integration of LCA and FSSD expanded the scope of the
analysis and, in conjunction with standardization and generic models, made
comparisons between every type of renewable electricity generation
method possible. Once these comparisons were made, results were
presented in an easy-to-understand, color-based format that could be useful
for strategic planning.
Conclusion
viii
Glossary
Greenhouse gases: Gasses in the atmosphere which reduce the loss of heat
into space. Human-induced emissions of greenhouse gases are believed to
be a main driver of current global temperature increases.
ix
The Natural Step: An international non-governmental organization
(NGO), of Swedish origin, which developed and promotes The Natural
Step Framework for strategic planning towards sustainability.
x
Table of Contents
Acknowledgements ...................................................................................... ii
Glossary ....................................................................................................... ix
1 Introduction .......................................................................................... 1
xi
2 Methods .............................................................................................. 16
3 Results ................................................................................................. 21
xii
3.4.3 Areas for Improvement ............................................... 43
4 Discussion ............................................................................................ 47
5 Conclusion ........................................................................................... 53
References .................................................................................................. 56
xiii
Appendix D: Workshop Participants ...................................................... 68
xiv
List of Figure and Tables
Table 2.2. Criteria used to choose renewable technologies for pilot .......... 19
xv
1 Introduction
2
These renewable sources include solar thermal energy, solar photovoltaics, hydropower,
wind power, bioenergy, tidal power, and geothermal energy (Twidell and Weir, 1986).
1
Today, fossil fuel and nuclear power generation account for more than 80%
of total world electricity production, 65% of which comes from fossil fuels
alone (EIA 2005). This is due to these methods‘ superior properties in
energy density, controllability, and historically, cost. Nevertheless, the
fuels used for these types of generation are non-renewable resources and
have serious environmental consequences (see Figure 1.1 for an overview).
Fossil fuel generation is a major emitter of greenhouse gas emissions,
scarce metals, and other air pollutants (Sims et al. 2007, 255; Azar,
Holmberg, and Lindberg 1996, 96). Nuclear-based generation creates
radioactive waste, carries a risk of nuclear accidents, and could be
vulnerable to terrorism (Nielsen, 2006, 38; Barnaby and Kemp 2006, 24).
Capturing and storing carbon underground, along with careful handling of
nuclear waste, may help mitigate some of these environmental damages in
the short term. However, the production of oil, coal, natural gas, and
uranium is projected to peak at various times during the next 200 years,
limiting these options‘ usefulness in a sustainable future (Mason 2007,
1318).
2
1.1.2 Electricity Generation in Context
The metaphor of a funnel can be used to simplify the global situation while
acknowledging the connections between environmental issues. Non-
sustainable development can be visualised as entering a funnel where the
space becomes narrower and more limiting. This narrowing of options is
caused by the environmental and social crises that are becoming common
occurrences, such as record droughts, climate change, resource depletion,
and the weakening of the social fabric. Negative effects from these events
can be visualized as hitting the walls of the funnel. A sustainable society,
in contrast, will not only mitigate environmental and social problems, but
will also give human society more options and flexibility to meet new
challenges.
3
Figure 1.2. The funnel metaphor
4
then asking ―What do we need to do today to reach our desired future?‖
(Dreborg 1996, 813).
Because the Earth is a closed system (i.e. energy enters and leaves, while
matter by and large does not), human society and much of the biosphere
depend on photosynthesis and energy input from the sun to build structure
5
and concentration. Current human practices endanger this process by
damaging the biological foundation for society through direct and indirect
means. Therefore, sustainability principles should be designed to reduce
human pressure on the environment to a level that is sustainable for the
foreseeable future.
The final principle deals with social sustainability and the importance of a
strong social fabric while attempting to meet the first three principles:
6
4. … people are not subject to conditions that systematically
undermine their capacity to meet their needs.
Step B: Baseline. Planners ask the question ―In what ways, and to what
extent, does today‘s electricity system contribute to violations of the
Sustainability Principles?‖ A baseline assessment is created, and relevant
tools to move towards sustainability are identified.
1. Does this action lead in the right direction? When planning for
sustainability, actions must be evaluated on the basis of their
contribution to the movement towards sustainability.
2. Is this action a versatile platform for future improvements?
Financial, social, and intellectual investments should increase the
options and flexibility available to society for adaptation in a
changing environment.
3. Does this action create a sufficient return on investment? Return on
investment can include the financial return to a private firm, the
positive effects created by a government program, or the amount of
energy that is created from the amount of energy invested.
7
1.2.3 Moving to Sustainable Electricity
Generation
8
Principles (see Figure 1.3). Renewable electricity generation will play a
key role in this new system, but choosing which technologies to invest in
requires a strategic overview and an effective means of prioritization. In an
ideal decision-making process, the ABCD process would be used to
evaluate and prioritize investment in the renewable electricity options that
would most effectively move the electricity generation system towards a
future constrained by the four Sustainability Principles. In order for that
process to begin, decision-makers throughout the electricity generation
industry would need access to guidance and effective decision-support
tools.
