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Reflections Theories of
on
the
History
of
Behavioral
Language
Bowling
Green
i do not believe that we can avoid mistakes merely by studyingpast mistakes. an That is article of faithwhich has been repeated in the prefaces of too many history books, and which seems to betray a facile ignorance of the difficulty
in relating complex events in the past to similarly complex events in the we not or do know about the either the present. Generally, past present to enough to be able make adequate inferences.1 Even so, the study of the past does have its uses. Just as knowledge of the reinforcement can, under history of an organism ideal circumstances, allow times extrapolate historical issues us to predict future behavior, so also we trends in a way that aids in the evaluation Study can some of current and a involved
hot"
light,the gap between the behavioral traditionand the cognitive tradition in the it is usually thought to be (by, e.g., Segal & Lachman, 1972 or by MacCor quodale, 1970). i thinkthepoint emerges out of consideration of some of theearly
behaviorist work on language. psychology of language, i will refer to as the "two cultures," is smaller than
*Based on a paper presented at the 84th Annual Convention of the American Psychological Association, D.C., September 1976, as part of a Division 25 symposium entitled Washington, '' Verbal Behavior and Psycholinguistics: Closing theGap.'' The author is indebted toEvalyn Segal
and to Thorn Verhave for their valuable access comments on an earlier draft B.F. Skinner
should be sent toRyan D. Tweney, Department of Psychology, Bowling Green State University, Bowling Green, Ohio 43403 *Of course, many scholars have disagreed with thispoint, and have claimed forhistory a special usefulness as a guide to the future.Esper (1964) shares thisview, an irony that will be apparent later
in this paper.
for allowing
to unpublished
mimeographed
material.
91
Ryan and
D.
Tweney of
Behaviorists
the
Problem
Language
course,
of and behaviorally oriented theorists have, Behaviorists, psychological a that noticed behavior long language presented special testing ground account its of behavior. Because of its overt complexity, for any explanatory of distinct but inter-dependent events, and its seemingly close rapid sequence relation to "the mental it is controlled Thus, in his account is learned of how language life," a convincing to be situational and variables by organismic appeared were 1914 book John Watson that habits argued language learned indicate language habits as were the answers be related
be under
different from such other complex, intrinsically involved who could Hans" in, say, the horse "Clever
to
he somewhat flippantly passed over the inadequacies of the only relevant study available to him in 1914:Wyczoikowska's (1913) poorly executed attempt to
record tongue movements while sentence" for five subjects, 1914, p. (Watson, including were reported (though only partially), and included introspective accounts W.," was no as well as kymograph since there The established nothing, tracings. study over any of the relevant other than that provided control variables by the were validated and the tongue movement instructions, only intro recordings was of in usefulness this method Watson's faith the Apparently spectively.2 subjects 325). Results were "told to think of a word or a "Dr.
contain
shaken, since there is no mention of the study in the 1919book, Psychology from the standpoint of a behaviorist, nor in its 1924 second edition? both ofwhich
accounts careful and more extensive of language habits than the 1914 book. Watson, from the academic world perhaps as a result of his departure an experimental to in 1921, never developed language. approach accounts have attempted of language cer Simply to show that behaviorists more
whose work estab behaviorists (Note 1; 1957), and many contemporary there has never been a gap the same point. As far as interest is concerned, than takes more traditions. between the cognitive and the behavioral Science Skinner lishes research very on conducted actually by behaviorists recent. There is a sense of newness about
what can be achieved. Yet many of the issues and problems which confidence in
to note 2It is interesting that published ical Review that Wyczoikowska's Watson's classic paper paper appeared "Psychology in the same from volume the of Psycholog of a be
haviorist," and Angell's (1913) attack on thatposition. Included also was a paper by Rudolf Pintner (1913) reporting an experiment that inhibited vocal articulation during silent reading (by using an Watson edited the result that is inconsistentwith Watson's theory. It is fascinating to realize that journal thatyear, and thatAngell, Pintner,Watson, andWyczoikowska were all at theUniversity of Chicago! 92
interfering digit-recitation task). Pintner found no change in reading speed or comprehension ? a
standpoint
Behavioral
Theories
of Language
are being encountered to language were dealt with by behavioral approaches a His work, Erwin its decades rather neglected behaviorist: ago by Esper. the principal will constitute antecedents and its consequents, focus of this paper and the historical "lesson" that I have to offer.
