Professional Documents
Culture Documents
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POUR HOUSE, INC. ) NO. 09 AP-157
4301 Bennett Road )
Toledo, Ohio 43612 ) Trial Court No. 08 CVF07-9510
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Appellant, ) REGULAR CALENDAR
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-VS- )
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OHIO DEPARTMENT OF HEALTH ) APPELLATE BRIEF
246 North High St. )
Columbus, OH 43215 )
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Appellee. )
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TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES……...………………………………………………………………3
ASSIGNMENTS OF ERROR.……..……………………………………………………..............4
FACTS…………………………………………………………………………………………….5
CONCLUSION…………………………………………………………………………………..17
PROOF OF SERVICE…………………………………………………………………………...18
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TABLE OF AUTHORITIES
Ashton v. Kentucky (1966), 384 U.S. 195, 86 S.Ct. 1407, 16 L.Ed.2d 469.
Beau v. Lindley (1978), 56 Ohio St.2d 310, 383 N.E.2d 907, 10 O.O.3d 438.
Colten v. Kentucky (1972), 407 U.S. 104, 92 S.Ct. 1953, 32 L.Ed.2d 584.
Columbus-Suburban Coach Lines v. Pub. Util. Comm., 20 Ohio St.2d 125, 254 N.E.2d 8.
Kolender v. Lawson (1983), 461 U.S. 352, 103 S.Ct. 1855, 75 L.Ed.2d 903.
Norwood v. Horney (2006), 110 Ohio St.3d 353, 2006-Ohio-3799, 853 N.E.2d 1115.
Papachristou v. Jacksonville (1972), 405 U.S. 156, 92 S.Ct. 839, 31 L.Ed.2d 110.
Wheeling Steel Corp. v. Porterfield (1970), 24 Ohio St.2d 24, 263 N.E.2d 249.
R.C. 3794.02(A)
R.C. 3794.02(B)
R.C. 3794.02(D)
R.C. 3794.02(E)
OAC 3701-52-08(E)
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ASSIGNMENTS OF ERROR
The trial court erred in finding that Appellant permitted smoking within its establishment.
(Common Pleas Decision, p. 4).
The trial court erred in finding that R.C. 3794 is constitutional as applied to Appellant.
(Common Pleas Decision, p. 4).
2. Whether R.C. 3794.02(A) may be construed as a strict liability, or de facto strict liability
offense (First Assignment of Error).
3. Whether, if the Appellant is found to have permitted smoking in this instance, R.C.
3794.02(A) is unconstitutionally vague as applied to appellant (Second Assignment of
Error).
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STATEMENT OF THE CASE
House, Inc., (hereinafter “Pour House”) violated R.C. 3794, Ohio‟s Smoke Free Workplace Act,
on February 4, 2009. Pour House appealed its initial citation, and the Toledo-Lucas County
Health Department conducted an Administrative Review hearing on the matter on April 17,
2008. On May 1, 2008, the hearing officer issue a finding upholding the citation of Pour House.
The Health Department approved the hearing officer‟s findings, and the Pour
House, pursuant to R.C. 119.12, filed its appeal to the Franklin County Court of Common Pleas.
On January 13, 2009, the Court of Common Pleas journalized a Decision and Judgment Entry
denying Pour House‟s Appeal. Pour House file a Notice of Appeal to this Court on February 12,
2009.
FACTS
The facts of this case are not in dispute. Testimonies given at the April 17, 2008
hearing do not necessarily conflict, and the hearing examiner acknowledged as much in her
decision, stating that “it appeared to the examiner that the statements of the three witnesses were
all very believable.” May 1, 2008 decision of hearing examiner Leslie Kovacik, p. 3. Despite
this general agreement, the facts of the alleged violation are indispensable to any determination
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of whether Pour House actually permitted smoking. Accordingly, they warrant significant
treatment.