9
1.3 Current Decision-Making Tools
and Strategies
1.3.1 Overview
These data collection methods focused on four main areas of interest: the
interviewees‘ role in electricity generation; comparison criteria for
electricity generation systems; current decision-making tools and strategies;
and possible areas of improvement of these tools. The three relevant
questions included in the questionnaire to electric utilities and the Swedish
government are given below:
10
and a transition to ―an energy system based as far as possible on lasting,
preferably renewable and indigenous, energy sources with the least possible
environmental impact,‖ (Silveira, 2001, 85).
11
“There is a need for (harmonized) biomass sustainability
criteria.‖
(Melin 2008)
(Hägg 2008)
12
1.4 A Tool for Electricity Decisions
(Heaps 2008)
13
Table 1.1 Generic Prioritization Questions in Current Decision-Making
No reviewed tools
Limited to
Answered in addressed this Answered very
improvements in
issue. The focus well, numerous
Current EGS known,
was on short-term, tools for financial
Decision- quantifiable
quantifiable and energy return
Making? environmental
environmental on investment.
damage.
benefits.
14
models of the chosen technologies and data specific to the
region where the decision is made;
The current research will focus on the development of the main attributes of
the tool‘s comparison section. Further discussions on the other components
can be found in section 5.1. In addition, the practicality and strategic
usefulness of the proposed tool will be evaluated through testing and
outside feedback.
15
2 Methods
The research was divided into two stages: development of the GSED
comparison tool for renewable electricity options and a period of testing
and feedback to measure the resulting framework‘s practicality. In the first
stage, a pilot version of GSED was developed with input from a literature
review, interviews, and deductive reasoning within the thesis group. In the
second stage, the practicality of the pilot tool was evaluated by attempting
to compare three types of renewable electricity generation and by seeking
outside feedback on GSED‘s strengths, areas for improvement, and inherent
limitations.
This phase of the study was designed to answer the primary research
question:
16
Though internal group processes and external consultation, the
following critical success criteria were created for a pilot GSED tool.
According to the criteria, the tool must have:
17
Development of the GSED pilot involved choosing a general framework for
analysis, identifying relevant criteria, and creating a method for using the
resulting tool to compare different technologies. Decisions relating to these
three aspects of the tool were made in parallel and were significantly
influenced by each other. The main outside sources of information for this
process were literature reviews and conversations focusing on prior
research and experience with decision support tools and sustainability
indicators.
This phase of the study was designed to answer the secondary research
question:
Data for wind came from workshops with turbine manufacturers and
operators, as well as review of the extensive environmental literature
related to wind turbines. Biomass data was gathered through workshops
with power plant supervisors and biomass providers, as well as limited
literature review. Wave data was based on experimental designs, and so
18
depended largely on interviews and workshops with researchers directly
involved in the design process.
Current Capacity
Another variable that was taken into account was the current installed
capacity of the renewable energy technologies. Currently, wind energy and
biomass energy have a large amount of installed capacity, while the type of
wave power studied is still in the experimental stages.
Woodchip
Question Onshore Wind Wave Biomass
Combustion/
Non Non
Non- Combustion
Combustion Combustion
Combustion
Current
3 1.4 TWh Negligible 50 TWh4
Capacity
Theoretical
29 TWh 15-20 TWh 8.8 TWh
Potential
Ease of Data Easy Difficult Difficult
Collection5
3
Figures for installed capacity and theoretical potential refer to Sweden. Data comes from
(Ebenå, 2007).
4
Includes electricity generation, biofuels, and heating.
5
This is a subjective measure arrived at through literature reviews.
19
Theoretical Production Potential
For the Swedish region, these three technologies covered a wide range of
installation potentials. Although there is research into wave power within
the Swedish community, the actual potential for this technology is
somewhat limited compared to other nations, specifically Norway.
However, it is still close to the potential for wind power, and about twice as
large as the sustainable potential for woodchip biomass generation.
2.3.2 Feedback
20
3 Results
3.1 Overview
Sections 3.3 and 3.4: The results of pilot testing of the tool,
as well as responses from outside experts who were sent a
document explaining GSED‘s criteria, comparison process,
and overall framework.
The first research question asked: What are the key attributes of a
comparison tool that prioritizes investment in renewable electricity options
using the Framework for Strategic Sustainable Development?
