CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

3. Administrative 3.1 REQUIREMENTS Is t%e ins#e tion &od'( or t%e or)ani*ation it is a #art o+( $e)a$$' res#onsi&$e, Do !ment Revie" Assessment Com#$iant

3.REQUIREMENTS Is t%e ins#e tion &od' t%at is #art o+ an or)ani*ation invo$ved in +!n tions ot%er t%an ins#e tion identi+ia&$e "it%in t%at or)ani*ation, Do !ment Revie" Assessment Com#$iant

3.3 REQUIREMENTS Does t%e ins#e tion &od' maintain do !mentation des ri&in) its +!n tions( in $!din) its te %ni a$ s o#e o+ a tivit' +or "%i % it is om#etent, Do !ment Revie" Assessment Com#$iant

3.. REQUIREMENTS Does t%e ins#e tion &od' %ave a##ro#riate $ia&i$it' ins!ran e !n$ess t%e ins#e tion &od'/s $ia&i$it' is ass!med &' t%e State in a ordan e "it% nationa$ $a"s or &' t%e or)ani*ation o+ "%i % it +orms a #art, Do !ment Revie" Assessment Com#$iant

3.0 REQUIREMENTS Does t%e ins#e tion &od' %ave do !mentation des ri&in) t%e onditions +or "%i % it does &!siness !n$ess it is #art o+ an or)ani*ation and #rovides ins#e tion a tivities on$' to t%at or)ani*ation, Do !ment Revie" Assessment Com#$iant

3.1 REQUIREMENTS Does t%e ins#e tion &od'( or t%e or)ani*ation it is a #art o+( ens!re its a o!nts are a!dited inde#endent$', Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 1 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

.. Inde#enden e( Im#artia$it' 6 Inte)rit' ..1 7enera$ REQUIREMENTS Are t%e Ins#e tion &od' #ersonne$ +ree +rom an' +inan ia$( ommer ia$ and ot%er #ress!res "%i % mi)%t a++e t t%eir 8!d)ment, Do !ment Revie" Assessment Com#$iant

Does t%e ins#e tion &od' %ave #ro ed!res im#$emented to ens!re t%at #ersons or or)ani*ations e9terna$ to t%e ins#e tion &od' do not in+$!en e t%e res!$ts o+ ins#e tions,

..- Inde#enden e
REQUIREMENTS Is Inde#enden e maintained &' t%e ins#e tion &od' in re)ards to t%e onditions !nder "%i % t%e ins#e tion &od' #er+orms its servi es, Do !ment Revie" Assessment Com#$iant

De#endin) on t%e onditions o+ t%e ins#e tion &od'( does t%e ins#e tion &od' meet t%e riteria in one o+ t%e +o$$o"in) t%ree se tions: ..-.1( ..-.-( or ..-.3.

..-.1 T'#e A Ins#e tion :od'

REQUIREMENTS A ;t%ird #art'< ins#e tion &od' s%a$$ meet t%e +o$$o"in) riteria: Is t%e ins#e tion &od' inde#endent o+ t%e #arties invo$ved, T%e ins#e tion &od' and its sta++ res#onsi&$e +or arr'in) o!t t%e ins#e tion s%a$$ not &e t%e desi)ner( man!+a t!rer( s!##$ier( insta$$er( #!r %aser( o"ner( !ser or maintainer o+ t%e items "%i % t%e' ins#e t( nor t%e a!t%ori*ed re#resentative o+ an' o+ t%ese #arties. T%e ins#e tion &od' and its sta++ s%a$$ not en)a)e in an' a tivities t%at m' on+$i t "it% t%eir inde#enden e o+ 8!d)ment and inte)rit' in re$ation to t%eir ins#e tion a tivities. Ins#e tion &odies s%a$$ not &e ome dire t$' invo$ved in t%e desi)n( man!+a t!re( s!##$'( insta$$ation( !se or maintenan e o+ t%e items ins#e ted( or simi$ar om#etitive items. T%e ins#e tion &od' s%a$$ ma=e its servi es a essi&$e to a$$ interested #arties "it%o!t an' !nd!e +inan ia$ or ot%er onditions and t%e #ro ed!res !sed &' t%e ins#e tion &od' s%a$$ &e administered in a non>dis riminator' manner. Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e - o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

