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European Heart Journal (2009) 30, 139151 doi:10.

1093/eurheartj/ehn538

REVIEW

Biomarkers of pathophysiology in hypertrophic cardiomyopathy: implications for clinical management and prognosis
n2, n 1, Vanessa Rolda Francisco Cambronero1, Francisco Mar s1, and Gregory Y.H. Lip 3* ndez-Romero1, Mariano Valde Diana Herna
1 3

n, University of Murcia, Spain; and Department of Cardiology, Hospital Universitario Virgen de la Arrixaca, Murcia, Spain; 2Centro Regional de Hemodonacio Haemostasis, Thrombosis and Vascular Biology Unit, University Department of Medicine, City Hospital, Dudley Road, Birmingham B18 7QH, UK

Received 24 May 2008; revised 6 November 2008; accepted 17 November 2008

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The study of biomarkers and their signalling pathways has allowed the development of new therapeutic strategies in a range of disorders. The aim of the present systematic review is to provide an overview of different biomarkers in patients with hypertrophic cardiomyopathy that could give some insight into the pathophysiologic mechanism(s) underlying the typical clinical and histological manifestations of the disease. Several pathophysiological models are presented and discussed, including studies that have investigated these biomarkers for diagnostic and prognostic reasons, in relation to disease progression and/or mortality.

----------------------------------------------------------------------------------------------------------------------------------------------------------Keywords
Hypertrophic cardiomyopathy Biomarkers Pathophysiology

Introduction
Hypertrophic cardiomyopathy (HCM) has been dened morphologically by unexplained hypertrophy in the absence of haemodynamic stress, and at the histological level by myocyte disarray, brosis, and abnormalities of the intramyocardial small vessels.1 HCM is a monogenic cardiac disease with an autosomal dominant pattern of heritability and different penetrance, with a prevalence in the general population of 1/500.2 Mutations in 11 genes of contractile sarcomeric proteins have been shown to produce the disease, and more than 400 different mutations have been discovered so far, most of them of the missense type.3 In at least 25% of patients, asymmetrical septal hypertrophy leads to a signicant pressure gradient between the apical left ventricular (LV) chamber and the left ventricular outow tract (LVOT), resulting in the so-called hypertrophic obstructive cardiomyopathy (obstructive HCM) presentation. Majority of patients with obstructive HCM are asymptomatic but some can present with heart failure or arrhythmias. Thromboembolic events are frequent and potentially serious causes of mortality and morbidity amongst HCM patients. Indeed, the incidence of stroke is around 3% per patient-year, especially in patients with HCM an atrial brillation, or those with obstructive

HCM.4,5 Arrhythmias and premature sudden cardiac deaths (SCDs) are also common in HCM.6 Ultimately, about 10% of obstructive HCM patients progress to an end-stage dilated phase with LV wall thinning, cavity enlargement, and systolic dysfunction that resembles a dilated cardiomyopathy.7 Biomarkers are molecules that are objectively (and easily) measured by laboratory techniques, which can give us useful information about normal biological processes, abnormal pathophysiology, and prognosis, as well as in assisting differential diagnosis. The most active elds in cardiovascular medicine in which biomarkers have shown to be useful are ischaemic heart disease and heart failure. In ischaemic heart disease, for example, multiple biomarkers have helped us to understand the pathophysiology of the atheromatous plaque.8 11 Such biomarkers have also been used to predict the risk for coronary artery disease and its sequelae. For example, B-type natriuretic peptide (BNP) and N-terminal pro-BNP (NT-pro-BNP) are useful in the diagnostic and prognostic pathway for patients with heart failure.12 Could biomarkers help in understanding the pathophysiology of HCM? The clinical and pathological characteristics of HCM could involve a number of diverse mechanisms that include inammation, endothelial dysfunction, brosis, and extracellular matrix degradation, as well as coagulation and platelet activation. In each of

* Corresponding author. Tel: 44 121 5075080, Fax: 44 121 554 4083, Email: g.y.h.lip@bham.ac.uk Published on behalf of the European Society of Cardiology. All rights reserved. & The Author 2009. For permissions please email: journals.permissions@oxfordjournals.org.

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these processes, different molecules involved in the different pathophysiological pathways can be detected in the blood, providing us with information on subgroups of patients may be at increased risk for subsequent cardiovascular events. The detection of appropriate biomarkers could potentially provide tools to diagnose and stratify these patients. The aim of the present systematic review is to provide an overview of different biomarkers in patients with HCM that could give some insights into the pathophysiologic mechanism(s) underlying the typical clinical and histological manifestations of the disease.

F. Cambronero et al.

Search strategy
We performed a comprehensive literature search by using electronic bibliographic databases (MEDLINE, EMBASE, The Cochrane Library, and DARE) and combinations of the following keywords: HCM, treatment, hypertrophy, cardiomyopathy, inammation, cytokines, C-reactive protein, interleukin-6 (IL-6), tumour necrosis factor-alpha (TNF-a), s-Fas, s-FasL, apoptosis, endothelin, Von Willebrand factor (vWf), soluble thrombomodulin (sTM), tissue factor pathway inhibitor (TFPI), asymmetric dimethylarginine (ADMA), symmetric dimethylarginine (SDMA), platelet function, CD40 ligand, soluble CD40 ligand, Beta thromboglobulin (b-TG), P-Selectin, coagulation markers, brinogen, platelet-derived growth factor (PDGF), brinopeptide A, thrombin-antithrombin III complex, brinolysis, thrombotic, prothrombic fragment 1 2 (F1 2), D-Dimer, plasmin-alpha2-plasmin inhibitor complex, aldosterone, brosis, apoptosis, matrix metalloprotreinases (MMPs), tissue inhibitor of matrix metalloproteinases (TIMPs), brain natriuretic peptide (BNP), NT-pro-BNP, atrial natriuretic peptide (ANP), insulin growth factor-1 (IGF-1), transforming growth factor-b (TGF-b), angiotensin 2, and calcineurin. Bibliographies of all selected articles and review articles were reviewed for other relevant articles. Where necessary, study authors were contacted to obtain further data.