To explore this question, a pilot comparison tool, the Guide for Sustainable
Energy Decisions (GSED), was created through background research,
deductive reasoning, and discussions with outside experts. The resulting
tool was designed to meet the four key attributes of an effective comparison
framework outlined in Section 2.2:
21
An ability to compare electricity generation systems with different
energy sources, costs structures, and levels of development;
The GSED comparison tool was designed around life cycle assessment
(LCA), a cradle-to-grave approach to assessing industrial processes. LCA
analyzes a product‘s environmental impacts from raw material extraction,
through its production process and useful life, and finally to disposal or
recycling. Because this method captures environmental impacts
throughout the life cycle, using LCA to compare electricity generation
systems had important benefits. The most significant of these was the
ability to compare generation technologies whose impact on the
environment came at different points in the product life cycle. For
example, a comparison of wind and biomass generation required a tool that
takes into account the wind turbine‘s major impacts (which mainly occur in
the raw materials and production stages) and those of biomass combustion
(which are concentrated in the electricity generation stage). LCA allows a
side-by-side comparison of these options throughout the life cycle, giving
decision-makers an effective tool to compare electricity generation systems.
22
The key attributes of this tool, as well as its differences with traditional
LCA and SLCA, are described below within the framework of the LCA
development process created by the International Standards Organization
(ISO). The four steps of this process are:
23
support tools that are backed up by quantitative data (Wrisberg et al. 2002,
66).
For the GSED tool, a similar method was chosen, which focused on
building a general model of an electricity generation system. First, a
flowchart showing the types of material/energy inputs and the effects on
ecosystems and society were created. Then this diagram was completed by
adding quantitative data on materials, energy, and other effects, plus
qualitative data on social effects. These estimates came from two sources:
site-specific information from previous life cycle assessments, and
estimates based on an average expected generation system. The use of a
generic model meant that GSED could be used early in the planning
process, when site specific data was not available. In addition, it made
24
comparisons possible between mature technologies such as wind, which
have been tested extensively, and experimental technologies such as wave
power, which do not have enough test data for a traditional life cycle
assessment.
The second decision involved standardizing the life cycle stages in a way
that allowed side-by-side comparisons of electricity generation methods.
Achieving this goal was especially challenging because of the differences
between combustion, non-combustion, and nuclear electricity generation
(see Spitzley and Keoleian 2005, 8). Both nuclear systems and combustion
systems such as coal and biomass generate electricity using a mined or
harvested fuel. In contrast, non-combustion systems such as wind and
wave produce electricity from the flows of the natural environment.
Because non-combustion systems do not require a fuel to generate
electricity, LCA of these methods only considers the life cycle of the
generation equipment. Combustion and nuclear assessments, by contrast,
must include the life cycle impacts from both the generation equipment and
the fuel source.
25
In order to evaluate these electricity systems in a way that would allow
strategic comparisons, four standardized life cycle stages were created.
These stages - raw materials, production, use, and disposal - were the same
for all types of electricity generation. The raw materials stage captured all
unsustainable impacts related to the extraction/harvesting, processing, and
transportation of the raw materials. The production stage focused on
impacts related to producing components and transporting them to the
electricity generation site. The use stage focused specifically on impacts
during the generation of electricity. Importantly, the life cycles of the fuel
used in combustion and nuclear systems were included in the use stage,
since the vast majority of their impacts occur while the electricity
generation system is operating. The disposal stage focused on impacts that
occurred after the technology had passed its useful generating life. Because
these stages were the same for all compared technologies, results could be
visualized to show the life cycle stages that had the most serious impacts.
Generic technology models and standard life cycles ensured that both
mature and experimental technologies could be compared in a way that
could be visualized in a strategically helpful format. In addition to these
modifications, it was necessary to standardize assumptions regarding
energy and material use. The values that are chosen for these variables,
such as the amount of electricity it takes to produce one ton of steel, have a
significant effect on the results of a life cycle assessment. For example, in
a study of 72 life cycle assessments of wind turbines, differing assumptions
in a number of categories caused greenhouse gas potential to vary between
7.9 and 123.7 grams of CO2 equivalent per kilowatt hour (Lenzen and
Munksgaard 2002, 346). If the same type of variation were to occur during
a comparison of electricity generation systems in GSED, the results could
not be effectively compared and the tool‘s validity would be called into
question. Therefore, an attempt was made to standardize these assumptions
within the comparison tool.
26
collect data on the processes, materials, and energy sources used
specifically for the chosen technology‘s production, use, and disposal. For
example, when a wind turbine is being installed, a large construction crane
is needed to lift it into place. Within GSED, the data on the diesel fuel in
the crane would be collected because the fuel is used specifically in the
installation. In contrast, the materials that make up the crane itself would
not be considered because they can be used for other purposes.
In order to expand the scope of the impacts that GSED considers, the four
Sustainability Principles were integrated into the analysis process. For each
life cycle stage, the chosen electricity generation technology was analyzed
according to its contribution to unsustainable practices. The traditional
environmental impact categories were included in this analysis within
related Sustainability Principles. The process of identification and
measurement of these impacts with be discussed further in the impact
inventory section.