..-.- T'#e : Ins#e tion :od' REQUIREMENTS An ins#e tion &od' t%at %as &een reated to #rovide ins#e tion servi es to its #arent or)ani*ation and is a se#arate and identi+ia&$e #art o+ t%e #arent or)ani*ation invo$ved in t%e desi)n( man!+a t!re( s!##$'( insta$$ation( !se or maintenan e o+ t%e items it ins#e ts s%a$$ meet t%e +o$$o"in) riteria: T%e ins#e tion &od' s%a$$ esta&$is% se#aration o+ ins#e tion #ersonne$ res#onsi&i$ities +rom t%ose o+ #ersonne$ em#$o'ed in ot%er +!n tions &' or)ani*ationa$ identi+i ation and t%e re#ortin) met%ods o+ t%e ins#e tion &od' "it%in t%e #arent or)ani*ation T%e ins#e tion &od' and its sta++ s%a$$ not en)a)e in an' a tivities t%at m' on+$i t "it% t%eir inde#enden e o+ 8!d)ment and inte)rit' in re$ation to t%eir ins#e tion a tivities. Ins#e tion &odies s%a$$ not &e ome dire t$' invo$ved in t%e desi)n( man!+a t!re( s!##$'( insta$$ation( !se or maintenan e o+ t%e items ins#e ted( or simi$ar om#etitive items. T%e ins#e tion &od' s%a$$ on$' s!##$' its servi es to t%e #arent or)ani*ation. Do !ment Revie" Assessment Com#$iant

..-.3 T'#e C Ins#e tion :od' REQUIREMENTS An ins#e tion &od' t%at is invo$ved in t%e desi)n( man!+a t!re( s!##$'( insta$$ation( !se or maintenan e o+ t%e items it ins#e ts or o+ simi$ar om#etitive items and ma' s!##$' ins#e tion servi es to ot%er #arties not +rom t%e #arent or)ani*ation s%a$$ meet t%e +o$$o"in): Sa+e)!ards s%a$$ &e maintained &' t%e ins#e tion &od' "it%in its or)ani*ation to ens!re se)re)ation o+ res#onsi&i$ities and a o!nta&i$ities in t%e #rovision o+ ins#e tion servi es &' or)ani*ation and/or do !mented #ro ed!res. 0. Con+identia$it' REQUIREMENTS Does t%e ins#e tion &od' ens!re t%at t%e on+identia$it' o+ in+ormation and #ro#rietar' ri)%ts are #rote ted, 1. Or)ani*ation and Mana)ement 1.1 REQUIREMENTS Does t%e ins#e tion &od' %ave an or)ani*ation t%at is a#a&$e o+ #er+ormin) its te %ni a$ +!n tions, Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 3 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

