Professional Documents
Culture Documents
(3 March)
Yale University
Political Science Department
PLSC240
Spring 2009
Table of Contents
The case 4
Document #7: Joetta L. Sack, “States Report Trouble With Special Ed. 71
Testing,” Education Week, March 15, 2000
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Case I: Students with disabilities in Greenwich, Connecticut
Document #20: Lisa Fine Goldstein, “Election Results Boost Special Ed. 103
Vouchers,” Education Week, December 4, 2002
Document #21: Lisa Fine Goldstein, “A Better IDEA: First Draft May be 106
Sanitized Version, Education Week, February 12, 2003.
Document #22: “Proposed IDEA Changes,” Education Week, March 26, 109
2003.
Document #24: Diana Jean Schemo, “Parts of Special-Ed Bill Would 113
Shift More Power to States and School Districts,” New York Times,
November 22, 2004.
Document #25: Andres Trotter, “Supreme Court rules for school district 116
in IDEA case,” Education Week, November 14, 2005.
Document #26: Mark Walsh, “Justices rule against parents in IDEA 118
case,” Education Week, July 12, 2006
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Case I: Students with disabilities in Greenwich, Connecticut
Document #27: Mark Walsh, “High Court backs parents’ rights to argue 120
cases under IDEA,” Education Week, May 21, 2007.
Document #29: Joetta L. Sack, “CEC Report Tracks ‘Crisis’ Conditions 125
In Special Education, Education Week, October 25, 2000.
Document #33: Clint Bolick, “A Bad IDEA Is Disabling Public Schools,” 137
Education Week, September 5, 2001
Exhibit #7: Strategic School Profile, Greenwich Public Schools, 2006-07 149
(Available at: http://www.sde.ct.ov/sde/site/default.asp)
Document #35: Richard Dempsey, Claire Gold, Lois Libby, and Kate 176
McGraw, A Study of the Effectiveness, Efficiency, and Management of the
Special Education Program in the Greenwich Public Schools (Ridgefield, CT:
Educational Leadership Services, Inc., November, 1997). Excerpts.
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Case I: Students with disabilities in Greenwich, Connecticut
Document #36: Interview with Mary Forde, Director of Pupil Personnel 183
Services, Greenwich Public Schools, 11 February 2005.
• • •
The case. The Education for All Handicapped Children Act of 1975 was the federal
government’s first venture into mandating special treatment in America’s public schools
for special needs students. Although the act, and its successor, the Individuals with
Disabilities Education Act (IDEA), proposed to cover 40% of the cost of this special
treatment, the bill was initially funded at 5% and has never provided more than 15% of the
funds needed to provide the mandated services. The balance is made up, of course, by
states and local districts.
Two other pieces of legislation affect the way in which special needs students are provided
an education. Section 504 of the Rehabilitation Act of 1973 “prohibits discrimination,
solely on the basis of disability, against otherwise qualified persons in federally assisted
programs and activities.” Section 504 is different from IDEA in the following ways: (1) it
applies to all education institutions that receive any type of federal funding, (2) it mandates
that education benefits be comparable between disabled and non-disabled students, (3) it
includes all disabled students, whether or not they are special education identified, and (4)
it requires reasonable accommodation for individuals with disabilities.
The Americans with Disabilities Act (1990), the third piece of relevant legislation, extends
access to state and local programs irrespective of the receipt of federal funding. All public
schools must comply with ADA.
There are a plethora of policy issues embedded in the question of how best to serve the
needs of disabled students. First, how are students identified as eligible to receive special
education? What are parents’ and students’ legal rights and how are they protected in the
identification process? Second, recent versions of the IDEA legislation press toward
including special education-identified students in “mainstream” classrooms to the
maximum extent possible. What challenges does this pose for teachers? What is the effect
of inclusion on the “mainstream” students’ education? Third, to what standards should
special education students be held? Should they be included in the state testing program at
all and, if so, what accommodations are appropriately made for them? How should their
scores on state tests be counted in the rating of school performance? Fourth, what level of
government should provide what proportion of funding for special education? Finally, at
what level of government should these four clusters of policy issues be addressed?
We look at Greenwich, Connecticut as our case study for considering special education.
The town was cited, some years ago, as having had a serious problem of over-
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Case I: Students with disabilities in Greenwich, Connecticut
identification of special needs students driven, it was said, by parents eager to gain the
benefits for their children of untimed testing. The identification rate in Greenwich High
School in 1997 was said to have reached a figure of close to 33%. The town addressed the
problem, in the first instance, by hiring a lawyer as its Direct of Special Education.
Today, at 11.6%, the identification rate is much closer to the state and national average.
Nonetheless, the district spends $28.2 million on its special education students, twice the
per student expenditure for regular education, and 23% of the total district budget.
Special education is provided to a child with an identified disability who needs a specially
designed instructional program to meet his/her unique needs and to enable the child to
access the general curriculum of the school district. It may include special classes,
programs, or services. Special education is provided at no cost to you or your child. As a
parent of a child who has or who may have a disability that requires specially designed
instruction, you will work with a team of educators and, as appropriate, specialists to
determine the needs of your child and to design an appropriate program to address your
child’s educational needs.
Related services are those services that are required in order for a child to benefit from
special education. Related services may include, but not be limited to, psychological and
counseling services, language, speech and hearing, guidance, social work, transportation,
physical and occupational therapy and medical services that is required for diagnostic or
evaluation purposes…
Eligibility
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Case I: Students with disabilities in Greenwich, Connecticut
• the disability must adversely affect your child’s educational performance; and
• your child requires a specially designed instructional program to address his/her
unique educational needs.
A school district is also required to provide identification, referral and evaluation services
for a child who may be gifted and/or talented. A district has the option of providing
services to a child who has been identified as being gifted and/or talented.
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Case I: Students with disabilities in Greenwich, Connecticut
A prompt referral to a planning and placement team…is required for any child who has
been suspended repeatedly or whose behavior, attendance, or progress in school is
considered unsatisfactory or at a marginal level of acceptance.
What if my child hasn’t started school, but I suspect a disability may exist?
If you believe that your child may have a disability and he/she has not started school yet,
you may refer your child for an evaluation by submitting a written request to the Director
of Special Education in your local school district. For further assistance in referring your
child for an evaluation, you may call the State Parent Assistance Line at 1-800-842-8678.
When your child is referred to special education, you will receive written notice of this
referral. You will also receive a notice asking you to participate as a member of the
school’s Planning and Placement Team…to review existing evaluation data that the school
district has on your child and, if appropriate, to determine whether there is a need for any
additional data. Your participation in this process is very important.
If the PPT decides that additional data is needed in order for it to determine that your
child is a child with a disability, you will work with educators and, as appropriate,
specialists to design the evaluation procedures for your child. If you disagree with the
PPT’s decision to conduct an initial evaluation, you may refuse consent for the evaluation.
In this case, the school district may continue to pursue those evaluations by using due
process. If the PPT refuses to evaluate your child, you may exercise due process to contest
its decision…
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Case I: Students with disabilities in Greenwich, Connecticut
not less than annually. The PPT is also responsible for conducting an evaluation of your
child and to process any information that you provide the team for review.
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Case I: Students with disabilities in Greenwich, Connecticut
You have the right to participate in PPTs held for the purpose of:
The school district must try to schedule PPT meetings at a time and place convenient for
both you and for the school staff. The school district may hold a PPT meeting without
you being present if it has made repeated attempts to include you and you are unable to
attend the scheduled meetings. Your school district must document the results of its
attempts to have you participate in the scheduled meetings.
• expect the school district to ensure that you understand the proceedings of the
meeting (which may include arranging for an interpreter or sign language
interpreter);
• participate in meetings through such means as individual or conference telephone
calls, if you cannot attend;
• tape-record the meetings as a means to help you understand the proceedings. A
school district may also choose to tape-record the meeting. If either the school
district or the parent records the meeting, all participants in the meeting must be
informed that they are being taped; and
• invite advisors of your own choosing, at your own expense, to be present at and to
participate in all portions of the meeting that are convened for the purpose of
developing, reviewing and revising the IEP.
To assure that you have the opportunity to participate in PPT meetings that are convened
for the purpose of developing, reviewing or revising an IEP, the school district must try to
schedule these meetings at a mutually agreeable time and place, or arrange for you to
participate. If the meeting is scheduled at a time that is not agreeable to you, you can ask
the school district to reschedule the meeting or to arrange for your participation in the
meeting through an alternative method, such as a conference telephone call. The school
district must notify you in writing at least five school days prior to the meeting to ensure
that you will have an opportunity to attend the meeting.
The written notice of a PPT meeting is provided to you to facilitate your participation in
the PPT process. The written notice must state the purpose, time and location of the
meeting and must be provided to you at least five school days prior to the meeting, in
your dominant language. The written notice must include the following information:
• Inform you of who will be in attendance at the meeting;
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Case I: Students with disabilities in Greenwich, Connecticut
• Inform you of your right to invite other individuals to the meeting who have
knowledge or expertise regarding your child or who may provide support;
• If your child is 14 years old or younger, the notice must indicate (if deemed
appropriate by the PPT) that the purpose of the meeting will be the development
of a statement of your child’s transition services needs, and that your child is
invited to attend the meeting; and
• If your child is 16 years old or younger, the notice must indicate (if deemed
appropriate by the PPT) that the purpose of the meeting will be to consider
needed transition services for your child and that your child is invited to attend the
meeting.
Informed Consent
Informed written consent means that you have been given all the information that you
need to make a knowledgeable decision about a proposed activity by your school district
regarding your child’s education and that you agree in writing to that proposed activity.
You have the right not to give your consent. You have the right to revoke your consent
at any time. Your failure to respond within ten school days to a request for a written
consent will be considered by the school district to be a refusal of consent except when
your consent is being sought for a reevaluation of your child.
Written consent to evaluate your child for the first time is not the same as the consent that
places your child into special education and related services. A separate written consent is
required to begin your child’s special education program.
What happens if I do not give written consent for the proposed activity?
If you should disagree with the proposed activity for which written consent is required
and you do not give written consent for the proposed activity, the school district must
take steps, as necessary, to ensure that your child continues to receive a free appropriate
public education.
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Case I: Students with disabilities in Greenwich, Connecticut
• If you refuse permission for the school district to conduct either an initial
evaluation or reevaluation of your child, the school district may initiate due
process procedures as a way for it to proceed with the recommended evaluation(s).
• If you do not give permission for the initial placement of your child into special
education, the school district may not use due process procedures as a way to place
your child into special education.
• If you refuse permission for the initial placement of your child into a private school
for the purpose of providing your child with a special education program, the
school district must initiate due process procedures.
If you refuse written consent for any proposed activity for which written consent is
required, your child’s current educational placement will not change unless you and the
school district reach agreement on a different course of action or until due process
procedures have been completed.
Giving written consent is voluntary. You can withdraw your written consent at any time
by notifying the school district in writing. Withdrawing your written consent does not
effect the actions taken or the services provided during the time the school district had
your permission. Must the school district obtain my written consent each time there is a
proposal to change my child’s program or placement? No. Once services have started, you
or the school district may propose changes to your child’s program or placement at a PPT
meeting. The school district must provide you with written notice of the proposed
changes. Your written consent is not required to implement the changes to your child’s
special education program except for when your child is placed initially into a private
school for the purpose of receiving his/her special education program. However, if you do
not agree with the proposed changes to your child’s program, you have the right to
initiate due process to stop the changes from occurring.
Evaluation
What is an evaluation?
An evaluation study is the process used by the PPT to determine your child’s specific
learning strengths and needs, and to determine whether or not your child is eligible for
special education services. It must be sufficiently comprehensive to identify all of your
child’s special education and related services needs, whether or not those needs are
commonly linked to a specific disability category. The evaluation study must be
conducted in a nondiscriminatory way and tests must be validated for the purpose for
which they are being used. All assessments must be provided and administered in the
language or form of communication with which your child is most comfortable, unless it
is clearly not possible to do so.
The evaluation study will also include a review of information collected by the school
district through informal and formal observations, a review of schoolwork, standardized
tests and other school records, and talking your child’s teachers. The PPT will also review
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Case I: Students with disabilities in Greenwich, Connecticut
and consider any evaluations and information that you are able to provide. As an active
participant in the PPT process, one of your responsibilities is to assist the PPT in the
design of the evaluation procedures to be used in the study.
When your child is referred to special education, an evaluation study will be conducted to
determine if your child is eligible to receive special education services. Before this
evaluation study can begin, you will receive a written notice that describes the tests and
procedures to be used with your child. You have the right to withhold your written
consent for the evaluation study or to revoke your consent at any time.
Once the evaluation has been completed, you along with a team of qualified professionals
will meet to interpret the evaluation data. The interpretation of the data will determine: 1)
if your child has a disability; 2) if the disability is having an adverse affect on your child’s
education; and 3) whether your child requires special education and related services. You
will receive a copy of the evaluation report generated by the PPT. You may also request a
copy of any of the individual evaluation reports that were generated as part of the
evaluation process.
You have the right to obtain an independent educational evaluation (IEE) conducted by a
qualified (licensed and/or certified) examiner who is not employed by your school district.
When the school district agrees to pay for the IEE, the criteria under which the IEE is
obtained, including the location and the qualifications of the examiner, must be the same
as the criteria that the school district would use when it does its own evaluation.
If you disagree with the evaluation conducted by the school district, you have a right to an
independent educational evaluation at the school’s expense, unless the school district can
prove its evaluation is appropriate. If the school believes its evaluation is appropriate, it can
initiate a due process hearing rather than pay for the IEE. In that case, a hearing officer
will decide whether the school district’s evaluation is appropriate. If the hearing officer
decides in favor of the school district, you may still obtain an independent evaluation, but
you will have to pay the costs of that independent evaluation yourself.
Do I need to inform the school district if I intend to seek an independent educational evaluation?
Although it is often helpful to consult with the school district when seeking an
independent educational evaluation, you are not required to inform the school district in
advance. Your decision to consult or not to consult with the school district will have no
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Case I: Students with disabilities in Greenwich, Connecticut
bearing on your right to seek reimbursement for the cost of the independent educational
evaluation.
If I ask the school district for an IEE, what is the school district required to do and how long may it
take for the school district to respond?
The school district must, without undue delay; either agree to pay for the IEE or initiate
due process procedures to defend the appropriateness of its evaluation.
The school district must consider the results of any independent educational evaluation,
including the one you pay for, when making decisions regarding your child’s educational
program. However the school district is not required to agree with or implement all or any of
the results or recommendations of the independent educational evaluation. You may also
submit the results of an independent educational evaluation as evidence at a due process
hearing.
The school district must provide you with a list of qualified independent evaluators when
you ask for an independent evaluation.
If your child is determined to be eligible for special education services, you will begin the
team process of developing an IEP to meet the specific needs of your child. The IEP is a
written plan that describes in detail your child’s special education program. A few key
elements of a child’s IEP include the following:
• Present levels of educational performance;
• Measurable educational goals for the coming year and short-term instructional
objectives derived from those goals;
• Evaluation procedures and performance criteria;
• The extent to which your child will participate in the regular education program;
• The extent to which your child will not participate in the general education
program, and the justification for removal from general education;
• Modifications and accommodations your child needs to participate in the general
education curriculum including nonacademic and extracurricular activities;
• Special education and related services required by your child including
transportation and physical and vocational education programs;
• Recommended instructional settings and a list of people who will work with your
child;
• The date services will begin and end, and the frequency of the identified services;
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Case I: Students with disabilities in Greenwich, Connecticut
• Receive a copy of your child’s IEP within five school days after the PPT meeting
held to develop or revise your child’s IEP;
• Bring others with you to the PPT meeting who have knowledge or expertise
regarding your child or who may provide support; and
• Tape-record PPT meetings. Be sure to inform other members of the team prior to
recording the meeting.
1
CMT is the Connecticut Mastery Test, administered to students in grades 3-8. CAPT is the Connecticut
Academic Performance Test administered to students in grade 10.
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Case I: Students with disabilities in Greenwich, Connecticut
National average per pupil expenditure for special education students $12,600
National average per pupil expenditure for special education students $12,600
2
Source: Jay G. Chambers, Thomas B. Parrish, and Jenifer J. Harr, “What are we spending on special
education services in the United States, 1999-2000?” (Washington, DC: Center for Special Education
Finance, 2002, updated June 2004) http://csef.air.org/publications/seep/national/AdvRpt1.PDF
3
The line item in the Presidents 2009 budget proposal is $12..1 billion
4
The 2009 figure would be $1,805
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Case I: Students with disabilities in Greenwich, Connecticut
1973 Congress passes the Rehabilitation Act. Section 504 of that act
“prohibits discrimination, solely on the basis of disability, against
otherwise qualified persons in federally assisted programs and
activities.”
1975 The “Education for All Handicapped Children Act” (PL 94-142) is
passed by Congress. It provides that all children in need of special
education must be provided “free and appropriate” public schooling,
and that each child’s education be determined on an individualized
basis and be designed to meet needs in the “least restrictive
environment.”
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Case I: Students with disabilities in Greenwich, Connecticut
1997 Under the 1997 amendments to the IDEA, states are required to
include as many special education students as possible in regular
assessments, with appropriate accommodations, and to create
alternative assessments for students judged to be unable to take the
regular tests. States are also required to monitor the participation rates
of students with disabilities taking assessments.
2003 The House and Senate each debate a version of the reauthorization
of IDEA, but by November the legislation is sidetracked. It appears
unlikely the bill will be taken up again until after the November
2004 elections.
The following excerpts from a textbook on special education are included to familiarize you with some
of the complexities, legal, procedural, and educational, of serving the needs of students with
disabilities.
SPECIAL EDUCATION
Federal Initiatives
Federal statutes and regulations, along with judicial interpretations of the constitutional
due process and equal protection clauses, have played a preeminent role in the education
of students with disabilities for the past 25 years. These federal policies are mirrored in
state law and regulations and in many state court decisions, some of which expand the
protections afforded individuals with disabilities beyond those offered in the federal laws.
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Case I: Students with disabilities in Greenwich, Connecticut
The Individuals with Disabilities Education Act (IDEA) is the primary federal law
providing funding and policy guidance for the education of students with disabilities; its
major policy goals have remained constant since the IDEA’S predecessor, Public Law 94-
142, was enacted in 1975. The IDEA is basically a grants program that provides funds to
states to serve students with disabilities in need of special education on the condition that
the states ensure an appropriate education for them. The IDEA is also a civil rights law
extending the constitutional right to equality of educational opportunity to students with
disabilities needing special education. The law sets out three basic requirements with
which states and local districts must comply:
• All children with disabilities and in need of special education must be provided a
free, appropriate public education.
• Each child’s education must be determined on an individualized basis and designed
to meet his or her unique needs in the least restrictive environment.
• The rights of children and their families must be ensured and protected through
procedural safeguards.
The primary mechanism for ensuring that the educational objectives of the IDEA are met
is the individualized education program (IEP) that must be prepared for each child
identified as having a disability and in need of special education. The IEP is a written
statement that describes the child’s current level of educational performance, the annual
goals and short-term objectives that have been established for him or her, the specific
educational and related support services to be provided, and procedures for evaluating
progress on the stated goals and objectives.
The IDEA is the second-largest federal program supporting elementary and secondary
education and currently provides about $2.3 billion a year5 to help fund the extra costs
associated with educating students with disabilities. When Public Law 94-142 was passed,
the initial funding to states was 5 percent of the estimated excess costs of special education.
The legislation authorized the phasing in of additional support, with the goal that the
federal government would fund 40 percent of the average excess costs of special education
by 1981. That objective has never been met. At its highest level, in 1979, the federal
appropriation reached 12.5 percent of the excess costs. Currently, federal aid provides
6
about 7 percent of the excess cost , with states and localities responsible for the
remainder…
The centerpiece of the law is Part B, which authorizes the grants to states and outlines the
requirements that states and districts must meet as a condition of funding. Part B is
permanently authorized. However, other sections of the IDEA, which authorize funding
for various discretionary grant programs, expire every 3 to 5 years.
5
[$8.5 billion in FY2003.]
6
[18% in FY 2003.]
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Although the IDEA is both a civil rights statute and an education statute, the line between
the two aspects is blurred. As one commentator has suggested, its legislative history shows
that Congress clearly intended not to choose between these two goals and purposely left
to state and local officials the responsibility for defining an appropriate education and
deciding various policy issues, such as the resource trade-offs between groups in meeting
excellence and equity goals. Furthermore, Congress purposely left resolution of these
matters to evolve over time rather than setting specific national educational priorities
(Yudof, 1984). The advent of standards-based education reform is a prime opportunity for
testing how the excellence and equity goals for students with disabilities that were sought
by Congress have evolved over time.
Because the IDEA is essentially a federal grants program, state participation is voluntary
and the act’s requirements are imposed on states and local districts only if they choose to
accept the funding. All states are currently accepting IDEA funding. However, even in its
absence, school districts would still have a legal obligation to serve students with
disabilities because of two federal civil rights statutes: Section 504 of the Rehabilitation
Act of 1974 and the Americans with Disabilities Act of 1990.
Section 504 prohibits discrimination, solely on the basis of disability, against otherwise
qualified persons in federally assisted programs and activities. It applies to virtually all
public schools, since the overwhelming majority receive some form of federal assistance.
In the context of elementary and secondary education, the regulations implementing
Section 504 require that local districts provide a free, appropriate public education to each
school-age child, regardless of the nature or severity of the person’s disability.
Although many of the steps taken to comply with the IDEA’S requirement for a free and
appropriate public education also meet some of the requirements under Section 504,
Section 504 differs from the IDEA in four significant ways. First, Section 504 applies to
any educational institution, public or private, that receives any type of federal funding,
making its reach broader than that of the IDEA. Second, as a civil rights statute designed
to ensure nondiscrimination and equality of opportunity. Section 504 requires that
comparable educational benefits be provided to individuals with and without disabilities.
Third, whereas the IDEA addresses individuals with disabilities who need special
education, Section 504 defines and protects a broader category of these individuals,
whether or not they require special education programs or related services. So, for
example, elementary and secondary students requiring only special accommodations but
not special education are covered by Section 504. Fourth, Section 504 requires the
provision of reasonable accommodations for individuals with disabilities who are
otherwise qualified to participate in an educational program or activity.
The Americans with Disabilities Act of 1990 (ADA) is a comprehensive federal civil rights
statute that provides a “national mandate to end discrimination against individuals with
disabilities in private-sector employment, all public services and public accommodations,
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Case I: Students with disabilities in Greenwich, Connecticut
The ADA’S Title II mirrors the nondiscrimination provisions of Section 504. It extends
civil rights protections for otherwise qualified persons with disabilities to include services,
programs, and activities provided by “public entities,” which include state and local
governments and their instrumentalities. Consequently, access to state and local programs
must be provided irrespective of the receipt of federal funding. Thus, even public schools
not covered by other federal laws governing special education must comply with the
ADA.
State Laws
In addition to the federal laws governing the education of students with disabilities, all
states and many local governments have enacted statutes and regulations designed to
promote the rights of students with disabilities. Since states must have a plan to qualify for
IDEA funds, all have enacted special education statutes that incorporate the major
provisions of the IDEA. Some state laws, however, extend beyond the federal criteria for
an appropriate education. Melnick (1994) notes, for example, that Massachusetts law refers
to the “maximum possible development of handicapped children” and that New Jersey’s
statute establishes the principle that all students “be assured the fullest possible opportunity
to develop their intellectual capacities” (p. 174). The First, Third, and Ninth U.S. Circuit
Courts have all argued that the IDEA should be interpreted to include such state laws.
Because the U.S. Constitution does not create a fundamental right to education (San
Antonio Independent School District v. Rodriguez, 411 U.S. 1, 1973), the constitutions of all
50 states contain provisions setting forth each state’s responsibilities for educating its
citizens. Over the past 25 years, lawsuits have been brought in 27 states alleging that the
state system for financing and operating public schools violates these constitutional
mandates. Early cases focused solely on funding inequities, aiming to increase and more
equitably distribute resources among local school districts. Some recent cases have gone
further, challenging the substantive adequacy of state education support. These required
state courts to assess the impact of state constitutional language specifying the parameters
of an adequate education. In six states, a constitutionally adequate public education system
has been defined as one that enables students to meet the broad educational outcomes
anticipated by the relevant state constitutional provisions. In five others, the courts have
held states to a less precise standard, but one that still requires the public schools to provide
students with an education sufficient to allow them to function in society (McCusic, 1991;
7
Underwood, 1995).
7
Not all plaintiffs have been successful, however, in challenging the constitutionality of state funding
systems. Over the past eight years, plaintiffs were unsuccessful in six states.
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Case I: Students with disabilities in Greenwich, Connecticut
The outcomes articulated in this subset of school finance cases are part of what constitutes
an appropriate education in a particular state for the purposes of the IDEA’S definition of
free, appropriate public education. In Kentucky, for example, the state supreme court held
that the Kentucky constitution, which requires that the legislature “provide for an efficient
system of common schools throughout the state,” means that “every child ... must be
provided with an equal opportunity to have an adequate education”; the court then went
on to specify a number of outcomes that could be expected for educated persons (Rose v.
Council for Better Education, 790 S.W. 2d 186, 1989). In another state case that specifically
assessed school finance issues affecting students with disabilities, the Alabama supreme
court held that constitutionally adequate education for students with disabilities was the
same as that for all children, in addition to whatever special education law required
(Alabama Coalition for Equity v. Hunt, 19 IDELR 810; see also Opinion of the Justices of the
Alabama Supreme Court no. 3, 624 So. 2d 107, 1993). These outcomes can also serve as a
baseline against which the opportunities afforded children with disabilities may be
compared for purposes of determining if the state meets the provisions for
nondiscrimination required under the ADA and Section 504 (Ordover et al., 1996).
Current policy frameworks for special education were initiated by an alliance of families
and professionals working with individuals with disabilities and advocacy groups dedicated
to disability rights. Special education policy in the United States over the past 25 years is a
direct response to a history in which students with disabilities were either excluded
entirely from educational opportunities or were often segregated in inadequate programs
in inadequate facilities (Sarason and Doris, 1979; Minow, 1990). Current special education
policy also reflects the evolving professional practices, knowledge base, and interests of
educators and other professionals working with persons with disabilities.
As one commentator has noted, “The history of special education has been a tale of
exclusion—the exclusion of the handicapped from schools and the exclusion of their
representatives from participation in educational policymaking” (Tweedie, 1983:48). Even
the advent of compulsory attendance laws in most states in the period between 1852 and
the end of World War I allowed local school officials to routinely exempt from attendance
requirements students who were deemed “uneducable” (Mayer, 1975; Lazerson, 1983). In
addition to, or as a part of, compulsory attendance laws, many states maintained statutes
that permitted the exclusion of certain types of educationally difficult children from school
(Trudeau, 1971). Although a number of private schools were established in the nineteenth
century for children with certain types of disabilities, particularly deaf and blind children,
little public schooling was available for students with disabilities before 1900.
By the early twentieth century, public education programs for students with disabilities
gradually began to be implemented. However, a 1972 report estimated that only 40
percent of all children with disabilities were being provided educational services
(Weintraub et al., 1971), and congressional committees, during the debate leading to the
passage of Public Law 94-142, concluded that more than half of the children with
disabilities in the country were not receiving an education appropriate to their needs
(Aleman, 1995).
21
Case I: Students with disabilities in Greenwich, Connecticut
The first goal for special education policy in the second half of this century has been access
to education for all students with disabilities. Between 1966 and 1974, 38 states and the
U.S. Congress passed statutes that began to address this goal. Access to education was
expanded to embrace several key policy goals: “zero reject,” the concept that every child
with a disability is educable; the principle that, to the maximum extent appropriate,
students with disabilities should be educated in the same settings and classrooms as their
peers without disabilities; the provision of individually appropriate education for all
students with disabilities; and the use of procedural safeguards to protect the rights of
students with disabilities (Minow, 1990; Tweedie, 1983; Sarason and Doris, 1979; Butts et
al., 1953).
The most significant early victories of the disability rights advocates occurred in two pieces
of litigation: the 1971 case of Pennsylvania Association for Retarded Children (PARC) v.
Commonwealth of Pennsylvania (334 F. Supp. 1257 E.D. Pa., 1971, 343 F. Supp. 279 E.D.
Pa. 1972) and a 1972 case. Mills v. Board of Education of the District of Columbia (348 F.
Supp. 866, 1972). The settlement agreement reached by the parties in the PARC case and
the court decision in the Mills case served as models for many state legislatures and for
Congress as they wrote new legislation to ensure equality of educational opportunity for
children with disabilities. The U.S. Supreme Court affirmed that these state efforts and the
IDEA were means to aid states in “complying with their constitutional obligations to
provide public education for handicapped children” (Smith v. Robinson, 468 U.S. 992, at
1009, 1984).
State and federal policies for the education of students with disabilities are based on a
common set of assumptions that were first embodied in the legislative and judicial
determinations of the early to mid-1970s. Here we describe the assumptions undergirding
special education policy, assess available evidence about their current status, and consider
the impact of standards-based reform on these assumptions.
The most fundamental assumption of state and federal special education policy is that all
students with disabilities can learn and that all, no matter the nature or severity of their
disability, should be given access to an appropriate public education. Neither the federal
nor any state statute has attempted to specify what children with disabilities could or
should learn. Instead, an individual determination is to be made for each student, guided
by the requirements of the IDEA.
One of the benchmarks for assessing whether the goal of education for all students with
disabilities is being met is participation rates. In the 1992-93 school year, almost 4.5
million children with disabilities were served by programs aided with IDEA funds
(Aleman, 1995:35). As noted by the Congressional Research Service (Aleman, 1995:8),
“wholesale numbers of children with disabilities are no longer being denied equal access to
public education.” There are, however, some areas for concern about the participation of
22
Case I: Students with disabilities in Greenwich, Connecticut
students with disabilities in elementary and secondary education. For example, high school
dropout rates are higher for students with disabilities than for those without (see Chapter
3). There are also concerns in many states, such as Massachusetts, that students with
disabilities are increasingly denied access to education because of disciplinary exclusions
from school through long-term suspensions and permanent expulsions (Aleman, 1995).
There remain considerable disagreements over the quality of the services provided to
groups of students and individuals.
No one disputes that access to educational services for students with disabilities has
improved dramatically. To the extent that large numbers of students with disabilities were
excluded from schooling entirely when the federal laws were first passed, the goal of
greater inclusion of students with disabilities in elementary and secondary education
programs began to be realized within the first decade of the statute’s passage. However,
concern over educational outcomes for students with disabilities began growing in the
mid-1980s, with the publication of follow-up studies documenting high unemployment
and social isolation among former special education students (Edgar et al., 1986; Hasazi et
al., 1985; Mithaug et al., 1985). Studies such as the National Longitudinal Transition
Study (Wagner et al., 1993; see Chapter 3 for further discussion) focused attention on the
longterm outcomes of special education.
As a result, attention has shifted away from questions of access to ones about the quality of
education received by students with disabilities (Aleman, 1995). Consistent with this
focus, attention has also shifted to how students with disabilities have fared during their
school careers and the extent to which they are included in assessment and accountability
systems (McLaughlin and Warren, 1992; National Center on Educational Outcomes,
1992; Brauen et al., 1994). Similarly, attention has turned from a focus on the IEP as an
instrument for documenting procedural compliance to the IEP as a vehicle for ensuring
school district accountability for student outcomes.
The provisions of the federal IDEA and Section 504 and the requirements of most state
special education laws that require an individualized, appropriate education for students
with disabilities rest on two key assumptions about student evaluation and identification.
First, students are not eligible for coverage under the laws unless they have either been
identified as “disabled” and in need of special education or, under Section 504, are either
“disabled” or “regarded as being disabled.” Consequently, a process has to be undertaken
to determine whether each individual is eligible for the procedural protections or services
each law provides. Second, the laws require a process to evaluate each individual with a
disability in order to identify the student’s capabilities and needs and the appropriate
programs and services. Whether the current technology for student identification is
sufficient to meet these two assumptions is an issue worthy of further inquiry (see Chapter
3).
Under the IDEA and most state special education laws, a student is either eligible or not
under the statute, a distinction that is somewhat at odds with current professional practice,
which assumes more of a continuum of disability dimensions.
23
Case I: Students with disabilities in Greenwich, Connecticut
The federal regulations implementing the IDEA note that the statute applies only to
students with learning problems based on a disability and not to students whose special
needs stem from “environmental, cultural, or economic disadvantage” (CFR, Title 34,
Subtitle B, Chapter III, Section 300.7 [b][10]). These distinctions are not always easily
made or even possible, given that such factors as prenatal nutrition and environmental
pollution can lead to bona fide disabling conditions.
As we discuss in greater detail in Chapter 3, there is a great deal of variability from place
to place in the criteria used to define disability and in the local implementing conditions
for deciding who qualifies as having a disability. For some students with disabilities (e.g.,
those with physical or sensory disabilities), the criteria are clear. However, for those with
disabilities, such as learning disabilities, mild mental retardation, and serious emotional
disturbance, the criteria are much less clear and the implementation practices more
variable. Furthermore, research on the extent to which students with mild forms of these
disabilities can be distinguished reliably from other students variously called “low-
achieving” and “educationally disadvantaged” is mixed (e.g., Lyon, 1996; Kavale et al.,
1994). Consequently, decisions about which children have disabilities cannot be made
reliably or consistently for some categories of disability. Furthermore, it is not clear that
the current research base is adequate to allow such distinctions to be made. Although
difficulties with eligibility policy and practice are widely acknowledged among special
education researchers and practitioners, there is little consensus about solutions.
Besides a lack of consistent identification practices across schools, educators also face
competing incentives in serving students who may have disabilities. For example, financial
pressures on school districts and a lack of adequate federal and state support may make
local officials reluctant to refer students for special education services even when they
appear to meet relevant eligibility criteria. At the same time, some schools may view their
special education program as a kind of organizational safety valve that allows
inexperienced teachers to remove disruptive students from their classrooms, or that
responds to the demands of vocal parents wanting additional assistance for their children.
Consequently, they may refer students for special education services when other remedies
are more appropriate. Although none of these reasons is an adequate or even legitimate
basis for deciding whether students are eligible for services, they represent the realities of
local implementation. Educators’ efforts to balance their responsibilities by simultaneously
serving all students, interpreting applicable legal requirements for individual children,
working within existing fiscal and organizational constraints, and responding to parental
concerns may result in some students receiving services in one school and being ineligible
for them in another.
The IDEA rests on an assumption that the best way to achieve an appropriate education
for students with disabilities is to design a program of education and related services
through the IEP process. The process of teachers, other service providers, and parents
working together to define an appropriate program and services is as important as the IEP
document itself (Zettel, 1982). Consequently, parents and educators have come to rely on
the IEP as the keystone of special education, and the IEP process and the resulting
24
Case I: Students with disabilities in Greenwich, Connecticut
document have become integral parts of special education, irrespective of the legal
mandate (S. Smith, 1990). The IEP process includes both substantive protections
governing a student’s educational program and procedural requirements fostering a
parental role in educational planning and ensuring an independent review mechanism if
irresolvable disputes arise between educators and the family over how or where to educate
the student.
The IEP requirement for individualization has also led to variability in the implementation
of the IDEA. Evaluation, placement, and programming decisions for students with
disabilities are intended to be idiosyncratic. And, although bureaucratic efficiency
promotes standardization, individualization and parental input exert counterpressures.
The state and federal courts have played a role in refining the IDEA’S statutory and
regulatory requirements for appropriate and individualized education for students with
disabilities. Several cases are particularly important in the context of standards-based
reform. The first case under the IDEA considered by the U.S. Supreme Court was Board
of Education of Hendrick Hudson Central School District v. Rowley (458 U.S. 176, 1982). The
case involved Amy Rowley, a deaf elementary school student with excellent lip-reading
skills who performed above average educationally and advanced easily from grade to
grade; the focus of the dispute was a conflict over the extent of related services required.
The Supreme Court held that, in order to be “appropriate,” the package of special
education and related services provided to a child with disabilities must be designed in
conformity with the IDEA’S procedural requirements and must be reasonably calculated
to enable her to receive educational benefits. The Court also held that, to assess
appropriateness of education (458 U.S. at 188-89, emphasis added):
Almost as a checklist for adequacy under the Act, the definition requires that such
[specially designed] instruction and services be provided at public expense and
under public supervision, meet the State’s educational standards, approximate the
grade levels used in the State’s regular education, and comport with the child’s
8
Although one study reported that, 10 years into the implementation of the law, districts had begun to
overcome the paperwork burden resulting from the IDEA (Research Triangle Institute, 1980; Stanford
Research Institute, 1982; Singer and Butler, 1987).
25
Case I: Students with disabilities in Greenwich, Connecticut
The Court expressly declined to establish any one test for appropriateness, but since Amy
Rowley was receiving substantial special services and was performing above average in a
regular classroom, it limited its analysis to that situation and concluded that she was
receiving an appropriate education.
The Rowley case received considerable attention, but it was in many ways a poor case to
guide educators and judges in future disputes since it involved a student who, despite her
parent’s requests for more special education services, was doing quite well. However, for
several years the case was the only Supreme Court precedent to provide guidance in
interpreting and applying the IDEA.
When lower courts have applied the Rowley test to the facts in individual cases, they have
had no difficulty judging the procedural due process portion of the test. The issue of what
constitutes a beneficial education has been more difficult, but the lower courts have
followed the Supreme Court standard and have not substituted their judgment for that of
educators on pedagogical or methodological questions; school districts have generally been
successful in court if they could demonstrate that they made an earnest attempt to do all
they could for a student (Broadwell and Walden, 1988).
The biggest problem for parents, educators, hearing officers, and judges trying to
implement the Rowley standards is that the case was simply unclear on how to deal with
much more difficult issues, such as the meaning of the IDEA’S requirement for education
in the least restrictive environment, access to year-round schooling, and the provision of
services to students who, unlike Amy Rowley, were not in general education and
performing above average compared with their peers.
Initially, lower courts reacted in most cases to Rowley by holding that the IEP, and the
educational programs called for in the IEP, were appropriate if they resulted in at least
some educational benefit for the student, even if the benefit was minimal (Osbome, 1996).