ESPER
OF LANGUAGE
CHANGE
Erwin Allen Esper (1895-1972) was a student of the behaviorist Albert Paul Weiss (1879-1931) at Ohio State. Weiss had strong ties to the problem of lan guage. His system of behavioral psychology (Weiss, 1929) was influential in persuading Leonard Bloomfield, the American linguist, to alter his originally Wundtian approach to language (Bloomfield, 1914) in favor of one based on behavioral principles (Bloomfield, 1933; Esper, 1968;Hymes & Fought, 1975). Esper had studied classical philology prior to entering psychology and, encour was natural for him to pursue a psychological aged inhis interestsbyWeiss, it which in had its the problem origins studyof historical change in language (Esper, 1973; Hockett, 1973; Olmsted, 1970;Wesley, 1973). That languages change gradually over long (or sometimes even short) periods of historical time is a factwhose full significance had become apparent in the nineteenth century (Pedersen, 1931;Robins, 1967). Even more interesting for the
of scientific accounts of language was the demonstration that lan emergence and empirically discoverable. The insights guage change was lawful, systematic, of Rask, and others culminated in the development of comparative Grimm, a in and methods reconstruction of linguistic language, "Proto-Indo-European," the effects of the laws of sound change backwards extrapolating serious problem faced this endeavor, when it became clear however, laws of sound Law" change were completely of phonetic correspondence: regular. the discovery For example, that aspirates consider
become voiced plosives like /b/,thatvoiced plosives tend to become unvoiced and thatunvoiced plosives tend tobecome fricatives, like HI (Pei plosives like /p/,
& and a search for the psychological law" to sound change, But that exceptions existed was of the the discovery under-pinnings regularities. an embarrassing was If the of result naturally occurring anomoly. language 2 then why weren't all the rules exceptionless processes, 1973, Chapters (Esper, concept of "natural
"day." The discovery of such laws in the firstplace led to an extension of the
Gay nor,
1969).
This
is why,
for example,
German
"tag"
became
English
& 3; Hoeningswald, 1974;Wheeler, 1887;Whitney, 1867, pp. 95-99)? Careful inspection of some of the exceptions indicated thatmany of them
? two of analogical accounted for by invoking a principle change words which are similar inmeaning may tend to converge in form as well. This were highly the terms for "father" and "mother" why, for example, explained similar to each other in all Indo-European the close meaning relation languages: could be ship led to sound change in the direction of greater 93 similarity. Change by analogy
Ryan
D.
Tweney
can
be
invoked
away" 48-55).
most
of the exceptions
to regular
sound
change
Since many analogical processes might or might not be involved. pairs are also an that is related associationally it evident is again (father-mother example), word associations should be examined, change process together with analogical es. In fact, an entire school of philologists, the Neogrammarians, evolved around the notion of a close relation between analogy and association. Systems to approach these issues. He that were
fix" that makes On the everything orderly and comfortable. a true psychological other hand, if analogy represents it should be then process, to specify the conditions under which itwill occur. Further, before we possible we invoke it as a causal better know had principle, something about what other
the "mentalistic
(Waterman,
Language
to "red-shape 3," for example, might correspond to "yellow to and ROJ-DEG 2," "red-shape corresponded a combinations found that such 3." After series, Esper newly presented shape ? that the syllabic division could be learned very quicklyfc'by analogy'' provided and conformed words was consistent with English of the nonsense syllabication NAS-DEG to the semantic of the shapes (color and form, in this example). dimensions for "yellow-shape 2," was an easily learned correspondence, the form of the nonsense series had been learned. If, however,
1925). The procedure differedfromnonsense itemprocedures of theEbbinghaus (1885) type in that the nonsense itemswere structured both semantically and
ways which did not conform toEnglish corresponded to the semantic referents in
other
Since syllabication did series that also contained NU-MBOW and NU-LGEN. was slower to begin with than for the not correspond to thatof English, learning
series. assimilated analogical
structure, then initial learning was slower, and novel instances tended to to properties of some single instance of the stimulus set. assimilated 1" in a was paired with "green-shape for example, that NU-GDET
in actual historical examples changes results thus proved that analogic change
Many of the observed changes were strikinglylike new formswere altered "by
languages. involving natural in at least do occur processes
a strong tendency for the nonsense words to become NUL-DET, forms, for NU-GDET
to be
by
Behavioral
Theories
of Language
forms of similar meaning. with existing Subsequent experimental analogy" under which analogical the conditions studies investigated and, change occurred of associations between that the existence items was not a showed in particular, necessary condition
dependent factors which led to the production of both analogical change and
associations: True analogical context elicits similar formations . . .may occur when or morphs which, in learned though previously not previously been uttered or heard by the . . .The relation of context. forma in this particular speaker analogical a comes about tions to word-associations through the fact that when tends to elicit several different forms, each form also acquires a a morph have contexts, a syntactic or semantic
for analogical
change
to occur.