Functional Units. Within the life cycle assessment, a functional unit is the
unit of comparison between different alternatives that ensures that the
options being compared provide the equivalent level of function or service.
In the case of electricity generation, the service to the end consumer is the
amount of electricity produced by the chosen system. One type of
measurement for this unit is the installed capacity of a generation method.
As an example, a wind turbine that has the capacity to produce 2 megawatts
of electricity would be compared to an equivalent biomass plant. However,
this comparison would be flawed, because intermittent renewable
27
technologies like wind power only produce an average of 30% of their rated
capacity, while systems like biomass and nuclear at near total capacity for a
large percentage of the time. For this reason, the functional unit chosen for
the GSED tool was based on the actual amount of electricity produced over
the estimated lifetime of the generation technology, measured in kilowatt-
hours. The effect of this functional unit on the comparison process can be
illustrated with a hypothetical comparison of wind and biomass electricity
generation. The wind turbine may be expected to last for 20 years and
produce at 30% of its capacity, while the biomass plant is expected to
produce for 25 years at 80% capacity. Their sustainability impacts would
be normalized to the total amount of electricity they produced, which would
most likely be higher for the biomass plant. The choice of kilowatt-hours
allowed an effective comparison between all types of electricity generation.
In addition, it allowed the results to be compared to the majority of
electricity system life cycle assessments, since this functional unit is widely
used.
The first stage of the LCA process is the life cycle inventory, where
possible environmental impacts are listed. The first step in inventory
creation is to build a flow diagram that visualizes the entire life cycle of the
product. This diagram includes all necessary inputs to the life cycle
(materials and energy) as well as all outputs (emissions, waste, and the
finished product itself). Once the inputs and outputs are visualized, a data
collection plan is created and quantitative data is gathered. Depending on
the specificity of this data, parts or all of the flow diagram are completed.
At the end of this process, an inventory of relevant inputs and outputs to the
life cycle is available to the decision-maker.
28
their own needs. All inputs and outputs related to the life cycle are
included in one of the four categories. In the raw materials stage of wind
power, for instance, the metals aluminium, copper, and steel are organized
in the Materials from the Earth’s Crust category (see Appendix A for
details on the analysis of wind power).
These four impact categories are further divided into ten sub-categories,
shown in Figure 3.3. For example, the Man-Made Materials category is
sub-divided into the two main activities that lead to a violation of
Sustainability Principle Two: production and release of materials that are
both persistent in the biosphere and foreign to nature, and overproduction
of natural materials that systematically increase their concentration in the
environment. These two activities do not overlap (i.e. are mutually
exclusive) and together are the main drivers of violations of sustainability
principle two. This division into sub-categories serves the dual purpose of
clarifying the violations of the four Sustainability Principles and
categorizing potential unsustainable impacts in an easy to understand way.
Within this stage of the life cycle [raw materials, production, use, or
disposal], does this electricity generation method contribute to a
29
systematically increasing concentration of substances from the earth's crust
in nature through the use of scarce metals and other minerals?
To answer this question, a set of criteria are given for each of the sub-
categories. In the case of metals and minerals, the unsustainable impacts
depend on the size of human flows of the material compared to the natural
flows. This indicator, human flows divided by natural flows, is referred to
as the lithospheric extraction indicator (Azar, Holmberg, and Lindberg
1996). Within the GSED tool, this question is asked as:
Are any metals being used whose man-made flows are greater than natural
flows?
In the analysis of the raw materials stage of wind power, there were three
metals to study: aluminium, copper, and iron. In 2006, the annual human
flows from mining and the burning of fossil fuels were greater than natural
flows for both copper and iron (calculation is based on Azar, Holmberg,
and Lindberg, 96). In contrast, the human flows for aluminium were
estimated at only 6% of natural flows. Therefore, while aluminium was
included in the traditional life cycle inventory, it was filtered out of the
GSED inventory because it did not have a high potential for unsustainable
impacts. Copper and iron passed through the filter and were included in the
GSED inventory of materials, energy sources, and emissions that contribute
to unsustainable effects (Note: This does not include indirect effects of
aluminium production such as the electricity needed for the aluminium
smelter. If the electricity was generated from fossil fuels, then it would be
included in the Fossil Fuels sub-category).
30
In this way, all inputs and outputs from the generic electricity generation
model pass through a filter based on the four Sustainability Principles (for
an overview of all sub-categories and comparison criteria, see Appendix
A). At the end of this process, there are two inventories: a Sustainable
Inventory made up of inputs and outputs that do not violate the
Sustainability Principles, and an Unsustainable Impact Inventory of those
materials, energy sources, and emissions that could potentially keep the
chosen electricity generation system from being sustainable. If all of the
inputs and outputs in a category or sub-category are in the Sustainable
Inventory, then that category is in compliance with the four Sustainability
Principles. If, on the other hand, a category has a large Unsustainable
Impact Inventory, then it is flagged as a potential hot spot that may need
more analysis.
