Regulatory Authorities

Department Of Companies Affairs:

Legal frame work for corporation Redressal forums Dissemination of information Interaction with professional bodies Maintaining Registrar of Companies Surveillance Investigations Appointment of cost auditors Accounting standards Monitoring Coordination with other government departments Settlement of disputes Interaction

Regulations of Mutual Funds:

SEBI

PORTFOLIO
MANAGERS

Guidelines to Issuing Companies:

Protection of the Investors

Takeovers and mergers

Control unfair trade practices Creating awareness Foreign intuitional investors

Rights and interests of investors

Role of IRDA:
Regulation and Promotion Protection the interest of policy holders Promote efficiency

Doing investigations

Investments of funds

Maintenance of margin for solvency

Settlement of disputes

specifications

CAG(Comptroller And Auditor General Of India)

System of Accounts System of Financial control Assests and investments Liabilities and loans

Profit and loss A/c Inventory and contracting Costing Internal auditor

Duties of CAG:
Compile and submits A/cs Audits of grants and loans General provisions Audits of Receipts of union or state Audits of Govt. companies and coorporations Audit of Receipts and Expenditure Audits of A/cs of stores and stock

Powers of CAG:
To inspect

To observe To require documents