Rather,
there were
context
context
tendency to elicit the others. (Esper, 1973, pp. 201-202) The conclusions were all supported by experimental data, providing the final
of the Neogrammarian In effect, Esper had shown that assumption. to regular sound laws could and the bothersome changes analogical exceptions those for using be accounted Furthermore, lawful, psychological principles. confirmation
between certain kinds of con relationships principles were based on functional texts and changes to meaning in the nature of the linguistic responses. No appeal was necessary to explain the phenomena. To be sure, there remain problems of
generalization: Do the laws found to hold in vitroalso hold in vivo? This question
not yet been addressed. concerns The major point to be made here about Esper's its close research an experimental relation to linguistic science. In devising Esper was approach,
has
following a suggestion advanced by two philologists, Albert Thumb and Karl Marbe (1901). The successful experimental implementationof this suggestion of
work on experimental preliminary a in formulating researchable he 1918; 1973). Yet part (Esper, Esper's question, relied on the extensive analyses which linguists had already made of the opera or not analogical In fact, the question tion of analogical of whether processes. required amount of careful processes linguistic are factors analysis had in language could not even be raised until after change shown the insufficiency of sound-change laws. Between a lesson has Linguistics of the work tack, and Psychology course a good
Relationship
here. Most
taken a different
independent
of descriptive
proposed by behaviorists are since behavioral analyses studies: linguistic behavior sizes. is the size of . . .Any one of as A bit of behavior
these may have functional unity as a verbal operant. or even a pitch or stress pattern, may be small as a single speech-sound, ... If this seems at under independent control of a manipulable variable. 95
in the analysis of verbal problem long-standing the unit. Standard linguistic units are of various
Ryan
D.
Tweney
speaker.
can determine what units are functionally research psychological impor stream the into tant, and, until we know how to "carve units, the up" speech careful classificatory are of the idle. Similar views were ex attempts linguists pressed by others, e.g., Kantor (1952). benefit of his research. psychological problem of analogical change emerged of sound analysis phonemic change, not the other way around. the manipulation of syllable structure in Esper's experiments on a careful analysis of language units. There is, to be sure, The
IfEsper had believed this, I think it is clear thatwe would not have had the
from the linguistic Thus, for example, was clearly based great uncertainty the stock-in-trade
the empirical status of some of the units that now form as a of linguistics. The behaviorist attempt to remove meaning construct in the explanation of language behavior (a major goal of Skinner's work on language; Note Skinner, Note 1; 1957; Hefferline, 2), seems to have engen dered a similar removal of any other construct derived only from linguistic about Esper alinguistic one. can recover analysis. alone was able It is senseless to see that a meaning-free account to ignore the descriptive endeavors did not mean which an led up to
units and only the important units. to the fact that language systems are systems, not ? of learned responses. just collections Esper was very clear on what this meant corre all of his experiments relied on analysis of the discrete sound-meaning The above in one set of correspon and on an analysis of the effects of changes spondence on other sets. Thus, whether or not analogic dences change occurs when new are been instances upon what other instances have previously presented depends ? on the entire system of correspondences, or, if you prefer, on the presented can be the conditions entire learning history. Using either terminology, subjects' are and functional formulated. The relations both precisely resulting empirical lawful, and they are clearly
studies:
dependent
on the entire
system of correspondences.
Behavioral
Theories
of Language
haviorists. In spite of Esper's dislike of Chomsky's formulations (Esper, 1968) and of the "psycholinguists" (Esper, 1973), miniature language systems have ? been used by some verymentalistic types notably George Miller (1967), and
some of James Jenkins' students
briefaccount of thisdevelopment within psycho linguistics (Tweney, 1974), but it isworth pointing to again as an example of how close the two cultures can be in approaches to a psycholinguistic problem. Both are committed to the scientific
of natural phenomena, and both understanding no matter what its theoretical pretensions. Consider systems: When skilled behaviors either overt or covert, into independent responses, analyzed that can be reinforced and assembled individually be applicable. of rule-guided can be the following quote should recognize a good method, on miniature
(e.g.,
Smith,
1967).