31
Figure 3.4. Sustainability indicators, with examples
32
biosphere are not well understood. These types of impacts tend to be
complex, with dispersed, unpredictable effects (Azar, Holmberg, and
Lindberg 1996, 89). They also tend to be the impacts that traditional LCA
does not measure, and that the GSED tool is attempting to capture. In the
example of many scarce metals, it is extremely difficult to measure
emissions to the environment because of their dispersal in society and
unpredictable rates of disposal. Because of the uncertainty related to these
impacts, comparison criteria were chosen that measure human activities
(such as mining). This criteria framework causes some impacts to be
measured with different criteria types within the same impact category. For
instance, NOx, a heavily regulated pollutant, is measured using an
environmental pressure indicator. In the same category, plastics are
measured using a societal activity indicator (plastic produced for the
electricity generation system) because of their uncertain dispersal rates and
environmental effects.
For materials that are both foreign to nature and persistent in the
environment, sometimes the goal would be zero (i.e. for the
chloroflurocarbons that damage the ozone layer). In that case, a
goal for the electricity generation system would also be zero.
33
it is from sustainability needs to be decided. The contribution from the
chosen technology is visualized on a continuum with the Sustainability
Reference Point to give the decision-maker an idea of where the current
reality is and where the technology needs to go.
34
Figure 3.6. Comparison process using a reference electricity option
The entire impact analysis process is pictured below. Within the metals and
minerals sub-category, an electricity generation technology is analyzed
according to whether it uses metals or minerals that have human flows
greater than natural flows. If it does, then it is compared to other electricity
options.
35
3.2.6 Life Cycle Interpretation
36
For instance, if an electricity generation technology uses fossil fuels and
scarce metals in the raw materials stage but the impacts are less severe than
other options, a yellow is shown in the appropriate section of the matrix.
All colors other than green are therefore dependent on the electricity
generation methods being compared. As a result, the results matrix can not
be filled out without a point of reference with which to compare the chosen
technology.
To test the practicality of the GSED tool, an attempt was made to build
general comparison models for three renewable energy technologies and
test the comparison process described in Section 3.1. The results of this
process are given below.
37
operations of the facility, the wood chip supply fossil fuel based transport
and land degradation from wood waste via local saw mills.
The first step of the tool testing phase was to compile various wind, wave,
and woodchip biomass data sources into general life cycle models.
Because these three technologies were at varying levels of technological
development, the data for these models was gathered using significantly
different methods. Data collection for wind generation, a mature and
widespread technology, drew from existing environmental impact and life
cycle assessments (Lenzen and Munksgaard 2002; Vestas 2006a; Vestas
2006b; Gagnon, Belanger, and Uchiyama 2002). In addition to this
literature review, the full life cycle of common wind turbines was explored
through workshops with two private firms. The first workshop, with the
wind project developer Vindcompaniet, focused on the use and disposal
stages of the turbine (Nicklasson 2008). The second workshop, with the
turbine manufacturer Vestas, built off of this information and focused on
the raw materials and production stages (Ronde 2008). The integration of
the data from these workshops with the existing literature made the wind
generation comparison model relatively complete and quantitatively
detailed.
38
biomass, and, as a result, data collection focused on two workshops in the
southern part of Sweden. The first workshop, with an executive at the
biomass facility developer Järnforsen, collected data on the life cycle of the
biomass fuel, which was included in the use stage (Lonngren 2008). The
second workshop, with two employees of the Karlskrona district heating
plant, focused on the use and disposal stages (Lund 2008). These
workshops provided enough information to build a rough general model of
the woodchip biomass life cycle and its sustainability impacts. However,
the lack of quantitative data and guidance on the raw materials and
production stages (when the electricity generation facility was constructed)
hampered efforts to create a full comparison model.
The limiting factor for wave power data collection was a lack of actual
generating stations to study. Most wave power technologies are still in the
developmental stage (Boyle 2004, 324-330), and there is therefore a lack of
test data. As a result, the majority of wave power data were collected
through collaboration with the technology developers in Uppsala (Sundberg
2008a; Sundberg 2008b; Sundberg 2008c). This collaboration provided
information on the production, use, and disposal stages. Data on raw
materials and component production came from a variety of suppliers
(Gustavsson 2008; Eriksson 2008; Bröderna 2008). This series of
workshops and interviews made the creation of a general model possible.
However, the technology was at an early stage of development, so any
numerical estimates would be both very general and subject to significant
change.