For example, brosis is greater beneath the endocardium and is more prominent in the interventricular septum area compared to the free LV wall.17 Abnormalities in small intramural coronary arteries and subendocardial arterioles have also been observed at autopsy in obstructive HCM subjects. The walls of these intramural vessels, especially in the ventricular septum, are thickened and the vessel lumen is frequently narrowed.16,18,19 There is hypertrophy of the intima and an abnormal ultrastructure of endothelial cells, providing a morphological substrate for functional impairment of the endothelium.20,21 These abnormal vessels are usually within the areas of brous tissue or in close proximity to these areas.

Pathophysiology of hypertrophic cardiomyopathy


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Morphological and microscopic characteristics of hypertrophic cardiomyopathy


Macroscopically, HCM is characterized by unexplained left or right ventricular hypertrophy in the absence of an increased external load, which is usually asymmetric in affecting different portions of the ventricles. Microscopic changes in obstructive HCM include myocyte hypertrophy and disarray, as well as increased interstitial brosis and small intramural coronary artery abnormalities.1,7,13 16 Myocyte disarray is a characteristic feature of HCM, seemingly preceding hypertrophy and brosis.7,14 The high degree of disarray observed in obstructive HCM is distinctive1,13 and involves substantial portions of LV wall. Fibrosis is another important component of the pathophysiology of obstructive HCM.1 Histological examination demonstrates an increase of connective tissue between individual cells and deposition of large amounts of collagen and bronectin.15 However, the distribution and severity of brosis can be quite variable.

While the aetiology of HCM has been extensively studied, its pathogenesis is not completely understood. All of the knowledge accumulated has largely been obtained from animal models. Indeed, the initial defects caused by the mutant proteins are diverse and a common mode of pathogenesis is believed to exist, ultimately converging into impaired cardiac myocyte function. In vitro functional studies have shown that HCM mutants alter sarcomere function in two different ways: rst, by decreasing the translocating lament activity and/or force leading to a reduction of power production. It can also increase in vitro motility rates of lament sliding and/or force.22 The molecular changes subjacent to these observations seem to vary, and include reduced crossbridge kinetics,23,24 reduced ATPase activity, altered calcium sensitivity,24 27 reduced myoshortening,28 myocyte atrophy,26 and impaired excitation contraction coupling.29 Altogether these points to the diversity of the molecular and cellular mechanisms could be involved in the pathogenesis of the nal HCM phenotypes seen clinically. It is still unknown how a mutation of a sarcomeric protein, the functional defect observed, and the development of the microscopic characteristics of HCM are linked. Several hypotheses have been proposed.23,30,31 The most accepted one suggests that HCM mutations induce functional defects in myocyte contractility, thus producing diastolic and systolic dysfunction that induces increased wall stress, a reduction of stroke volume, and, consequently, an activation of stress responsive trophic and mitotic factors (such as ACE1, angiotensin II, IGF-1, TGF-b, TNF-a, IL-6, and endothelin).30 These molecules increase the entrance of calcium into the cells and the activation of transcriptional pathways that lead to the diverse histological and structural phenotypes of HCM including cardiac hypertrophy, interstitial brosis, and myocyte disarray. The problem with this hypothesis is that not all the mutations produce hypocontractility, as HCM mutations in some thin lament regulatory proteins (e.g. troponin I and a-tropomyosin) actually increase the force of contraction.24,32 34 Therefore, decreased contractility per se cannot be the sole stimulus to hypertrophy. In an alternative model where there is an increase in the force of

Biomarkers of pathophysiology in HCM

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Figure 1 Schematic demonstrating in summary some of the known hypertrophic and brosis signalling pathways. Calcium plays a central role
in the pathogenesis of hypertrophic cardiomyopathy (HCM). The increase in intracellular calcium could be due to two different mechanisms. On one hand, following the theory of energy depletion, the mutated sarcomeric proteins will use more adenosine triphosphate to produce the same force of contraction. Therefore, it will compromise calcium reuptake by the SERCA transporter into the endoplasmic reticulum and more calcium will be available inside the cells. On the other hand, activation of a number of different receptor classes lead to an increase in intracellular calcium; these include angiotensin II, endothelin-1, TNF-a, and IL-6 and their signalling pathways including the mitogen-activated protein kinase cascade (MAPK), protein kinase C (PKC), the phosphatidyl inositol kinase (PI(3)K)/Akt/glycogen synthase kinase 3b (GSK3b) pathway. This increase in intracellular calcium will modulate transcription via modication of nuclear factors of activated T cells (NFAT), myocyte enhancer factor-2 (MEF2) that will induce hypertrophy through the activation of foetal isoforms of proteins. The same molecules afore mentioned plus aldosterone and TGF-b will activate pathways that will modulate the production of transcription factors such as nuclear factor kappa B (NF-Kb), activating protein-1 (AP-1), small mothers against decapentaplegic (SMAD), signal transducer, and activator of transcription (STAT) that will be integrated and eventually will drive MMPs and TIMPs transcription remodelling the extracellular matrix. Sr, sarcoplasmic reticulum; SERCA, sarcoplasmic reticulum calcium pump; CaM, calmodulin; SHR, steroid hormone receptor, HRE, hormone response element.

contraction, the induced hypertrophy is directly as a consequence of hypercontractility.22 The nal model that can explain the hyper- and hypocontractility observed in both previous models is the energy compromise hypothesis.35 For example, myosin ATPase uses at least 70% of adenosine triphosphate (ATP) hydrolysis in the cardiac myocyte, and perturbation of either the motor itself or its regulation may alter the efciency of ATP usage by the sarcomere.31 In HCM patients, there is a reduction of the phosphocreatine to ATP ratio, which is an indicator of the energetic state of cardiac muscle. Such inefcient utilization of ATP results in the need for more energy to produce the same amount of force. For example, in an a-MHC403/ murine model of HCM, the demand of more ATP to produce myocyte contraction results in ATP depletion, thus affecting a highly ATP-dependent process, the sarcoplasmic reticulum calcium pump (SERCA), leading to accumulation of Ca in the citosol29 (Figure 1).

