Running head: THE PERSUASIVE WORDS OF J AMES MADISON:
A COMPARISON OF FEDERALIST 10 AND 51 1
The Persuasive Words of J ames Madison: A Comparison of Federalist 10 and 51
THE PERSUASIVE WORDS OF J AMES MADISON: A COMPARISON OF FEDERALIST 10 AND 51 2
The Persuasive Words of J ames Madison: A Comparison of Federalist 10 and 51 Between October, 1787, and August, 1788, 85 articles were published The Independent J ournal and The New York Packet, encouraging acceptance and ratification of the proposed United States Constitution. Although these essays were published anonymously under the pseudonym Publius, they were widely believed to be the works of J ohn J ay, Alexander Hamilton, and J ames Madison. Dubbed The Federalist Papers, Madison wrote the bulk of these articles, and did so with philosophical compassion and great republican eloquence. In Federalist 10 and 51 in particular, Madison addressed a number of the greatest challenges to the budding U. S. governmental structure, and made highly persuasive arguments, speaking to how the Constitutional structure would prevent these challenges from prevailing. One of J ames Madisons most famous and influential essays, written in support of ratification of the Constitution, was published as Federalist 10. In this article, Madison made a strong argument for how effective the proposed Constitution would be in controlling various factions that were likely to arise in the United States. Federalist 10 contended that the Constitution offered centralized protection from the threat of these self-interest groups, against which the states alone were likely unable to adequately defend. Madison felt that factions, which he described as, citizens who are united and actuated by some common impulse of passion, or of interest, adversed to the rights of other citizens, or the permanent and aggregate interests of the community (Madison, Federalist 10, para 2), were a real threat to the proposed democratic system. He believed that they would assemble to promote special economic interests or political opinions, the inevitable result of class struggles that would always be present in a progressive society. The unequal distribution of property and THE PERSUASIVE WORDS OF J AMES MADISON: A COMPARISON OF FEDERALIST 10 AND 51 3
ability would guarantee these ongoing challenges. Madison was confident, however, that a limited federal government, combined with strong states government, would keep those factions in check. Most of the other framers of the Constitution, especially Alexander Hamilton, favored a strict Republican type of government, primarily for the amount of security such a system would provide. Madison disagreed, believing that a true Republican system required too dear a price in the liberty of the citizens. A strong Federalist system, he believed, would provide an equivalent amount of stability and security, but still allow the people to have the liberty upon which our new nation was founded. Factions, according to Madison, might be able to exercise undue influence in a particular state, but the chances of that influence extending to the degree that they would have national impact would be highly unlikely. Madison averred that, the CAUSES of faction cannot be removed, and that relief is only to be sought in the means of controlling its EFFECTS (Madison, Federalist 10, para 11). Madison believed that a representative government, i.e., a Republic, could best control factions, much more effectively than direct democracy. He believed that in the case of a pure democracy, the largest factions would force their will onto the smaller, and the weak would have no real protection. Madison cited as proof that, historically, most democracies suffered significant and ongoing conflict. He also believed that the very magnitude of the U.S. would contribute to the effectiveness of the representative government, to further guard against mob rule. Factions in a large country would be more numerous, Madison felt, but consequently weaker. With the immediate objective of the Constitution being to bring together the disjointed states, and to form an effective Union, Madison sought to provide reasons to the people why they should push for ratification. The most pressing reason, as Madison cited in Federalist 10, was THE PERSUASIVE WORDS OF J AMES MADISON: A COMPARISON OF FEDERALIST 10 AND 51 4
the need to control the largest potential threats to the success of the new nation. The Constitution provided a republican remedy, and promised to control the spread of negative impact throughout the nation. The most compelling impetus for ratification, as Madison urged, according to the degree of pleasure and pride we feel in being republicans, ought to be our zeal in cherishing the spirit and supporting the character of Federalists (Madison, Federalist 10, para 23). In the Federalist Paper 51, published in February 6, 1788, it was Madisons intention to clarify the organization of and reasoning for the checks and balances in the proposed government. Madison also wrote this essay to advocate using the Constitution and its organizational structure of government to achieve this concept of checks and balances in the newly formed United States of America. His plan to utilize checks and balances worked through the separation of powers, in order to prevent any one branchs leader from usurping control of the federal government, and these checks and balances were written into the Constitution. To prevent one branch from obtaining more power than another branch, each branch was given its own power and autonomy. The one requirement necessary was that every branch had its own mind and responsibility, in order to function independently. According to an article published in the Harvard J ournal of Law & Public policy, Federalist papers 10 and 51, Today we focus on The Federalist Numbers 10 and 51, and Madison's basic idea that Americans needed a strong central government to protect citizens against their own state government (Amar), indicating that a strong Federal structure strengthens the state that does protect its citizens. Madison believed that, while government should be put in place to control the populace, it must also control itself to be truly effective. The constitution encouraged this idea of checks and balances in several ways. The promotion and encouragement of certain privileged groups THE PERSUASIVE WORDS OF J AMES MADISON: A COMPARISON OF FEDERALIST 10 AND 51 5