1.REQUIREMENTS Are t%e res#onsi&i$ities and re#ortin) str! t!re o+ t%e or)ani*ation de+ined and do !mented, I+ t%e ins#e tion &od' s!##$ies erti+i ate and/or testin) servi es( t%e ins#e tion &od' m!st $ear$' de+ine t%e re$ations%i# &et"een its +!n tions. 1.3 REQUIREMENTS Does t%e ins#e tion &od' em#$o' a #ermanent te %ni a$ mana)er( or e?!iva$ent( "it% overa$$ res#onsi&i$it' to ens!re t%e ins#e tion a tivities are arried o!t a ordin) to ISO/IEC 1@3-3 and does t%is #erson maintain ?!a$i+i ations and e9#erien e to o#erate an ins#e tion &od', NOTE: I+ t%e ins#e tion &od' %as m!$ti#$e divisions "it% di++eren e s o#es o+ a tivit'( t%ere ma' &e a te %ni a$ mana)er +or ea % division. 1.. REQUIREMENTS Does t%e ins#e tion &od' #rovide s!#ervision t%at is e++e tive &' individ!a$s +ami$iar "it% t%e ins#e tion met%ods and #ro ed!res( o&8e tives o+ t%e ins#e tion( and t%e assessment o+ t%e e9amination res!$ts, 1.0 REQUIREMENTS Does t%e ins#e tion &od' %ave named individ!a$s t%at serve as ;de#!ties< in t%e a&sen e o+ an' mana)er t%at is res#onsi&$e +or ins#e tion servi es, 1.1 REQUIREMENTS Does t%e ins#e tion &od' des ri&e ea % #osition ate)or' t%at a++e ts t%e ?!a$it' o+ t%e ins#e tion servi es, Do t%e 8o& des ri#tions %ave re?!irements +or ed! ation( trainin)( te %ni a$ =no"$ed)e and e9#erien e, @. Q!a$it' S'stem @.1 REQUIREMENTS Does t%e ins#e tion &od' de+ine and do !ment its #o$i ' and o&8e tives +or its ommitment to ?!a$it' and is t%is #o$i ' !nderstood( im#$emented and maintained t%ro!)%o!t t%e entire or)ani*ation, Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e . o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

@.REQUIREMENTS Does t%e ins#e tion &od' maintain a ?!a$it' s'stem t%at is a##ro#riate to t%e t'#e( ran)e( and vo$!me o+ "or= t%at is #er+ormed, Do !ment Revie" Assessment Com#$iant

@.3 REQUIREMENTS Does t%e ins#e tion &od' %ave a ?!a$it' man!a$ and is t%eir entire ?!a$it' s'stem do !mented, Does t%e ?!a$it' man!a$ ontain t%e +o$$o"in) in+ormation: @.. REQUIREMENTS Das mana)ement o+ t%e ins#e tion &od' desi)nated an individ!a$ "it% a!t%orit' and res#onsi&i$it' +or ?!a$it' ass!ran e "it%in t%e or)ani*ation and does t%is individ!a$ %ave dire t a ess to to# mana)ement, @.0 REQUIREMENTS Does t%e individ!a$ de+ined in @.. a&ove ens!re t%e ?!a$it' s'stem is maintained re$evant and !rrent, Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant 7enera$ in+ormation Aname( addresses( $e)a$ stat!s( #%one n!m&ers( et .B Mana)ement statement on its #o$i ' and o&8e tives +or its ommitment to ?!a$it' Mana)ement statement assi)nin) t%e individ!a$ res#onsi&$e +or ?!a$it' ass!ran e "it%in t%e or)ani*ation Asee a$so @..B Des ri#tion o+ t%e areas o+ a tivit' and om#eten e In+ormation an an' re$ations%i# to t%e #arent or)ani*ation or an' asso iated or)ani*ations Ai+ a##$i a&$eB Or)ani*ationa$ C%artAsB Co& Des ri#tions 5o$i ' statement on ?!a$i+i ation and trainin) o+ #ersonne$ Do !ment ontro$ #ro ed!res Interna$ a!dit #ro ed!res 5ro ed!res +or +eed&a = and orre tive a tions 5ro ed!res +or mana)ement revie" o+ t%e ?!a$it' s'stem Ot%er #ro ed!res and instr! tions or re+eren es to ot%er #ro ed!res or instr! tions t%at are re?!ired in ISO/IEC 1@3-3 Q!a$it' man!a$ distri&!tion $ist Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 0 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

