BENITO ALBARRAN, ) ) Petitioner, ) ) v. ) CC-06-1522.60 ) STATE OF ALABAMA, ) ) Respondent. )
STATES ANSWER AND MOTION FOR DISMISSAL OF ALBARRANS AMENDED RULE 32 PETITION
Comes now the State of Alabama, Respondent in the above-styled cause, and moves this Honorable Court to summarily dismiss the amended Rule 32 petition filed on behalf of the petitioner, Benito Albarran. As grounds for its motion, the State says the following: LEGAL PRINCIPLES CONCERNING RULE 32 Rule 32.3, Ala. R. Crim. P., provides: The petitioner shall have the burden of pleading and proving by a preponderance of the evidence the facts necessary to entitle the petitioner to relief. The state shall have the burden of pleading any ground of preclusion, but once a ground of preclusion has been pleaded, the petitioner shall have the burden of disproving its existence by preponderance of the evidence.
Further, Rule 32.6(b), Ala. R. Crim. P., states:
The petition must contain a clear and specific statement of the grounds upon which relief is sought, including full disclosure of the ELECTRONICALLY FILED 7/28/2014 9:04 AM 47-CC-2006-001522.60 CIRCUIT COURT OF MADISON COUNTY, ALABAMA JANE C. SMITH, CLERK 2
factual basis of those grounds. A bare allegation that a constitutional right has been violated and mere conclusions of law shall not be sufficient to warrant any further proceedings.
The burden of pleading under Rule 32.3 and Rule 32.6(b) is a heavy one. McNabb v. State, 991 So. 2d 313, 318 (Ala. Crim. App. 2007). Accordingly, under Rules 32.3 and 32.6(b), [t]he full factual basis for the claim must be included in the petition itself. McNabb, 991 So. 2d at 318. Accordingly, Albarran is not entitled to an evidentiary hearing unless he first meets the pleading requirements of Rule 32.3 and Rule 32.6(b) for Rule 32.6(b) requires that the petition itself disclose the facts relied upon in seeking relief. Boyd v. State, 913 So. 2d 1113, 1125-26 (Ala. Crim. App. 2003) (emphasis in original). For, as the Court of Criminal Appeals has held, it is not the pleading of a conclusion which, if true, entitle[s] the petitioner to relief. Boyd, 913 So. 2d at 1125. Instead, [i]t is the allegation of facts in pleading which, if true, entitle a petitioner to relief. After facts are pleaded, which, if true, entitle the petitioner to relief, the petitioner is then entitled to an opportunity, as provided in Rule 32.9, 3
Ala. R. Crim. P., to present evidence proving those alleged facts. Id. Emphasis in original. Furthermore, [a]n evidentiary hearing on a [Rule 32] petition is required only if the petition is meritorious on its face. Bracknell v. State, 883 So. 2d 724, 727 (Ala. Crim. App. 2003) (quoting Ex parte Boatwright, 471 So. 2d 1257, 1258-59 (Ala. 1985)). The Alabama Supreme Court has stated that: A petition for [postconviction relief] is meritorious on its face only if it contains a clear and specific statement of the grounds upon which relief is sought, including full disclosure of the facts relied upon (as opposed to a general statement concerning the nature and effect of those facts), sufficient to show that the petitioner is entitled to relief if those facts are true.
Ex parte Clisby, 501 So. 2d 483, 486 (Ala. 1986) (internal citations omitted). Thus, Albarran is not automatically entitled to an evidentiary hearing on any of the allegations presented in his petition. Furthermore, a circuit court may summarily dismiss a claim on the merits in certain cases. For instance, [w]here a simple reading of the petition for post- conviction relief shows that, assuming every allegation of the petition to be true, it is obviously without merit or 4
is precluded, the circuit court [may] summarily dismiss that petition. Bryant v. State, CR080405, 2011 WL 339585, at *6 (Ala. Crim. App, February 4, 2011). Additionally, a judge who presided over the trial or other proceeding and observed the conduct of the attorneys at the trial or other proceeding need not hold a hearing on the effectiveness of those attorneys based upon conduct that he observed. Boyd, 913 So. 2d at 1126 (quoting Ex parte Hill, 591 So. 2d 462, 463 (Ala. 1991)). Accordingly, in assessing Albarrans claims in this case, [i]f the circuit judge has personal knowledge of the actual facts underlying the allegations in the petition, he may deny the petition without further proceedings so long as he states the reasons for the denial in a written order. Id. LEGAL PRINCIPLES CONCERNING INEFFECTIVE ASSISTANCE OF COUNSEL
To prevail on his ineffective assistance of counsel claims, Albarran must satisfy the two-part test of Strickland v. Washington, 466 U.S. 668 (1984). Albarran must show that: (1) counsels performance was deficient because it fell below an objective standard of reasonableness; and, (2) that the deficient performance 5
prejudiced the petitioner. Id. at 687. In promulgating that standard, the Court held: First, the defendant must show that counsels performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the counsel guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsels errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Id. Establishing ineffective assistance of counsel under Strickland is difficult. As the United States Supreme Court has recently held, [s]urmounting Strickland's high bar is never an easy task. Harrington v. Richter, 131 S.Ct. 770, 788 (2011) (citing Padilla v. Kentucky, 130 S.Ct. 1473, 1485 (2010)). Under the first prong, the standard for judging counsels performance is reasonableness under prevailing professional norms. Strickland, 466 U.S. at 688. There is a strong presumption that counsels conduct falls within the wide range of reasonable professional assistance. Id. at 689. Review of counsels conduct is appropriately highly deferential because the craft of trying cases is far from an exact science; in fact, it is replete with uncertainties 6
and obligatory judgment calls. Bolender v. Singletary, 16 F.3d 1547, 1557 (11th Cir. 1994). Otherwise, [a]n attorney looking at a trial transcript can always find places where objections could have been made. Hindsight is not always 20/20, but hindsight is always ineffective in evaluating performance of trial counsel. Tarver v. State, 629 So. 2d 14, 19 (Ala. Crim. App. 1993). Accordingly, because counsels conduct is presumed to have been reasonable, the analysis under Strickland has nothing to do with what the best lawyers would have done ... [or] what most good lawyers would have done. Grayson v. Thompson, 257 F.3d 1194, 1216 (11th Cir. 2001). Instead, the question is whether some reasonable lawyer at the trial could have acted, in the circumstances, as defense counsel acted at trial. Id. For that reason, to show that counsels performance was unreasonable, the petitioner must establish that no competent counsel would have taken the action that his counsel did take. Id. (Emphasis in original). Thus, counsels performance will not be found deficient if a reasonable lawyer could have decided, under the same circumstances, not to investigate or present particular 7
evidence. See Crawford v. Head, 311 F.3d 1288, 1312 (11th Cir. 2002) (This court agrees that testimony from a mental health expert ... would have been admissible and might be considered to be mitigating. However, trial counsel chose to pursue a strategy of focusing the jurys attention on the impact of a death sentence on petitioners family. This court will not second guess trial counsels deliberate choice.); Housel v. Head, 238 F.3d 1289, 1295 (11th Cir. 2001) ([A]bandoning one defense in favor of another that counsel reasonably perceives to be more meritorious is not deficient performance, even if it means that the jury does not hear certain kinds of mitigation evidence.). Under the prejudice prong of Strickland, [i]t is not enough for the defendant to show that the errors had some conceivable effect on the outcome of the proceeding. 466 U.S. at 693. Instead, [t]he question is whether there is a reasonable probability that, absent the errors, the sentencer ... would have concluded that the balance of aggravating and mitigating circumstances did not warrant death. Id. at 695. Thus, in determining whether, without the errors, there is a reasonable probability that the balance of aggravating and mitigating circumstances 8
would have been different, a reviewing court must consider the aggravating circumstances that were proved beyond a reasonable doubt at trial. See also Bolender v. Singletary, 16 F.3d 1547, 1556-1557 (11th Cir. 1994). In a Rule 32 proceeding, the petitioner has the burden of pleading a clear and specific statement of the grounds upon which relief is sought, including full disclosure of the factual basis for those grounds. Ala. R. Crim. P. 32.6(b), 32.3. Thus, the petitioner must include in his petition a full disclosure of the facts entitling him to relief under Strickland. If the petitioner fails to specifically plead facts that would, if true, establish both the deficient performance prong and the prejudice prong of Strickland, then summary dismissal is appropriate under Rule 32.6(b) and 32.7(d) of the Alabama Rules of Criminal Procedure. See Bracknell v. State, 883 So. 2d 724, 727-28 (Ala. Crim. App. 2003). RESPONSE TO PROCEDURAL HISTORY The State does not dispute Albarrans general procedural history of the case with the exception that Albarran incorrectly states that the trial court did not enter an order setting aside, vacating, modifying, or 9
annulling its January 31, 2008 order. (Pet. at 4.) The record reveals that the trial court granted Albarrans motion on April 10, 2008 and orally vacated and set aside the January 31, 2008 order transferring the trial to Calhoun County. (R. 337.) RESPONSE TO THE GROUNDS FOR PETITION In paragraphs 23-33, Albarran raises several introductory arguments concerning the claims raised in his Rule 32 petition. The State denies that Albarrans constitutional rights were violated and further denies the specific arguments raised within these paragraphs. To the extent that Albarran attempts to excuse any deficiencies in his Rule 32 petition on the basis of lack of funds or experts (Pet. at 9), such a claim is meritless and does not relieve Albarran of his duty to plead the full factual basis of each of his claims in his Rule 32 petition. See Boyd v. State, 913 So. 2d 1113, 1125-26 (Ala. Crim. App. 2003) (Rule 32.6(b) requires that the petition itself disclose the facts relied upon in seeking relief.). Moreover, Albarrans attempt to incorporate into his Rule 32 petition any yet-to-be-filed pleadings, affidavits, or witness lists which may be served before, during, or 10
after the evidentiary hearing in this case is improper. Albarran is not entitled to an evidentiary hearing unless he specifically pleads facially meritorious claims in his petition. Accordingly, such clear, specific facts must be pleaded in his Rule 32 petition in order to be entitled to an evidentiary hearing. See Boyd, 913 So. 2d at 1125 ([i]t is the allegation of facts in pleading which, if true, entitle a petitioner to relief. After facts are pleaded, which, if true, entitle the petitioner to relief, the petitioner is then entitled to an opportunity, as provided in Rule 32.9, Ala. R. Crim. P., to present evidence proving those alleged facts.)(Emphasis added.) Thus, Albarran cannot rely on factual allegations that have not yet been pled in his Rule 32 petition in arguing that he is entitled to an evidentiary hearing. 1
1 The State adopts the following references to the record below: R. _ refers to the court reporters trial transcript, C._ refers to the clerks record on direct appeal, and Supp. C._ refers to the clerks supplemental record on direct appeal .
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RESPONSE TO GROUNDS SUPPORTING ALBARRANS AMENDED RULE 32 PETITION
I. ALBARRANS CLAIM THAT HIS CONVICTION AND SENTENCE ARE UNCONSTITUTIONAL BECAUSE THE TRIAL COURT WAS WITHOUT JURISDICTION TO TRY THE CASE IN MADISON COUNTY.
In paragraphs 34-60, Albarran alleges that the trial court did not have jurisdiction to try his case in Madison County. Although admitting that a trial court transferring a case from a particular county retains jurisdiction to set aside, vacate, modify, or annul the order transferring the place of trial, Albarran contends that the trial courts January 31, 2008 order transferring the trial to Calhoun County divested the trial court in Madison County of jurisdiction. Albarran further contends that the trial court never set aside, vacated, modified, or annulled its order transferring the case to Calhoun County. This claim should be summarily dismissed because it is refuted by the record and is without merit. Ala. R. Crim. P. 32.7(d); McNabb v. State, 991 So. 2d 313, 320 (Ala. Crim. App. 2007)(Thus, because this claim was clearly refuted by the record, summary denial was proper pursuant to Rule 32.7(d), Ala. R. Crim. P.). Here, the record demonstrates that the trial court properly vacated and set aside the order transferring the trial to Calhoun County. 12
After granting an order to change the venue of a trial, a trial court still retains control over the order to modify, change, or vacate it. See Ex parte Morrow, 66 So. 2d 130, 133 (Ala. 1953). Specifically, the order changing the place of trial may be set aside, vacated, modified, or annulled by the court making it. Morrow, 66 So. 2d at 133. On January 31, 2008, the trial court granted Albarrans Motion for Change of Venue and transferred the trial from Madison County to Calhoun County. (C. 240.) However, on April 3, 2008, Albarran filed a waiver of venue for his trial to be held in Madison County. Id. at 246. Albarran contends that this waiver related back to his original request to change venue from Madison County. But in any event, on April 10, 2008, the trial court conducted a hearing on this matter in which Albarran moved both to continue his trial and to have the trial court return his trial to Madison County. (R. 334-336.) The trial court then granted Albarrans request. Id. at 337. Thus, the trial courts granting of Albarrans request on April 10, 2008 vacated and set aside the January 31, 2008 order transferring the trial to Calhoun County. 13
Albarrans allegation that the trial court never set aside its January 31, 2008 order is incorrect. Although the trial court noted that Albarran waived the change of venue, the record demonstrates that Albarrans counsel made a motion to both continue the trial and to return venue of the trial to Madison County which the trial court granted. (See R. 337-388)(And we do not make such a motion lightly and are keenly aware of the logistics of all of this and appreciate the Courts consideration.)(Emphasis added.) While Albarrans allegation on the fact that trial counsel also used the word waiver in making his request, the record refutes his allegation. It was clear from the record that trial counsel made a request to return venue to Madison County and the trial court granted that request and orally vacated the order transferring venue to Calhoun County. Finally, pursuant to Rule 10.3 of the Alabama Rules of Criminal Procedure, the trial court continued to properly preside over Albarrans case after the January 31, 2008 order transferring the trial to Calhoun County as well as after the January 31, 2008 was set aside on April 10, 2008. Moreover, the record does not indicate that the case was 14
ever docketed in Calhoun County or that the file or any records were ever transmitted to Calhoun County as required by statute. See Ala. Code 15-2-25. Instead, the record indicates that Albarrans case remained in Madison County. Thus, because this claim is both meritless and refuted by the record, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). II. ALBARRANS CLAIM THAT HIS TRIAL COUNSEL WAS INEFFECTIVE.
In paragraphs 61-491, Albarran alleges that his trial counsel rendered ineffective assistance of counsel. As an initial matter, paragraphs 61-67 merely serve as introductory paragraphs to the sub-claims raised in his petition. These paragraphs fail to allege a specific claim under Rule 32.1 and should be summarily dismissed. These paragraphs further fail to allege any specific facts that, if true, would establish how trial counsels performance was deficient or how Albarran was prejudiced. See Ala. R. Crim. P. 32.6(b). Therefore, these paragraphs should be summarily dismissed. Ala. R. Crim. P. 32.7(d). Additionally, Albarrans reliance on the American Bar Association (A.B.A.) Guidelines as a standard for determining what constitutes an appropriate investigation 15
is misplaced. This attempt to inject the A.B.A. Guidelines as a standard for ineffectiveness has never been recognized in Alabama. Alabama courts have never adopted the A.B.A. Guidelines, nor are such guidelines determinative of whether counsels performance was effective; [r]ather, the two-pronged analysis set forth in Strickland remains the standard for deciding ineffective-assistance-of-counsel claims. Jones v. State, 43 So. 3d 1258, 1278 (Ala. Crim. App. 2007). Moreover, as the United States Supreme Court has held, Strickland stressed, however, that American Bar Association standards and the like are only guides to what reasonableness means, not its definition. Bobby v. Van Hook, 130 S.Ct. 13 (2009) (quoting Strickland v. Washington, 466 U.S. 668, 688 (1984)). Instead, the Federal Constitution imposes one general requirement: that counsel make objectively reasonable choices. Id., quoting Roe v. Flores-Ortega, 528 U.S. 470, 479 (2000). Therefore, Albarrans suggestion that the A.B.A. Guidelines serve as a standard for his counsels performance is without merit or support and should be rejected by this Court. 16
Albarrans claim of ineffective assistance of counsel is comprised of several sub-claims. Accordingly, each of these sub-claims will be addressed by the State below as follows: A. The claim that trial counsel was ineffective in pre-trial preparation.
In paragraphs 68-259, Albarran alleges that his trial counsel was ineffective in pre-trial preparation and litigation. This sub-claim contains additional sub-claims which are addressed individually below. 1. The claim that trial counsel failed to secure Albarrans presence at critical proceedings.
In paragraphs 68-77, Albarran contends that his trial counsel was ineffective for failing to secure his presence at critical pre-trial and trial proceedings. Albarran alleges that his trial counsel failed to secure his presence for a hearing on his motion to change venue, two ex parte hearings, and during the jurys visit to the crime scene during trial. This claim is due to be dismissed for several reasons. First, this claim should be dismissed because it is facially meritless and fails to state a material issue. Ala. R. Crim. P. 32.7(d). Alabama courts have held that 17
if a capital defendant is absent from noncritical stages of trial and if his presence would not have benefitted his defense, no error occurs. Burgess v. State, 723 So. 2d 742, 760 (Ala. Crim. App. 1997) (holding that no error occurred where defendant was not present for two pretrial motion hearings and in-chambers discussions with counsel from both parties). Here, the proceedings complained of by Albarran were noncritical stages of trial. The proceedings simply involved a pre-trial motion hearing and an ex parte motions hearing and did not involve any critical proceedings. In fact, at the pre-trial motion hearing on January 11, 2008, the circuit court granted Albarrans motion to change venue. (R. 182-183.) Thus, even assuming these allegations as true, Albarran cannot establish that he is entitled to any relief. Moreover, although Albarran contends that he was not present for the April 10, 2008 hearing in which the trial court set aside the change of venue and further contends that his counsel did not inform him of their decision to waive change of venue (Pet. at 30), the record refutes this claim. The record specifically demonstrates that Albarran 18
agreed to set aside the change of venue and waived his presence at the hearing. (C. 246; see also R. 335) ([f]irst of all, in behalf of Defendant Albarran, he waives his presence at this hearing.) Thus, because this claim is refuted by the record and further fails to state a material issue, it is due to be summarily dismissed. Ala. R. Crim. P. 32.7(d). Second, in the alternative, this claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). In particular, Albarran fails to specifically plead how he was prejudiced under Strickland by his absence at these pre-trial hearings. Albarran alleges in a conclusory fashion that his absence rendered him incapable of participating and assisting counsel in his defense. (Pet. at 32.) Yet Albarran fails to plead how he specifically would have participated in these hearings or assisted his counsel. Albarran also fails to plead any specific facts concerning the actions or specific role he would have taken during the hearings. In fact, Albarran fails to plead that any action took place at the hearings that was against his 19
desire or that any action took place that unfairly prejudiced him. For example, although Albarran complains that he was not present during a February 6, 2008 ex parte hearing, he fails to specifically plead what events occurred during the hearing, what actions he would have taken during the hearing, or that what transpired during the hearing was against his wishes. Most importantly, Albarran has failed to plead any facts that, if true, would show a reasonable probability that the outcome of his trial would have been different had he been present for these noncritical hearings. Accordingly, Albarrans claim is nothing but a bare, conclusory allegation. See Hyde v. State, 950 So. 2d 344, 356 (Ala. Crim. App. 2006)(A bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.). Therefore, because this claim is insufficiently pleaded and no purpose would be served by any further proceedings, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). 2. The claim that trial counsel was ineffective for failing to litigate Albarrans mental retardation claim prior to trial.
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In paragraphs 78-93, Albarran alleges that his trial counsel was ineffective for failing to request a pre-trial determination of his claim that he is mentally retarded. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is nothing but a bare, conclusory assertion. Albarran fails to plead any specific facts that, if true, would establish that he was prejudiced under Strickland by the failure to litigate his mental retardation claim prior to trial. As the record demonstrates, Albarran fully litigated his mental retardation claim during the sentencing hearing after which the trial court denied his Atkins claim. (R. 4327-4503.) The Alabama Court of Criminal Appeals affirmed, holding that Albarran failed to meet his burden of establishing that he was mentally retarded. Albarran v. State, 96 So. 3d 131, 199-200 (Ala. Crim. App. 2011). Albarran utterly has failed to plead any specific facts that, if true, would show how there is a reasonable probability that he would have been found mentally retarded had his trial counsel litigated the issue pre-trial as opposed to during the sentencing hearing. Notably, 21
Albarran fails to plead any facts that, if true, would call into question the trial courts finding that he was not mentally retarded. Nor does he plead any new facts that, if true, would establish a reasonable probability that he would have been found to be mentally retarded regardless of when the issue was raised. Instead, Albarran merely asserts in a conclusory fashion that the trial court would have found him to be mentally retarded if the claim was raised pre-trial, without pleading any specific facts that, if true, would explain how such a finding would have been made. Albarran also alleges that he was prejudiced by not litigating the mental retardation claim pre-trial because the trial court considered evidence presented during the guilt and penalty phases in ruling on his Atkins claim. As an initial matter, Albarran fails to plead what specific evidence was presented during the guilt and penalty phases that he contends the trial court should not have considered. In any event, Albarran has failed to specifically plead any facts that, if true, would establish that this same evidence could not have otherwise still been presented in a pre-trial Atkins hearing. 22
Albarran also argues that trial counsels failure to raise the Atkins claim pre-trial prevented counsel from devising an alternative litigation strategy to present to the jury. Yet Albarran again utterly fails to plead any specific facts that, if true, would show what this alternative strategy would have been. Although Albarran contends that his trial counsel could have consulted without another expert or devised a strategy to rebut the States impeachment of his experts if the issue had been raised pre-trial, he fails to plead facts concerning what specific strategies his counsel would have employed, how these strategies would have been different from what was presented during the mental retardation hearing, or what new or different facts could have been presented. Finally, Albarran contends that he was prejudiced because, by failing to litigate the issue of mental retardation pre-trial, the jury did not hear any evidence of his mental retardation prior to recommending a sentence of death. However, this argument is simply a bare allegation not supported by the record. Notably, during the guilt phase, the jury heard testimony about his intellectual functioning and the fact that he had an IQ 23
score of 71. (R. 2849-2850.) Moreover, the trial court considered the evidence Albarran presented concerning his alleged mental retardation as a mitigating circumstance in its sentencing determination. (C. 462.) Accordingly, Albarrans claim is nothing but a bare allegation and it should be dismissed. Albarran has failed to plead any facts that, if true, would establish a reasonable probability that he would have been found to mentally retarded had his trial counsel raised the Atkins claim pre-trial. Moreover, Albarran has failed to specifically plead how his trial counsel was deficient for litigating his Atkins claim in this manner given both that the procedures for litigating Atkins claims were relatively new and that there was no absolute requirement to litigate an Atkins claim pre-trial as opposed to during a sentencing hearing. See Smith v. State, No. 1060427, 2007 WL 1519869 (Ala. May 25, 2007). Therefore, because this claim is insufficiently pleaded and no purpose would be served by any further proceedings, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d).
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3. The claim that trial counsel failed to adequately investigate and litigate Albarrans incompetence to stand trial.