Support for this hypothesis comes from the study of other human diseases that limit myocardial energy production or cellular energy s homeostasis, such as mitochondrial tRNA mutations,36 Friedreich ataxia,37 defects in fatty acid uptake through CD36 deciency,38 mitochondrial fatty acid oxidation through very-long chain acyl-CoA dehydrogenase deciency,39 and mutations in the g2 regulatory subunit of AMP-activated protein kinase.40,41 Consequently, less ATP is available to maintain normal calcium reuptake, and thus, there is an increase in the citosolic calcium and activation of calciumdependent transcriptional signals [the most important of which seems to be calcineurin, and the downstream transcription factors NFAT (nuclear factor of activated T cells) and MEF-2 (myocyte enhancer factor)] leading to hypertrophy and brosis.42 44 Of note, homeostasis of calcium in the sarcomere is of great importance in the pathogenesis of HCM. Evidence of this role comes from the study of mutations in calcium regulatory proteins showing the development of HCM phenotype.45 The accumulation

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Table 1 Inammatory biomarkers in hypertrophic cardiomyopathy


References

...............................................................................................................................................................................
Zen et al. (2005)47 IL-6, TNF-a, ANP, BNP, 38 HNCM, 11 DHCM s-Fas, s-FasL patients, and 10 normal subjects In HNCM and DHCM, TNF-a and IL-6 were slightly higher compared with normal subjects and sFas increased signicantly. IL-6 was signicantly higher in DHCM compared with HNCM. Thus, IL-6 may play an important role in the status of HCM and its progression to DHCM TNF-alpha was not elevated in HCM. The markedly elevated IL-6 levels did not correlate with the left ventricular function in HCM patients Signicant reduction of TNF-a alters non-surgical septal reduction therapy. TNF-a may play a pathogenetic role in the hypertrophy of pressure overload

Biomarker

Patient population

Findings

Hogye et al. (2004)48

IL-6, TNF-a

19 patients with HCM, 31 patients with DCM, and 20 healthy subjects 15 HOCM patients at baseline and after successful NSRT

Nagueh et al. 200149

TNF-a

Buzas et al. (2004)50

IL-6, TNF-a, sFas, sIL-6R 31 DCM patients, 19 HCM patients, and 20 healthy controls

Penicka et al. (2001)64

sTNFRI

HCM patients have higher IL-6 and sIL-6R levels when compared with healthy individuals. DCM patients exhibit elevated concentrations of TNF-alpha, sFas, IL-6, and sIL-6R. The data indicate the activation of the pro-apoptotic TNF and Fas pathways in DCM patients, and an anti-apoptotic shift in HCM patients 66 patients with HCM and 30 sTNFRI levels were higher in severely symptomatic patients, and in age-matched healthy patients with reduced LV systolic and diastolic reserve during subjects dobutamine stress echocardiography C-reactive protein levels are different between control and HCM patients but only due to the subgroup with LVOT obstruction No relation between C-reactive protein values and brosis, severity of hypertrophy, clinical symptoms nor any of the clinical variables known to be associated to prognosis in HCM, including NT-pro-BNP

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Dimitrow et al. (2007)66 C-reactive protein

42 HCM patients (16 with LVOT obstruction) and 29 controls 120 patients with HCM, 83 HCM with LGE by CMR

et al. (2008)67 Paya

C-reactive protein

ANP, atrial natriuretic peptide; BNP, brain natriuretic peptide; DCM, dilated cardiomyiopathy; DHCM, dilated hypertrophic cardiomyopathy; HOCM, hypertrophic obstructive cardiomyopathy; HNCM, hypertrophic non-obstructive cardiomyopathy; HCM, hypertrophic cardiomyopathy; IL-6, interleukin 6; LV, left ventricle; LVOT, left ventricular outow tract; NSRT, non-surgical septal reduction therapy; sFas, soluble Fas; s-FasL, soluble Fas ligand; sIL-6R, soluble interleukin 6 receptor; sTNFRI, soluble tumour necrosis factor receptor 1; TNF-a, tumour necrosis factor a; LGE, late Gadolinium enhancement.

of calcium in the cytosol and the activation of hypertrophic and brosis pathways could be due to a decrease in ATP with the reduction of SERCA activity but also through the regulation of proteins that control calcium release from the sarcoplasmic reticulum or decrease of storage calcium proteins in the sarcoplasmic reticulum. These processes will change the calcium sensitivity as well as the buffering capacity of the sarcomere.46

Biomarkers associated with hypertrophic cardiomyopathy


Inammatory biomarkers
Cytokines are pleiotropic proteins that regulate leukocyte activity. In the acute-phase response, cytokines such as interleukin (IL)-1 and IL-6 drive production of reactant proteins, including C-reactive protein. Inammatory biomarkers that have been most studied in HCM patients are IL-6 and TNF-a47 51 (Table 1). Both can be expressed in the myocardium under various forms of stress and are capable of modulating cardiac function by a variety of mechanisms including the induction of LV hypertrophy, cardiomyopathy, and apoptosis in cardiac myocytes.50,52 56 Indeed, the progressive loss of cardiac myocytes due to apoptosis would contribute to the overall deterioration of myocardial function.56

IL-6 is a pro-inammatory cytokine secreted by all the nucleated cells of the heart. IL-6 is also considered a myokine, which is a cytokine produced in the muscle that is elevated in response to muscle contraction. Indeed, skeletal muscle is a major source of this cytokine. Smooth muscle cells in the tunica media of many blood vessels also produce IL-6, as a pro-inammatory cytokine.57 IL-6 may also induce the expression of MMPs and TNF-a.58 HCM patients have higher levels of IL-6 compared with healthy controls.47,50,51 However, IL-6 levels did not correlate with LV function,48 although the overexpression of IL-6 and IL-6 receptor in mice leads to the development of cardiac hypertrophy.53 TNF-a is a multifunctional cytokine with a broad range of concentration-dependent effects involved in systemic inammation, the regulation of immune cells function, and stimulation of the acute phase reaction. TNF-a has been detected in several human cardiac-related conditions, including congestive heart failure, the hypertrophic growth response in cardiac myocytes, and septal cardiomyopathy.52,59 TNF-a can also participate in different pathways causing apoptosis60 and it is a cytokine capable of producing brosis through the activation of MMPs and TIMPs.61 Various studies in HCM have generally found an increase in TNF-a levels,47,49 with one exception.48 It is plausible that TNF-a may play a pathogenetic role in HCM. While pressure or volume overload contributes to the development of left