@.1 REQUIREMENTS Does t%e ins#e tion maintain a s'stem +or ontro$ o+ a$$ do !mentation re$atin) to its a tivities and ens!re t%e +o$$o"in): @.@ REQUIREMENTS Does t%e ins#e tion &od' arr' o!t a s'stem o+ #$anned and do !mented interna$ ?!a$it' a!dits to veri+' om#$ian e "it% t%is standard as "e$$ as t%e e++e tiveness o+ t%e ?!a$it' s'stem, Are t%e #ersonne$ #er+ormin) t%e a!dits s!ita&$' ?!a$i+ied and inde#endent +rom t%e +!n tions &ein) a!dited, Do !ment Revie" Assessment Com#$iant C!rrent iss!es o+ a##ro#riate do !mentation are avai$a&$e at a$$ re$evant $o ations to a$$ re$evant sta++ A$$ %an)es o+ do !ments or amendments to do !ments are overed &' t%e orre t a!t%ori*ation and #ro essed in a manner "%i % "i$$ ens!re time$' avai$a&i$it' at t%e a##ro#riate $o ation S!#erseded do !ments are removed +rom !se t%ro!)%o!t t%e or)ani*ation( &!t one o#' is +i$ed +or a determined #eriod Ot%er #arties( as ne essar'( are noti+ied o+ %an)es Do !ment Revie" Assessment Com#$iant

@.E REQUIREMENTS Does t%e ins#e tion &od' %ave do !mented #ro ed!res +or %and$in) +eed&a = and orre tive a tion "%enever dis re#an ies are dete ted in t%e ?!a$it' s'stem and/or in t%e #er+orman e o+ ins#e tions, @.4 REQUIREMENTS Does mana)ement revie" t%e ?!a$it' s'stem at a##ro#riate interva$s to ens!re ontin!in) s!ita&i$it' and e++e tiveness and are t%e res!$ts o+ t%ese revie"s re orded, E. 5ersonne$ E.1 REQUIREMENTS Does t%e ins#e tion &od' maintain a s!++i ient n!m&er o+ #ersonne$ "it% t%e ran)e o+ e9#ertise to arr' o!t its norma$ +!n tions, Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 1 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

E.REQUIREMENTS Does t%e sta++ res#onsi&$e +or ins#e tions %ave a##ro#riate ?!a$i+i ations( trainin)( e9#erien e and a satis+a tor' =no"$ed)e o+ t%e re?!irements o+ t%e ins#e tions to &e arried o!t, Does t%e sta++ %ave t%e a&i$it' to ma=e #ro+essiona$ 8!d)ments as to on+ormit' "it% )enera$ re?!irements !sin) e9amination res!$ts and to re#ort t%ere on, Does sta++ %ave t%e re$evant =no"$ed)e o+ t%e +o$$o"in): T%e te %no$o)' !sed +or t%e man!+a t!rin) o+ t%e #rod! ts ins#e ted T%e "a' in "%i % #rod! ts or #ro esses s!&mitted to t%eir ins#e tions are !sed or are intended to &e !sed( and O+ t%e de+e ts "%i % ma' o !r d!rin) !se or in servi e Does t%e sta++ !nderstand t%e si)ni+i an e o+ deviations +o!nd "it% re)ard to t%e norma$ !se o+ t%e #rod! ts or #ro esses on erned, Do !ment Revie" Assessment Com#$iant

E.3 REQUIREMENTS Does t%e ins#e tion &od' %ave esta&$is%ed a do !mented trainin) s'stem to ens!re t%at t%e trainin) o+ its #ersonne$( in t%e te %ni a$ and administrative as#e ts o+ t%e "or= in "%i % t%e' "i$$ &e invo$ved( is =e#t !# to a ordin) to t%e ins#e tion &od'/s #o$i ', Does t%e trainin) re?!ired de#end !#on t%e a&i$it'( ?!a$i+i ations and e9#erien e o+ t%e #ersons invo$ved, Does t%e ins#e tion &od' %ave esta&$is%ed t%e ne essar' sta)es o+ trainin) +or ea % o+ its #ersonne$( "%i % ma' in $!de: An ind! tion #eriod A s!#ervised "or=in) #eriod "it% e9#erien ed ins#e tors Contin!ation trainin)( t%ro!)%o!t em#$o'ment( to =ee# #a e "it% deve$o#in) te %no$o)' Do !ment Revie" Assessment Com#$iant