In paragraphs 94-114, Albarran contends that his trial counsel was ineffective for failing to request a pre-trial determination of his competence to stand trial and for failing to retain an expert to conduct an independent competency evaluation. This claim should be summarily dismissed for several reasons. First, this claim is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead specific facts that, if true, would show prejudice under Strickland. Specifically, Albarran has failed to plead facts that, if true, would show he was actually incompetent. Although Albarran generally alleges that he was incompetent to stand trial, he fails to specifically plead facts or evidence that could have been presented that would have risen to the level of demonstrating incompetence to stand trial. For example, Albarran alleges one of his experts, Dr. Weinstein will testify that the court-ordered competency evaluation conducted at Taylor Hardin prior to trial was inadequate. (Pet. at 46.) Yet Albarran fails to plead what facts would show that he was actually 25
incompetent. Simply criticizing the evaluation done at trial and alleging that the evaluation at trial was inadequate according to the opinion of one expert does not meet Albarrans burden of pleading clear and specific facts that, if true, would show he was actually incompetent. See Hyde, 950 So. 2d at 356 ([a] bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.). Moreover, Albarran contends that at a minimum, his trial counsel should have conducted further interviews and administered further tests concerning competency. (Pet. at 47.) Yet he fails to specifically plead what information he would have learned from further interviews or what the results of the additional tests and assessments would have been. Thus, because this claim is a bare allegation and fails to plead a full factual basis for relief, it is insufficiently pleaded and due to be dismissed. Ala. R. Crim. P. 32.7(d). Alternatively, this claim should be dismissed because it is facially meritless and thus, fails to state a material issue. Ala. R. Crim. P. 32.7(d). Albarran has failed to plead a claim which would entitle him to relief 26
because, even assuming every allegation as true, he cannot establish that he was prejudiced under Strickland. See Bryant v. State, CR080405, 2011 WL 339585, at *6 (Ala. Crim. App, February 4, 2011)([w]here a simple reading of the petition for post-conviction relief shows that, assuming every allegation of the petition to be true, it is obviously without merit or is precluded, the circuit court [may] summarily dismiss that petition.). Specifically, Albarrans claim is meritless because, even assuming his allegations as true, he has failed to plead facts that could show that he was in fact incompetent to stand trial. Rule 11.1 of the Alabama Rules of Criminal Procedure states that [a] defendant is mentally incompetent to stand trial or to be sentenced for an offense if that defendant lacks sufficient present ability to assist in his or her defense by consulting with counsel with a reasonable degree of rational understanding of the facts and the legal proceedings against the defendant. Even assuming all of his allegations as true, Albarran has failed to plead a claim that would show that he lacked the ability to assist in his defense or consult with counsel 27
with a reasonable degree of understanding. Thus, Albarrans claim is facially meritless. Albarrans claim is limited to essentially restating facts from the record. But even assuming the facts from the record and his allegations as true, Albarran has failed to plead any facts, evidence or potential reports or testimony of any kind that, if true, would establish he was actually incompetent. Moreover, Albarran has failed to plead any new facts or allegations that, if true, would establish that he was incompetent. As the record indicates, Albarran was evaluated prior to trial at Taylor Hardin Hospital and was found to be competent to stand trial. (Supp. C. 840-841.) No expert opined at trial that he was incompetent to stand trial, nor has Albarran pleaded any additional expert testimony or evidence that, even assumed as true, would show he was incompetent. Although Albarran points to different facts which he contends suggest that he might have been incompetent, even assuming these facts as true, these facts would not have risen to the level of incompetency. At best, Albarran points to the fact that during his evaluation at Taylor Hardin, he scored a 60% on one 28
competency evaluation test but later scored a 100% the next day. (Pet. at 42; see R. 287-88.) Albarran then argues that these facts suggest incongruities in his competency evaluation from Taylor Hardin. But, even assuming these facts as true, this does not establish a reasonable probability that he would have been found incompetent had his trial counsel moved for a pre-trial competency hearing. The fact that Albarran had a lower score on one competency test, even if true, does not demonstrate that he could not assist or consult with counsel with a reasonable degree of understanding. Ala. R. Crim. P. 11.1. Likewise, even assuming as true Albarrans allegation that Dr. Weinstein told trial counsel that he believed Albarran to be incompetent and that a psychiatrist should be retained does not show that Albarran was incompetent to stand trial. (Pet. at 41.) Moreover, even assuming as true the fact that Dr. Weinstein believed that Albarran was confused at the time he spoke with him about the insanity defense does not show how Albarran was incompetent. (Pet. at 43.) Albarran has failed to plead how the fact a defendant may not understand the nuances of a legal defense something that would not be unusual for any defendant 29
facing a complicated trial shows that he generally was unable to assist or consult with his counsel with a reasonable degree of rational understanding of the facts and the legal proceedings against the defendant. Ala. R. Crim. P. 11.1. None of Albarrans allegations, even assumed as true, could establish that he was incompetent. Moreover, nothing in the record supports such a finding. Thus, Albarrans claim is meritless on its face and he cannot establish a reasonable probability that the result of his trial would have been different had his trial counsel moved for a pre- trial competency hearing where, even assuming his allegations as true, he cannot establish that he was incompetent. Likewise, this claim is without merit and fails to state a material issue of fact or law that would entitle him to any relief because, even assuming his allegations as true, Albarran has failed to plead a claim that would establish that his trial counsel was deficient. Ala. R. Crim. P. 32.7(d); see Bryant, 2011 WL 339585, at *6 ([w]here a simple reading of the petition for post- conviction relief shows that, assuming every allegation of 30
the petition to be true, it is obviously without merit or is precluded, the circuit court [may] summarily dismiss that petition.). Even assuming as true the allegation that trial counsel did not request a pre-trial determination of competency, trial counsel could not be deficient where there was no basis for requesting a competency hearing at any point during the trial. Here, the record does not indicate that Albarran was incompetent and he further failed to plead any facts that, even assumed as true, would establish that he was in fact incompetent. See Dunaway v. State, CR-06-0996, 2009 WL 4980320, at *23 (Ala. Crim. App. December 18, 2009)(Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Although trial counsel did not specifically request a pre-trial competency hearing, the record demonstrates that trial counsel thoroughly investigated Albarrans mental health prior to trial. Furthermore, while trial counsel could have moved for a pre-trial competency hearing, even assuming his allegations as true, trial counsel could not have been deficient for failing to take this step given that the extensive examinations into Albarrans mental- 31
health did not reveal that he was incompetent. In fact, the evidence in the record demonstrated that he was competent. Here, prior to trial, trial counsel retained Dr. Ricardo Weinstein, a clinical, forensic, and neuropsychologist from California to evaluate Albarran and to determine his present cognitive functioning. (Supp. C. 1004.) This evaluation consisted of 16 hours of face to face contact with Albarran as well as the administration of numerous tests and diagnostic tools. Id. at 1004-1005. Trial counsel also retained a forensic psychiatrist from California, Dr. J. Arturo Silva, who was fluent in Spanish and conducted an extensive evaluation of Albarran. (Supp. C. 706-748.) Neither of Albarrans experts opined that Albarran was incompetent to stand trial. In fact, the reports from both experts indicate that Albarran was aware of his surroundings as well as the process to which he was involved and was capable of communicating and participating in his trial. Specifically, Dr. Silva indicated that Albarran had a good understanding of the evaluation (Supp C. 704) and Dr. Weinstein noted that Albarran related well to the evaluator, he was open, disclosing and cooperative 32
and that he was verbally articulate and no speech or language problems were identified. Id. at 1006-1007. Finally, Albarran was also received a court-ordered evaluation at Taylor Hardin Medical Facility pursuant conducted by Dr. James F. Hooper who found that Albarran was competent to stand trial. Id. at 841. Although Albarran complains that his trial counsel did not specifically request a competency evaluation in addition to the extensive forensic psychological evaluation conducted by Dr. Silva, he fails to plead what facts from the mental evaluations conducted by his experts prior to trial would have alerted trial counsel to conduct yet another independent evaluation where a court-ordered evaluation had already found that he was competent to stand trial. Notably, Albarran incorrectly suggests that Dr. Silva suggested that he was incompetent to stand trial based on cultural and language factors. (Pet. at 43.) This notion is refuted by the record and, in fact, Dr. Silva noted that cultural and language factors alone cannot result in incompetency primarily because language and cultural factors only result in the defendants ignorance of the 33
law. (Supp. C. 232.) Although Dr. Silva suggested that these cultural factors, combined with Albarrans alleged mental disorders, compromised his ability to think rationally at the time of waived his Miranda warnings, Dr. Silva never opined that Albarran was incompetent to stand trial. Id. Thus, even assuming his allegations as true, Albarrans claim is facially meritless. As pleaded, Albarran has failed to plead a claim that would establish that his trial counsel was deficient or unreasonable for not moving for a pre-trial competency hearing where there was no evidence in the record which supported a finding that he was incompetent and where Albarran has failed to plead any additional facts that, if true, would show that he was incompetent. Although Albarran argues that Dr. Weinsteins testimony during the suppression hearing that Albarran was likely incompetent at the time of his arrest supports his claim, this fact, even accepted as true, does not suggest a bona fide doubt as to his incompetence that obliged trial counsel to move for a pre-trial competency hearing. Notably, contrary to Albarrans contention, Dr. Weinstein never testified or opined that Albarran was 34
incompetent to stand trial. Instead, Dr. Weinstein only testified that Albarran was not capable or competent to waive his Miranda rights at the time he was interviewed based on the allegation that his rights were not clearly explained and based on the allegation that Albarran did not have a clear understanding of his rights due to cultural differences. (R. 1810-1811.) But no expert ever testified that Albarran actually was incompetent, nor has Albarran pled any additional facts in his petition, that, if true, would establish that he was incompetent to stand trial. As the record indicates, trial counsel engaged in a complete investigation into Albarrans mental health. Yet, as pleaded, Albarran has failed to identify any evidence or further allegations that would show that he was incompetent. Thus, even assuming his allegations as true, Albarran has failed to plead a claim that would establish that trial counsel was objectively unreasonable or deficient for not pursuing further investigation or a pre- trial hearing on his competency to stand trial. See Broadnax v. State, CR101481, 2013 WL 598056, at *12 (Ala. Crim. App. Feb. 15, 2013)( The reasonableness of the 35
investigation involves not only the quantum of evidence already known to counsel, but also whether the known evidence would lead a reasonable attorney to investigate further.)(quoting St. Aubin v. Quarterman, 470 F.3d 1096, 1101 (5th Cir. 2006)). Therefore, because this claim is meritless on its face and no purpose would be served by any further proceedings, this claim should be summarily dismissed. Ala. R. Crim. P. 32.7(d). Finally, to the extent that Albarran contends that his trial counsel should have retained a bilingual expert to specifically address his competence to stand trial, this claim is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran utterly fails to plead the name of a specific expert who his trial counsel should have retained to evaluate his competency. Nor does Albarran specifically plead any facts concerning what this unnamed exert would have found, what this unnamed experts testimony would have been, or that the unnamed expert even would have found Albarran to be incompetent. Most importantly, Albarran fails to plead specific facts concerning what evidence this unnamed expert would have identified that would have supported a finding that he was incompetent. 36
The Alabama Court of Criminal Appeals has held that a petitioner fails to meet the specificity requirements of Rule 32.6(b), Ala. R. Crim. P., when the petitioner fails to identify an expert by name or plead the contents of that expert's expected testimony. Lee v. State, 44 So. 3d 1145, 1166-1167 (Ala. Crim. App. 2009); see also Daniel v. State, 86 So. 3d 405, 425-426 (Ala. Crim. App. 2011). Simply the fact that Albarran pled that a mental-health expert should have been retained does not meet the requirements of Rule 32.6(b). Instead, Albarran was required to specifically identify by name an expert who could have testified at his trial and what that experts testimony would have been. See Daniel, 86 So. 3d at 425- 426. Because he failed to meet this requirement, his claim is insufficiently pleaded and should be dismissed. Ala. R. Crim. P. 32.7(d). 4. The claim that trial counsel was ineffective for waiving change of venue and permitting the trial court to conduct venue proceedings off the record and outside Albarrans presence.
In paragraphs 115-147, Albarran alleges that his trial counsel was ineffective for waiving his change of venue, for waiving venue outside his presence and without consulting him, and for failing to conduct critical 37
proceedings relating to the change of venue issue on the record. Albarran contends that his trial counsel was ineffective in litigating the change of venue issue and waiving venue in Madison County because the evidence of pre-trial publicity established both presumptive prejudice and actual prejudice. Because Albarrans claim contains several sub-parts, the State will address each of these sub-parts individually below. a. The claim regarding change of venue. First, in regard to the claim concerning the change of venue, this entire claim should be dismissed because it is facially without merit and fails to state a material issue of fact or law. Ala. R. Crim. P. 32.7(d). Even assuming his allegations as true, Albarran cannot establish that his trial counsel was deficient under Strickland. Alabama courts have consistently held that generally the decision not to request a change of venue is not ineffective assistance of counsel, but is rather a matter of trial strategy. Yeomans v. State, CR100095, 2013 WL 1284361, at *10 (Ala. Crim. App. March 29, 2013) (quoting Cox v. State, 660 So. 2d 233, 235 (Ala. Crim. App. 1994)). Given that whether to request a change of venue is a matter 38
reserved for the judgment of trial counsel, particularly here where the record indicates that it was trial counsels original intention to try the case in Madison County (R. 175), Albarran has failed to plead a material issue and his claim should be dismissed. Ala. R. Crim. P. 32.7(d). To the extent that Albarran alleges his trial counsel was ineffective in waiving change of venue because he established presumptive prejudice, this claim is facially meritless and fails to state a material issue. Ala. R. Crim. P. 32.7(d). Even assuming his allegations as true, Albarran cannot establish that there is presumed prejudice resulting from community saturation with such prejudicial pretrial publicity that no impartial jury can be selected. Hunt v. State, 642 So. 2d 999, 1043 (Ala. Crim. App. 1993). To establish presumptive prejudice, a defendant has the burden of showing that the pretrial publicity is sufficiently prejudicial and inflammatory and the prejudicial pretrial publicity saturated the community where the trials were held. Hunt, 642 So. 2d at 1043; see also Lam Luong, 2013 WL 598119, at *8 (Ala. Crim. App. Feb. 15, 2013)(reversed by Luong v. State, No. 1121097, 2014 WL 39
983288 (Ala. Mar 14, 2014))(In rare cases, the community is so predisposed that prejudice can be presumed and venue must be transferred as a matter of law.)(quoting Sanchez v. State, 142 P.3d 1134, 1139 (Wyo. 2006)). A defendants burden to establish presumed prejudice is extremely heavy one for [t]he presumptive prejudice standard is rarely applicable, and is reserved for only extreme situations. Id., quoting Coleman v. Kemp, 778 F.2d 1487, 1490 (11th Cir. 1985). Notably, the mere existence of [e]xcess publicity does not automatically or necessarily mean that the publicity was prejudicial. Hunt, 642 So. 2d at 1043. But here, even assuming all of Albarrans allegations as true, his claim is without merit because he has failed to plead a claim that, if true, could establish presumed prejudice. See Bryant, 2011 WL 339585, at *6. As pleaded, most of Albarrans allegations relate to the amount of publicity, not to whether the publicity was overly prejudicial or inflammatory. Thus, even as pleaded, Albarran has failed to plead a claim that, if true, would entitle him to relief. 40
For instance, even assuming as true Albarrans allegations that local media covered four ceremonies dedicated to Officer Goldens memory and the Huntsville Times had approximately 50 articles about the case on its website that ran during the trial, these allegations do not establish that the community was so saturated with prejudicial publicity to preclude a fair trial. Albarran has failed to plead any facts that, if true, would show that any of these news reports or articles were prejudicial or represented anything other than factual accounts of the crime or trial proceedings. See McCray v. State, 88 So. 3d 1, 70 (Ala. Crim. App. 2010)(to justify a presumption of prejudice ..., the publicity must be both extensive and sensational in nature. If the media coverage is factual as opposed to inflammatory or sensational, this undermines any claim for a presumption of prejudice.) (quoting Billups v. State, 86 So. 3d 1032, 1069 (Ala. Crim. App. 2009)). Simply the fact that broadcast news stories showed video of the proceedings through courtroom windows or that a reporter live-blogged about the trial, even if assumed as true, would not establish that this publicity was prejudicial. Likewise, even assuming as true Albarrans 41
allegations that numerous memorial services and ceremonies were held and that Officer Goldens family publicly accepted awards on his behalf, these allegations do not establish that the extensive media coverage aroused passions, outrage, and anger toward Albarran. See Luong, 2013 WL 598119, at *21. Albarran has failed to plead any facts that, if true, would indicate pervasive public outrage in the community or extensive prejudicial new reports. Even assuming as true that the media reported about Albarrans immigration status, Albarran has failed to plead any facts that, if true, would show that such reporting was excessive, flamboyant, or outrageous. Further, a discussion of a defendants immigration status does not rise to one of the rare cases where prejudice is presumed. Notably, the Alabama Supreme Court recently held that a circuit court did not abuse its discretion in refusing to find presumed prejudice and reversed the Court of Criminal Appeals holding that presumed prejudice was present. Luong, 2014 WL 983288 at *8. Luong demonstrates the meritless nature of Albarrans claim for a change of venue for the publicity in Luong relayed much more potentially damaging details 42
about the defendant than the type of information alleged by Albarran here. See Luong, 2013 WL 598119, at *21 (noting numerous news reports discussing the defendants reputation as a crack addict, the fact that the defendant had a criminal history, and that the defendant had been arrested and pled guilty to various drug charges in Georgia and Mississippi). In any event, the mere fact that media coverage references a defendant's criminal history, by itself, is not sufficient to satisfy the presumed-prejudice standard. McCray, 88 So. 3d at 70. Moreover, Albarrans claim is meritless on its face as many of his allegations do not specifically relate to his case or the media coverage of the crime. For example, the fact that the Alabama Hispanic Association filed a lawsuit against the Huntsville Police Department in 2007 alleging police misconduct in other cases, even if true, does not show how pretrial publicity surrounding Albarrans trial prejudicially saturated the community. Finally, Albarrans allegation that prejudice must be presumed based on the fact that the trial court originally issued an order changing venue to Calhoun County is facially meritless. After granting a change of venue, a 43
trial court retains discretion of that decision and the change of venue order may be set aside, vacated, modified, or annulled by the court making it. Ex parte Morrow, 66 So. 2d at 133. Simply the fact that the trial court initially granted a change of venue does not mean that Albarran could not receive a fair trial in Madison County or that the community was saturated with prejudicial publicity, particularly where trial counsels original intent was to try the case in Madison County. (See R. 175)(we want to be in Huntsville.). As stated above, Albarrans claim is simply facially meritless where, even assuming his allegations as true, he has failed to plead facts that could show that the pre-trial publicity in his case was presumptively prejudicial. To the extent that Albarran argues that there was actual prejudice against him as a result of pre-trial publicity, this claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has utterly failed to plead any specific facts that, if true, would show that one or more jurors who decided the case entertained an opinion, before hearing the evidence adduced at trial, that the defendant was guilty 44
and that the jurors could not have laid aside these preformed opinions and rendered a verdict based on the evidence presented in court. Hunt, 642 So. 2d at 1043. Albarran has failed to plead any clear and specific facts that, if true, would indicate that any juror had an opinion prior to evidence being presented at trial. Nor has Albarran pled any facts that, if true, would show that any juror could not have laid aside a personal opinion and rendered a verdict based on the evidence. Albarran has failed to identify any specific jurors who he alleges were actually prejudiced and has further failed to plead any specific facts concerning what opinions these unnamed jurors had. In fact, Albarran concedes that lack of specificity of his claim by alleging that he will be able to more fully demonstrate this after the opportunity to fully develop the record through discovery and presentation of evidence at an evidentiary hearing. But Albarrans allegation is deficient for Rule 32.6(b) requires that the petition itself disclose the facts relied upon in seeking relief. Boyd, 913 So. 2d at 1125-26. Albarran is not entitled to an evidentiary hearing or discovery to discover facts. To the contrary, 45
Albarran is entitled to discovery and an evidentiary hearing only if his claims are facially meritorious, which requires a full disclosure of the factual basis of his claim for relief. Ala. R. Crim. P. 32.6(b). Because he failed to meet this pleading standard, this claim should be summarily dismissed. Ala. R. Crim. P. 32.7(d). b. The claim that trial counsel waived venue outside his presence and without consulting him.
This claim should be summarily dismissed because it is both refuted by the record and facially without merit. Ala. R. Crim. P. 32.7(d); see McNabb, 991 So. 2d at 320 (Thus, because this claim was clearly refuted by the record, summary denial was proper pursuant to Rule 32.7(d), Ala. R. Crim. P.). Albarrans claim that his trial counsel was ineffective for waiving change of venue outside of his presence is without merit on its face. Although Albarran was not present during the hearing in which the trial court vacated and set aside the January 31, 2008 order transferring the trial to Calhoun County, Albarran specifically waived his right to be present at the change of venue hearing by signing a written waiver. (C. 246.) Thus, this claim is meritless on its face. 46
Furthermore, Albarrans claim that his trial counsel did not consult him on waiving the change of venue to Calhoun County is refuted by the record. Albarran specifically waived venue for his trial in Madison County and signed a written waiver in which he stated that he made the decision upon advice of counsel. Id. Finally, even assuming as true Albarrans allegation that the April 4, 2008 written waiver applied to his prior January 31, 2008 hearing and not the April 10, 2008 hearing, there was no error in Albarran not being present for the hearing. The personal presence of the defendant is not required at a change of venue hearing. Ala. Code 15- 2-20(c). Moreover, Albarrans presence at the April 10, 2008 hearing was waived. (R. 335.) Thus, because this claim is refuted by the record and facially without merit, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). c. The claim that trial counsel conducted critical proceedings relating to the change of venue issue off the record.
This claim should be summarily dismissed because it fails to state a material issue and is facially meritless. Ala. R. Crim. P. 32.7(d). Albarran appears to allege that 47
his trial counsel was ineffective for conducting a hearing on January 11, 2008 concerning his initial motion to change venue off the record. Even assuming these facts as true, this claim is meritless. Albarran could not have been prejudiced because the trial court did not deny, but granted, Albarrans motion. (R. 182.) Albarrans allegation that his trial counsel was ineffective for having discussions with the parties off the record in the Judges chambers on April 9, 2008 concerning the waiver of venue is also facially meritless. As noted above, even accepting this allegation as true, Albarran could not be prejudiced by the fact that his attorneys had off the record discussions concerning the waiver of venue because Albarran had already personally agreed to the waiver of venue after consulting with his attorneys. (C. 246.) Even assuming his allegations as true, Albarran simply could not be prejudiced by discussions that occurred concerning a motion with which he agreed. Therefore, because this claim is meritless on its face, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). Finally, to the extent that Albarran argues that his trial counsel was ineffective for failing to request a gag 48
order, for failing to request jury sequestration, and for failing to request an instruction to the spectators in the courtroom, this claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). To the extent that Albarran is raising a cognizable claim, this claim is nothing but a bare allegation. Albarran fails to plead any specific facts concerning what arguments his trial counsel should have made or why he was entitled to a gag order or jury sequestration. Nor does Albarran plead any authority in support of his claim. Although Albarran alleges there was an outburst from the spectators after the guilt phase verdict was read, he has failed to specifically plead any facts that could show how he was specifically prejudiced by any alleged outburst. Albarran has failed to plead a sufficient factual basis that, if true, would show how his trial counsel was deficient or how he was prejudiced. Therefore, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). 5. The claim that trial counsel was ineffective for pleading not guilty by reason of mental disease or defect.
In paragraphs 148-168, Albarran contends that his trial counsel was ineffective for pleading not guilty by reason 49
of mental disease or defect. Albarran contends that raising this insanity defense was ineffective because it was based on the diagnosis of Dr. Silva, who opined that Albarran suffered from an alcohol and cocaine induced psychosis at the time of the offense. Albarran further contends that an insanity defense based on a psychosis brought on by voluntary intoxication was ineffective because intoxication cannot support an insanity defense, but can only negate the specific intent to commit capital murder. Albarran argues that he was prejudiced by raising the insanity defense in this fashion because the State was able to reject the legality of this defense to the jury and because pursuing this defense distracted the jurys focus from a more sound defense of arguing that Albarrans intoxication rendered him incapable of forming the specific intent to commit capital murder. This claim should be summarily dismissed because it is without merit and thus, fails to state a material issue upon which relief may be granted. Ala. R. Crim. P. 32.7(d). As an initial matter, Albarrans contention that his trial counsel was ineffective for presenting an insanity defense based on voluntary intoxication is both 50
meritless on its face and refuted by the record. Trial counsels presentation of the insanity defense was not based simply on voluntary intoxication. In fact, trial counsel specifically told the jury that voluntary intoxication is no defense and that [w]ere not suggesting that voluntary intoxication is a defense to a crime. Its not. (R. 3619.) Instead, the insanity defense was based on two different pieces of evidence. First and foremost, trial counsel presented the testimony of Dr. J. Arturo Silva, who opined that Albarran suffered from both an alcohol-induced psychosis and a cocaine-induced psychosis which he testified qualified as a severe mental disease or defect under the DSM-IV-TR. (R. 2807-2808, 2924.) Dr. Silvas diagnosis was based on the presence of delusions reported by Albarran around the time of the offense that were accentuated by his substance abuse. (Supp. C. 733-737.) Second, trial counsels presentation of the insanity defense also was based on the testimony presented by Albarrans family members who described his strange behaviors and moods, his family history of mental illness, and his delusions concerning the devil. (R. 3617.) 51
Accordingly, because the record reflects that trial counsel did not base the insanity defense simply on an argument that Albarran was voluntary intoxicated, this claim is meritless on its face. Regardless, this claim is also without merit because even accepting his allegations as true, Albarran has failed to plead a claim that could establish that his trial counsel was deficient under Strickland. See Bryant, 2011 WL 339585, at *6. Albarrans claim is an example of the type of second-guessing and hindsight that Strickland forecloses. See Strickland, 466 U.S. at 689 (It is all too tempting for a defendant to second-guess counsel's assistance after conviction or adverse sentence, and it is all too easy for a court, examining counsel's defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable.). Capital Rule 32 petitioners normally allege that their trial counsel was ineffective for not raising every possible defense at trial. Here, Albarran now argues the opposite, contending that his trial counsel should not have pursued an insanity defense, but should have only argued that he 52
did not have the specific intent to kill a defense he now argues was the only lawful defense. (Pet. at 75.) But, even accepting his allegations as true, this allegation on its face does not plead a claim that could show that trial counsels performance did not fall within the wide range of reasonable professional assistance. Strickland, 466 U.S. at 689. Trial counsel faced a daunting task of representing Albarran in the face of overwhelming evidence of guilt. Multiple eyewitnesses observed at least some portion of the murder, including graphic details of Albarran shooting Officer Golden while he was defenseless on the ground. Albarran v. State, 96 So. 3d 131, 145-146 (Ala. Crim. App. 2011). Several eyewitness identified Albarran as the shooter when he was apprehended by law enforcement at the scene of the crime. Id. In the face of this strong evidence, the record evidences that trial counsel chose to present the jury with multiple arguments against a capital-murder conviction, namely, among other things, that the prosecution had not met their burden of proof, that the prosecution failed to establish that Albarran specifically intended to kill 53
Officer Golden based on his intoxication and based on the physical evidence and testimony in the case, and that the defense had proven that Albarran was legally insane at the time of the offense. (R. 3564-3624.) Trial counsel pursued this strategy zealously and thoroughly, particularly in regard to the presentation of the insanity defense. Trial counsel spent a considerable amount of time, effort, and resources to locate two mental-health experts from California, who had the ability to relate to Albarran culturally, as well as numerous family members, many of whom resided in another country, in support of the insanity defense. Simply the fact that trial counsels presentation of a not guilty by reason of mental disease or defect defense - while at the same time arguing that the State could not prove intent - ultimately was unsuccessful does not mean that trial counsels performance was deficient. See Davis v. State, 9 So. 3d 539, 550 (Ala. Crim. App. 2008)(The fact that a particular defense was unsuccessful does not prove ineffective assistance of counsel.) (quoting Chandler v. United States, 218 F.3d 1305, 1314 (11th Cir. 2000)). Thus, on its face, Albarrans claim is meritless. 54
Trial counsels presentation of the insanity defense falls within the wide range of reasonable professional assistance. Strickland, 466 U.S. at 689. Certainly, it is not unreasonable to present multiple arguments and theories to the jury, even where one theory may arguably stronger than another, particularly in this case where trial counsel presented a qualified mental-health expert who did opine that a substance-induced psychosis qualified as a severe mental disease or defect under the DSM-IV-TR. Therefore, even assuming all of Albarrans allegations as true, his claim is without merit because he has failed to plead a claim that, if true, would establish that his trial counsel was deficient under Strickland. This claim should also be dismissed because Albarrans allegation of prejudice is facially meritless. Even accepting all of his allegations as true, Albarran has failed to plead a claim that could establish that there is a reasonable probability that, absent the errors, the factfinder would have had a reasonable doubt respecting guilt. Id. at 695. As pleaded, Albarrans claim of prejudice is facially meritless because of the overwhelming evidence of guilt in this case. In other words, even if 55
counsel had not presented evidence in support of a plea of not guilty by reason of mental disease or defect, there was no reasonable probability that the jury would have found reasonable doubt respecting guilt. Even assuming his allegations as true, withdrawing the insanity defense would not have led to any probability, let alone a reasonable one, that Albarran would not have been found guilty of capital murder. Moreover, even if trial counsel had decided not to present an insanity defense, this would have had no effect on the overwhelming evidence of guilt presented by the prosecution. At best, such a decision would have merely removed one defense from the jurys consideration of which Albarran bore the burden of proof. See Ala. Code 13A-3-1. As noted above, the murder of Officer Golden was gruesome and the evidence against Albarran was strong. Multiple people witnessed Albarran not only shoot and kill Officer Golden, but particularly graphic details of the murder where Albarran shot Golden multiple times as he lay on the ground begging for his life. For instance, Charles Ward testified that even with Officer Golden on the ground, Albarran picked up a handgun and discharged the magazine 56
at Officer Golden. (R. 2126.) Tanisha Thomas testified that she saw Albarran shooting Officer Golden, that Golden fell to the ground and yelled Wait!, yet Albarran kept shooting. Albarran, 96 So. 3d at 146. William Thomas also testified that Albarran shot Officer Golden and that after the officer went down, Albarran shot him and then walked up to the officer and shot him again. Id. Albarrans claim is simply meritless. Even assuming as true Albarrans claim that trial counsels presentation of the insanity defense was legally and factually unsound, there is no reasonable probability the result would have been different. Albarran was convicted because of the overwhelming evidence of guilt, not because of an unsuccessful plea of insanity. Albarrans arguments to the contrary are unavailing. For instance, Albarrans contention that the presentation of an insanity defense undermined and compromised his argument that his intoxication negated the specific intent to commit capital murder (Pet. at 75) ignores the fact that this argument was still presented to and, rejected by, the jury. Trial counsel specifically argued that, aside from the insanity defense, the 57
prosecution had failed to prove that Albarran specifically intended to kill Officer Golden based on the evidence that he had used alcohol and drugs. (R. 3615.) Even assuming as true Albarrans allegation that the jury could have been confused between the insanity defense and the argument that Albarrans intoxication negated his specific intent to kill, there is no probability whatsoever that the result of the guilt phase would have been different based on the overwhelming evidence of guilt. Moreover, although Albarran contends that trial counsel should have called other witnesses to support his claim that he could not form the specific intent to kill based on his intoxication, even if true, Albarran has failed to plead a claim that could show prejudice. While Albarran lists the names of two witnesses who would testify about his general use of drugs, he fails to specifically plead that these two witnesses observed, or would have been able to testify about, the specific substances, if any, that Albarran used on the day of the offense. (Pet. at 72-73.) Likewise, Albarrans arguments that the presentation of the insanity defense opened the door for privileged statements to Dr. Hooper to be admitted, opened the door 58
for the State to admit prior bad acts, and resulted in the presentation of irrelevant evidence are facially without merit. Even assuming these facts as true, there is no reasonable probability that, but for these alleged errors, the jury would have found reasonable doubt respecting guilt. Strickland, 466 U.S. at 695. The evidence of Albarrans guilt was overwhelming. Moreover, the jury did not convict Albarran because of statements made to Dr. Hooper or any prior bad acts, but based on this overwhelming evidence of guilt. Moreover, even assuming as true Albarrans contention that the presentation of the insanity defense opened the door to certain evidence or resulted in irrelevant evidence being presented, this could not render the result of the trial fundamentally unfair or unreliable. Rhode v. Hall, 582 F.3d 1273, 1280 (11th Cir. 2009). Even assuming his allegations as true, the States rebuttal to the insanity defense did not lead to the introduction of any egregious or prejudicial evidence, particularly when compared to the lawful, admissible evidence of Albarrans guilt that was already presented. Nor could Albarrans trial have been rendered fundamentally unfair simply because the jury heard 59
evidence which Albarran now contends was, at worst, irrelevant in support of the insanity defense. Accordingly, based on the overwhelming evidence of guilt, even assuming all of Albarrans allegations as true, he has failed to plead a claim that could show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. Strickland, 466 U.S. at 694. Therefore, because Albarran has failed to state a facially meritorious claim and no purpose would be served by any further proceedings, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). 6. The claim that trial counsel was ineffective during jury selection.