The Pour House is a bar and tavern located in Toledo, Lucas County, Ohio. A
smoking ban inspector from the Toledo-Lucas County Health Department conducted an on-site
There is no dispute that, upon entering Pour House, Toledo-Lucas County Health
Department inspector Kerry Cutcher observed a cigarette in an Altoid Mints can that was
burning, smoking, or smoldering. Transcript of April 17, 2008 Administrative Review Hearing
(hereinafter “Tr.”), p. 12. Ms. Cutcher inquired about the smoldering cigarette, and was advised
by the bartender that it belonged to a customer who had exited the establishment just seconds
before. Tr., p. 14. Ms. Cutcher conceded that she was certainly in the bar for less than a minute,
and perhaps 30 seconds or even less than 30 seconds, prior to addressing the issue of the
smoldering cigarette with the bartender, and thus that the cigarette could have been burning for
Although Ms. Cutcher originally indicated, in her direct testimony, that the
cigarette was in front of a seated patron, she conceded, upon cross-examination, that the cigarette
was not in fact in front of anyone, but only near a patron. Tr., p. 20. While the patron who
attempted to smoke stood in the vicinity of the seated patron, and set his Altoid can down in the
vicinity of the seated patron, the seated patron, who was not smoking and did not leave, indicated
to the inspector that it was not his cigarette in the Altoid can. Tr., pp. 43, 44, 50. The seated
patron then demonstrated to the inspector that the cigarette was not his by showing her his own
pack of cigarettes (that had been in his pocket), which was of a different brand than the cigarette
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Jennifer Croley, the bartender on duty at the time of the inspection, testified that
the patron who attempted to smoke was not a regular, and she did not otherwise recognize him.
Tr. 40. The patron brought an Altoid can into the establishment in his pocket. Tr. 38, 39. He lit
up a cigarette. Tr. 39. Ms. Croley immediately told the patron “no smoking in the bar,” and “to
go outside and smoke.” Tr. 39. “He stood there for about a minute and then he sat the cigarette
down and left.” Tr. 39. She further testified that she did not serve alcohol, or anything else, to
Importantly, no more than a minute elapsed between the time the patron complied
with the bartender‟s order and set the cigarette down and left the establishment, and the inspector
entered the establishment. Tr. 38, 40. During that minute, Ms. Croley would have extinguished
the cigarette, but she was occupied “tending to another customer,” with her “hands full.” Tr. 39,
40. Ms. Croley explained that “when you have a lot of customers in the bar, I mean, you‟re
doing stuff constantly, I mean, it‟s kind of hard to go over at that second and dispose of it.” Tr.
49. Mr. Croley added that at the specific time of this incident “[she] had a couple beers in [her]
hands,” and that she had to walk over to patrons and serve them the drinks.” Tr. 51. She knew
that the cigarette was still burning, and was planning on heading over to extinguish it as soon as
her hands were free; however, the inspector entered before she could do so. Tr. 52. Ms. Croley
verified that the cigarette had only been lit for a very short period of time by explaining that only
the very tip of the cigarette had burnt, rather than any appreciable portion of it. Tr. 53.
However, Ms. Cutcher cited the Pour House for “smoking in prohibited area.” Tr., p. 17.
Pour House owner Ted Wilczynski testified, as to his establishment‟s policy, that
(1) there are at least eight “no-smoking” signs posted within the Pour House, and that these signs
have been posted since the statewide smoking ban went into effect; (2) Pour House has an
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official policy whereby employees order patrons to either extinguish there cigarettes, smoke on
the outdoor patio, or leave the establishment; (3) he has personally enforced this policy; and (4)
this policy is enforced to the utmost degree. Tr. 27. More specifically, patrons who light up a
cigarette within Pour House, despite „no-smoking” signs, are told to leave the establishment, “put
it out,” or “go to the patio.” Tr. 29, 30. Mr. Wilczynski further testified that Pour House policy
is so strict that a patron is not even permitted to carry a lit cigarette out to the outdoor patio with
him once he has wrongfully lit it within the establishment, but must instead extinguish the
cigarette immediately, and then walk out to the patio. Tr. 31, 32. Mr. Wilczynski concluded that
Mr. Wilczynski separately noted that he had reviewed security video from his
establishment, and that this video demonstrated that a patron, who was not a regular, (1) began to
smoke, (2) was not served anything, and (3) left the establishment immediately after lighting the
cigarette.
Ms. Croley verified that owner Ted Wilczynski has told her, “one-on-one,” to tell
smoking patrons “to put it out, go to the patio, or go outside [and smoke].” Tr. 46, 47. Ms.
Croley enforces the Pour House‟s zero tolerance policy. She indicated that “I tell all my
customers to go outside and smoke,” and that she has always taken best efforts to enforce this
However, Ms. Cutcher separately indicated that she enforces R.C. 3794 as though
it is a strict liability offense: “Part of my instruction for doing these investigations, typically I
don‟t make assumptions of who it belongs to, I‟m there to see if there’s a burning cigarette.” Tr.
22. To this end, although the statute authorizes it, Ms. Cutcher indicated that she has never cited
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The hearing officer upheld the citation of Pour House. Notably, in her decision,
the hearing officer stated that “it appeared to the examiner that the statements of the three
witnesses were all very believable.” May 1, 2008 decision of hearing examiner Leslie Kovacik,
p. 3. However, she concluded that because the inspector “observed a lit cigarette burning inside
an Altoid can,” and because “this observation is the foundation of the above-cited violation of
Ohio‟s Smokefree Workplace Law,” the violation was upheld. Hearing Examiner, p. 5. The
hearing officer ruled that R.C. 3794(A) is of a “strict liability nature.” Hearing Examiner, p. 4.