E.. REQUIREMENTS Does t%e ins#e tion &od' maintain re ords o+ a ademi or ot%er ?!a$i+i ations( trainin) and e9#erien e o+ ea % mem&er o+ its #ersonne$, Do !ment Revie" Assessment Com#$iant

E.0 REQUIREMENTS Is )!idan e #rovided &' t%e ins#e tion &od' re)ardin) t%e ond! t o+ its sta++, Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e @ o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

E.1 REQUIREMENTS Is rem!neration o+ #ersons en)a)ed in ins#e tion a tivities dire t$' de#endant on t%e n!m&er o+ ins#e tions arried o!t and on t%e res!$ts o+ s! % ins#e tions, Do !ment Revie" Assessment Com#$iant

4. 2a i$ities and E?!i#ment 4.1 REQUIREMENTS Are t%ere s!ita&$e and ade?!ate +a i$ities and e?!i#ment avai$a&$e to #ermit a$$ a tivities asso iated "it% t%e ins#e tion servi es t%at are arried o!t, Do !ment Revie" Assessment Com#$iant

4.REQUIREMENTS Do $ear r!$es e9ist +or a ess to and t%e !se o+ s#e i+ied +a i$ities and e?!i#ment, Do !ment Revie" Assessment Com#$iant

4.3 REQUIREMENTS Does t%e ins#e tion &od' ens!re ontin!ed s!ita&i$it' o+ t%e +a i$ities and t%e e?!i#ment mentioned in 4.1 +or t%eir intended !se, Do !ment Revie" Assessment Com#$iant

4.. REQUIREMENTS Is a$$ s! % e?!i#ment #ro#er$' identi+ied, Do !ment Revie" Assessment Com#$iant

4.0 REQUIREMENTS Is a$$ s! % e?!i#ment #ro#er$' maintained in a ordan e "it% t%e ins#e tion &od'/s do !mented #ro ed!res and instr! tions, Do !ment Revie" Assessment Com#$iant

4.1 REQUIREMENTS Is e?!i#ment( "%ere a##ro#riate( a$i&rated &e+ore &ein) #!t into servi e and t%erea+ter a ordin) to an esta&$is%ed #ro)ram, Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e E o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

4.@ REQUIREMENTS Is t%e a$i&ration #ro)ram +or e?!i#ment desi)ned and o#erated to ens!re t%at "%erever a##$i a&$e meas!rements made &' t%e ins#e tion &od' are tra ea&$e to nationa$ and internationa$ standards o+ meas!rement( "%ere avai$a&$e, I+ tra ea&i$it' to nationa$ or internationa$ standards o+ meas!rement is not a##$i a&$e( does t%e ins#e tion &od' #rovide satis+a tor' eviden e o+ orre$ation or a !ra ' o+ ins#e tion res!$ts, 4.E REQUIREMENTS Are re+eren e standards o+ meas!rement !sed &' t%e ins#e tion &od' !sed +or a$i&ration on$' and +or no ot%er #!r#ose, Are re+eren e standards o+ meas!rement a$i&rated &' a om#etent &od' t%at an #rovide tra ea&i$it' to a nationa$ or internationa$ standard o+ meas!rement, Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

4.4 REQUIREMENTS Is e?!i#ment s!&8e ted to in>servi e %e =s &et"een re)!$ar re a$i&rations( "%ere re$evant, Do !ment Revie" Assessment Com#$iant

4.13 REQUIREMENTS Are re+eren e materia$s( "%ere #ossi&$e( tra ea&$e to nationa$ or internationa$ standard re+eren e materia$s, Do !ment Revie" Assessment Com#$iant