In paragraphs 169-204, Albarran raises numerous sub- claims relating to his trial counsels performance during jury selection. Accordingly, the State responds to each of these allegations individually below. a. The claim that trial counsel failed to seek additional time to conduct voir dire and object to unreasonable time restrictions.
In paragraphs 169-177, Albarran contends that his trial counsel was ineffective for failing to secure adequate time 60
to review juror questionnaires and to question potential jurors. Albarran also alleges that his trial counsel should have objected to the amount of time provided by the trial court to review the questionnaires. As a result, Albarran argues that his trial counsel was forced to use peremptory strikes to dismiss jurors who should have been struck for cause. Finally, Albarran complains that certain jurors were left on the jury that had prior knowledge about the case. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is nothing but a bare allegation. Although Albarran contends that the trial court unreasonably placed time restrictions on voir dire, Albarran fails to specifically plead how much time the trial court should have provided for voir dire or how much trial counsel should have requested. Likewise, although Albarran alleges certain jurors should have been struck for cause, Albarran utterly fails specifically plead facts that, if true, would show that these jurors met the standard for qualifying for a challenge for cause. See Washington v. State, 95 So. 3d 26, 38 (Ala. Crim. App. 2012)(holding that the circuit 61
court correctly summarily dismissed this claim because Washington failed to identify specific jurors by name under Rule 32.6(b).) In Alabama, the standard for striking a potential juror for cause because of the juror's bias requires that the juror have a fixed opinion concerning the defendant's guilt that would interfere with his ability to render a fair and unbiased verdict. Phillips v. State, 65 So. 3d 971, 1009 (Ala. Crim. App. 2010). Moreover, [o]nly when a prospective juror's testimony indicates a bias or prejudice so fixed or deep-seated that that person cannot be impartial and objective must a challenge for cause be granted by the trial court. Ex parte Land, 678 So. 2d 224, 240 (Ala. 1996). Albarran fails to plead any facts or any testimony from the jurors identified in his petition that, if true, would show the jurors had a fixed opinion or were unable to render a fair verdict. Instead, Albarran merely provides a list of unidentified jurors with generalized statements about each juror without providing any record citations to identify either the jurors or facts about the jurors. Thus, based on Albarrans deficient pleading, it is impossible to 62
determine whether trial counsel did or did not move for cause to strike the unidentified jurors listed in his petition. Accordingly, because of Albarrans failure to plead the full factual basis for his claim, this Court cannot determine whether Albarran is entitled to relief and his claim should be dismissed. See Washington, 95 So. 3d at 38 (If, assuming every factual allegation in a Rule 32 petition to be true, a court cannot determine whether the petitioner is entitled to relief, the petitioner has not satisfied the burden of pleading under Rule 32.3 and Rule 32.6(b).)(quoting Hyde v. State, 950 So. 2d 344, 356 (Ala. Crim. App. 2006)). Albarran also failed to specifically plead facts that, if true, would establish that his trial counsel was deficient under Strickland. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead any specific facts that, if true, would show that his trial counsel actually needed more time during voir dire. Albarran fails to plead that his trial counsel actually was unable to review all of the juror questionnaires. Furthermore, Albarran fails to plead specific facts concerning what additional questions his trial counsel 63
should have asked during voir dire if counsel had more time that would have resulted in more jurors struck for cause. Notably, trial counsel did move to strike multiple jurors for cause which the trial court denied. See Albarran, 96 So. 3d at 159-162. Albarran has failed to specifically plead in his petition any substantive action his trial counsel could have done differently other than the bare allegation that his trial counsel simply should have asked for more time. Finally, Albarran also has failed to plead facts that, if true, would show that trial counsel did not have a strategic reason for how counsel conducted voir dire, how counsel questioned certain jurors, or how counsel decided to facilitate strikes for cause and peremptory strikes. Given that an attorney's actions during voir dire are considered to be matters of trial strategy, which cannot be the basis of an ineffective assistance claim unless counsel's decision is ... so ill chosen that it permeates the entire trial with obvious unfairness, Washington, 95 So. 3d at 64 (citations omitted), this failure alone renders this claim insufficiently pleaded and due to be dismissed. 64
Finally, Albarran has failed to specifically plead facts that, if true, would establish that he was prejudiced under Strickland. Ala. R. Crim. P. 32.6(b). Albarrans claim is nothing but a conclusory, speculative allegation. Albarran completely fails to plead any facts that, if true, would show what additional information he would have learned or what additional evidence could have been developed had his counsel requested more time for voir dire. More importantly, Albarran has failed to specifically plead any facts that, if true, would establish that he was entitled to additional strikes of jurors for cause. The test for determining whether a strike rises to the level of a challenge for cause is whether a juror can set aside their opinions and try the case fairly and impartially, according to the law and the evidence. Sneed v. State, 1 So. 3d 104, 136 (Ala. Crim. App. 2007)(citations omitted). While he has listed several unidentified jurors, Albarran utterly has failed to plead any specific facts that, if true, would show that these unnamed jurors could not set aside their opinions and try the case fairly and impartially. Moreover, merely alleging that many of the 65
jurors who were empanelled and tried his case had prior knowledge of the case does not constitute a sufficiently pleaded claim because [a] juror need not be excused merely because [the juror] knows something of the case to be tried or because [the juror] has formed some opinions regarding it. Thompson v. State, CR050073, 2012 WL 520873, at *15 (Ala. Crim. App. Feb. 17, 2012)(internal citations omitted). Therefore, because this entire claim is insufficiently pleaded, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). Alternatively, this claim should be summarily dismissed because it is without merit and fails to state a material issue. Ala. R. Crim. P. 32.7(d). Albarrans claim that his trial counsel was ineffective because counsel had to use peremptory strikes on jurors who should have been struck for cause as a result of not having adequate time during voir dire is facially meritless. For, the Alabama Supreme Court has held that the failure to remove a juror for cause is harmless when that juror is removed by the use of a peremptory strike. Pace v. State, 904 So. 2d 331, 341 (Ala. Crim. App. 2003). Therefore, because Albarrans 66
substantive claim is meritless on its face, this claim should be summarily dismissed. Ala. R. Crim. P. 32.7(d). b. The claim that trial counsel failed to question jurors on exposure to pre-trial publicity and other issues.
In paragraphs 178-184, Albarran contends that his trial counsel failed to individually question any jurors on their exposure to pre-trial publicity, crime-victim status, and relationships to law enforcement. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to specifically plead any facts that, if true, would establish that his trial counsel was deficient or that he was prejudiced under Strickland. For example, Albarran fails to specifically plead or identify the names of the jurors that he contends should have been individually questioned. See Washington, 95 So. 3d at 64 (affirming summary dismissal of claim of ineffective assistance of counsel during voir dire under Rule 32.6(b) where petitioner failed to identify specific jurors by name.) Nor does Albarran plead any specific facts concerning what details about the case the potential jurors were aware of or what publicity the potential jurors had 67
been exposed to that would have necessitated individual questioning. Although he generically lists topics such as pre-trial publicity, crime-victim status, and ties to law enforcement, Albarran also fails to plead what specific questions his trial counsel should have asked during voir dire. More importantly, Albarran fails to plead any facts concerning what specific information he would have learned had his trial counsel conducted individual questioning. Nor does he plead how this unidentified information would have led to a challenge for cause or a peremptory strike. Similarly, while Albarran contends that at least two jurors on the jury panel had either donated to a law enforcement organization or had close relatives in law enforcement, Albarran completely fails to plead a sufficient factual basis that, if true, would show that he was entitled to a challenge for cause for these jurors or that it would have been part of trial counsels strategy to exercise a peremptory strike against these two jurors. Accordingly, because this claim is nothing but a bare allegation and no purpose would be served by any further 68
proceedings, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). To the extent that Albarran contends that his trial counsel was ineffective for failing to discover in voir dire that a juror was the victim of a domestic incident, this claim should also be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead any specific facts that, if true, would show that his trial counsel was deficient or that he was prejudiced or entitled to any relief. Albarran raised the substantive aspect of this claim on direct appeal, asserting that the juror committed misconduct by failing to disclose during voir dire that her husband had assaulted her approximately 19 months prior to trial. See Albarran, 96 So. 3d at 193-197. The Court of Criminal Appeals held that Albarran failed to establish that he might have been prejudiced. Id. That court specifically found that the record indicates that defense counsel were not concerned with prospective jurors' prior victimizations because counsel did not strike a number of other potential jurors who had been victims of violent crimes. Id. at 196. 69
Albarran has failed to specifically plead any additional facts that, if true, would show how he was prejudiced by not pursing individual voir dire of this juror. Nor does Albarran specifically plead what additional information or details about this situation he would have learned or how this unidentified information would have necessitated a challenge for cause. Albarran also fails to plead what specific questions his trial counsel would have asked or whether striking this juror peremptorily would have been consistent with trial counsels strategy given the record reflects that several jurors served on the jury despite being victims of crime. Id. at 196. Finally, Albarran does not specifically plead which juror should have been left on the jury in the place of this particular juror. Accordingly, because this claim is insufficiently pleaded, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). c. The claim that trial counsel inserted Albarrans immigration status into voir dire.
In paragraphs 185-192, Albarran contends that his trial counsel was ineffective for inserting the issue of his immigration status in the juror questionnaire. 70
This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead clear and specific facts that, if true, would establish that his trial counsel was deficient or that he was prejudiced under Strickland. Generally, an attorney's actions during voir dire are considered to be matters of trial strategy, which cannot be the basis of an ineffective assistance claim unless counsel's decision is ... so ill chosen that it permeates the entire trial with obvious unfairness. Washington, 95 So. 3d at 64 (citations omitted). It is reasonable that trial counsel would have strategic reasons for wanting to know potential jurors views on immigration given the fact that Albarran was a Mexican national and evidence of his nationality and culture were presented during trial. As trial counsel admitted, evidence about Albarrans Mexican heritage and culture was part of the evidence trial counsel expected to present during trial. (R. 868.) But Albarran has failed to specifically plead any facts that, if true, would show that trial counsels inclusion of certain questions on the jury questionnaire was not part of counsels overall voir dire strategy. Albarran has also 71
failed to plead any specific facts that, if true, would show that no competent counsel would have included questions about his immigration status on a jury questionnaire given the unique circumstances of this case. Moreover, Albarran has failed to specifically plead how he was prejudiced by the inclusion of these questions on the jury questionnaire. Albarrans contention that he was treated differently biased as a result of his immigration status is nothing but unfounded speculation. Albarran completely has failed to plead any specific facts that, if true, would show how he was actually treated differently to similarly situated individuals. While he contends that his trial counsels ineffectiveness resulted in prejudicial evidence being admitted against him, he fails to specifically plead what specific evidence he contends was improperly admitted. Albarrans entire claim consists of nothing but bare allegations devoid of any specific factual basis concerning prejudice under Strickland. Accordingly, because [a] bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient, Hyde, 950 So. 2d at 356, 72
this entire claim is insufficiently pleaded and should be summarily dismissed. Ala. R. Crim. P. 32.7(d). d. The claim that trial counsel inserted other prejudicial evidence into voir dire.
In paragraphs 193-196, Albarran contends that his trial counsel was ineffective for presenting false and misleading information during voir dire to prospective jurors about what counsel expected the evidence to show. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is nothing but a bare allegation devoid of any specific factual basis. Within this claim, Albarran merely has searched the transcript of voir dire and presented a laundry list of comments by trial counsel, without placing the comments in context, which he now finds objectionable. But this bare, conclusory pleading does not constitute a sufficiently pleaded claim, for an attorney looking back at a trial transcript can always find instances where objections could have been made or statements and arguments could have been phrased differently. See Tarver v. State, 629 So. 2d 14, 19 (Ala. Crim. App. 1993)(An ineffectiveness of counsel claim does 73
not lend itself to a search of the record to pick the instances in which an objection could have been made.). Albarran has also failed to specifically plead facts that, if true, would show that his trial counsel was deficient under Strickland. As noted above, generally, an attorney's actions during voir dire are considered to be matters of trial strategy, which cannot be the basis of an ineffective assistance claim unless counsel's decision is ... so ill chosen that it permeates the entire trial with obvious unfairness. Washington, 95 So. 3d at 64 (citations omitted). Albarran has failed to plead any specific facts that, if true, would show that no competent counsel would have conducted voir dire in the manner in which trial counsel did. Contrary to Albarrans allegations, trial counsel would have had a reasonable, strategic purpose for informing the jury about what they expected the evidence to show and to gauge the jury venires impressions or thoughts on this potential evidence. Likewise, trial counsel would have had a strategic reason to inquire from jurors what they had heard about the case, even if it meant that some of the details would be shared with the jury venire, in order to draw out 74
information to aid in determining which jurors to strike. Albarran has failed to plead any specific facts that, if true, would show that this approach was objectively unreasonable. Moreover, many of the laundry list of comments Albarran contends were prejudicial were not comments made by trial counsel, but were statements made by potential jurors during voir dire in response to questions from either the trial court or defense counsel. (Pet. at 92.) For example, Albarran complains that comments were made about a police officer getting killed at a Mexican Restaurant, that Officer Goldens widow went to a memorial service in Washington, D.C., and that Officer Goldens gun malfunctioned and that he was shot while going down. But all of these comments were made by jurors, not trial counsel, in the course of voir dire. (R. 923-928.) Albarran has failed to plead how trial counsel could be deficient for the comments from jurors, in response to questions designed to uncover what the jury panel had heard about the case. Finally, Albarran has also failed to specifically plead how he was prejudiced under Strickland. Albarran simply 75
has listed comments that he contends were prejudicial without pleading any specific facts about why these comments were prejudicial or how these comments rendered his trial fundamentally unfair. For instance, Albarran complains that he was prejudiced because his trial counsel stated in voir dire that two mental-health experts would testify, when only one defense expert testified during the guilt phase. (Pet. at 91.) But Albarran has failed to specifically plead facts that, if true, would show how this passing comment would have made any difference in the outcome of his trial, particularly where the trial court repeatedly instructed the jury that arguments made by counsel were not evidence and that the jury could base its verdict only the evidence presented during the trial. (R. 1864-65, 3670-3671.) Furthermore, Albarran has failed to specifically plead facts that, if true, would show that he was prejudiced where many of the comments during voir dire that he contends were prejudicial were consistent with the evidence presented during trial. For example, comments about Officer Goldens gun malfunctioning, that he begged for mercy, that he was shot after going down were consistent 76
with the testimony and evidence presented from multiple witnesses, including eyewitnesses, during trial. See Albarran, 96 So. 3d at 145-146. Accordingly, Albarran has failed to meet his burden of pleading clear and specific facts concerning prejudice under Strickland. Therefore, because of this pleading deficiency, as well as the other deficiencies noted above, this claim is due to be dismissed. Ala. R. Crim. P. 32.7(d). e. The claim that trial counsel failed to rehabilitate qualified jurors.
In paragraphs 197-199, Albarran contends that his trial counsel failed to rehabilitate jurors who were struck for cause. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is nothing but a bare allegation. Albarran fails to plead any factual basis in support of his claim. For example, Albarran asserts in a conclusory fashion that Juror 78 was removed for cause although he contends she was competent to sit on the jury. (Pet. at 69.) Yet Albarran completely fails to plead any specific facts that, if true, would show why Juror 78 was competent to serve on the jury, what statements Juror 78 made or what other information was 77
available to show she could have been impartial, or what actions trial counsel could have taken to rehabilitate Juror 78. Albarran also complains that trial counsel failed to rehabilitate other jurors and agreed to certain jurors being removed. However, Albarran fails to specifically plead who these jurors were or what trial counsel specifically should have done or what questions trial counsel could have asked to rehabilitate these unidentified jurors. See Washington, 95 So. 3d at 64 (holding that the circuit court properly dismissed a claim under Rule 32.6(b) where the petitioner failed to identify specific jurors by name; he failed to plead what should have been done during voir dire examination; and he failed to plead how he was prejudiced by counsel's performance during the voir dire examination.) Nor does Albarran plead any specific facts that, if true, would show that these unidentified jurors did not meet the legal criteria for sustaining a challenge for cause. Accordingly, Albarran has failed to specifically plead any facts that, if true, would show that his trial counsel was deficient or that he was prejudiced. 78
Therefore, because this claim is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). f. The claim that trial counsel failed to make a complete record of voir dire proceedings.
In paragraphs 200-204, Albarran alleges that his trial counsel was ineffective for failing to create a record of the jurors who called the trial courts office prior to trial to be excused from jury service. Albarran also alleges that trial counsel failed to follow up on instances of prospective juror misconduct and make a record of the alleged prejudice from this misconduct. In regard to the claim concerning the failure to make a record of jurors excuses from jury service, this claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead basic facts necessary to support this speculative allegation. As pleaded, Albarran has not pled a sufficient factual basis to determine whether he has even asserted a facially meritorious claim. For example, Albarran has failed to specifically plead the names of the jurors who allegedly were excused by the trial court. Albarran also failed to plead any specific facts that, if true, would 79
show what alleged communications the trial court had with the excused jurors, let alone whether any of these communications were material. Most importantly, Albarran completely fails to plead any specific facts that, if true, would show how he was prejudiced by the fact that there was no record of these communications or that the certain jurors were excused. Albarran has failed to plead any facts that, if true, would demonstrate a reasonable probability that the outcome of his trial would have different had such proceedings been recorded. Accordingly, because this conclusory allegation is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). Alternatively, this claim should be dismissed because it is facially without merit and fails to state a material issue. Ala. R. Crim. P. 32.7(d). Albarrans claim that his right to be present and right to have proceedings recorded is meritless. Even assuming as true that a defendant has a right to be present during jury selection, that right was not violated because the trial courts excusal of potential jurors did not constitute, and did not involve, jury selection. Albarrans allegation does not 80
involve formal voir dire, strikes for cause or peremptory strikes, but excusals allowed by the trial court prior to the beginning of formal jury selection. A trial court may excuse a potential juror from jury service under certain circumstances, including but not limited to, undue or extreme physical or financial hardship. Ala. Code 12-16-63. Relevant here, a trial court has authority to unilaterally excuse potential jurors prior to the formal start of jury selection. See Ala. Code 12-16-145 (Prior to the date on which a prospective juror has been summoned to appear, the presiding circuit judge, or a court official designated by him, shall have the authority to disqualify the prospective juror or to excuse or postpone his service to any future date, not withstanding the provisions of any other law.). This statutory authority does not require, nor has Albarran cited anything to the contrary, a trial court to record or transcribe these proceedings involving the preliminary excusal of potential jurors. Here, the trial courts discussions with potential juror excuses occurred prior to the beginning of trial, let alone jury selection. This conduct was proper under 81
Alabama law and consistent with a trial courts authority to excuse potential jurors from service. Thus, even assuming his allegations as true, Albarrans claim is without merit. See Dunaway, 2009 WL 4980320, at *23 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Furthermore, even if the trial court had discussions with potential jurors prior to trial, the record reflects that the trial court communicated again with each of these jurors on the record and in the presence of counsel prior to make a final determination on which jurors should be excused. (R. 650- 690.) Thus, for an additional reason, because this claim is meritless, it should be dismissed. Ala. R. Crim. P. 32.7(d). In regard to Albarrans claim that his trial counsel failed to follow up on prospective juror misconduct, this claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is a bare allegation. Albarran has failed to plead any facts that, if true, would show that any juror who served on his jury was impacted or affected by these comments and how the jury was specifically prejudiced by these comments. Nor 82
has he pleaded any specific facts that, if true, would articulate how the entire jury panel was prejudiced by these isolated comments. Critically, Albarran has failed to plead specific facts that, if true, would show that any juror who overheard these comments was unable to render a fair and impartial verdict. Moreover, Albarran has failed to plead what specific actions trial counsel could have undertaken to more fully investigate these instances. Albarran fails to plead what specific questions trial counsel should have asked or what specific information trial counsel could have learned that would have shown that he could not receive a fair trial. Albarran simply has failed to plead any specific facts that, if true, would show that his trial counsel was deficient or that he was prejudiced under Strickland. Therefore, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). 7. Albarrans claim that trial counsel was ineffective for failing to object to incompetent trial court interpretation.
In paragraphs 205-240, Albarran alleges that his trial counsel failed to object to the trial courts appointment of incompetent interpreters during his trial. Within this 83
claim, Albarran again raises several sub-parts which will be addressed individually below: a. The claim that Albarrans interpreter, Patrick Castle, was incompetent.
In paragraphs 210-212, Albarran contends that his defense interpreter, Patrick Castle, was incompetent. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans contention that Castle was incompetent is nothing but a bare allegation. Albarran fails to plead any facts that, if true, would show why Castle was unqualified or what qualities a qualified interpreter would have possessed that Castle did not possess. Moreover, although Albarran contends Castle failed to interpret word for word and omitted key evidence and testimony (Pet. at 98), Albarran fails to specifically plead what testimony Castle did not interpret correctly or identify what testimony was omitted by Castle. Albarran completely fails to specifically plead what evidence or testimony he was unable to learn or discover during trial. Nor does Albarran specifically plead how he was unable to participate in his trial or what specific actions he was unable to undertake as a result of Castles 84
alleged incompetent interpretation. Finally, Albarran fails to specifically any facts that, if true, would show how his trial would have been any different had the interpretation been more complete. Therefore, because Albarran has failed to plead specific facts that, if true, would show that his trial counsel was deficient and that he was prejudiced under Strickland, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). b. The claim that the trial courts interpreter, Dara Fernandez, was incompetent.