Biomarkers of pathophysiology in HCM

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incidence of worsening heart failure.47 Thus, plasma sFas levels could potentially be a prognostic predictor in dilated HCM patients.

hypertrophy and cardiomyopathy,62 septal ablation of HCM patients leads to a reduction of TNF-a, myocyte size, and collagen content that is accompanied by an increase in LV volumes and a reduction in LV hypertrophy and chamber stiffness.49 Genetic studies show that an uncommon allele of the TNF-a-308G/A polymorphism, which produces more TNF-a, is associated with greater LV mass index and clinical diagnosis at a younger age in patients with HCM.63 Finally, it has been shown that transgenic mice that overexpress TNF-a develop LVH, dilated cardiomyopathy, and premature death.52 There are also signicant differences in soluble TNF receptor 1 (sTNFR1) serum levels between patients with HCM and healthy subjects.64 The levels can be related to functional class, being higher in patients with NYHA III IV and also with reduced LV systolic and diastolic reserve during dobutamine stress echocardiography.64 Importantly, TNF-a may play an important role in the status of HCM and its progression to dilated HCM. Indeed, increases in TNF-a are marked in those patients with the dilated phase of HCM indicating a strong pro-apoptotic activation effect.47 It is possible that the sustained long-term overexpression of TNF-a may induce cardiac myocyte apoptosis.65 An inammatory marker, C-reactive protein has also been studied in HCM. For example, Dimitrow et al.66 showed that C-reactive protein was more elevated in HCM patients than in controls. In our laboratory, we failed to demonstrate a relation between C-reactive protein values with brosis as measured by MRI, the severity of hypertrophy, clinical symptoms nor any of the clinical variables known to be associated to prognosis in HCM, including NT-pro-BNP.67 In summary, TNF-a and IL-6 might be involved in the pathogenesis of HCM, but there is no clear activation mechanism. It is possible that an increase in mechanical overload could be the trigger that stimulates the production of these two cytokines (IL-6 and TNF-a).68 IL-6 may induce the expression of MMPs and TNF-a causing brosis.58 In mice, the overexpression of IL-6 and IL-6 receptor leads to the development of cardiac hypertrophy;53 it is possible that this will work in the same way in humans. Elevated TNF-a levels may identify patients with a more severe cardiomyopathy, as well as early progression to a dilated cardyomyopathy who could benet from more aggressive intervention.

Markers of endothelial function


Microvascular dysfunction is a common nding in HCM patients and its extent is an important prognostic marker.73 Impairment of endothelium-dependent coronary vasodilatation has been shown in patients with HCM.74 77 These patients had an abnormal vasoconstrictor response of the coronary artery to acetylcholine,74 the cold pressor test,77 and pacing stimulation,76 which are various stressor tests that measure endothelium-dependent vasomotor reactivity. Extravascular compressive forces may play an important role in the microvascular dysfunction in HCM.78 In addition, hyperaemic myocardial blood ow as measured by PET scan is severely blunted, with particularly pronounced hypoperfusion at the subendocardial layer, indicative of microvascular dysfunction (Table 1).73,78 Plasma vWf is an established marker of endothelial damage/ dysfunction.79,80 Only two published articles have compared vWF levels between patients with HCM and age- and gendermatched controls. There were no statistically signicant differences between both groups and vWf levels were not related to functional class.81,82 Recently, Dimitrow et al.82 found that other markers of endothelial dysfunction, such as soluble thrombomodulin (sTM) and tissue factor pathway inhibitor (TFPI) were elevated in HCM compared to healthy individuals. Also, there was an elevation of markers related to the nitric oxide pathways, including asymmetric dimethylarginine (ADMA) and symmetric dimethylarginine (SDMA).82 The obstructive HCM subgroup displayed higher values of ADMA, SDMA, and sTM compared with the nonobstructive HCM subgroup.82 These ndings suggest that endothelium in HCM could well be functionally abnormal. Endothelin-1 (ET-1) is a potent vasoconstrictor produced by vascular endothelial cells and causes hypertrophy in cultured heart muscle cells,84 perhaps by activating the reexpression of cardiac-specic foetal genes.84 In HCM patients, ET-1 levels are signicantly increased by more than two-fold compared with controls.85,86 ET-1 mRNA synthesis in the heart is also upregulated in hypertrophied hearts by pressure overload.87,88 It is uncertain whether the increase of ET is the cause of the hypertrophy or it contributes to the pathophysiology of HCM. However, there is a report showing that ETA (receptor antagonist A) blockade can cause LV hypertrophy by pressure overload in vivo, suggesting a role of ET-1 in the development of cardiac hypertrophy.87 HCM patients have well-documented evidence of endothelial dysfunction, which can be detected in peripheral blood as elevation of endothelial-related biomarkers, as well as impaired endothelium-dependent coronary vasodilatation. The precise mechanisms of endothelial dysfunction in HCM are unknown, but the impaired hyperaemic myocardial blood ow correlates independently with LV mass. It is possible that a thickened ventricle could generate extravascular compressive forces that play a role in the microvascular dysfunction seen in HCM. Another possibility is the induction of structurally abnormal and altered endothelial

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Apoptotic biomarkers
Fas is an apoptosis-signalling receptor molecule on the surface of a number of cell types including the myocardium. Fas antigen is expressed in various tissues, and its soluble form, sFas, lacks the transmembrane domain.69 Binding of sFas to Fas inhibits apoptosis (Table 1).70 A related molecule, Fas ligand (Fas-L) is a type II transmembrane protein that belongs to the TNF family. The binding of Fas-L, sFas-L, or agonistic anti-Fas antibodies to Fas induces apoptosis in the targeted cell.71,72 Plasma sFas-L levels in patients from HCM group are signicantly decreased compared to normals and this reduction was even more marked in patients with dilated HCM.47 sFas is also increased signicantly in HCM compared to normal subjects, and dilated HCM patients with high sFas levels demonstrated deterioration of mitral E wave deceleration time, an index of LV diastolic function, as well as a high