Eventually, the lower courts began to expand their interpretations of the “educational
benefit” criteria, as did the U.S. Supreme Court in a subsequent decision (Irving
Independent School District v. Tatro, 468 U.S. 883, 1984, relying heavily on an equality of
opportunity approach in giving abroad definition to the term related services; see Wegner,
1985; Gallegos, 1989). However, all the federal courts were uniform in determining that
maximization of educational benefit for a student with disabilities was not required unless
this higher standard of service had been adopted by a state legislature (Osborne, 1996;
Rothstein, 1990; Strope and Broadwell, 1990; Wegner, 1985).
Some commentators have asserted that the lower federal courts have not been uniform in
following the Rowley standard (Neal and Kirp, 1985; Wegner, 1985; Melnick, 1994;
Weber, 1990). Others have argued that the courts have utilized the Rowley standard and
applied it to the disputes about individualized appropriateness before them (Broadwell and
26
Case I: Students with disabilities in Greenwich, Connecticut
Walden, 1988; Gallegos, 1989; Rothstein, 1990; Strope and Broadwell, 1990; Tumbull,
1993; Osbome, 1996). At least one prominent commentator, assessing the impact of the
post-Rowley cases, has noted that the lower courts have widely applied the essence of that
decision, the standard of requiring that a student be provided educational benefit, but not
a benefit that would maximize the student’s potential. These courts apply the educational
benefit standard on a case-by-case basis, with the student’s present placement, diagnosis,
disability, and capability all taken into account to make an individualized determination of
what is appropriate for the student. In the inevitable determinations that courts must make
in choosing between at least two different proposed placements or programs, the courts
have tended to follow a “balancing of benefits” approach. In this approach, the courts
consider the student’s capability to make educational progress; appropriate education and
educational benefits requirements are met whenever one placement is likely to result in
higher outcomes for a student than another and the program uses appropriate curricula to
meet the student’s needs. Only a minority of cases, most of them less recent, reject the
balancing of benefits approach (Turnbull, 1993).
Despite some disagreement among commentators on the impact of the Rowley decision on
the lower courts, a legal analysis prepared for the committee indicates that the Rowley
criteria provide clear guidance for defining an appropriate education for students with
disabilities under standards-based reform. Under the Rowley standards, an appropriate
education should include elementary and secondary education as defined by state standards
and should be designed to provide educational benefit. In a standards-based system, then, a
free and appropriate education includes the special education and related services necessary
to allow students to attain the outcomes set forth for them, as well as any programming
needed to address their supplemental, individualized educational needs (Ordover et al.,
1996).
In addition to decreasing the number of students with disabilities who are excluded from
education, federal laws also sought to ensure that, whenever possible, participation in
special education classes would be reduced in favor of placement in the regular classroom
(Benveniste, 1986). The requirement for educating students with disabilities in the least
restrictive environment is rooted in the belief that the approach will remove stigma from
these students, enhance and normalize their social status (e.g., Nirge, 1970;
Wolfensberger, 1970), facilitate modeling of appropriate behavior, provide a richer
educational environment, be more flexible and cost-effective, and enhance broader public
acceptance of people with disabilities (Weatherley, 1979; Minow, 1990).
The issue of what constitutes education in the least restrictive environment is one of the
more controversial issues currently confronting special education, particularly among
educators, some parents, and more than a few public officials. State and federal statutes
specify that, in determining what constitutes the least restrictive environment, the IEP
team is to begin with the general education classroom and consider which supports or
accommodations can be made; only after determining that this environment would not
afford appropriate education should more restrictive placements be considered. School
27
Case I: Students with disabilities in Greenwich, Connecticut
Many students with disabilities are currently being educated in general education
classrooms for a large part of their school day. Recent data indicate that more than 70
percent of students with disabilities spend at least 40 percent of the school day in the
regular classroom (U.S. Department of Education, 1996a; see also Chapter 3). The issue of
least restrictive environment for these students is not whether they can access the general
education classroom, but whether appropriate types and levels of support will be provided
entirely in the general education classroom or partially in a specialized environment such
as a resource room, pullout program, special classroom, or separate school. In the past 10
years, there have been many calls to include students with disabilities more fully in general
education (Will, 1986; Gartner and Lipsky, 1987; Stainback and Stainback, 1984; Wang et
al., 1986).
Nevertheless, some parents and advocates, as well as students themselves, view separate
and specialized support services as necessary for students with disabilities to meet the
demands of the general education curriculum or to attain adequate levels of essential skills.
They maintain that a continuum of placement options should be available, and one should
be selected only after educational appropriateness is determined (Bateman, 1994; Learning
Disabilities Association of America, 1993; Kauffman and Lloyd, 1995). The educational
goals defined for many students with disabilities include increased academic competence
and emotional well-being or positive social behaviors. Since research has yet to
demonstrate that these important outcomes can always be obtained in general education
classrooms (e.g., Fuchs et al., 1993; Jenkins et al., 1991), the resulting tension between
those advocating inclusion and those wanting to maintain a continuum of placements is
strong (Fuchs and Fuchs, 1994; Kauffman and Hallahan, 1993; Shanker, 1994).
From the perspective of standards-based reform, however, the issue is not where students
with disabilities receive their education, but whether they have access to a challenging
curriculum and high-quality instruction consistent with state and local standards. Most
disability advocates seek the participation of students with disabilities in key reform
initiatives, such as high common standards, large-scale assessments, and curricular reforms,
regardless of what stance they take on the general inclusion issue. These advocates endorse
higher standards and higher expectations for all students and seek to give students access to
a broad and balanced curriculum.
Generally, the courts have held that the least restrictive environment mandate is secondary
to provision of an appropriate program and services, and that both program and placement
decisions should be individualized. Thus, the degree of integration into general education
is intertwined with determinations of what the educational goals should be and whether
specialized services can be effectively provided in general education environments. A
number of recent lawsuits have focused on the standards and criteria for assessing whether
the least restrictive environment requirement has been met for a particular child (e.g.,
Board of Education, Sacramento City Unified School District v. Holland, 14 F. 3d 1398, 9th Cir.
28
Case I: Students with disabilities in Greenwich, Connecticut
1994; Oberti v. Board of Education of Borough of Clementon, 995 F. 2d 1204, 3rd Cir. 1993;
Daniel R.R. v. State Board of Education, 874 F. 2d 1036 [5th Cir. 1984]). These cases
support the right to full participation of students with disabilities in the general education
environment.
Another related issue of increasing concern is the large number of students with disabilities
who are exempted from local and statewide accountability systems used to evaluate school
and district effectiveness in helping students meet desired educational outcomes (Brauen et
al., 1994). These systems employ a variety of accountability measures related to student
participation (e.g., attendance, promotion/retention, suspension/expulsion, and
graduation) and student performance (e.g., attainment of minimum competency or
common standards). Excluding large numbers of students with disabilities from these
systems has resulted in a lack of accountability for the success of their educational
programs.
In conjunction with the requirement for the least restrictive environment, the IDEA’S
definition of an appropriate education requires that the goals and content of specially
designed instruction and related services be designed with reference to public education, as
defined by state law and practice. The IDEA and its implementing regulations require
states and local school systems to adopt and implement a goal of providing “full
educational opportunity” to all children with disabilities (20 U.S.C. 1412[2][a],
1414[a][1][c]; 34 C.F.R. 300.304). When states adopt content and student performance
standards and aligned curricula, these define “an appropriate . . . elementary or secondary
education in the State involved,” pursuant to the IDEA requirements.
In order to afford students with disabilities a fair and even playing field, the laws specify
that accommodations in educational services should take into account students’ needs
stemming from their disabilities. These accommodations, however, must be reasonable
and are required only for students who are otherwise qualified to participate in an
educational program or activity. Courts have held that the provisions of Section 504 do
not require states or schools to alter the content of a minimum competency test used to
award high school diplomas, in that a substantial modification would unreasonably alter
the graduation requirement, but they do require the implementation of IEPs that facilitate
successful participation by students with disabilities (Brookhart v. Illinois State Board of
Education, 697 F. 2d; see also Board of Education of Northport-East Northport Union Free School
District v. Ambach, 60 N.Y. 2d 758).
Although states or school districts using assessments for high-stakes purposes, such as the
awarding of high school diplomas, are not required to modify the educational content
they measure, they can be required to provide accommodations in administering a test or
assessment. For example, the Office for Civil Rights of the U.S. Department of Education
has required, under Section 504, that Hawaii provide a reader for a student with a learning
disability during a high school graduation examination, as it has provided readers for blind
students. It ruled that the state discriminated against the student in violation of Section 504
because it failed to provide him adjustments necessary to offer him an equal opportunity to
29
Case I: Students with disabilities in Greenwich, Connecticut
pass the test; the Office for Civil Rights noted that “equal opportunity to obtain the same
result” on the test, required under Section 504 regulations, necessitates that the tests be
administered so as to measure the student’s proficiency in the subject tested, rather than his
or her unrelated disability.
Parental involvement in the education of children with disabilities is a key principle of the
IDEA. The legislation gives parents many procedural rights, responsibilities, and
opportunities to shape the education of their children with disabilities. Both the state and
federal laws include procedural protections for families during the special education
evaluation and placement processes to ensure a mechanism for family participation in
decision making and for impartial review of disputes that may arise between a family and
educators about the education of a student with a disability. As the U.S. Supreme Court
noted in the Rowley case, educators’ compliance with procedural protections is a crucial
element for ensuring that the appropriateness requirements of the IDEA are met.
The IDEA requires parents to be notified before their child is evaluated for special
education services and requires their consent prior to an initial evaluation for placement in
a special education program. Parents have the right to participate in planning their
children’s instructional program, to review educational records, and to obtain independent
educational evaluations. They also have the right to receive prior written notice of
significant school decisions and to file a complaint regarding decisions or actions with
which they disagree. Parents are entitled to have an administrative due process hearing on
all such complaints and to file a lawsuit if they do not prevail (Ordover et al., 1996:109).
Many special educators believe the parents’ role in developing the educational program,
particularly the IEP, is the cornerstone of parental involvement in special education. The
IEP creates opportunities for parents and professionals to develop individualized
approaches for every student’s education, including setting long-term goals and short-term
objectives, specifying evaluation measures, determining the related services to be provided
and accommodations required, and deciding on student placement and involvement in the
general curriculum.
The IDEA parental provisions have multiple objectives. First, the law recognizes and seeks
to reinforce the positive effects that parents can have on learning and school success for
children with disabilities, just as all parents can do for their children. (See Chapter 3 for
further discussion of parental involvement and the educational experiences of children
with disabilities.) Second, the IDEA acknowledges the critical caretaking responsibilities,
support functions, and strong concerns about their children’s futures assumed by parents of
children with disabilities. Third, the legislation recognizes that parents, above all others,
have a deep, abiding interest in the quality of their children’s education and their general
well-being; therefore, the law places the major burden of enforcement and accountability
on parents.
This advocacy role for parents is the culmination of an evolutionary process. Public Law
94-142 broke new ground in 1975 by granting active decision-making rights to parents of
30
Case I: Students with disabilities in Greenwich, Connecticut
children with disabilities. In doing so. Congress accepted the basic premise that public
schools may not always, of their own accord, provide an appropriate education for
children with disabilities and may need prodding from parents, who have the strongest
incentives to ensure that their children receive the services and rights to which they are
entitled. No longer were parents expected to be passive recipients of professional decisions
about their children, but instead they were to become decision makers and monitors of
their children’s education (Turnbull and Turnbull, in press).
One of the most significant factors in the implementation of state and federal special
education policy is that the burden of enforcement largely rests on parents and advocacy
groups. Yet parents have generally been reluctant to pursue procedural protections
(Weatherley, 1979; Engel, 1991). With a few exceptions when advocacy groups have
become involved, most of those who have pursued procedural remedies have been more
affluent families.
The use of procedural protections to ensure students with disabilities access to appropriate
education has resulted in the “legalization” of special education (Neal and Kirp, 1985;
Yudof, 1984). By 1982, there had been nearly 300 federal and state court cases bearing on
the meaning of Public Law 94-142, mostly concerning disputes over IEPs (Yudof, 1984).
One study estimated that, during the 1980s, there were 342 reported federal cases and 99
reported state cases under the predecessor legislation to the IDEA (Zirkel and Richardson,
1989).
Although several commentators have decried what they perceive as a frightening increase
in litigiousness on special education issues (Melnick, 1994; Zirkel and Richardson, 1989),
the total number of administrative hearings and court cases seems quite small given the
millions of students receiving special education under the IDEA and the detailed
substantive and procedural protections built into this law. Concerns about the volume of
hearings and court activity are also offset by the fact that the majority of the cases have
been won by school districts (Kuriloff, 1985; Winnick, 1987). Several studies have
indicated that parents win only a minority of the hearings; according to one study of four
years of hearings in Pennsylvania, parents achieved some form of victory in only 35
percent of the hearings, a percentage paralleled in a Massachusetts study and in a
nationwide survey of 42 states (Kuriloff, 1985).
A more pertinent question is what effect legalization has had on the daily activities of
educators, the relationships between educators and families, and the educational
opportunities of students with disabilities. Studies of the implementation of the 1972
Massachusetts legislation, one of the first state statutes designed to ensure the provision of
31
Case I: Students with disabilities in Greenwich, Connecticut
equality of educational opportunity for students with disabilities and a prototype for Public
Law 94-142, concluded that teachers and administrators incorporated the new legal
requirements into their daily practice, in effect making new policies consistent with, and
easily accommodated into, their existing practices and procedures (Weatherley and Lipsky,
1977; Weatherley, 1979; see also Wise, 1979).
However, the efforts of well-meaning educators to cope with the added demands of the
new policy requirements when resources are limited has resulted in priorities that have
often benefited the affluent and penalized the poor (Budoff and Orenstein, 1982;
Weatherley, 1979; Singer and Butler, 1987; Neal and Kirp, 1985). It has been easier for
educators to comply with the procedural rather than substantive components of IEP
requirements (Smith and Brownell, 1995; see also Clune and Van Pelt, 1985; Neal and
Kirp, 1985). The combination of detailed legal requirements and insufficient resources has
forced local educators to ration resources, sometimes by “slotting” or mass processing
students into categories for diagnosis and service to promote administrative efficiency and
keep down the cost of services (Weatherley, 1979; Handler, 1986). In these situations, the
IEP process often becomes one of political bargaining, with enormous pressures on parents
to comply with educators’ recommendations. The collective result is considerable
momentum against the high level of individualization required by state and federal laws
(Weatherley, 1979; Handler, 1986).
CONCLUSIONS
The two policy frameworks that define standards-based reform and the education of
students with disabilities embody potentially compatible goals. However, before those
ideals can be melded into effective classroom practice, two major barriers must be
overcome.
First, the expectations of those advocating standards-based reforms currently exceed the limits of
existing professional practice and expert knowledge. Standards-based reform assumes that
rigorous curriculum content, conveyed through sophisticated pedagogy, can be provided
to students with diverse needs and abilities by teachers of varied experience and training.
Yet research on the implementation of past education reforms and the experience of early
implementers of standards-based policies indicate that translating these initiatives into
widespread practice will require considerably more time and a greater investment in
professional training than many states have been willing to expend. Similarly, one of the
key assumptions of standards-based reform is that student performance can be accurately
measured by new forms of assessment that will serve as both credible accountability
mechanisms and strong instructional guides. Yet the transition away from a sole reliance
on multiple-choice assessments has posed a host of technical challenges. Considerable
progress has been made in addressing those problems, but technical solutions have come
more slowly than the deadlines imposed by policy makers anxious to implement
alternative assessments.
The professional and technical problems associated with standards-based reform are compounded when
it is melded with special education. Some of these challenges…stem partly from the historical
32
Case I: Students with disabilities in Greenwich, Connecticut
separation between general and special education, each with its own research base and
norms of professional practice. Other challenges are due to the different institutional
arrangements that flow from the centrality of the IEP in special education and the
emphasis on a common curriculum and public, aggregated forms of accountability in
standards-based reform. Still other challenges flow from a lack of experience with the
practices necessary for students with disabilities to participate in the standards movement.
One example is the design of valid testing accommodations…
All these challenges are further complicated because they must be addressed within the
rights-based framework of special education, which also has professional and technical
limitations. For example, substantive decisions about the participation of students with
disabilities in content standards must be made within an IEP process that has become
increasingly routinized and procedural in its emphasis. Similarly, assessment
accommodations for some students, such as those with cognitive disabilities, will be
determined on the basis of a taxonomy of disability that lacks clear and objective
identification criteria. Above all, standards-based reform brings into sharp focus the major
challenge of special education: ensuring that students with disabilities have access to an
appropriate education, with the particular content of that education specified not in law
but individually through the IEP process. The challenge is to preserve the rights of
individual students within the framework of common standards, with only general
guidance from legal precedents and professional practices that have not yet been tested in
the evolving context of standards policy.
Unfortunately, there are no quick or simple solutions to these professional and technical
challenges. Most of them are likely to be solved or at least made more tractable over time.
But progress will not occur without a continued investment in professional capacity-
building and in clinical and psychometric research.
In its articulation of curricular standards and the design of new forms of assessment, the
standards framework emphasizes the professional judgment of classroom teachers as well as
that of subject-matter and testing experts. The special education framework has a set of
legal entitlements at its core, but it too relies heavily on professional judgment to
determine which educational services are appropriate to meet the needs of individual
children. But politics, broadly defined, also shapes both policy frameworks, primarily
through public values about what constitutes a good education, who is entitled to that
education, and what kinds of resources should be devoted to it.
Consequently, the second barrier is a perceptual and political one that must also be
overcome if students with disabilities are to participate in standards-based reform. The
broad range of people involved in the educational enterprise need to understand and to agree on what
the phrase “all students can learn to high standards” really means. Survey data from teachers and the
public suggest that, at a symbolic level, the idea is accepted. But there is considerably less agreement
about its operational meaning—how the idea should be applied to individual students and
implemented in classrooms, and what consequences should be imposed for non-attainment of the
standards.
33
Case I: Students with disabilities in Greenwich, Connecticut
The thorny issues of defining and operationalizing “all students” and “high standards”
constitute one dimension of the political challenges facing standards-based reform.
Reaching consensus on what the specific standards should be—whether or not they are truly high or
apply in the same way to all students—is an equally critical dimension. The events of the past
few years have demonstrated that the schools remain a major focal point for debates over
the cultural values that divide Americans. Yet by definition the standards movement rests
on the notion of common standards reflecting what the broader community wants its
children to know and be able to do. Debates over the purposes of public schooling are a
healthy part of the democratic process if they do not disrupt or impede children’s
education. Consequently, ways must be found to have those debates while still seeking
consensus.
One lesson that emerges quite clearly from the experience of the states that implemented standards
reforms early is that the development of new curriculum standards and assessments cannot be solely a
technical process with participation limited to experts. Decisions as significant as what knowledge is
most important for students to learn and how they should be tested on their mastery of it require open,
public deliberation. That participation can be organized in any number of ways, including
state-level review committees, forums in local communities sponsored by the Parent-
Teachers Association or the League of Women Voters, informal gatherings in people’s
homes, and op-ed exchanges in local newspapers and on radio and television programs.
Widespread participation should be encouraged from those representing the general and
special education communities, from those with school-age children and those without,
and from supporters and opponents of standards-based reform.
Because deliberation depends on the primacy of talk, it requires time and the willingness
9
of participants to be open to viewpoints different from their own. Such openness to new
approaches may be especially difficult in special education, because the policy framework
and professional practice are well established. Similarly, those outside special education
have not really had to confront exactly what their exhortation for common standards
really means for students with unique educational needs. Just as standards advocates have
had to listen to and accommodate the preferences of those with different cultural values,
so they must be open to students whose educational needs do not completely conform to
their prior assumptions. Deliberation is difficult, but not to talk constructively across
interests and communities is to mock the notion of common standards for public schools.
9
Clearly, deliberation alone does not ensure either consensual or productive decisions. Nevertheless, a
variety of empirical evidence from social psychology, political science, and public opinion research indicates
that individuals are more likely to approve of the decision-making process, understand outcomes better, and
support them—even if they initially disagreed—if the decisional process is one that allows for all sides to
speak and be considered (e.g., Tyier et al., 1989; Gamson, 1992). Perhaps the best-known recent
demonstration of the impact of deliberation was the National Issues Convention, a gathering of 600
randomly selected, nationally representative citizens who discussed key issues with each other and with
candidates running in the 1996 presidential primary elections. Opinion data were collected from participants
before and after their deliberations, and the results show that many changed their views on the interpretation
of social and economic problems and on their preferences for government action. Participants’ level of
information about national issues increased and they reported feeling more politically efficacious.
(Information about the National Issues Convention is available on the Internet at
http:/wwwl.pbs.org/nic_background.html. Results of the pre- and post-deliberative polls are available at
http://wwwl.pbs.org/nic/polLresults.html.)
34
Case I: Students with disabilities in Greenwich, Connecticut
This chapter describes the tremendous diversity that characterizes students with disabilities.
Most of these students are eligible to receive special education services provided by the
public schools. Yet, as this chapter shows, one cannot really speak of them as a group in a
meaningful way, except perhaps with respect to the rights that all are accorded under the
Individuals with Disabilities Education Act (IDEA), Section 504 of the Rehabilitation Act
of 1973, and the Americans with Disabilities Act (ADA) by virtue of their having a
disability.
Some students with disabilities are never taken out of general education classrooms; others
never enter a regular school building. Some have very mild disabilities observed only in
school settings; others have multiple severe disabilities that affect many aspects of their
lives. Some spend only minutes each week with a specially trained teacher, others the
whole day. Some graduate from high school with a full academic courseload and go on to
highly competitive colleges; others drop out of high school entirely; and still others
receive special diplomas or certificates of attendance. Some have parents who are deeply
involved in advocating and planning their individualized programs; others have parents
who have never attended an IEP meeting.
Identification
The process of identifying students with disabilities is important because it determines who
among the general student population is entitled to unique and specific legal and
educational rights as well as access to extra resources and services. As explained in Chapter
2, these rights involve extensive due process protections, designed to ensure fundamental
fairness in all aspects of the identification and placement of students with disabilities and to
prevent misclassification.
35
Case I: Students with disabilities in Greenwich, Connecticut
Education (1996), approximately 4.7 million children between the ages of 6 and 17
qualified for special education services in school year 1994-95; this represents 10.4 percent
of the total student population.
This two-part definition means that not all students with disabilities are eligible to receive
special education services. For example, students with medical or physical disabilities do
not qualify for special education unless they also demonstrate educational need. These
children are still protected by Section 504 of the Rehabilitation Act of 1973, which
governs all publicly supported agencies. This statute entitles students with disabilities to
reasonable accommodations in educational settings to permit them to overcome
impairments in critical life activities—even if they do not qualify for special education
services. Currently the number of these students, who are covered by Section 504 but are
10
not in special education, is unknown. Nevertheless, the legal rights accorded them have
the potential to affect the implementation of standards-based reform. For example, an
increase in the number of Section 504-eligible students requesting accommodated
assessments under standards-based reform would complicate interpretations of the meaning
of assessment data.
Some children enter kindergarten already identified and receiving special education
services. Many others are identified in their first few years of elementary school because
they encounter difficulties in general education classrooms. The process of identifying
students with disabilities and determining their eligibility for special education typically
involves three steps: referral, evaluation, and placement. Referral (usually by teachers) is
the primary method through which children begin to be considered for a disability
diagnosis. Most of these children are referred by their teachers for “repeatedly poor
academic performance or poor social adjustment” (Heller et al., 1982:38). Thus, the
performance of these students suggests they may need special education services, but they
will qualify only if they are found to have a disability.
The IDEA is explicit and detailed about testing and assessment procedures used to qualify
students for special education. A number of legislative provisions are designed to protect
students and ensure the fair, nondiscriminatory use of tests. These provisions stipulate that
decisions about children must be based on more than a single test, that tests must be
validated for the purpose for which they are used, that students must be assessed in all areas
related to a suspected disability, and that evaluations must be made by a multidisciplinary
team. Children are generally tested in one-to-one situations with various school
professionals (e.g., a school psychologist, an occupational therapist, a speech and language
therapist) on tests that can be individually adapted to match the child’s level. This type of
highly individualized testing differs considerably from the large-scale, group-administered
assessments usually tied to standards-based reforms.
The costs associated with conducting eligibility and other mandated assessments have
raised concern. Data from several finance studies (Chambers and Parrish, 1983; Moore et
al., 1988) indicate that these initial assessments, as well as the requisite triennial
10
Available data about the numbers and characteristics of children with disabilities, which are discussed in
this chapter, are collected for IDEA-eligible children and thus do not include non-eligible students with
disabilities.
36
Case I: Students with disabilities in Greenwich, Connecticut
reevaluations of students, are very expensive, each costing an estimated $2,000 (Chaikind
et al., 1993). Furthermore, research indicates that far too often these evaluations are used
to classify a student within a specific diagnostic category rather than to determine specific
instructional interventions (Merrill, 1990; Shinn et al., 1988; Smith, 1990).
If both the disability diagnosis and special education need are confirmed, then the student
has rights to an individualized education program (IEP) designed to improve educational
performance and expand opportunities. Evaluation results are used to develop an IEP that
specifies the general goals and particular instructional objectives for the child; results are
also used to design instruction and related services and to monitor the child’s progress
toward objectives and goals. A yearly meeting must be held to update and revise the IEP.
Every three years, a student goes through a complete reevaluation; a battery of tests and
assessments is again given by a multidisciplinary team and an eligibility meeting held to
determine whether the student still has a disability and requires special education services.
Thus, students can and do move into and out of the special education system as they pass
through the elementary and secondary school years. Little is known about the average
length of time students stay in the system, but data indicate considerable movement.
Available data suggest that, over a 1-year period at the secondary level, about 4 to 5
percent of eligible students are declassified and return to general education full time
(Wagner et al., 1991; U.S. Department of Education, 1996). One longitudinal study of
elementary schools in three urban districts suggested a slightly higher declassification rate
during elementary school of 17 percent over a 2-year period (Walker et al., 1988).11
National enrollment data by age cohort suggest that enrollments in special education
increase substantially between ages 6 and 8, peak for children at ages 9 and 10, and drop
off steadily as students get older. This pattern varies, however, across disability categories,
with some enrollments remaining relatively stable, whereas others (e.g., speech and
language) decrease steadily with increasing age.
Special education referral rates can be affected by other policies and practices in a school
system. Some have argued, for example, that, in some schools and districts, policies that
raise the consequences tied to test scores have led to increased numbers of students being
identified as having a disability (Allington and McGill-Franzen, 1992), since special
education students, many of whom tend to score lower, are commonly excluded from
schoolwide reporting of test scores. The availability of other special programs, like
remedial reading and Title I services, can affect the number of students referred for special
education (Keogh and MacMillan, 1996). Others have suggested that fiscal incentives,
such as basing allocations on counts of students with disabilities, can directly influence the
number of students who get referred and placed in special education (Mehan, 1995). In a
climate of reform aimed at raising academic standards, many are concerned that special
education referral rates may go up if children with disabilities are exempted from certain
aspects of reform or treated differently for accountability purposes. Unfortunately, at the
current time, no systematic data are available on referral or placement rates that would
allow monitoring of these trends over time.
11
In this study, students classified with speech and language disorders and specific learning disabilities were
the most likely to move out of special education.
37
Case I: Students with disabilities in Greenwich, Connecticut
Defining Disability
A number of comprehensive systems exist for classifying various kinds of disabilities, and
these have influenced classification in special education to varying degrees (American
Psychiatric Association, 1994; Luckasson et al., 1992; MacMillan and Reschly, in press;
Reschly, 1992; World Health Organization, 1994). There is, however, no official special
education classification system that is used uniformly across U.S. states and regions.
Thirteen disabilities are mentioned in the federal IDEA and defined in the accompanying
regulations (IDEA 1991, 34 C.F.R. 300.7)… [They include:] autism, deaf-blindness,
deafness, hearing impairment, mental retardation (MR), multiple disabilities, orthopedic
impairment, other health impairment, serious emotional disturbance (SED), specific
learning disability (SLD), speech or language impairment (Sp/L), traumatic brain injury,
and visual impairment. Classification criteria are not provided for any of these disabilities
except learning disabilities (see IDEA 1991, 34 CFR 300.541).
States and school districts do not have to adopt the disability categories in the federal law
and regulations. Indeed, classification practices vary significantly from place to place,
including names for categories, key dimensions on which the diagnosis is made, and
criteria for eligibility determination (Mercer et al., 1990; Patrick and Reschly, 1982;
Singer et al., 1989; Smith et al., 1988). These differences have the greatest impact on
students with mild disabilities. As a result, it is entirely possible for students with identical
characteristics to be diagnosed as having a disability in one state but not in another, or to
have the categorical designation change with a move across state lines.
Many reasons have been given for the high degree of variability in the classification rates.
Some of this variation stems from the different ways that the law has been implemented or
that professional practice has been conducted in different jurisdictions. States and districts
differ in referral practices, effectiveness of child-find programs, and definitions of disability
used. In addition, identification rates are affected by factors such as the strength of
professional and special interest groups, the proclivity and capacity of parents to seek
services, the availability and cost of services, the stigma attached to various disability
designations, and the history of litigation in different places (Singer et al., 1989).
Severity of Disabilities
The degree of an individual’s disability can range from mild to severe within a category.
This means that students who may be considered as having a specific disability, such as
learning disability or mental retardation, can be very different from one another. Severity
is influenced by: (a) the size of the deficit(s) in behavior along such key dimensions as
intelligence, academic achievement, communication/language, motor skills, and
emotional adjustment; (b) the number of areas in which there are deficits; and (c) the
complexity of developing educational interventions. The adjectives mild, moderate, and
severe are usually used to denote the degree of severity of disabilities.
38
Case I: Students with disabilities in Greenwich, Connecticut
People with mild disabilities typically have smaller deficits on the key dimensions, have
deficits in fewer areas, and can function without assistance in most normal daily activities.
Most students with mild disabilities demonstrate no evidence of physical or health
anomalies that cause deficits in behavior. For this reason, mild disabilities are largely a
school-age phenomenon. Identification occurs after school entrance through a pre-
placement evaluation, which usually occurs because a teacher has referred the child due to
severe and chronic achievement problems (Reschly, 1987b). Persons with mild disabilities
typically require part-time special education programs that are delivered by special
resource teachers or in special classes for part of the school day. During the adult years, the
vast majority of these persons will not be officially designated as having a disability and will
become self-supporting, independently functioning citizens in the community. Their
needs for supportive services as adults are generally intermittent and restricted to particular
activities or events.
Because a disability is mild does not mean that it is trivial or that it magically disappears at
age 18 or 21. Students with SLD, for example, are seriously impaired in one of the most
important developmental tasks in a technologically complex society: acquiring literacy
skills and using them to master bodies of knowledge. Poor reading skills in particular
constitute formidable barriers to academic progress and significantly limit adult career
opportunities.
People with disabilities at the moderate to severe levels typically have a large deficit on at
least one of the important behavioral dimensions, as well as moderate to large deficits in
one or more of the other dimensions. These deficits tend to have a biological or
physiological basis, and affected persons usually carry physical symptoms that influence
their appearance. Disabilities at the more severe levels are typically diagnosed initially in
the preschool years, often by medical personnel. During the school-age years, people with
moderate or severe disabilities typically require assistance with certain daily living
activities, such as self-help skills, mobility in the community, basic communication skills,
and recreation. Special education programs for these students usually involve extensive
assistance, whether in special classes with a very low student-to-teacher ratio (e.g., 5:1) or
in general education classrooms with a full-time teacher or aide. Most people with
disabilities at the moderate or severe level require lifelong assistance with one or more of
the everyday activities of work, recreation, mobility, and self-care.
People with disabilities at the most severe level typically have large deficits, often in two
or more areas, that result in poor educational performance and require extensive and
consistent support. Mental retardation is often a primary disability for people with severe
multiple disabilities; for example, approximately 60 percent of people with cerebral palsy
have mental retardation (Batshaw and Perret, 1986). In educational contexts, the focus of
defining severe disabilities has moved from describing negative behaviors (e.g., self-
mutilation, self-stimulation, loss of contact with reality) to describing developmental levels
of functioning. This latter approach emphasizes the discrepancy between what is expected
in “normal development” and actual student performance (e.g., a student’s developmental
level is 50 percent lower than what is expected for his or her chronological age) (Abt
Associates, 1974; Justen, 1976). Individuals with the most severe disabilities are far below
39
Case I: Students with disabilities in Greenwich, Connecticut
normal development and require continuing assistance, in childhood and adult years, with
very basic self-survival skills.
Disability Dimensions
The 13 disability categories in the federal regulations are based to varying degrees on 8
dimensions of behavior or individual characteristics: academic achievement, intelligence,
adaptive behavior, emotional adjustment, communication/language, sensory status, motor
skills, and health status, (Reschly, 1987b). As explained in the following pages, each
dimension affects how children are identified and served in special education.
Intelligence. General intellectual functioning is typically assessed as part of the evaluation for
special education, usually with a standardized IQ test individually administered by a
psychologist. Intellectual functioning is a key criteria for classifying students as MR and
SLD in most states. Federal regulations define mental retardation as “significantly
subaverage general intellectual functioning existing concurrently with deficits in adaptive
behavior” (34 CFR 300.7). Federal regulations for diagnosing specific learning disabilities
require that there be a “severe discrepancy between achievement and intellectual ability”
(34 CFR 300.541); most states have established procedures for determining what
constitutes a severe discrepancy. Recent research, however, has challenged the validity of
using an intelligence-achievement discrepancy to define SLD (see Morison et al., 1996).
40
Case I: Students with disabilities in Greenwich, Connecticut
demonstration and practice (Campione et al., 1982; Neisser et al., 1996). Intelligence is
related to school performance and academic achievement, but the relationships are
complex and difficult to separate (Neisser et al., 1996). Intelligence is both a predictor and
an outcome of school achievement—that is, schooling both affects and is affected by
general intellectual functioning.12
Emotional Adjustment. Emotional adjustment involves attitudes, values, and emotions that
can facilitate or interfere with academic and social behaviors in a variety of settings. A
relatively small number of students with SED have problems with emotional adjustment
called internalizing disorders. These disorders involve patterns of behavior, such as
excessive anxiety, dysphoric mood, and repetitive ritualistic behaviors, that cause distress
to the individual and interfere with everyday performance. Depending on state and local
practices, children and youth with internalizing disorders may receive related services such
as counseling.
12
Because the dimensions of achievement and intelligence are so closely related, we use the term cognitive
disability throughout the rest of the report to describe disabilities that affect students’ learning and thinking
processes.
41
Case I: Students with disabilities in Greenwich, Connecticut
of disability in other categories and is a central focus of special education programming for
many students with disabilities,
Sensory Status. Sensory status, particularly auditory and visual acuity, is the basis for the
disability categories of deafness, hearing impairment, deaf-blindness, and visual
impairment. Screening for sensory deficits is routinely included in full and individual
evaluations for special education. Sensory deficits often accompany other disabilities,
especially at the multiple and/or severe levels.
Motor Skills. Special education and related services are often needed by students with
motor disabilities to compensate for their motor limitations and to treat associated
problems such as speech production difficulties. Motor skills limitations also can influence
participation in activities associated with the general education curriculum and standards-
based reform. For example, many students with motor limitations have difficulties with
the response formats required on standards-based assessments (e.g., group-administered
paper-and-pencil tests).
Health Status. A wide variety of health problems, some of which are life threatening, can
result in a disability diagnosis and referral to special education. Some students are so ill that
they cannot participate in the general school curriculum or activities associated with
standards-based reform. Students with severe head injuries, for example, who are
attempting to regain very basic cognitive functions such as awareness and memory, can
hardly be expected to participate meaningfully in standards-based reforms. A few students
have health problems that are so severe and chronic that their special education and related
services do not incorporate any skills that would be included in the general education
curriculum at the lowest grade levels.
The current special education classification system mixes two different ways of thinking
about the nature and origin of disabilities: the medical and the social system models of
deviance (Mercer, 1979; Reschly, 1987b). Each model implies different assumptions about
etiology, identification, assessment, and treatment.
The medical model generally applies to disabilities that have known biological bases;
retinopathy caused by premature birth as a cause of blindness is an example (Mercer, 1979;
Reschly, 1987b). Medical model disabilities are generally lifelong, can be observed across
most if not all social roles and settings, and are likely to be identified regardless of cultural
context. Medical model disabilities typically are identified by medical personnel during the
preschool years, often in the first year of life. Treatment focuses on eliminating the
underlying cause, if possible, or compensating for its effects on daily activities to the extent
feasible.
In contrast, the social system model typically refers to disabilities that are socially
constructed and relevant to some but not all settings. In the social system model, disorders
are defined as discrepancies from expected patterns or normative standards of performance
on important dimensions of behavior. In children, many such disabilities are evident only
42
Case I: Students with disabilities in Greenwich, Connecticut
after a child enters school and begins to have difficulty with academic learning. Statistical
indices such as percentile ranks and discrepancy scores are used to quantify the amount of
divergence from age or grade-level averages. Often a point or two in these discrepancy
scores can determine whether a student receives special education services and whether
additional thousands of dollars are spent on the child’s education.
The 13 disability categories in the IDEA reflect to varying degrees these two models of
deviance. The medical model is useful for describing such categories as deafness, deaf-
blindness, hearing impairment, multiple disabilities, other health impairment, traumatic
brain injury, visual impairment, and the moderate or severe levels of mental retardation.
Nearly all of the children and youth with these types of impairments have identifiable
biological and observable physiological anomalies that are permanent and that have a
direct relationship to impairments in behavior.
Disabilities at the mild level in the categories of SLD, Sp/L, SED, and MR are understood
best from the social system model of deviance because there is no clearly identifiable
biological basis for the disability; the impairments in behavior are restricted to particular
roles in specific contexts, and effective treatment focuses on symptoms rather than
underlying causes. The mixture of the medical and social system models has the most
serious consequences in the area of SLD; there often is confusion over the relative
importance of underlying causes and symptoms in the assessment, identification, and
treatment of this disability. The conceptualization of learning disabilities as a problem with
psychological processing emerged in the 1960s. Various definitions have evolved over
time, and most incorporate the ideas that learning disabilities (1) are different from other
achievement-related conditions such as mental retardation or slowness in learning, (2) can
be expressed as unexpected difficulties in a range of basic ability domains, such as thinking
and spoken or written language, and (3) are caused by something within the individual,
often presumed to be an underlying neurological condition (Keogh and MacMillan,
1996). The most widely used definition states that SLD is “a disorder in one or more of
the basic psychological processes involved in understanding or using language” and refers
to such conditions as “perceptual disabilities, brain injury, minimal brain dysfunction,
dyslexia, and developmental aphasia” (Mercer et al., 1990; IDEA, 34 CFR 300.7[a][10]).