I have
previously
given
from Miller's
paper
language
in fact to have non-independent and the (which prove systems components), results then can be extended in for empirical confirmation natural systems. or not reinforcement can be used is, then, a secondary Whether issue. principles An analysis along reinforcement as generalization and response that, however, the system. can come to such interactive principles appeal to account All for non-independence. nature of the only after previous work has determined lines could induction
with Esper's to behaviorist work, and should not stand in contrast in an one that does not issue involved is analyses general. The major empirical involve reinforcement: either the components of a linguistic system are indepen is empirically answerable dent, or they are not. The question using artificial
in fact, it is quite
Function,
and
Behavior
approach which the level of processing is focused an in derive from concrete attempt to show that all meanings change, though, some on work discredited terms, he cites by etymological change long-since 97
with the process-oriented approach in The major difference resides not does Skinner upon. ignore language (1957).
Ryan
D.
Tweney
Home Tooke
effort was
of the reinforcing events and discrimina It is, to use the precise tive stimuli which are operative during a verbal utterance. " or a a recent of behaviorist account, reconstruction,' 'plausible phrasing of the and of verbal behavior" control (Winokur, theory origin, maintenance, on the focuses is one which 1976, p. 3). Esper's theory, on the other hand, directed toward explication
phonemes to other linguisticunits. It is both diachronic and synchronic, though thedistinction becomes quite artificial in the context of such a behavioral theory. An Aristolelian might say thatSkinner emphasized efficientcauses, and sought a
functional theory, while Esper emphasized formal causes, and sought a struc tural theory.
systematic
properties
of language ?on
the interrelations
of words,
syllables,
and
be analogous
A dichotomy
between
structure
and function
in behavioral
science
is no new
since the impact of Chomsky's analysis. Cognitive psycholinguistics initially tried (and failed) to incorporate linguistic structures directly into a cognitive theory of language. Most recently, Catania (1973) on the behavioral side and Miller (1974) on the cognitive side have argued for the utilityof maintaining a
distinction (1972), between (1977), structure and and function Segal others have in psychology. tried to carry out like "deep Further, Catania of "translations" behavioristic
opposed physiology. follow structural he felt such efforts should necessarily times thought. Instead, ? of view. American to behaviorist of the in course, contrast, point descriptions recent in structuralist has been decades, particularly overwhelmingly linguistics
descriptions Chomskyean terms that avoid mentalistic similar Given translation the historical with origins
of sentence constructs
structure
the notion
we should not be
surprised scholars
are possible. There is a feeling among some seen as a stage in the history of structural paradigm (see, for example,
about the lack of human this, I can't help wondering on of language. the problem If, as many by behaviorists are more properly treated of linguistic analysis categories
concrete nouns. Tooke knew littleof the new philological methods then being developed, and his (Aarsleff, 1967, has a lively account).
regarded spurious, retarded
England
98
Behavioral
Theories
of Language
research is there so little relevant then why by be an the how as of own to to research his haviorists? example point Esper mentalistic while avoiding of language could be approached structural properties or one it seems clear that be his Whether not, accepts approach categories. no research can be done, and it is important research, havioral psycholinguistic are few there orientation. matter what one's conceptual compar Unfortunately, into research on the of language able attempts to turn other behaviorist analyses behavioral point of view, was able properties of human language.
and
Language
something to be explained away. It is clear that ifreinforcementprinciples are to be used to account for adaptive behavior, then theremust be variability in the
behavior. individual can "select" we cannot Just as natural adaptive selection can result in speciation differences between responses 1859), (Darwin, organisms only ifa range of responding only if there exist so also reinforcement exists prior to the of the
systematic properties was reflected in one other aspect and to the importance of explaining the attention given to deal with this had has Behavioral variation. for always theory accounting as so or it has one done often in fashion another, though only negatively, concept
served variability in behavior outside the laboratory is functionally related to factorswhich can also be directly controlled. The logic of this methodology was and is implicit in Crozier & Crozier 1934) (1929; Hoagland, clearly presented by all of the behaviorist research methods that have derived from Skinner's methodological and conceptual breakthroughs (Skinner, 1938). Ifwe wish to
understand need demonstrate behavior, that we then one can control and strategy is to bring it into the laboratory and the it completely ? eliminating variability or not in one stroke. Whether of sampling variations
controlling
as best we this ispossible with a particular problem, we are stillbound to identify, can, the factors thatproduce thevariability in thenatural situation and to embed
those factors within point has functional, an important lawful relationships. to language. The discovery This application
for statistical
analysis
that
languages changed historically led very early to the supposition that languages might represent evolving systems, like biological species. Darwin himself felt strongly that thismust be the case (Darwin, 1872; Gruber, 1974). Attempts to
understand ceptually,
? philologists
sound
change
using
evolutionary
principles
were
made
by many
the idea
in
pronunciation
to
provide a selection principle (as by Zipf, 1949). But very littleresearch has been 99
Ryan
D.