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Table 2 Endothelial, platelet function, and coagulation biomarkers in hypertrophic cardiomyopathy patients
References

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Dimitrow et al. 200766 TAT; F1 2, sCD40L, b-TG; P-sel; IL-6; TNF-a 42 HCM patients (16 with LVOT obstruction is independently associated with enhanced LVOT obstruction) thrombin generation and platelet activity in HCM and 29 controls vWf 29 HCM and 29 control vWf levels are not increased in patients with hypertrophic subjects cardiomyopathy and there is no relation to functional class sTM, TFPI, ADMA, and SDMA were elevated in HCM patients sTM, vWF, TFPI, ADMA, SDMA 29 HCM patients compared with controls. vWF levels were similar in both including 11 with groups. In LVOT subgroup, higher values of ADMA, SDMA, LVOT obstruction and sTM were found compared with the HNCM. In and 29 controls conclusion, HCM patients show specic features of endothelial dysfunction Endothelin-1 Endothelin-1 26 HCM and 6 control subjects 40 patients with HCM, 35 with hypertension, and 15 controls 5 HCM patients 45 HCM and 15 healthy controls Endothelin-1 was more than two-fold higher in hypertrophic cardiomyopathy patients than in control subject Endothelin-1 concentrations were only slightly higher in HCM patients than in hypertensive and control patients

Biomarker

Patient population

Findings

Varol et al. 200581 Dimitrow et al. 200782

Hasegawa et al. (1996)85 Ogino et al. (2004)86

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Yarom et al. (1982)89 Riazanov et al. 200090

Platelet Platelet aggregation

Increased cell size, decreased phosphorus concentrations, and increased permeability to cations in HCM patients

Yamamoto et al. (1995)94 PF-4; b-TG; PLN-a2PI complex; brinopeptide A; TAT, D-dimer

HCM patients have higher induced with thromboxane A2 analogue and spontaneous platelet aggregation. There is a positive correlation between platelet aggregation and the degree of LVH 13 patients with HCM, 17 Plasma levels of brinopeptide A and TAT in both patient DCM, and 20 normal groups were signicantly higher than those in normal subjects subjects. Plasma levels of D-dimer were higher in DCM patients

ADMA, asymmetric dimethylarginine; b-TG, beta-thromboglobulin; DCM, dilated cardiomyopathy; F1 2, prothrombin fragment 1 2; HCM, hypertrophic cardiomyopathy; HNCM, hypertrophic non-obstructive cardiomyopathy; IL-6, interleukin 6; LVOT, left ventricular outow tract; PLN- a2PI complex, plasmin-alpha 2-plasmin inhibitor complex; PF4, platelet factor 4; P-sel, P-selectin; sCD40-L, soluble CD 40 ligand; SDMA, symmetric dimethylarginine; sTM, soluble thrombomodulin; TAT, thrombin-antithrombin III complex; TFPI, tissue factor pathway inhibitor; TNF-a, tumour necrosis factor a; vWF, von Willebrand factor.

hypertrophy by platelet derived growth factor (PDGF), which is produced by disturbed platelets (see below).

Platelets and platelet function


Yarom et al.89 were the rst to show morphometric and chemical differences in platelets in HCM patients that consisted in increased cell size, decreased phosphorus concentration, and increased permeability to cations, suggesting membrane and energy metabolism aberrations in such patients. Patients with HCM had high induced and spontaneous platelet aggregation which was positively correlated with LVH mass.90 Moreover, platelets were especially sensitive to the aggregation with a thromboxane A2 analogue (Table 2).90 In a recent study, Dimitrow et al.66 found an increase of three platelet activation markerssoluble CD40 ligand (sCD40L), b-thromboglobulin (b-TG), and P-Selectinin HCM patients, but non-obstructive patients had only higher levels of plasma P-Selectin compared with controls. The accelerated ow due to LVOT obstruction may stimulate platelets through an increase in shear stress. Do platelet abnormalities in HCM go beyond thrombogenesis? One of the pathological characteristics of HCM is intimal and/or medial hyperplasia of intramyocardial small vessels, and given

that PDGF has the potential to induce the proliferation of vascular smooth muscle cells, broblasts, and endothelial cells,91,92 PDGF may have a role in the development of intramyocardial vasculopathy.93 Although no studies have investigated the production of this molecule in the platelets of HCM patients, the abnormal platelets could drive the increase production of PDGF. We can not rule out the possibility that PDGF production in HCM patients could originate from other cells, including myocytes.93 The inhibition of PDGF signalling using receptors antagonists could open a new future eld in the treatment of HCM, but many more studies are required.

Prothrombotic markers
Thromboembolic events in patients with HCM are very frequent. Alterations in the plasma levels of molecular markers of the prothrombotic and brinolytic status have been reported in patients with HCM (Table 2). In small studies, plasma levels of brinopeptide A, thrombinantithrombin III complex (TAT), and F1 2 levels, as markers of brin generation and reecting thrombotic status, are signicantly increased in patients with HCM compared with normal subjects.66,94 Plasma brinopeptide A and plasma TAT levels have a signicantly positive correlation with left atrial diameter, but not

Biomarkers of pathophysiology in HCM

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Table 3 Fibrosis biomarkers and hormones in hypertrophic cardiomyopathy patients