39
extraction value. Two types of wood were used in the blades, PEFC
sustainable forestry certified birch wood from Finland and balsa wood from
Ecuador (Vestas 2006a, 16; Nicklasson 2008). Although there was a
general lack of information on the balsa wood, it was flagged as a possible
unsustainable impact.
Some synthetic lubricants and hazardous materials are used for the wind
turbine during production. Transportation is also needed in this stage.
Vestas has customers in all over the world and the turbines are transported
either by boat or trucks. For all production that happens within Scandinavia,
it is assumed that there are no direct contributions to Sustainability
Principle 4 violations.
In the use stage, the wind turbine must be inspected twice a year and fossil-
fuel based transportation is necessary for this process (Nicklasson 2008).
During this inspection, oil in the turbines is also changed. In the disposal
stage, most of the metals from all the sources are capable of being recycled.
90 percent of the metal counted to be recovered or recycled and the rest is
disposed into landfills (Vestas 2006a; Larsson 2008). The metals from the
cables can also be recycled but not to make new cables. The plastic is either
used for energy extraction or put on landfills. The glass fibre can neither be
recycled or reused today and has to be land filled as well (Ronde 2008).
Throughout the wind turbine life cycle, the majority of employees work in
Sweden or nearby countries. Because of the high standard of living and
strict worker protection laws in these nations, the model assumed that there
were no contributions to Sustainability Principle 4 violations. Other issues
commonly found in the public discourse, such as bird impacts, noise
problems, and aesthetic problems stemming from turbines‘ large size were
40
not considered to be important contributors to violations of the
Sustainability Principles.
The goal of the pilot comparison was to build general models of the three
renewable energy technologies, create unsustainable impact inventories
with both quantitative and qualitative data, and use them to compare the
overall sustainability potential of wind, wave, and woodchip biomass.
Interviews and workshops were sufficient to build general life cycle models
for all of the electricity generation technologies. In addition to the models,
qualitative unsustainable impact inventories were also created. When set
side by side, the inventories gave a general overview of where the serious
impacts occurred, and which life cycle stages were in need of more detailed
research.
41
areas for improvement in the comparison process, as well as inherent
limitations of the chosen method. Common themes from the feedback
sessions are outlined below, with representative quotes where appropriate.
There was a consensus among the surveyed experts that the overall
structure of the GSED tool, based on life cycle assessment integrated with
the Framework for Strategic Sustainable Development, would give
decision-makers useful guidance when choosing between renewable
electricity options.
(Kasnet 2008)
(Svenningson 2008)
42
Considering human impacts with Sustainability Principle Four was also
seen as a valuable expansion of the scope of traditional life cycle tools. An
LCA practitioner had never seen an LCA address human impacts in this
way and reacted positively to the results (Lloyd 2008).
(Lloyd 2008)
(Cook 2008)
(Dyer 2008)
43
Further Work Related to Trade-Offs. Two experts mentioned the
importance of distinguishing how trade-offs should be handled, and how
technologies with different but similar impacts should be compared (Lloyd
2008; Thompson 2008). The development process outlined above focused
on both criteria and scope of comparison. However it was not clear how
these criteria could be most effectively compared with each other (Lloyd
2008).
(Thompson 2008)
(Lundqvist 2008)
Another illustration of this issue is shown with the comparison criteria used
for the tool‘s Scarce Metals and Minerals sub-category. These criteria are
mainly based on the assurance that materials are not being used that have
man-made flows higher than natural flows, but materials already known to
be harmful could be more specifically addressed (Lundqvist 2008).
44
“Regarding a natural flows comparison, it is good to go with
the indicators that ensure you are using lower societal use
flows than natural flows BUT, also consider the use of more
specifically materials already known to have severe affects to
plants and animals.”
(Lundqvist 2008)
(Lundqvist 2008)
45
Advisers also suggested further research into the role of technological
development, and how generation systems that are early in the innovation
process (such as wave power) should be treated when compared to mature
technologies (such as wind power). If this issue is not taken into
consideration, the tool may not encourage sufficient investment in
innovative solutions that are early in the development process (Dyer 2008).
“One concern is where you get your data; once you make the
comparisons, there are a lot of data requirements. The user
might not be able to answer the questions because of data
constraints.”
(Lloyd 2008)
46
4 Discussion
One of the study‘s major weaknesses was the lack of a fully functional
version of the GSED tool. Without a working tool, it was difficult to
effectively test the usefulness and accessibility of the comparison
framework. In the past, tools using the FSSD have been created and tested
with participants in a research setting (see Dyer, Mckay, and Mira 2006).
In many cases, these tools have focused on qualitative capacity building,
and could therefore be built and tested in a relatively short time. The GSED
tool, in contrast, required quantitative data, as well as decisions on how that
data would be weighted, to become a fully functional tool. This was
difficult to accomplish in the research period, and so conclusions related to
the usefulness and accessibility of the tool are preliminary.