However, the majority of students with SLD do not show identifiable signs of
neurological deficits (Hammill, 1990). Further more, recent research on at least one kind
of reading disability challenges the notion that it is a discrete diagnostic entity; instead,
these authors (Shaywitz et al., 1992:148) argue that:
Dyslexia occurs along a continuum that blends imperceptibly with normal reading ability.
These results indicate that no distinct cutoff point exists to distinguish children with
dyslexia clearly from children with normal reading ability; rather, the dyslexic children
simply represent the lower portion of the continuum of reading capabilities.
Different perspectives on the definitions and key criteria are not the only complication in
the area of learning disabilities. Problems in its implementation in the school context
include unsound diagnostic practices, unreliable measures, different choices of discrepancy
models for operationalizing the definition, different understandings of SLD by those
making referrals, and preference for the SLD diagnosis because it incurs less stigma than
some other categories (Keogh and MacMillan, 1996; Lyon, 1996). Thus, “the
43
Case I: Students with disabilities in Greenwich, Connecticut
Eligibility Policy
Problems with the current classification system were recognized at least 20 years ago in the
massive federally funded exceptional child classification project. Hobbs (1975:102)
characterized the conventional categories and the procedures for arriving at them as
follows:
They are imprecise: They say too little, and they say too much. They suggest only vaguely
the kind of help a child may need, and they tend to describe conditions in negative terms.
Generally, negative labels affect the child’s self concept in a negative way, and probably do
more harm than good.
Some of the assumptions behind the current categorization system were again questioned
in a later report issued by a National Research Council panel on selection and placement
of students in programs for the mentally retarded (Heller et al., 1982:21):
To what extent must children be classified and labeled according to a generic class of
deficiencies in order to receive special education services? Diagnostic categories such as
EMR [educable mentally retarded] may be more an administrative convenience than an
educational necessity, allowing schools to count the number of children in this and other
special programs in accord with federal requirements. If categorical labels are required for
administrative purposes, they could be chosen to reflect the educational services provided,
thereby emphasizing the responsibilities of school systems rather than the failings of the
child.
Following are brief descriptions of some of the problems involved in classifying disabilities,
with selected references for further reading…
Available data on the number of students with different kinds of disabilities come almost
exclusively from the Office of Special Education Programs (OSEP) in the U.S.
Department of Education. These data are collected on a yearly basis from states and
aggregate the number of children being served in special education programs across the 13
categories of disability.13 There are no other population-based data on the prevalence of
13
State counts of the total number of children served under the IDEA on December 1 of each school year
(as reported in the Annual Reports to Congress on the IDEA) are auditable because they are used to provide
IDEA, Part B, monies to states. As a result, states believe these total counts are highly accurate. In contrast,
44
Case I: Students with disabilities in Greenwich, Connecticut
disabilities among children against which to compare the OSEP data. Although other
kinds of national surveys have been done, they often rely on parent reports of disability
characteristics and specific educational problems and do not provide reliable prevalence
estimates (Lewit and Baker, 1996)…
Other than age, OSEP does not collect any demographic information from the states
concerning students with disabilities. The data that exist come from other sources.
Most data on school-referred samples of children indicate that boys are identified for
special education at higher rates than girls (Heller et al., 1982; Wenger et al., 1996). For
example, about two-thirds of the sample of secondary students with disabilities identified
for the National Longitudinal Transitional Study of Special Education Students (NLTS)
were male (Wagner et al., 1991); only in the categories of deaf-blindness and hearing
impairment was the gender distribution approximately equal. However, recent data using
clinically identified samples of students suggest that approximately the same number of
girls and boys are identified when functional characteristics are assessed (e.g., Lyon, 1996).
Since the 1960s, there have been concerns about higher proportions of minority children
being identified as having disabilities, particularly for the category of mental retardation.
This concern about overrepresentation of minorities provoked numerous cases in which
the federal courts scrutinized the professional practices of special educators and school
psychologists, as well as the validity of IQ tests in making disability diagnoses (see Morison
et al., 1996).
The only national data regarding race/ethnicity and disability category are collected by the
Office for Civil Rights (OCR) in the U.S. Department of Education. Table 3-2 presents
data from the 1978, 1986, and 1990 OCR surveys of school districts. These data should be
viewed with an understanding that they are not a representative sample, do not use the
14
same sampling methodology over time, and do not include all 13 IDEA categories.
states define their own eligibility criteria for each disability category; although the data are aggregated across
states to get national totals in each of the 13 categories, the comparability of characteristics of students in
each category is unknown.
14
Although the OCR sampling unit is the school district, OCR surveys are not a representative sample of
school districts in the United States because the sampling includes all of the “large” districts and a sample of
“smaller” districts. Furthermore, the OCR sampling strategy has changed over the surveys reported in Table
3-2, and it is impossible to determine with certainty the effects of these changes on the representativeness of
the OCR results. Finally, OCR collects data for only 5 of the 13 categories recognized in the IDEA. The
most emphasis is placed on three “judgmental categories” (mental retardation, specific learning disability, and
serious emotional disturbance), that is, the categories in which a degree of professional judgment is required
in diagnostic decision making (Gelb andMizokawa, 1986).
45
Case I: Students with disabilities in Greenwich, Connecticut
1986:
African-American 2.30 4.43 1.04 7.77
Hispanic 0.56 4.31 0.46 5.33
White 0.87 4.29 0.57 5.73
1990:
African-American 2.10 4.95 0.89 7.94
Hispanic 0.65 4.68 0.33 5.66
White 0.81 4.97 0.69 6.47
2004:15
African-American 11.94
Hispanic 11.35
White 12.45
NOTE: Data in the table represent the percentage of the total number of students in each ethnic
minority group who are classified in the particular category given. MMR=mild mental retardation;
SLD=specific learning disability; and SED=serious emotional disturbance.
SOURCE: 1978 data based on Finn (1982:324-330). 1986 data based on analyses by Reschly and Wilson
(1990), using 1986 OCR survey data compiled by the National Council of Advocates for Students. 1990
data based on U.S. Department of Education (1994: 198, 201, 202)
Data from the 1990 OCR survey suggest that, over the four categories included in the
survey (MMR, SLD, SP/L and SED), 11 percent of both African American and Native
American children receive special education services; this is somewhat higher than
identification rates of other racial/ethnic groups (9.5 percent of whites, 8 percent of
Hispanics, and 4 percent of Asian/Pacific Islanders). Data across time suggest that,
although overrepresentation of African American children in some categories still occurs,
it has decreased in the past 20 years.
Several trends regarding minority participation in special education are apparent from the
data on African American, Hispanic, and white students presented in Table 3-2. The
overall rates of identification in these mild categories have increased for all three
racial/ethnic groups since 1978; the biggest proportional increases have occurred for white
children (from under 4 percent identified in 1978 to over 6 percent in 1990). The most
recent data suggest that patterns of disproportion vary by disability category. The most
15
Figures from 2004 are from Institute of Education Sciences, National Center for Education Statistics,
“Demographic and School Characteristics of Students Receiving Special Education in the Elementary
Grades (http://nces.ed.gov/pubs2007/2007005.pdf )
46
Case I: Students with disabilities in Greenwich, Connecticut
common disability across all three racial/ethnic groups is SLD, with approximately similar
rates for each group (Just under 5 percent of all students in 1990). Hispanic children show
the lowest rates of identification across all three mild disability categories. Most of the
overrepresentation of African American children is due to the larger percentage labeled
MMR, although African American children also show slightly higher rates of
identification as SED.
Some analysts have argued that other variables, such as socioeconomic status and poverty
status, which are confounded with race and ethnicity, may account for at least some of the
variation in special education identification rates.
Poverty has long been associated with special education placement rates (e.g., Dunn,
1968). It is rare, however, to find analyses and publication of data concerning the actual
relationship of poverty to the incidence of disabilities and special education placement..
Appropriate data for these analyses were available from four school districts (Coalition to
Save Our Children v. Board of Education et al., U.S. District Court, District of Delaware,
Civil action no. 56-1816-1822, 1994). In all four districts, both African American and
white students who were poor, as gauged by eligibility for subsidized school lunch, were
much more likely to be classified as disabled and placed in special education. In three of
the four districts, African American and white students in poverty circumstances had
essentially the same rates of diagnosis for and placement in special education— about 19
percent on average. In the four districts, children who were not eligible for subsidized
lunch were placed in special education at much lower rates—ranging from 7.3 to 9.2
percent for African Americans and from 5.3 to 7.3 percent for whites; even so, the
placement rates for non-poor African American students were slightly higher. Poverty is a
plausible explanation for much of the special education overrepresentation of minority
children, although additional studies are needed on the relationship of poverty to disability
diagnosis and special education placement.
Data from the NLTS, a longitudinal study of secondary school youth with disabilities,
provides data on several socioeconomic and household characteristics. Table 3-3 presents
some of these data as well as approximately comparable numbers for the general
population (Wagner et al., 1991). These data suggest that students with disabilities are
more socioeconomically disadvantaged than the general population—that is, more likely
to come from single-parent households, to have a head of household with lower
educational attainment, and to have lower household incomes.
Educational Placement
Having a disability, mild or severe, can affect a child’s schooling in many ways. It can
affect where children are educated, whether they have the same goals for schooling as
children without disabilities, and whether they participate in all of the general education
curriculum, some of it, or none. Furthermore, it can influence whether they can be taught
by the same methods and with the same tools and equipment as other students, and
whether they can be evaluated in the same ways. Many children with disabilities work
toward the same high school diploma as other students, whereas some will seek a different
credential or certificate of completion.
47
Case I: Students with disabilities in Greenwich, Connecticut
Very little systematic, representative data exist that describe the range and degree to which
students with disabilities participate in the various aspects of general education. In part this
is because individualized programs are the hallmark of special education services, making it
hard to collect and aggregate data systematically about the school experiences of these
students. In addition, re search is scarce on the longitudinal progress and development of
students with disabilities, partly because they have been left out of large-scale longitudinal
studies and databases or, in cases of mild disabilities, have been included but with no
information on disability status. One analysis of major national education databases (such as
the National Assessment of Educational Progress and the National Education Longitudinal
Study) estimated that 40 to 50 percent of all school-age students with disabilities are
excluded from these samples. Furthermore, exclusion criteria vary and exclusion rates are
often not reported systematically (McGrew et al., 1993). In addition, the lack of consistent
and reliable disability categories within and across studies makes it especially difficult to
analyze how longitudinal pathways may vary by disability and to compare results from
study to study (McGrew et al., 1995).
Among the important decisions made during the instructional planning and IEP
development process are decisions about where the child will receive services. Some
children need special education services in only one or two academic skill areas (e.g.,
spelling and written language), whereas others have IEPs that cover academic, behavioral,
vocational, and social skill domains. For many children, then, placement decisions vary by
skill or goal areas.
Views about the optimal educational settings for children with various kinds of disabilities
differ. Over the past several decades, policies have shifted regarding whether students with
disabilities should be educated in special or regular classrooms. Although since 1975, the
IDEA has required that each student with a disability be provided with a free and
appropriate education in the least restrictive environment,… for many students with
disabilities, debate still continues over what the most appropriate placement is. In addition,
it is important to remember that “regular education is not one setting but many different
settings that vary considerably from one classroom to the next” (Hebbeler, 1993:1-3).
Furthermore, where a child is placed is not necessarily related to what curriculum and
instruction he or she receives.
Data collected from all states for the 1993-94 school year (reported in Table 3-4) indicate
that over 95 percent of students with disabilities served under the IDEA were served in
regular school buildings (U.S. Department of Education, 1996), a slight increase since
1977, when data were first collected (Sawyer et al., 1994). The remaining 4.4 percent of
students receive their education in either a separate day school, a residential facility, a
hospital, or a homebound program. Students diagnosed with specific learning disabilities
or speech/language impairments were the least likely to be placed outside the regular
school building.
48
Case I: Students with disabilities in Greenwich, Connecticut
In a regular school building, students may receive services in one of several places: some
are served largely in regular classrooms, others spend a significant part of their day in
special education resource rooms, and still others spend the majority of their day in
separate, self-contained special education classrooms. Although the data are reported in
very broad categories and by somewhat different methods, aggregated state child count
data give a general national picture of current placement trends (U.S. Department of
Education, 1996).16 As Table 3-4 illustrates, in 1993-94, 23 percent of students with
16
The intent of the placement data collected as required by Section 618 of the IDEA is to assess the extent to
which students with disabilities are being served with their peers without disabilities. Because of state-
regulated data collections and specific service configurations used by states, some states crosswalk their
placement data with the OSEP placement categories; as a result, despite extensive federal support and
technical assistance, the placement data reported in the Annual Report to Congress are less reliable than is
the total count of students receiving special education under the IDEA.
49
Case I: Students with disabilities in Greenwich, Connecticut
SOURCE: Tables AB2, AB4, AB5, Eighteenth Annual Report. U.S. Department of Education (1996)
disabilities spent the majority of their time (more than 60 percent) in such separate, self-
contained classrooms. Another 29 percent spent a substantial portion of their time in
special education resource rooms, with the rest of their time spent in the regular
classroom. About 43 percent of students with disabilities (or about 2 million) are classified
as “regular classroom” students—meaning that they spend at least 80 percent of their day
there. Many of this group of students are likely to be participating in the general education
curriculum and in large-scale assessments, although perhaps with accommodations for
both.
Data presented in the table indicate that the amount of time spent in the regular classroom
varies by disability. Students with autism, deaf-blindness, mental retardation, and multiple
50
Case I: Students with disabilities in Greenwich, Connecticut
disabilities are least likely to spend much time in the regular classroom. Data also suggest
that elementary school students (ages 6-11) are more likely to be served for more time in
regular classrooms than are secondary school students (ages 12-17).
Reflecting the national policy trend toward greater integration of students with disabilities
into the least restrictive environment, placements in the regular education classrooms
increased between 1985-86 and 1989-90 for almost all disabilities, and placements in
resource rooms declined. Placements of children in separate classrooms in regular school
buildings remained essentially unchanged (Sawyer et al., 1994)…
CONCLUSIONS
The number of students with disabilities is sizable, and they are extremely heterogeneous. More
than 5 million school-age students—or about 10 percent of the school-age population—
qualify for special education services, constituting a significant population. Students served
by special education vary widely in severity of disability, educational goals, and
participation in the general education curriculum. These variations affect many aspects of
their schooling. In addition, there is evidence that students with disabilities as a group are
at socioeconomic disadvantage compared with their peers without disabilities.
Currently the criteria for identifying many of the categories of disability are not well defined or
reliable, even though these criteria affect important decisions about which students are eligible for legal
rights and special education services under the IDEA. Disability categories are defined largely by
state policies; identification rates vary a great deal from state to state, and very different
criteria are used in different places. Interpretation and implementation of the disability
criteria is largely a district-level concern; no systematic data are available about how the
criteria may be interpreted and therefore which students get into which categories and on
what basis. Currently, to qualify for special education, a yes-no determination of the
presence of a disability has to be made, although disability varies along a number of
dimensions, each of which is best described as a continuum of severity. Clear-cut decisions
about which children should be served are not easily made. Some children who qualify for
special education in one school would not qualify elsewhere. Conversely, some children
are not identified as disabled who are likely to have the same educational needs as those
who are identified. The implications of standards-based reforms for these children—low-
achieving but not currently identified for special education—is beyond the scope of this
committee’s work but nevertheless should be considered in implementing and monitoring
the effects of standards-based reforms.
Meaningful discussion of standards, curriculum, assessment, and outcomes cannot occur without
thoughtful consideration of the varied characteristics of the large and diverse number of students with
disabilities. The nature of the participation of students with disabilities in the common aspects of
standards-based reform is likely to vary depending on their individual characteristics and educational
needs. Over the past 20 years, students with disabilities have been participating more and
more in general education classrooms and curricula. For some students with disabilities,
51
Case I: Students with disabilities in Greenwich, Connecticut
The number of students with disabilities who may need accommodations or other modifications in
standards and assessments is unknown and will depend on such factors as behavioral characteristics
and severity of disability, extent of participation in the general curriculum, and the instructional needs
of students. Nationally representative data are lacking about the population of students with
disabilities on any of these factors. The need for accommodations and other modifications
will also depend on the nature of a district’s or state’s particular content standards,
performance standards, and assessments—which vary significantly from place to place.
The role of parents will be key in ensuring the successful participation of students with disabilities in
standards-based reforms. Parental involvement and expectations are strongly related to the
achievement of their children, even after taking into account the effects of related
variables, such as parental education and socioeconomic status; these relationships appear
to hold for students with and without disabilities. In addition, parents of students with
disabilities have a unique role to play in the process of designing their children’s
educational programs. Although the IEP process is the cornerstone of parental
involvement, evidence indicates that it has not worked well for all parents. Concerns
regarding the IEP process are exacerbated for minority or economically disadvantaged
parents. Resolving the barriers to parental involvement takes on even greater importance
in the era of standards-based reform, particularly in light of the research evidence
indicating its effects on improving achievement. The legal provisions guaranteeing the
rights and responsibilities of parents in special education are potentially powerful tools that
parents can use to bring about the successful integration of children with disabilities into a
standards-based educational environment. At the same time, standards-based reform may
place even greater demands on parents, in terms of decision-making responsibilities,
participation requirements, and training and information needs.
Very few systematic, nationally representative data are available about students with disabilities. As a
result, we know very little about the population served by special education—how many
children move in and out of special education, how definitions of disability categories are
interpreted by individual school staff, how many children are referred but not found
eligible, how many have a disability but do not need special education, what the
demographic characteristics of eligible children are, how many students complete full
requirements for a diploma, how many leave school on some other basis, and so on.
Counting and keeping track of data related to the disability status, outcomes, and
performance of students with disabilities are complicated by a number of factors specific to
this population—for example, many cannot take group-administered tests (usually the
primary outcome measure) under standardized procedures, many split their time between
52
Case I: Students with disabilities in Greenwich, Connecticut
general education classrooms and special education classrooms, some are served in separate
schools not sampled in most data collection procedures, some do not remain with their
age or grade cohort as they progress through school, and many move in and out of the
special education system over time.
The exclusion of students with disabilities from these research and evaluation samples can
affect the overall results of these studies. The results of any aggregated data pertaining to
general education, and thus to standards-based reform, can be affected if these children are
left out, especially since many students with disabilities have lower achievement.
Furthermore, systematic, representative data are needed about the educational progress of
students with disabilities relative to the larger group of general education students.
Without good data on such factors as special education referral and identification rates or graduation
rates and types of diplomas, it will be hard to monitor some of the potential effects of standards-based
reforms—both intended and unintended—for students with disabilities. Past experience has
indicated that new policies often have system-wide effects that were not originally
intended, such as increased dropout or retention rates. In addition, specific subgroups of
children, such as those defined by gender or race/ethnicity, can be differentially affected.
It will be very important to detect whether, for example, standards-based reforms are
increasing the rates of referral to special education, changing the demographics of who
gets identified, or affecting the dropout rates or types of diplomas obtained. Changes such
as these have the potential to affect all students, not just those with disabilities.
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Singer, J.D., and J.A. Butler (1987) The Education for All Handicapped Children Act: Schools as agents of
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Smith, S.W. (1990) Individualized education programs (IEPs) in special education: From intent to
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Smith, S.W., and M.T. Brownell (1995) Individualized education program: Considering the broad context
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Case I: Students with disabilities in Greenwich, Connecticut
The next set of documents address the issue of identification of students with disabilities. It is a
federal statute that sets forth the definitions under which students are identified as in need of special
services, but it is the special education staff in each district that is responsible for applying these
definitions to specific cases. Because the definitions are subject to interpretation, the proportion of
students identified varies widely across the country.
Document #3: Joetta L. Sack, “Special education designation varies widely across
country,” Education Week, June 24, 1998.
In Compton, Calif., a Los Angeles suburb that has long been mired in poverty and
poor achievement, one of every 12 students—about 8 percent—is classified for
special education.
On the other side of the continent, in the well-heeled New York City suburb of
Greenwich, Conn., the proportion is more than twice as high. In a district where the
average price of a house is more than $1 million, about 18 percent of students fall
into the special education category.
Those divergent numbers illustrate a stark and troubling fact: The criteria used to
identify students as needing special education—one of the most far-reaching decisions
in a child’s educational career—vary widely throughout the United States and even
among districts in the same state. The simple fact of where a child lives can play a
greater role in that determination than test scores, teacher evaluations, or other
factors.
“Special education has a lot of children in it who aren’t really disabled, and instead
of special education, they need something special in their education,” said Gerald J.
Reynaud, the executive director for special services for the 19,000-student Oletha,
Kan., district. “It is a pretty complex problem.”
In large urban districts, for example, the proportion of students in special education
ranged from 4.1 percent in Chicago to Boston’s 21.1 percent in 1994-95, the most
recent school year for which comparable data are available from the U.S. Department
of Education.
In New Jersey alone, the figures that year ranged from Paterson’s 4.7 percent to more
than double that in Camden—11.3 percent. The proportion of special education
students in Indianapolis—19.7 percent—was more than four times Indiana’s state
average, and well above the national average of 11.1 percent.
The Education Department figures are based on the number of students for whom
districts compile individualized education plans, or IEPs, which are required by
federal law for students with disabilities. In many districts, the numbers have changed
since 1995, and some districts use their own, different means of classifying students.
But the disparities raise serious questions for educators, parents, and the nation’s
estimated 5.4 million special education students:
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Case I: Students with disabilities in Greenwich, Connecticut
• Are large numbers of students in other areas being passed over for educational
services that would help them overcome potentially serious problems?
Different Criteria
The reasons for the inconsistencies are many, and experts say it is not at all the case
that some districts are getting it right and others are doing things wrong.
Approaches to determining which students should be identified as disabled differ
vastly from state to state and district to district. The quality of services provided to
students in special education programs varies greatly as well.
Although categories of disabilities are spelled out in the Individuals with Disabilities
Education Act, the main federal special education law, the federal government has no
direct authority over how districts interpret those classifications. Instead, the
Education Department’s office of special education programs monitors the state
education departments, which in turn monitor local districts.
Educators in schools and districts navigate a maze of complex regulations and define
for themselves such terms as “learning disabled” or “mentally retarded.”
Adding to the perplexity are broader social and demographic conditions that may
affect how many children wind up in special education.
“We know poverty is related to disability,” said Thomas Hehir, the director of the
Education Department’s office of special education programs. Poor prenatal care,
exposure to environmental hazards such as lead paint, and a lack of early-childhood
education are common problems in impoverished areas that can later lead to
disabilities.
“But,” Mr. Hehir added, “there are districts where the opposite seems to occur.”
Parents a Factor
Often, other factors intervene, notably the wishes of parents.
Some parents want to avoid what they see as the stigma of special education and
refuse the designation for their children even though they may badly need it. Other
parents are willing—even eager—to accept the label, knowing that it will snag extra
services for their children.
“I’ve had parents who wanted their child identified as special education because they
wanted a tutorial service,” said Gerald Hime, a special education consultant and
immediate past president of the Council for Exceptional Children in Reston, Va.
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That’s what officials in Greenwich feared was happening. The school board of the
7,500-student Connecticut district became concerned about its fast-growing
population of students identified for special services. In 1997, the board
commissioned a team led by a consultant, Claire S. Gold, to look into the matter.
They found that about 15 percent of elementary pupils were receiving special
education services in 1996-97, and that nearly one-third—almost 30 percent—of
students in the district’s high schools were receiving such services.17
“It’s a very affluent district with parents who have very high expectations, not only
of their children but of the school system as well,” Ms. Gold said recently. “Parents
really tend to expect a customized education as they might get in a private school.”
But she believed the district’s problems weren’t entirely based on pushy parents
demanding Cadillac services. Her team found that Greenwich was offering little in
the way of specialized help for students who were struggling in regular classrooms,
particularly those having trouble learning to read. That left parents and teachers who
wanted extra help with no other option than to ask for a disability label.
“They’re demanding it because it’s really the only act in town,” Ms. Gold said. “It’s
how you get help if your child is struggling.”
Mr. Reynaud of the Oletha district in Kansas said he has also seen cases where an
evaluation team might “make a decision out of sympathy rather than the child
meeting the criteria” for a certain disability, because the needed services were not
available through the regular classroom.
Putting students in special education because there is no other alternative for
providing remedial services is a widespread problem, said Mr. Hehir of the Education
Department. Such a practice, he said, is “a completely inappropriate use of special
education.”
Added Costs
For districts struggling with tight budgets and limited revenue sources, the
implications of a high proportion of special education students can be enormous.
Numerous studies have documented the rising costs of special education and the
burdens such expenses can place on districts. Not only have enrollments increased,
but the costs of technology and other related services also have skyrocketed. In many
districts, those costs have cut into the money available for regular education.
Economist Richard Rothstein, in a report for the Economic Policy Institute, a liberal
think tank in Washington, recently estimated that public schools’ spending on regular
education nationwide dropped 2 percentage points on average between 1991 and
1996, from 58 percent of their total budgets to 56 percent. The share for special
17
This figure was disputed by the Greenwich district. See the “Gold Report”—Document #35 p. 185
below.
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Case I: Students with disabilities in Greenwich, Connecticut
education over that same period grew from 17.8 percent to 19 percent, he
concluded.
In some districts, special education consumes an even larger portion of the budget. In
Greenwich, the figure was about 21 percent in 1996-97.
“The special education budget was increasing at double-digit rates,” said Kathryn
Guimard, a member of the Board of Estimates and Taxation in Greenwich, which
ordered the study by Ms. Gold. “It was becoming a concern because it was impacting
the town and schools’ budgets.”
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Case I: Students with disabilities in Greenwich, Connecticut
OCR Scrutiny
It has long been a problem in some areas that children from minority groups are
labeled for special education at much higher rates than white students because of
misperceptions about cultural and language diversities.
Since Norma V. Cantu became the assistant secretary in charge of the federal
Education Department’s office for civil rights in 1993, agency officials say they have
been more aggressive in investigating special education complaints.
That doesn’t mean, however, that discrimination exists wherever there are racial
differences in the proportions of disabled students, said Raymond C. Pierce, the
deputy director of the department’s office for civil rights.
“Just because you have a disparity in figures doesn’t mean you have a violation,” he
said. “But it gives you ample reason to start asking the hard questions.”
Even when discrimination isn’t to blame, other factors can lead to the
overidentification of students for special education.
Asa G. Hilliard, a professor of education at Georgia State University in Atlanta, said a
“maldistribution of good teaching” can play a role. Often, he explained, a district’s
best teachers may not want to go to schools with the most needy children.
The less able teachers in those schools may be more likely to mislabel children as
disabled. Some assessment scores may also be flawed, he added.
Mr. Hilliard recalled visiting an elementary school in which slow learners were pulled
out of their regular classes for a special education reading class, which he believes
might not have happened if the children had had better teachers.
“They were petrified,” he said of the youngsters. “They didn’t want to be seen
walking into that classroom.”
Label Lingers
Once a student is tagged with the special education label, the designation is likely to
remain for the rest of his or her academic career. According to the Education
Department, very few return to regular education programs.
Of the more than 1 million students ages 14 to 21 with a diagnosis of specific
learning disabilities in 1994-95 school year, only a little more than 4 percent—
37,184—returned to regular education, according to the department’s latest data.
Mr. Hehir of the department’s special education office said it is no surprise that so
few students shed the special education label.
When applied correctly, he added, the designation works to give children the help
they need. “If a child is appropriately evaluated in the first place—and that’s an
important ‘if’—they’re likely to need the support of special education throughout
their schooling.”
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A particularly vexing feature of the variability in identification procedures across the states is broached
in the next document. Identifying a troublesome student as in need of special education is a way of
getting that student out of the regular education teacher’s class. All too often, it turns out,
“troublesome” and “minority” turn out to be overlapping categories.
Document #4: Lisa Fine, “Studies Examine Racial Disparities In Special Education,”
Education Week, March 14, 2001
Black students are classified as needing special education far more often than white
students, and are less likely, once they have been identified as having disabilities, to be
placed in mainstream classrooms, according to a report by the Civil Rights Project at
Harvard University.18
The report, based on four studies commissioned by the Harvard project, offers fresh
statistics on minority representation in special education, long an issue of concern among
advocates for racial and ethnic minority groups. For example, the studies found that
African-American students were three times more likely than white students to be labeled
mentally retarded, and therefore relegated to less challenging special education classes.
Authors of the report, released March 2, view bias against minorities as at least partially
responsible for the disparities.
But not all observers agreed that the studies had found evidence of racial or ethnic
discrimination.
“It stands to reason that more minorities are in special education because they are poorer,”
said Jorge E. Amselle, a spokesman for the Center for Equal Opportunity, a Washington-
based group that takes a generally conservative stand on racial and ethnic issues in
education. “It’s more a matter of apathy than racial discrimination.”
Socioeconomic factors, especially poverty, have long been cited as a potential explanation
for disproportionately high numbers of black students in certain categories of disability,
including mental retardation. But the author of one of the new studies, researcher Donald
Oswald of Virginia Commonwealth University in Richmond, suggested that his findings
indicated that other factors could be at play. Specifically, Mr. Oswald found that the
wealthier the school district, the more likely black males were to be labeled mentally
retarded and sent to special classes.
18
The executive summary of a subsequent report, “Racial Inequities in Special Education,” published in
2002 is found at http://www.civilrightsproject.harvard.edu/research/specialed/IDEA_paper02.php The
full report is found in Losen, Dan and Orfield, Gary, Racial Inequities in Special Education (Cambridge, MA:
Harvard Educational Publishing Group, 2002).
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Case I: Students with disabilities in Greenwich, Connecticut
Vigilance Urged
About 11 percent of all students nationwide receive special education services. In 1998,
approximately 1.5 million minority children were identified as having mental retardation,
emotional disturbance, or a specific learning disability.
Pointing to 1997 data from the U.S. Department of Education, the Civil Rights Project
report says that, nationally, black students were 2.9 times more likely than whites to be
identified as having mental retardation. They were 1.9 times more likely to be identified
with an emotional problem, and 1.3 times more likely to be identified with a specific
learning disability.
The report also says that minority students in special education were not likely to be
returned to regular classes.
“To the extent that minority students are misclassified, segregated, or inadequately served,
special education can contribute to a denial of equality of opportunity, with devastating
results in communities throughout the nation,” the report states.
Bill East, the executive director of the National Association of State Directors of Special
Education, said the findings saddened him. “School districts and states should be
concerned about the way they identify special education students,” he said. “They need to
look at programs and practices very closely and do everything they can to make sure that
the problems the studies brought out are not happening in their districts.”
John Jackson, the national director of education for the National Association for the
Advancement of Colored People, suggested that the report points to “the need for better
assessment and placement in special education.”
“We need better teacher training, more resources for special education, and a change in
attitude,” Mr. Jackson said. “Special education is not a final resting place for students. It
should in some cases put them on an accelerated plan to get them back into regular
education.”
Mr. Jackson said parents could help the situation by speaking up for their children.
“Parents need to advocate whether or not their child needs special education,” he said. “If
they don’t need it, they should fight that classification. If they do need it, they should
make sure they have all the services they need.”
Mr. Amselle of the Center for Equal Opportunity suggested that the problem highlighted
in the report “reflects a system that feels overwhelmed.”
“It’s easy to put a kid in special ed and write them off,” he said. “It’s an easy way to get
the problem kids out of the classroom.”
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Case I: Students with disabilities in Greenwich, Connecticut
The Civil Rights Project authors recommend that the Education Department’s office for
civil rights take a more aggressive stance against districts with disproportionately large
numbers of minority students in special education. The report also calls on states to
intervene in districts where minority students are overrepresented in special education
classes.
The report prompted U.S. Rep. Chaka Fattah, D-Pa., to call for a federal investigation
into the issue of minority overrepresentation in special education.
“On behalf of the millions of all children attending public schools, I am requesting that
you immediately launch an investigation into this matter by the Department of Education
and by the civil rights division of the Justice Department,” Rep. Fattah wrote in a letter to
President Bush and Secretary of Education Rod Paige. “If you truly believe that ‘All of
our [nation’s] citizens are created equal, and must be treated equally,’ then you will agree
that racial discrimination has no place in our society, particularly not in our public school
system.”
Lindsey Kozberg, a spokeswoman for the Education Department, said the department
commissioned a study by the National Academy of Sciences on the issue in 1999 and
awaits its recommendations, which are expected in the fall. She said that the agency’s
office for civil rights monitors minority placements in special education, and that the
problems highlighted in the report were nothing new.
“We have seen the Harvard studies and are concerned about the correlation between race
and special education placement,” Ms. Kozberg said. “But we are awaiting the results of
our own study.”
The National Research Council put forward suggestions for how to deal with the overrepresentation of
minority students among those who are identified with special needs.
Document #5: Lisa Fine, “Report Offers Solutions to Special Education Disparities,”
Education Week, January 23, 2002
It’s one of the most persistent issues in education: African-American children, statistically,
are more likely to be designated as special education students than white students.
Conversely, a much higher percentage of white students are classified as gifted.
19
A new report from the National Research Council suggests some ways to change that
situation.
Educators, the report recommends, should be required to provide minority students with
high-quality instruction as well as social support—in a regular classroom—before
concluding that special education is needed.
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Case I: Students with disabilities in Greenwich, Connecticut
Education.” Otherwise, the authors warn, academic or behavioral problems can become
almost irresolvable.
“Educators should not wait for at-risk children to fail, or conversely for potentially gifted
students to demonstrate success, before taking decisive steps to encourage them within the
regular classroom setting,” said Christopher T. Cross, the chairman of the committee that
produced the report. Mr. Cross is a senior fellow with the Center on Education Policy in
Washington and a former assistant secretary of education in the first Bush administration.
Numerical Disparities
The research council’s advice, requested by Congress two years ago, comes at the
beginning of a year when lawmakers are preparing to reauthorize the Individuals with
Disabilities Education Act, the federal law that guarantees students with disabilities the
right to a free, appropriate education.
The report will likely help shape the law’s revision by Congress and the Bush
administration.
In the first of what will be a series of IDEA hearings, members of Congress concentrated
last fall on the issue of racial disparities in the identification of students for special
education and for gifted and talented programs.
More than 14 percent of black students are in special education, compared with 13
percent of American Indians, 12 percent of whites, 11 percent of Hispanics, and 5 percent
of Asian-Americans. The disparities are greater in the categories with the greatest stigmas,
the report’s authors said.
About 2.6 percent of black students are identified as mentally retarded, compared with 1.2
percent among white students. About 1.5 percent of black students are labeled as
emotionally disturbed, while 0.91 percent of whites carry that label.
Then there are numbers for gifted students. The NRC reports that, nationwide, 7.47
percent of all white students and 9.9 percent of Asian students are placed in gifted
programs. Meanwhile, 3.04 percent of African-American students, 3.57 percent of
Hispanic students, and 4.86 percent of American Indian students are classified as gifted.
A 1982 NRC report examined why high numbers of boys and minorities were placed in
special education for mental retardation. Concern has only increased since, because
minorities now make up about one-third of school-age children and the number of special
education students has increased to more than 10 percent.
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Case I: Students with disabilities in Greenwich, Connecticut
• States should make sure that teacher-licensing and -certification requirements call
for training in effective intervention methods to assist students who fail to meet
academic standards, or who exceed those standards. Teachers should familiarize
themselves with student values and cultural practices that may affect classroom
participation and success.
Federal and state government officials should improve and expand early-childhood services
related to health care, family support, and preschool education.
The revised and reauthorized version of the Individuals with Disabilities Education Act (IDEA)
contains provisions for correcting for minority overrepresentation in special education.
In the 2004 reauthorization, lawmakers added the new provision to take the monitoring
process a step further. Districts with an overrepresentation of minority group members in
special education are now required to set aside 15 percent of their federal aid for students,
particularly those in grades K-3, who need “additional academic and behavioral support to
succeed in a general education environment,” according to the law.
Districts that do not have minority students overrepresented in special education can still
use up to 15 percent of their federal special education money for early-intervening
services, but they are not required to do so.
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Case I: Students with disabilities in Greenwich, Connecticut
States are given the discretion under the revised IDEA to determine what constitutes
overrepresentation for the purposes of the provision. Many do so by comparing the
proportion of minority students in special education categories with the proportion of
minority students in the overall school population. Other states compare how frequently
minority students are assigned to certain special education categories, compared with how
often white students are assigned to those categories.
Nationally, black students are overrepresented in certain special education categories
compared with the student population as a whole, according to a 2003 report to Congress
by the U.S. Department of Education’s office of special education programs.
About 17.4 percent of black students are considered mentally retarded, compared with
10.3 percent of all students. Also, about 11.3 percent of black students are considered
emotionally disturbed, compared to 8.1 percent overall.
Programs Under Way
By reaching out to members of minority groups earlier, supporters of the new provision
say, the numbers of minority students in special education should drop, because they
would be receiving extra academic help sooner.
“This is an item that Virginia has supported from the get-go,” said H. Douglas Cox, the
state’s assistant superintendent for special education and student services. Mr. Cox is also
the president of the Alexandria, Va.-based National Association of State Directors of
Special Education. Thirty of his state’s 133 school districts are required to use 15 percent
of their federal special education funds for early-intervening services, he said.
W. Mabrey Whetstone, Alabama’s director of special education services, said his state has
worked aggressively for the past five years to reduce its overrepresentation of black male
students classified as mentally retarded or emotionally disturbed. Nine of the state’s 66
districts will be required this year to spend 15 percent of their federal aid on early-
intervening services.
Several programs are already under way that would qualify as early-intervening services,
Mr. Whetstone said. They include a teacher-training program that helps educators adapt
their lesson plans for particular student needs and early reading and math initiatives.
Experts say that children who receive inadequate instruction, especially in basic subjects
like reading, are more at risk for being wrongly identified later as having mental
retardation or learning disabilities.
“If you’re overidentifying [students for special education], there ought to be something
you’re doing” to address the issue, Mr. Whetstone said. The funding helps draw attention
to the problem, he said.
The problem with the set-aside is that the federal government is not providing its fair
share of total special education funding, said Deborah A. Ziegler, the assistant executive
director for public policy for the Council for Exceptional Children. The Arlington-based
council is the nation’s largest special education advocacy group.