4.11 REQUIREMENTS Does t%e ins#e tion &od' %ave #ro ed!res( "%ere re$evant to t%e ?!a$it' i+ ins#e tion servi es( +or: 4.1REQUIREMENTS Is t%e ondition o+ stored items assessed at a##ro#riate interva$s to dete t deterioration( "%ere a##$i a&$e, Do !ment Revie" Assessment Com#$iant Se$e tion o+ ?!a$i+ied s!##$iers Iss!in) a##ro#riate #!r %asin) do !ments Ins#e tion o+ re eived materia$s Ens!rin) a##ro#riate stora)e +a i$ities Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 4 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

4.13 REQUIREMENTS Does t%e ins#e tion &od' !se om#!ters or a!tomated e?!i#ment in onne tion "it% ins#e tions, I+ 'es( t%en t%e ins#e tion &od' s%a$$ ens!re t%at: Com#!ter so+t"are is tested in order to on+irm t%at it is ade?!ate +or !se 5ro ed!res are esta&$is%ed and im#$emented +or #rote tin) t%e inte)rit' o+ data Com#!ter and a!tomated e?!i#ment is maintained in order to ens!re #ro#er +!n tionin)( and 5ro ed!res are esta&$is%ed and im#$emented +or maintenan e or se !rit' o+ data Do !ment Revie" Assessment Com#$iant

4.1. REQUIREMENTS Are t%ere do !mented #ro ed!res +or dea$in) "it% de+e tive e?!i#ment, Do !ment Revie" Assessment Com#$iant

Is de+e tive e?!i#ment removed +rom servi e &' se)re)ation( #rominent $a&e$in) or mar=in), Does t%e ins#e tion &od' e9amine t%e e++e t o+ de+e ts on #revio!s ins#e tions,

4.10 REQUIREMENTS Is re$evant in+ormation on t%e e?!i#ment re orded( "%i % norma$$' in $!des identi+i ation( a$i&ration and maintenan e, Do !ment Revie" Assessment Com#$iant

13. Ins#e tion Met%ods and 5ro ed!res 13.1 REQUIREMENTS Does t%e ins#e tion &od' !se t%e met%ods and #ro ed!res !sed +or ins#e tion( "%i % are de+ined in t%e re?!irements( a)ainst "%i % on+ormit' is to &e determined, Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 13 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

13.REQUIREMENTS Are ade?!ate do !mented instr! tions avai$a&$e and !sed &' t%e ins#e tion &od' re)ardin) ins#e tion #$annin) and on standard sam#$in) and ins#e tion te %ni?!es( "%ere t%e a&sen e o+ s! % instr! tions o!$d 8eo#ardi*e t%e e++i ien ' o+ t%e ins#e tion #ro ess, I+ a##$i a&$e( is s!++i ient =no"$ed)e o+ statisti a$ te %ni?!es to ens!re statisti a$$' so!nd sam#$in) #ro ed!res and t%e orre t #ro essin) and inter#retation o+ res!$ts avai$a&$e, 13.3 REQUIREMENTS I+ ins#e tion met%ods or #ro ed!res "%i % are non>standard are !sed &' t%e ins#e tion &od'( are s! % met%ods and #ro ed!res a##ro#riate and +!$$' do !mented, 13.. REQUIREMENTS Are a$$ o+ t%e +o$$o"in) maintained !# to date and readi$' avai$a&$e to t%e sta++ o+ t%e ins#e tion &od'( re$evant to t%e "or= o+ t%e ins#e tion &od': 13.0 REQUIREMENTS Is t%ere a ontra t or "or= order ontro$ s'stem t%at ens!res t%e +o$$o"in): For= to &e !nderta=en is "it%in its e9#ertise and t%at t%e or)ani*ation %as ade?!ate reso!r es to meet t%e re?!irements T%e re?!irements o+ t%ose see=in) t%e servi es o+ t%e ins#e tion &od' are ade?!ate$' de+ined and t%at t%e s#e ia$ onditions are !nderstood so t%at !nam&i)!o!s instr! tions an &e iss!ed to sta++ #er+ormin) t%e d!ties to &e re?!ired For= &ein) !nderta=en is ontro$$ed &' re)!$ar revie" and orre tive a tion Com#$eted "or= is revie"ed to on+irm t%at re?!irements %ave &een met Do !ment Revie" Assessment Com#$iant A$$ instr! tions Standards or "ritten #ro ed!res For=s%eets C%e =$ists Re+eren e data Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