Tweney
conducted
on
these
questions.4
Esper,
in contrast,
was
able
to make
some forms
on language variation within the context of social interactions and of the an of such power potential explanatory approach. in language goes far beyond of course. Even Variation individual differences, more striking is the attempt made by Esper to use contextual factors to predict work analogic change. Thus, he stated the main goals of one study as follows:
(Esper,
Although
the program
of research
was,
unfortunately,
subjects never
and what characteristics differentiate stable from ity in verbal responses, as a result manner and what in and unstable units; (b) stimulus-response an an tend toward of what does unstable system linguistic changes equilibrium among its component stimulus-response units. (1933, pp.
347-348)
association by using free operationalized After the kind and latency of response. to the a were associations for their in tested miniature training language, subjects was corre in tendencies learned item. Esper found that variability association "stimulus-response and measuring techniques . . .Variation with a uniform to respond to an object not only of response, this readiness but sometimes also with the responses verbal response, In that study, unit" was
lated in some interesting ways with the semantic fieldof theminiature language:
made to somewhat similarobjects, undoubtedly is thebehavior tendency most linguistic (and logical) organization. which has been responsible for
Its end-products in language are semantic and phonetic word groups.
(1933, p. 372) The implicationsof thisare very general. Itpoints to thepossibility of a coherent, integrated theory of language which can include both structuraland functional descriptions. Ifbehaviorist psychology is to show how the structureof language
4Skinner's work on the "verbal summator" (Skinner, 1936) seemed as if itwould lead to an
of the sources of variability in language. By presenting repeating samples of speech
like sounds at barely audible intensities, Skinner was able to evoke a bewildering variety of interpretations from subjects about what the sample "said." No complete account of the laws governing behavior in such a taskwas pursued by Skinner, however. Instead, theverbal summator was later described (Skinner, 1957)merely as an illustrationof theway inwhich vague external stimuli could supplement other variables to produce an overt response. This is not a very helpful reduction, however, since the account is a plausible reconstruction, unsupported by empirical laws. Such laws have not been sought by behaviorists for situations of this sort.
examination
100
Behavioral
Theories
of Language
emerges essential.
that of structure
empirical findings,and both can be consistent with the tenets of good science.
Conclusion is of interest to psychologists research Esper's It has demonstrated cal persuasion. relationships no matter what which cannot their theoreti be ignored
laws of language use, then some such theory is on and that of function, can be based
in spite, even, of in preferred vocabulary, in spite of the difference explanation, that the in research strategies, both sides ought to recognize the great differences an are to understand and relevant important by Esper investigated phenomena ing (however one chooses to define that term!) of language.
by
There is a pointed, topical message here. The intensity of some of the interchanges between the two cultures (notably Chomsky, 1959; MacCor commonalities. Is ittoomuch to quodale, 1970)has obscured some of the striking a that in to each side be offer may suggest position empirical aid and comfort to
on matters of theory is impossible, ifagreement that recognition can can more on be studied and be understood should lead to agreement language ? our common knowledge about the phenomenon it is, after all, not the posses the other? Even sion of Instead, they are that distinguishes the scientist from theory alone the scientist is one for whom theories are subservient the non-scientist.
to the phenomena intended to explain. History will more likely remember us, as it remem bers Esper, for what we learn about the phenomena, for our empirical findings, are tools ? to be used until dull, then rather than for our theories. Theories in But we should dull them on hard facts, and not waste discarded. ourselves
will be decided by argument about which theory is the finest tool. In the end that
the knowledge we discover, and not by the tool with which we unearth it.
Note versity,
1. 1948.
Skinner,
B.F.
Verbal
behavior.
Unpublished
manuscript.
Cambridge:
Harvard
Uni
Note 2. Hefferline, R. A psychological analysis of verbal behavior. Class notes made by R. Hefferline, Summer 1947, ina course at Columbia University, given by B.F. Skinner. Unpublished
manuscript, no place, no date.
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