References

...............................................................................................................................................................................
Stroud et al. 200583 TIMP-4 18 normal and 16 HCM after alcohol-induced MI 26 HCM patients and 38 controls Plasma TIMP-4 levels increased by 250% in the HCM patients when compared with normal controls TIMP-1 and PICP were elevated in HCM. Free MMP-1 was lower in HCM. Inhibition of collagenolysis by means of reduction of TIMP-1 and the increased production of PICP indicate collagen accumulation (brosis) Patients had higher levels of PIIINP, ICTP, MMP-2, MMP-9, and TIMP-1. Collagen turnover is enhanced in HCM patients MMP-2 and TIMP-2 were higher in DHCM. MMP-2 concentrations increased with NYHA functional class. TIMP-1 was higher in HCM patients than in control MMP-2 was associated with dyspnoea. MMP-9 was and independent factor associated with the presence of brosis in CMR. NT-pro-BNP was associated with brosis Plasma aldosterone was similar between both groups. Myocardial aldosterone and aldosterone synthase mRNA levels were elevated by four- to six-fold in humans with HCM IGF-1 levels were higher in patients with HCM and lower in patients with DHCM. IGFBP-1 levels were signicantly higher in patients with DHCM than in the other two groups

Biomarker

Patient population

Findings

Fassbach and Schwartzkopff (2005)98 Lombardi et al. (2003)99 Noji et al. (2004)100

PICP; ICTP; MMP-1; TIMP-1

PIIINP; PICP; PINP; ICTP; MMP-1; MMP-2; MMP-9; TIMP-1 MMP-2; MMP-3; MMP-9; TIMP-1; TIMP-2 NT-pro-BNP; MMP-1; MMP-2 and MMP-9; TIMP-1 Aldosterone

36 HCM patients and 14 controls 11 DHCM, 17 HCM, and 50 age-matched control subjects 67 HCM patients

n et al. 2008102 Rolda

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Tsybouleva et al. (2004)107 Saeki et al. (2002)114

11 HCM patients and 8 controls 39 HOCM, 67 HNCM, and 18 DHCM

IGF-1 and IGFBP-1

CMR, cardiac magnetic resonance; DHCM, dilated hypertrophic cardiomyopathy; HCM, hypertrophic cardiomyopathy; HNCM, hypertrophic non-obstructive cardiomyopathy; HOCM, hypertrophic obstructive cardiomyopathy; ICTP, type I collagen degradation product; IGF-1, insulin growth factor 1; IGFBP-1, insulin growth factor binding protein 1; MI, myocardial infarction; MMP, metalloproteinases; NT-pro-BNP, N-terminal pro-B-type natriuretic peptide; PICP, procollagen type I C-terminal peptide; PIIINP, N-terminal pro-peptide of collagen type III; PINP, procollagen type 1 N-terminal propeptide; TIMP, metalloproteinase inhibitors.

with LV diastolic volume.94 Dimitrow et al.66 found increased TAT and F1 2 levels in obstructive HCM, correlating positively with the LVOT gradient. Indeed, the turbulent ow in obstructive HCM might be involved in the prothrombotic state through an increase of shear stress.66

Matrix metalloproteinases
Matrix metalloproteinases (MMPs) are zinc-dependant endopeptidases with collagenase and/or gelatinase activity. Collectively they are capable of degrading various extracellular matrix proteins, but also can process a number of bioactive molecules. They play an important role in cardiac remodelling and brosis in other cardiovascular diseases, for example, myocardial infarction and development of dilated cardiomyopathy. MMPs are inhibited by specic endogenous tissue inhibitors of metalloproteinases (TIMPs) that comprises a family of four protease inhibitors (TIMP-1 through 4).95,96 The various molecules that inuence the expression of MMPs and TIMPs in HCM patients are varied, including the renin angiotensin aldosterone system, oxidative stress, endothelin-1, TNF-a, sympathetic activation markers, and TGF-b1.97 The high grade of brosis seen in HCM could be due to an imbalance between MMPs and TIMPs with the accumulation of brous tissue (Table 3). Impaired collagenolysis and an increased deposition of collagen have been seen in patients with HCM. In HCM, there is a reduction of MMP-1 to undetectable levels, with an increase of TIMP-1, TIMP -2, TIMP-4, MMP-2, and MMP-9.83,98 100 These changes result in enhanced collagen turnover, with an increase of collagen type I98

and a shift of collagen I to collagen III.99 This shift is not easy to explain because collagen I is apparently stiffer than collagen III,101 but could well be a compensatory mechanism due to the increase in wall stiffness. MMP-2 correlates negatively with systolic function100 and levels signicantly increase with higher NYHA functional class.100,102 TIMP-2 correlates positively with LV dimensions100 and diastolic dysfunction can be related to MMP-1 and MMP-2.99 In our group, we have shown that MMP-2 levels correlate with functional class and MMP-9 is an independent factor associated with late Gadolinium enhancement in cardiac magnetic resonance imaging,102 an established non-invasive method to assess the presence of brosis. This is important as an increase in cardiac collagen content has been associated with SCD in young patients with an 8-fold (14.1 + 8.8 vs. 1.8 + 1% of the tissue section; P , 0.0001) and three-fold (4.5 + 1.3%; P , 0.001) increase compared with controls and systemic hypertensive patients, respectively.103 This raises the possibility of using treatments that could reduce the interstitial brosis and consequently reduce SCD. Interestingly, several authors have proposed the measurement of MMPs for the follow-up of HCM patients in order to analyse the benecial effects of different therapies.104,105 Understanding how upstream molecules regulate MMP may provide clues to develop important therapeutic interventions. In animal models, several treatments have shown potential to reverse or attenuate interstitial brosis. Treatment with drugs that can block the activators of MMPs as losartan, spirinolactone, and N-acetilcysteine reduce the expression of collagen 1 alpha

146
(I) and TGF-b in a TnT mutant mouse, that in turn reduce interstitial brosis and improve diastolic dysfunction.105 107 In humans, the effects of atorvastatin on LV mass in patients with HCM have been investigated in a randomized placebo-controlled double-blind pilot study, but this did not demonstrate any effect of 9-month treatment with atorvastatin on LV mass reduction.104 Also in humans, the angiotensin blocker, losartan, has been shown to improve diastolic LV dysfunction in HCM, but no signicant changes in LV wall and cavity measurements were observed.108 It is possible that some of the benecial effects of ACE inhibitors in remodelling may be mediated through MMPs, at least in hypertensive patients.106 For now, the available data suggest a disturbed balance of collagen synthesis and degradation with a predominance of inhibition of collagenolysis and collagen accumulation (brosis), which could explain passive diastolic dysfunction in patients with HCM. MMPs are probably associated with mechanisms of remodelling in patients with HCM and the progression to systolic dysfunction and heart failure, increase of LV dimension and wall thinning.