13.1

REQUIREMENTS Are o&servations and/or date o&tained d!rin) t%e o!rse o+ an ins#e tion re orded in a time$' manner to #revent t%e $oss o+ re$evant in+ormation,

Do !ment Revie"

Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 11 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

13.@ REQUIREMENTS Are a$$ a$ !$ations and data trans+ers s!&8e t to a##ro#riate %e =s, Do !ment Revie" Assessment Com#$iant

13.E REQUIREMENTS Does t%e ins#e tion &od' %ave do !mented instr! tions to arr' o!t ins#e tions sa+e$', Do !ment Revie" Assessment Com#$iant

11. Dand$in) Ins#e tion Sam#$es and Items 11.1 REQUIREMENTS Are sam#$es and items to &e ins#e ted !ni?!e$' identi+ied to avoid on+!sion re)ardin) t%e identit' o+ s! % items at an' time, Do !ment Revie" Assessment Com#$iant

11.REQUIREMENTS Are an' a##arent a&norma$ities noti+ied to( or noti ed &'( t%e ins#e tor re orded &e+ore ommen ement o+ t%e ins#e tion, Is t%e $ient ons!$ted &e+ore #ro eedin) "it% t%e ins#e tion i+ t%ere is an' do!&t as to t%e item/s s!ita&i$it' +or ins#e tion to &e arried o!t( or "%ere t%e item does not on+orm to t%e des ri#tion #rovided, 11.3 REQUIREMENTS Does t%e ins#e tion &od' esta&$is% "%et%er t%e item %as re eived a$$ ne essar' #re#aration or "%et%er t%e $ient re?!ires #re#aration to &e !nderta=en or arran)ed &' t%e ins#e tion &od', 11.. REQUIREMENTS Are t%ere do !mented #ro ed!res and a##ro#riate +a i$ities +or ins#e tion items( "%i$e !nder t%e res#onsi&i$it' o+ t%e ins#e tion &od'( to avoid deterioration or dama)e to t%e ins#e tion item, Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 1- o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

1-. Re ords 1-.1 REQUIREMENTS Is a re ord s'stem maintained t%at s!its t%e ins#e tion &od'/s #arti !$ar ir !mstan es and om#$ies "it% a##$i a&$e re)!$ations, Do !ment Revie" Assessment Com#$iant

1-.REQUIREMENTS Do t%e re ords in $!de s!++i ient in+ormation to #ermit satis+a tor' eva$!ation o+ t%e ins#e tion, v ASSESSMENT/ COM5LIANT,

1-.3 REQUIREMENTS Are re ords sa+e$' stored +or a s#e i+ied #eriod( %e$d se !re and in on+iden e to t%e $ient( !n$ess ot%er"ise re?!ired &' $a", Do !ment Revie" Assessment Com#$iant

13. Ins#e tion Re#orts and Ins#e tion Certi+i ates 13.1 REQUIREMENTS Is t%e "or= ond! ted &' t%e ins#e tion &od' overed &' a retrieva&$e ins#e tion re#ort and/or ins#e tion erti+i ate, Do !ment Revie" Assessment Com#$iant

13.REQUIREMENTS Does t%e ins#e tion re#ort and/or ins#e tion erti+i ate in $!de a$$ t%e res!$ts o+ t%e e9aminations and t%e determination o+ on+ormit' made +rom t%ese res!$ts as "e$$ as a$$ in+ormation needed to !nderstand and inter#ret t%em, Is a$$ t%is in+ormation re#orted orre t$'( a !rate$'( and $ear$', Do !ment Revie" Assessment Com#$iant