The goal of this study was to build off of past research on electricity
generation, decision-making, and sustainability to create a decision-support
tool that could give clear guidance on the most effective options to move
the electricity generation system towards sustainability. To build an
effective and accessible tool, four critical success criteria were synthesized
to guide development and testing. The first version of the tool was
expected to have weaknesses, gaps, and limitations that could be addressed
through further research and development. Therefore, the success criteria
served as benchmarks to ensure that whatever the pilot tool‘s shortcomings,
it would provide a solid foundation for improvement and application in the
electricity generation industry.
47
4.2.1 Whole-Systems Perspective
The first success criterion focused on the need for a rigorous whole-systems
perspective using a scientifically principled definition of sustainability as a
strategic compass. The integration of LCA and FSSD expanded the scope
of the analysis and successfully gave GSED this important whole-systems
perspective. The criteria areas of the GSED were built around this
explanation of total-systems sustainability; defined through four
Sustainability Principles. This format combined major benefits of a number
of assessment tools, and could allow decision-makers to avoid costly, dead-
end investments in certain methods of electricity generation.
Third, the tool was expected to have an analysis framework that takes the
entire life cycle into account when analysing electricity generation options.
This was the easiest criterion to meet due to the extensive literature on life
cycle assessment for electricity generation and past work on integrating the
FSSD into this extremely powerful tool. The choice of scope and the
integration of life cycle thinking in GSED were found to be effective ways
to compare the most important impacts related to each generation
technology.
48
4.2.4 Ease of Use, Flexibility, and
Accessibility
The fourth criterion focused on the need for an interface and analysis
process that is easy to use, flexible, and accessible to a broad range of
stakeholders involved in the planning and implementation of electricity
generation projects. From the project team‘s work in the field, the results
found that the current framework has been capable of benefiting the
electricity generation field in two separate areas; one being the investor and
consultant and the other being the technology developer and operator. The
investors and consultant can apply GSED as a guide towards the most
sustainable electricity investment and the technology developers and
operators can apply the GSED to their current operations to discover
unsustainable practices and possible areas of improvement. In addition, the
presentation of comparison results appeared to be clear and easily
accessible.
The validity of these positive findings for the final success criterion are
weaker than the others, because the belief that this tool meets the minimum
requirements is the opinion of FSSD, LCA, and other experts, but not any
stakeholders or decision-makers that would be most likely to use the tool to
make the decision. This is due in large part to the early stage of
development of the tool and the fact that a working prototype has not yet
been created.
49
interaction, training of a large number of participants, and the creation of
solutions built from the knowledge of people within the industries.
50
4.3.3 Additional Areas to Consider
In general, the inherent limitations of the GSED tool relate to issues that are
common to decision-making in general. Although these problems do limit
the scope and usefulness of the tool, they are also useful limits in which to
build strategically effective guidance for decision-makers. The possible
difficulty of data collection, especially for experimental technologies and
unsustainable impacts such as deforestation and the weakening of the social
fabric, posed a significant challenge. This issue has been discussed at
length by others in the field, and constrains the quantitative nature of the
tool (Lundqvist and Holmberg, 2000, 13). On the other hand, it can be
argued that access to too much data, from numerous sources, can lead to
confusion, decision paralysis, and the loss of the big picture. So while the
challenge of data collection can be seen as limiting, it is also useful to
remember that using a whole-systems, less detailed perspective can lead to
strategic insight and is compatible with the FSSD.
51
Because investment in a new, renewable electricity system is such a high
priority, another major goal of GSED‘s next version is to ensure that it does
not become another procedural hurdle that slows down the critical
transition to a sustainable energy system. By showing a clear assessment
comparing the current unsustainable options to the renewable ones, the tool
will present a case for the environment, business, and society as a whole.
52
5 Conclusion
The GSED tool was designed as a pilot project to test how the FSSD could
be used to create a tool with a whole-systems view that would be easy to
use and able to compare a variety of renewable electricity generation
technologies. These success criteria were used to guide decisions related to
the goal and scope, inventory process, and basic impact assessment
framework.
The preliminary GSED comparison tool developed in this study has the
potential to be turned into a functional decision-support program for a
sustainable electricity system. The main focus on this thesis was the
framework and decision tree connected with the analysis portion of the tool.
In order to create a fully functioning version, a number of further sections
53
will need to be developed. A few areas that are important to reach this goal
include:
Guide Sheets. The way that impacts will be measured in a full GSED tool
will be different than most environmental practitioners and life cycle
assessment leaders are used to. An extensive, well-researched explanation
of the rationale for this method must be provided to users to increase buy-in
and give them the tools to get effective results.