In paragraphs 213-229, Albarran contends that the trial courts appointed interpreter, Dara Fernandez, was incompetent. Albarran further contends that this resulted in interruptions during testimony and flawed interpretations. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is a bare allegation. Notably, as Albarran admits in his petition, Alabama did not have any procedures for certifying translators and as the Court of Criminal Appeals noted, Alabama has no statute that requires that a court interpreter be certified, Albarran 96 So. 3d at 181. 85
Moreover, Albarran has failed to cite to any law or controlling authority in Alabama concerning interpreters that was violated. Thus, Albarran fails to specifically plead how Fernandez was unqualified to interpret in his trial. Albarran also fails to specifically plead the name of any other interpreter who he contends was qualified and available to interpret during his trial. Albarran also fails to specifically plead how he was prejudiced. Although Albarran contends that he was prejudiced by several interruptions that took place during the interpretation of certain testimony, he fails to specifically plead any facts that, if true, would show how there was a reasonable probability that the outcome of his trial would have been different had these interruptions taken place. Certainly, a certain amount of interruptions and delay are inherent in translating a large amount of testimony from one language to another. Albarran has failed to plead any clear and specific facts that, if true, would show why any interruptions in his case were outside the norm or prejudicial in any way. Notably, Albarran only identifies one segment of testimony consisting of interruptions which he contends were problematic, despite 86
the voluminous amount of testimony that was translated in this case. Most importantly, even assuming that there were interruptions at various points during the testimony, Albarran fails to plead any specific facts that, if true, would show how he was prejudiced or how his defense was compromised other than pure speculation and conjecture. Albarran simply had failed to plead how there was a reasonable probability that the outcome of his trial would have been different if a more qualified interpreter would have been utilized. Albarran fails to plead how a different interpreter would have had any effect on the overwhelming evidence presented by the prosecution concerning his guilt, let alone how the presentation of his case was specifically affected. Finally, Albarran contends that some of the testimony that was interpreted was incoherent but he fails to specifically plead what testimony was incoherent or how it was incoherent. In fact, Albarrans claim is insufficiently pleaded because, as he admits, it is impossible to know whether the translation of any testimony 87
was incompetent because there is no record of the Spanish language testimony. (Pet. at 106.) Thus, Albarran completely failed to plead a sufficient factual basis that would entitle him to relief. He has failed to plead specific facts that, if true, would show that his trial counsel was deficient and that he was prejudiced under Strickland. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). c. The claim that the official interpreters last-minute translation and transcription of key evidence was improper.
In paragraphs 230-234, Albarran alleges that his trial counsel failed to secure an official translation of evidence prior to trial. As a result, Albarran contends that the translations of the 911 call and his interview with Detective Charlie Grey were introduced too late during trial and contained various inaccuracies. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is nothing but a bare allegation. Albarran fails to specifically plead facts concerning what specific parts of the translations were inaccurate. Nor 88
does he plead what specific evidence was introduced or not introduced as a result of these alleged inaccurate translations. Furthermore, Albarran fails to specifically plead what, if anything, his trial counsel could have done differently had they secured official translations prior to trial. Albarran has failed to specifically plead how he was prejudiced under Strickland. Albarran fails to plead any clear and specific facts that, if true, would show a reasonable probability that the outcome of his trial would have been different had these translations been completed before trial. Albarran fails to plead any facts that would show what the defense was prevented from presenting or what the prosecution was able to present as a result of the late translation of this testimony. Although Albarran contends that the prosecution used the 911 call and Detective Greys interview to convict him, this is nothing but a bare allegation of prejudice. Albarran has failed to plead any facts that, if true, would show that the prosecution would not have been able to still use these translations as evidence had they been transcribed earlier. More importantly, Albarran has failed 89
to specifically plead how there was any probability, let alone a reasonable one, that the late translation of the 911 call and his statement had any effect on the outcome of his trial, given the overwhelming evidence against him, including multiple eyewitnesses who saw Albarran shoot and kill Officer Golden. Accordingly, because this claim is a bare allegation that fails to plead clear and specific facts that, if true, would entitle relief, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). d. The claim that the official interpreter had an improper role.
In paragraphs 235-237, Albarran alleges that Ms. Fernandez overstepped her role by giving an opinion that one of the voices heard on the background of the 911 call belonged to Albarran. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is a bare allegation. Albarran fails to specifically plead what portions of the 911 tape that the trial court relied on Ms. Fernandez. Moreover, fails to specifically plead what was actually said in these unidentified instances or what comments or dialogue were specifically attributed to him. 90
Albarran further fails to specifically plead any facts that, if true, would establish that he was prejudiced under Strickland. Notably, Albarran fails to specifically plead that he, in fact, was not one of the voices in the background of the 911 tape. Albarran fails to specifically plead that the statements attributed to him contained any prejudicial or damaging comments. Finally, Albarran has failed to specifically plead any facts that, if true, would show that there was a reasonable probability that the outcome of his trial would have been different had his trial counsel objected. As noted above, the evidence in this case was overwhelming. Albarran simply has failed to specifically plead how the fact that Ms. Fernandez attributed certain statements to him in a translation had any effect whatsoever on the outcome of his trial particularly given the overwhelming evidence of guilt such as the eyewitness testimony in this case. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). Alternatively, this claim should be dismissed because it is without merit. Ala. R. Crim. P. 32.7(d). Contrary to Albarrans contention, Ms. Fernandez did not testify or 91
formally offer her opinion as evidence that Albarrans voice was on the 911 tape. While the trial court noted that Ms. Fernandez had reviewed the 911 call many times in an attempt to provide an accurate translation, the trial court did not admit the written translation as evidence, but only as an aid to the jury. (R. 3515.) In fact, the trial court instructed the jury that the actual evidence at issue consisted of the audio recorded copy of the 911 call itself, not the written translation. Id. at 3528. Therefore, because this claim is without merit, it should be dismissed. Ala. R. Crim. P. 32.7(d). e. The claim that trial counsel failed to record the Spanish-language proceedings.
In paragraphs 238-240, Albarran contends that his trial counsel was ineffective for failing to include the audio recording of the Spanish language portions of the proceedings in the record. This claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is nothing but a bare, speculative allegation. As Albarran admits, he cannot determine what, if anything, was recorded or translated inaccurately because he has not reviewed the audio recording. Thus, as 92
pleaded, Albarrans claim is nothing but speculation. Albarran has failed to plead any clear or specific facts that, if true, would show that any interpretations were inaccurate or incomplete. Nor does Albarran specifically plead how there is a reasonable probability that the outcome of his trial would have been different but for trial counsels failure to include this audio recording in the record. As noted above, Albarran does not even allege that errors actually occurred, but merely alleges that it is nearly impossible to review his trial without reviewing the audio recording. However, this bare allegation that he was unable to completely review the trial record does not constitute a sufficiently pleaded claim of prejudice under Strickland. See Hyde, 950 So. 2d at 356 (a bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.). Accordingly, because this claim is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d).
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8. The claim that trial counsel failed to make a complete and accurate record of the pre-trial proceedings.
In paragraphs 241-243, Albarran alleges that his trial counsel was ineffective for failing to ensure that certain proceedings were recorded. In support of his claim, Albarran includes a laundry list of instances throughout trial where proceedings took place off-the-record. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is a bare allegation devoid of any specific factual basis. Although Albarran lists in a conclusory fashion certain proceedings that were not recorded, he fails to plead specific facts necessary to determine whether he is entitled to any relief. For example, Albarran contends that the trial court discussed potential jurors excuses off the record, but he fails to plead specific facts concerning when these discussions took place, what jurors were involved or what the discussions involved. Albarran also fails to specifically plead any facts that, if true, would establish how he was prejudiced. Albarran generically asserts that the failure to transcribe 94
these unidentified proceedings implicated his constitutional rights, but this allegation is total speculation. Albarran fails to specifically plead what rights were implicated or what claims he was unable to pursue. Nor does he specifically plead what, if anything, could have been different had these proceedings been transcribed. In particular, Albarran has failed to specifically plead a factual basis for prejudice under Strickland given that he consented to the waiver of venue and that the trial court had discretion to excuse jurors prior to voir dire beginning. Albarran simply has failed to plead any specific facts that, if true, would establish a reasonable probability that the outcome of his trial would have been different had his trial counsel attempted to record these non-critical proceedings. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 9. The claim that trial counsel failed to conduct an effective guilt-phase investigation.
In paragraphs 244-251, Albarran alleges that his trial counsel failed to adequately investigate and prepare for the guilt phase of his trial. As part of this claim, Albarran includes a laundry list of areas he contends his 95
trial counsel failed to adequately investigate. As noted below, this entire claim is insufficiently pleaded and is therefore, due to be dismissed. Ala. R. Crim. P. 32.6(b). For example, Albarran contends that his trial counsel failed to hire a new fact investigator after his original investigator, Richard Blake, was injured in a car accident. But Albarran fails to specifically plead the name of a new investigator who could have been hired, what new facts or information this unidentified investigator could have discovered, what specific witnesses this new investigator would have interviewed, or how there was a reasonable probability that the outcome of his trial would have been different had a new investigator been hired. Although Albarran alleges that trial counsel could have discovered Ricky Hulgan, another eyewitness who Albarran contends would have testified that he did not hear Officer Golden say anything after he was shot and did see Albarran smirk, Albarran fails to specifically plead facts that, if true, would show prejudice under Strickland. Even assuming his allegation as true, simply because Mr. Hulgan may not have heard Officer Golden beg for his life does not refute the testimony of other witnesses who observed this, nor 96
would it affect the prosecutions ability to argue this point based on the testimony presented at trial from other witnesses. More importantly, Albarran fails to plead how there would have been a reasonable probability that the outcome of his trial would have been different if Mr. Hulgan had testified. In the entire context of trial, the testimony Albarran alleged Mr. Hulgan could have provided would not, in any fashion, dispute or call into question the overwhelming evidence that Albarran shot and killed Officer Golden. In fact, Albarran does not plead any facts that, if true, would show that Mr. Hulgans testimony would not have been consistent with all the other eyewitness testimony on the ultimate point that Albarran shot and killed Officer Golden. Whether or not Albarran smirked and whether or not Mr. Hulgan heard Officer Golden say anything after being shot has no bearing on Albarrans guilt. Thus, Albarran has failed to plead a sufficient factual basis for prejudice under Strickland. Albarran also contends that his trial counsel should have obtained background checks on all eyewitnesses and should have obtained all internal investigations of law 97
enforcement officers who testified in his case. However, as an initial matter, Albarran has failed to plead any facts that, if true, would show that his trial counsel would have been entitled to such information, even if it existed. Moreover, Albarran has failed to specifically plead what, if anything, he could have learned from background checks on the States eyewitnesses. In particular, Albarran fails to plead what facts would have shown that Tanisha and William Thomas had predispositions to untruthfulness. Nor does Albarran specifically plead what information he could have learned from seeking internal investigation reports of law enforcement officers, if any existed, nor does he specifically identify the officers he would have impeached with this alleged information. Albarran further argues that his trial counsel should have obtained incident reports of police activity at Jaliscos Restaurant before and after his arrest, but he fails to specifically plead what information he would have learned or how this would have been relevant to his case, let alone favorable, given the overwhelming evidence of guilt in this case. 98
Finally, Albarran contends that trial counsel failed conduct independent testing of certain evidence such as his Nissan Sentra, his clothes, and the revolvers found at the scene for latent fingerprints. But this claim is nothing but pure speculation and conjecture. Albarran fails to plead what specific testing his trial counsel should have done. Nor does he plead what relevance such testing would have had to the evidence presented during trial or, more importantly, what information could have been discovered from such testing and how this information would have been helpful or relevant to his case. For example, Albarran completely fails to plead what purpose the testing of his bloody clothes would have served, let alone plead how the failure to test his clothes prejudiced him, given the overwhelming evidence against him, including eyewitness testimony, that he shot and killed Officer Golden. Accordingly, because this claim is insufficiently pleaded and constitutes a bare, conclusory allegation, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). 10. The claim that trial counsel failed to adequately litigate pre-trial motions.
In paragraphs 252-259, Albarran contends that his trial counsel was ineffective for filing generalized form motions 99
that were not tailored to the specific circumstances of his case. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead clear and specific facts that, if true, would entitle him to relief under this claim. As an initial matter, Albarran has failed to specifically plead how the filing of a form motion constitutes deficient performance. Moreover, Albarran has failed to specifically plead facts that, if true, would establish prejudice under Strickland. For example, Albarran fails to specifically plead how, even if his trial counsel had included more specific facts, the trial court would have granted his motion in limine to preclude evidence relating to Albarrans race, particularly given that Albarrans cultural heritage and background was integral to his own defense strategy. Further, Albarran has failed to plead facts that, if true, would show how he was prejudiced under Strickland by various references to his race during trial given that his cultural heritage was intertwined in his defense. Nor has he pleaded facts that would show a reasonable probability the result of the guilt phase would 100
have been different had trial counsel provided more detail in its motion in limine given the overwhelming evidence of guilt in this case. Likewise, although Albarran complains that trial counsels motion to suppress was left in a generic form, he fails to specifically plead facts that should have been included. Albarran fails to specifically plead facts that, if true, would show a reasonable probability that his motion to suppress would have been granted if he provided for specific information. Most importantly, Albarran has failed to specifically plead facts that, if true, would establish a reasonable probability that the outcome of his trial would have been different, even if his motion to suppress would have been granted, based on the other overwhelming evidence of guilt that was presented during trial. Accordingly, because this claim is insufficiently pleaded, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). B. Albarrans claim that his trial counsel was ineffective during the guilt-phase preparation and litigation.
In paragraphs 260-348, Albarran raises various allegations concerning his trial counsels performance 101
during the guilt phase. Each of these allegations will be addressed individually below. 1. The claim that trial counsel failed to adequately formulate, investigate, and present various theories of defense.
In paragraphs 260-271, Albarran alleges that his trial counsel was ineffective for primarily focusing on the insanity defense and secondarily focusing on the argument that his intoxication rendered him unable to form the specific intent to commit capital murder. Albarran argues trial counsel also presented a third defense that Officer Golden surprised Albarran and that a spontaneous shoot-out occurred. Albarran contends it was ineffective to present so many theories with little direct evidence to support the defense theories. This claim should be summarily dismissed because it is facially meritless and fails to state a claim upon which relief can be granted. Ala. R. Crim. P. 32.7(d). Even assuming all of his allegations as true, Albarran has failed to plead a claim that would establish that he was entitled to relief under Strickland. See Bryant, 2011 WL 339585, at *6 ([w]here a simple reading of the petition for post-conviction relief shows that, assuming every 102
allegation of the petition to be true, it is obviously without merit or is precluded, the circuit court [may] summarily dismiss that petition.). First, even assuming his allegations as true, as pleaded, Albarrans claim that his trial counsel was deficient is meritless. On its face, Albarrans claim is a classic example of the type of second-guessing and hindsight grading of trial counsels performance that Strickland prohibits. In essence, Albarrans argument is that because trial counsels strategic choice to proceed with an insanity defense, as well as other secondary defense arguments, was unsuccessful, trial counsel should have done something different - namely disregard the insanity defense and elevate the no specific intent argument as the main defense strategy. But this allegation, on its face, is without merit, for [t]he fact that a particular defense was unsuccessful does not prove ineffective assistance of counsel. See Davis v. State, 9 So. 3d 539, 550 (Ala. Crim. App. 2008)(quoting Chandler v. United States, 218 F.3d 1305, 1314 (11th Cir. 2000)). Moreover, courts must avoid second-guessing counsel's performance: it does not follow that any counsel 103
who takes an approach we would not have chosen is guilty of rendering ineffective assistance. Chandler, 218 F.3d at 1314. Thus, counsel cannot be adjudged incompetent for performing in a particular way in a case, as long as the approach taken might be considered sound trial strategy. Id.; quoting Darden v. Wainwright, 477 U.S. 168, 186 (1986). Thus, even accepting his allegations as true, Albarran has failed to plead a claim that could rebut the strong presumption that counsel's performance was reasonable. Strickland, 466 U.S. at 689. As both the record reflects and Albarran admits in his petition, it is clear that Albarrans experienced attorneys decided to pursue multiple defense strategies, including arguing the insanity defense as well as the lack of specific intent. Albarran has failed to plead any specific facts or authority which supports the proposition that it is unreasonable to pursue multiple lines of defense. Simply the fact that Albarran now contends that it was unnecessary to pursue the insanity defense, even if accepted as true, on its face does not establish that trial counsels actions might not be considered sound strategy. 104
Furthermore, Albarrans allegation that trial counsels decision to present so many theories in the face of so little direct evidence...diminished their credibility is simply meritless because it ignores the nearly impossible task trial counsel faced. As the United States Supreme Court has held, [a]ttorneys representing capital defendants face daunting challenges in developing trial strategies, not least because the defendant's guilt is often clear. Prosecutors are more likely to seek the death penalty, and to refuse to accept a plea to a life sentence, when the evidence is overwhelming and the crime heinous. Florida v. Nixon, 543 U.S. 175, 191 (2004). Here, the evidence against Albarran was overwhelming. Trial counsel had few meaningful choices of trial strategies in the face of such evidence, particularly the volume of eyewitness evidence. Notably, this is not the case where there was an obvious, or even plausible line of defense. This is not a case where Albarran had an alibi or where there was forensic evidence that might have tended to cast doubt on his guilt. This was a case of overwhelming guilt. To be sure, Albarran fails to allege any alternative strategy 105
that could have been pursued by trial counsel. Nor does he specifically plead any authority which requires trial counsel to have direct evidence for ever theory presented during trial. As pleaded, Albarrans claim is simply meritless because it would restrict trial counsels ability to argue every legitimate inference in favor of their client particularly in situations where the absence of evidence proven by the prosecution would support reasonable doubt. Given this difficult context, even assuming his allegations as true, Albarran failed to plead a claim that could establish deficient performance because there is no question that trial counsels strategies might be considered sound trial strategy. Chandler, 218 F.3d at 1314. This claim is also facially meritless because, even accepting is allegations as true, Albarran has failed to plead a claim that could establish prejudice under Strickland. Albarrans contention that reasonable doubt could have been established had trial counsel only presented evidence of his intoxicated state and argued the State failed to establish specific intent, without asserting any other defenses, is meritless. This 106
allegation ignores the fact that the jury was presented with this exact argument and rejected it. Trial counsel specifically argued that the state failed to establish specific intent based on the fact, among other things, that Albarran was intoxicated. (R. 3608-3616.) Yet the jury rejected this argument and found Albarran guilty beyond a reasonable doubt. Moreover, even if trial counsel focused solely on this argument, Albarran cannot establish that there is a reasonable probability the outcome of his trial would have been different. As noted above, the evidence in this case was overwhelming. Even accepting his allegations as true, Albarran has not pleaded any new facts or allegations that his trial counsel could have presented or argued, but only that his trial counsel should have eliminated certain defense arguments, namely the insanity defense. But even if trial counsel focused on what Albarran now contends was the strongest defense, in the face of such strong evidence of guilt, Albarran cannot establish that there is a reasonable probability that, absent the errors, the factfinder would have had a reasonable doubt respecting guilt. Strickland, 466 U.S. at 695. In short, even 107
accepting his allegations as true, the jury did not convict Albarran because it was confused about trial counsels strategies; the jury convicted him because of the overwhelming evidence that established his guilt beyond a reasonable doubt. Albarran has simply failed to plead any facts that would show a reasonable probability of a different result given the record in this case. Accordingly, because even accepting his allegations as true, Albarrans claim is facially without merit, this claim is due to be dismissed. Ala. R. Crim. P. 32.7(d). 2. The claim that trial counsel failed to seek a jury charge on self-defense in light of available evidence and counsels argument that Officer Goldens death was a result of an unplanned shoot-out and not intentional murder.
In paragraphs 272-276, Albarran alleges that his trial counsel was ineffective for failing to request a self- defense instruction based on his statement to Dr. Hooper that he had reached for his guns to put them down when he exited the Jalisco restaurant and that Officer Golden may have misperceived Albarran as a threat and initiated the shooting. This claim should be summarily dismissed because it is facially meritless and fails to state a claim upon which 108
relief may be granted. Ala. R. Crim. P. 32.7(d); see also Bryant, 2011 WL 339585, at *6. This claim is meritless for several reasons. First, even accepting his allegations as true, Albarrans claim is meritless because he was not entitled to a self-defense instruction. See Dunaway, 2009 WL 4980320, at *23 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Generally, every accused is entitled to have charges given, which would not be misleading, which correctly state the law of his case, and which are supported by any evidence, however weak, insufficient, or doubtful in credibility. Spencer v. State, 58 So. 3d 215, 240 (Ala. Crim. App. 2009)(quoting Ex parte Chavers, 361 So. 2d 1106, 1107 (Ala. 1978)). However, the court should not instruct on the law of self- defense where there is no evidence to sustain the plea. Spencer, 58 So. 3d at 240 (quoting King v. State, 478 So. 2d 318, 319 (Ala. Crim. App. 1985)). Moreover, [b]efore the issue of self-defense is submitted to the jury, the defendant has the burden of proving, among other things, that he reasonably believe[d], Alabama Code 1975, 13A 323, that his attacker was about to use unlawful deadly 109
physical force, unless this fact arises out of the evidence produced against him to prove the homicide. Id. Here, a self-defense instruction was not supported by the evidence. There was simply no evidence presented at trial that Albarran reasonably believed that the use or imminent use of unlawful physical force was going to be administered by Officer Golden. The undisputed evidence at trial indicated that a 911 call was placed from the El Jalisco Restaurant and that Officer Golden responded to the scene in police uniform and in a police vehicle. Albarran, 96 So. 3d at 145. There was no evidence establishing that Officer Golden fired at Albarran first or that Officer Golden was the initial aggressor. Notably, Albarrans sole support for this allegation comes from a statement he made to Dr. Hooper that he reached for his guns as he saw Officer Golden. Albarran then speculates that Officer Golden may have initiated the gunfight. (Pet. at 127.) But, even accepting this allegation as true, this does not indicate that Albarran had a reasonable belief that Officer Golden was about to use unlawful force physical force against him. Instead, the evidence indicates that Albarran was the instigator, as eyewitness testimony indicated that 110
Officer Golden was backing away from the restaurant as Albarran was shooting at him. (R. 2029, 2083.) Accordingly, even if Albarran had a fear of Officer Golden, it was not a reasonable fear. See Spencer, 58 So. 3d at 244 (holding that there was no error in trial court refusing self-defense instruction where defendant heard commotion, rushed to commotion, and, upon confronting police officers, fatally shot multiple officers, including a final point-blank gunshot to the head of an officer who lay on the ground outside an apartment). This was not an unknown, armed man who approached Albarran, but a uniformed police officer who was responding to a 911 call. There was simply no evidence to support a self-defense instruction, particularly given the multiple eyewitnesses who testified that Albarran shot Officer Golden at close range after Golden had fallen to the ground. Further, Albarrans allegation that a self-defense instruction was warranted based on the fact that Officer Golden filed a report nine months before had been threatened by a Mexican Mafia member is utterly meritless. Even accepting this allegation as true, this fact has no bearing on whether Albarran was entitled to a self-defense 111
instruction which focuses on whether Albarrans beliefs were reasonable, not Officer Goldens. Even assuming this allegation as true, other than pure speculation, this fact does not provide any evidence whatsoever to suggest that Officer Golden initiated the confrontation or that Albarran reasonably believed that Officer Golden was about to use unlawful deadly force. Second, this claim is meritless because, even accepting his allegations as true, Albarran cannot establish deficient performance under Strickland. The decision whether to request certain jury instructions is a matter of trial strategy. James v. State, 61 So. 3d 357, 379 (Ala. Crim. App. 2009)(quoting Myhand v. State, 981 So. 2d 988, 992 (Miss. App. 2007)). Here, the record demonstrates that there was a good reason that trial counsel did not request an instruction on self-defense. Even assuming that the evidence supports such an instruction which it did not - a self-defense instruction, which requires a reasonable belief of the use or imminent use of unlawful physical force by another person, Alabama Code 13A323, would have conflicted completely with trial counsels main strategy of arguing that Albarran was not guilty by reason 112
of mental disease or defect. A self-defense instruction would also have been inconsistent with one of trial counsels other main theories, namely that Albarran could not form the specific intent to kill as a result of voluntary intoxication. See Tinsley v. Million, 399 F.3d 796, 808 (6th Cir. 2005) (rejecting claim of ineffective assistance of counsel regarding counsel's decision not to request a self-defense instruction or lesser-included- offense instruction; this was a permissible exercise of trial strategy because the primary line of defense was that defendant was not the shooter). Furthermore, the record demonstrates that trial counsel requested and received an instruction on provocation based on the evidence presented and which was consistent with trial counsels theory of defense that Albarran was in the middle of a dispute with his wife and was surprised by Officer Golden. (R. 3445-3450, 3475.) Therefore, even accepting his allegations as true, as pleaded, Albarran cannot demonstrate that no competent counsel would have failed to request a self-defense instruction given the specific facts of this case. Grayson v. Thompson, 257 F.3d 1194, 1216 (11th Cir. 2001). 113
Finally, this claim should be summarily dismissed because Albarrans claim of prejudice under Strickland is facially meritless. Even accepting his allegations as true, Albarran has failed to plead a claim that could show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. Strickland, 466 U.S. at 694. Albarrans allegation that he would have been acquitted of capital murder had trial counsel requested such an instruction is simply baseless. As noted above, the evidence of guilt was overwhelming. Multiple eyewitnesses testified that Albarran shot at Officer Golden as Golden backed away and that Albarran continued to shoot at Golden after Golden fell to the ground and cried Wait!. (R. 2029.) Even assuming his allegations as true, Albarran cannot establish that he was entitled to a self-defense instruction, nor can he show that, even assuming the instruction was given, there was a reasonable probability that the factfinder would have had a reasonable doubt respecting guilt given the overwhelming evidence proving that Albarran unlawfully and intentionally killed Officer Golden. Strickland, 466 U.S. at 695. Thus, 114
because this claim is facially meritless and no purpose would be served by any further proceedings, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). 3. The claim that trial counsel failed to prepare for the jury visit to the crime scene.