The hearing officer drew the legal conclusion that R.C. 3794 is a strict liability
offense, and that though the bartender asked the patron to extinguish the cigarette the second she
was him, “the statute‟s „shall‟ language does not incorporate any leniency for fact patterns such
as this.” On this front, the Franklin County Court of Common Pleas appears to have agreed with
the conclusion that R.C. 3794 is a strict liability offense, insofar as it concluded that “the
legislature gave significant resolution to the issue by providing that the „lack of intent to violate a
provision of this chapter shall not be a defense to a violation‟…Thus, the type of „permit‟
necessary to be shown need not have a purposeful component to it.” Common Pleas Decision, p.
4. It also appears as though the Court of Common Pleas failed to consider and analyze
ARGUMENT
A. A proprietor does not permit smoking when it does everything within its power to
stop the smoking.
The Pour House did not permit smoking because it took all reasonable, feasible
steps to preclude smoking within its establishment, and could have done nothing more to stop the
smoking. To hold otherwise, when the Pour House engaged in the antithesis of permitting
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smoking, would render R.C. 3794.02(A) standardless. The Ohio Supreme Court has aptly stated
Further, “(i)n determining the legislative intent of a statute it is the duty of this court to give
effect to the words used in a statute, not to delete words used, or to insert words not used.”
Columbus-Suburban Coach Lines v. Pub. Util. Comm., 20 Ohio St.2d 125, at 127, 254 N.E.2d
8.” Wheeling Steel Corp. v. Porterfield (1970), 24 Ohio St.2d 24, 28, 263 N.E.2d 249, 251.
Emphasis added.
smoking in the public place or place of employment or in the areas directly or indirectly under
the control of the proprietor * * *.” In analyzing whether the Pour House permitted smoking,
both the Health Department‟s hearing examiner and the Court of Common Pleas incorrectly
County Health Department‟s decision emphasized the presence of the word “shall.” Specifically,
the Health Department concluded that “the statute‟s „shall‟ language does not incorporate any
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Plain English renders this interpretation incorrect. When the statute states that
“no proprietor * * * shall permit [smoking],” the word “shall” modifies the active word “permit”
Thus the word “permit” describes the activity from which the proprietor must abstain. Very
simply, if a proprietor permits smoking, he has violated R.C. 3794.02(A); but if he has not
The Court of Common Pleas appears to have acknowledged this much, insofar as
its analysis is limited to whether Pour House permitted smoking. However, the Court of
Common Pleas abrogated the meaning of the word “permit,” and thus the entire standard
articulated in R.C. 3794.02(A) when it concluded that R.C. 3794(E) effectively nullifies the
R.C. 3794.02(E) states that “the lack of intent to violate a provision of this chapter
shall not be a defense to a violation.” While the Court of Common Pleas ruled that this
subsection removes any requirement that the permission to smoke be purposeful, this analysis
does not fully address the inquiry of whether a proprietor permits smoking. To violate R.C.
3794.02(A), a proprietor must permit smoking. Thus, subsection (E) must be read to stand for
the following proposition: “the lack of intent to permit smoking is not a defense to the violation
of permitting smoking.” Hence, the proprietor must still be found to have permitted smoking.
The Court of Common Pleas erred in its analysis when it presupposed that the Pour House
permitted smoking, and the hastily concluded that Pour House‟s lack of intent was not a defense
Further, the Court of Common Pleas then failed to apply the standard that it
expressed for the word “permit” in its own decision. Instead, it offered a short-shrift, two
sentence analysis of whether Pour House permitted smoking, concluding that “it was found [by
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the Health Department] that appellant did allow smoking to occur * * * accordingly, appellant‟s
arguments to the contrary are found not to be well taken.” Common Pleas Decision, p. 4. This
finding, and its very legal predicate, was and is the very thing that Appellant appealed.