A Method to Weight Impact Areas. Since in reality only a few criteria are
usually used in decisions, users need the ability to include their own
weightings and make the analysis useful for them. This will involve
interactive tools to let the user make decisions on the relative weights on
the basis of the three prioritization questions (right direction, flexible
platform, positive return on investment). For example, many decision-
makers will be most interested in an electricity generation system‘s effect
on greenhouse gases.
A number of outside advisers suggested that the GSED tool could be very
effective if it was integrated with current decision-support tools that focus
on project feasibility, energy modelling, and return on investment. In this
way, the sustainability impacts of renewable technologies could be included
in the existing decision-making process in a way that would be easier to
understand. The ultimate goal would be the creation of an integrated
decision-making platform that would allow users to consider economic,
54
technical, social, and ecological comparison criteria when choosing
between renewable electricity options.
-Isaac Newton
This study is built on the work of the creators of the Framework for
Strategic Sustainable Development and the experts who have built an
extensive body of knowledge about energy systems over the past 30 years.
The authors see this thesis as a small contribution to these fields. If this
study is able to give concerned stakeholders in the electricity generation
industry the beginnings of an effective decision-support tool to choose
between renewable electricity options, then it will be considered a success.
Hopefully, this is the first step in a larger research process that will
contribute to society‘s movement to a sustainable and equitable electricity
generation system.
55
References
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Power, Security, and Global Warming.‖ London: Oxford
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Dyer, Georges. 2008. Interview by authors, April 24, personal email.
Dyer, Georges, Michelle McKay, and Mauricio Mira. 2006. ―From Clean
Development to Strategic Sustainable Development: A
Strategic Approach to the Clean Development Mechanism.‖
Master‘s Thesis, Blekinge Institute of Technology.
57
Imperial Chemical Industries (ICI). 2007. ―ICI Sustainability Review 2006‖
London, UK: ICI.
Lenzen, Manfred and Jesper Munksgaard. 2002. ―Energy and CO2 life-
cycle analyses of wind turbines—review and applications‖
Renewable Energy 26 (3): 339-362.
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Lloyd, Shannon, Principle Research Engineer, Concurrent Technologies
Corporation. 2008. Interview by authors, April 30, phone
interview.
Nielsen, Rolf. 2006. ―Final Resting Place.‖ New Scientist 189 (2541): 38-
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Climate Change. Cambridge, United Kingdom and New
York: Cambridge University Press.
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Spitzley, David V., and Gregory A. Keoleian. 2005. ―Life Cycle
Environmental and Economic Assessment of Willow Biomass
Electricity: A Comparison with Other Renewable and Non-
Renewable Sources‖. University of Michigan Center for
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60
Vestas Wind Energy. 2006a. ―Life cycle assessment of electricity produced
from onshore sited wind power plants based on Vestas V82-
1.65 MW Turbines‖. Randers: Vestas.
61
Appendix A: Analysis of Wind Power
62
Raw Materials Stage Yes/No Notes
Sustainability Principle 1:
Systematically increasing concentration
of substances from the earth's crust in
nature…
...through the use of scarce metals and Yes Copper, Iron, Uranium (from
other minerals? power generation).
Sustainability Principle 3:
Systematically increasing degradation of
the biosphere…
...through the over-harvesting of No
natural resources? The major possible impact
...through the use of monocultures and No from this life cycle stage
loss of biodiversity? would be land use changes
caused by mining, and
…through land use changes? Yes possible effects from balsa
wood harvesting.
63
Wind
Title: Power
Sustainability principles
Electricity
Capacity: 1.6 MW
Raw
Materials Green
Life Cycle Stages
Production
Green Green
Use
Green Green
Disposal
Green Green
64
Appendix B: Example of GSED Glossary
65
Nature-Like Materials: Substances based from materials in nature that
are being emitted into the ecosystem at a rate faster than they can be
reintegrated into natural cycles. (TNS Canada SC2 Doc)
Scarce metals and minerals: Metals and minerals society has extracted
from the lithosphere into the biosphere at a faster rate than they are
naturally returned into the lithosphere.
66
Appendix C: Exploratory Interviews
David De Jager,
Ecofys, Sustainable Energy Consulting Firm
Consultant
Charlie Heaps,
Software Developer LEAP, Energy Planning Software
Kevin Bourque,
RET Screen, Renewable Energy Developers
Software Developer
Conny Hägg, Senior
Adviser Swedish Ministry of the Environment
Björn Tellenius,
Swedish Energy Agency
Special Adviser
Erik Dahlström,
Swedish Energy Agency
Manager
Tobias Persson,
Analyst Swedish Energy Agency
Susanna Widstand,
Swedish Energy Agency
Adviser
67
Appendix D: Workshop Participants
68
Appendix E: Feedback Interviews
Name Position
69