In paragraphs 277-282, Albarran contends that his trial counsel was ineffective for failing to make use of the jurys visit to the crime scene. Albarran argues that his trial counsel should have taken steps to demonstrate during the visit how far the eyewitnesses were from the scene, the angles of the eyewitnesses views and any obstructions the eyewitnesses had. This claim should be summarily dismissed because it is facially meritless and fails to state a claim upon which relief may be granted. Ala. R. Crim. P. 32.7(d); see also Bryant, 2011 WL 339585, at *6. Even assuming all of his allegations as true, Albarrans claim is without merit because he has failed to plead a facially meritorious claim of deficient performance or prejudice under Strickland. As pleaded, Albarran does not allege that trial counsel failed to inform the jury of a specific fact or failed to pursue a specific line of defense. Notably, as Albarran admits in his petition, trial counsel initiated the request 115
to have the jury view the crime scene. Moreover, the record demonstrates that trial counsel specifically cross- examined eyewitnesses, such as Chad Steele, regarding the fact that he was walking to the break room when he first heard the shots, that he was 70-90 yards away from the scene, that traffic was moving by at the time and it was loud, and the fact that there were cars parked in parking lot at that time. (R. 2070, 2071, 2074-2076.) Instead, Albarran merely alleges that his trial counsel was ineffective for not taking the additional step of arranging markers where objects were located at the scene and taking jurors to the various locations where the eyewitnesses, such as Steele, were positioned during the crime. But even assuming these allegations as true, as pleaded, Albarran cannot establish deficient performance. Simply the fact that trial counsel did not take the additional step of providing demonstrative evidence during the jurys visit to the crime scene, where trial counsel emphasized such evidence during testimony at trial, on its face, cannot establish that trial counsels actions were outside the wide range of professionally competent assistance. Strickland, 466 U.S. at 690. Therefore, 116
because Albarrans claim, even accepting all of his allegations as true, is facially without merit, it should be dismissed. Ala. R. Crim. P. 32.7(d). Likewise, this claim is facially meritless because Albarran as failed to plead a facially meritorious claim of prejudice under Strickland. Even accepting his allegations as true, he has failed to plead a claim that could show that there was a probability sufficient to undermine confidence in the outcome of his trial. Id. at 694. As noted above, even if trial counsel had shown the jury the angles of the eyewitnesses views or how far away certain eyewitnesses were from the crime scene, such actions would not have provided any new evidence, but would have merely re-visited facts that trial counsel had already drawn out during cross-examination. Moreover, Albarran fails to plead any facts that would show how providing markers or cones or recreating the crime scene, even assuming such actions were taken, would have challenged or disputed the testimony of multiple eyewitnesses. Finally, even accepting these allegations as true, Albarrans claim is facially meritless because there is no reasonable probability that the factfinder would have had 117
a reasonable doubt respecting guilt. Id. at 695. The entire basis of Albarrans substantive allegation is baseless. The record indicates that the testimony from numerous eyewitnesses was clear and convincing. The actions which Albarran alleges should have been taken during the jurys visit to the crime scene, even if true, would only have amounted to generic attempts to challenge the eyewitness testimony in a re-created environment after the fact. Moreover, such attempts in themselves would have had little to no value given that there were multiple eyewitnesses to the crime whose versions of the story were consistent and who unequivocally identified Albarran as the shooter. Therefore, because Albarrans allegation of prejudice is facially without merit and because no purpose would be served by any further proceedings, this claim is due to be dismissed. Ala. R. Crim. P. 32.7(d). 4. The claim that trial counsel was ineffective for presenting lay witness testimony that undermined and did not support their experts testimony.
In paragraphs 283-293, Albarran alleges that his trial counsel erred in presenting lay testimony that undermined Dr. Silvas diagnosis of substance-induced psychosis. Albarran also contends that his trial counsel was 118
ineffective for failing to conduct a complete evaluation of his mental illnesses. This claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Although Albarran contends that certain lay witness testimony conflicted with Dr. Silvas expert testimony, he fails to specifically plead the names of the lay witnesses whose testimony was in conflict. Nor does he specifically plead what specific aspects of the witnesses testimony was in conflict other than generic references that some unidentified witnesses were not aware of the extent of his drinking and that some witnesses had not seen him in years. Furthermore, Albarran fails to specifically plead the name of any witnesses who could have substantiated Dr. Silvas diagnosis, nor does he specifically plead what additional evidence could have been presented to support this theory. See Mashburn v. State, CR110321, 2013 WL 3589300, at *60 (Ala. Crim. App. July 12, 2013)(in order to satisfy the requirements in Rule 32.3 and Rule 32.6(b), a Rule 32 petitioner must identify by name the witnesses he believed should have been called to testify and must plead with 119
specificity what the testimony of those witnesses would have been.). Notably, although he contends that Antonio Albarran and Heroin Jaimes could have testified about his alcohol and drug use during the time leading up to the offense, he fails to allege any specific facts to support this bare allegation. Albarran fails to allege that either witness could have testified about his substance on the day of the offense, let alone provide testimony about the specific amount of drugs or alcohol he used on the day of the murder. Thus, Albarran has failed to plead [t]he full factual basis for his claim. McNabb, 991 So. 2d at 318. Likewise, while Albarran alleges the name of an expert who would have testified that the mental health evidence presented to the jury was incomplete, his claim is still a bare allegation that is not specifically pleaded. Albarran fails to plead a specific diagnosis for a specific mental disease or defect from which he suffered at the time of the offense. Instead, Albarran merely alleges that an expert would have opined that there are indications of a psychiatric disorder and frontal lobe impairment. (Pet. at 132-133.) Yet Albarran fails to plead that any expert has 120
actually diagnosis him with a specific disorder or impairment. More importantly, Albarran has failed to plead any facts that, if true, an expert could have provided to show that as a result of severe mental disease or defect, was unable to appreciate the nature and quality or wrongfulness of his acts. Ala. Code 13A-3-1. Thus, Albarran has failed to plead any specific facts that, if true, would demonstrate a reasonable probability that the outcome of the guilt phase would have been different had his counsel pursued this strategy. Accordingly, because Albarran has failed to plead essential factual allegations, this claim is insufficiently pleaded and should be summarily dismissed. Ala. R. Crim. P. 32.7(d). 5. The claim that trial counsel failed to call eyewitnesses to rebut the States eyewitness testimony.
In paragraphs 294-297, Albarran alleges that his trial counsel was ineffective for failing to subpoena eyewitnesses who could have refuted the States eyewitness testimony. Albarran contends that trial counsel should have subpoenaed George Rodgers and Ricky Hulgan who would have testified that they did not hear Officer Golden cry 121
for help. This claim should be dismissed for several reasons. First, this claim is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead facts that, if true, would show a reasonable probability that the outcome of the guilt phase would have been different. Whether or not Officer Golden cried for help has no bearing on whether Albarran intentionally shot and killed Officer Golden. And Albarran entirely fails to plead facts showing how such evidence, even accepted as true, would lead to a reasonable probability that the jury would have had reasonable doubt particularly given the overwhelming evidence of guilt in this case. To be sure, Albarran does not allege that Rodgers or Huglan would have testified that Albarran did not shoot Golden. In fact, even accepting his allegations as true, Rodgers and Huglans testimony likely would have corroborated the evidence that Albarran killed Officer Golden and further would have far outweighed any value in attempting to rebut the evidence that Officer Golden cried for help a fact that was not essential or even necessary to prove in order to establish Albarrans intent to kill. Albarran simply has failed to plead how 122
this testimony would have been helpful, let alone how it would have lead to a reasonable probability of a different outcome. This claim also should be summarily dismissed because it is facially meritless and thus, fails to state a claim upon which relief can be granted. Ala. R. Crim. P. 32.7(d). Even assuming his allegations as true, Albarran has failed to plead a claim that could establish a reasonable probability that the outcome of his trial would have been any different. Even if Rodgers and Hulgan had testified that they personally did not hear Officer Golden cry for help, this would not have disproven or had any effect whatsoever on the multiple eyewitnesses, such as Tanisha Thomas or Chad Steele, who heard Officer Golden cry out. (R. 2029, 2168-2169.) Furthermore, even if Rodgers and Hulgan had testified that Officer Golden did not cry for help, such testimony would have no bearing on the testimony from multiple eyewitnesses who observed Albarran physically shooting Officer Golden many times, including while Officer Golden was on the ground. In short, the testimony that Albarran claims should have been presented would not have been relevant, let alone helpful. 123
Put simply, even assuming as true that one witness did not hear Officer Golden cry for help, this fact would not have led to any probability, let alone a reasonable one, that Albarran still would not have been found guilty of capital murder. On its face, this allegation simply fails to allege any facts that would show there was a reasonable probability that the factfinder would have had a reasonable doubt respecting guilt. Strickland, 466 U.S. at 695. Moreover, even accepting his allegations as true, Albarran has failed to plead a claim that could establish his trial counsel was objectively unreasonable for not presenting this relatively insignificant testimony in the face of such overwhelming evidence. Therefore, because this claim is facially without merit and no purpose would be served by any further proceedings, it should be dismissed. Ala. R. Crim. P. 32.7(d). 6. The claim that trial counsel failed to adequately cross-examine State witnesses.
In paragraphs 298-303, Albarran alleges that his trial counsel was ineffective for failing to adequately cross- examine state witnesses. Albarran contends that his trial counsel failed to elicit desired information from Emily Ward about his alcohol levels, failed to adequately examine 124
eyewitnesses to demonstrate the unreliability of their recollections, and failed to adequately cross-examine Dr. Hooper. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is simply a bare allegation that fails to plead basic facts to support his claim. For example, Albarran fails to plead any specific facts concerning what information his trial counsel could have elicited from Emily Ward regarding his alcohol levels, what specific questions trial counsel should have asked to elicit this information, or how this unidentified information would have been useful or helpful. See Mashburn, 2013 WL 3589300, at *60 (in order to satisfy the requirements in Rule 32.3 and Rule 32.6(b), a Rule 32 petitioner must identify by name the witnesses he believed should have been called to testify and must plead with specificity what the testimony of those witnesses would have been.) Albarran also fails to specifically plead the names of the eyewitnesses he contends his trial counsel could have cross-examined more effectively or what specific questions his trial counsel should have asked. See Mashburn, 2013 WL 125
3589300, at *60. Albarran also fails to plead specific facts that, if true, would show what evidence his trial counsel could have elicited to show that these unidentified witnesses testimony was unreliable. Nor does Albarran plead what specific facts about the dimensions of the crime scene trial counsel should have used to impeach the witnesses. Although he contends that witnesses testified they were closer to the crime scene than they actually were, he fails to plead any facts regarding what specific distance these witnesses actually were during the shooting or how trial counsel could have determined this information. Finally, Albarran fails to specifically plead facts that, if true, would demonstrate how Dr. Hoopers report was unreliable. At no point does Albarran plead any specific facts or testimony he could have elicited from Dr. Hooper, the interpreter who assisted in the evaluation, and the social worker who worked at Taylor Hardin. Although he contends the interpreter used by Dr. Hooper was unqualified, he fails to specifically plead what certification levels the interpreter did not possess or any other specific facts that, if true, would show that the 126
interpreter did not accurately interpret during Dr. Hoopers evaluation. Further, although he contends that Dr. Hooper failed to conduct a thorough social history investigation, Albarran fails to plead specific facts concerning what specific actions Dr. Hooper should have taken to investigate and what information he could have learned. More importantly, Albarran fails to plead what specific questions trial counsel should have asked to draw out this information during the cross-examination of Dr. Hooper. Nor does he specifically plead how there was a reasonable probability that the outcome of his trial would have been different but for trial counsels failure to conduct cross- examination in the unspecified manner Albarran has alleged in his petition. See Hyde, 950 So. 2d at 356 (A bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.). Accordingly, Albarran has failed to plead a sufficient factual basis that, if true, would establish either deficient performance or prejudice under Strickland. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 127
7. The claim that trial counsel failed to request a competency hearing after cross-examining Dr. Hooper.
In paragraphs 304-311, Albarran alleges that his trial counsel was ineffective for failing to request a competency hearing in the middle of trial after the cross-examination of Dr. Hooper. Albarran contends that Dr. Hoopers testimony was inconsistent with records provided by Taylor Hardin Medical Facility and that this fact, along with the fact that he initially failed the first competency evaluation, raises a bona fide doubt as to Albarrans competency to stand trial. This claim should be summarily dismissed because it is facially meritless, and thus, fails to state a claim upon which relief can be granted. Ala. R. Crim. P. 32.7(d). This claim is without merit because, even assuming all of his allegations as true, Albarran has failed to plead a claim that could show that he was actually incompetent to stand trial. A defendant is mentally incompetent to stand trial or to be sentenced for an offense if that defendant lacks sufficient present ability to assist in his or her defense by consulting with counsel with a reasonable degree of rational understanding of the facts and the legal 128
proceedings against the defendant. Ala. R. Crim. P. 11.1. Notably, a defendant is not automatically entitled to a competency hearing. Connell v. State, 7 So. 3d 1068, 1078 (Ala. Crim. App. 2008). Instead, a defendant is entitled to a hearing only after a trial court makes a preliminary determination that reasonable grounds exist[] to doubt the defendant's competency. Connell, 7 So. 3d at 1068 (citing Ala. R. Crim. P. 11.3, Committee Comments.). The only support for Albarrans allegation that there was a bona fide doubt about his competency is that Dr. Hoopers testimony was inconsistent with records from Taylor Hardin Medical Facility. In particular, Albarran complains that, while certain records stated that he scored a 60% on two competency assessments given on November 7 and November 13, 2007 respectively (Supp. C. 476), Dr. Hooper testified that it was his practice not to repeat tests and thus, Dr. Gragg, the mental-health professional who evaluated Albarran on November 13, 2007, did not actually administer a test, but just conducted a professional interview about his understanding of the court system. (R. 3270-3273.) As a result, Dr. Hooper explained that because Dr. Gragg indicated after his November 13, 2007 interview 129
and training with Albarran that not much had changed, the social worker who filled out the discharge summary assigned a 60% score for the November 13, 2007 interview, which was the same score Albarran had received on his earlier test. Id. at 3272-3273. But even accepting his allegations as true, Albarran has failed to plead a claim that could show reasonable grounds to doubt his competency that would have necessitated a competency hearing. Even assuming as true that there were inconsistencies between Taylor Hardin Records and Dr. Hoopers testimony, these inconsistencies were not significant. The alleged inconsistencies did not involve substantive doubt as to whether Albarran was actually incompetent, but only concerned whether he had been given an actual test as opposed to professional interviews. Regardless of whether he was given a test or an interview on November 13, 2007, the fact is unchanged that Albarran had not made significant progress since he was admitted to Taylor Hardin. However, as Dr. Hooper explained, after Dr. Gragg sat down with Albarran for three or four hours and taught him about the courtroom, by the time Dr. Hooper evaluated 130
Albarran the next day, he did indeed understand what was happening, which he seemed to have no trouble doing. (R. 3254.) Simply the fact that trial counsel found inconsistencies in Albarrans discharge paperwork, even if true, does not mean that there were reasonable grounds to doubt his competency. The inconstancies at issue related to the record keeping process employed by Taylor Hardin but did not raise a bona fide doubt as to Albarrans competency to stand trial. More importantly, this claim is meritless on its face because Albarran was competent to stand trial. Regardless of any alleged inconsistencies, Dr. Hopper ultimately found Albarran competent to stand trial. (Supp. C. 841, R. 3253- 3255.) Contrary to Albarrans allegation, that fact that Albarran failed his initial evaluation was not significant as Dr. Hooper noted that he scored a 60 without a translator so he wasnt terrible. (R. 3254.) After Albarran finished receiving training and education with Dr. Gragg, Dr. Hooper saw him the next morning with the translator and he was completely knowledgeable. He had no difficulty telling me what was going on in the courtroom at all. Id. at 3254-3255. 131
Finally, Albarrans contention that, because his 2008 competency cannot be assessed now, he should be granted a new trial is meritless. As noted above, Albarran was evaluated and found competent to stand trial. This fact wholly distinguishes his case from the cases cited in his petition (Pet. at 143) such as Drope v. Missouri, 420 U.S. 162 (1975), where the defendants request for a psychiatric evaluation concerning his competency to stand trial was denied. Even accepting his allegations as true, Albarran has failed to plead any facts that he did not have a rational and factual understanding of the proceedings against him or that he was unable to assist with his counsel to contradict Dr. Hoopers finding. In fact, Albarran has failed to plead any expert or identify any evidence that would show that he was, in fact, incompetent to stand trial. Thus, even accepting his allegations as true, Albarran has failed to plead a claim that could establish prejudice under Strickland where he was competent to stand trial. Furthermore, even accepting his allegations as true, trial counsel could not have been deficient for failing to request a competency hearing where there was no meritorious 132
basis for such a request. See Lee v. State, 44 So. 3d 1145, 1173 (Ala. Crim. App. 2009)(Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Therefore, because this claim is without merit, it should be dismissed. Ala. R. Crim. P. 32.7(d). 8. The claim that trial counsel failed to object to improper prosecutorial testimony and argument relating to Albarrans immigration status.
In paragraphs 312-325, Albarran alleges that his trial counsel was ineffective for failing to object to improper testimony elicited by the State concerning his ethnicity and immigration status. Albarran also contends that his trial counsel should have objected to the prosecutions statements during closing arguments concerning his ethnicity and immigration status. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is nothing but a bare allegation devoid of any specific factual basis. Albarran merely has searched through the record and provided a laundry list of instances where his ethnicity was mentioned. But [a]n ineffectiveness of counsel claim does not lend itself to a search of the record to pick the instances in which an 133
objection could have been made. Tarver, 629 So. 2d at 19. Here, Albarran merely lists certain testimony that he finds objectionable without specifically pleading why such comments were prejudicial or ethnically charged. For example, Albarran contends that trial counsel should have objected to testimony from various witnesses where they identified Albarran as the Hispanic man, Latino, or Mexican that they observed during the crime. (Pet. at 144-145.) Yet Albarran fails to specifically plead how these references were improper or prejudicial. In the context of the record, these references were not inflammatory, but were simply a description or identifier of the person that the respective witnesses saw shooting Officer Golden. Albarran has failed to plead any facts that would show that these terms are improper or are not commonly used and acceptable descriptions of people of Hispanic descent. Moreover, Albarran has failed to plead any facts that, if true, would show that had trial counsel objected, that the objection would have been sustained. Therefore, he has failed to plead any specific facts that, if true, would establish that his trial counsel was deficient for failing to object. See Lee, 44 So. 3d at 134
1173 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Moreover, Albarran has failed to specifically plead how he was prejudiced. As noted above, Albarran has failed to plead any facts that, if true, would show how such descriptions could be considered prejudicial. Albarran also has failed to plead how he was prejudiced by these references given the fact that he was a Mexican and of Hispanic descent was well-known to the jury as well as the fact that trial counsel highlighted his Hispanic heritage and background as part of their trial strategy. Similarly, although Albarran contends that this trial counsel should have objected when the State asked Nelida Albarran whether she was a United States citizen, he fails to specifically plead how he was prejudiced by this isolated comment. Moreover, Albarran fails to specifically plead how he was prejudiced given that the context of the question was part of an overall line of questioning designed to elicit the closeness of Nelida Albarrans relationship to Albarran by referencing facts concerning when each of them came to live in the United States and where each of them worked. (R. 2639-2640.) 135
In regard to Albarrans argument that trial counsel should have objected to the prosecutions references in closing arguments to his ethnicity and immigration status, this claim is also insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran fails to specifically plead how he was prejudiced under Strickland by the prosecutors comments. Contrary to his allegation, the prosecutor did not specifically mention Albarrans immigration status or try to inflame the jury by arguing that Albarran was an illegal immigrant. (R. 3537.) Instead, the prosecutors argument was an attempt to minimize the significance of some of the background evidence presented by the defense during the guilt phase about the poverty Albarran faced in Cacahuananche, Mexico by noting the opportunities and good life that Albarran had enjoyed in Huntsville. Simply the fact that the prosecutor aggressively attempted to minimize evidence by arguing about facts that that were admitted into evidence is not prejudicial, let alone improper. See Minor v. State, 914 So. 2d 372, 426 (Ala. Crim. App. 2004)(A prosecutor as well as defense counsel has a right to present his impressions from the evidence. He may argue every legitimate inference from the evidence and may 136
examine, collate, sift, and treat the evidence in his own way.) Furthermore, Albarran has failed to specifically plead how he was prejudiced based solely on isolated comments made during closing arguments given that statements of counsel in argument to the jury must be viewed as delivered in the heat of debate; such statements are usually valued by the jury at their true worth and are not expected to become factors in the formation of the verdict. Minor, 914 So. 2d at 417. Finally, Albarran has failed to specifically plead facts that, if true, would show that trial counsel was deficient for not objecting to the prosecutors closing arguments. Generally, decisions of when and how to raise objections are generally matters of trial strategy. Washington, 95 So. 3d at 66. Simply raising a bare allegation that trial counsel should have objected to certain comments made by the prosecutor is insufficient. It is reasonable for trial counsel to refrain from objecting in closing arguments to refrain from annoying or distracting the jury. In particular here, where Albarran has failed to plead specific facts that, if true, would show why the prosecutors argument was prejudicial, 137
Albarran has also failed to plead facts that, if true, would show an objection from trial counsel would not have been overruled. Thus, he has failed to specifically plead how trial counsel was deficient. See Lee, 44 So. 3d at 1173 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Therefore, because this entire claim is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). 9. The claim that trial counsel failed to object to incompetent interpretation.
In paragraphs 326-327, Albarran alleges that his trial counsel was ineffective for failing to object to incompetent court interpretation. This claim should be summarily dismissed because is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is nothing but a bare allegation. Albarran utterly fails to plead a specific factual basis in support of his claim. Albarran fails to plead the specific testimony that he contends the court-appointed interpreter inaccurately interpreted. Nor does he plead any specific facts that, if true, would show how this unidentified testimony was inaccurately interpreted. Albarran also fails to specifically plead how the court-appointed interpreters 138
interpretations negatively impacted him and his trial or that the jury was not otherwise able to understand the gist of the testimony being translated. Albarran also fails to specifically plead any facts that, if true, would show how trial counsel would have been aware of the fact during trial that there were portions of the interpretation that were inaccurate, given that the parties and the court were relying on the interpreter to translate testimony. Finally, Albarran utterly has failed to plead any facts that, if true, would establish a reasonable probability that the outcome of his trial would have been different had his counsel objected. Albarran fails to plead any facts concerning what would have constituted an accurate translation of this unidentified testimony or how this would have materially altered the testimony presented to the jury. Thus, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 10. The claim that trial counsel failed to object to improper witness reenactments.
In paragraphs 328-330, Albarran alleges that his trial counsel was ineffective for failing to object to two prosecution witnesses who reenacted their recollections of his actions during the crime. 139
This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is simply a bare allegation. Albarran has failed to specifically plead any facts that, if true, would establish deficient performance or prejudice under Strickland. As an initial matter, Albarran fails to plead any specific facts that would show how the mere act of conducting a demonstrative reenactment with a witness is improper. Notably, a trial court has discretion to allow reenactments to recreate a crime or events viewed by a witness. See Belisle v. State, 11 So. 3d 256, 299 (Ala. Crim. App. 2007(holding no error where the trial court directed defendant to lift up shirt for witness to see defendants tattoo). Moreover, Albarran fails to specifically plead any facts that, if true, would show that the alleged reenactments at issue with the two witnesses here were inaccurate in any way. In fact, Albarran admits as much in his petition by noting that it is impossible now to address the accuracy of the reenactments. (Pet. at 152.) Albarran also has failed to plead facts indicating what specific objection trial counsel could have made against 140
the reenactments. Nor does he specifically plead any facts that, if true, would show that the trial court would have sustained an objection to these reenactments. See Lee, 44 So. 3d at 1173 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Finally, Albarran fails to plead any specific facts that, if true, would show how he was prejudiced. Instead, Albarran merely asserts that these reenactments were highly prejudicial without specifically pleading how was prejudiced or how the reenactments were improper. This bare, conclusory allegation of prejudice is simply not sufficient. See Hyde, 950 So. 2d at 356 (A bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.). Therefore, because this entire claim is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). 11. The claim that trial counsel failed to file an in limine motion requesting an instruction to the audience that no outbursts would be allowed at the time or after the verdict was read.
In paragraphs 331-333, Albarran alleges that his trial counsel was ineffective for failing to request an 141
instruction to the audience that no outbursts would be allowed at the time or directly after the verdict was read. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is a bare, speculative allegation. Albarran has failed to plead any facts that, if true, would show that his trial counsel was deficient or prejudiced under Strickland. Albarran has failed to plead any facts that, if true, would show how trial counsel reasonably would have known that such an outburst could have occurred to necessitated filing a formal motion with the trial court other than pure speculation based on the publicity associated with the case. Albarran also fails to specifically plead any authority which requires such a motion to be filed. Nor has he specifically pleaded facts that, if true, would show that no competent counsel would have failed to file such a motion. Further, Albarran has failed to plead any facts that, if true, would show that there is a reasonable probability that the outcome of his penalty phase would have been different had his trial counsel filed this motion. As the 142
trial court noted, the outburst was relatively quick and it stopped within two seconds. (R. 3766-3767.) Albarran has failed to specifically plead how this brief noise from the audience had any real or tangible effect on the jury. Although he contends that the jury began penalty phase proceedings with a clear and recent memory of the communitys celebratory response to Mr. Albarrans conviction for capital murder, he fails to plead any specific facts that, if true, would support his conclusory allegation. See Hyde, 950 So. 2d at 356. Albarran fails to specifically plead how the momentary outburst was, in fact, celebratory or how the jury would have viewed the outburst as celebratory. Nor does he specifically plead any facts that, if true, would show that the jury actually began the penalty phase remembering this brief outburst. Accordingly, because this claim is insufficiently pleaded, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). 12. The claim that trial counsel failed to object to sleeping jurors remaining on the jury and by failing to move for a mistrial.