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Case I: Students with disabilities in Greenwich, Connecticut
“We support the idea of early intervention,” Ms. Ziegler said. However, her group
believes that special education services are already underfunded by the federal government.
“We’re struggling to provide the services we need to under IDEA,” she added. “Do we
rob Peter to pay Paul? We need more money in both pots.”
Unclear Rules?
Mr. Cox of the state directors’ group said he can understand the perspective of the CEC.
“But if we can work on some of the early-literacy issues, maybe you wouldn’t have to
refer children to special ed,” he said, giving an example of an intervention that the set-
aside could support.
DanielJ.Losen, a legal and policy-research associate with the Civil Rights Project at
Harvard University, said he believes the U.S. Department of Education has not provided
enough guidance on the IDEA’s 15 percent provision.
He said he was concerned about how the money would be spent by districts which find
they have an overrepresentation of minority students in special education classes.
The money is intended primarily for students who have no special education classification.
But, once a district finds that it has enough overrepresentation to trigger the automatic 15
percent set-aside, he believes that at least some of the money should be spent on programs
for the children who are already in special education, since the district has already noted a
problem.
“How are you going to help address the issue, if the kids who triggered [the 15 percent
set-aside] get none of that money?” Mr. Losen said.
The regulations should say that the law will not prevent districts from spending the set-
aside money on students who happen to already be in special education, he believes.
Ronald Felton, a former head of special education for the Miami-Dade County, Fla.,
district, and an educator who has been involved in special education for 30 years, said that
the focus on overrepresentation of minorities is positive.
However, there needs to be more research on the issue, he believes. For instance, he said,
“we’re still arguing on how to measure disproportionality.” And, if a district has
overrepresentation problem, it might not need to divert a full 15 percent of its federal
special education funding to the problem, he said, but the law still requires it.
“The 15 percent [option] is a good thing,” said Mr. Felton, who retired from the
370,000-student district in July. “The mandate is a problem.”
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Case I: Students with disabilities in Greenwich, Connecticut
We turn next to the complicated question of how the academic performance of disabled students should
be assessed. Even before the enacting of the No Child Left Behind act, there arose the issue of how
to deal with special needs students in a state’s accountability system. Questions arose as to what
accommodations should be provided identified students and whether separate testing instruments were
appropriate. What becomes clear in the following document is the fact that, prior to NCLB, it was
not at all a simple matter to ascertain how identified students were performing on state assessments.
Document #7: Joetta L. Sack, “States Report Trouble with Special Ed. Testing,”
Education Week, March 15, 2000
Many states are still struggling to create alternative assessment systems for special education
students and to figure out which students should be tested using those alternatives,
according to the results of a recent state-by-state survey.
And while more students with disabilities are being included in state tests of academic
achievement, only 23 states can provide data on how many are participating, according to
the survey by the National Center on Educational Outcomes at the University of
Minnesota. The research group has studied assessments for the disabled since 1991, and has
repeatedly warned state leaders of their obligations under the 1997 amendments to the
federal Individuals with Disabilities Education Act…
The survey also found that reported participation rates varied greatly among those states
that could provide such data, as did the types of testing accommodations provided to
students.
NCEO Director Martha L. Thurlow said there are many “understandable” reasons for the
variability. She added, though, “It’s time we would expect there to be an aggressive push
to meet the letter of the law and the intent of the law.”
Under the 1997 amendments to the IDEA, states are required to include as many special
education students as possible in regular assessments, with appropriate accommodations,
and to create alternative assessments for students judged to be unable to take the regular
tests. States are also required to monitor the participation rates of students with disabilities
taking assessments, something most states reported having trouble doing, the Minnesota
researchers found.
The amendments also require states to have a system for administering alternative
assessments, based on standards for disabled students, in place by July 1.
Of the 43 states that responded to the NCEO’s survey, nearly half reported that they were
using the same standards, or some variation, as they did for regular students. Eight states
were developing different standards, and 14 were uncertain about what standards they
would use.
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including disabled students in assessments, and are doing the best they can to comply with
the IDEA requirements.
“This is a very large group of students with very different and diverse needs,” she said.
“It’s a complicated process.”
But the problems cited by the NCEO report could interfere with the rights of disabled
students to be included and reported in state and local assessments, advocates say.
Including disabled students in assessments, they say, is crucial to determining whether they
are getting appropriate educations and meeting their potential.
“If the kids are not part of the assessments, the schools do not have the information they
need to figure out what’s best for the school and kids with disabilities,” said Lynda Van
Kuren, a spokeswoman for the Council for Exceptional Children, a Reston, Va.-based
special education advocacy group.
Rules governing the national tests allow schools to exclude students they feel incapable of
taking the exams. Testing experts worry that the IDEA requirements and varying rates of
inclusion of disabled students could skew the scores in some states.
A federally funded study estimated that at least half of all special-needs students—defined
as disabled or limited English proficient—were excluded from the exams in 1992 and
1994.
The study, released by the National Center on Education Statistics last month, surveyed
schools on their inclusion rates of disabled and LEP students. The researchers are
conducting a larger study on the 1998 NAEP to see whether the exclusion rates affected
scores, a debate that has arisen in the testing community.
Document #8: Joetta L. Sack, “Researchers Warn of Possible Pitfalls In Spec. Ed.
Testing,” Education Week, April 19, 2000
Some types of alternative assessments and accommodations for special education students
may present problems as states hurry to create new accountability systems, researchers
warned here at the Council for Exceptional Children’s recent annual conference.
Under the 1997 amendments to the federal Individuals with Disabilities Education Act,
states and districts must include students with disabilities in their assessments, to the extent
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Case I: Students with disabilities in Greenwich, Connecticut
appropriate, and report the students’ scores. States have until July 1 to come up with
guidelines for alternative-assessment systems for students who are deemed unable to take
the regular tests even with accommodations.
Those efforts will have significant effects on students with disabilities, Ms. Thurlow said.
The NCEO released a report last month showing that states are struggling to create
alternative-assessment systems and guidelines to determine which students should be
considered for alternatives.
The U.S. Department of Education is greatly concerned about those findings, said
Kenneth R. Warlick, the director of the department’s office of special education
programs, or OSEP. His office is working with other Education Department offices, such
as the office for civil rights, to issue a guidance that would clarify the alternative-
assessment requirements in the IDEA. He said he did not know when the guidance would
be released.
“Some of these states have a huge learning curve to go through to make this operational
in the next year,” Mr. Warlick said at the conference.
Alternative assessments are proving costly, about $150 to $200 each per student, he added.
And state directors of special education have reported to him that teachers need much
more professional development to be prepared to administer them.
Encouraging Independence
Special education experts consider assessments an integral part of ensuring that students
with disabilities are given full educational opportunities and are being held to high
academic standards. Ultimately, a student’s individualized-education-plan team—the
group of parents, teachers, and specialists that charts the child’s educational course—
decides whether the student should take an alternative assessment, or a regular assessment
with or without special accommodations.
But signs of a backlash against testing such students have appeared. Martha Brooks, the
special education director for the Delaware public schools, said she regularly fields
complaints from parents and even some teachers after special education students are given
the state assessment.
“They say, ‘How could you do this to my poor little child with a disability?’” she said,
adding that they are more understanding after she explains the rationale for the testing.
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At the same time, said Louis Danielson, a research director for OSEP, states shouldn’t
make the testing process too easy for students with disabilities. He warned that providing
too many accommodations, such as extra time and special settings to take the exams, could
inadvertently hinder a child’s path to independence.
Such accommodations sometimes result from educators’ attempts to help disabled students
avoid the punitive aspects of high-stakes tests, such as denial of high school graduation,
Mr. Danielson added.
Currently, some testing companies flag the test scores of students who have received
special accommodations. Mr. Danielson said the Education Department’s civil rights office
is considering forbidding that practice, which would reverse a previous OCR decision,
out of a concern that college-admissions officers and others may look skeptically at such
scores.
Document #9: Joetta L. Sack, “Alternate-Test Plans Prove Challenging,” Education Week,
June 21, 2000
Three years ago, after a hard-fought battle to reauthorize the Individuals with Disabilities
Education Act, special education advocates were promised a crown jewel.
For the first time, the academic progress of students with disabilities would be assessed and
recorded along with that of their peers in regular programs—a policy shift that advocates
see as a powerful spur to educational equity. Even students who were unable to take
regular tests with special accommodations would be included.
The new IDEA amendments gave states three years—and much flexibility—to create
systems for alternative assessment of students with the most serious disabilities. Now, states
are facing the July 1 deadline for meeting that requirement, and the crown jewel promised
in 1997 has proved a bit elusive.
A new report from a federally financed research center shows that most states are not yet
using alternative assessments, though most are close to being able to do so.
States have been developing guidelines, procedures, and training at a “feverish pace” in
recent weeks, according to the National Center on Educational Outcomes, based at the
University of Minnesota. And states have made significant progress in the past year in
putting together and pilot-testing systems to help chart the educational progress of pupils
with the greatest disabilities, the report says.
“Many, many states have been getting their act together,” Martha Thurlow, the center’s
co-director, said last week. “I say this knowing there are hills and valleys all along the way
in the development process.” But for many states, figuring out how to score those tests
and report the scores remains a challenge, according to the report, which will be released
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late this week in Snowbird, Utah, at the Council of Chief State School Officers’ annual
conference on large-scale assessment
States are coming up with a wide range of strategies for identifying and assessing students
who can’t be accommodated in regular assessment programs. Some states have adopted
methods including portfolios of student work, videotapes and eyewitness accounts of a
student’s skills and behavior, interviews and surveys of parents and others, and “real
world” performance indicators.
Crafting statewide guidelines for identifying and assessing a diverse group of severely
disabled students has been daunting, many experts agree. Few, if any, of those students are
expected to graduate from high school or meet academic standards set for their
nondisabled peers.
“One thing that this process has pointed out is that kids with more severe disabilities have
typically been getting very idiosyncratic services,” said Ken Olsen, the director of the
Mid-South Regional Resource Center at the University of Kentucky. “Each curriculum
for each kid is very different.”
He added, “It’ll take many, many years to install something that’s going to work
smoothly.”
Ms. Thurlow said that while states have made “surprising” progress since the NCEO
reported results from a survey on alternative assessment last year, many more pieces remain
to be fit into the puzzle.
Testing experts say that only a small percentage of students, between 1 percent and 2
percent of all students at a given grade level, is likely to need the alternative assessments.
Mostly, they will be students whose disabilities are so severe that they cannot take the
regular assessments, even with extensive accommodations, such as extra time to complete
the tests or assistance in reading or transcribing the questions. Many states, in fact, have
designed systems that are based on a separate set of special education standards or skills,
rather than the regular curriculum, according to the NCEO.
But the federal government gave states little guidance on how to go about setting up such
systems, leaving state officials to make decisions on eligibility, types of assessment, and
alignment of alternative tests with state academic standards. And while it seemed that the
deadline gave ample time—it is the last major piece of the 1997 IDEA amendments to go
into effect—many states have been struggling to meet the deadline.
“We’re all in the same boat; for something so new, we didn’t have other state systems to
look at,” said Virginia C. Beridon, the state special education director for Louisiana. Her
state is currently pilot-testing its system and will meet the July 1 deadline. But she said
some states may have rushed to put faulty systems in place to meet the deadline and will
have to make major revisions later.
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Case I: Students with disabilities in Greenwich, Connecticut
The department deliberately left the guidelines for setting up a system vague in order to
give states leeway to align the tests with their own standards, another department official
said.
The state with the most extensive experience in alternative assessment of students with
disabilities is Kentucky, which passed a groundbreaking law to hold its education system
accountable, the Kentucky Education Reform Act, in 1990. That law mandated that all
students, regardless of ability, be assessed, and the state created an alternative assessment
based on a portfolio system that documents a student’s work and progress over a period of
several years.
Less than 1 percent of all Kentucky students are eligible for the alternative assessment, and
their tests are independently scored and recorded with the scores of the students’ local
schools.
Accountability Demands
The accountability movement in special education has seen some resistance from some
parents and educators in recent months, as states continue to work with the IDEA
requirements that students with disabilities be tested and that the results be reported along
with those for other students.
So far, Ms. Heumann said, disabled students who have taken regular assessments have
lagged behind their peers in test scores. But those scores have been improving.
States are still struggling to figure out how alternative assessments fit into high-stakes
testing, such as high school exit exams, said Ms. Thurlow of the NCEO. Aside from
Kentucky, few states that have high-stakes tests have even begun to find ways to work
alternative assessments into those requirements.
Other obstacles remain as well. Louisiana, for instance, has many uncertified teachers, and
training them to use the assessment system, on top of the other preparation they need, has
been a problem, Ms. Beridon said.
Some states are also finding students who cannot take the regular assessments, even with
accommodations, but who also do not fit the criteria for alternative assessments.
Sandy Thompson, a research associate at NCEO, said there are some students who are
working toward grade-level standards, but are so far behind that they cannot take the
regular assessment and get a meaningful score.
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Case I: Students with disabilities in Greenwich, Connecticut
“We have a middle area we really need to address,” she said. Others say that making sure
that students with disabilities receive an appropriate education is still a challenge in many
schools and that the new assessment systems will bring many problems to light.
“The real issue isn’t assessment; the real issue is getting kids involved in the general
curriculum,” said Bill East, the executive director of the National Association of State
Directors of Special Education, which has consistently supported the new IDEA
assessment provisions. Schools will continue to struggle with assessment issues in special
education over the next few years, he said, until all students with disabilities have access to
the regular curriculum and high standards.
“The issue of assessment is finally allowing us to have a more serious discussion related to
testing, learning, and results,” she said. “It’s critically important to make sure that disabled
kids are viewed as being able to have the same potential as nondisabled kids.”
The No Child Left Behind Act requires that special education students be tested annually and that
their scores on standardized tests be reported separately (along with ethnic and socioeconomic
groupings). Many argue that it is unrealistic and potentially harmful to submit students with
disabilities to tests they are very unlikely to be able to pass. They also see a conflict between the
requirements of NCLB and the requirement in IDEA that special education students be assessed
against their IEP’s. Margaret Spellings, the self-described “soccer mom” appointed by George W.
Bush to succeed Rod Paige as Secretary of Education, took on the job of responding to a raft of
requests from state education departments to grant exceptions to NCLB’s provisions.
The Department of Education promised to build in some flexibility on its requirements for testing
special education students.
Document #10: Christina A. Samuels, “Special education test flexibility detailed: Not
every state may want to seek relief this year, Spellings says,” Education Week, May 18,
2005.
States can start taking advantage of flexibility under the No Child Left Behind Act for
some of their special education students this school year, but they will have to clear several
hurdles to do so, the Department of Education announced last week.
The new details about the testing flexibility that Secretary of Education Margaret Spellings
first outlined in April got a mixed reaction from state education officials, with some
suggesting that the requirements were too complex.
Secretary Spellings announced last month that 2 percent of students in special education
who have “persistent academic disabilities” could be tested using modified assessments.
The result, for some states, is that more of their students who are in special education will
be deemed proficient under the No Child Left Behind law’s standards.20
20
Cf. “States to get new options on NCLB law,” Education Week, April 13, 2005.
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Case I: Students with disabilities in Greenwich, Connecticut
The Education Department already allows 1 percent of students with “severe cognitive
disabilities” to be counted as proficient even if they take alternative assessments that are
below grade level. The additional 2 percent is intended to allow for students who, even
with the best instruction, cannot meet grade-level standards, Ms. Spellings has said.
Ms. Spellings said in a May 10 teleconference with reporters that the flexibility options
will come with some fairly rigid guidelines. “This is not for everybody,” she said. “It will
be for a good number of states, no doubt about it.”
Asked why the flexibility wouldn’t be extended to every state immediately, Raymond J.
Simon, the acting deputy secretary of education, explained that the department wants to
see progress.
To use the short-term options, a state must, among other things, have a 95 percent or
more test-participation rate and use the same subgroup size for students with disabilities
that they use for other subgroups.
After meeting those requirements, a state has two options. One would allow it to use a
mathematical formula to increase the passing rate for students with disabilities. The other
would allow the state to count more scores from alternative tests as proficient.
The Education Department will also consider other options a state may offer, as long as
they maintain high standards.
Patricia F. Sullivan, the director of the Washington-based Center on Education Policy,
said she had no idea how many states would be able to meet all those standards.
Limited Possibilities?
“It would appear under this that a whole bunch of states will be knocked off” at the start
from the possibility of using the transitional options, Ms. Sullivan said. And, she said,
students with persistent academic disabilities are not conveniently clustered in states that
have met all of the Education Department’s requirements.
Robert Runkel, Montana’s director of special education services, said he appreciates that
the federal department is allowing more testing flexibility for states. However, under the
new options, he believes only one school in his state would have been able to take
advantage of the flexibility based on 2003-04 test results. That’s because only one school
failed to make AYP solely because of the test scores of students in special education.
Montana has about 145,000 students in public education and 19,000, or 13 percent, in
special education.
Mr. Runkel said that children with persistent academic disabilities would be reflected not
only in the special education subgroup scores, but also in the scores of any other
subgroups in which they fall. Thus, they could be pulling down a district’s scores in more
than one category. The federal law requires schools to show progress not just with
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Case I: Students with disabilities in Greenwich, Connecticut
students overall, but with student subsets by race, socioeconomic status, and other factors,
including participation in special education.
“I think there might be room for some flexibility in that circumstance,” Mr. Runkel said
of students who fit into more than one group.
Other state officials praised the new rules. Patti Harrington, the superintendent of
education for Utah, a state that has been in the forefront of opposition to the 3-year-old
federal law, said under the former AYP testing rules, some students with persistent
academic difficulties were tested at a grade level that was inappropriate for them.
The changes “are doing the right thing by children,” Ms. Harrington said.
Document #11: Christina A. Samuels, “Flexibility detailed for testing students with
disabilities,” Education Week, January 4, 2006
A proposed federal regulation on testing students with disabilities provides details on the
flexibility available to states and schools for meeting the requirements of the No Child Left
Behind Act.
While state education officials have generally welcomed the flexibility, representatives
from advocacy groups for people with disabilities say they’re concerned about potential
erosion of academic standards for such students.
The Department of Education announced the proposed regulation last month that would
accompany a policy announced months earlier. The proposed rule spells out in detail how
states could allow certain students—those who would have “significant difficulty” meeting
grade-level proficiency, even with the best instruction—to be tested based on modified
achievement standards that aren’t as deep or broad as regular grade-level content.
Secretary of Education Margaret Spellings said the move was part of a “more
sophisticated” approach to meeting the needs of such students.
“At its heart, this policy is all about improving the way we educate and assess children
with disabilities. It’s a smarter, more sophisticated way of serving their needs,” Ms.
Spellings said in releasing the proposed rule Dec. 14 at Guilford Elementary School in
Columbia, Md.
The policy, which the department has allowed states to use even before the regulation was
announced, permits 2 percent of all students, or roughly 20 percent of students with
disabilities, to be counted as proficient under the No Child Left Behind testing mandate if
they take tests based on modified standards. That is in addition to another regulation that
allows 1 percent of children with significant cognitive impairments—about 10 percent of
students with disabilities—to be tested using different standards and tests.
Put together, the two policies allow almost a third of students with disabilities to be
counted as proficient under the No Child Left Behind law, though they are not being
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Case I: Students with disabilities in Greenwich, Connecticut
tested the same way, or on the same depth of subject matter, as their peers in general
education.
The federal school improvement law requires that students be tested yearly in reading and
mathematics in grades 3-8 and once in high school. It also requires the public release of
test scores for various subgroups, including students with disabilities. Students in the
subgroups must make adequate yearly progress towards proficiency in order for their
schools to meet federal standards.
Ms. Seivers said the state launched an intensive effort to improve test scores of students
with disabilities in 2003, before such NCLB flexibility proposals were planned. But, she
said, the policy is still a good option for her state.
“It’s more like a piece of the puzzle, to make sure we accurately reflect every student’s
progress,” she said.
Tennessee is also working on guidelines to ensure that the appropriate students are taking
the tests based on modified standards.
“I understand the feeling that parents have, that this is just one more way to push students
with disabilities to the side,” but the state will not let that happen, said Ms. Seivers, who
has an adult son with disabilities.
Looking at the work her state is doing on such issues, “as a special educator and as a mom,
that’s encouraging to me,” she said.
Proposals Questioned
Ricki Sabia, the associate director of the National Down Syndrome Society’s policy center
in Washington, has a different perspective on the proposed rules. Though she sees some
potential benefits, she also believes the push to promote flexibility in testing comes from
educators who were upset to see their schools deemed to be in need of improvement
because students with disabilities weren’t passing the required tests.
“There’s a lot of frustration and a lot of negativity about the [No Child Left Behind] law
from people who are very powerful, and the law was in danger,” Ms. Sabia said.
Candace Cortiella, the founder of the Advocacy Institute, a nonprofit organization in
Burke, Va., that works to support people with learning disabilities, said the percentages
that the Education Department has put forward are too high.
“There’s a lot of us who have felt that the 2 percent, on top of the 1 percent … is going
to be excessive,” Ms. Cortiella said. “At some point, you will have ‘used up’ all of the kids
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in the most significant categories,” she said, referring to children who have obvious
difficulties that would prevent them from performing well on tests.
“Then, you’ll begin to nibble into the categories that, by their definition, should be able
to perform to grade level,” Ms. Cortiella said.
Katherine Beh Neas, the director of congressional affairs for the Chicago-based Easter
Seals, said the Education Department is attempting to answer a good question: “How do
you include these kids into the accountability system in a way that’s meaningful?”
“To make it so that as many as 30 percent are put on a different standard, with different
expectations, gives us pause,” she said, referring to the proportion of students with
disabilities who are potentially affected by the flexibility policies.
In addition, the Education Department hasn’t defined just who would fall into the 2
percent category, she said.
“What we’ve been asking them for is guidance to [individualized education program]
teams in how to make this decision,” Ms. Neas said. Such teams, under the main federal
law on special education, draw up plans for educating students with disabilities.
Under the proposed regulation, states would be required to develop a way of determining
which students should take the different tests, and would have to re-evaluate students each
year to see if the modified assessments are still necessary. Also, the modified assessments
would have to be aligned with grade-level curricula, so a 6th grader could not take a test
intended for a 3rd grader, for example.
In addition, students assessed under the modified achievement standards would have to be
receiving grade-level instruction in the relevant subjects. And the use of a modified test
could not preclude a student from earning a regular high school diploma.
“We’re open to new ideas, just so long as we all stick to what I call the bright lines of the
law—annually assessing students, disaggregating data, and closing the achievement gap by
2014,” Secretary Spellings said. Under the No Child Left Behind law, students in all
subgroups must be at 100 percent proficiency by the 2013-14 school year.
The Education Department gave states an opportunity to use interim measures to adjust
their test scores for the 2004-05 school year. The department plans to extend the interim
policy for the 2005-06 school year to allow 75 days of public comment on the proposed
regulation, which was published in the Federal Register on Dec. 15.
Document #12: Christina A. Samuels, “Ed. Dept. releases final rules on tests for special
education students,” Education Week, April 4, 2007.
The U.S. Department of Education today released final regulations to guide the creation
of tests for students in special education who are capable of learning grade-level content,
but not as quickly as their peers.
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Currently, the only options available for such students are to take the general assessments
that are given to all students, which may be too difficult, or tests intended for students
with significant cognitive impairments, which are too easy. The new tests will allow a
more accurate assessment of what these students know and how best to teach them,
Deputy Secretary of Education Raymond J. Simon said during an afternoon press
conference.
The tests may also allow some schools to make adequate yearly progress under the No
Child Left Behind Act when they had not before. Up to 2 percent of students’ proficient
and advanced scores on these particular tests, which the department calls “alternate
assessments based on modified achievement standards,” may be counted when measuring
AYP. Two percent of all students is equivalent to about 20 percent of students with
disabilities.
The Education Department also allows up to 1 percent of all students in a state—
equivalent to 10 percent of students with disabilities—to take a different type of alternate
assessment and be counted as proficient for purposes of AYP. Those tests, which are the
ones used with students with significant cognitive impairments, are less complex and
comprehensive.
This testing flexibility was first announced in April 2005, with draft regulations released in
December 2005. In the meantime, states were allowed to use a mathematical model to
adjust their scores as if the policy were already in place. That flexibility will be allowed for
the 2006-07 school year, but after that, if states want to continue using the model, they
have to enter into a partnership with the Education Department to develop the “2
percent” tests, Mr. Simon said.
“We believe a state that has not done anything so far, should be able to do what we ask
them to do over the next two school years,” Mr. Simon said. “Only those who participate
with us in a meaningful way” can use the mathematical model, he said.
Content Important
The final regulations, like the draft version, also make it clear that out-of-level assessments
would not be allowed to serve as appropriate tests for students in special education. So, a
6th grader who reads at a 3rd-grade level would not be allowed to take a test intended for
younger students.
“The reason we’re taking that position here is we’re really trying to emphasize the
importance of students getting access to grade-level content,” said Kerri L. Briggs, the
acting assistant secretary for planning, evaluation, and policy for the Education
Department.
However, the tests can still be easier than the tests given to the general student population,
while reflecting grade-level content. Examples of changes in the tests include offering
three choices on a multiple-choice test, instead of four; using math manipulatives to
illustrate test answers; or allowing students to receive test questions in spoken word or
pictures, in addition to print.
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Some states already have begun offering such assessments to their students, Mr. Simon
said. Though those tests haven’t gone through the department’s peer-review process, he
said they can be used as a starting point for other states as they consider their own tests.
The response to the new regulations during a teleconference held today with state school
chiefs was positive, Mr. Simon said. He said the state school leaders who have created tests
told their colleagues that the tests “have given us information that we’ve needed” to
improve education for students with disabilities, Mr. Simon said.
The department plans to launch an effort to assist states as they create the tests, including
$21.1 million in grant funds for technical assistance, a meeting with the states scheduled
for July, and monthly teleconferences.
While many educators welcomed the Department of Education’s flexibility in assessing the
performance of students with disabilities, advocates for those students argued the flexibility
undermined NCLB’s core principle that grade-level achievement should be a goal for all special
education students.
Document #13: Christina A. Samuels, “Advocates for students with disabilities balk at
proposed NCLB changes,” Education Week, July 6, 2007.
As Congress wrestles with reauthorizing the 5½-year-old No Child Left Behind Act, some
disability-rights advocates fear high standards for students with disabilities could be
sacrificed as states seek more flexibility in the law.
Some education groups, as well as lawmakers, have called for more choice in how states
can administer the law’s accountability provisions, including greater power for school-
based teams to decide what type of assessment a student receiving special education
services should take.
That’s a step away from grade-level achievement as a goal for all students, said James H.
Wendorf, the executive director of the National Center for Learning Disabilities, a New
York City-based group that works to provide opportunities for children and adults with
learning disabilities. The law needs tweaks, not wholesale changes to its ambitious
achievement goals, he believes.
Mr. Wendorf’s group advocates on behalf of the largest group of children served under the
Individuals with Disabilities Education Act, the federal law that mandates special education
services for some 6.6 million students nationwide. Students with “specific learning
disabilities” account for nearly half the students covered under the law.
“No Child Left Behind has put some real teeth in the IDEA,” Mr. Wendorf said. “It’s
given parents some information they wanted desperately, and some information that they
didn’t know how much they needed until it was being provided to them.”
The federal law requires schools and districts to report the academic progress of students
with disabilities, along with other subgroups of students, such as those in low-income
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families and those who are learning English. The performance of such subgroups on
annual tests in reading and mathematics helps determine whether their schools have made
adequate yearly progress toward proficiency for all students, as required under the law.
The reporting provision has forced administrators to pay attention to a group of students
that is too often ignored, disability-rights advocates contend. They point to studies that
show that students with disabilities, even those with cognitive impairments, can achieve at
higher-than-expected levels when teachers hold them to grade-level standards.
As disability-rights advocates lobby federal lawmakers, their focus has been on maintaining
what they see as the strong standards of the law, while allowing schools to get credit for a
student’s academic growth towards proficiency, even if the student occasionally falls short
of a particular benchmark.
Hearing ‘Frustration’
For instance, the National Center for Learning Disabilities recently released two reports
that outline the progress students with disabilities have made under the No Child Left
Behind law, as well as the challenges that remain.
The group says that Congress should maintain the requirements for schools to make
adequate yearly progress, or AYP; that all schools should be required to report the
performance all student subgroups 20 students or more (current rules allow for a larger
minimum); and that students should not be subject to repeated retesting for the purpose of
determining AYP. Those recommendations would maintain or tighten existing rules for
districts and states.
At the same time, the center supports allowing a “growth model” factor to be a part of
No Child Left Behind’s accountability rules. Growth models allow schools to receive
credit for improving individual students’ academic performance over time.
The Consortium for Citizens with Disabilities—a coalition of 100 groups, including the
Council for Exceptional Children, the Easter Seals, and the National Disability Rights
Network—stresses in its NCLB recommendations that “all students with disabilities are
general education students first,” and argues that the law “must continue to build on
IDEA’s strengths by promoting a learning environment in which all children are expected
to become proficient on grade-level content and states, school districts, and schools are
accountable for their achievement.”
Advocacy groups have also been calling on legislators to counter what they believe are
negative impressions of the No Child Left Behind law, which passed Congress with big,
bipartisan majorities in late 2001 but has encountered a host of criticisms during its
implementation. Several new members of Congress are serving on the House Education
and Labor Committee, and those members may be hearing from their school districts that
assessment of special education students is a problem, advocates believe.
“I think they’re hearing a lot of frustration from schools that don’t have the capacity to do
what they need to be doing,” said Jane E. West, the vice president for government
relations for the American Association of Colleges for Teacher Education, in Washington,
and a co-chairwoman of the consortium’s task force on education.
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But states already have a tremendous amount of flexibility under the law, said Laura W.
Kaloi, another co-chairwoman of the consortium and the public-policy director for the
National Center for Learning Disabilities. She noted that under current testing rules, 1
percent of all students, which is equivalent to about 10 percent of students with
disabilities, can be counted as proficient when they pass a test specially designed for
students with severe cognitive disabilities.
Another 2 percent of all students, equal to about 20 percent of students with disabilities,
can be counted as proficient when they take alternate assessments based on modified, but
grade-level, academic standards. Those tests can have fewer questions, fewer choices in a
multiple-choice section, and require a lower level of reading skill.
In addition, schools can meet AYP under so-called “safe harbor” provisions, which permit
schools to make adequate progress as long as there were more students who maintained or
moved up to proficiency in the current school year than in the prior school year. And,
some schools don’t have to achieve AYP in the subgroup of students in because the state
has a large minimum subgroup size.
“To say that we need more flexibility—to me, it doesn’t pass the laugh test,” Ms. Kaloi
said.
Fear of Flexibility
Other education groups, however, including the National School Boards Association, the
American Association of School Administrators, and the National Education Association,
have banded together to argue for just that.
A move for greater flexibility acknowledges that special education students are a
heterogeneous group of individuals that should be tested at their academic-performance
level, those groups contend. Even with the flexibility allowed under the “1 percent” and
“2 percent” tests, the federal Department of Education has stood firm against testing
students with disabilities out of their grade levels, such as giving a 2nd grade reading test to
a student in 6th grade. Groups including the NSBA and the AASA find that stance
restrictive.
“They need to be assessed by an instrument that meets them where they are,” said Bruce
Hunter, the associate executive director for public policy for the Arlington, Va.-based
AASA. “You start with an assessment that isn’t built around group norms, and isn’t built
around groups.”
The groups are also calling for an end to the 1 percent and 2 percent caps. “Students with
disabilities should be assessed as determined by their Individualized Education Program
team and not subjected to arbitrary caps,” said a group statement. The IEP team is
required under the special education law to determine the services eligible children must
receive. Such groups at the school levels are most often made up of parents, teachers, and
administrators.
Reginald M. Felton, the director of federal relations for the Alexandria, Va.-based school
boards’ association, said he understands the fears of advocates for students with disabilities.
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But, he said, the law requires valid and reliable assessments, and for some students with
disabilities, grade-level tests don’t yield valid results.
“When we reauthorized the IDEA, we talked about the power and the relevancy of the
IEP team,” Mr. Felton said. “That’s the group we should be empowering.”
But Bill East, the executive director of the National Association of State Directors of
Special Education, also based in Alexandria, said IEP-driven assessments have never
worked. Instead, he contended, they’ve allowed a different, lower standard to exist for
students with disabilities.
“We’ve had 30 years of experience using the IEP as an accountability measure. It has
failed miserably,” he said.
Predictions vary on how members of Congress eventually may handle the issue of
accountability and students in special education under the NCLB law, whose
reauthorization is due this year but could be delayed.
“NCLB really shifted the default [for students with disabilities], and no one wants to shift
it back,” said Scott R. Palmer, a lawyer with the Washington law firm Holland & Knight
and a consultant on special education to the Council of Chief State School Officers.
Students receiving special education services are performing at higher and higher levels.
But when it comes to accountability, “this is an area where I don’t think we have the best
answers yet,” he said. “The best practice is still evolving.”
Others remain concerned that the revised law will allow too much leeway.
“I’m very afraid we’re going to have more flexibility than we think the public schools
either should have or deserve,” said Jamie Ruppmann, the associate director of The
Advocacy Institute, a disability-rights group in Marshall, Va., that has lobbied Congress
along with other organizations.
“This is so important,” Ms. Ruppmann said. “They’re saying they shouldn’t be held
accountable for educating our children. Who but our kids would anybody say that
about?”
We turn next to a series of documents dealing with the question of funding the costs of meeting the
needs of students with disabilities. As is indicated in the introduction to the case, Congress enacted
the IDEA intending to fund 40% of the cost of educating identified students—a figure based on the
average increment incurred in providing that education. But Congress never followed through with
that intention. In 2000 there was an effort to increase federal support for special education.
Interestingly enough, it was Republican legislators who supported an increase in federal spending.
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Document #14: Joetta L. Sack, “Congress Poised To Increase Funding For Special Ed.,”
Education Week, April 12, 2000
Congress has laid the groundwork for increasing its share of the costs of teaching students
with disabilities, furthering a long-standing goal supported by a broad coalition of
disability-rights groups, educators, and legislators from both parties.
In its nonbinding budget resolution for the fiscal year that starts next Oct. 1, the House
calls for spending an additional $2 billion for state grants under the Individuals with
Disabilities Education Act, the main federal special education law. The Senate Budget
Committee has approved an additional $11.3 billion over five years in its budget
resolution.
Supporters say an increase would help districts defray the rising expense of special
education.
When the landmark legislation now known as the IDEA was adopted in 1975, lawmakers
decided that the federal government should pick up 40 percent of the additional costs
21
associated with the law’s requirements . But Congress has never come close to that goal.
Spending for the IDEA has risen by 66 percent in the five years since the Republicans—
who have made this issue a major priority—took control of Congress. But federal aid still
amounts only to an estimated 13 percent of the total state and local costs for special
education, according to the Department of Education.
For fiscal 2000, the current budget year, Congress allocated $5.75 billion for state grants
under the IDEA, the second-largest federal precollegiate program. Most of that money,
about $5 billion, goes to educate students ages 6 to 21 through what are known as Part B
grants. The rest goes for early-childhood and preschool programs.
But there are signs that the federal contribution to special education spending could go up.
Rep. Matthew G. Martinez, D-Calif., and Rep. Bill Goodling, the Pennsylvania
Republican who chairs the House Education and the Workforce Committee, have
introduced legislation to authorize an appropriation of an additional $2 billion each year
until 2010, at which time they say the federal government’s contribution would meet the
40 percent mark.
Meanwhile, lobbying efforts continue to intensify. A new grassroots group from Concord,
N.H., the National Campaign to Fully Fund IDEA, is aiming to collect a million
signatures in support of its position to bring to Washington next January.
The Council for Exceptional Children, a special education advocacy group in Reston,
Va., has recommended spending nearly $7 billion on Part B alone, with another $1 billion
for early-childhood and preschool programs, in the fiscal 2001 budget. And the National
21
[Which is sometimes referred to as “full funding.”]
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Case I: Students with disabilities in Greenwich, Connecticut
School Boards Association is asking Congress to spend an additional $2.2 billion a year for
the next 10 years.
“We view this proposal as a good first-year down payment on achieving our goal for full
[40 percent] funding,” said the NSBA’s executive director, Anne L. Bryant.
Costs Unclear
If current funding trends continue, the IDEA could become the largest K-12 program in
the federal education budget within a few years, surpassing the $8 billion Title I program
for disadvantaged students.
One difficulty in determining how much the federal government should spend on special
education is that officials disagree on the total cost to states and districts.
22
Part of the problem, according to the Center for Special Education Finance in Palo Alto,
Calif., is that most states and districts do not keep accurate data on exactly how much they
spend on special education services.
“It’s not a trivial amount of money, no matter which way you cut it,” said Thomas
Parrish, a co-director of the center, a federally funded research group.
According to estimates by Rep. Goodling’s staff, IDEA state grants for students ages 6 to
21 would need to total about $16.9 billion to meet the federal government’s 40 percent
target. The Congressional Research Service estimates that it would take more than $15
billion to meet that goal.
Education Department analysts, who estimate total special education spending at about
$41 billion, say the actual amount needed is somewhat lower—$14.7 billion for IDEA
grants for infants through age 21.
The question of “full funding arose once again during the course of deliberations over the renewal of
the Elementary and Secondary Education Act—the act that, when eventually passed by Congress,
came to be known as the No Child Left Behind Act. But, suddenly, it was Democrats, not
Republicans, who were championing the cause. And they had a new strategy: make IDEA funding
“mandatory” rather than “discretionary,” and thus no longer subject to annual appropriation.
22
http://www.csef-air.org/
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Case I: Students with disabilities in Greenwich, Connecticut
Document #15: Erik W. Robelen, “Senate Backs ‘Full Funding’ Of Special Ed.,”
Education Week, May 9, 2001.
Washington: The federal government would pump up to $181 billion into special
education over the next 10 years, under a provision the Senate adopted last week just
hours after it began deliberations on the Elementary and Secondary Education Act.
Passage of the amendment on May 3, with an ease that caught even its proponents by
surprise, came on a voice vote with just three members on the Senate floor.
With Republican leaders realizing they did not have the votes to defeat the proposal, they
did not ask for a roll call for members to cast recorded votes, Senate aides said.