F. Cambronero et al.

levels are also signicantly higher in HCM patients with heart failure compared to the other three groups (Table 3).114

Myonecrosis markers: troponin


Troponins I and T are very sensitive and specic indicators of cardiac myocyte injury, and have been used in the diagnosis and prognosis of acute coronary syndromes. Sato et al.115 compared HCM patients with normal and altered troponin levels and correlated the differences with echocardiographic ndings, and higher troponin levels were associated with a signicantly lower fractional shortening and thicker interventricular septum. Of note, 4 of 12 patients with increased troponin T experienced end stage dilated HCM, suggesting that an increase in troponin T concentration in HCM may be an indicator of subclinical myocyte injury and/or progression to dilated HCM. In another paper, Pop et al.116 showed that increased troponin release may be present in patients with HCM secondary to exercise, which is reduced with b-blockade (Table 4). The mechanism of myocyte injury in HCM is unknown. Abnormal troponin levels may be caused by relative myocardial ischaemia due to the imbalance between a hypertrophic heart and the insufcient coronary blood supply due to abnormal vessels. The other possibility is that myocyte abnormalities determined by gene mutation are causing myocyte injury. Troponins could be useful in determining the patients with higher risk to develop dilated phase of HCM and the effects of drug treatment on the evolution of HCM, but further studies are necessary.

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Hormones
Aldosterone is a steroid hormone produced by the glomerulosa zone of adrenal cortex in response to several factors, the most important of which is angiotensin II. Aldosterone has been implicated in several functions including the regulation of sodium and potassium plasma concentrations as well as in cardiac hypertrophy, brosis, and heart failure (Table 3).109,110 Tsybouleva et al.107 showed that aldosterone is a major link between sarcomeric mutations and cardiac phenotype in HCM, although mean serum aldosterone levels were not signicantly different between HCM and control subjects; however, myocardial aldosterone and cardiac aldosterone synthase (CYP11B2) mRNA levels were increased four- and seven-fold respectively, when compared with normal hearts. Aldosterone induced expression of cardiac hypertrophic markers in rat cardiomyocytes and has a probrotic response in rat cardiac broblasts, inducing the expression of TGF-b1, a major probrotic factor and in turn, the production of collagens.107 Blockade of mineral corticoid receptor with spironolactone in a cTnTQ92 mutant mouse model of HCM normalized myocardial collagen content, attenuated myocyte disarray, and improved diastolic function.107 Myocyte disarray, the pathological hallmark of HCM, seems to be due to the disruption of cadherin-mediated myocytemyocyte adhesion at the adherens junction, which is reduced by spironolactone treatment.107

Wall stress markers: natriuretic peptides (Table 4)


Atrial (ANP) and BNP are stable peptides that are synthesized predominantly in the atria and left ventricle, respectively, in response to elevated wall tension. Plasma levels of the peptides correlate positively with cardiac lling pressures, making them excellent markers for the presence of LV dysfunction and abnormal LV wall stress.117,118 In various studies, plasma ANP119,120 and BNP47,121 123 levels were signicantly increased in HCM compared with normal subjects. ANP does not correlate with symptoms or echocardiographically derived indices of LV structure or diastolic function.120 On the other hand, BNP levels correlate positively with symptoms of heart failure, hypertrophy severity, and Doppler echocardiographic signs of LV diastolic dysfunction.86,120,124,125,126 BNP has been used to predict clinical course (being worse with higher levels),127 peak oxygen consumption, and functional impairment.128 In HCM patients, both BNP and ANP are signicantly higher in the subgroup that shows evidence of obstruction, and both correlate positively with left intraventricular pressure gradient.121,129 BNP in obstructive and non-obstructive HCM is 85-fold and 23-fold times elevated, respectively, compared with controls.121,129 Khan and Talwar130 have even proposed the measurement of BNP as an effective measure for screening of HCM, especially in children where the sensitivity of ECG and echocardiography alone is relatively low. As prognostic factors, plasma levels of NT-pro-BNP and ANP are independent predictors of cardiovascular events in patients with HCM.127,131 Elevated NT-pro-BNP levels are associated with incipient LV remodelling and brosis assessed by cardiac magnetic resonance, could be

Growth factors
IGF-1 has short-term insulin-like metabolic effects and long-term growth factor-like effects on cell proliferation and differentiation of various cell types. IGF-1 is produced in different cell types and it acts locally in both autocrine and paracrine fashions.111,112 Several reports have shown that the expressions of the mRNA and protein levels for IGF-1 are increased in the myocardium of HCM.113 IGF-1 levels were signicantly higher in patients with obstructive or non-obstructive HCM, and lower in patients with heart failure-HCM when compared with healthy control subjects.113 IGFBP-1 (insulin-like growth factor binding protein 1)

Biomarkers of pathophysiology in HCM

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Table 4 Wall stress and necrosis biomarkers