In paragraphs 334-339, Albarran alleges that his trial counsel was ineffective for failing to object to sleeping jurors remaining on the jury. Albarran contends that there 143
were three instances where the trial court informed counsel for both parties that the court believed there were jurors sleeping. Albarran also contends that trial counsel was ineffective for allowing a discussion about a juror who potentially was sleeping to occur off-the-record. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is nothing but a bare allegation. Albarran fails to specifically plead the names of the three jurors he contends were sleeping. Nor does he plead clear and specific facts concerning what portion of the trial the three unidentified jurors were allegedly sleeping. 2
Albarran has also failed to specifically plead facts that, if true, would show that the three unidentified jurors were sleeping during an essential portion of the trial. See Vanpelt v. State, 74 So. 3d 32, 77 (Ala. Crim. App. 2009) (To prevail on a sleeping-juror claim, the defendant must show that prejudice resulted from the jury ignoring essential portions of the trial.)(quoting Durham v. State, 867 A.2d 176, 17980 (Del. 2005)).
2 Albarran appears to contend in his petition that one of the jurors was potentially sleeping during closing arguments. But this allegation is refuted by the record. The discussion at issue (R. 3412) took place prior to closing arguments. (R. 3528-3664.) 144
Moreover, Albarran has failed to specifically plead facts that, if true, would establish that his trial counsel was deficient for failing to object to the jurors who were allegedly sleeping remaining on the jury. A trial court has discretion regarding the nature of the intervention and the remedies for any sleeping that has occurred. If the sleeping is observed at the outset or when the juror is beginning to nod off, it is likely that a break or a stretch will suffice. Vanpelt, 74 So. 3d at 77(citing Commonwealth v. Dancy, 912 N.E.2d 525, 532 (Mass. App. Ct. 2009)). Notably, the record indicates that after every instance in which the trial court indicated that there may have been jurors who possibly were sleeping, the trial court either took a break in the proceedings and directed the jurors to stand and stretch or interrupted the proceedings by giving the jury an instruction to pay attention. (R. 3020, 3321, 3412-3413.) Thus, because the trial court properly addressed this issue within its discretion, trial counsel could not be deficient for failing to object. See Lee, 44 So. 3d at 1173. Finally, this claim also should be dismissed because Albarran has failed to specifically plead how he was 145
prejudiced under Strickland. As an initial matter, Albarran has failed to plead specific facts that, if true, would show that these jurors were in fact sleeping. Contrary to Albarrans allegations, the trial court did not explicitly state that certain jurors were in fact sleeping. For example, the trial court told counsel for both parties that the court would need to keep an eye on one juror who keeps closing his eye. (R. 3020.) But the trial court did not state that the juror was actually sleeping and further noted that he appears to be taking notes and appears to be attentive. Id.; see also R. 3320 (I dont know if he was asleep); R. 3414 (I cant conclusively state with certainty that he was, in fact, asleep.). Albarran also has failed to plead any additional facts that, if true, would show that the jurors were sleeping. Regardless, Albarran has failed to plead facts that, if true, would show that he was denied the right to a fair trial. As noted above, the record indicates that the trial court either took a break or interrupted the jury with an instruction immediately after each instance where the trial court thought a juror possibly was sleeping. (R. 3020, 3321, 3412-3413.) Moreover, Albarran fails to plead any 146
facts that, if true, would show a reasonable probability that the jurors would have been removed, let alone that the outcome of the trial would have been different, had he objected. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). In regard to his claim that trial counsel should have made an accurate record of discussions the parties had in regard to a potentially sleeping juror, this claim is also insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran fails to plead any facts concerning what conversations the parties allegedly had off-the-record or what different actions his trial counsel would have taken had these alleged conversations occurred on the record. Nor does he specifically plead any facts that, if true, would show how he was prejudiced by not conducting these discussions on the record. Accordingly, because this entire claim is a bare allegation that fails to allege a sufficient factual basis, it should be dismissed. Ala. R. Crim. P. 32.7(d). 13. The claim that trial counsel failed to object to the courtroom layout.
In paragraphs 340-342, Albarran contends that his trial counsel was ineffective for failing to object to Officer 147
Goldens family sitting in front of the bar of the courtroom which gave the jury a direct view of the family members. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is nothing but a bare allegation. Albarran fails to specifically plead what objection his trial counsel should have made or how the fact that Officer Goldens family was sitting in direct view of the jury was actually improper. Albarran does not cite any rule or authority that would prevent family members from sitting in front of the bar. Notably, although Albarran does not allege any of Officer Goldens family sat at counsels table, [i]n Alabama, a representative of a victim has a statutory right to sit at counsel table. Grimsley v. State, 678 So. 2d 1197, 1210 (Ala. Crim. App. 1996). Thus, Albarran has failed to plead any facts that, if true, would demonstrate that trial counsel was deficient for failing to make this objection. See Lee, 44 So. 3d at 1173. Furthermore, Albarran has failed to plead any facts that, if true, would establish prejudice. Albarran has failed to specifically plead how the jury otherwise would 148
not have been able to see Officer Goldens family during proceedings had his trial counsel objected. Albarran also has failed to specifically plead that Officer Goldens family made any improper outburst or comments during trial or that their presence had any effect on the jury whatsoever. Finally, Albarran has failed to plead any facts that, if true, would show that there is a reasonable probability that, absent the errors, the factfinder would have had a reasonable doubt respecting guilt had his trial counsel objected to where Officer Goldens family was seated. Strickland, 466 U.S. at 695. Albarran simply fails to allege any specific facts that, if true, would demonstrate prejudice under Strickland. See Hyde, 950 So. 2d at 356 (a bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.). Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 14. The claim that trial counsel failed to object to the States improper closing arguments.
In paragraphs 343-348, Albarran alleges that trial counsel failed to object to various inflammatory and misleading closing arguments. Within his claim, Albarran 149
provides a laundry list of arguments he contends his trial counsel should have objected to, such as comments about out-of-state experts and mental-health experts, arguments containing personal opinions, arguments containing facts not in evidence, and arguments containing incorrect statements of the law. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is a bare allegation. Albarran has simply searched the record for every instance he contends his trial counsel should have objected to during closing arguments without pleading any specific facts to support his claim. But such conclusory pleading does not assert a sufficient factual basis under Rule 32.6(b), for [a]n ineffectiveness of counsel claim does not lend itself to a search of the record to pick the instances in which an objection could have been made. Tarver, 629 So. 2d at 19. For example, Albarran contends that his trial counsel should have objected to the prosecutions comments about out-of-state experts and mental-health experts, but he fails to specifically plead how these comments were inflammatory, misleading, or prejudicial, nor does he plead 150
what specific objection his trial counsel should have made. For instance, Albarran fails to plead how the prosecutors argument that Dr. Silva was bought and paid for was not legitimate argument to the jury concerning Dr. Silvas potential bias. (Pet. at 158, citing R. 3549.) Likewise, Albarran contends his trial counsel should have objected when the prosecution made arguments containing personal opinions. But he fails to specifically plead how these comments constituted improper personal opinion argument. Albarran also argues that the prosecution made arguments with incorrect statements of the law in regard to the mental disease or defect defense, but he fails to specifically plead how these arguments were incorrect or improper. Because Albarran has failed to plead basic, necessary factual allegations to support his claim, it should be dismissed. Moreover, Albarran has failed to specifically plead facts that, if true, would show that trial counsel was deficient for not objecting to the prosecutors closing arguments. Generally, decisions of when and how to raise objections are generally matters of trial strategy. Washington, 95 So. 3d at 66. Simply raising a bare 151
allegation that trial counsel should have objected to certain comments made by the prosecutor is insufficient. Finally, Albarran has failed to plead any specific facts concerning how he was prejudiced under Strickland. Albarran has failed to specifically plead how the prosecutors arguments were not legitimate comments based on the evidence and law. See Minor, 914 So. 2d at 426 (A prosecutor as well as defense counsel has a right to present his impressions from the evidence. He may argue every legitimate inference from the evidence and may examine, collate, sift, and treat the evidence in his own way.) Furthermore, even assuming that the prosecutions unidentified comments arguably were objectionable, Albarran has failed to specifically plead how he was prejudiced based solely on isolated comments made during closing arguments given that statements of counsel in argument to the jury must be viewed as delivered in the heat of debate; such statements are usually valued by the jury at their true worth and are not expected to become factors in the formation of the verdict. Minor, 914 So. 2d at 417. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 152
C. Albarrans claim that his trial counsel was ineffective during the penalty phase and sentencing hearing.
In paragraphs 349-479, Albarran contends that his trial counsel was ineffective during the penalty phase and sentencing hearing. Within this claim, Albarran raises several sub-claims which will be addressed by the State individually below. 1. The claim that trial counsel failed to present mental retardation evidence to the jury during the penalty phase proceedings and failed to adequately litigate their mental retardation claim.
In paragraphs 349-384, Albarran raises several allegations concerning his Atkins claim. As an initial matter, paragraphs 349-355 of this claim are merely introductory in nature and fail to raise a specific claim under Rule 32.1 of the Rules of Criminal Procedure. Accordingly, to the extent these paragraphs constitute a separate claim, they are insufficiently pleaded and should be dismissed. Ala. R. Crim. P. 32.6(b). In regard to the sub-parts within this claim, the State will address each sub-part individually below.
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a. The claim that trial counsel failed to present evidence that he was mentally retarded to the jury during the penalty phase for a mental retardation determination and mitigation consideration.
In paragraphs 356-360, Albarran contends that his trial counsel was ineffective for failing to present evidence to the jury during the penalty phase so that the jury could determine whether he was mentally retarded and ineligible for the death penalty. Albarran alleges that trial counsel was ineffective for only presenting brief evidence during the guilt phase about his alleged mental retardation without any context. This claim should be dismissed for several reasons. First, to the extent that Albarran contends this evidence should have been presented to the jury to make a determination as to whether he was mentally retarded and eligible for the death penalty (Pet. at 164), this claim should be summarily dismissed because it is facially without merit and thus, fails to state a claim upon which relief may be granted. Ala. R. Crim. P. 32.7(d). An Atkins claim is a legal determination that should be made by the trial court, not the jury. See Smith v. State, No. 1060427, 2007 WL 1519869, at *13 (Ala. May 25, 2007); 154
Morris v. State, 60 So. 3d 326, 364 (Ala. Crim. App. 2010) (Alabama does not require that a jury in a capital case make a determination of whether the defendant was mentally retarded.). Therefore, Albarrans claim that his trial counsel should have presented his Atkins claim during the penalty phase for the jury to decide whether he was mentally retarded is meritless. Even accepting his allegations as true, trial counsel could not be deficient for failing to raise this claim in this context. See Lee, 44 So. 3d at 1173 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Nor has Albarran pleaded facts that, even accepted as true, could establish prejudice under Strickland. Therefore, this claim should be dismissed. Second, to the extent that Albarran alleges that his trial counsel was ineffective for failing to present evidence of his alleged mental retardation as mitigation evidence, this claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran entirely fails to plead a specific factual basis for this claim. Specifically, Albarran has failed to plead any facts concerning what specific evidence, testimony, or 155
witnesses should have been presented in relation to his Atkins claim during the penalty phase. Albarran contends in a conclusory fashion that [e]vidence of his sub-average intellectual functioning, developmental delays, and adaptive deficits constituted significant mitigating evidence. (Pet. at 164.) But Albarran fails to specifically plead what evidence or testimony would have shown that he had sub-average intellectual functioning, developmental delays, or adaptive deficits. Nor does he plead specific facts concerning how his trial counsel should have presented this evidence during the penalty phase. Albarran also fails to plead any specific facts that, if true, would show a reasonable probability that the jurys recommendation would have been any different or that the result of his proceeding would have been different, given that the trial court heard evidence of his alleged mental retardation, considered it as a mitigating circumstance, and still sentenced him to death. (C. 462; see also Hyde, 950 So. 2d at 356 (a bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.)). Thus, Albarran has failed plead specific 156
facts that, if true, would establish either deficient performance or prejudice under Strickland and his claim should therefore, be dismissed. Ala. R. Crim. P. 32.7(d). b. The claim that trial counsel failed to present lay witnesses to testify about his adaptive deficits.
In paragraphs 361-367, Albarran contends that his trial counsel was ineffective for failing to present direct evidence of his adaptive deficits when litigating the Atkins issue. Albarran alleges that his trial counsel should have presented the testimony of lay witnesses to testify about their memories of him and their interactions with him. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead facts, that if true, would establish that he was prejudiced under Strickland. See Bryant, 2011 WL 339585, at *6. Specifically, Albarran has failed to specifically plead how further testimony from lay witnesses would not have been cumulative of evidence that was already before the trial court for consideration. As he admits in his petition, the testimony he contends should have been presented during the Atkins hearing had 157
already been presented to the trial court through witnesses during the guilt phase or was summarized through the testimony of Dr. Weinstein. Specifically, Dr. Weinstein stated that his testimony concerning Albarrans adaptive behavior deficits came from his interviews with close relatives as well as summaries of interviews with numerous friends and family members that were provided to him. (R. 4374-4376.) Additionally, trial counsel presented documents which listed the lay witnesses interviewed as well as a summary of the information Dr. Weinstein learned from these interviews that related to deficits in adaptive behavior. (Supp. C. 1017-1027, 1077-1080.) Given that this information was already presented to the trial court, Albarran has failed to plead any facts concerning what new information these witnesses could have provided or how their testimony would have been more compelling that the evidence that was already before the trial court. Although Albarran lists two witnesses who would have testified that he had socialized with younger people and had difficulties managing his business (Pet. at 166-167), Albarran fails to plead how this information would not have been cumulative given that Dr. Weinstein 158
already provided numerous examples of Albarrans deficits in social skills. (Supp C. 1020-1023.) In any event, the record indicates that Dr. Weinstein was able to synthesize and summarize the lay witnesses testimony to draw out the most compelling points in support of the Atkins claim. Even assuming as true the fact that these witnesses would have testified to their observations of Albarran has an adolescent, Albarran has failed to plead facts that, if true, would show a reasonable probability that the result of the Atkins hearing would have been different when the substance of their testimony was already before the trial court. Moreover, this claim is also insufficiently pleaded because the information Albarran alleges these witnesses would have testified to during the hearing did not relate to current adaptive deficits. Ala. R. Crim. P. 32.6(b). The American Association on Mental Retardation (AAMR) defines mental retardation as follows: Mental retardation refers to substantial limitations in present functioning. Smith, 2007 WL 1519869, at *8 (quoting Atkins v. Virginia, 536 U.S. 304, 308, n.3 (2002)(emphasis in original)). Thus, in order for an offender to be considered mentally 159
retarded in the Atkins context, among other things, the defendant must currently exhibit deficits in adaptive behavior. Smith, 2007 WL 1519869, at *8 (emphasis added). Even assuming his allegations as true, none of the testimony Albarran contends should have been presented related to current adaptive behavioral deficits. As Albarran admits in his petition, most of the witness he contends should have been called would have testified about observations they made of Albarran when he was an adolescent living in a small Mexican village. (Pet. at 166.) Thus, this evidence, even if true, would not be relevant to evidence showing he had current deficits in adaptive behavior. Moreover, Albarran fails to plead any facts detailing what relationship these witnesses had to Albarran or if they had even interacted with him during his adult life other than a bare allegation relating to the two witnesses noted above. Therefore, because this claim is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d).
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c. The claim that trial counsel failed to provide expert testimony regarding important aspects of the mental retardation criteria.
In paragraphs 368-375, Albarran contends that his trial counsel failed to present sufficient expert testimony to establish his mental retardation. Albarran further contends that his expert should have provided the trial court with evidence that the standard error of measurement and the Flynn Effect are scientifically valid practices. Albarran also contends that his trial counsel should have provided expert testimony that it is important to consider the C-TONI test and that an expert should have provided testimony to help the trial court understand the third prong of the legal definition of mental retardation concerning the onset of cognitive and adaptive deficits prior to the age of 18. This claim should be summarily dismissed because it is refuted by the record and thus, fails to state material issue of fact or law. Ala. R. Crim. P. 32.7(d). The record reveals that trial counsel presented this exact information through the testimony and report of Dr. Weinstein. For example, Dr. Weinstein explained during his testimony that, in his opinion, an individuals IQ score 161
should be considered along with the standard deviation and the Flynn Effect. (R. 4358-4365.) Specifically, Dr. Weinstein testified that the Flynn Effect was recognized in the field of mental retardation, in particular the 2007 guidelines published by the American Association of Intellectual and Developmental Disabilities. Id. at 4364- 4365. Moreover, contrary to Albarrans contention, Dr. Weinstein also testified about his administration of the C- TONI test to Albarran, but noted that a consideration of a non-verbal test like the C-TONI test was not needed because Albarran understood verbal communication. Id. at 4361. Finally, Dr. Weinstein provided extensive details concerning evidence of mental retardation during Albarrans developmental period through his testimony and report. In fact, the very facts that Albarran now contends should have been presented, such as the fact that he was held back in the second grade, had trouble interacting with family and peers, had a history of family mental illness, and that his wife managed their finances, are the exact information that was contained in Dr. Weinsteins report which was admitted into evidence during the Atkins hearing. (Supp. C. 1004- 1016.) Therefore, because this claim is refuted by the 162
record, it should be dismissed. Ala. R. Crim. P. 32.7(d); see McNabb v. State, 991 So. 2d 313, 320 (Ala. Crim. App. 2007)(because this claim was clearly refuted by the record, summary denial was proper pursuant to Rule 32.7(d), Ala. R. Crim. P.). Alternatively, this claim should be dismissed because it is insufficiently pleaded for several reasons. Ala. R. Crim. P. 32.7(d). While he nominally lists the name of an expert, Albarran fails to specifically plead what evidence this expert could have provided concerning the use of standard error of measurement, the Flynn Effect, and the C-TONI test or why particular importance should have been placed on these concepts or tests. Notably, the additional articles and caselaw listed by Albarran in his brief are from the years 2010-2012, over two years after the sentencing hearing in 2008. (See Pet. at 168, n. 17, 18.) Thus, Albarran has failed to plead a specific factual basis that, if true, could establish his trial counsel was deficient for failing to present this additional evidence. Further, Albarran has failed to specifically plead facts concerning what evidence an expert could have provided about the third prong of the mental retardation 163
definition concerning early onset. In particular, Albarran has failed to plead any new facts that an expert could have provided that were not already presented through Dr. Weinstein. As noted above, the information Albarran lists in his petition was presented during the Atkins hearing through Dr. Weinsteins testimony and report. Albarran simply has failed to plead any additional, specific facts concerning the onset of mental retardation that could have been presented. Moreover, Albarran has failed to specifically plead any facts that, if true, would show a reasonable probability that the outcome of the Atkins hearing would have been different had trial counsel presented this additional information, given that this information was already before the trial court. See Hyde, 950 So. 2d at 356. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 3
3 Albarrans reference to the Supreme Courts decision in Hall v. Florida, 134 S.Ct. 1986 (2014) does not implicate his case and, to the extent he contends this decision supports his allegation, his contention is without merit. First, Albarrans case was already final on direct appeal when Hall was decided and thus, it cannot be retroactively applied. Second, in any event, the narrow issue decided in Hall does not apply to Albarran. In Hall, the Supreme Court held that Floridas rigid rule which precluded consideration of further evidence of mental retardation if a prisoner had an IQ above 70 was unconstitutional. Hall, 134 S.Ct. at 1990. Here, Alabama does not have such a rule. Further, Albarran was not prevented from presenting, and did in fact present, evidence concerning his intellectual functioning and adaptive 164
d. The claim that trial counsel failed to show why the rebuttal witness and the trial courts consideration of other evidence adduced during the guilt and penalty phases was not appropriate in determining mental retardation.
In paragraphs 376-379, Albarran alleges that his trial counsel was ineffective for failing to rebut the States rebuttal evidence of two lay witnesses about his adaptive functioning. Albarran contends that his trial counsel should have provided expert testimony showing it was erroneous to rely on isolated evidence to conclude that he did not have significant adaptive behavior deficits. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is a bare allegation devoid of a sufficient factual basis. Albarran fails to plead additional essential facts in support of his claim. For example, Albarran fails to specifically plead any facts citing authority for his contention that it is improper to rely on or consider lay witness testimony in making a determination about adaptive functioning. Albarran merely alleges in a conclusory fashion that relying on lay witness testimony is contrary
behavior. Further, both the trial court as well as the Court of Criminal Appeals considered the totality of this evidence. Albarran, 96 So. 3d at 198-200. 165
to any accepted methods. Yet he fails to specifically plead what these accepted methods are, let alone cite any scholarly articles, treatises, guidelines, or generally accepted scientific standards of any kind. Moreover, Albarran has failed to plead any facts that, if true, would support his allegation that the trial court relied only on the testimony of two lay witnesses presented during the Atkins hearing. Albarran incorrectly assumes in his allegation that the trial court did not find substantial deficits in his adaptive behavior based solely on these two witnesses testimony about what he contends were isolated behaviors. But the record indicates that there was a wealth of other evidence outside the testimony of these two lay witnesses that was before the trial court demonstrating Albarrans adaptive functioning, such as the fact that Albarran had written multiple letters to his family, had his own farm in Mexico, had crossed the border several times, and had helped raise his daughter. See Albarran, 96 So. 3d at 200. Albarran simply has failed to plead any facts that, if true, would support his bare allegation that the trial court relied solely on the 166
testimony of two lay witnesses in finding that he was not mentally retarded. Finally, Albarran had failed to plead any facts that, if true, would establish that he was prejudiced under Strickland. More specifically, Albarran has failed to plead any facts that, if true, would show that had this additional expert testimony been presented, there is a reasonable probability the trial court would have found him to be mentally retarded. Notably, as the Court of Criminal Appeals noted, Albarrans own expert testified that he had an I.Q. of 71 and that he has quite a bit of adaptive functioning. Id. at 198, 199. A defendant must establish all three prongs of the Ex parte Perkins test to be found mentally retarded. See Smith, 2007 WL 1519869, at *8 (in order for an offender to be considered mentally retarded in the Atkins context, the offender must currently exhibit subaverage intellectual functioning, currently exhibit deficits in adaptive behavior, and these problems must have manifested themselves before the age of 18.). Thus, even assuming that this additional evidence could have led to a reasonable probability that Albarran would have been found to have substantial adaptive functioning deficits, he still 167
has failed to plead a sufficient factual basis to support his claim that he was mentally retarded given the evidence in the record showing that he did not have significantly subaverage intellectual functioning. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). e. The claim that trial counsel failed to rehabilitate their mental retardation expert.
In paragraph 380, Albarran contends that his trial counsel was ineffective for failing to be aware of a Colorado judges findings in a capital case that reflected negatively on Dr. Weinstein. Albarran further contends that his trial counsel should have been prepared to rehabilitate Dr. Weinstein. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is a bare allegation. Albarran has failed to plead any specific facts that, if true, would show that his trial counsel was deficient under Strickland. For example, Albarran fails to plead any specific facts concerning how trial counsel should have been aware of a single judges findings in Colorado or what trial counsel could have done 168
to discover this information. Nor does he plead facts concerning what specific actions trial counsel could have taken to rehabilitate Dr. Weinstein. Albarran fails to plead any additional questions or topics that trial counsel could have asked Dr. Weinstein to rehabilitate him. Albarran also has failed to plead any specific facts that, if true, would show prejudice under Strickland. In fact, Albarran merely pleads a single, conclusory sentence in support of his allegation that he was prejudiced. Accordingly, because [a] bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient, Hyde, 950 So. 2d at 356, this entire claim is insufficiently pleaded and should be summarily dismissed. Ala. R. Crim. P. 32.7(d). f. The claim that trial counsel failed to adequately brief and argue mental retardation and demand written findings of fact.
In paragraphs 381-384, Albarran alleges that his trial counsel was ineffective for not fully briefing the Atkins issue before the hearing and for not requesting that the trial court provide oral or written findings. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This 169
claim is also nothing but a bare allegation. Albarran utterly fails to plead specific facts concerning what his trial counsel should have specifically argued in providing more briefing on the Atkins issue. Albarran fails to plead any specific facts on how trial counsel could have more fully briefed this issue or what specific arguments could have been made in the additional briefing. Nor does he specifically plead any factual basis that could show that there is a reasonable probability that the trial court would have found him to be mentally retarded had his trial counsel more thoroughly briefed this issue. Likewise, Albarran fails to plead any specific facts to support his claim that his trial counsel should have requested the trial court to issue specific findings. Albarran fails to plead any facts that, if true, would show that the trial court was required to issue oral or written findings on this issue. Nor does Albarran specifically plead what his trial counsel could have done differently had written findings been issued or how he was unable to secure review of the trial courts decision given that the Court of Criminal Appeals extensively reviewed this issue on direct appeal. See Albarran, 96 So. 3d at 197-200. 170
Finally, Albarran has failed to plead any specific facts that, if true, would establish how he was prejudiced by the failure to more fully brief this issue or to request specific findings from the trial court given that, in any event, the Court of Criminal Appeals held that the trial court did not abuse its discretion in determining that Albarran failed to meet his burden of establishing that he was mentally retarded. Id. at 200. Further, to the extent that Albarran contends that the Supreme Courts decision in Hall v. Florida, 134 S.Ct. 1986 (2014) supports his allegation, his contention is without merit and does not alleviate the deficient nature of his pleadings. First, Albarrans case was already final on direct appeal when Hall was decided and thus, it cannot be retroactively applied. Second, in any event, the narrow issue decided in Hall does not apply to Albarran. In Hall, the Supreme Court held that Floridas rigid rule which precluded consideration of further evidence of mental retardation if a prisoner had an IQ above 70 was unconstitutional. Hall, 134 S.Ct. at 1990. Here, Alabama does not have such a rule. Further, Albarran was not prevented from presenting, and did in fact present, evidence concerning his 171
intellectual functioning and adaptive behavior. Further, both the trial court as well as the Court of Criminal Appeals considered the totality of this evidence. Albarran, 96 So. 3d at 198-200. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 2. The claim that trial counsel failed to present mental illness evidence to the jury during the penalty phase proceedings and failed to adequately investigate mental illness evidence.