“The passage of our amendment finally puts our money where our mouths are and makes
the [federal] government true partners in funding this education priority with state and
local governments,” said Sen. Tom Harkin, D- Iowa, who co-sponsored the amendment
with Sen. Chuck Hagel, R-Neb.
“That is what was promised when [the Individuals with Disabilities Education Act] was
created,” Mr. Harkin said, “and that is what this amendment will deliver, plain and
simple.”
The provision, actually an amendment to the IDEA rather than the ESEA, would shift
IDEA funding from the discretionary to the mandatory side of the federal budget and
increase such spending by nearly $2.5 billion annually over the next six years.
Still subject to approval by the House, where it is likely to face resistance, the move to
“mandatory” status is intended to ensure that the money would no longer be subject to
the politics of the annual appropriations process.
It seeks to guarantee that the federal government would “fully fund” the IDEA, an elusive
goal ever since Congress first enacted the law in 1975.
Currently, the state-grants program for the IDEA is funded at $6.34 billion a year. The
amendment would increase yearly funding under the IDEA to up to $21 billion by 2007.
The special education law says states can get per-pupil federal aid for the cost of serving
students with disabilities of up to 40 percent of the average national per-pupil expenditure
in public elementary and secondary schools.
Advocates see the 40 percent aid level as a promise Congress has failed to keep; some
other observers see that level strictly as a ceiling, not a pledge or goal.
Federal aid at the 40 percent level under the IDEA is commonly referred to as “full
funding.”
Leeway on Use
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Case I: Students with disabilities in Greenwich, Connecticut
The change, assuming it survives the lawmaking process, could mean districts would have
significantly more money or could lower the local tax burden.
The amendment stipulates that a district could use up to 55 percent of the increased funds
to supplant what it is already spending. And, if the district could show that it was already
sufficiently serving all children eligible for special education, it could use up to 100
percent for other purposes.
Mr. Harkin set the stage for last week’s move with an amendment to the Senate budget
resolution last month allowing special education funding to become mandatory…
But that provision died in a deal worked out last week between congressional leaders and
the White House.
Some Republicans object in principle to shifting the special education money to the
mandatory side of the budget.
“It’s a terrible, terrible way to legislate,” said a Senate GOP aide, who asked not to be
named. He predicted that making the spending mandatory would encourage states and
localities to place more students in special education unnecessarily.
“The votes weren’t there to defeat it [in the Senate],” the aide said. However, the aide
predicted that the measure would be killed when the House and the Senate seek to
reconcile their versions of the ESEA later this year. “I can’t imagine the House will accept
that,” he said…
While funding for the ESEA was still unclear last week, special education advocates
savored what is, for now, a multibillion-dollar victory on the Harkin-Hagel amendment
on IDEA funding.
“This is a very big deal,” said a Senate Democratic aide, who asked not to be named. “We
thought [the vote] might be close…It wasn’t in the bag. Then it ended up being a
cakewalk.”
“It’s extremely exciting that sufficient funds would come into states,” said Rhoda
Benedetti, a lawyer for Disability Rights Advocates, an Oakland, Calif., nonprofit group
that provides research, education, and legal advocacy.
She said the additional funding, if ultimately approved, would take away excuses from
states, which she said often blame the fact that they can’t provide certain services on a lack
of federal aid.
“Infusing this program with [more] federal dollars, we would hope, would make the
promise of IDEA become a reality in the classroom,” Ms. Benedetti said.
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Case I: Students with disabilities in Greenwich, Connecticut
Document #16: Lisa Fine, “IDEA Funding Plan Draws Fire In Washington and Beyond,”
Education Week, May 16, 2001.
Washington: A Senate measure that would require pouring additional billions of federal
dollars into special education over the next 10 years continued to be welcomed in some
quarters last week, but drew sharp criticism from the Bush administration, along with
some special education advocates, educators, and lawmakers.
To mandate such a massive increase in funding without first re-examining how the nation
educates students with disabilities would only perpetuate problems in the existing system,
some critics of the plan said. Among the problems they cited were a lack of financing for
efforts to ensure a supply of well-qualified teachers and to reach students with disabilities
at a younger age, shortcomings that were seen as leading some students to be referred to
special education unnecessarily.
A statement issued by the White House last week put the administration on the record as
“strongly” opposing the amendment, which it called “costly and unwarranted.”
“The administration recognizes the challenges faced by states and localities in carrying out
their responsibility to educate children with disabilities,” the May 8 policy statement said.
“But the amendment would undermine fiscal discipline by removing the program from
the appropriations process and increasing federal spending for special education far in
excess of the president’s budget over the next 10 years, with no attention to improving
educational results for these children.”
The Senate measure, which passed May 3 on a voice vote after Republicans leaders
concluded they lacked the votes to defeat it, would amend the Individuals with Disabilities
Education Act to guarantee an increase in funding for the program and move it from the
discretionary to the mandatory side of the budget, thereby shielding it from the vagaries of
the yearly appropriations process…
The bipartisan amendment was sponsored by Democratic Sens. Tom Harkin of Iowa and
Edward M. Kennedy of Massachusetts, and Republican Sens. Chuck Hagel of Nebraska
and James M. Jeffords of Vermont. Proposed during the ongoing effort to reauthorize the
Elementary and Secondary Education Act, the amendment seeks to “fully fund” the IDEA
within six years.
“Full funding” of the act is often referred to as providing states with per-pupil federal aid
for students with disabilities that is equivalent to 40 percent of the average per-student
cost. The amendment calls for reaching that 40 percent level within six years, thereby
fulfilling what many advocates for such students believe was a promise made by Congress
when it first passed the IDEA in 1975…
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Case I: Students with disabilities in Greenwich, Connecticut
“We don’t normally comment directly on pending matters in the Senate,” said Dave
Schnittger, a spokesman for Rep. John A. Boehner, the Ohio Republican who chairs the
House education committee. “But suffice it to say we do not plan to include a similar
amendment.”
The proposal would boost IDEA funding by some $2.5 billion a year over the next six
years, which far exceeds the increase in special education spending proposed by President
Bush, who wants a $1 billion increase in IDEA grants to states for 2002.
Lindsey Kozberg, a spokeswoman for Secretary of Education Rod Paige, said Mr. Bush
and Mr. Paige did not want to discuss the idea of mandatory “full funding” until the
congressional debate over next year’s scheduled reauthorization of the IDEA gets under
way.
Even though it is unlikely to be signed into law, the Senate amendment has revved up
momentum in Congress and within the special education community as lawmakers head
toward the IDEA reauthorization process. Political observers say the measure has helped
set the stage for how the debate will unfold.
The measure would raise spending to $21 billion—the 40 percent funding level—by
2007, Sen. Harkin said in a statement released when he proposed the amendment. The
state-grants program within the IDEA stands at $6.34 billion in the current fiscal year—
about 15 percent of the full-funding level.
But even advocates for special education didn’t see the amendment’s passage as a clear
win. For years, special educators have been used to policies with not enough money to
pay for them. Now they are faced with the prospect of a windfall with no public debate
on how best to use it, and some people in the field said that situation puts them in a
difficult position.
“We are certainly very excited about the passage of the bill,” said Deborah A. Ziegler, a
lobbyist for the Council for Exceptional Children, an advocacy group based in Arlington,
Va. “But we have been steadfast in believing in not posing amendments to IDEA outside
of the reauthorization process, which gives a bigger conception of the law. In this case, the
decisions have major policy implications [and] were formed not with consensus from the
community.”
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Case I: Students with disabilities in Greenwich, Connecticut
Reactions to the amendment varied from state to state, where special education directors
are dealing with the daily challenges of running programs. Some directors said they
thought more money would not necessarily be a magic bullet.
In the president’s home state of Texas, the special education director said it was dangerous
to dump billions more dollars into programs without changing the culture of special
education that has existed for a quarter-century.
“States and local districts have carried the burden for so long,” said Eugene Lenz, the state
special education director for Texas. “The key isn’t more money, but how it would be
implemented. Just putting in more money would pay for process compliance and not
results for kids.”
Mr. Lenz said he would favor an increase in funding for early-childhood programs in
reading and mathematics for students in general education, in an effort to prevent students
from being placed in special education in the first place.
Meanwhile, Doug Cox, the special education director in Virginia, said the money would
be put to good use even without a broader review of the IDEA.
“There are always needs,” he said. “This would be a great thing. It would free up money
in the states to be used for other things.”
Views also differ over how the money could be used under the amendment. One issue is
whether it would be better to allow schools to use the federal windfall to supplement
money already being used for special education, or to supplant state and local special
education funding, thus freeing up that money for other purposes.
When the IDEA originally became law, a provision prohibited the federal aid from taking
the place of existing special education spending, so schools wouldn’t reduce their own
contributions once the new money arrived from Washington. But during the last
reauthorization, in 1997, the law was changed to allow 20 percent of new federal funding
to be used for other purposes.
The Senate amendment stipulates that states could use 55 percent of the increased funding
for purposes other than special education. And, if a local school district could demonstrate
to the state that it was serving all eligible children and providing them with the services
they were entitled to under the IDEA, the district would be able to use up to 100 percent
of the money for other purposes.
Some advocates said that without strict rules requiring schools to use the bulk of the
money for special education, schools would divert the money to other needs.
But Bruce Hunter, a lobbyist for the American Association of School Administrators, said
there should be no concern over how schools would use the money. “There are very few
districts that could meet the requirement of serving all of their students with special
needs,” he said. “It’s not like they would use the money to build roads. They’re schools.
They would use it to hire more teachers or a reading specialist.”
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Others said they were concerned that special education would be saturated with funding,
encouraging more placements of students into special education.
Thomas B. Parrish, the director of the Center for Special Education Finance, based in
Palo Alto, Calif., said that with too much money in special education and not enough in
general education, special education would become a dumping ground for students with
any kind of learning difficulties, because it would be the place with the most ample
resources.
“There has to be some supplanting allowed because the problem in special education is
increasing enrollment,” Mr. Parrish said. “We know we can serve kids with learning
difficulties outside of special education.”
Mr. Parrish predicted that an influx of funding such as that offered by the amendment,
combined with standards-based accountability policies in states, would serve to push more
students into special education.
“The more we raise the bar, the fewer kids are going to get over the bar,” he said.
For that reason, he suggested that advocates should aim to bridge the divide between
regular and special education.
Even before the No Child Left Behind Act finally emerged from Congress, House and Senate
committees were turning their attention to the reauthorization and revision of the Individuals with
Disabilities Education Act—a process that ultimately took three years to accomplish. Debate turned
on three now-familiar issues: accountability, “full” funding, and minority overrepresentation.
Document #17: Joetta L. Sack, “Lawmakers, Paige Debate Reform, Funding as IDEA
Overhaul Looms,” Education Week, October 10, 2001.
Washington: The nation’s main special education law has “serious cracks” and needs more
than just money to fix it, Republican leaders said last week.
Secretary of Education Rod Paige told members of the House that the Bush
administration hopes to instill more accountability into special education and wants to see
better results for students with disabilities. The White House also announced the creation
of a commission to study the topic.
In its first hearing on the upcoming reauthorization of the Individuals with Disabilities
Education Act, members of the House Education and the Workforce Committee gave a
sneak preview last week of what figures to be a contentious overhaul of the 26-year-old
law.
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“While its triumphs greatly outnumber its failures, the IDEA system has developed serious
cracks that we must work closely together to fix next year,” said Rep. John A. Boehner,
the Ohio Republican who chairs the committee.
The focus of the hearing was the proportion of minority students in special education,
which is far beyond their numbers in the general school population, but the debate turned
to whether IDEA funding should be on the mandatory or discretionary side of the federal
budget.
If, on the other hand, special education funding remains a discretionary item, Congress
may add or subtract funding as it wishes. The law has received substantial increases in the
last five years: State grants under the IDEA are currently funded at $6.34 billion, up 111
percent since fiscal 1996.
Secretary Paige contended last week that some states were having trouble spending that
wave of new funding properly. But he could not provide further details, and Rep. George
Miller of California, the panel’s top Democrat, disputed that characterization.
“Almost every member has had his credibility challenged” by educators and state officials
asking for more IDEA money, Mr. Miller said. “People clearly believe there is an
obligation and a promise from the federal government.”
Mr. Miller and other members from both parties were at times visibly frustrated with Mr.
Paige’s responses. Later, the secretary was unable to answer questions from Rep. Michael
N. Castle, R-Del. on whether local districts’ budgets had been relieved by the recent
influx of new IDEA money.”But that’s the reason we have hearings—to get information,”
Mr. Castle said.
Mr. Paige said that much more would be known once the commission began its research.
That commission, which will be chaired by former Gov. Terry E. Branstad of Iowa, a
Republican, includes 15 other appointees with experience in special education, plus five
other federal officials who will serve as expert advisers. It will explore how the federal
government could improve special education and will recommend policies. It is scheduled
to release a report by next April.
“I would not assume the only problem is the lack of dollars,” Mr. Paige said. “That’s why
we want to take a good look at reforms, and we want the reforms attached to dollars.”
Committee members disagreed on whether too many students are classified as having
disabilities—or not enough.
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Case I: Students with disabilities in Greenwich, Connecticut
While most members and witnesses at last week’s hearing agreed that there is a problem of
overidentification of minority students for special education, some suggested that many
other students also were incorrectly placed in special education, such as children whose
parents simply wanted extra services for them.
But some experts maintain that the rolls are too small. Too often, they say, children
languish on waiting lists for evaluations.
Thomas Hehir, a special education researcher and lecturer at Harvard University, said the
problem of overidentification of minority students was real and could be exacerbated by
inadequate federal funding.
Insufficient money for programs such as early reading instruction and behavioral
interventions has led to more students, particularly minorities in impoverished areas, being
shuffled into special education for remedial services, he argued.
Mr. Hehir served as the director of the Department of Education’s office of special
education programs during the Clinton administration.
The last IDEA reauthorization, completed in 1997, took nearly three years and was mired
in disputes over discipline for students with disabilities, among other issues. Some states are
still struggling to implement provisions on assessments and other accountability measures
contained in that most recent version of the law.
With James Jeffords switch of his affiliation from Republican to Independent, a brief window opened
up in which Democrats controlled the Senate. They hoped to capitalize on their position to move
forward with their version of an IDEA reauthorization.
Document #18: Lisa Fine, “Senate Democrats Hope to Pass IDEA Overhaul This Year,”
Education Week, March 27, 2002
Washington: The Senate education committee plans to move quickly to pass its version of
the main federal law on special education, which is up for reauthorization this year.
With elections looming in the fall, and Sen. Edward M. Kennedy steering the Senate’s
education agenda by the grace of a one-vote Democratic majority, his party wants to
move on the legislation. Even if the Senate’s bill runs aground in the Republican-
controlled House, Democrats could gain an election-year talking point.
“There is a lack of real commitment from Republicans on the education issues,” charged
Bill Buck, a spokesman for the Democratic National Committee. “Democrats would like
to move forward.”
With the dynamics in Congress in flux, Mr. Kennedy may have only the remaining
months of 2002 to hammer out his vision of a special education overhaul.
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“We want to reauthorize the bill this year, and Senator Kennedy is going to make sure
that happens,” said Jim Manley, a spokesman for the Massachusetts Democrat, the
chairman of the Senate Health, Education, Labor, and Pensions Committee. “Hopefully,
we will pass the bills all before the end of the year. If we didn’t do this, we’d have to wait
to do this until next year, and start all over when everything will be different.”
House Republicans have said they would like to pass a special education law this year as
well, albeit one likely to be much different from the Senate version.
Revising the Individuals with Disabilities Education Act—the next major education issue
looming in Congress—carries potentially high stakes for both parties in this shortened
legislative year, political observers say.
With the “No Child Left Behind” Act of 2001 now behind them, lawmakers are wading
into the controversial special education law in the months leading up to the midterm
elections.
Education committee members in both chambers may be torn between wanting to ride
the successful conclusion of the revised Elementary and Secondary Education Act—
without getting mired in the special education debate—and the desire to leave their mark
in case a power shift happens to bump them out of control.
“The election is not based on IDEA at this point,” said David Griffith, a spokesman for
the National Association of State Boards of Education. “I think for many lawmakers, it’s
like a football game. You’ve had a big score; you are deep in your own territory. As you
go into the second half of the game, what do you do?”
Sally Lovejoy, a senior staff member for the Republican-controlled House Education and
the Workforce Committee, has said House Republicans would not offer any proposals or
“get out ahead” of President Bush’s commission on special education, which plans a July
release of its recommendations for how to revise the IDEA. The historic law, first passed
in 1975 as the Education for All Handicapped Children Act, established the right of
students with disabilities to a free, appropriate public education.
Mr. Manley said the Senate committee, however, feels no such compulsion to wait.
“Waiting for the president’s commission on special education’s report—that’s what the
Republicans want to do,” Mr. Manley said. “Senator Kennedy is not committed to a
schedule.”
The Senate education committee held its first hearing on the IDEA last week, featuring
testimony from Robert Pasternack, the Department of Education’s assistant secretary for
special education and rehabilitative services, along with advocates and educators from
around the country.
The House education committee, chaired by Rep. John A. Boehner, R-Ohio, held one
hearing last October to examine the disproportionately high number of minority students
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placed in special education. And the panel will soon release “an aggressive hearing
schedule,” leading up to the release of the commission’s report this summer, said David
Schnittger, a spokesman for Rep. Boehner.
Mr. Buck, the Democratic National Committee spokesman, suggested that waiting until
the summer might also be a political strategy for the Republicans.
“They [Republicans] already had their ‘photo op’ with the president signing the ‘No
Child Left Behind’ Act bill. That’s all they need,” Mr. Buck said.
But Kevin Sheridan, a spokesman for the Republican National Committee, said the GOP
would only be helped by a chance to advance its education record.
“We are not doing things for political reasons,” he said. “It is more important than any
one election cycle. Republicans have the strongest record in education in 2002 that we
have ever had.”
“We have erased a huge gap on education with the American people,” he added. “Things
with special education will get addressed as we move on. Let’s see what the commission’s
recommendations are.”
Legislators on both sides of the aisle agree there are many problems in special education
that need to be addressed.
At last Thursday’s Senate hearing, Mr. Pasternack spoke about such problems as the need
for more highly qualified special education teachers.
Mr. Pasternack said that educators need to do a better job of providing the right services
to “the right children” for special education, defining such students as those who truly
have disabilities. He distinguished them from other other students who struggle for various
other reasons and fall behind their classmates.
Sen. James M. Jeffords, the Vermont Independent who chaired the education committee
until he left the GOP last year, said at the hearing that he was disturbed by the term “the
right children.” That choice of words, he said, indicated that the administration may be
anxious to declassify some students from special education to save money.
“There is no effort to do that,” Mr. Pasternack said. “I think I need to work on that
phrase. We do not want anyone to be afraid that we are trying to do that.”
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23
Document #19: Andrew J. Rotherham , “The Politics of IDEA Funding,” Education
Week, October 9, 2002.
Despite all the attention being paid to Iraq, the fight against terrorism, and the economy, a
must-do item that remains on the congressional agenda in Washington is passage of
spending bills to fund the federal government for the coming year. Not surprisingly,
education spending will again cause partisan contention, especially when it comes to
special education. A bruising fight is likely with, for the most part, Democrats demanding
“full funding” for the Individuals with Disabilities Education Act and Republicans and the
Bush administration resisting. However, the IDEA itself is also in the process of being
reauthorized, giving policymakers a chance to end this stalemate and seize the opportunity
to increase IDEA funding while funding the law differently and smarter than we do now.
The politics of special education funding are bizarre. Only a few years ago, it was
Republicans demanding that the federal government make IDEA funding paramount, and
Democrats arguing the other way. During the mid- to late-1990s, almost every time
President Clinton proposed a new education initiative, Republicans responded with calls
to instead fund IDEA first. Democrats were often bewildered when local educators were
sympathetic to the Republican position. How, they wondered, could anyone prefer IDEA
funding to initiatives for smaller classes, after-school programs, or school construction?
Of course, from the point of view of superintendents and principals, the chronic
underfunding of special education was part of the cause for shortfalls in these other areas.
Local educators care little whether Republicans or Democrats are championing IDEA
funding when they’re struggling to make ends meet in their budgets. During the late
1990s, Republicans astutely picked up on this demand and made it part of their agenda on
education.
However, as recent events show, some Republicans were probably motivated less by the
policy problems of IDEA finance than a desire to champion some education spending plan
as an alternative to the Clinton agenda. As Democrats began to rally around IDEA funding
during debate about the “No Child Left Behind” Act of 2001, and the possibility of
substantial funding boosts grew, Republicans began arguing that other reforms should take
precedence instead.
This turnabout had two causes. As a policy issue, the primary proposal before lawmakers
to “fully fund” the IDEA would have made funding a mandatory spending item, rather
than subject to annual appropriations. This means that, instead of deciding budget
priorities each year, the spending amounts would be fixed. While superficially attractive,
this approach is ill-conceived and could wreak havoc on an already strained federal
budget. For this reason, even some Democrats sympathetic to increased education
spending, like Rep. David Obey, D-Wis., the ranking member of the House
Appropriations Committee, opposed it.
23
Andrew J. Rotherham is the director of the 21st Century Schools Project at the Progressive Policy
Institute (www.ppionline.org) and served as a special assistant to the president for domestic policy in the
Clinton administration
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As a political matter, there was not much money in the wake of President Bush’s tax cut
for almost any domestic program. The terrorist attacks of Sept. 11, 2001, certainly
complicated matters, but the overall fiscal outlook for nondefense domestic programs in
the federal budget was not rosy on Sept. 10, 2001, either. By arguing against large
spending increases beyond the No Child Left Behind deal, Republicans were protecting
the president from an awkward political situation. After all, although Sen. James M.
Jeffords voted in the end for the tax cut, part of the Vermont Republican’s cri de coeur
when he switched to the Independent label and lined up with the Democrats was a call for
more spending on special education.
So now, instead of new funding, Republicans argue that special education needs reform.
They’ve reversed themselves on their Clinton-era stance of pitting special education
funding against proposed new initiatives by arguing that President Bush’s Reading First
program will reduce the demand for special education dollars. This is partially right, and
more recent research supports their claim. Moreover, the IDEA does need more than just
a few nips and tucks in the way of reform, and better preventive measures are essential.
But reform will not obviate the need for additional resources. Last year, Chester E. Finn
Jr., Charles Hokanson, and I published Rethinking Special Education for a New Century, an
ideologically diverse volume of papers and essays about special education. Although we
did not specify a dollar amount, we concluded that while many aspects of special
education are in dire need of reform, a reformed IDEA still must be adequately funded.
Republicans now argue that the explosion in the number of students inappropriately
identified as learning-disabled is the IDEA’s primary fiscal culprit. There is plenty of
evidence that in addition to those with genuine learning problems, this loosely defined
category has become a catchall for students who were not taught well in the first place or
are just struggling academically. But fixing this situation, while an imperative for
policymakers, will not solve the funding problem. Even as students are needlessly referred
to special education, others who do need help are falling through the cracks because of
poor screening and intervention. And it’s worth remembering that prevention itself is
costly, and that early-intervention programs are notoriously underfunded.
Moreover, high-cost medical and intensive instructional services are also straining school
budgets. The explosion of students classified as learning-disabled should not obscure the
high-cost services more severely disabled students need and are entitled to. More
specifically, analysis about the relation of the special education caseload to rising medical
costs and recent legal decisions about the responsibility of schools to provide these services
is urgently needed.
To be sure, many Democrats are focused on IDEA spending at the expense of special
education reform, but at the same time, too many Republicans are just trying to come up
with rationalizations to forestall funding increases or argue for vouchers. Fortunately,
because Congress is considering both IDEA funding and changes to the IDEA statute as
part of the reauthorization process, the opportunity is at hand to discuss not only how
much more to spend overall, but also how to spend it differently and more effectively.
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There are immediate steps the president and Congress can take toward this end. First, both
Democrats and Republicans must acknowledge that special education is expensive,
frightfully so, and that the chronic underfunding adversely affects school district budgets.
But, if we’re serious about “leaving no child behind,” it’s time to ante up and meet that
challenge by providing the necessary resources for the IDEA. That does not mean
Congress must create a new budget-busting entitlement, but it’s wishful thinking to try to
improve special education without increasing spending.
However, despite demonstrated need for more spending, it’s also time for an honest
recognition that no one knows exactly how much is necessary. While President Bush’s
Commission on Excellence in Special Education did a lot of valuable work overall and
examined the finance issue in particular, it skirted the question of just how much money is
required. Considering the recent history and politics of IDEA funding, it’s hard to see this
omission as anything other than an administration-sanctioned attempt to duck the issue.
That’s unfortunate. Contrary to much of the rhetoric, God did not hand down the oft-
cited 40 percent federal-funding target for the IDEA. It’s not sacred, but based on a
generation-old political compromise; and, because of the peculiarities of state and local
school finance, it may in fact be too little for Washington to contribute or, conversely,
more than is required.
To find out, the president and Congress should establish another bipartisan commission or
task force specifically to look at special education finance. That commission should be
made up of local, state, and national educators, policy analysts, and school finance experts
and charged with figuring out, not what we are spending now but rather how much local
districts and states can and should pay toward special education and how much the federal
government must contribute. Such a commission might also make recommendations to
help resolve ancillary funding disputes—for example, about Medicaid—so that school
officials have a clear understanding of what revenue is available to fund special education
and medical costs. It could also consider preventive costs and other strategies so that
policymakers can more comprehensively consider special education funding.
Realistically, reauthorization will not be finished until at least 2003, so there is still time
for such a commission. We know a lot more about special education finance now than a
quarter-century ago, when the IDEA was first passed. And we should use this information
to inform policy.
But even when there is consensus about how much to spend, the money should not be
allocated exactly as it is now. It is important to maintain federal formulas that are neutral
with regard to identification, to neither encourage nor discourage special education
identification. But high-cost students, particularly in small and rural districts, can cause
fiscal strains that cannot be adequately addressed through national formulas. Several states
have programs to help address this problem, but national action will be more efficacious,
and a new funding mechanism should be incorporated during the IDEA reauthorization.
In Rethinking Special Education for a New Century, we recommended that, on an
individualized basis, the federal government pick up the full cost of education for these
students. While education is primarily a state and local function, this is a small subset of
students with clear rights in federal law who could be helped by a new way of funding the
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IDEA. At the same time, such a strategy would help alleviate budget problems in smaller
communities.
Finally, just as special education students should be integrated into the life of their schools,
policymakers must not take a myopic view of IDEA funding. Funding for the IDEA’s
smaller program for infants and toddlers as well as the pre-K program should be
considered in tandem with the primary IDEA funding stream. It’s also long past time to
heed the evidence showing that good pre-kindergarten programs reduce special education
referrals and improve the haphazard approach that most states and the federal government
now take toward early-childhood education.
The politicizing of IDEA funding has hindered rather than advanced a solution to the
finance problem and distracted from other important reform issues in special education.
Congress and the president can advance the debate by investing more in special education,
but doing so based on policy instead of politics. That will require the president to lead and
both parties in Congress to make concessions, but action on this issue is long overdue.
The interminable special education funding fight is good for Washington partisans, but it
does not benefit the students the Individuals with Disabilities Education Act is supposed to
help, or their peers adversely affected by current funding shortfalls.
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With Republicans back in control of Congress after the 2002 elections, they concluded that IDEA
reauthorization was a perfect occasion for reintroducing one of their favorite educational panaceas—
vouchers—for special education students. It was a plan that had been piloted in Florida.
Document #20: Lisa Fine Goldstein, “Election Results Boost Special Ed. Vouchers,”
Education Week, December 4, 2002
Washington: The push for federally financed special education vouchers gained a gust of
momentum from the midterm elections that put Republicans in control of both houses of
Congress.
The Republican leaders on the education committees in the House and the Senate, who
are gearing up to reauthorize the main federal law on special education— the next big
school bill on the congressional table—have both said they favor the idea of school choice
programs for students with disabilities.
With the turnover in control of the Senate generated by the election results, one of the
idea’s chief opponents, Sen. Edward M. Kennedy, D-Mass., will lose the chairmanship of
the Senate, Health, Education, Labor, and Pensions Committee, to Sen. Judd Gregg, R-
N.H., a proponent of vouchers in special education.
“Current law allows for the use of public funds to send disabled kids to private schools if
the students can’t get the services they need from public schools,” said Annie White, a
legislative adviser to Mr. Gregg on labor and education issues. “Senator Gregg wants to
explore reasonable efforts to offer school choice programs for special education students.”
It’s too soon to tell if the voucher debate will extinguish the bipartisan spirit that
lawmakers say characterized the discussions over the Individuals with Disabilities
Education Act before the November elections. Republican leaders, however, say they
want to continue the cooperation with the Democrats.
“We have had a history of working in a bipartisan way,” Ms. White said. “Senator Gregg
made that a priority when he was on the minority side. That will be the same now that he
is on the majority side.”
The Democrats will try and cooperate as long as possible, but they have their own IDEA
bill ready to propose at any moment, said Connie Garner, senior disability policy advisor
to Sen. Kennedy. Still, the change in the power dynamic on Capitol Hill seems likely to
redirect the debate over how to improve programs for the nation’s 6.5 million special
education students.
Staff members for the GOP leaders of the education committees said their bosses’ priorities
for the IDEA include offering school choice; reducing the amount of paperwork required
by schools to document students’ disabilities, needs, and costs; and refining the discipline
rules for special education students
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With the White House and Congress now controlled by one party, more people in the
special education world likely will hasten to make sure lawmakers give their side of the
issues a fair chance, said Andrew J. Rotherham, the director of the 21st Century Schools
Project at the Progressive Policy Institute, the think tank affiliated with the Democratic
Leadership Council.
‘Fear Factor’
“The Republicans’ having complete control has everybody back on their heels,” said Mr.
Rotherham, who served as a special assistant for domestic policy to President Clinton. “I
think a lot of people might be thinking, ‘Who knows what these Republicans might do?’
The fear factor may result in bringing more people to the table.”
Sen. Kennedy’s spokesman, Jim Manley, said the Senate had already completed several
drafts of the legislation when the balance of power changed Nov. 5. Mr. Kennedy had
said he wanted the Senate’s IDEA bill out by January.
But Sen. Gregg does not have an IDEA schedule in mind yet, Ms. White said.
David Schnittger, a spokesman for Rep. John A. Boehner, R-Ohio, the chairman of the
House Education and the Workforce Committee, said the IDEA would be an immediate
priority for the House committee. But Mr. Schnittger also said no specific timeline was in
place.
Mr. Rotherham, who remembers the previous reauthorization effort, which took three
years to complete, is concerned that the voucher issue will bog down the bill.
“If we end up in a big fight over vouchers, it will be very counterproductive,” Mr.
Rotherham said.
The President’s Commission on Special Education recommended that the IDEA include
vouchers in its July 9 report. In a twist of good timing for supporters of school choice, the
report was released on the heels of the June 27 U.S. Supreme Court decision upholding
the use of publicly financed tuition vouchers at religious schools.
The commission report said vouchers should be made available to parents of special
education students if their children are not making progress toward their educational goals.
But the commission didn’t offer details on how such programs should be set up.
Lawmakers say the closest model is Florida’s 2-year-old voucher program for special
education students.
Under Florida’s McKay Scholarship program, parents of students with disabilities may
receive vouchers regardless of how their children’s schools perform in the eyes of the state.
Parents of children with disabilities who believe that their schools are not meeting those
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pupils’ needs are eligible to receive vouchers worth either what their school districts pay in
annual costs for those children or the price of private school tuition, whichever is less…
The average value of the Florida vouchers for the 4,000 students who participated last year
was about $6,000. This school year, 8,082 students are receiving vouchers at 548
participating schools. An average cost for this year’s crop of vouchers is not yet available.
“The right thing to do is to allow some genuine experimentation with the choice issue on
special education,” said Mr. Finn, who was an assistant secretary of education under
President Reagan. “To allow Florida special education to use federal dollars and state
dollars, and then evaluate it, is one idea.”
Just as certain issues favored by the GOP have resurfaced as points of contention for the
IDEA renewal since Nov. 5, other proposals—advanced by Democrats—appear to be
dead on arrival.
For example, with the Bush administration, Rep. Boehner, and Sen. Gregg all opposed to
making so-called “full funding” for the IDEA mandatory, the issue may now be moot in
the context of this reauthorization of the IDEA. Funding for IDEA grants currently falls
under the discretionary side of the federal budget, meaning that Congress may increase or
reduce appropriations at will each year.
The funding for programs on the mandatory side of the budget, on the other hand, are
entitlements triggered by set formulas and to some degree are shielded from political
considerations.
The president’s commission did not recommend making IDEA funding an entitlement
program, a proposal that Sen. Tom Harkin, D-Iowa, pushed unsuccessfully last year.
During the Senate’s period of Democratic control that began in June 2001, Mr. Harkin
assumed the leadership of the education appropriations subcommittee.
But the long-standing question of “full funding” of special education remains to be settled.
The Bush administration, Rep. Boehner, and Sen. Gregg have all said they favor full
funding. But neither the president nor those lawmakers have offered any specifics beyond
saying such funding must be tied to reform of special education.
Unfunded Mandate?
When the special education law was first passed in 1975, Congress set a goal of providing
supplemental federal special education funding equal to up to 40 percent of the national
average per-pupil expenditure for all K-12 education.
That 40 percent figure is what is commonly referred to as full funding. Because the federal
subsidy stands instead at around 16 percent of the national average per-pupil expenditure,
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most special education advocates see the allocation as a failure to meet a promise on
funding.
During the Clinton administration, congressional Republicans had cited special education
as an example of an unfunded federal mandate to state and local schools. Now, that ball is
in their court.
“The Republicans are like the dog who always chased the car, and now he caught it,” Mr.
Rotherham said of the funding issue. “Now the dog has the bumper in its mouth, and it
doesn’t know what to do with it.”
Sen. James M. Jeffords of Vermont, who had singlehandedly changed the balance of
power in the Senate last year when he switched from his Republican affiliation to
Independent status and aligned himself with the Democrats, views the midterm-election
results as nothing less than a calamity for special education funding.
“Tax cuts are coming and huge deficits,” Sen. Jeffords predicted. “It will be another huge
barrier to improving funding.”
Congressional education committee members concluded that avoiding controversial aspects of the
IDEA reauthorization was the best strategy for beginning the renewal process. This document
describes that strategy and the following document summarizes the changes proposed to the IDEA
provisions.
Document #21: Lisa Fine Goldstein, “A Better IDEA: First Draft May be Sanitized
Version, Education Week, February 12, 2003.
Washington
When education committee members in the House and the Senate roll out long-awaited
bills overhauling the main federal special education law in a few weeks, their handiwork
likely will appear largely defanged. In an attempt to start on safely common ground,
congressional sources say, both panels plan to omit the more disputed aspects of special
education governance from the legislation.
Measures on knotty issues expected to be the heart of the Individuals with Disabilities Act
revision—reducing paperwork related to the law, disciplining special education students,
“fully funding” the law, and offering a voucher program for students with disabilities—
will most likely be taken up in amendments to the bill or separate bills, staff aides say.
“It makes sense to start from areas from which you can agree,” said Christine Iverson, a
spokeswoman for the Senate Health, Education, Labor, and Pensions Committee. “We
wanted to start from a position of common ground and make a real commitment to set
that tone for the committees’ approach to IDEA.”
Reauthorizing the IDEA, the landmark 1975 law that guarantees the nation’s 6 million
students with disabilities a “free, appropriate” public education, will be the first major
education initiative of the new Congress, committee staff members say. Lawmakers are
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also slated to reauthorize the Higher Education Act, Head Start, and the Carl D. Perkins
Vocational and Technical Education Act this year.
The Senate education committee hopes to unveil its version of the IDEA next month.
The House Education and the Workforce Committee could move even earlier and
introduce the bill later this month, committee aides say.
Aides said Republicans and Democrats in each chamber still hold out the possibility of
introducing separate versions of the IDEA reauthorization if talks fall apart.
“We anticipate that Republicans and Democrats will continue to work together in this
process,” said David Schnittger, a spokesman for the House education panel. “But we are
prepared to move legislatively. It is not clear if it will be a bipartisan bill or Democrat and
Republican bills.”
With lingering memories of the last IDEA reauthorization in 1997, which took a grueling
three years, members of both committees decided to leave the most controversial measures
to separate, more focused amendments or bills to avoid further dragging out what has
already been a sluggish-to-start process, committee aides said. The IDEA was next in line
among major education bills a year ago, but remained anchored in the theoretical stage.
These legislative outriders have already begun to surface.
Special educators complain they spend too much time filling out paperwork related to the
law, and not enough time with their students. With that in mind, one member of the
House education committee late last month introduced the proposed Paperwork
Reduction Act. The measure by Rep. Ric Keller, R-Fla., would let school districts draw
up individualized education plans—federally required educational road maps for students
with disabilities— every three years, rather than annually, as stipulated in the current
IDEA.
The change would mean revisiting the IEPs close to transition points in the student’s
life—from the elementary grades to middle school or junior high, and then to high school.
In between, the school officials would meet with parents for a streamlined annual review
to make sure students were meeting the goals outlined in their plans.
Under the proposal, the students would receive a more comprehensive review of their
IEPs every three years.
“The legislation will improve the academic achievement of special education students,
while also doing away with an overly prescriptive and burdensome process for teachers,”
Rep. Keller said in a statement.
But at least one leading parent group has already expressed concern that the measure
would make schools less accountable to parents of students with disabilities. The National
PTA said it opposes the idea of a three-year IEP.
In another amendment under development, Sens. Tom Harkin, D-Iowa, and Chuck
Hagel, R-Neb., plan to try once again to make “full funding” of the IDEA by the federal
government mandatory, rather than discretionary.
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For many educators and advocates, the most critical issue in special education is the need
for more federal dollars. Without more money from Washington through the years, they
argue, states and districts have been forced to cut other programs to pay special education
costs. In other cases, districts have had to raise local taxes.
When the original version of what is now called the IDEA was passed in 1975, Congress
said it would subsidize the added cost of providing appropriate services for special
education students by kicking in up to 40 percent of the national average per-pupil cost of
educating students overall.
Federal aid at that 40 percent level under the IDEA is what is commonly referred to as
“full funding.”
But the goal has been elusive. Federal IDEA funding for states is at about the 16 percent
level. Advocates see the 40 percent aid level as a promise Congress has failed to keep;
some other observers see that level strictly as a ceiling, not a pledge or a goal.