I+ t%e ins#e tion re#ort or ins#e tion erti+i ate ontains res!$ts s!##$ied &' s!& ontra tors( are t%ese res!$ts $ear$' identi+ied,

13.3 REQUIREMENTS Are ins#e tion re#orts and ins#e tion erti+i ates si)ned and a##roved &' a!t%ori*ed sta++ mem&ers on$', Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 13 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

13.. REQUIREMENTS In a ordan e "it% t%e re$evant re?!irements o+ t%is se tion( are orre tions or additions to ins#e tion re#orts or ins#e tion erti+i ates a+ter iss!ed re orded and 8!sti+ied, 1.. S!& ontra tin) 1..1 REQUIREMENTS Does t%e ins#e tion &od' norma$$' #er+orm t%e ins#e tions "%i % it ontra ts to !nderta=e, Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

1..REQUIREMENTS I+ t%e ins#e tion &od' s!& ontra ts an' #art o+ t%e ins#e tion( does it ens!re and is it a&$e to demonstrate t%at its s!& ontra tor is om#etent to #er+orm t%e servi e in ?!estion and "%ere a##$i a&$e( om#$ies "it% t%e riteria sti#!$ated in t%e re$evant standard o+ t%e EN .0333 series or ISO/IEC series, Does t%e ins#e tion &od' advise t%e $ient o+ its intention to s!& ontra t an' #art o+ t%e ins#e tion and is t%e s!& ontra tor a e#ta&$e to t%e $ient, Do !ment Revie" Assessment Com#$iant

1..3 REQUIREMENTS Does t%e ins#e tion &od' re ord and retain detai$s o+ its investi)ation o+ t%e om#eten e and om#$ian e o+ its s!& ontra tors, Does t%e ins#e tion &od' maintain a re)ister o+ a$$ s!& ontra tin), Do !ment Revie" Assessment Com#$iant

1... REQUIREMENTS I+ t%e ins#e tion &od' s!& ontra ts ertain s#e ia$i*ed a tivities( does it %ave a ess to a ?!a$i+ied and e9#erien ed #erson "%o is a&$e to +orm an inde#endent assessment o+ t%e res!$ts o+ t%ese s!& ontra ted a tivities, Does t%e ins#e tion &od' ta=e t%e res#onsi&i$it' o+ determinin) t%e s!& ontra tor/s on+ormit' "it% t%e re?!irements, Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 1. o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

10. Com#$aints and A##ea$s 10.1 REQUIREMENTS Are t%ere do !mented #ro ed!res +or dea$in) "it% om#$aints re eived +rom $ients or ot%er #arties a&o!t t%e ins#e tion &od'/s a tivities, Do !ment Revie" Assessment Com#$iant

10.REQUIREMENTS Are t%ere do !mented #ro ed!res +or t%e onsideration and reso$!tion o+ a##ea$s a)ainst t%e res!$ts o+ its ins#e tions( "%ere t%ese are arried o!t !nder $e)a$$' de$e)ated a!t%orit', 10.3 REQUIREMENTS Are re ords maintained o+ a$$ om#$aints and a##ea$s in $!din) a tions ta=en &' t%e ins#e tion &od', Do !ment Revie" Assessment Com#$iant Do !ment Revie" Assessment Com#$iant

11. Coo#eration REQUIREMENTS Does t%e ins#e tion &od' #arti i#ate in an e9 %an)e o+ e9#erien e "it% ot%er ins#e tion &odies and in t%e standardi*ation #ro esses( as a##ro#riate, Do !ment Revie" Assessment Com#$iant

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 10 o+ 11

CUSTOMER NAME/LOCATION: ASSESSOR NAME: DATE:

SU55LEMENTAL NOTE 2ORM

ACLASS 2orm

29

ISO/IEC 17020 Accreditation Assessment Cheklist

Mar % 31( -334 5a)e 11 o+ 11