If the Court of Common Pleas would have properly applied its own definition of
the word “permit,” it would have been required to find that the Pour House did not permit
The word “permit” is defined as to “to suffer, allow, consent, let; to give leave or
license; to acquiesce, by failure to prevent, or to expressly assent or agree to the
doing of an act.” Other Ohio courts have held that this definition “connotes some
affirmative actor omission.” Bexley v. Selcer (1998), 129 Ohio App.3d 72, at 77,
citing Black‟s Law Dictionary (5 Ed. Rev. 1979) 1026; Akron v. Meissner (1993),
92 Ohio App.3d 1, 4, 633 N.E.2d 1201.
Clearly, the Pour House did not allow, consent to or acquiesce in smoking within
its establishment on February 4, 2009. To the contrary, Pour House owner Ted Wilczynski
testified, as to his establishment‟s policy, that (1) there are at least eight “no-smoking” signs
posted within the Pour House, and that these signs have been posted since the statewide smoking
ban went into effect; (2) Pour House has an official policy whereby employees order patrons to
either extinguish there cigarettes, smoke on the outdoor patio, or leave the establishment; (3) he
has personally enforced this policy; and (4) this policy is enforced to the utmost degree. Tr. 27.
More specifically, patrons who light up a cigarette within Pour House, despite „no-smoking”
signs, are told to leave the establishment, “put it out,” or “go to the patio.” Tr. 29, 30.
More importantly, Ms. Croley did not permit smoking on February 4, 2008
because the Health Department did not establish that there was anything else Ms. Croley could
have done to stop the smoking (OAC 3701-52-08(E) requires that the Health Department prove
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This failure of evidentiary proof is merely a reflection of the reality of the
situation. Ms. Croley immediately told the patron “no smoking in the bar,” and “to go outside
and smoke.” Tr. 39. She did not serve him alcohol, or anything else. Tr. 40. The patron
complied, and Ms. Croley testified that she would have extinguished the cigarette, but she was
occupied “tending to another customer,” with her “hands full.” Tr. 39, 40. Ms. Croley explained
that “when you have a lot of customers in the bar, I mean, you‟re doing stuff constantly, I mean,
it‟s kind of hard to go over at that second and dispose of it.” Tr. 49. In other words, Mr.
Wylczynski and Ms. Croley did everything in their power to preclude smoking. Given these
well-settled facts, Mr. Wylczynksi and Ms. Croley should be commended for their diligent
attempts to comply with the statewide smoking ban, rather than cited for permitting smoking.
B. Upholding citation under these facts would renders R.C. 3794.02(A) a strict liability
offense, contrary to legislative intent.
To uphold a citation where the find otherwise would be to inevitably find that
R.C. 3794.02(A) is a strict liability offense, and strip the “permit” standard of all of its meaning,
when this was clearly not the legislature‟s intent. To reiterate an important axiom, “(i)n
determining the legislative intent of a statute it is the duty of this court to give effect to the words
used in a statute, not to delete words used, or to insert words not used.” Columbus-Suburban
legislative intent behind the statute. The legislature deliberately avoided creating a strict liability
offense, even though it had the opportunity to do so. For instance, the legislature created a strict
liability offense in R.C. 3794.02(B), which requires a proprietor to “ensure that tobacco smoke
does not enter any area in which smoking is prohibited.” If the legislature had intended for the
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proprietor to be subject to liability where only smoking is present in his establishment, it simply
could have indicated as much through its drafting. For example, it could have written R.C.
3794.02(A)(2) to read “a proprietor shall be liable whenever smoking is present within the
However, instead of mimicking the strict liability approach of subsection (B), the
legislature used a word that creates a standard, and thus cannot be without meaning. The term
imposed upon a proprietor who takes a myriad of steps to preclude smoking both prior to and
after the lighting of the cigarette within its establishment leaves the term “permit” with no
meaning at all.
3794.02(D). That subsection states that “[n]o person shall refuse to immediately discontinue
* *.”
Clearly, R.C. 3794.02(A) and R.C. 3794.02 (D) are mutually exclusive. That is,
under subsection (D), the patron, and not the proprietor, is subject to liability where the patron
has refused to discontinue smoking. This provision evidences the legislative intent to protect the
proprietor from liability where the patron acts in recalcitrant defiance of the proprietor‟s efforts
to stop the smoking. Consequently, pursuant to the plain language of R.C. 3794, a proprietor
does not “permit” smoking, so as to establish liability the very second that a recalcitrant patron
lights a cigarette within the proprietor‟s establishment. Instead the employee of the proprietor on
duty must be afforded a reasonable amount of time to (1) notice that the patron has lit the
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cigarette; (2) order the patron to stop smoking and to extinguish the cigarette; and (3) if the
patron fails to comply with the first two directives, to put down whatever the employee has in his
or her hands and walk over and extinguish the cigarette. In this case that process took
somewhere between 30 seconds and one minute—a commendable performance rather than a
permission of smoking. To hold otherwise would be to render the proprietor the victim of any
rogue patron.