While details of the Harkin-Hagel amendment are still being worked out, Republican
Senate aides say the two senators’ bill would shift IDEA funding increases from the
discretionary to the mandatory side of the federal budget, locking in substantial increases
for the next several years.
One approach under consideration would let districts reduce the local funding of special
education, replacing it a dollar-for-dollar basis with any new federal special education
money. That arrangement would allow districts to roll the local money into the general
education budget.
Discipline under IDEA
On another contentious point, some educators believe that special education students who
commit serious infractions are not punished as strictly as regular students. Special
education students who are disciplined cannot be out of school for more than 10 days
without returning to the classroom or receiving services in an alternative setting.
Rep. Charlie Norwood, R-Ga., and Sen. Jeff Sessions, R-Ala., are working on an
amendment revising discipline policies. Under one scenario, the measure would say all
students were subject to the same punishments, unless a given student’s behavior was
caused by a disability or the failure of the school to follow that student’s IEP.
Also, under current law, schools have to assess immediately whether a special education
student’s infraction was a result of his or her disability.
One plan under consideration would shift the burden to parents, who would have to
request such an investigation and help make the case for why a student had acted as a
result of a disability.
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Document #22: “Proposed IDEA Changes,” Education Week, March 26, 2003.
A proposed overhaul of the Individuals with Disabilities Education Act introduced by
House Republicans last week would:
• Require parents to have a specific grievance when they file an official complaint
and institute a one- year statute of limitations from the time of a violation to the
time when a parent could file a complaint.
• Call for local districts with a disproportionately high number of minority students
in special education to run prereferral programs that work to reduce the number of
such students designated as having disabilities.
• Set up a 10-state pilot program allowing states to reduce the IDEA paperwork
burden and allow districts and parents to agree to change IEPs without holding an
IEP meeting.n Set up a 10-state pilot program allowing states to reduce the IDEA
paperwork burden and allow districts and parents to agree to change IEPs without
holding an IEP meeting.
• Ensure that states align their accountability systems for students with disabilities
with state accountability systems under the No Child Left Behind Act.
An amendment on school choice for special education students to be offered by Rep. Jim
DeMint, R-S.C., would:
• Encourage states to develop choice programs for children with disabilities and
permit states that have such programs to use federal funds to follow the children
based on their parents’ choice.
Despite good intentions for a speedy reauthorization, 2003 closed without the process having
been completed, and 2004, being an election year, brought the reauthorization to a standstill.
With the election over, IDEA was quickly reauthorized, with a focus on accountability.
Document #23: Christina Samuels and Erik W. Robelen, “Congress passes IDEA
reauthorization,” Education Week, November 22, 2004.
Congress has approved legislation that reauthorizes the main federal special education
law, a bipartisan compromise designed to improve the educational opportunities of
some 6.7 million children with disabilities.
The House voted 397-3 on Nov. 19 to approve the latest version of the Individuals
with Disabilities Education Act. Hours later, the Senate followed suit with a voice
vote in favor of the plan. President Bush is expected to sign the measure.
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The reauthorized IDEA would mandate quality standards for special education
teachers, streamline disciplinary actions involving students with disabilities, and
attempt to reduce the number of lawsuits stemming from the statute.
Shortly before the measure’s passage in the House, Rep. John A. Boehner, R-Ohio,
the chairman of the Education and the Workforce Committee, called the final bill “a
tremendous achievement of compromise, of vision, determination, and
bipartisanship.”
Rep. Lynn Woolsey, the ranking Democrat on the Education Reform
Subcommittee, noted that she opposed the original House version of the IDEA bill.
That measure passed the chamber in April 2003 with only 34 Democrats in favor.
“Since then, there has been a lot of bipartisan effort,” she said. The three House
members to vote against the final bill last week were Rep. Jeff Flake, R-Arizona,
Scott Garrett, R-N.J, and Ron Paul, R-Texas.
Rep. George Miller of California, the ranking Democrat on the House education
committee, stated before the vote that “this has been a rather toxic season in the
political arena and in this Congress. There is not a lot of evidence that there is a lot
of bipartisan action taking place in the Congress of the United States.”
But, he added, “in this committee, on this subject, we were able to work through all
of those environmental concerns about the atmosphere and arrive at legislation that is
going to be very good for those children with special needs.”
At their Nov. 17 session, conference committee members applauded the measure as
an example of bipartisan work to reconcile differing bills that passed the House and
the Senate during the past two years.
“We have approved what I think is an extremely strong piece of legislation that will
move the ball down the field,” said Sen. Judd Gregg, R-N.H., the chairman of the
Senate Health, Education, Labor, and Pensions Committee.
Sen. Edward M. Kennedy, the ranking Democrat on the Senate education
committee, said: “The agreement we have reached demonstrates what Americans
have come to realize—that students with disabilities are a far too important priority
to be used as a political tool or cast aside because of an election schedule. Their
education is not a partisan issue.”
Rep. Boehner said changes in the bill would bring the special education law closer to
the provisions of the federal No Child Left Behind Act.
“The process of education reform did not end with the No Child Left Behind Act. It
just began,” Rep. Boehner said of the wide-ranging school improvement measure
adopted three years ago.
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Paperwork Reduction?
The bill also includes a provision for teachers and parents to make “minor”
adjustments to a child’s individualized education plan-required for all students
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The reauthorization attempted to reduce the paperwork burden on special education staffs. In so
doing, some argued, parents’ rights were jeopardized. It was an issue that, as we will see, came
to the attention of the U.S. Supreme Court.
Document #24: Diana Jean Schemo, “Parts of Special-Ed Bill Would Shift More
Power to States and School Districts,” New York Times, November 22, 2004.
In updating the law governing special education for the nation’s 6.5 million disabled
students, Congress has given state and school officials more power to shape the terms
for providing services to disabled children, paring down rights that advocates for such
students had won during the Clinton administration.
Supporters of the bill said the new law was aimed at reducing costs, red tape and the
adversarial relationship between parents and school districts.
But advocates for disabled children said the bill, which both houses of Congress
passed Friday, would make it harder for dissatisfied parents to sue to obtain services
for their disabled children. For one thing, they will have to submit to mediation or
other meetings to give school officials a last chance to resolve disputes before the
courts may intervene.
And if the courts deem a suit frivolous, or aimed at harassing a school system, the bill
allows school districts to recover legal costs from parents or their lawyers. Though
courts have in the past meted out such penalties on a case-by-case basis, the threat of
huge legal fees will now be written into the federal law, a victory for school districts
that some advocates for children fear will be used to intimidate parents.
“For parents and children, this bill represents a step backwards,” said Calvin Luker, a
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lawyer and founder of Our Children Left Behind, a Web site for special-education
parents that has monitored the Congressional reworking of the 29-year-old law,
known as the Individuals with Disabilities in Education Act.
“In a sense, we do feel that it’s painting lipstick on a pig,” Mr. Luker added. “It’s still
taking away rights, making it easier for the school districts to do what they want to
do, and making it more difficult for parents to protect the rights of their children.”
School officials, however, were pleased to see Congress restoring powers schools lost
in 1997, when Congress last updated the law on special education.
“They’ve cleaned up so many things and made the law less adversarial,” said Bruce
Hunter, a lobbyist for the American Association of School Administrators.
Mr. Hunter said superintendents and principals were glad that parents would now
have to spell out their criticisms precisely before they can sue and stick to their
original charges in seeking redress, making it easier for school systems to anticipate
and contain legal challenges.
The law also gives schools greater latitude to remove disabled children who
misbehave, shifting to parents the burden of proving that a disability caused disruptive
behavior. Previously, it was up to the schools to demonstrate that the misbehavior
was unrelated to the student’s medical condition and to show they had done
everything in their power to help the child.
Mr. Hunter also said the requirements that parents and senior school officials make a
last-ditch effort to resolve complaints before going to court would “save a ton of
dough, and in my judgment, solve problems.”
Despite their unhappiness over the changes, parents and advocates expressed relief
that the final bill abandoned what they saw as the most troubling proposals in an
earlier version approved by the House in April 2003.
That version, which was widely supported by school and state officials, would have
permitted schools to oust disabled children who violated behavior codes, without
considering whether the misbehavior was caused by their disability. It would also
have allowed states to limit reimbursements to lawyers who win suits for disabled
children against school systems.
Instead, the final bill largely followed the more moderate version that won bipartisan
approval in the Senate last May. And given the more conservative makeup of the
House and Senate in the next Congress, groups representing children in special
education said they would have fared worse had Congress been forced to start
rewriting a bill from scratch again next year.
“All the people on the advocate side were protective of current law,” said Kathleen
H. McGinley, deputy executive director for public policy at National Association of
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Protection and Advocacy Systems. “But this is the best we could do in this
environment, and I don’t think it’s likely we would do better starting over next
year.”
There are some features in the new law that please advocates for the disabled. One,
aimed at reducing the over-identification of African-Americans for special education,
requires the federal government to better monitor special-education enrollment and
investigate racial disparities. Another creates new demands for states to publicly report
on the academic progress of disabled students.
Elaine Roberts, a lawyer based in Houston who represents disabled children, said that
with the growing importance of standardized exams in rating school performance,
schools had tended to exclude disabled students from accountability systems, instead
opting to give them alternative exams that can be more open to manipulation.
Parents who insist their children take grade-level exams instead find themselves
“quickly outnumbered” in meetings with school officials, she said, adding, “The
parents are looking for something meaningful.”
One of her clients, Kelli D., a 16-year-old in Texas found to have attention deficit
hyperactivity disorder, bipolar disorder and clinical depression, was forced out of her
neighborhood school after she was accused of buying antidepressants from another
student. Kelli now attends an alternative school for children who have discipline
problems. She says that long before that, the schools had given up on her, promoting
her from one grade to the next whether or not she advanced academically.
“They pass me and they don’t really care,” Kelli said. In school, she said, her younger
brothers learn important things, like how to write in script. She cannot.
“That’s all that really matters to them at school, how to get rid of me,” she said.
Her parents agreed, saying that Kelli had not brought home homework since the
third grade. “For all practical purposes they just continue to push Kelli up and move
her on,” her father said. “They’re not educating her.”
The law also takes aim at the disproportionate share of minority students tracked for
special education. According to the Civil Rights Project at Harvard University,
schools are up to three times more likely to label African-Americans than whites as
mentally retarded, and twice as likely to label blacks emotionally disturbed.
The strengthened federal role the new law details, which permits Washington to
withhold money from districts that come up short, has infuriated some state officials.
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They say Congress, since it first passed the law in 1975, has consistently failed to
sufficiently finance special education.
David Shreve, the education lobbyist for the National Conference of State
Legislators, said that when schools or states failed to fulfill their obligations to educate
a disabled child, “you’ve got to back all the way up the system and figure out why is
the promise broken.”
“Many promises are broken because the resources aren’t there to follow through on
the promise,” Mr. Shreve said.
On four occasions since the reauthorization of the IDEA litigation over the law has risen to the level
of the U.S. Supreme Court. The first case, decided in 2005, found that, in instances where parents
challenge their school district over the appropriateness of their child’s education, the burden of proof in
due process hearings rests with the parent, not with the school district.
Document #25: Andres Trotter, “Supreme Court rules for school district in IDEA case,”
Education Week, November 14, 2005.
Parents who challenge their children’s education plans under the federal special education
law have the burden of proof in due-process hearings, the Supreme Court has ruled.
The court, in a 6-2 decision on Nov. 14, held that whichever party brings such a
challenge to an individualized education program under the Individuals with Disabilities
Education Act is the one that must prove its case. So school districts would bear the
burden in cases in which they challenge an IEP.
But even Justice Sandra Day O’Connor, who wrote the majority opinion, acknowledged
that “as a practical matter, it appears that most hearing requests come from parents rather
than schools.”
“Absent some reason to believe that Congress intended otherwise, … we will conclude
that the burden of persuasion lies where it usually falls, upon the party seeking relief,”
Justice O’Connor said.
Jerry D. Weast, the superintendent of the Montgomery County, Md., school district,
which the parents of a special education student had sued in the case, said the ruling in
Schaffer v. Weast (Case No. 04-698) was “a victory for special education teachers; they’re
the ones who are better off by this decision.”
The ruling means that teachers will ultimately not have to spend as much time on IDEA
proceedings as they do now, he said.
The parents at the center of the case, Jocelyn and Martin Schaffer, had sought to enroll
their son Brian in the 139,000-student Montgomery County district. But they disagreed
with the district’s plan to place their son, who had learning disabilities and speech-
language impairments, in a middle school setting with classrooms that were larger and
with less access to intensive services that they believed Brian needed.
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The parents instead placed Brian in a private school and sued the district. Though they
later accepted a placement in a district-run high school with a special learning center, they
sought compensation for the private school tuition and related expenses.
An administrative judge ruled that the evidence in the case favored both sides equally, so
the case hinged on the question of which party had the burden of proof under the IDEA.
A U.S. District Court judge ruled that the school district bore the burden of proof. The
U.S. Court of Appeals for the 4th Circuit, in Richmond, Va., ruled that the burden
should fall on the party bringing the complaint.
Court Divided
Lawyers for the Schaffers contended that a family is in a weak position to challenge a
school district’s stance on a child’s placement in special education, because of the district’s
greater access to expertise and legal services.
But Justice O’Connor described the many procedural safeguards established for parents by
the IDEA. She observed that the core of the statute is the cooperative process that it
established between parents and schools.
The Schaffers “in effect ask this court to assume that every IEP is invalid until the school
district demonstrates that it is not,” Justice O’Connor said. “The [IDEA] does not support
this conclusion.”
She noted that Congress clarified in its 2004 reauthorization of the IDEA that school
districts may be the ones seeking a due-process hearing over a student’s IEP, such as when
they wish to change an existing plan but the parents do not consent, or if parents refuse to
allow their child to be evaluated for special education.
Justice O’Connor’s opinion was joined by Justices John Paul Stevens, Antonin Scalia,
Anthony M. Kennedy, David H. Souter, and Clarence Thomas.
Justice Ruth Bader Ginsburg wrote a dissent arguing that school districts generally have
the “bigger guns” in such disputes, in the form of resources and information.
“It bears emphasis that the vast majority of parents whose children require the benefits and
protections provided under the IDEA lack knowledge about the education resources
available to their child and the sophistication to mount an effective case against a district-
proposed IEP,” she said.
Justice Stephen G. Breyer issued his own dissent that said that because the federal special
education law was silent on the burden of proof, the issue should be left for each state to
decide based on its own laws or rules for due-process hearings.
Chief Justice John G. Roberts Jr. did not participate in the case. His former law firm,
Hogan & Hartson in Washington, represented the school district.
Speedy Resolution
Michael J. Eig, one of the lawyers representing the Schaffer family, expressed
disappointment with the ruling.
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“This is going to make it a bit more difficult for parents of disabled kids to make a case on
behalf of their child,” he said. “As great and significant a Justice as O’Connor is and has
been, I think she unfortunately didn’t appreciate that the protections she talks about are
largely protections that exist before the due-process hearing.”
He said that parents often accept individualized educational programs for their children
with disabilities but then change their minds after observing that those plans are not
working in the classroom. Under the decision, parents now have an uphill battle to
change such plans if districts don’t agree, he suggested.
But Naomi Gittens, a lawyer with the Alexandria, Va.-based National School Board
Association, which filed a brief supporting the Montgomery County district, said, “We’re
pretty pleased with how the case came out.”
Ms. Gittens praised Justice O’Connor’s decision for supporting the collaborative nature of
the task of developing a plan to educate a child with disabilities and for recognizing that
Congress “took very careful measures to even out the field” for both parents and school
districts.
The speed of the decision, issued less than six weeks after the case was argued before the
court on Oct . 5, surprised legal observers. Some attributed that dispatch to Justice
O’Connor, who is known for her speedy turnaround on opinions that she writes. Justice
O’Connor has announced her retirement and plans to leave the court as soon as her
successor has been confirmed.
The second IDEA case to be decided by the Supreme Court dealt with the question of who should
bear the cost of the fees of experts brought in to challenge district decisions about a student’s IEP.
Once again, the Court sided with the school district.
Document #26: Mark Walsh, “Justices rule against parents in IDEA case,” Education
Week, July 12, 2006
In the second victory for school districts on a special education issue in the U.S. Supreme
Court term just ended, the court has ruled that the main federal special education law does
not authorize parents who win a dispute over their child’s individualized education
program to recover expert fees.
The court held 6-3 that the Individuals with Disabilities Education Act does not authorize
courts to make districts reimburse parents for the fees of experts, such as consultants, even
when the parents prevail in disputes.
The state of Connecticut and some legal analysts said the majority’s reasoning may bolster
that state’s pending legal challenge to the No Child Left Behind Act.
The court on June 26 said Congress, in its original passage and subsequent reauthorizations
of the special education law, did not “unambiguously” alert the states that when they
accepted federal money under the statute, they or, by extension, their school districts,
were obligated to provide compensation for expert fees to parents who win such disputes.
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“The terms of the IDEA overwhelmingly support the conclusion that prevailing parents
may not recover the costs of experts or consultants,” Justice Samuel A. Alito Jr. wrote for
the majority in Arlington Central School District v. Murphy (Case No. 05-18).
His opinion was joined by Chief Justice John G. Roberts Jr. and Justices Antonin Scalia,
Anthony M. Kennedy, and Clarence Thomas. Justice Ruth Bader Ginsburg filed her own
opinion, concurring with Justice Alito’s opinion in part and concurring in the outcome of
the case.
Justice Stephen G. Breyer, in a dissent joined by Justices John Paul Stevens and David H.
Souter, said the legislative history of the IDEA indicates that Congress intended for expert
fees to be recoverable, and that such an interpretation furthers the purposes of the special
education law.
“The practical significance of the act’s participatory rights and procedural protections may
be seriously diminished if parents are unable to obtain reimbursement for the costs of their
experts,” Justice Breyer wrote.
Role of Nonlawyers
In November, the high court ruled 6-2 in Schaffer v. Weast that whichever party brings a
challenge to an individualized education program, or IEP, under the federal law is the one
that must prove its case. Since most challenges to IEPs come from parents, the burden of
proof would most often be on them, so the ruling was considered a victory for school
districts.
In the Arlington Central case, Pearl and Theodore Murphy, whose son has multiple
disabilities, won their original suit against the 10,000-student Arlington Central district, in
upstate New York, and asked a U.S. District Court judge in New York City to award
them $29,350 in expert fees for the services of an educational consultant, Marilyn Arons.
The judge, in a 2003 ruling, concluded that the parents were entitled to recover part of
that sum, or $8,650.
The district appealed the fee award and lost again last year in the U.S. Court of Appeals
for the 2nd Circuit, also in New York City.
The federal appeals courts have taken several different tacks in interpreting a provision of
the IDEA that authorizes the award of attorneys’ fees to the prevailing party in a special
education dispute. The Supreme Court agreed to hear the case to decide whether the
law’s provision on recovering “costs” would include expert fees.
Ms. Arons, though not a party to the case, was at the center of it because she has long
been an advocate for parents of children in special education, and she has been involved in
several legal matters addressing whether nonlawyer experts and consultants like her can
ultimately recover their fees from districts.
Ms. Arons declined a request for a comment, but she reacted to the decision on the Web
site of the Parent Information Center of New Jersey, a Teaneck, N.J.-based advocacy
organization for parents of children with disabilities that she founded.
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“For now, Goliath has slain David, the innocent savaged by brute force,” Ms. Arons
wrote.
‘Insulting to Parents’
Maura A. Collinsgru, the director of the Parent Information Center, said the court’s ruling
was “decimating to parents.”
“This decision renders IDEA meaningless for those who have no resources,” she said.
Ms. Collinsgru referred to Justice Alito’s conclusion that the spending clause in Article I of
the U.S. Constitution required Congress to give the states clear notice of an obligation
under the IDEA, such as reimbursing parents for the use of experts.
“The majority speaks about our disabled children as though they are commodities under
the spending clause,” she said. “It was very insulting to parents and those who work with
them.”
Drew S. Days III, a Washington lawyer who filed a friend-of-the-court brief on the
parents’ side for the National Disability Rights Network and the Center for Law and
Education, said the text and the legislative history of the IDEA suggest that Congress
wanted parents to be able to win reimbursement for experts.
“The fact they will not be able to hire educational consultants with the expectation that,
even if they are successful, they could be reimbursed will substantially limit the degree to
which parents can represent their interests effectively,” Mr. Days, who was a U.S. solicitor
general under President Clinton, said in an interview.
But Thomas Hutton, a staff lawyer for the Alexandria, Va.-based National School Boards
Association, which filed a friend-of-the-court brief on the side of the Arlington Central
district, said the ruling shows the judicial branch is “willing to give the schools the benefit
of the doubt on dealing with children in special education.”
“We don’t view this as a victory for school districts over parents,” Mr. Hutton said. “It is
a victory for the collaborative approach over the litigation approach.”
In its third case involving special education, the Court sided with parents who sought the right to
represent themselves in court without the assistance of a lawyer.
Document #27: Mark Walsh, “High Court backs parents’ rights to argue cases under
24
IDEA,” Education Week, May 21, 2007.
The U.S. Supreme Court ruled today that parents have their own broad, enforceable
rights under federal special education law, and thus they may represent themselves in
federal court without the assistance of a lawyer.
24
Staff Writer Christina A. Samuels contributed to this report.
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The decision in Winkelman v. Parma City School District Case No. 05-983 was unanimous
on the idea that parents have some rights to represent themselves without a lawyer under
the Individuals with Disabilities Education Act. But it split 7-2 on the idea that parents
have substantive and procedural rights that encompass their child’s right to a free,
appropriate public education under the law.
“Parents enjoy rights under IDEA; and they are, as a result, entitled to prosecute IDEA
claims on their own behalf,” said the majority opinion by Justice Anthony M. Kennedy.
“The decision by Congress to grant parents these rights was consistent with the purpose of
IDEA and fully in accord with our social and legal traditions.”
“It is beyond dispute that the relationship between a parent and child is sufficient to
support a legally cognizable interest in the education of one’s child,” Justice Kennedy
added.
His opinion was joined by Chief Justice John G. Roberts Jr. and Justices John Paul
Stevens, David H. Souter, Ruth Bader Ginsburg, Stephen G. Breyer, and Samuel A. Alito
Jr.
Justice Antonin Scalia wrote an opinion concurring in part and dissenting in part that was
joined by Justice Clarence Thomas.
Justice Scalia said he would hold that parents have the right to proceed pro se, or for
themselves, under the IDEA in federal courts when they seek reimbursement for private
school expenses for their child or for certain of their own procedural rights. But he would
not let them proceed without a lawyer on the basic question of whether their child’s free,
appropriate public education was “substantively inadequate.”
Justice Scalia also warned that cases pressed by parents without a lawyer would burden the
court system.
“Since pro se complaints are prosecuted essentially for free, without screening by
knowledgeable attorneys, they are much more likely to be unmeritorious,” Justice Scalia
said.
Expense Cited
The case was brought by Jeff and Sandee Winkelman, who are not lawyers and want to
represent their son in a lawsuit against the 13,000-student Parma, Ohio, school district,
near Cleveland, over the child’s educational placement.
They cannot afford a lawyer, and they argued that the special education law allows them
to represent their son, Jacob, who has a form of autism. The Winkelmans also contended
that they may argue for their own rights under the federal law.
Although the parents lost on both issues in the U.S. Court of Appeals for the 6th Circuit,
in Cincinnati, other federal appeals courts have recognized the right of nonlawyer parents
to represent themselves, at least on procedural issues.
The Winkelmans say that requiring parents to get lawyers means that many families are
shut out of federal court because of the expense, and because of a shortage of lawyers
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willing to take on special education cases. Supporting the family’s position are a number of
disability-advocacy groups, as well as the Bush administration, which argues that parents
themselves can be aggrieved parties in special education cases “who may pursue their own
procedural and substantive claims in court.”
The school district argued that there is no language in the special education law that
supports a departure from the basic procedural rule that a nonlawyer cannot represent
another party’s interests in court. Parents don’t have the legal skills to represent their
children in court, in contrast to less formal due-process hearings, where hearing officers
may give them deference, the district said.
More IDEA Lawsuits?
The district developed an individualized education program for Jacob for the 2003-04
school year. The Winkelmans contended that he needed more support than the district
was willing to provide. The family sought a determination that Jacob did not receive a
free, appropriate public education under the IDEA, that his IEP was inadequate, and
reimbursement for the tuition they spent at a private school where they have enrolled
Jacob, who is 9 years old. That school, the Monarch School in Shaker Heights, Ohio,
charges tuition of about $50,000 a year.
Christina Henagen Peer, a lawyer representing the Parma district in the case, said in a
statement that “at every level, the administrative judges and the courts have concluded
that the school district fully complied with the requirements of IDEA, offering a free,
appropriate public education to Jacob Winkelman. The district looks forward to having
the case heard on the merits so that this case can come to closure for the Winkelman
family and the school district.”
Sandee Winkelman said the high court’s decision left her feeling “overwhelmed.”
“It’s a good day for parents,” Ms. Winkelman said. “Tomorrow we have to go back to
Jacob. But today is parents’ day.”
Ms. Winkelman, who consulted the library at Cleveland State University and prevailed on
sympathetic law students to help her find materials on special education law, now says the
publicity has prompted lawyers to come forward and offer their assistance with the family’s
case. After winning the right to argue the case on their own, it is unlikely the Winkelmans
will end up doing so, she said.
“I always believed that everyone needs an attorney. You always have a better chance with
one, let’s face it,” Ms. Winkelman said. “I hope parents don’t have to go without, but
they can do it, now.”
Francisco M. Negron Jr., the general counsel of the National School Boards Association,
said he was concerned that the court’s ruling would prompt more parents to consider
filing special education lawsuits against districts on their own, without the assistance of
legal counsel.
“Lawyers often serve as gatekeepers,” said Mr. Negron, whose Alexandria, Va.-based
organization had filed a friend-of-the-court brief in the case on the side of the Parma
district. “Lawyers have an obligation not to bring forward cases that are frivolous or
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without merit. Parents are undoubtedly emotionally involved in their children’s cases.
They might not be able to bring the same kind of legal analysis to bear.”
Selene Almazan, a Towson, Md., lawyer who often represents parents in IDEA matters,
said it was significant that the Bush administration had entered the Supreme Court case on
the side of the Winkelmans, arguing that the text of the IDEA supported parental rights.
Ms. Almazan is a board member of the Council of Parent Attorneys and Advocates, a
Towson-based group that filed a friend-of-the-court brief in support of the Winkelmans.
“Families proceed to litigation in very few cases,” she said. “I don’t think this is going to
release a glut of lawsuits.”
With Justice Kennedy having recused himself from consideration of the fourth case, the Court
deadlocked over a case involving a New York City parent who argued that the city should bear the
cost of placing his child in a private school even though the child had not been enrolled in the public
school the parent argued would provide an inadequate education. In this instance, the lower court
decision held and the city was liable for the costs of the child’s private school tuition.
Document #28: Mark Walsh, “Court is split on IDEA private-placement case,” Education
Week, October 17, 2007.
The lone education case granted so far in the U.S. Supreme Court’s new term came to a
quick conclusion this week as the justices divided equally over an appeal from the New
York City school system about paying for private school placements under the main
federal special education law.
The 4-4 tie in the case means that a federal appeals court ruling in favor of a New York
City parent was affirmed without an opinion from the justices. The result, which was
made possible by Justice Anthony M. Kennedy’s recusal from the case, carries little weight
as a nationwide precedent.
At issue in Board of Education of New York City v. Tom F. (Case No. 06-637) was a
question under the Individuals with Disabilities Education Act: Must parents of children in
special education give public schools a try before enrolling such students in private schools
and then seeking tuition reimbursement at public expense?
The case was argued Oct. 1, the first day of the court’s term. The outcome, announced
Oct. 10, upholds a ruling by the U.S. Court of Appeals for the 2nd Circuit, in New York
City, that the IDEA does not require children to have attended public schools before their
parents can seek reimbursement for a so-called unilateral private school placement—a
decision to enroll a child in private school without the assent of public school authorities.
The tie in the Supreme Court is a victory for Thomas E. Freston, a former top executive
of Viacom Inc., who had battled the New York City school system over the proper
education for his son, Gilbert, who has learning disabilities. At stake in the high court case
was $21,819 in private school tuition for the student for the 1999-2000 school year.
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“I am thrilled with this decision,” Mr. Freston said in an Oct. 10 statement. “Where a
public school district does not offer an appropriate education to a child with learning
disabilities, the law makes the opportunity available for private school tuition
reimbursement. The court reaffirmed that fundamental principle today.”
Paul G. Gardephe, the lawyer who argued Mr. Freston’s case, pointed out that the appeals
court’s ruling will remain in effect in the states making up the 2nd Circuit: Connecticut,
New York, and Vermont.
The outcome is “clearly not mandatory outside the 2nd Circuit,” he said, although he
noted that the U.S. Court of Appeals for the 11th Circuit, in Atlanta, has adopted the
same view that public school enrollment is not required as a prerequisite to private school
reimbursement under the IDEA.
Separate Appeal
The 1.1 million-student New York City system had argued that some parents don’t
intend to enroll their children with disabilities in public schools but submit them for
special education evaluations before placing them in private schools and then seeking
public reimbursement.
During the oral arguments in the case, the justices spent considerable time weighing
whether a 1997 amendment to the IDEA was meant to require children to be enrolled in
public schools before their parents could seek private school tuition reimbursement.
As is its custom with such divided outcomes, the Supreme Court did not disclose how
each participating justice voted. It also remained unclear why Justice Kennedy had
removed himself from participation in the case.
Leonard J. Koerner, who represented the school system, said that he has argued six times
before the justices as an appellate lawyer for New York City, and that this was the second
time a case of his had ended in a tie. The other was in a 1988 case involving the city’s
police department, when only eight justices participated because of a vacancy on the
court.
“When you have an even number, a tie is always a possibility,” he said in an interview.
“These are close cases.”
It is possible that the Supreme Court could return to the issue of private school placements
under the IDEA sooner rather than later. Another IDEA appeal pending at the court, in a
case from the Hyde Park school district in New York state, raises the same legal issue.
The high court, assuming Justice Kennedy did not have the same conflict that required his
recusal in the New York City case, could grant review in Board of Education of the Hyde
Park Central School District v. Frank G. (No.06-580). The court had placed the Hyde Park
district’s appeal on the agenda of its Oct. 12 private conference.
If that case were granted review, there would be little doubt that Justice Kennedy would
be the focus of the two sides’ legal briefs and arguments.
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We turn next to a document that provides us some insight into the perspective of special education
teachers.. The Council for Exceptional Children is an advocacy organization for special educators
and parents of special education students. Their 2000 report suggests that special education teachers
and administrators are confronted with mounting problems in meeting the needs of their students.
Document #29: Joetta L. Sack, “CEC Report Tracks ‘Crisis’ Conditions In Special
Education, Education Week, October 25, 2000.
Special education teachers face tougher conditions now than ever before, leaving many
struggling to do their jobs well, an extensive study by one of the field’s leading advocacy
25
groups concludes.
At the same time, general education teachers are not getting enough training to work with
the students with disabilities who come into their classes through policies promoting such
inclusion, according to the report, which was scheduled to be released this week by the
Council for Exceptional Children. The Reston, Va.-based CEC is one of the largest
groups representing special educators and parents of special education students.
The findings in the Oct. 23 report may not surprise special educators, many of whom
have long complained of large caseloads, overwhelming paperwork, and other burdens.
The report does, however, offer the CEC’s perspective on the pervasiveness of severe
problems in educating students with disabilities.
It points out “a crisis,” because disabled students will not get an adequate education,
according to the CEC, which has been studying its members’ working conditions for
several years and advocating improvements.
“Perhaps the most telling message from the survey is that the roles for teachers who work
with students with exceptionalities are changing, and little is being done systemically to
address these changes. This is true for both general and special educators,” writes the
report’s author, Mary Ruth Coleman, an associate professor of special education at the
University of North Carolina at Chapel Hill.
Last year, the researchers sent 2,000 surveys to special education and general education
teachers, special education administrators, principals, and parents. They received 586
responses, but because of omissions or other problems, deemed only 538 of the responses
of use for their purposes. The CEC also compiled anecdotal evidence over several years
from teachers attending their annual conferences.
Even as they reported on problems in their profession, however, most of the respondents
said they were “satisfied” or “very satisfied” with their work in special education. Only 23
percent of special education teachers and 13 percent of special education administrators
reported being “not satisfied.”
But the special education field in recent years has faced significant shortages and high
turnover in personnel.
25
The report, “Bright Futures for Exceptional Learners,” is available on the Web at
http://www.cec.sped.org/spotlight/cond/bf_report.html.
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The report also includes teachers’ comments and anecdotes about the challenges they face.
While large class sizes and caseloads were cited as a concern, the diversity of disabilities
within one classroom was also considered an obstacle. Veteran teachers’ training and
experience often are outdated for today’s classrooms, and new teachers also are not getting
proper training, according to the study.
One special education teacher wrote: “My frustration is trying to be ‘all things to all
people.’ I am supposed to keep perfect paperwork, collaborate with regular education
teachers, train and grade peer tutors, keep in constant touch with parents, and still find
time to teach my students!”
“If half of what they say is true, this is very alarming,” said Joseph Valenzano Jr., the
president and chief executive officer of Exceptional Parent magazine, which reviewed the
study.
Time Crunch
The report shows that time spent drafting and managing individualized education plans—
the federally mandated plans that guide the day-to-day education of students with
disabilities—affects not just special education teachers, but general education teachers and
administrators as well. For instance:
• Most of the teachers reported spending less than one hour a week of one-on-one
time with individual special education students, and a third of the general
education teachers reported never having individual time with the special
education students in their classes.
Special education classes also often have inadequate facilities and classroom resources such
as books, instructional materials, and equipment, the report says. And, the CEC says that
176 of the special education teachers surveyed estimated that their out-of-pocket expenses
averaged $500 a year.
Most recently, a new approach to identifying students with special needs has taken hold across the
country. “Response to intervention,” simply put, is a method for providing students with extensive
individualized support at an early age and measuring the response to that intervention—all this
before the child is identified as having special needs. Promoters of the method argue that it will
address the problem of over-identification, thus cutting districts’ expenditures for special education.
Opponents say that RTI is nothing more nor less than “special education lite”—assistance provided
by untrained staff that threatens to supplant a genuine special education program.
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“We’re trying to strike a balance between efficiency for our district and, at the same time,
offering something for people who want to see what we’re doing,” said David Putnam,
one of the RTI project managers in the 12,000-student district.
As educators in Tigard-Tualatin and elsewhere are learning, a lot of people want to see
what they are doing. Response to intervention—an educational framework that promises
to raise achievement through modification of lesson plans based on frequent “progress
monitoring”—is one of the most-discussed education topics today.
“People are hungry” for information, said Maurice McInerney, a co-project director for
the newly created National Center on Response to Intervention. The technical-assistance
center, based in Washington, is funded by a five-year, $14.2 million grant from the U.S.
Department of Education’s office of special education programs.
While supporters are urging widespread adoption of RTI, saying it can transform
educational practice, others are offering cautions.
Although RTI has shown success with children just learning how to read, skeptics note
that the research base is less solid for older students and students in other academic
subjects. Some parent groups also are concerned about how RTI fits into the legal process
created by the Individuals with Disabilities Education Act, the federal law that guides
educational practice for special education.
Creating an effective RTI process in thousands of schools, moreover, is a huge
undertaking. And other observers are unsure whether RTI can do what federal law
suggests—offer a way to diagnose accurately whether a student has a learning disability.
Supporters say such a process, properly used, could reduce the rolls of special education
and save districts millions.
If RTI is a train that is already rolling down the track, “it’s a track that’s being constructed
right in front of the train,” said Douglas Fuchs, a professor of special education at
Vanderbilt University in Nashville, Tenn., and longtime researcher in learning disabilities.
Many Tiers
Those concerns shouldn’t halt the adoption of a process that could be a powerful tool for
improving student achievement if carefully implemented, say RTI proponents. Federal
education law requires that before any student is placed in special education, the school
must ensure that his or her learning problem is not linked to inadequate instruction.
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In most RTI programs, students are given a basic screening early in the school year, to
spot any potential educational deficits. Those who may have difficulties are given
additional tests, to allow school-based teams to zero in on the problems and craft an
approach to addressing them.
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The promise is that general education teachers will be able to accurately identify the
problems that students are having, and nip those in the bud before they lead to entrenched
difficulties, or referral to special education.
The process has been endorsed by the federal government through the 2004
reauthorization of the IDEA, which allows schools to use up to 15 percent of federal
special education dollars on early-intervention programs for students who are not
identified as needing special education, but who need extra support in the classroom.
The special education law also allows RTI to be used as part of the process for
determining if students have a learning disability. Widespread practice for identifying
students with learning disabilities involves testing students’ intelligence and comparing it
with their classroom achievement. Students who have a severe discrepancy between IQ
and achievement are often considered learning-disabled, but that process has been
criticized as a “wait to fail” model that identifies students as learning disabled who could
be helped just by getting better teaching.
Maligned Tools
The IDEA does not eliminate severe-discrepancy testing, but says that states must not
require it if a school or district would like to use another process. Most states allow
districts to use RTI and severe-discrepancy testing or other methods if they choose, but
two states—Colorado and West Virginia—have eliminated or plan to eliminate severe-
discrepancy as an identification method altogether.
Florida and Indiana have proposed doing so, according to Perry A. Zirkel, a professor of
education and law at Lehigh University in Bethlehem, Pa.
Critics of RTI often focus on the question of how students with learning disabilities are
identified. RTI replaces one maligned tool, standardized IQ testing, with another,
standardized instruction, they say. But not enough is known about what makes some
students respond to certain interventions, they argue, and RTI relies heavily on skilled
general education teachers to give students interventions with fidelity—meaning that they
are taught the way researchers intended them to be.
Ms. Zigmond also suggested that RTI might not cut down on a common criticism of
severe-discrepancy testing, which is that it overidentifies students.
Teachers using the model will be swimming in data about whether their students are
making progress, but the progress targets are “quite arbitrary,” she said. Constant exposure
to data, and faulty targets, could cause some teachers to refer just as many students to
special education as they have in the past, she said.
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And the tests don’t address children whose disabilities have a clear neurological basis. Such
children don’t need more instruction; they need a different kind, said Daryl F. Mellard, a
research associate at the Center for Research on Learning, based at the University of
Kansas, in Lawrence. Mr. Mellard was also one of the leaders of a U.S. Education
Department-funded study on RTI and learning disabilities.