In paragraphs 385-389, Albarran contends that his trial counsel was ineffective for failing to present evidence of his mental illness during the penalty phase instead of the guilt phase. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is nothing but a bare allegation. Albarran completely fails to plead several essential factual allegations necessary to provide a sufficient factual basis for his claim. Most notably, Albarran utterly fails to plead what specific evidence should have been presented during the penalty phase. Likewise, although Albarran alleges his trial counsel should have conducted a more 172
effective mental-health investigation, he fails to plead any specific facts concerning what his trial counsel should have done or what actions would have made the investigation more effective. Additionally, Albarran fails to plead specific facts concerning what a new experts diagnosis would have been. For example, Albarran merely alleges in a conclusory fashion that a new expert would have testified that he has an array of mental health conditions and indication that he suffers from a mood disorder, frontal lobe impairment, or post traumatic stress disorder. (Pet. at 178.) Yet Albarran fails to specifically plead that he has actually been diagnosed with this issues. Instead, he merely raises a bare allegation that it is possible he might have these mental health issues. But such bare pleading does not meet the heavy pleading standards of Rule 32.6(b) which requires the full factual basis of a claim to be pled in the petition. Albarran also fails to specifically plead facts concerning what testimony a new expert would have provided to show how this unspecified mental health evidence would have been mitigating. 173
Moreover, Albarran has failed to plead any specific facts that, if true, would establish that his trial counsel was deficient or that he was prejudiced under Strickland. As the record indicates, trial counsels strategy during the guilt phase clearly involved presenting evidence of his familys history of mental illness to support his insanity defense. Albarran has failed to plead any facts that, if true, would show that this strategy was unreasonable, or that it was unreasonable to not present this type of evidence again during the penalty phase, given that the jury already had heard this type of evidence during the guilt phase. Nor has he specifically pleaded any facts that, if true, would show how trial counsel could be deficient for not seeking a second expert opinion after obtaining Dr. Silvas opinion. See Waldrop v. State, 987 So. 2d 1186, 1193 (Ala. Crim. App. 2007)(Counsel is not ineffective for failing to shop around for additional experts.)(citing Smulls v. State, 71 S.W.3d 138, 156 (Mo. 2002)). Finally, Albarran has failed to specifically plead how he was prejudiced. Albarran has failed to specifically plead any new or additional facts or mitigating evidence 174
that could have been presented during the penalty phase that was not presented during the guilt phase. Although Albarran incorporates additional paragraphs within this claim, the allegations contained in these additional paragraphs involve evidence of a similar nature to what already was presented to the jury during the guilt phase, such as the fact that Albarrans family had a history of mental illness, grew up in an unstable environment, and had a difficult time in school and with completing simple tasks. Albarran has failed to plead any facts that, if true, would establish a reasonable probability that the outcome of his trial would have been different had this cumulative evidence been presented during the penalty phase. See Daniel, 86 So. 3d at 42930 (The failure to present additional mitigating evidence that is merely cumulative of that already presented does not rise to the level of a constitutional violation.). Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d).
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3. The claim that trial counsel failed to fully present and explain their mitigation evidence during the penalty phase.
In paragraphs 390-416, Albarran contends that his trial counsel was ineffective for presenting the bulk of their mitigating evidence during the guilt phase of trial and for failing to conduct an adequate investigation and presentation of mitigating evidence during the penalty phase. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Although Albarran includes a long narrative of character evidence about his life, this claim is still nothing but a bare allegation. As an initial matter, Albarran has failed to plead any facts or cite any authority that, if true, would show that trial counsel is deficient for relying on mitigating evidence that was presented during the guilt phase. Nor has he specifically pleaded facts that, if true, would establish prejudice under Strickland given that this evidence was, in any event, still presented to the jury. These pleading failures alone warrant dismissal. Nevertheless, the entirety of Albarrans claim is also insufficiently pleaded. 176
For example, Albarran contends that presenting the bulk of mitigation evidence during the guilt phase was ineffective because the jury already had dismissed this evidence as irrelevant and/or insignificant during the guilt phase. (Pet. at 180.) But this allegation is pure speculation unsupported by any sufficient factual allegations. Albarran fails to plead any specific facts that, if true, would articulate how mitigating evidence had already been dismissed by the jury when the jury had not even been instructed yet on how to consider mitigating evidence. Albarran also contends that it was ineffective to present mitigating evidence during the guilt phase because it was not accompanied by expert testimony. But this claim is also insufficiently pleaded. See Lee, 44 So. 3d at 1166-1167 (a petitioner fails to meet the specificity requirements of Rule 32.6(b), Ala. R. Crim. P., when the petitioner fails to identify an expert by name or plead the contents of that expert's expected testimony.). Albarran fails to plead specific facts concerning the experts testimony. For instance, Albarran contends that a medical expert could have testified that there were indications 177
that Albarran suffered from PTSD (Pet. at 189), yet he fails to specifically plead any facts that, if true, would show that Albarran actually has been diagnosed with PTSD, as opposed to just having indications of it. Likewise, Albarran alleges in a bare fashion that his expert would have testified that his expert would have opinion that he had a mental illness that was most likely inherited. (Pet. at 190.) Yet Albarran fails to specifically plead what mental illness he has, nor does he specifically plead facts or testimony that would show how this unidentified mental illness was genetically inherited. Albarran also alleges that it was ineffective to present mitigating evidence during the guilt phase because trial counsel was limited by evidentiary rules and the scope of the guilt phase. Yet Albarran fails to specifically identify any testimony that he was prevented from presenting during the guilt phase as a result of the more strict evidentiary rules. Most importantly, Albarran has failed to specifically plead any facts that, if true, would establish prejudice under Strickland. First, Albarran has not specifically pleaded or identified any new additional facts that should 178
have been presented. A review of the allegations concerning his family background in his petition establishes that most of these allegations are cumulative of the evidence that was presented during trial. See Daniel, 86 So. 3d at 42930 (The failure to present additional mitigating evidence that is merely cumulative of that already presented does not rise to the level of a constitutional violation.). Critically, Albarran does not allege that his trial counsel should have presented a different kind of mitigating evidence. Nor does he allege new facts concerning a different type of evidence that was substantially different from the type of evidence presented during trial. Instead, Albarrans allegation is limited to contending that more witnesses should have called to go into greater detail about the exact same type of evidence presented during the guilt and penalty phases. For example, Albarran alleges that Albarran had a family history of mental illness which caused an unstable home life, that he worked in restaurants owned by his brothers, that he exhibited strange, often jealous behavior, while at work, and that he suffered severe head injuries. Yet these 179
allegations are consistent with the testimony that was already presented during trial through his family members. (See R. 2635-2636, 2642-2658, 2689-2691.) Albarran simply fails to plead any facts that were not cumulative of the evidence presented during trial. Nor does he specifically plead facts that, if true, would show why he was prejudiced by not presenting more cumulative evidence. A closer examination of Albarrans claim demonstrates this pleading failure. For example, Albarran contends his trial counsel should have presented family witnesses to testify about his stress in the year leading up to the murders, that he was not capable of managing a restaurant, and that he and his wife had arguments. (Pet. at 181.) But this type of evidence was already presented during the penalty phase. Roberto Albarran testified that Albarran was very stressed with his work, his relationship with his wife and life in general. (R. 3971.) Roberto Albarran also testified that Albarran had marriage problems with his wife and that Albarran was not very good at his job and could not handle the functions of his job. Id. at 3969-3971. Moreover, multiple 180
witnesses also talked about Albarran stress levels and fights he had with his wife. Id. at 2692-2693, 3954. Likewise, Albarran contends that his trial counsel should have presented family witnesses to testify about his alcohol and drug use. (Pet. at 182.) Yet multiple family members testified about Albarrans alcohol use and Dr. Silva testified about his drug use. Albarran fails to plead how additional testimony on this subject would not have been cumulative. Finally, Albarran contends that his family members should have been called to testify about the poor economic factors that his family faced and how Albarran worked in the fields as a young boy and was exposed to pesticides. (Pet. at 183-185.) But again, this exact type of testimony was presented during the penalty phase. The universal theme from the testimony of multiple family members was that Albarrans family lived in poverty, had little money, that they lived in a small home with no electricity at different points in time, and that they often did not have enough food. (R. 3894, 3899-3900, 3918, 3938, 3949-3950.) Testimony was also presented that Albarran worked in the 181
fields as a young boy and that he was exposed to insecticides with no protection. Id. at 3900-3901. The record shows that the type of evidence Albarran now alleges should have been presented during trial involved substantially the same type of evidence that was presented during trial. Albarran has failed to specifically plead facts showing how he was prejudiced by the failure to present more cumulative evidence, even assuming additional witnesses could have provided more details. Thus, Albarran has failed to plead clear and specific facts that, if true, would show prejudiced under Strickland. See Stallworth v. State, CR091433, 2013 WL 5966914, at *15 (Ala. Crim. App. November 8, 2013) (The withholding of cumulative testimony will not ordinarily satisfy the prejudice component of a claim of ineffective assistance of counsel.); Washington, 95 So. 3d at 52 (holding that the failure to present additional mitigating evidence that is merely cumulative of that already presented does not rise to the level of a constitutional violation.); see also Payne v. Allen, 539 F.3d 1297, 1317 (11th Cir. 2008)(The mere fact that the family members could have presented more thorough and graphic detail about the physical abuse Payne suffered and 182
witnessed and his early substance abuse does not render counsel's performance ineffective.). In the same fashion, Albarran has failed to specifically plead how he was prejudiced by the failure to call an expert during the penalty phase to opine about these cumulative facts. Notably, the testimony that Albarran contends a mental health expert would have provided would have consisted of facts that were cumulative to what was presented during trial. And Albarran fails to allege a specific diagnosis or conclusion that the expert would have provided other than generally opining about the significance of his background and character. Finally, Albarran has failed to plead a full factual basis concerning prejudice because he has failed to plead any facts concerning the aggravating circumstance in this case. In assessing prejudice under Strickland relating to the penalty phase, the question is whether there is a reasonable probability that, absent the errors, the sentencer ... would have concluded that the balance of aggravating and mitigating circumstances did not warrant death. Strickland, 466 U.S. at 695. 183
Here, the aggravating circumstance in this case was strong and the trial court found that it clearly outweighs the mitigating circumstances presented during trial. (C. 463.) Yet Albarran completely fails to plead any facts that, if true, would show how the strength of this aggravating circumstance would have been affected. Nor does he specifically plead how the additional mitigating evidence he claims should have been presented during the penalty phase, even when considered with all the mitigating evidence already presented during trial, would have altered the weighing of the aggravating and mitigating circumstances such that there is a reasonable probability that he would not be sentenced to death. As such, Albarrans claim is simply a bare allegation. Accordingly, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 4. The claim that trial counsel limited the scope of mitigating evidence presented during the penalty phase.
In paragraphs 417-425, Albarran alleges that his trial counsel was ineffective for limiting the scope of available mitigation evidence. Albarran contends that his trial counsel failed to present mitigation evidence from other 184
witnesses. Albarran also contends that trial counsel should have presented his Atkins claim during the penalty phase. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Although Albarran contends more witnesses should have been presented during the penalty phase and although he incorporates additional paragraphs containing a narrative of his life, he completely fails to plead the names of any additional witnesses who could have testified. See Mashburn, 2013 WL 3589300, at *60 (in order to satisfy the requirements in Rule 32.3 and Rule 32.6(b), a Rule 32 petitioner must identify by name the witnesses he believed should have been called to testify and must plead with specificity what the testimony of those witnesses would have been.). Nor does Albarran plead what specific facts these unidentified witnesses could have testified to during trial or what specific facts about his life history, background, and character these witnesses could have provided. Albarran also fails to specifically plead how trial counsel could have located additional witnesses who were 185
from the same small town in Mexico that he was from. Nor does Albarran specifically plead how this additional testimony would not have been cumulative of the information already presented during the penalty phase. See Daniel, 86 So. 3d at 42930. To the extent that Albarran is simply incorporating the allegations from the previous claim concerning the witnesses and evidence he contends should have been presented during the penalty phase, his claim is insufficiently pleaded for the same reasons noted above. Accordingly, Albarran simply has failed to plead any facts that, if true, would establish either deficient performance or prejudice under Strickland. Finally, in regard to his claim that his trial counsel should have presented his Atkins claim during the penalty phase for mitigation purposes, this claim is also insufficiently pleaded. Albarran fails to present any specific facts to support this allegation. Albarran fails to plead what specific evidence should have been presented or what witnesses would have testified concerning his alleged mental retardation during the penalty phase. Notably, Albarran fails to plead what specific testimony his expert would have provided about his alleged 186
low intellectual functioning or adaptive deficits. Nor does he specifically plead facts concerning what testimony his expert would have provided to show how this unidentified evidence would have been mitigating. Moreover, Albarran fails to plead specific facts concerning what specific facts concerning an alleged mental illness and his social history his expert would have testified to during the penalty phase. Nor does he allege a specific diagnosis that would have been provided by his expert during the penalty phase. As pleaded, Albarrans claim is simply a bare allegation. Finally, Albarran fails to specifically plead how he was prejudiced given that Albarrans low intelligence and IQ score was already before the jurys consideration. During the guilt phase, Dr. Silva testified that Albarran had an IQ score of 71. (R. 2848-2849.) Accordingly, because this allegation, as well as this entire claim, is insufficiently pleaded, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). 5. The claim that trial counsel failed to tie mitigation evidence to his own experiences.
In paragraphs 426-431, Albarran alleges that his trial counsel was ineffective for presenting generalized 187
mitigating evidence about his family without relating the evidence to him personally. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is a bare allegation. Although Albarran complains about the testimony trial counsel elicited during the penalty phase, he fails to plead what specific testimony should have been presented. Albarran fails to specifically plead what witnesses had additional information about his life, what questions trial counsel should have asked these unidentified witnesses, or what relevant evidence about his life these witnesses could have provided. Likewise, Albarran contends in a conclusory fashion that his trial counsel should have explained in a better fashion how evidence of his family history was relevant to his life, but he fails to specifically plead how trial counsel could have provided a better explanation or what specific testimony could have been elicited. Finally, Albarran fails to plead any specific facts that, if true, would show that the testimony trial counsel did present during the penalty phase irritated the jury and lost their 188
attention. (Pet. at 194.) Albarran simply has failed to plead any facts that, if true, would establish deficient performance or prejudice under Strickland. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 6. The claim that trial counsel failed to call an expert witness to rebut the prosecutions case in aggravation and to secure proper jury charges on aggravation.
In paragraphs 432-458, Albarran contends that his trial counsel was ineffective for failing to present evidence to rebut evidence that the murder was especially heinous, atrocious, and cruel (HAC). Albarran contends that his trial counsel should have done the following: 1) present the testimony of Dr. James Lauridson to rebut the conclusion that Officer Golden suffered, 2) present evidence and statistics showing that the crime did not qualify as HAC when compared to other crimes, 3) present additional eyewitness testimony to rebut the evidence that Officer Golden begged for his life, and 4) present evidence that Albarran was mentally retarded and cognitively impaired. Albarran also contends that this trial counsel was ineffective for failing to request and present proper jury charges concerning the aggravating circumstance that 189
the murder was especially heinous, atrocious, and cruel (HAC). Each of these allegations is addressed in turn. a. The claim that trial counsel failed to rebut the HAC aggravating circumstance.
In regard to Albarrans claim that his trial counsel should have presented evidence to rebut the HAC aggravating circumstance, this claim is facially meritless and fails to state a material issue of fact or law. Ala. R. Crim. P. 32.7(d). Even assuming his allegations as true concerning what evidence could have been presented and what witnesses would have testified to, he has failed to plead a claim that could show a reasonable probability that either the jury or the trial court would have found that the HAC aggravating circumstance did not exist or was only entitled to little weight. This is so because none of the evidence Albarran alleges should have been presented would have disputed the facts adduced at trial that Officer Golden appreciably suffered, was conscious between the time he was initially shot and the final fatal shots occurred, and that he aware of his impending death for an appreciable time. As the Court of Criminal Appeals has held, In considering the application of this aggravating circumstance this Court assessed the following factors: (1) 190
whether the infliction of the physical violence was beyond that necessary to cause death; (2) whether the victim experienced appreciable suffering after a swift assault that ultimately resulted in death; and (3) whether the victim suffered psychological torture. Albarran, 96 So. 3d at 214, citing Norris v. State, 793 So. 2d 847 (Ala. Crim. App. 1999). Under the first factor, the time between at least some of the injurious acts must be an appreciable lapse of time, sufficient enough to cause prolonged suffering, and (2) the victim must be conscious or aware when at least some of the additional or repeated violence is inflicted. Norris, 793 So. 2d at 854. Notably, the Court of Criminal Appeals has held that when a defendant deliberately shoots a victim in the head in a calculated fashion, after the victim has already been rendered helpless by [prior] gunshots ..., such extremely wicked or shockingly evil action may be characterized as especially heinous, atrocious, or cruel. Mitchell v. State, 84 So. 3d 968, 986 (Ala. Crim. App. 2010). Under the third factor, psychological torture [under the third factor] can be inflicted by leaving the victim in 191
his last moments aware of, but helpless to prevent, impending death. Mitchell, 84 So. 2d at 986, citing Norris, 793 So. 2d at 85960. Finally, the factor of psychological torture must have been present for an appreciable lapse of time, sufficient enough to have caused prolonged or appreciable suffering, i.e., the period of suffering must be prolonged enough to separate the crime from ordinary murders for which the death penalty is not appropriate. Id. A review of the record demonstrates that Albarrans allegations, even accepted as true, are facially without merit. As the Court of Criminal Appeals has held, the HAC aggravating circumstance was properly applied to this case. Albarran, 96 So. 3d at 214. The evidence presented at trial overwhelming showed that Officer Golden was shot, fell to the ground, begged for his life, and that Albarran then walked up to him and shot him in the head twice while Officer Golden was still conscious. Tanisha Thomas testified that she heard two popping sounds while driving by the El Jalisco restaurant, that she saw Officer Golden backing away from the restaurant and that a man was shooting at him, and that Officer Golden was 192
hit in the chest and then fell to the ground. (R. 2029.) Ms. Thomas then testified that after Officer Golden fell to the ground, he put up his hands and yelled Wait. Id. Ms. Thomas then testified that the man shot once, Officer Golden fell back flat on his back, and then the man shot Officer Golden two more times. Id. at 2030. William Thomas also testified that he heard gunshots, saw Officer Golden backing up, and that Albarran shot him while Officer Golden was backing up. Id. at 2083. Mr. Thomas testified that once Officer Golden was shot and went down from the initial shooting, Albarran went up to him and shot him one time and then a second time. Id. Mr. Thomas also testified that when Officer Golden went down, he was seated upright with his arms raised up and then Albarran shot him again. Id. at 2085, 2088-2089. Chad Steele testified that he heard gunshots and heard someone yell Help me twice. Id. at 2064. Mr. Steele said he looked out the backdoor of his office building to see Officer Golden sitting on the ground with his back up in an L shape and one hand raised up in front of him. Id. Mr. Steele then testified that Albarran took steps towards Officer Golden and fired more shots. Id. Forensic 193
evidence showed that Albarran fired 11 shots from two different guns: a .38 caliber Smith & Wesson and a .38 caliber Rossi. Id. at 2467. Forensic evidence also showed three gunshot wounds to Officer Golden: one in the lower abdomen and two shots in his head. At least one of the gunshots to the head showed evidenced of stippling. Id. at 2541. The bullet fragments from the two final gunshot wounds to the head showed that the shots were fired from the .38 caliber Rossi. Id. at 2448. Based on this evidence, the first and third factors under Norris were established beyond a reasonable doubt. Here the infliction of the physical violence was beyond that necessary to cause death. There was an appreciable lapse of time between the time Officer Golden was first shot and fell to the ground and the time that Albarran walked up to him and fired the fatal shots into his head. See Norris, 793 So. 2d at 854. Moreover, the evidence showed Officer Golden was conscious before the final shots to his head occurred. Id. In fact, the facts of this case fall squarely within the situation where a defendant deliberately shoots a victim in the head in a calculated fashion, after the victim has already been rendered 194
helpless by [prior] gunshots and where such extremely wicked or shockingly evil action may be characterized as especially heinous, atrocious, or cruel. Mitchell, 84 So. 3d at 986. Likewise, Officer Golden in his last moments was aware of, but helpless to prevent, impending death. Norris, 793 So. 2d at 85960. The evidence demonstrated that he was on the ground sitting up with his arms raised and begged for his life before the final fatal shots to his head occurred. Albarrans claim is facially without merit because even if the additional evidence alleged in his petition was presented during the penalty phase, there is no reasonable probability that the evidence noted above would have been rebutted or that the HAC circumstance would not have been established. For example, even if Dr. Lauridson provided all the testimony Albarran alleges, there is no reasonable probability of a different result. (Pet. at 200.) Even if Dr. Lauridson testified that Officer Golden lost consciousness after the final two gunshot wounds to his head, this does not change the fact that Officer Golden spent an appreciable amount of time suffering as he sat on the ground already shot and awaiting the fatal gunshots. 195
And even if Dr. Lauridson would have testified that, in his opinion, this crime was a two or three on a scale of one to ten on a torture scale, this does not change the fact that Officer Golden suffered for an appreciable amount of time. Likewise, even if trial counsel presented the testimony of other eyewitnesses like George Rodgers and Ricky Hulgan, there is no reasonable probability of a different result. (Pet. at 205.) Albarrans allegations concerning Mr. Rodgers and Mr. Hulgan is limited to contending that both witnesses would have testified that they did not hear Officer Golden say anything after he was shot. But whether or not they heard Officer Golden say anything has no bearing on the fact that Officer Golden was shot and suffered for an appreciable time prior to being fatally shot in the head. Notably, Albarran does not allege that either witness would have testified to refute the fact that Albarran shot Officer Golden with a first round of gunshots followed by a second round of gunshots moments later. Further, Albarrans allegation that his trial counsel should have presented evidence that he is mentally retarded and has mental impairments is utterly meritless. Even accepting these allegations as true, such evidence would 196
have had no effect on the consideration of the HAC aggravating circumstance. For whether or not Albarran had mental issues has no bearing on whether the murder of Officer Golden was unnecessarily torturous to the victim. Ex parte Kyzer, 399 So. 2d 330, 334 (Ala. 1981)(emphasis added). Accordingly, even assuming all of the facts alleged by Albarran as true, he cannot show a reasonable probability that the outcome of the penalty phase or the trial courts findings concerning the HAC aggravating circumstance would be different. Thus, he has failed to plead a facially meritorious claim and it should be dismissed. Ala. R. Crim. P. 32.7(d). To the extent that Albarran contends that his trial counsel should have presented statistics comparing his case to other cases (Pet. at 202), this claim is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). First, Albarran fails to plead how trial counsel could have even presented such statistics given that, as he admits in his petition, the paper he relies on was published in 2010 after his trial. Although Albarran contends that the underlying information was still available, he fails to specifically plead where such information could be located or how trial counsel 197
would have been aware of it. Albarran also fails to plead the names of any cases to which he compares his case or identify any facts in such cases that would support his bare allegation that his crime was not HAC when compared to other cases. Finally, Albarran has failed to specifically plead facts that, if true, would show that his trial counsel was deficient in their handling of the HAC aggravating circumstance. In particular, Albarran has failed to plead specific facts that, if true, would show that no competent counsel would have proceeded in the manner Albarran now alleges in his petition. For example, Albarran fails to plead any facts that, if true, would show that prevailing professional norms required the presentation of expert testimony in this situation or the presentation of statistical data. In fact, Albarran fails to identify an Alabama case where similar evidence was presented to rebut HAC. Moreover, trial counsels conduct during the penalty phase cannot be examined in a vacuum. Nor, with limited resources, can trial counsel pursue every possible line of defense. As the record indicates, trial counsel presented 198
a wealth of mitigating evidence during both the penalty phase and guilt phase. Albarran has failed to specifically plead how trial counsel was ineffective for failing to pursue evidence to rebut the aggravating circumstance offered by the state where the record shows that trial counsel devoted extensive effort to affirmatively presenting mitigating circumstances during the penalty phase. Thus, because this claim is insufficiently pleaded, in addition to failing to plead a material issue as noted above, this claim should be summarily dismissed. Ala. R. Crim. P. 32.7(d). b. The claim that trial counsel failed to request proper jury charges on HAC.
In regard to the allegation that trial counsel failed to file a proper HAC jury charge, this claim should be summarily dismissed because it is facially meritless and thus, fails to state a claim upon which relief may be granted. Ala. R. Crim. P. 32.7(d). Albarran contends that trial counsel should have requested that the trial court instruct the jury that it must conduct a two-part inquiry when considering whether there was physical violence that went beyond that necessary to cause death. (Pet. at 209)(see Norris v. State, 793 So. 2d 847, 854 (Ala. Crim. 199
App. 1999)(noting that (1) the time between at least some of the injurious acts must be an appreciable lapse of time, sufficient enough to cause prolonged suffering, and (2) the victim must be conscious or aware when at least some of the additional or repeated violence is inflicted.)). As an initial matter, this claim is facially without merit based on the fact that the Court of Criminal Appeals held that the trial courts HAC instructions were proper. Albarran, 96 So. 3d at 207-208. Specifically, that court held that the circuit court correctly instructed the jury regarding the especially heinous, atrocious, or cruel aggravating circumstance... Id. at 208. Thus, trial counsel could not be deficient, nor could he be prejudiced, for failing to request additional instructions or objecting to the trial courts instructions where the instructions given were proper. See Lee, 44 So. 3d at 1173 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). Moreover, although the trial court did not specifically cite the exact language noted above from Norris, the trial courts instruction provided the same substantive guidance as the language in Norris, namely that the infliction of 200
physical violence beyond what is necessary to cause death must be in a situation where the victim is conscious and aware that after the initial assault; i.e. that the victim was aware of his suffering. (R. 4223.) Moreover, even assuming these allegations as true, there is no reasonable probability that the outcome of the penalty phase would have been different had the precise instruction been given that Albarran now seeks because the evidence demonstrated that there was an appreciable time to cause suffering between the injuries and that Officer Golden was aware when some of the additional violence was inflicted. As the Court of Criminal Appeals noted in holding that the HAC aggravating circumstance was properly applied in this case, Officer Golden attempted to ward off the assault, but his gun jammed. He was shot and fell to the ground begging for his life. Albarran walked up to him and shot him twice in the head. Albarran had two different guns. Eyewitness testimony showed that Officer Golden was conscious until the last shots entered his head. Albarran, 96 So. 3d at 214. Thus, because this claim is facially meritless, it should be dismissed. Ala. R. Crim. P. 32.7(d).