C. R.C. 3794 is unconstitutionally vague as applied to, and enforced against Pour
House in this case.
facto strict liability offense, then R.C. 3794.02(A) is unconstitutionally vague as applied to the
Pour House. In dismissing this argument in several sentences, the Court of Common Pleas
merely recited several sentences indicating that the language of a civil statute need not be crystal
clear. Common Pleas decision, p. 4, 5. The Pour House concedes this much.
However, this does not end the inquiry. A law must give fair notice to the
citizenry of the conduct proscribed and the penalty to be affixed if that law is breached. See,
generally, Kolender v. Lawson (1983), 461 U.S. 352, 357-358, 103 S.Ct. 1855, 75 L.Ed.2d 903;
Colten v. Kentucky (1972), 407 U.S. 104, 110, 92 S.Ct. 1953, 32 L.Ed.2d 584. Implicitly, the
law must also convey an understandable standard capable of enforcement in the courts, for
promulgate codes of conduct. Norwood, supra., citing Giaccio v. Pennsylvania (1966), 382 U.S.
399, 403, 86 S.Ct. 518, 15 L.Ed.2d 447. Although the vagueness doctrine is perhaps most
familiar in the context of criminal law, “[v]ague laws in any area suffer a constitutional
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infirmity.” Norwood, supra., citing Ashton v. Kentucky (1966), 384 U.S. 195, 200, 86 S.Ct.
1407, 16 L.Ed.2d 469. As the United States Supreme Court has explained:
Vague laws offend several important values. First, because we assume that man is
free to steer between lawful and unlawful conduct, we insist that laws give the
person of ordinary intelligence a reasonable opportunity to know what is
prohibited, so that he may act accordingly. Vague laws may trap the innocent by
not providing fair warning. Second, if arbitrary and discriminatory enforcement is
to be prevented, laws must provide explicit standards for those who apply them. A
vague law impermissibly delegates basic policy matters to police [officers],
judges, and juries for resolution on an ad hoc and subjective basis, with the
attendant dangers of arbitrary and discriminatory application. Norwood, supra.,
citing Grayned v. Rockford (1972), 408 U.S. 104, 108-109, 92 S.Ct. 2294, 33
L.Ed.2d 222.
When a statute is challenged under the due-process doctrine prohibiting vagueness, the court
must determine whether the enactment (1) provides sufficient notice of its proscriptions to
facilitate compliance by persons of ordinary intelligence and (2) is specific enough to prevent
official arbitrariness or discrimination in its enforcement. Kolender, supra., 461 U.S. at 357, 103
S.Ct. 1855, 75 L.Ed.2d 903. Ultimately, the critical question is whether the law affords a
reasonable individual of ordinary intelligence fair notice and sufficient definition and guidance to
enable him to conform his conduct to the law; those laws that do not are void for vagueness.
Grayned, 408 U.S. at 108-109, 92 S.Ct. 2294, 33 L.Ed.2d 222; Papachristou v. Jacksonville
(1972), 405 U.S. 156, 92 S.Ct. 839, 31 L.Ed.2d 110. As a quintessential example of an Ohio
Court striking down such vagueness, the Ohio Supreme Court, in Norwood, found the term
supra.
for citation under the set of facts articulated in this case, then it does not “provide sufficient
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conclusion is supported through an attempt to answer the following questions: (1) what is a
proprietor required to do, if he seeks a safe harbor to avoid liability, once a patron begins to
smoke and an inspector walks in before the proprietor can get to the patron to ask him to stop?
(2) how much time is the proprietor permitted to physically get to the patron to ask him to cease
smoking? (3) what must the proprietor due to avoid liability once the patron, upon request,
If the answer is that there is nothing a proprietor can do to avoid liability in such
scenarios, or that it is unclear what the proprietor may do, then the ban is unconstitutionally
vague as applied, and must not be applied against proprietors that have diligently attempted to
CONCLUSION/RELEIF SOUGHT
For the foregoing reasons, this Court should find that the Pour House, Inc. did not
violate R.C. 3794, or in the alternative, find that R.C. 3794 is unconstitutional as applied to the
Pour House, Inc. Accordingly the citation imposed upon the Pour House, Inc. should be
overturned.
____________________________________
Maurice A. Thompson (0078548)
88 E. Broad, Suite 1120
Columbus, Ohio 43215
Tel: (614) 224-4422
Fax: (614) 224 4644
Email: mthompson@buckeyeinstitute.org
Counsel of Record for Appellant
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CERTIFICATE OF SERVICE
This is to certify that a copy of the foregoing was served upon the parties specified below this
_____ day of ______________.
___________________________
Maurice A. Thompson (0078548)
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