“You would hope there would be a more-diagnostic work-up that would be brought to
bear” in identifying children with learning disabilities, Mr. Mellard said, “so we don’t rely
on the general practitioner to do all the work.”
“You can’t make people be conscientious and attentive. You can only make them be
compliant,” Mr. Gerber said.
Others say that while some parts of RTI are well fleshed out, such as interventions and
progress monitoring for young readers, questions persist about how RTI can fit into other
subjects, and with older students.
“With higher grade levels,we are walking on much shakier ground,” said Mr. Fuchs of
Vanderbilt. Among questions he believes are still to be answered: How much response
must a student make to be considered “responsive”? What role does special education play
in RTI, since most of the early interventions are to be given in a general education
classroom? How should schools evaluate their success?
“If I were a practitioner or an administrator right now, I would certainly implement RTI,
but I would be very strategic in the use of it,” he said. “People need to appreciate that
RTI is a complex system, and in order for it to work, all the parts need to work, and they
need to work in coordination.”
No Alternative?
Parents’ concerns that RTI is delaying special education services for their children usually
fade when they’re shown that their children are getting an appropriate education geared
directly to their needs, proponents say.
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“It’s got connotations of special ed now. Everyone wants to know about RTI and
[learning disabilities] identification, but it’s not been my focus. RTI, to me, means
integrated service delivery,” said Judy L. Elliott, the chief of teaching and learning for the
47,000-student Portland, Ore., school district. She also implemented RTI practices as an
assistant superintendent in Long Beach, Calif.
“When you work in the trenches and see that this really works, you know it’s not a fly-
by-night thing,” she said.
One of the strongest messages about the worth of RTI, Mr. Batsche of the University of
South Florida said, is that being sent by the federal government. By creating technical-
assistance centers and sponsoring events that allow RTI researchers and practitioners to
share their views, federal officials are proving that RTI is important to the future of
general and special education, he said.
Mr. Batsche, one of the speakers at a recent RTI summit held just outside Washington,
said he could not remember in his 35 years of education experience a similar event where
federal education officials asked teams from all the states and territories to gather to discuss
an educational issue.
“The message was straightforward: We’re going to be doing this,” Mr. Batsche said.
“That’s a very simple message, but very powerful.”
This section of the casebook concludes with four op-ed articles on special education. In the first, Bruce
Marlow comments from the teacher’s perspective on the implications of “full inclusion.”
Document #31: Bruce Marlowe26, “The Special Education Conundrum,” Education Week,
April 18, 2001
My home state of Vermont has been committed to “full inclusion” since long before it
became a national issue. As a teacher-educator in a state where virtually all students with
disabilities are placed in regular education classrooms, I have a mandate to prepare
prospective teachers for classes in which there will be a wide range of student abilities.
And while mainstreaming is often a hot topic of debate with my students, the primary
emphasis in my classes has always been on how to plan, manage, deliver, and evaluate
instruction effectively in diverse classroom settings—as this is what new teachers must do
when they graduate, regardless of their politics.
My own view has always been that, given the right supports, inclusion is a powerful
educational philosophy for both academic and social reasons. Unfortunately, in the last 10
26
Bruce Marlowe is a professor of special education at Johnson State College in Johnson, Vt.
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years, we have seen a gradual erosion of these “supports,” and inclusion has become an
increasingly difficult ideology to sell to my students, and to myself.
Perhaps the greatest threat to inclusion is the reluctance of competent special educators to
work as special educators, particularly when they can secure regular education teaching
positions. Like almost every state in the nation, Vermont is now facing an urgent special
education crisis.
While there are numerous openings for special educators, few want these jobs because of
the enormous disincentives. These include: a staggering amount of paperwork,
overwhelming caseloads, endless meetings, escalating discipline problems (with little
support from agencies outside the school), and increasingly adversarial, uncivil, and
litigious parents. In addition, many feel that the job requires almost daily compromising of
one’s integrity, as special educators often must choose between protecting the fiduciary
interests of the school (on which their jobs depend), and the educational needs and civil
rights of the students on the caseloads.
More fundamental issues, however, are also at stake. Imagine, for example, being rushed
into the emergency room on a gurney. Your heart is beating irregularly, you are flushed;
sharp pains shoot through your chest and left arm. Soon, a cardiologist arrives on the
scene. She looks down at you plaintively, turns to the nurse and says: “This is serious; I’d
say a heart attack. You know Edith, who volunteers upstairs in the flower shop? We
better have her come down right away and take a look—I’ve got some Medicaid forms to
complete.”
Sounds crazy? As Richard Lavoie aptly observes, this parable depicts special education as it
is practiced today. All too often, the most highly trained special educators wallow in a sea
of paperwork while well-meaning, but undertrained (and underpaid) paraprofessionals,
volunteer grandmothers, and special education aides provide direct service to the nation’s
neediest students.
Such direct “service” invariably occurs in regular classrooms, often more closely
resembling babysitting than quality educational programming. Virtually no one benefits.
Many students with disabilities get an education that is anything but special. Special
educators are frustrated and are leaving the field in huge numbers. Paraprofessionals turn
over even more quickly; despite their hard work and dedication—many work for the
minimum wage—they often lack the skills they need to work with our most challenging
students.
What should we do instead? First, let’s begin by being honest. Simply licensing more
special educators will not solve these problems. Instead, we need to make the kind of
sweeping changes that keep talented individuals in the field. This means radically
overhauling special education, so that professionals can actually spend most of their time
working with students. Second, let’s acknowledge that the system does not need
paraprofessionals.
We need paralegals who can take care of the enormous volume of state and federally
mandated paperwork, so that special educators can do what they are uniquely trained to
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do: teach our neediest students, and provide expert consultation to help mainstream
teachers provide students with disabilities an appropriate education in the context of the
regular classroom. Many people enjoy and are skilled at clerical tasks. Shouldn’t we be
training them (perhaps in one-year undergraduate programs?) to handle the distinct
administrative demands that are part and parcel of modern special education?
For students who are too depressed, anxious, or aggressive to learn, what could possibly be
of greater value than specialized instruction in prosocial behaviors like empathy, goal-
setting, and anger management? Will counseling no longer be permitted in school under
the auspices of IDEA because it is not considered “instruction”? It is ironic that here in
Vermont, and elsewhere around the country, we lack enough beds for students who
cannot function in the mainstream, yet state education departments continue to propose
eliminating the very services that help prevent the need for such residential support.
I still believe inclusion is a powerful educational philosophy. But in practice, we have a
long way to go. And I fear that unless we make changes—dramatic changes—we will find
ourselves where we were before the IDEA, as segregated, institution-like care will begin
to look more appealing than what often passes as special education today.
Laurence Lieberman questions the provision in current special education legislation that calls for
delivering special education in the “least restrictive environment.” The rationale behind this provision
is that both identified and non-identified students will benefit from their interaction in the regular
education classroom. Lieberman believes that this new principle flies in the face of the original
rationale for implementing a special education program in the schools.
27
Document #32: Laurence M. Lieberman , “The Death of Special Education,” Education
Week, January 17, 2001.
Special education is dead. It is dead because of the Individuals with Disabilities Education
Act Amendments of 1997—federal legislation requiring that aids, services, and other
supports for students with special needs be provided in regular classes—and it is dead
because of how the law is being implemented in the public schools.
27
Laurence M. Lieberman has been a special education teacher, the learning-disabilities coordinator in the
former U.S. Office of Education in Washington, and the chairman of the special education doctoral program
at Boston College. For the past 23 years, he has been an independent school consultant in Boston.
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Here, for example, are the first four items on a list presented in the March 27, 1998, issue
of the journal Special Educator as “Congress’ 10 IEP Commandments” (rules governing the
individualized education plans required for special education students):
3. State the aids and services that will be provided in order for the student to be
involved in the regular curriculum.
Use of the word “individuals” in the title of the federal special education law, and of
“individualized” in reference to the educational plans required for each child under that
law, would suggest that there can be no “presumptions” of any kind in the education of
special-needs students, especially in regard to placement and curriculum. But the framers
of IDEA ‘97 seem to refer to the individual as a way of avoiding political heat, while
conceding nothing with regard to meeting individual needs.
Special education has been swallowed by the beast: the school system, with its mandated
curriculum, mandated tests, and mandated standards. Now, children with disabilities are
entitled—no, are practically required—to have the same education as every other child,
regardless of whether or not that education is of high quality or is appropriate for a child
with a disability.
In 1980, I wrote in the Journal of Learning Disabilities that when the original federal
legislation governing children with handicaps, PL 94-142, was passed, “a disabled child
was not disabled because he was failing in school; he was failing in school because he was
disabled.” Two decades later, there are children with disabilities who will continue to fail
in the regular education curriculum because they are disabled. It is the wrong curriculum.
Consider the following statement from the “Policy Framework for Special Education,”
adopted by the Michigan state board of education in December 1999: “Special education
is a support system for students with disabilities to foster their progress in the general
curriculum. The general education environment, curriculum, and assessments are accepted
as the starting points in designing IEPs for students with disabilities.”
This sentiment is probably representative of most states’ policy frameworks. Yet, special
education’s “starting point” used to be the student, not the general education
environment. Certainly, Sam Kirk, the generally acknowledged father of modern special
education, would not endorse such policies, as Esther Minskoff indicates in her book
Learning Disabilities Research and Practice.
“The current adoption in both special education and general education of the
philosophy of homogenization, the view that all children are the same and all
children should be given the same education, is antithetical to the diagnostic-
prescriptive approach,” she writes. “This homogenized philosophy is reflected in
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the popularity of the inclusion movement and the emphasis in special education
on making changes in the environment (accommodations and modifications),
rather than changes in the child (remediation). [Mr.Kirk] believed that all children
have the same right to an education, but not to the same education.”
…If we are to understand whom special education is for and why it is provided, we must
first understand the difference between disability and handicap. A disability is an objective
condition; it can be measured and observed. In IDEA ‘97, the definition is specified as
mental retardation, hearing impairments, speech or language impairments, visual
impairments, serious emotional disturbance, orthopedic impairments, autism, traumatic
brain injury, other health impairments, or specific learning disabilities.
Candidates for special education are children with disabilities who are in danger of
becoming handicapped if they do not receive special services. That is why the services are
provided: to prevent handicaps from developing in children with disabilities and,
implicitly, to provide these children with the opportunity to maximize their potential.
The inherent problem in this conceptual framework is the problem of school and
academic failure. A person may be handicapped, and not necessarily disabled, if he or she
fails in school. Failing in school will result, more than likely, in limitations of choice and a
diminished quality of life, which, by definition, constitute a handicap. The program in
place to prevent such handicaps from developing in nondisabled students is called the
regular classroom. But, as we know, this program is not always successful; even for large
numbers of students. Yet, the framers of IDEA ‘97 allowed themselves to be consumed by
the regular classroom and its curriculum.
When a true disability exists, it can result in multiple handicaps. A disability can pervade
every aspect of a person’s intellectual, physical, and psychosocial existence. Regular-
classroom placement is only one part of life, and it must be put into proper perspective. A
student with a disability may be able to “make it” through school, but go on to a
diminished quality of life resulting from numerous handicaps. The school might have been
able to enhance the student’s life in school, but what about his life? What is required for
the truly disabled is an individualized life plan, not an individualized educational plan.
This suggests another important aspect of our increasing emphasis on the regular classroom
and regular curriculum: It puts a priority on compensation for disabilities, almost to the
exclusion of remediation. This is true even for special educators. Their most important
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role has become helping regular educators circumvent the disability of the student. It is all
about supplementary aids and supports, not helping the student overcome his disability.
Remediation implies going right at the disability: teaching to cure it (building up the
muscles and balance of a child with cerebral palsy so that he can walk); teaching to
diminish its impact (using an individualized, highly structured phonics approach with a
child with dyslexia to enable her to read, even with difficulty); or teaching to raise
competence to a minimally acceptable level (teaching a child with emotional disturbance,
or with impulse-control problems, to verbalize when his or her frustration tolerance is at
its limit).
Compensation, on the other hand, is associated with getting around the disability:
ignoring it in a direct sense, while indirectly using it to dictate teaching approaches, and
strengthening substitute abilities. A decision for either remediation or compensation is a
disservice to the student. Rather than asking “which,” the more appropriate questions we
should ask are “where” and “who.”
Our response should be this: that the special educator emphasize remediation outside the
context of the regular education curriculum, while the regular classroom teacher provides
opportunities for the child to compensate through alternative requirements for task
performance and information acquisition.
In fact, what is special about special education, and what requires specific training to teach
disabled populations, is remediation. The emphasis in IDEA ‘97 fails miserably in this
regard. Services to be provided outside the classroom that do not directly pertain to the
regular education curriculum are looked upon with suspicion and regret.
Even when direct services are provided, they are usually in the form of a low-intensity
pullout model, with as many as 12 or 15 students in a resource room, with absolutely no
individualization. This represents the demise of special education. And everything points
in the direction of IDEA ‘97’s continuation of feeding the resource room, without any
real emphasis on overcoming disability or providing remediation.
When people with cerebral palsy walk, and the blind navigate with a cane, and someone
with mental retardation is employed and living semi-independently in the community,
when a once-disturbed, out-of-control youth has a wife and family and contributes to the
community, and a dyslexic child reads and writes, it has very little to do with the regular
classroom curriculum. It has to do with special educators’ working with people with
disabilities, trying to prevent them from becoming handicapped.
Clarion calls for high standards are worthwhile, but they can also be misguided attempts to
take higher students higher, at the expense of others. The purpose of the school is to
provide an educational opportunity that will meet the needs of all students, collectively
and as individuals. The standard for excellence should be predicated on how effectively
this occurs.
Meeting the needs of individuals requires much more than having them demonstrate
mastery levels in content areas or achieve high test scores. No such standard of excellence
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ever created an excellent life or an excellent contribution to life. Only the quality of the
educational system’s response to the individual can create that kind of excellence.
Prior to the passage of the Individuals with Disabilities Education Act Amendments of
1997, there was some semblance of balance for the student with a disability. But when the
special education law itself abandons the individual, balance is completely destroyed.
The death of special education is not from natural causes, and the program will not
necessarily be reborn in a better form. We are at the beginning of a trek across a vast
wasteland, where special education services have been demolished and parents have been
duped into thinking that their children will be better off with group process than with
individual attention to their needs.
Clint Bolick writes from a parent’s perspective and, reporting on two studies of IDEA, finds it to be
an unfunded mandate that inequitably relegates children of color to something less than the education
they deserve.
28
Document #33: Clint Bolick , “A Bad IDEA Is Disabling Public Schools,” Education
Week, September 5, 2001
A powerful toxin infects our nation’s education system, imperiling the ability of every
public school to fulfill its mission. It is not school vouchers or inadequate funding, but the
federal Individuals with Disabilities Education Act, or IDEA.
Tracing back to the 1975 legislation enacted to ensure equal educational opportunities for
children with disabilities, the IDEA now covers 6.1 million schoolchildren at a cost of
$41.5 billion annually, accounting for 40 percent of all new education funding over the
past 30 years. Because only 12.5 percent of the money is provided by the federal
government, the idea constitutes the largest unfunded federal mandate in American
education. Far worse, it creates perverse incentives that have deepened stratification within
public education to the detriment of minorities and the poor.
For 26 years, the IDEA has been politically sacrosanct. To criticize it was to be
condemned as hostile to disabled children, whose needs the legislation commendably
serves. But two new pathbreaking studies, spanning the ideological divide, provide strong
support for systemic reform. A report earlier this year by the Harvard University Civil
Rights Project found that African-American children were far more likely than white
children to be relegated to special education, but less likely to receive the help they need.
This summer, a joint study by the moderately conservative Thomas B. Fordham
Foundation and the “new Democrat” Progressive Policy Institute delivered a far more
sweeping condemnation.
Passed with the most benign of intentions, the IDEA mandates that states and local
education agencies provide a “free appropriate public education,” based upon an
“individualized education program” (known as an IEP) geared to each student’s needs, to
28
Clint Bolick is the litigation director for the Institute for Justice in Washington.
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all public school children with disabilities. Accompanying the federal rules were funds that
eventually were to equal 40 percent of the program’s cost.
But the program has evolved in ways that are dizzying yet all-too predictable when
education policy is dictated from Washington. Participation in the program was capped at
12 percent of American students. Demand has increased to meet supply: While 8.3
percent of students were classified with special needs in 1976, today that figure is—guess
what?—about 12 percent. The overall number of special-needs students has increased by
65 percent in 25 years, attributable to an expansion of the concept of “learning
disabilities” that has transformed the IDEA, in the words of G. Reid Lyon of the National
Institute of Child Health and Human Development, into a “sociological sponge to wipe
up the ills of general education.”
My interest in the IDEA emanates from personal experience. Seven years ago, my
younger son was classified as learning-disabled. When I questioned the battery of experts
constituting his IEP team at his Fairfax County, Va., public school about the nature of his
disability, I was told that he had a “deficit” in his writing abilities relative to his intellectual
capacity. “This is a symptom, not a disability,” I replied. For an hour we went round and
round, until finally I realized my son had no disability at all. But the only way the school
could get him the extra help he needed in writing was to assign the “learning disability”
label—a fact the IEP team reluctantly acknowledged.
In addition to the physical and psychological disabilities that IDEA specifically lists, the law
encompasses “specific learning disabilities,” which are not physical disabilities but rather
“processing disorders that interfere with one’s ability to perform a number of learning
tasks”—a category so murky that James E. Ysseldyke at the University of Minnesota says
80 percent of all children could qualify. The category has exploded from 796,000 children
in 1976 to 2.7 million in 1997—a 233 percent increase—so that today more than half of
the children covered by the IDEA have no physical disability, but amorphous learning
“deficits.” In private schools, these kids would simply receive tutoring or extra help; under
the IDEA, they are branded with a label. Meanwhile, slow learners who do not have
“deficits” in particular areas, or who can’t get into the program because of capacity or
administrative backlogs, often receive no extra help at all. The program creates two
segregating impulses: to warehouse certain children, typically minorities and children from
impoverished families; and to “cream” others, particularly children whose parents are
sophisticated enough to recognize special advantages that the IDEA can confer upon their
children.
The program works least well for children who most need educational opportunities. The
Harvard Civil Rights Project study found pervasive, statistically significant
overrepresentation of African-American children in special-needs programs in 45 states.
Overrepresentation is most acute in the category of mental retardation. But
socioeconomic factors do not seem causative: The likelihood of labeling African-American
children as mentally retarded actually decreases as the incidence of poverty rises.
Meanwhile, African-American special-needs children are far less likely to receive speech,
occupational, and physical therapy than their white counterparts.
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Two incentives exist to overidentify children from poor families. First is federal funding.
Many poor children qualify for federal Title I compensatory education funding; IDEA
funding makes them a “two-fer,” in the words of Wade F. Horn and Douglas Tynan in
the Fordham Foundation/PPI study. Also, school officials can often exclude special-needs
students from high-stakes testing, thereby inflating their standing under state accountability
standards. Kentucky, Louisiana, and South Carolina recently reported large gains in
reading scores—along with large increases in the percentage of special-needs students
excused from standardized tests.
At the other end of the spectrum, sophisticated parents clamor to have their children
labeled learning-disabled in order to glean special accommodations, such as reduced
homework assignments, extra or unlimited time on tests, laptop computers, personal tutors
and note-takers, and so on. In affluent Greenwich, Conn., nearly one in three students has
the learning-disabled, or LD, label and the accompanying benefits. Such accommodations
can continue through the SATs, the LSATs, and even the bar exam, yielding enormous
advantages. The scam is widespread: Although kids from families with incomes over
$100,000 make up only 13 percent of those taking the SAT, for example, they account for
27 percent of those receiving special accommodations.
Yet for all the accommodations, a study by the economist Eric Hanushek and others
found virtually no academic gains for children with specific learning disabilities. That is
unsurprising, given the IDEA’s monomaniacal focus on process—abetted by a battery of
lawyers who tie school districts in knots—rather than academic progress.
The program is rule-laden and expensive. In Michigan alone, some 6,000 rules govern
special education. Special-needs children cost 2.3 times as much as mainstream children to
educate—an average of $13,000 per student vs. an average of $6,200 for all others. In the
District of Columbia, one-third of the education budget is expended on 10 percent of the
students.
Meanwhile, the IDEA creates a double standard for school discipline, requiring educators
to determine the extent to which discipline problems are caused by disabilities—a mandate
that typically leads to diminished behavioral standards for children labeled disabled.
The Individuals with Disabilities Education Act unquestionably has helped millions of
severely disabled kids achieve to their abilities. But the program is systemically
dysfunctional and damaging to public schooling as a whole. The law exacerbates
educational stratification, warehousing the have-nots while further enriching those who
can successfully navigate the system. Worst off are slow learners from poor families who
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Case I: Students with disabilities in Greenwich, Connecticut
may receive no help at all. The IDEA skews education funding toward a small segment of
children while leaving others with no alternatives.
My son has benefited from compensatory efforts designed to improve his written-
communication skills. But every year I have to fend off accommodations that would send
false signals about his academic skills. Early on, when I insisted that reduced homework
assignments be reflected in his grades, the IEP team looked at me as if I were from another
planet. “Don’t you want your son to get good grades?” one team member asked. Last
year, an IEP team member reassured me about my son’s lack of progress in spelling by
telling me, “It doesn’t matter. We don’t do spelling anymore.” It struck me that I was
witnessing the demise of public schooling. And if it’s this perverse for me, I wonder how
the system works for parents who, unlike me, do not sue bureaucrats for a living.
An opening for reform exists in the 2002 IDEA reauthorization. Sen. James M. Jeffords of
Vermont and others want the federal government to substantially ratchet up its share of
IDEA costs. But it should do so only in exchange for three systemic reforms.
First, the focus of the IDEA should shift from process to performance. Federal laws already
prohibit discrimination against disabled youngsters in public schooling. The IDEA, by
contrast, is supposed to be about opportunity. Evidence suggests that the IDEA does not
produce academic gains. Funding incentives should be geared toward individual student
progress. Second, the “specific learning disabilities” category should be excised from the
law. Because states provide the lion’s share of IDEA funding, this would leave the states
with responsibility, flexibility, and funding to take care of non-disabled kids with special
needs. It might also reduce the accommodations that create a separate and unequal system
while doing nothing to improve learning. The result would be an IDEA focused
exclusively on students with physical or psychological disabilities, who now number fewer
than half the program’s beneficiaries.
Finally, the system should provide parental choice. In Milwaukee and Cleveland, low-
income parents have the option of sending their children to private schools, which often
can provide a more appropriate learning environment for children with mild disabilities.
In Florida, children with disabilities can receive “McKay scholarships” equal to the
amount the state would have spent on their education to use in private schools of their
parents’ choice. Choice options bolster the program’s accountability while helping ensure
the program meets the children’s individualized needs.
At last it may be possible to talk about such reforms. But talk needs to translate into action
fast, lest our public schools descend further into a costly, bureaucratic morass that misses
entirely the point of the enterprise: to provide equal and high-quality educational
opportunities to all American schoolchildren.
As is clear by now, the unique characteristic of special education lies in the fact that is tailored to the
needs of the individual student. This stands in contrast with the “industrial model” of education
adopted in America at the end of the nineteenth century. Arthur Levine, former president of Teachers
College, suggests that, looking to the future, the individualized approach may be more appropriate for
every student.
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Case I: Students with disabilities in Greenwich, Connecticut
29
Document #34: Arthur Levine , “Tomorrow’s education made to measure,” New York
Times, December 22, 2000.
A growing number of America’s children are being identified as having learning disabilities
that affect their ability to use written or spoken language.
Between 1980 and 1998, the number of students enrolled in special education in New
York City more than doubled. In Greenwich, Conn., 19.8 percent of students are
learning disabled. And the Dalton School in New York City found that 36 percent of its
kindergartners had learning problems.
Critics use these statistics to charge that the “learning disabled” label has become a fad, a
classification that is being overapplied.
They complain about the expense. Special education costs between two and three times
the amount of traditional programs.
They cite a rising tide of litigation as parents battle with schools to get their children
proper support.
They criticize the unfairness of such programs, since affluent families are more likely than
less wealthy ones to take advantage of accommodations for the learning disabled, like time
extensions on standardized tests. And critics charge that mainstreaming of learning disabled
students—the trend toward including them in traditional classes—creates disruption.
The critics are wrong. What we are witnessing is not a fad, which will pass or whose
excesses will be corrected. We are witnessing the start of a revolution that will transform
American education forever. It is part of a revolution we are undergoing in every other
aspect of American life.
The United States is shifting from an industrial society to an information society. Among
other things, this means there is less emphasis on mass production and more customization
of products and services.
We can see these changes in retailing, for example. In the clothing business, stores are
offering their customers personal shoppers to assist them in creating wardrobes, traditional
off-the-rack shops are promising customized clothing built to the body of the shopper,
and online software allows a shopper to create a computer scan of his or her body and
then use that image to customize 25,000 fashion design details into purchasable clothing.
Web sites even permit shoppers to examine, in fine detail, the button design, stitching and
29
Arthur Levine currently serves as president of the Woodrow Wilson Fellowship Foundation.
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Case I: Students with disabilities in Greenwich, Connecticut
The increase in the number of children diagnosed with learning disabilities is very much
part of this same phenomenon. Our school system was created for an industrial society and
resembles an assembly line. Students are educated by age, in batches of 25 to 30. They
study for common periods of time, and after completing a specified number of courses,
they are awarded diplomas. It is a notion of education dictated by seat time. Teaching is
the activity that occurs during the time when students are in their chairs.
The expectation is that the typical child at any age can master the material taught in the
traditional 180-day school year. Those who are capable of mastering the material more
quickly or more deeply are classified as gifted. Those who are unable to learn it as speedily
or in the same fashion as their classmates are said to have learning disabilities. In this sense,
special education, except for the gifted, is regarded as a deficiency on the part of a child.
In an information society, this model of education works far less well than it once did.
Indeed, in the years to come, the educational system may become, by necessity,
increasingly individualized. First, our children are diverse in their abilities, so we need a
more varied curriculum. Second, through advances in brain research, we are discovering
how individuals actually learn, and this will allow us to develop the educational program
each child needs. Third, new technologies that provide different pedagogies and learning
materials are burgeoning.
We are heading to an era in which schooling will change profoundly. The teacher will
not be the talking head at the front of the classroom, but the expert on students’ learning
styles, the educational equivalent of a medical doctor. Children will no longer be grouped
by age. Each student will advance at his or her own pace in each subject area through
individualized tutorials, student-centered group learning and a cornucopia of new
technology and software.
Research has long documented a variety of learning styles, but as we continue to discover
more about the brain, a growing proportion of students are likely to be diagnosed as
learning disabled. Eventually, the nomenclature will change, and we will recognize so-
called disabilities for what they really are—differences in how people learn. Rather than
call them learning disabilities, we will call them learning differences.
At the moment, the old education system is dying and a new system is being born. For
those of us living through the change, it is easier to see what we are losing than what is
emerging—a system of customized education for each of our children.
We must make the transition as short and as painless as possible. The largest mistake we
can make is to cling unquestioningly to the existing model of schooling. We need a new
vision of education—one that recognizes the unique way every student learns.
• • •
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Case I: Students with disabilities in Greenwich, Connecticut
We turn now to our case study district. As we read in Document #3 (p. 61 above) and again in
Clint Bolick’s op-ed article (Document #33, p. 137), Greenwich, Connecticut figured in the press
as an example of overidentification gone wild. Here the issue was not one of overidentifying minority
students, but rather, a situation in which parents were pushing to have their students identified in
order to secure the benefits of accommodations on testing. In fact, as we will see, the stories of
overidentification were exaggerated, but the district took the problem seriously and concluded that
providing struggling (but not disabled) students with extra support would greatly reduce the number of
special-education-identified students in the district.
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Case I: Students with disabilities in Greenwich, Connecticut
30
Education Week Quality Counts 2004 p. 992
31
The federal government provides three special education grants to states under the Individuals With
Disabilities Education Act (IDEA). The largest of the three is called “IDEA Part B. ” This grant supports
special education programs provided by states and local school districts for children in grades K-12. Two
smaller grants support preschool programs (those for children aged 3 to 5 in Connecticut) and programs for
infants and families (the so-called Birth-to-Three Program).
32
By law, the state pays the entire cost of providing special education and related services for any student
that exceeds five times the school district’s average per-pupil expenditure for the preceding year. For
example, if a district spent an average of $9,000 to educate each student, it would be responsible for paying
the first $45,000 of special education costs for any of its students and the state would pay any costs above that
amount (“excess costs”). (Source of notes: http://www.cga.ct.gov/2004/rpt/2004-R-0470.htm)
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Case I: Students with disabilities in Greenwich, Connecticut
History.33 In 1640 settlers from the New Haven Colony purchased land from the
Siwanoy Indians in the area now known as Old Greenwich. Shortly thereafter the
English joined the Dutch in a dispute with the Siwanoys, which resulted in their
massacre. After the disappearance of most of the Indians the industrious newcomers
carved out larger and larger land holdings on which to raise potatoes, grain, and fruit.
Settlements grew along the shore from Stamford on the east to the Byram River on the
west and north to the border with New York State. By 1730 the 50 square miles that
comprise present-day Greenwich were laid out. For its first 200 years the acquisition and
cultivation of farmland was the major enterprise of residents, although gristmills signaled
the beginnings of local industry and active shipping was conducted from the Mianus
River. The relative calm of these years was broken by the Revolutionary War.
Greenwich was a garrison Town that experienced occupation by both British and
American armies as well as raids from irregulars. The seven-year long war was fought on
the roads and farms of Greenwich, destroying homes, crops, and human lives.
33
Greenwich Chamber of Commerce Web site. (Available at http://www.greenwichchamber.com.)
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Case I: Students with disabilities in Greenwich, Connecticut
Economy.34 The age of telecommunications and the computer has placed Greenwich just
milliseconds away from New York City, hub of national and international commerce and
the world’s largest financial center…In fact, finance is the town’s largest industry with
more than 50 firms trading and investing billions of dollars annually. Many executives
have moved from Wall Street, finding it just as easy to conduct business in Greenwich,
earning themselves a more casual lifestyle and extra time with their families.
Greenwich is one of those towns whose public employees (as well as many who are
privately employed) are unable to afford to live in the town.
34
Ibid.
35
Ibid.
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Case I: Students with disabilities in Greenwich, Connecticut
Ethnic composition:
White 76.1%
African American 2.7
Hispanic 13.0
Asian American 8.1
Native American 0.0
Teachers 723
36
Data drawn from the Greenwich Strategic School Profile (see Exhibit #6 below).
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Case I: Students with disabilities in Greenwich, Connecticut
Board of Education
First Selectman (8 members, elected at large,
Peter Tesei (R) 5 Republicans, 3 Democrats)
Commissioner
Mark McQuillan
Superintendent
Betty J. Sternberg Connecticut
(Appointed by Board of Department of
Education) Education
15 Schools:
11 Elementary Schools
3 Middle Schools
1 High School
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Case I: Students with disabilities in Greenwich, Connecticut
Exhibit #7: Strategic School Profile, Greenwich Public Schools, 2006-07 (Available at:
http://www.csde.state.ct.us)
Telephone: 203-625-7425
This profile was produced by the Connecticut State Department of Education in accordance with CT General Statutes 10-220(c)
COMMUNITY DATA
DISTRICT NEED
150
Case I: Students with disabilities in Greenwich, Connecticut
Connecticut law requires that school districts provide educational opportunities for its students to interact
with students and teachers from diverse racial, ethnic, and economic backgrounds. This may occur through
magnet school programs, public school choice programs, charter schools, minority staff recruitment, inter-
or intradistrict programs and projects, distance learning, or other experiences. Below is the description
submitted by this school district of how it provides such experiences.
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Case I: Students with disabilities in Greenwich, Connecticut
below the threshold for “impending racial imbalance.” The magnet program has been less
successful at Hamilton Avenue School due to facilities issues. Hamilton Avenue is
temporarily located in a modular building during renovations. The educational
specifications for the renovated school scheduled to open during the 2007-08 school year
stipulate that the school will be built to a capacity sufficient to address racial imbalance
through the magnet program. Since January 2007, a district-wi9de committee has been
reviewing the issues of facility utilization and racial imbalance in the Greenwich Public
Schools. The Board of Education will consider the committee’s recommendations in the
fall of 2007.
DISTRICT RESOURCES
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Case I: Students with disabilities in Greenwich, Connecticut
Below is the description submitted by this district of how it allocates resources to insure equity and address
needs:
Staff and budget resources are allocated to schools on a per pupil basis using projected
enrollments. Adjustments to this per pupil allocation are made based on student need and
performance. Principals and program leaders then develop a spending plan based on the
improvement priorities of their buildings or programs. Additional funds are available to
schools with high need student populations through the Consolidated Grant. A fifteen-
year capital plan, which is reviewed and adjusted annually, ensures the maintenance of
district facilities.
153
Case I: Students with disabilities in Greenwich, Connecticut
STUDENT PERFORMANCE
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Case I: Students with disabilities in Greenwich, Connecticut
Connecticut Mastery Test, Fourth Generation, % Meeting State Goal: The goal
level is more demanding than the proficient level, but not as high as the advanced level,
reported in the No Child Left Behind Report Cards.
These results reflect the performance of students with scoreable tests who were enrolled in
the district at the time of testing, regardless of the length of time they were enrolled in the
district. Results for fewer than 20 students are not presented
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Case I: Students with disabilities in Greenwich, Connecticut
These results reflect the performance of students with scoreable tests who were enrolled in
the district at the time of testing, regardless of the length of time they were enrolled in the
district. Results for fewer than 20 students are not presented.
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Case I: Students with disabilities in Greenwich, Connecticut
[…]37
Expenditures may be supported by local tax revenues, state grants, federal grants,
municipal in-kind services, tuition and other sources. ERG and state figures will not be
comparable to the district if the school district does not teach both elementary and
secondary students.
Additional Expenditures
Land, Buildings, and Debt Service 5,811 648 1,866 1,286 1,834
Adult Education 185 n.a. n.a. n.a. n.a.
37
Section on special education omitted. See following document.
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Case I: Students with disabilities in Greenwich, Connecticut
Revenue Sources, % from Source. Revenue sources do not include state funded
Teachers’ Retirement Board contributions, vocational-technical school operations, SDE
budgeted costs for salaries and leadership activities and other state-funded school districts
(e.g., Department of Children and Families and Department of Corrections).
The vision of the Greenwich Public Schools is to set the standard for excellence in public
education. The mission of the Greenwich Public Schools is to educate all students to their
highest level of academic potential and to teach them the skills and knowledge to become
capable, creative and responsible members of society. The Greenwich Board of Education
sets strategic directions and specific indicators of success as a means of measuring progress
toward achieving this vision and mission and providing focus for improvement efforts.
Strategic direction 1: Maximizing achievement for all students and closing gaps in
achievement among students. The Connecticut Mastery Test and the Connecticut
Academic Performance Test are state-mandated measures of core academic skills. After
improving steadily during the 1990’s, the percentage of students performing at or above
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Case I: Students with disabilities in Greenwich, Connecticut
the goal in reading, writing and mathematics on the CMT has remained stable over the
last four years. CAPT scores have improved slighted over the last five years. In response
to this “leveling off” of improvement in scores over the last four years and disparities in
performance among disaggregated subgroups of students, the district has adopted a
strategic direction of maximizing achievement for all students and closing gaps in
achievement. Key initiatives to improve student achievement in 2006-07 include refining
the implementation of new mathematics and literacy programs at the elementary level,
redesigning the middle school writing program, and improving monitoring of students
performing below grade level standards.
Strategic direction 2: Developing greater capacity and systems for improving teaching
and learning. Two key strategies have been identified as the district addresses Strategic
Direction 2. First, the district will support staff members with comprehensive, systematic
professional development which is aligned with instructional priorities. Second, the
district will provide the necessary resources and tools to support teaching and learning.
Several initiatives have been undertaken this school year that will support staff and provide
necessary resources:
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Case I: Students with disabilities in Greenwich, Connecticut
Total Number of Students for Whom the District is Fiscally Responsible 8,956
(Excluding Pre-K and Adult Education)
Number of Students with Special Education Disabilities for Whom the District 1,036
Is Fiscally Responsible (Excluding Pre-K and Adult Education; Including
Private Pay*)
District Special Education Incidence Rate (% of Total Students with Disabilities) 11.6
Number of Students with Disabilities Place Out-of-District** 43
Number of Private Pay* Students with Disabilities 7
38
Source: Connecticut State Department of Education Web site
(http://www.sde.ct.gov/sde/site/default.asp)
39
Betty Sternberg replaced Larry Leverett as superintendent in September 2006
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Case I: Students with disabilities in Greenwich, Connecticut
Incidence is a special education rate of occurrence statistic. It indicates the percent of students in
a district (ERG or state) who are students with disabilities, receiving special education and
related services. This number is calculated by dividing the number of K-12 students with
disabilities for whom a district is fiscally responsible (excludes preschool and adult education
students). Statewode, the special education incidence rate has been dropping for several years,
although Connecticut’s incidence rate is still slightly higher than the national average.
CT identification rates for Emotional Disturbance (ED) and Other Health Impairments (OHI)
are significantly higher than national averages, ranking among the top 15 states for ED and the
top 5 for OHI. CT is in the bottom 15 for identification of students with Intellectual
Disabilities.
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Case I: Students with disabilities in Greenwich, Connecticut
**CT statute limits the identification of students as Developmental Delay to children ages three
through five.
The U.S. Department of Education’s Office of Special Education Programs (OSEP) requires
states to monitor the disproportionate identification of students with disabilities by
race/ethnicity. CT public school districts monitor this issue through the comparison of
race/ethnicity proportions within disability subgroups to the expected proportions found within
all district student data. Large variation in proportions may indicate potential problems,
although small student subgroup counts impact data interpretation and unique district
circumstances can alter the racial/ethnic makeup of disability subgroups.
Time spent with non-disabled peers (TWNDP) is an important indicator of student access to the
general curriculum as well as demonstration of compliance with the IDEA requirement that
students with disabilities are educated with their non-disabled peers to the maximum extent
appropriate. Two ways to look at TWNDP are to examine the data for all students with
disabilities for whom the district is fiscally responsible and then to review the data for students
with disabilities whose education is provided in-district. The data reported in the next two
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Case I: Students with disabilities in Greenwich, Connecticut
tables reports on the three federal TWNDP categories. O-40.0% is considered the most isolated
setting. 40.1-79.0% is typically a pull-out or resource room type of setting. 79.1-100% is
considered a general education placement. In the third table, TWNDP data is examined with
amore detailed breakout across 10 TWNDP groups.