References

...............................................................................................................................................................................
et al. (2008)67 Paya Ogino et al. 200486 NT-pro-BNP ANP, BNP 120 patients with HCM: 83 HCM with LGE by CMR 40 patients with HCM, 35 with hypertension, and 15 controls 30 HCM patients HCM patients with LGE have higher levels of NT-pro-BNP ANP and BNP were signicantly higher in HCM than hypertensive and controls. BNP concentration signicantly correlated with left intraventricular pressure gradient in HCM Patients with positive troponin levels ( . 0.02 ng/mL) had a FS signicantly lower and interventricular septum signicantly thicker. FS and VST decreased signicantly between baseline and the end of a mean follow up in patients with positive troponin levels Elevated troponin levels after physical exercise that was diminished after the use of a b-blocker In HCM patients, NT-pro-BNP levels correlate directly with NYHA functional class, septal thickness, maximal wall thickness, left ventricular hypertrophy score, left atrial size, and mitral deceleration time and inversely with left atrial fractional shortening The concentration of ANP was signicantly higher in patients with HCM than controls Elevation of the BNP plasma level vs. control subjects, even higher in HCM. Elevation of the ANP plasma level vs. control subjects was mild Increased levels of BNP and ANP in HCM patients compared with controls and patients with left ventricular hypertrophy Elevated NT-pro-BNP levels in HCM patients compared to controls that are associated with incipient LV remodelling Plasma BNP is independently related to the presence and magnitude of heart failure symptoms in patients with HCM The plasma BNP level correlated with Tei index in non-obstructive HCM In HCM, plasma NT-pro-BNP levels are elevated and correlate positively with symptoms of heart failure, hypertrophy severity, and Doppler echocardiographic signs of left ventricular diastolic dysfunction NT-pro-BNP identies patients at risk of cardiovascular death and hospitalization for worsening heart failure symptoms NT-pro-BNP levels correlate with peak oxygen consumption in HCM Plasma BNP levels were higher in the HOCM patients compared with HNCM, hypertensive heart disease, AS, and normal groups PAF and CAF groups showed signicantly higher plasma BNP levels than the NSR group. PAF is independently associated with high levels of BNP Progression to end-stage of HCM is characterized by further increase of myocardial and plasma BNP

Biomarker

Patient population

Findings

Sato et al. (2003)115

Troponin T

Pop et al. (2006)116 Brito et al. (2004)117

Troponin T NT-pro-BNP

7 HCM patients 53 patients with HCM, 92 healthy relatives with no disease expression, 46 healthy volunteers

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Fahy et al. (1996)120 Hasegawa et al. (1993)121

ANP BNP, ANP

14 HCM patients and 17 healthy controls. 39 HCM and 10 control subjects

Yoshibayashi et al. (1993)122 Magga et al. (2008)123 Maron et al. (2004)124 Okawa et al. (2005)125 Arteaga et al. (2005)126

BNP, ANP NT-pro-BNP BNP BNP NT-pro-BNP

15 HNCM, 35 patients with LV hypertrophy, and 10 normal controls 17 healthy controls and 24 patients HNCM 107 consecutive HCM patients 45 HCM patients and 20 normal control subjects 71 HCM patients and 40 healthy subjects.

Mutlu et al. (2006)127 Thaman et al. (2006)128 Nishigaki et al. (1996)129

NT-pro-BNP NT-pro-BNP BNP and ANP BNP

80 HCM patients 171 HCM patients 15 HOCM, 15 HNCM, 10 AS, 10 hypertensive, and 10 normal subjects 94 HNCM: 14 CAF, 18 PAF, and 65 NSR

Matsuura et al. (2008)132

Pieroni et al. (2007)135

BNP

40 HCM patients

ANP, atrial natriuretic peptide; AS, aortic stenosis; BNP, brain natriuretic peptide; CAF, chronic atrial brillation; CMR, cardiac resonance magnetic; FS, fractional shortening; HCM, hypertrophic cardiomyopathy; HOCM, hypertrophic obstructive cardiomyopathy; HNCM, hypertrophic non-obstructive cardiomyopathy; LGE, late Gadolinium enhancement; NSR, normal sinus rhythm; NT-pro-BNP, N-terminal pro-B-type natriuretic peptide; PAF, paroxysmal atrial brillation.

used to diagnose insidious unfavourable LV remodelling and higher risk of sudden death in HCM.67,123 A recent paper132 proposes the clinical use of plasma BNP levels to identify non-obstructive HCM patients who are at risk of paroxysmal atrial brillation. As BNP is a marker of disease progression in non-obstructive HCM, serial assessment may provide non-invasive recognition of haemodynamic deterioration.105,132

A proposed pathophysiological model linking biomarkers in hypertrophic cardiomyopathy


Trophic and mitotic factors as angiotensin II, IGF-1, TGF-b, endothelin 1, and IL-6 produced in the patients will activate

148
downstream signalling cascade that converge upon intracellular Ca and its downstream phosphatase Ca sensor protein calcineurin (Figure 1). This protein dephosphorylates a variety of cellular substrates, including nuclear factors of activated T cells (NFAT) and myocyte enhancer factor-2 (MEF2) that in turn will activate transcriptional processes inducing hypertrophy through the activation of foetal isoforms of proteins133 (Figure 1). The study of promoter regions of MMPs and TIMPs has allowed us to identify transcription factors that control the expression of these two families of proteins.134 The same trophic and mitotic factors mentioned in the previous paragraph plus aldosterone and TNF-a, through parallel pathways (Figure 1), activate transcription factors (AP-1, STATs, NF-k b, and SMADs) that control the expression via activation/inhibition of MMPs and TIMPS. The hypothesis of energy depletion with the consequent accumulation of Ca inside the cells by-pass all, therefore, mentioned signalling pathways and activate directly the calciumdependent nal common pathway. It is possible that all the trophic and mitotic molecules are induced and mediate further development of phenotypic characteristics, thus increasing the incidence of brosis and hypertrophy but without being the primary mechanism of the disease. Only small improvements in the phenotypic manifestations of the disease have been observed in animals treated with losartan,108 simvastatin,134 and spironolactone.105 It will be more important and effective to treat the calciumdependent nal common pathway.

F. Cambronero et al.

Conclusions
The study of biomarkers in experimental models and clinical studies of HCM has given insight to possible disease mechanisms, but many more studies are clearly required. Moreover, the study of biomarkers in animal models and in patients with HCM-related mutations before and after all the phenotypic characteristics of the disease have appeared, will help identify molecules that could be active and trigger hypertrophy and/or brosis. Currently, biomarkers can be used as a diagnostic tool in HCM as well as to determine prognosis factors or progression of the disease. Finally, the study of biomarkers and their signalling pathways in HCM has enabled the investigation of new therapeutic strategies with the aim of altering phenotype rather than simply targeting the palliation of symptoms.

Funding
n para la Dr Hernandez-Romero is supported by a grant from Fundacio n e Investigacio n Sanitarias de la Regio n de Murcia, Murcia, Spain. Formacio Conict of interest: none declared.

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