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7. The claim that trial counsel failed to object when the immigration status of Albarran and his family members was injected into the penalty phase proceedings.
In paragraphs 459-463, Albarran alleges that his trial counsel was ineffective for failing to object to the trial courts instruction to the jury, in response to an objection from trial counsel to the prosecutors closing argument, during the penalty phase that a fact in the case was that the Albarran had been deported on one occasion. Albarran also alleges that his trial counsel was ineffective for eliciting testimony that he contends was likely to inflame the passions of the jury. This entire claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). In regard to the claim that trial counsel failed to object to the trial courts instruction, Albarran has failed to specifically plead facts that, if true, would show deficient performance or prejudice under Strickland. As Albarran admits, trial counsel objected to the prosecutors reference in his closing argument to his immigration status. (R. 4107.) To the extent Albarran contends that trial counsel should have objected to the trial courts subsequent instruction, he has failed to plead a sufficient 202
factual basis that, if true, would show there was a potentially meritorious objection to present. See Lee, 44 So. 3d at 1173 (Counsel cannot be held ineffective for failing to raise an issue that has no merit.). As the trial court correctly noted, this fact was in evidence because testimony was presented during the guilt phase that Albarran had been deported. (R. 3060-3061, 4109.) Thus, the trial courts instruction that this was a fact in evidence was correct. Simply the fact that Albarran now disagrees with the propriety of that testimony does not change the fact that this testimony was presented during his trial. Further, Albarrans claim that the testimony elicited concerning the fact that he had been deported was improper is nothing but a bare allegation. Albarran simply fails to plead a sufficient factual basis that would show this testimony was prejudicial, let alone improper, given that it was elicited in the context of challenging Dr. Silvas opinion that Albarran did not know right from wrong. The record shows that the prosecutor was not eliciting the question to encourage the jury to consider an arbitrary factor, but to challenge Dr. Silvas opinion by showing 203
that Albarran did know right from wrong based on the fact that he had interactions with law enforcement in the past in various degrees. (R. 3059-3061.) Thus, he has failed to specifically plead a factual basis that, if true, would show how his trial counsel was deficient for failing to make a meritless objection. Moreover, Albarran has failed to plead any specific facts that, if true, could establish prejudice. Albarran contends in a conclusory fashion that the trial courts instruction encouraged the jury to consider the fact of his immigration status in whether to recommend a death sentence. Yet Albarran fails to plead any specific facts to support this bare allegation. See Hyde, 950 So. 2d at 356 (a bare allegation that prejudice occurred without specific facts indicating how the petitioner was prejudiced is not sufficient.). Albarran fails to plead any facts showing how the jury was, in fact, encouraged to consider his immigration status. Notably, the trial courts instruction never directed or encouraged the jury to consider his immigration status, but simply clarified, in response to an objection, that this was a fact in evidence. 204
Thus, because this claim is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). Albarran also failed to plead a sufficient factual basis to support his allegation that his trial counsel enflamed the jury by eliciting testimony about how happy Albarrans sister and brother were that their children were born in the United States. This claim simply is nothing but a bare, speculative, conclusory allegation. Albarrans claim is limited simply to plucking a few isolated comments out-of-context from the lengthy testimony of his family members. But Albarran fails to plead any facts that, if true, would show that trial counsel was objectively unreasonable for eliciting this testimony or that this testimony was inconsistent with trial counsels overall theme during the penalty phase of explaining his family background to the jury. Albarran also fails to plead any facts that, if true, would establish how this testimony had a potential to inflame the passions of the jury. Instead, Albarran asserts only one conclusory sentence in which he speculates that the passions of certain jurors who resented non- citizens receiving benefits could have been aroused. Yet 205
Albarran fails to plead any facts that, if true, would show that any juror had any tendency to harbor these feelings to support his speculative assertion. Finally, Albarran fails to specifically plead how he was prejudiced under Strickland given that the trial court instructed the jury that [y]our determination concerning the existence of mitigating circumstances should not, however, be influenced by passion, prejudice, or any other arbitrary factor. You determination should be based solely on the evidence presented and the law as I have explained it to you. And that relates to both aggravating circumstances and mitigating circumstances. (R. 4228.) Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 8. The claim that trial counsel failed to object to continued incompetent interpretation.
In paragraphs 464-466, Albarran contends that his trial counsel failed to object to continued interpretation problems. This claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This claim is a bare allegation. Albarran only provides one example of a situation where the translator had difficulty 206
translate a single word. Albarran fails to specifically plead how this one instance prejudiced him given the huge volume of testimony that was translated. Whats more, Albarran completely fails to plead specific facts showing how he was prejudiced by any alleged incompetent translation. Albarran fails to plead any specific evidence or testimony that he was unable to present. Instead, Albarran speculates that the jury was left with a bad impression. But he utterly fails to plead any specific factual basis to support this speculation. Therefore, because this claim is insufficiently pleaded, it should be summarily dismissed. Ala. R. Crim. P. 32.7(d). 9. The claim that trial counsel failed to timely and adequately litigate their proposed jury charges.
In paragraphs 467-468, Albarran alleges that his trial counsel was ineffective for failing to file timely proposed jury charges and for failing to accurately research the law in relation to the instructions. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran utterly has failed to plead any clear and specific facts in support of his claim. First, Albarran fails to 207
specifically identify any specific proposed jury instructions, let alone plead what jury instructions his trial counsel ineffectively presented. Although Albarran incorporates another section of ineffective assistance of counsel claims within this claim, he fails to still specifically plead facts concerning how the jury charges were ineffectively litigated. Moreover, to the extent Albarran simply incorporates the facts from a separate claim above, this claim should be dismissed for similar reasons. Second, Albarran fails to specifically plead what errors of law the unidentified instructions contained. Third, Albarran fails to plead specific facts that, if true, would show how trial counsel could have corrected any alleged errors in the instructions or what specific language would have made the instructions accurate. Finally, Albarran fails to specifically plead any facts that, if true, would show a reasonable probability that the trial court would have given the proposed jury instructions had they been more timely filed. Albarran fails to plead any specific facts showing how the allegedly untimely filing had any impact whatsoever on the trial courts 208
decision to reject Albarrans proposed jury instructions. Accordingly, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 10. The claim that trial counsel was ineffective during sentencing proceedings.
In paragraphs 469-472, Albarran contends that his trial counsel was ineffective for failing to present a compelling argument that life without parole was the appropriate sentence. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Although Albarran complains that his trial counsels sentencing memorandum listed duplicative, overlapping, or poorly supported mitigating circumstances, he fails to specifically plead what mitigating circumstances were duplicative or overlapping. Nor does he specifically plead what additional factual basis could have been presented by trial counsel to support these unidentified mitigating circumstances. Finally, Albarran fails to plead any specific facts that, if true, would establish a reasonable probability that the trial court would not have found that the aggravating circumstances outweighed the mitigating circumstances had trial counsel not presented repetitive or 209
unsupported mitigating circumstances. Notably, although Albarran incorporates paragraphs containing a generalized narrative of his life history, he fails to plead what specific aspects of his background or his character should have been presented and what witnesses could have provided this unspecified evidence. To that extent, Albarrans current claim appears to simply be a regurgitation of his earlier claim of ineffective assistance of counsel and should be dismissed for similar reasons. In any event, Albarran fails to specifically plead how this evidence would not have been cumulative of the evidence already presented during trial. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 11. The claim that trial counsel failed to adequately litigate juror misconduct at the sentencing hearing.
In paragraphs 473-479, Albarran contends that his trial counsel failed to effectively litigate a juror misconduct issue during the sentencing hearing relating to the juror foreperson. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). 210
Albarran has failed to plead several essential factual allegations in several areas. First, although Albarran contends his trial counsel was ineffective for failing to call the juror and/or her husband to testify, he fails to plead what specific evidence or testimony these witnesses could have provided. Second, Albarran fails to specifically plead what evidence from the record allegedly rebutted the prosecutions argument during the hearing that the juror in question would not have been struck solely because she had been the victim of a crime. Although Albarran alleges that the fact that trial counsel requested background checks on all potential jurors supports the conclusion that a juror could have been struck based on the crime victim status, Albarran fails to specifically plead how this isolated fact, even if true, would show that the juror would have been struck. Simply because trial counsel requested background records prior to voir dire does not mean that a jurors criminal history was material to trial counsels striking process after voir dire occurred and after trial counsel heard the responses from the jury venire. Albarran simply fails to plead any facts to support this speculative assertion. 211
Finally, Albarran has failed to plead any specific facts that, if true, would establish prejudice under Strickland, given that the Alabama Court of Criminal Appeals addressed this issue on direct appeal under preserved-error review and held that the trial court did not abuse its discretion in denying relief on this claim of juror misconduct. See Albarran, 96 So. 3d at 193-197. Similarly, Albarran has failed to plead any specific facts in his petition that, if true, would show how he might have been prejudiced by the alleged juror misconduct, let alone how he was prejudiced under Strickland. Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). D. The claim that trial counsel was ineffective in litigating the motion for new trial and filing the appellate paperwork.
In paragraphs 480-484, Albarran contends that his trial counsel was ineffective for failing to consent to an extension of the time for the trial court to issue a ruling on the motion for new trial under Rule 24.4 of the Rules of Criminal Procedure. Albarran also contends that his trial counsel was ineffective for failing to object to the trial courts denial of his motion for new trial on the basis 212
that he was not given a full opportunity to brief the issues. Finally, Albarran alleges that his trial counsel was ineffective for failing to supplement the appellate record with transcripts from two hearings on the change of venue issue, the Spanish language portion of the proceedings, the trial courts discussions about a potential sleeping juror, and the parties positions on litigating the motion for new trial. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). This entire claim is nothing but a bare allegation devoid of any specific factual basis. For example, while Albarran contends his trial counsel should have consented to an extension of time on appeal, he fails to plead any specific facts concerning what his trial counsel should have done or what specific arguments trial counsel could have made that had not already been presented had this time period been extended. Albarran also fails to specifically plead any facts that, if true, would establish that it was objectively unreasonable to fail to consent to an extension. Furthermore, Albarran fails to plead any specific facts that, if true, would show there was a 213
reasonable probability that the trial court would have granted a new trial had additional time for argument been granted. Likewise, Albarran fails to plead any specific facts that, if true, would establish deficient performance or prejudice concerning his claim that the trial court denied his motion for new trial without allowing a full opportunity for briefing. Albarran fails to plead any specific facts concerning what specific arguments he would have raised in additional briefing or how there was any probability, let alone a reasonable one, that the outcome of his trial would have been different. Although Albarran vaguely references a claim of juror misconduct, he fails to specifically plead any facts concerning how he was prejudiced given that the trial court did conduct a hearing on this claim and denied relief which was affirmed on direct appeal. See Albarran, 96 So. 3d at 193-197. Finally, Albarran has failed to plead specific facts in support of his claim that trial counsel failed to effectively supplement the record on appeal. Albarran utterly fails to plead any specific facts concerning the substance of the hearings that he contends should have been 214
included in the record. Albarran utterly fails to plead any facts concerning what different arguments could have been raised on appeal had these additional hearings been included in the record, nor does he plead any specific facts that, if true, would show a reasonable probability that he would have been granted relief on appeal had the record included these additional transcripts. Accordingly, because this entire claim is a bare allegation, it is due to be dismissed. Ala. R. Crim. P. 32.7(d). E. The claim that trial counsel was ineffective for failing to object to violations of international law.
In paragraph 485, Albarran contends that his trial counsel was ineffective for failing to object on the grounds that his conviction and sentence violated international law. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran fails to plead any specific facts in support of his claim. Albarran fails to plead what specific arguments his trial counsel should have made or what specific international laws he contends were violated. Most importantly, Albarran has failed to plead any facts that, 215
if true, would demonstrate a reasonable probability the outcome of his trial would have been different had his trial counsel made these objections. Thus, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). F. The claim that trial counsel was ineffective at all stages of the proceedings.
In paragraph 486-491, Albarran alleges that individually and cumulatively, trial counsels errors prejudiced him. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran utterly fails to plead any specific facts in support of this claim. Albarran has failed to plead any facts that, if true, would establish deficient performance or prejudice under Strickland. For example, while he contends that individual instances of trial counsels errors should be considered when assessing the cumulative effect of counsels performance, he fails to specifically plead what specific instances should be considered. Thus, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). 216
Alternatively, this claim should be dismissed because it fails to state a material issue. Ala. R. Crim. P. 32.7(d). As the Alabama Court of Criminal Appeals has held [o]ther states and federal courts are not in agreement as to whether the cumulative effect analysis applies to Strickland claims; this Court has also stated: We can find no case where Alabama appellate courts have applied the cumulative-effect analysis to claims of ineffective assistance of counsel. Mashburn v. State, CR110321, 2013 WL 3589300, at *16 (Ala. Crim. App. July 12, 2013)(citations omitted). Albarrans claim is without merit because he conflates the concept of combining multiple, but separate claims of ineffective assistance of counsel with the requirement that a court must review the entire record as a whole in assessing a specific claim of ineffective assistance of counsel. Therefore, because this claim is facially meritless, it should be dismissed. Ala. R. Crim. P. 32.7(d). III. ALBARRANS CLAIM THAT HIS APPELLATE COUNSEL RENDERED INEFFECTIVE ASSISTANCE OF COUNSEL.
In paragraphs 492-499, Albarran contends that his appellate counsel was ineffective for failing to complete 217
the record on appeal and for failing to raise certain grounds for relief on appeal. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead any specific factual basis for his claim, but instead merely provides a laundry list of issues he contends should have been raised on appeal or should have been included in the appellate record. For example, Albarran merely recites a list of hearings that he contends were not transcribed and included in the record on appeal. Yet he fails to plead any facts concerning what the transcripts would have contained, how the inclusion of these transcripts in the record would have changed any arguments he made on appeal, or, more importantly, how there was a reasonable probability that he would have been entitled to relief on appeal. See Jackson v. State, CR12 0668, 2013 WL 4710399, at *12 (Ala. Crim. App. August 30, 2013)(holding that claim that appellate counsel was ineffective for failing to order the complete record on appeal failed to meet specificity requirements of Rule 32.6(b) where petitioner did not explain how the inclusion of those items in the record would have aided him on direct 218
appeal nor did he specify how he was prejudiced by their absence.). Albarran simply fails to plead any facts to support his bare allegation that the missing transcriptions of these proceedings were critical ones. (Pet. at 173.) Likewise, Albarran fails to plead any facts to support his claim that his appellate counsel was ineffective in failing to raise allegedly meritorious claims on appeal. Albarran merely provides a list of claims without pleading any facts concerning what specific arguments his appellate counsel should have raised in support of these claims or any facts that, if true, would show a reasonable probability that he would have prevailed on appeal had these arguments been raised. See Whitson v. State, 109 So. 3d 665, 672 (Ala. Crim. App. 2012)(One claiming ineffective appellate counsel must show prejudice, i.e., the reasonable probability that, but for counsel's errors, the petitioner would have prevailed on appeal.). Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d).
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IV. ALBARRANS CLAIM THAT HE WAS INCOMPETENT TO STAND TRIAL AND THAT THE TRIAL COURT ERRED IN NOT GRANTING HIM A COMPETENCY HEARING.
In paragraphs 500-504, Albarran contends that he was incompetent to stand trial. Albarran also alleges that the trial court erred in not conducting a competency hearing. This claim should be dismissed for several reasons. In regard to his claim that he was in fact incompetent to stand trial, this claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead any specific facts that, if true, would establish that he was in fact incompetent. Even assuming the facts that Albarran has incorporated within this claim, Albarran has failed to plead any facts at any point in his petition that, if true, would establish that he was incompetent to stand trial. Instead, Albarrans substantive allegation is simply a bare, conclusory allegation. Therefore, this claim should be dismissed. Ala. R. Crim. P. 32.7(d). In regard to Albarrans claim that the trial court erred in failing to order a competency hearing, this specific claim should be dismissed because it is procedurally barred. Ala. R. Crim. P. 32.2(a) (3) and (5); 220
see also Nicks v. State, 783 So. 2d 895, 906-907 (Ala. Crim. App. 1999)(holding that a claim that the trial court erred in not conducting a competency hearing was procedurally barred under Rule 32.2(a) (3) and (5)). V. ALBARRANS CLAIM THAT HIS CONVICTION AND SENTENCE SHOULD BE REVERSED BECAUSE THE TRIAL PROCEEDINGS WERE INFECTED WITH UNLAWFUL BIAS.
In paragraphs 505-512, Albarran contends that the trial court erred in improperly allowing evidence of his ethnicity and immigration status to be admitted into evidence during trial. This claim should be summarily dismissed because it is procedurally barred from review. Ala. R. Crim. P. 32.2(a)(2) and (4). Albarran challenged the admission of testimony about his immigration status at trial and on direct appeal. See Albarran, 96 So. 3d at 163-166. Therefore, because this claim was raised and addressed at trial and on direct appeal, it is procedurally barred from review and should therefore be dismissed. Ala. R. Crim. P. 32.7(d). VI. ALBARRANS CLAIM THAT HIS DEATH SENTENCE SHOULD BE REVERSED BECAUSE HE IS MENTALLY RETARDED.
In paragraphs 513-517, Albarran contends that he is mentally retarded. 221
This claim should be summarily dismissed because it is procedurally barred. Ala. R. Crim. P. 32.2(a)(2) and (4); see Yeomans v. State, CR100095, 2013 WL 1284361, at *25 (Ala. Crim. App. March 29, 2013)(holding that because Atkins issue was raised on direct appeal and addressed on the merits, it was procedurally barred under Ala. R. Crim. P. 32.2(a)(4)). Albarran raised this issue at trial and on appeal and the Court of Criminal Appeals held that the trial court did not abuse its discretion in finding that Albarran failed to establish by a preponderance of the evidence that he is mentally retarded. Albarran, 96 So. 3d at 197-200. Therefore, because this claim was raised and addressed on the merits at trial and on direct appeal, it is procedurally barred and should be summarily dismissed. Ala. R. Crim. P. 32.7(d). Alternatively, this claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead specific facts at any place in his petition that, if true, would establish that he meets all three factors set out in Ex parte Perkins, 851 So. 2d 453 (Ala. 2002). Albarran merely alleges in a conclusory fashion that he meets all three 222
Perkins factors without pleading specific facts that, if true, would show how he meets these factors - particularly given the Court of Criminal Appeals held on direct appeal that the trial court did not abuse its discretion in finding that Albarran failed to establish that he was mentally retarded. Therefore, because this claim is also insufficiently pleaded, it is due to be dismissed for this additional reason. Ala. R. Crim. P. 32.7(d). VII. THE CLAIM THAT HIS CONVICTION AND SENTENCE ARE UNCONSTITUTIONAL BECAUSE THE TRIAL COURT FAILED TO ENSURE COMPETENT INTERPRETATION OF THE PROCEEDINGS.
In paragraphs 518-521, Albarran contends that the trial court erred by failing to locate and employ competent interpretation. This claim should be dismissed because it is procedurally barred. Ala. R. Crim. P. 32.2(a)(3) and (5). Specifically, this claim could have been raised at trial or on direct appeal. In the alternative, this claim should be dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran utterly fails to plead any specific facts that, if true, would show how he was prejudiced. Therefore, this claim should be dismissed. Ala. R. Crim. 223
P. 32.7(d). VIII. ALBARRANS CLAIM THAT HIS CONVICTION AND SENTENCE SHOULD BE OVERTURNED BECAUSE THE JURY WAS NOT CHARGED ON EVERY ELEMENT OF CAPITAL MURDER OF A POLICE OFFICER.
In paragraphs 522-530, Albarran contends that the trial court erred in failing to charge the jury on every element of capital murder under Section 13A-5-40(a)(5). This claim should be summarily dismissed because it is procedurally barred. Ala. R. Crim. P. 32.2(a)(3) and (5). This claim is procedurally barred because it could have been, but was not, raised at trial and on appeal. Although Albarran contends that this claim is jurisdictional, his claim is without merit. Albarrans claim does not involved the jurisdiction of the trial court to impose a sentence of death, but instead relates to an allegation concerning the trial courts jury charges a non-jurisdictional claim that could have been challenged on direct appeal. Therefore, because it is procedurally barred, it should be dismissed. Ala. R. Crim. P. 32.7(d). Alternatively, this claim should be dismissed because it is facially without merit and thus, fails to state a material issue. Ala. R. Crim. P. 32.7(d). Albarran fails to plead any authority which holds that the instruction 224
given by the trial court was erroneous. Therefore, this claim is likewise due to be dismissed for this alternative reason as well. Ala. R. Crim. P. 32.7(d). IX. ALBARRANS CLAIM THAT HIS CONVICTION AND SENTENCE SHOULD BE REVERSED BECAUSE THE STATE WITHHELD AND BELATEDLY DISCLOSED EXCULPATORY EVIDENCE.
In paragraphs 531-538, Albarran contends that the State violated Brady v. Maryland, 373 U.S. 83 (1983). In support of his claim, Albarran merely provides a list of categories of items he speculates the State may have withheld. This claim should be summarily dismissed because it is procedurally barred. Ala. R. Crim. P. 32.2(a)(3) and (5). This claim could have been, but was not, raised at trial or on direct appeal. Albarrans allegations do not contain factual allegations of a specific act of suppression or specific evidence that was allegedly suppressed. Instead, he merely lists generalized categories of evidence that he speculates may have been withheld. On its face, all of the items of evidence within this claim involve generic evidence that could have been raised in a Brady claim at trial or on appeal. Notably, many of the things he contends were suppressed involved evidence or information that he was clearly aware of at the time of trial or had 225
access to himself at the time of trial, such as the existence of his Nissan Sentra or information relating to his prior arrests. Similarly, other items of alleged evidence within his claim certainly could have been raised in a Brady motion at trial or on appeal, such as handwritten notes of law enforcement or reports of internal investigations. Therefore, because this claim could have been raised at trial or on appeal, this claim is procedurally barred. Ala. R. Crim. P. 32.2(a)(3) and (5). In the alternative, this claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarrans claim is nothing but pure speculation. Albarran fails to plead any specific factual basis for his claim, but simply provides a laundry list of categories of evidence he contends the State withheld. Yet Albarran fails to plead how these allegedly withheld pieces of evidence meet the three requirements of establishing a Brady violation. Albarran fails to specifically plead how much of this information was not already available to him or known to him at the time of trial or how these unspecified categories of evidence would have been favorable or material. Therefore, because this claim is 226
also insufficiently pleaded, it is due to be dismissed for this alternative reason as well. Ala. R. Crim. P. 32.7(d). X. ALBARRANS CLAIM THAT RULE 32 PROCEDURES VIOLATE HIS CONSTITUTIONAL RIGHTS.
In paragraphs 539-541, Albarran alleges that Alabamas Rule 32 system violates his constitutional rights. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to plead an actionable claim within this allegation. Most of Albarrans claim is limited simply to citing dicta from the United States Supreme Court or American Bar Association reports in an effort to disparage Alabamas Rule 32 process. Yet he fails to specifically plead facts concerning what specific aspect of the Rule 32 process violates his rights and what specific rights are violated. To the extent that Albarran alleges that Alabamas failure to provide appointed counsel or funding for indigent defendants in Rule 32 proceedings violates his rights, this claim should be summarily dismissed because it fails to state a material issue. Ala. R. Crim. P. 32.7(d). Contrary to his facially meritless allegation, Section 15- 12-23 of the Code of Alabama specifically provides 227
discretion to the trial court to appoint counsel in post- conviction cases and further provides that the cap on compensation may be waived for good cause. Therefore, because this claim is meritless, it should be dismissed. Ala. R. Crim. P. 32.7(d). XI. ALBARRANS CLAIM THAT THE CUMULATIVE EFFECT OF ALL ERRORS DENIED HIM A FAIR TRIAL.
In paragraphs 542-546, Albarran alleges that the errors at trial, both individually and cumulatively, violated his rights. This claim should be summarily dismissed because it is insufficiently pleaded. Ala. R. Crim. P. 32.6(b). Albarran has failed to specifically plead any facts concerning what specific errors he contends cumulatively should lead to a reversal. Although Albarran has re- alleged all of the claims in his petition in this one claim, he has failed to specifically plead facts concerning what specific errors rise to the level of a reversal, given that he was failed to plead any facially meritorious claims in his petition. See Woodward v. State, CR080145, 2011 WL 6278294, at *61 (Ala. Crim. App. December 16, 2011) (When no one instance amounts to error at all (as distinguished from error not sufficiently prejudicial to be 228
reversible), the cumulative effect cannot warrant reversal.)(quoting Ex parte Woods, 789 So. 2d 941, 94243 n. 1 (Ala. 2001)). Therefore, because this claim is insufficiently pleaded, it should be dismissed. Ala. R. Crim. P. 32.7(d). CONCLUSION For the foregoing reasons, Albarran is not entitled to a new trial and the State respectfully requests that this Court summarily dismiss the claims raised in Albarrans amended Rule 32 petition and deny Albarrans prayer for relief. In the alternative, all of Albarrans claims are denied. Respectfully submitted, Luther Strange Attorney General
/s/ Thomas R. Govan, Jr. Thomas R. Govan, Jr. Assistant Attorney General Counsel of Record *
State of Alabama Office of the Attorney General 501 Washington Ave Montgomery, AL 36130-0152 (334) 242-7455 July 28, 2014 tgovan@ago.state.al.us 229
CERTIFICATE OF SERVICE
I hereby certify that on this 28th day of July 2014, I electronically filed a copy of the foregoing with the Clerk of the Court, and I further certify that I served a copy upon counsel for the Petitioner addressed as follows:
Joseph T. Flood flood.joseph7@gmail.com
Jennifer P. Giddings jengiddings@kuykendall-law.com
Skyla Olds Skyla.olds@gmail.com
/s/ Thomas R. Govan, Jr. Thomas R. Govan, Jr. Assistant Attorney General Counsel of Record *
ADDRESS OF COUNSEL:
Office of the Attorney General Capital Litigation Division 501 Washington Avenue Montgomery, AL 36130 (334) 242-7455 tgovan@ago.state.al.us