Federal Learning Intellectual Emotional Speech Other Other Total District DRG State
Categories Disability Disability Disturbance Impairment Health Disability District Total Total Total
Number Number Number Number Impaired Number Number Percent Percent Percent
Number
79.1-100% 320 5 27 159 151 54 716 69.1 67.4 58.2
40.1-79.0% 71 10 21 39 46 25 213 20.6 21.8 23.2
0-40.0% 12 10 33 11 19 20 107 10.3 10.8 18.6
Total 403 25 81 209 216 99 1,036 100.0 100.0 100.0
Mean 83.2 47.0 48.0 82.3 67.0 77.0 76.4 77.1 70.6
TWNDP
(%)
Federal Learning Intellectual Emotional Speech Other Other Total District ERG State
Categories Disability Disability Disturbance Impairment Health Disability District Total Total Total
Number Number Number Number Impaired Number Number Percent Percent Percent
Number
79.1-100% 320 5 25 156 150 50 706 71.6 69.9 61.3
40.1-79.0% 71 10 20 39 46 25 211 21.4 23.4 25.0
0-40.0% 12 6 23 9 13 6 69 7.0 6.7 13.7
Total 403 21 68 204 209 81 986 100.0 100.0 100.0
Mean 83.2 56.0 54.0 83.0 80.0 77.0 79.2 80.3 74.7
TWNDP
(%)
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Case I: Students with disabilities in Greenwich, Connecticut
Learning Intellectual Emotional Speech Other Other Total District ERG State
Disability Disability Disturbance Impairment Health Disability District Total Total Total
Number Number Number Number Impaired Number Number Percent Percent Percent
Number
0- 8 5 21 6 11 16 67 6.5 6.5 9.4
10.0%
10.1- 1 1 5 0 2 1 10 1.0 0.9 3.1
20%
20.1- 3 2 4 0 1 1 11 1.1 1.3 2.5
30%
30.1- 2 2 3 5 5 2 19 1.8 2.0 3.6
40%
40.1- 8 4 6 5 9 10 42 4.1 2.5 4.4
50%
50.1- 13 2 5 8 8 5 41 4.0 4.8 4.8
60%
60.1- 24 2 9 8 18 3 64 6.2 6.5 6.2
70%
70.1- 32 2 1 25 14 7 81 7.8 9.3 8.9
80%
80.1- 205 2 23 74 96 15 415 40.1 26.5 21.8
90%
90.1- 110 3 4 78 52 39 286 27.6 39.5 35.2
100%
Total 406 25 81 209 216 99 1,036 100.0 100.0 100.0
EDUCATIONAL PLACEMENT
In 2002-03, CT was identified by OSEP as a state with significant concerns in the area of
th
placement of students into private and public separate school facilities, ranking 9 from the
bottom among states. CT placed 4.5% of all students with disabilities (ages 6-21) into separate
school facilities. This is more than 50% greater than the national average of 2.9%. Out
placement reduces a student’s change of interacting with their non-disabled peers and accessing
the general curriculum.
Table 8: Students Placed Out-of-District
Placing Learning Intellectual Emotional Speech Other Other Autism Total District DRG State
Agency Disability Disability Disturbance Impairment Health Disability Disability District Percent Total Total
Impaired Percent Percent
Placed 1 0 12 5 5 3 15 41 85.4% 74.0% 60.5%
Out by
District
Place 0 0 4 1 1 1 0 7 14.6 26.0 39.5
Out by
Other
Parties*
Total 1 0 16 6 6 4 15 48 100.0 100.0 100.0
Placed
Out
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Case I: Students with disabilities in Greenwich, Connecticut
*Other parties include DCF, other state agencies, juvenile and superior courts, as well as physicians and
others
Education Learning Intellectual Emotional Speech Other Other Autism Total District DRG State
Placement Disability Disability Disturbance Impairment Health Disability District Percent Total Total
Impaired Percent
Percent
Public 422 26 64 226 171 30 60 999 99.5% 95.3% 93.5%
School
Public 0 0 6 1 2 1 3 13 1.2 0.9 1.7
Separate
Facility
Private 0 0 3 3 1 1 8 16 1.5 2.7 3.2
Separate
Facility
Public 0 0 0 0 0 0 0 0 0.0 0.1 0.1
Residential
Facility
Private 1 0 6 1 3 1 4 16 1.5 0.9 1.3
Residential
Facility
Hospital/ 0 0 0 0 0 0 0 0 0.0 0.2 0.2
Homebound
Total 423 26 79 231 177 33 75 1,044 100.0 100.0 100.0
Public School includes all students attending CT public school districts including
Endowed/Incorporated Academies, Charter and Magnet Schools. Public Separate Facility
includes students attending RESC’s (non-magnet schools). Private Separate Facility includes
students attending Private Special Education Facilities and Other Agencies. Public Residentail
Facility includes students attending RESC’s who reside in group homes/shelters or attend out-
of-state public residential facilities. Private Residential Facility includes students who reside and
are educated at Private Special Education Facilities, students who reside in group homes/shelters,
and students who attend out-of-state private residential facilities. Hospital/Homebound includes
students who live and are educated in permanent family residences, or students who receive
their education in a home/hospital setting, both in- and out-of-state.
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Case I: Students with disabilities in Greenwich, Connecticut
Table #12: Students with Disabilities (Ages 14-21) Reported in Dec. 2003 As
Exiting Special Education During the 02-03 School Year
Reason for Learning Intellectual Emotional Speech Other Other Autism District District
Exiting Disability Disability Disturbance Impairment Health Disability Total Total
Impaired Percent
Graduated with 35 3 11 6 23 2 0 80 65.6%
Diploma
Graduated with 0 0 0 0 0 0 0 0 0.0
Certificate of
Completion/IEP
Dropped Out 1 0 0 0 2 0 0 3 2.5
Returned to 5 0 2 2 2 1 1 13 10.7
Regular
Education
Reached 6 0 2 3 13 1 1 26 21.3
Maximum Age,
Moved, or
Deceased
Total 47 3 15 11 40 4 2 122 100.0
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Case I: Students with disabilities in Greenwich, Connecticut
Regardless of the reason for exit, all students must, as part of their IEP and starting at age 14,
receive effective transition planning for life after high school
District State
Special Education Graduation Rate 83.3% 67.7%
All Student Graduation Rate 96.5 91.2
Special Education Drop Out Rate 0.7 5.6
All Student Drop Out Rate 0.7 1.7
Graduation, drop out and suspension/expulsion are all indicators of student access to the general
curriculum.
167
Case I: Students with disabilities in Greenwich, Connecticut
Table #13a: Out of school Suspension and Expulsion Data (2004-05 School
Year Data, PreK-12)
Table #13b: Suspension and Expulsion of Students for greater than 10 days
(PreK-12) (Rate of suspensions and proportion by race/ethnicity, 2004-05)
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Case I: Students with disabilities in Greenwich, Connecticut
DISTRICT RESOURCES
Table #14: Certified Staff: Special Education Teachers and Pupil Services
Staff
Full-Time Full-Time
Equivalent Equivalent
(FTE) Number of (FTE) Number of
Staff Staff
Special Education K-12 Pre-K K-12 Pre-K
Instructional Staff Only Only
General Special Education 82.8 8.5 Speech-Language 14.6 5.2
Teacher Pathologist
Partially Sighted 0.0 0.0 Psychological 0.0 0.0
Examiner
Deafness 1.0 0.0 School Psychologist 21.0 0.0
Blindness 0.0 0.0 School Social Worker 14.8 0.0
School Nurse-Teacher 0.0 0.0
School Counselor 26.0 0.0
Total 83.8 8.5 Total 76.4 5.2
Table #15: Staffing Ratios: Index of Staff (K-12) per 1,000 Student
Population (K-12)
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Case I: Students with disabilities in Greenwich, Connecticut
Connecticut continues to receive increasing amounts of IDEA funds to help address resource
issues within the state. Additionally, utilization of other State supported opportunities for high
quality professional development at minimal cost is another method to maximize resources (i.e.,
SERC, CPAC, etc.).
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Case I: Students with disabilities in Greenwich, Connecticut
171
Case I: Students with disabilities in Greenwich, Connecticut
Over the last ten years, the Greenwich Public Schools engaged in two major reviews of
special education programs and services for students with disabilities. Many of the issues
40
cited in the original 1997 study were addressed in subsequent years (for example, the
identification rate of students has showed a steady decline from 16.2% of the student
population to 11.2%). A follow-up 2005 review of the Special Education program
continued to identify some issues from the previous study, including: lack of consistent
early intervention process and explicit early reading program and lack of systematic
approach to differentiation of curriculum and instruction. Differentiation of instruction
has been highlighted as a priority in the district five-year improvement plan. A new
reading program with a greater focus on phonics instruction and early intervention is
scheduled for implementation during the 2006-07 school year. A cross-role steering
committee has been convened to oversee these improvements and to make
recommendations for other activities that would draw on the combined resources of
general and special education to address other persistent areas of concern (such as early
intervention).
40
Document #35 below.
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Case I: Students with disabilities in Greenwich, Connecticut
Table #20: Participation in the 3rd Grade CMT by Students with Disabilities
[Spring 2006] (%)
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Case I: Students with disabilities in Greenwich, Connecticut
Table #21: Participation in the 4th Grade CMT by Students with Disabilities
[Spring 2006] (%)
Table #22: Participation in the 5th Grade CMT by Students with Disabilities
[Spring 2006] (%)
Table #23: Participation in the 6th Grade CMT by Students with Disabilities
[Spring 2006] (%)
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Case I: Students with disabilities in Greenwich, Connecticut
Table #24: Participation in the 7th Grade CMT by Students with Disabilities
[Spring 2006] (%)
Table #25: Participation in the 8th Grade CMT by Students with Disabilities
[Spring 2006] (%)
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Case I: Students with disabilities in Greenwich, Connecticut
To address the problem of parent-driven over-identification of special needs students, the Greenwich
Board of Education engaged four consultants—among them the former superintendent, Claire Gold,
from neighboring Westport—to conduct a study of the district’s special education program. Following
are excerpts from what came to be called the “Gold Report.”
Document #35: Richard Dempsey, Claire Gold, Lois Libby, and Kate McGraw, A Study
of the Effectiveness, Efficiency, and Management of the Special Education Program in the Greenwich
Public Schools (Ridgefield, CT: Educational Leadership Services, Inc., November, 1997).
Excerpts.
The purpose of this study was to: (1) assess the effectiveness and efficiency of the special
education program in the Greenwich Public Schools; (2) develop recommendations that
would meet the current and future demands placed on the school district; and (3) provide
an information base for better long-range planning and more informed decision making.
To achieve this purpose the consultants: (1) focused their attention on the organization,
administration, staffing patterns, [and] support services [of] the current special education
programs; (2) studied and assessed the efficiency and cost effectiveness of existing
programs, staffing and instructional costs; (3) analyzed recent historical trends; and (4)
provided oral progress reports and a final written report that included findings and
recommendations…
Introduction
While the consultants’ charge was to assess the efficiency and efficacy of the special
education program, it became quickly apparent that this could not be done in isolation
from the rest of the school system. A systemic analysis of the entire school system was
required to understand the interplay between regular education and special education. In a
sense, special education exists to accommodate student needs that cannot be met in the
regular education classroom. To the extent that curriculum and teaching methodology do
not address the ability and learning styles of the diversity of Greenwich youth, the steady
and unabated growth of special education will continue. This growth is reflected in both
incidence data and the increasing percentage that special education consumes of the total
budget (17.4 percent in 1994-1994 to 20.8 percent in 1996-1997).
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unable to benefit fully from the standard curriculum. These include students who need a
systematic, carefully sequenced phonics program emphasizing word attack skills, as well as
comprehension in order to read with ease and confidence. It also includes slow learners
and students with attendance and behavior problems. While these students need
thoughtful consideration, many are inappropriately classified as either learning disabled or
emotionally disturbed, though many fail to meet special education admission criteria.
They could be better served in the regular classroom. Presently, special education is
perceived as “the only act in town,” for students who depart from an unfortunately
narrow concept of normal.
Greenwich has evolved into a dualistic school system of regular education and special
education. There is a separate and different administrative hierarchy for each and different
administrative responsibilities that result in an uncoordinated curriculum, staff hiring
process unique to each, ambiguous staff evaluation practices, and confusing accountability.
Of most serious concern is the apparent absence of any vehicle for coordinated long range
planning and problem solving. Although the school system is rich in bright talented staff, a
forum does not exist to deal with critical educational questions. As new curricula are
adopted, there is inadequate consideration of the potential impact on the community of
diverse learners. These include students who have recently moved to Greenwich, students
for whom English is a second language, students who may not be college bound, students
who are academically talented and are college bound, those who are average but are
college bound, those who are intellectually below average, and students who have
developmental delays or disabilities. A public school can appropriately set a goal for each
student to reach his/her greatest potential. It cannot, however, set the same goal for all
students and expect them all to achieve it with an equal degree of accomplishment These
include students who are unable to benefit fully from the standard curriculum.
The role of the central administration is to set the agenda, to coordinate, to balance, to
meld, and to consider the best interests of the heterogeneous student body. This can only
be done by on-going dialogue, careful analysis of data, identification of problems, and
hard-nosed decision-making. It can only be done by those who can speak to the potential
impact of problems not solved and decisions not made. It will require a structure that
fosters communication among principals, special education administrators, curriculum
coordinators, ESL specialists, the superintendent and all others with administrative
responsibilities.
Change in a large complex institution such as the Greenwich Public Schools requires not
only intense scrutiny, but also careful and logical sequencing over time. The consultants
heard staff members report that they were inundated with new and different programs,
that they were unable to master one new program before another was imposed, and that
multiple programs were in the early trial stages when they were superseded. Moreover,
there is a great unevenness in program implementation from one elementary school to
another, e.g., Project Read, the new language arts program, and the Alternative
Intervention Program.
The consultants believe that the greatest curriculum change that the Greenwich Public
Schools should make is to place a moratorium on contemplated curriculum changes for a
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year or more (particularly at K-8) and set to work achieving mastery of those things
already initiated. As an example, the consultants heard middle school reading/language arts
referred to as a “knee-jerk” program — change the language arts coordinator, change the
program. One middle school principal speaking solely for his school said, “We purchased
500 anthologies for the old language coordinator, then threw them out when the new
coordinator arrived. We now have 500 new anthologies and 1,000 trade books and some
of these may go because there’s no non-fiction and that’s what the Connecticut Mastery
Test (CMT) is emphasizing.” Change must be coupled with a forthright assessment of
what is working and what is not. These program changes are not only costly, but they
cause cynicism on the part of the staff who question their leadership’s decisions. Student
learning is the ultimate yardstick against which all new programs should be measured.
The Greenwich Public School’s 1996-1997 incidence of special education in grades K-12
was 16.2 percent (Connecticut State Department of Education data). This placed
41
Greenwich second from the top in its Educational Reference Group (ERG) B and third
from the top when compared with ERG A, the highest socioeconomic group42…
Greenwich schools are in an unusual position, since some schools compare with ERG A
schools and others with ERG H schools. The Greenwich elementary schools exhibit a
large variation in the incidence of special education identification, ranging from 8.1
percent (Riverside) and 11.2 percent (North Mianus), to 21.2 percent (Julian Curtiss) and
21.8 percent (New Lebanon). The middle schools’ incidence of special education
identification range from 19.2 percent at Eastern to 23.8 percent at both Central and
Western Middle Schools. Greenwich High School has the highest percentage of special
education students with 29.3 percent. Even within the high school there was a large
disparity in the incidence of special education among the houses. (In looking at the
incidence of special education in each Greenwich school, the consultants used April 1997
data provided by the Greenwich staff and this latest count yielded a system wide incidence
of 20.3 percent. There is a data discrepancy between the Greenwich Public Schools and
the Connecticut State Department of Education. This is largely attributable to different
timing in the collection of data.)
The consultants have presented incidence data in table form that should be seen as a
management tool. Especially noteworthy are: the steady overall increase in the total special
education population; a relatively high percentage of severely emotionally disturbed
students in comparison to similar school districts; an inordinately large representation of
males in almost all categories of disability; and the disproportionate number of Hispanics
identified as having speech and language disorders.
41
The state, as we have seen in the Strategic School Profiles we have read, has substituted District Reference
Group (DRG) for Educational Reference Group (ERG)
42
An Educational Reference Groups (ERG) is defined as groups of school districts with similar
characteristics: median family income, percentage of family incomes below the poverty level, percentage of
single-parent families, percentage of non-English home language, percentage of families with a high school
education, and percentage of families with white collar or managerial occupations. The data were based on
characteristics of all families served by the school district and were based on 1990 census information
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Case I: Students with disabilities in Greenwich, Connecticut
Incidence data, like budget data and test scores, are management tools… As an example,
the following chart illustrates a significant upward trend in the number of children with
disabilities.
This type of data raises questions such as: Is the high and low incidence reasonable? Are
placements appropriate? Are other programs, such as English as a Second Language (ESL),
more appropriate? Are there over or under zealous psychologists or principals making
costly decisions?
It is recommended that:
A. The incidence data found in the tables be carefully studied and that the
information presented be viewed as a tool upon which decisions may be made.
B. A database be established, including historical data, to monitor longitudinal
trends.
Overidentification
The staff confirmed the consultants’ observation that state and federal regulations are not
always met for the identification of students with Severe Learning Disability (SLD).
Students who do not meet the state and federal regulations for this or any other disability
may be placed in special education. Students are often overidentified for the following
reasons: PPT decisions; independent evaluations that are rarely challenged and usually.
accepted at face value; and lack of other placement options, e.g., slower learners and
students with behavioral problems who do not truly qualify for a Severely Emotionally
Disturbed (SED) classification; and/or simply to “help” students. The procedures and
diagnostic criteria for identification of special education are well spelled out. There are
many different forms available that are clear and useful, but unfortunately, are not used
with consistency.
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The staff attributes middle school SLD emphasis partly to a lack of trained reading
teachers, and the staff at all levels feel there is nothing they can do with lower functioning
students except place them in special education. Elementary schools with a higher
incidence of SLD students tend to identify them in the lower grades.
The special education staff voiced concern over a perceived failure of regular education
teachers to help the divergent learner; the often-ensuing special education designation is
viewed as a quick and easy solution to the problem. The special education staff reported
that principals compound the special education identification problem through lack of
consistency from school to school when dealing with student problems. This often results
in either long delays in making referrals for help (characterized as “foot dragging”) or a
rush to place students in special education. On the other hand, it was reported by an
elementary school principal of a low incidence school that pressure had been exerted by a
special education administrator to identify more special education students.
When several teachers work together to focus on student growth, greater progress can be
achieved and potential learning problems can be identified and addressed before they
become more serious. Quality time spent in collaboration among teachers has also been
found to be one of the most effective strategies to provide appropriate interventions for
those students with learning difficulties. Although the Greenwich Public Schools provide
opportunities for collaboration through pre-referral meetings, a systematic review of all
students’ needs at grades K-l, with appropriate pre-referrals where necessary, is in order.
It was found that Pupil Study Team (PST) meetings do not always have time allocated to
explore and implement pre-referral strategies before a child is placed in a special education
program. Presently, sufficient time is not provided for collaborative efforts.
The consultants noted that overidentification increased from elementary, to middle school,
to high school (elementary schools 15.2 percent; middle schools 22.2 percent; high school
29.3). It would appear that the Greenwich schools have not focused attention on the
steadily increasing numbers of special education students as they progress through the
grades. Several questions came to mind as the consultants reviewed these percentages: Are
the elementary schools identifying too few students? Is the elementary schools’ educational
environment too nurturing and over protective? Are the middle schools and high schools
identifying too many students? Is the remediation program inadequate in addressing early
literacy problems? Are the middle schools too nurturing or not nurturing enough? Is the
high school too inflexible and/or too high powered? Why do teachers make referrals
based on the belief that students will be unable to succeed at the next level? Is this caused
by misunderstanding of the academic expectations at the next level? Is there a breakdown
in the curricula that fails to provide for differences in ability and learning styles? These and
similar questions should be addressed in order to answer the overriding question of why
there are so many more special education children at the end of the education cycle than
at the beginning.
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Case I: Students with disabilities in Greenwich, Connecticut
It is recommended that:
The PPT process appears to be thorough, well organized, and the paper work complete.
The consultants observed that the professional PPT staff members at meetings were
congenial. However, the PPT process was found to be formal, long, the professional teams
large, and with considerable use of educational jargon. Some parents appeared to be
overwhelmed with the plethora of data given them. A special education staff member
described the typical PPTs as “not user friendly.” Some parents appeared to be intimidated
and others in awe of the large number of professionals assembled to discuss their child (this
was especially noteworthy when the parent was more proficient in a language other than
English). The consultants recorded one occasion where the PPT recommended
psychotherapy for the child (if the district recommends therapy, it is liable for the cost).
The PPT process, as practiced in Greenwich, can easily become duplicative, overly
complicated, and fraught with pitfalls for litigation, all in an effort to make certain that
there can be no basis for litigation.
The consultants found an undue emphasis on a medical model. Most of the discussion at
the PPTs that were observed by the consultants focused on deficits and disabilities with
little attention paid to how student strengths could be used by teachers., The consultants
believe that the PPT should avoid discussion of or pressure for the use of medication
beyond factual reports of what may have been prescribed by a medical doctor. If parents
raise questions about medication, staff should refer them to the appropriate medical
authority.
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Case I: Students with disabilities in Greenwich, Connecticut
The consultants believe that PPTs are frequently over staffed, e.g., they observed a PPT
where there were four administrators, a regular classroom teacher, a special education
teacher, as well as a psychologist and a social worker. At minimal hourly rate of $75.00 per
professional, it is safe to say that the cost (including an equal amount of preparation time)
to the school district of that PPT was about $1,200.00. There are many different levels of
PPTs and all should be organized on the basis of including only the essential staff
members. Much information sharing among staff members can take place prior to the
PPT.
It is recommended that:
A. Consideration be given to the most efficient and effective ways to conduct each
PPT and that only those essential to the process should be in attendance…
In the spring of 1997, the Greenwich Public Schools had nineteen (19) cases in litigation.
The Town of Greenwich’s special education attorney indicated that there are procedural
and programmatic issues including lack of clarity of the original diagnosis and evaluations
which lead to legal problems.
The professional staff have a fear of becoming involved in litigation. They feel that
litigation is presently dominating the agendas and often getting in the way of both sound
professional decisions and conventional wisdom. Decisions are sometimes made not in
terms of what may be in both the child’s and the Greenwich Public School’s best interests,
but whether it will prevent litigation.
A random sample of four litigation files were reviewed. The files tended to be
disorganized, lacked important content, contained misfiled documents, and included
information that was not appropriate. For example: (1) there were no individual education
plan (IEP) or minutes of meetings in one file;. (2) another file included a status report
from the town attorney that contained a discussion of several other students by name; (3)
one file contained a PPT recommendation that “compensatory therapy due to personnel
changes” be offered. In two of the four cases, settlement agreements were reached.
There has been much discussion about whether legal services for special education should
emanate from the Greenwich town attorney’s office or be contracted through
independent counsel and the arguments on both sides of the issue were heard at length.
The consultants found the town attorney to be knowledgeable about special education
and the handling of special education cases appears to be appropriate. However, the
consultants are impressed with the high level of expertise displayed by several independent
Connecticut attorneys specializing in special education, each of whom has a long term
proven track record.
There is no question but what town counsel is less costly. But what has not been
reconciled is whether town counsel should be placed in an adversarial position with
citizens of the community over issues of public education. To put the question to rest will
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require that the issue be studied and a decision made as whether the public schools will be
better served by town or independent counsel.
The consultants believe that the legal needs of the school district transcend the issues of
litigation. The staff of the Greenwich Public Schools needs extensive staff development
assistance in: (1) understanding what can and cannot be done to ward off potential legal
entanglements; (2) who should be identifying children for special education, how PPT’s
should be conducted, and the most protective way to handle and maintain student files;
(3) involvement in due process hearings with parents; (4) productive utilization of
mediation to resolve controversial issues; and (5) oversight of post settlement follow-up.
Regardless of source of the school district’s legal counsel⎯town or independent
service⎯the staff needs on-going information and discussion on these and related
problems. These preventive services should be an important element of the an attorney’s
commitment.
It is recommended that:
Our consideration of special education in Greenwich concludes with an interview of the district’s
current Director of Pupil Personnel Services, who gives a current picture of what drives the
identification process in her district.
Document #36: Interview with Mary Forde, Director of Pupil Personnel Services,
Greenwich Public Schools, 11 February 2005.
JBS: In an Ed Week op-ed piece in 2000, Clint Bolick cited an identification rate for special
education in Greenwich of “nearly one in three.” Was that an accurate figure?
MF: The identification rate peaked in 1998-99 at 15.3%. Our high school rate is always
higher than the overall rate. For example, this year’s overall identification rate is 11.6%
and the high school is something like 17%. It is possible in 1998-99 that the high school
43
rate was as high as 20%, but never “one in three.”
JBS: Did the rate of identification become an issue for the Board of Education?
MF: It did. The Board commissioned an evaluation of the district’s special education
program. The “Gold Report,” as the evaluation study was called, contained a number of
43
The “Gold Report” (see Document #30 p. 118) found an identification rate of 29.3% in Greenwich High
School in 1997.
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Case I: Students with disabilities in Greenwich, Connecticut
recommendations for dealing with the issue of overidentification. The district made
several changes pursuant the consultants’ recommendations. We implemented a district-
wide literacy initiative several years ago to address our students’ problems in reading. As a
result, problems are identified very early and can often be handled by the mainstream
teachers. We also consolidated the identification function into the central office. Where
earlier special education teachers at each school team did the evaluations, and, as a result,
the identification rate varied significantly from school to school, now a single team does all
of our identifications. As a result, we have a uniform and lower identification rate at the
elementary level.
The report also addressed the question of excessive and costly litigation. In part as a
response to this issue, the Board replaced the then director of special education with a
practicing lawyer.
JBS: You mentioned earlier that the identification at the high school, while lower than it was eight
years ago, is still higher than that at the elementary and middle schools. Why is the high school rate
high?
MF: In the elementary schools, classroom teachers are able to meet many of the special
needs of their students, and the identification rate for special education remains pretty low.
This is also true, though less so, for our middle school students, where teaming means that
a group of teachers consults frequently about the students they have in common. Our
high school’s motto is “Independence with Responsibility.” The school has got the
“independence” part down, but they haven’t yet dealt very effectively with the
“responsibility” part. Beginning in their sophomore year, students have “opens”—free
periods. The school is designed around a large open court where food is available all day.
Students need to pass through this “student center” to get from class to class. Some never
make it.
In this setting, special education teachers become a “lifeline” for many high school
students, and much of their work is helping students with their classroom assignments.
JBS: Bolick implied that over-identification was the result of parents seeking extra time on
examinations for their children. How much of the identification at the high school is parent-initiated?
MF: Roughly speaking about two-thirds of the identification is teacher-initiated and one-
third is parent-initiated.
JBS: Isn’t there a stigma attached to the special education label and aren’t parents reluctant to
encumber their kids with that stigma?
As you know, the system provides for what are called “PIPE’s”—parent-initiated private
evaluations. Greenwich has something of a cottage industry of psychologists ready to sign
off on referrals to special education. And parents come in with a laundry list of
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Case I: Students with disabilities in Greenwich, Connecticut
interventions that they want for their children, and often the conversation ends with “Oh,
and by the way, here’s my lawyer’s card. He’ll be in touch with you.” It’s a very litigious
community. In the past, it apparently seemed easier to go along with parents’ demands
rather than spend the time and money it would take to resist them.
JBS: Your special education budget is currently about 23% of the overall district budget45. Is that an
issue for your Board?
MF: There is concern that the district has a growing number of severely disabled students
for whom the per-student cost of education is very high. The district appears to have
been identified as having a particularly effective program for autistic children, and we
currently have 64 or 65 autistic students enrolled in the district. There appear to be cases
where corporations that are relocating employees into the New York area whose children
have learning issues are recommending that they settle here in Greenwich.
More broadly, there is a problem with the fact that Greenwich as a community is lacking
in the range of social services that towns and cities with a comparable population would
be likely to offer. As a result of that, there is more pressure brought to bear on the public
schools to compensate for the community’s lack of social services.
JBS: What would you say is the more important problem that you and your staff face in your work
in the district today?
MF: The paperwork burden is far and away our most important problem. Particularly in
the litigious environment in which we work, everything has to be documented. There
comes a point where members of my staff say, “I can offer the services the child needs or I
can document what I am offering, but there isn’t time in the day to do both.”
• • •
44
The overall identification rates are 8.9% for minority students and 12.3% for white students. 18.9% of
African American students, however, are identified as having special needs. (Source: Special Education
Strategic School Profile, Greenwich School District, 2003-04).
45
As compared with 18.7% in the ERG districts and 19.7% in the state.
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Case I: Students with disabilities in Greenwich, Connecticut
1. What are the differences in provisions and coverage among the Individuals
with Disabilities Education Act, Section 504 of the Rehabilitation Act of 1973,
and the Americans with Disabilities Act?
2. How do you account for the wide discrepancies among states in the percentage
of students in the various SPED classifications?
6. To what extent, if any, are the rights of general education students and teachers
impinged upon by the requirement to fund special education and to place
special education students in the least restrictive educational environment?
Clarifying questions
1. In nationwide programs and the Greenwich case specifically, what is the correlation
between the institution of pre-K programs and reduced special ed classification? (1) I don’t
have statistics on that correlation. I could speculate that some children enrolled in a pre-K program
might be identified by their teachers as in need of special education services who might have been
missed if the identification were left up to parents. This could increase the special education
population. On the other hand, early intervention might obviate the need for special education
services for some children enrolled in a pre-K program. This could reduce the special education
population. Children age 3 and older who are identified as in need of services before enrolling in
Kindergarten are already receiving special education services that are required by law whether or not
the district has a pre-K program for all students.
2. In Greenwich, were additional elementary, middle, and high school tutoring programs
and supplemental services provided in addition to pre-K programs and early identification?
(1) Yes.
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Case I: Students with disabilities in Greenwich, Connecticut
3. Has there been any federal/state legislation or court cases defining the rights of gifted
students? (1) Federal legislation requires schools to identify gifted students. It does not require the
district to provide special programming for those students who are identified as gifted. I know of no
litigation challenging that legislation.
5. Does the overclassification of minority students for special education occur more
frequently in racially homogeneous or heterogeneous districts and schools? (1)
Overclassification of minority students for special education occurs most frequently in districts where
there is a large non-minority student population.
6. In similar cases of the overidentification of minority students for special ed, has the
Greenwich model been replicated in less affluent districts? (1) Greenwich actually
underidentified minority students (see Mary Ford’s interview, Casebook I Document #35 p. 162).
The district’s problem with overidentification involved non-minority students. The Greenwich
solution to its overidentification problem—additional support services for students before they were
identified—is costly, but probably, over the longer term, could save money in any district, affluent or
not.
7. Do you have any information on median expenses for educating special education
students, or on the variability in costs for educating special education students? It seems
that some highly disabled students programs might take a great portion of the special
ed expenditures such that the additional expenditure might not be that large for the
average special ed student. (3) I don’t have the median figure. The high-end costs for special
education are incurred when students must be placed in special programs operated outside of the public
schools (i.e., in state-funded centers or private facilities). A case in New York state was cited in the
press several years ago in which services for a single out-placed student amounted to $300,000 per
year. The study cited in footnote 1 above gives a national average expenditure figure for special
education services of $26,400 per student in programs operated outside of the public schools as
compared to a figure of $6,000 per student for programs operated within the schools
8. The NCLB data excludes from its analysis schools with special education populations of
less than 20. Do you have any sense of how special education students perform in these
schools? With such small special ed populations, these schools may be able to more
closely tailor programs to students in need—or might lack qualified resources to deal with
special ed students. Is it reasonable to assume that all students [schools?] have at least some
students enrolled in a special ed program? (3) Since data on student performance on
standardized tests are not required under NCLB to be reported for very small populations of special
education-identified students that information would only be available within individual districts.
Some argue, and I would agree with the argument, that a better measure of performance of special
education-identified students is the IEP.
9. It has been mentioned that integration reduces stigma. What are the measurements
used for this and are there statistics on stigma and disabled students? (4) The relevant
references in McDonnell, McLaughlin and Morison (Casebook #1 Document #2) are Nirge, B.
(1970) The normalization principle: Implications and comments. Journal of Mental Retardation
16: 62-70 and Wolfensberger. W. (1970) The principle of normalization and its implications for
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psychiatric services. American Journal of Psychiatry 127:291-297. There are some more recent
citations on www.scholar.google.com under “normalization principle” and “inclusion in special
education.” Anecdotal evidence from my own experience in observing public schools is that inclusion
has been highly successful in undermining stigmatization of the disabled on the part of non-disabled
students. It would be a good question to pose to Patricia Moore this evening.
10. Are there many private schools that are focused on students with disabilities? How do
students in those schools perform compared to their public school counterparts? (4) There
are private schools that are focused on students with disabilities. Many receive referrals from public
schools unable to provide the services required by the disabled student. Document #28 covers the case
of a New York City parent, Tom Freston, who wanted to place his son directly into the Stephen
Gaynor School, a highly-touted Manhattan private school for disabled students and have the city
cover the tuition. Other coverage of that case noted that New York City out-places 7,000 of its
roughly 100,000 special education students in private schools. Because these schools are private, we
do not have comparable student performance data.
11. Have studies shown whether there is a decline in test scores or performance from
non-special education students after integrating classes with students identified for special
education? (4) I am not aware of such studies. Non-special education students’ performance would
be affected by regular education classroom teachers’ ability to differentiate instruction and by the
presence or absence of a special education teacher or teacher aide in the classroom.
12. Considering the amount of parental involvement required to get students identified as
in need of special education and to continue to obtain support from their schools and
districts, have studies demonstrated any correlation between socioeconomic status and
numbers of students identified as in need of special education. With regards to
identification of students in Greenwich, what checks are in place to verify a student’s
disabled status? Were any of the recommendations of the 1997 Study actually
implemented and effectual? (4) As you know, students are identified for special education in two
ways—one in which the PPT is initiated by the parent(s) and one in which the PPT is initiated by
the school staff. In the former case, I would expect that socioeconomic status would be closely
correlated with identification, since it takes a very well informed parent to advocate for her child and a
very well-heeled parent to cover the legal costs involved with litigation if it comes to that. In the case
of school staff initiated PPT’s there is considerable evidence of overidentification of minority students,
many of whom would come from families with low socioeconomic status. In Greenwich, identified
students are evaluated against their IEP annually. Since it is in the district’s interest to move
students out of special education (because of its additional cost), it would be unlikely to keep non-
disabled students in special education. And note that the current rate of identification in Greenwich is
11.6%, only slightly above districts in its DRG and very close to the state average of 11.2%.
13. Two out of the four recent Special Education-related Supreme Court cases were
decided in favor of the district, and were met with dire predictions that parents would
have a much more difficult time challenging their children’s placements. Has any follow-
up reporting been done to determine whether there has been a drop in parent challenges
and whether such challenges have been less successful than before the Court’s rulings? (2)
Since the cases are all quite recent, it is probably too soon to look for trends in the number of successful
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Case I: Students with disabilities in Greenwich, Connecticut
parent challenges to student placements. And recently there has been a reaction against the Supreme
Court rulings:
“New Jersey lawmakers recently changed state law to require schools to bear the burden of
proving, if there is a dispute with parents, that the educational plans they create for students
with disabilities are appropriate. The state’s action, which follows a similar move by New York
state in August, is considered a success by parents and advocacy groups interested in chipping
away at the public-policy change made by a 2005 U.S. Supreme Court decision on the issue.
In Schaffer v. Weast, the high court held that the party that has a complaint about an
individualized education program—most often, the parents—bears the responsibility of proving
that the plan is insufficient. That’s unfair to parents, who don’t have the expert resources at
their disposal that a school district does, argues state Sen. Stephen M. Sweeney, a Democrat,
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and one of the co-sponsors of the New Jersey legislation. It was signed into law Jan. 13.”
14. There is an obvious tension between the individualized focus of special education
services and the uniform high expectations inherent to the NCLB accountability system.
Have any states worked on an assessment system that accounts for the special needs of a
heterogeneous group of disabled learners, yet is standardized to the extent that
performance data can justifiably be used to sanction schools if their learning-disabled test-
takers fail to make progress? (2) The “assessment system that accounts for the special needs of a
heterogeneous group of disabled learners” is the Individual Education Plan (IEP). But, of course, it
is not “standardized to the extent that performance data can…be used to sanction schools.” The
compromise system advocated by many states is the expansion of the number of special education-
identified students who are permitted accommodations in testing, including off-year testing based on
the provisions of the IEP (an eighth-grade student taking a sixth-grade test, for instance). The
DOE currently limits the number of students permitted accommodations to 10% of the SPED
student population.
15. What attempts have been made, if any, to “degrade” schools to the extent that Levine
argues for in the final article of the casebook? This is a long-term goal of many standards-
based reformers and critics of the outdated structure of public schooling, but it seems to
want for supporters willing to put the idea to work. (2) I would use the term “individualize”
rather then “degrade” to characterize Levine’s argument. I know of school districts that are beginning
a conversation about Levine’s ideas—usually captured under the topic of “teaching twenty-first
century skills”—but I don’t know of any (private or public) that has moved in the direction of
implementing an individualized education for its students. I and a colleague of mine on the New
Canaan Board of Education put forward the proposal in 1992 that all New Canaan students be
provided with IEP’s. At the time, it seemed to me like a reasonable proposal in a high-performing
and affluent district. But now that I’m older and wiser—particularly with respect to parent
expectations about their child’s IEP—I realize it is both very expensive and fraught with potential
problems. My other board colleagues and the district administration already knew that in the early
1990’s. See also Associated Press, “Wisconsin moves to avert court shutdown of virtual schools,”
Education Week, January 30, 2008.
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Christina A. Samuels, “Some states shift IEP burden of proof to school districts,” Education Week, January
30, 2008.
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