enabled the source of quality, stability, wisdom and dignity amongst the people and its government. The separation ratio of powers exhibited the virtues of a more balanced or mixed regime, yet still remained true to why the branches and their governing power were conceived from the beginning. The constitution divided the power allocated between the three branches, and insured that each could exercise control over the others, should they overstep their bounds. Every branch of the government is important and deserved to have special attention, according to Madison and the other framers of the Constitution. The Legislative branch (Congress) can be considered the work horse. It was divided further into two sub-branches (Senate and House), with different elective structures, to insure that it would not become too powerful. The Executive branch (President) has at least four levels of power, and typically exercises the greatest influence on the other branches. The J udicial branch (Supreme Court) has two appointed levels of power. While Madison believed that each branch technically should be popularly elected, it was decided that the common voter likely did not have a deep enough understanding of the complexities of the court. Consequently, the judicial branch would be appointed for life, leaving it also free from excess political pressures from the other two branches. Madison believed it was critical that each of the three branches of the new U.S. government not only have its own power (and subsequent checks on that power), he also believed that each branch of government must have its own will. Madison thought this will was critical, in order to lay a due foundation for that separate and distinct exercise of the different powers of government (Madison, Federalist 51, para 2). This will, Madison believed, was born of the authority of the people and their votes, independent of the other branches and their influence. But to imbue each with true will would be risky, as well as financially and THE PERSUASIVE WORDS OF J AMES MADISON: A COMPARISON OF FEDERALIST 10 AND 51 6
practically prohibitive, so some deviations, therefore, from the principle must be admitted (Madison, Federalist 51, para 2). The true spirit of this democratic concept, however, underlies virtually every aspect of the Constitution, even with the special consideration given to the judicial branch. J ames Madison directly challenged his fellow framers of the Constitution with his ideals of how the new U.S. government should be structured. Even though the others strongly advocated a large Federal government, Madison eloquently and effectively argued his cause in The Federalist, particularly in essays 10 and 51. These two persuasive works while arguing different facets of Madisons doctrine do share certain themes and intentions. Central to both Federalist 10 and Federalist 51 was the potential threat posed to government by various factions of society, and the able way the proposed Constitution was equipped to handle their potential impact. Madison also took the opportunity in both essays to touch on the unfortunate fallibility and imperfect nature of man, and how a government might be best served in addressing those human shortcomings. Madison perceived great potential danger in the would-be rebellious groups that he called factions. He defined them as impulsive and adverse in Federalist 10. In Federalist 51, the troublesome groups were portrayed as any assemblages that may want to control other groups in the society, frequently arisen from the inherent conflict among the social and economic classes. No matter the source of the unrest, Madison recognized how crucial it was to have provisions in the newly-formed government structure to deal with their impact. Madisons description of precisely how the proposed Constitution would handle those situations contributed greatly to the persuasive nature of both Federalist 10 and 51. THE PERSUASIVE WORDS OF J AMES MADISON: A COMPARISON OF FEDERALIST 10 AND 51 7
In J ames Madisons ideal world, if men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary (Madison, Federalist 51, para 4). Certainly the common man had his failings, but Madison did not dare trust that those chosen as representative leaders would always be of superior character. As much as Madison hoped that all elected officials would be good and wise men, he realized that, men of factious tempers, of local prejudices, or of sinister designs, may, by intrigue, by corruption, or by other means, first obtain the suffrages, and then betray the interests, of the people (Madison, Federalist 10, para 16). Strong state government, Madison theorized, should offset these human episodes of weak judgment or questionable leadership, preventing the affront from breaching state lines. Failing that outcome, however, the proposed Constitution contained ample provisions for checks and balances on the Federal level, to combat virtually every foreseeable occurrence of such confrontation. J ames Madison, under the byline of Publius, used the Federalist Papers to put forth his arguments as to why the proposed Federalist government structure was the right path for his newly emerging nation. Madison expressed his convictions most vividly in Federalist 10 and 51, where he explained, clearly and persuasively, how certain challenges to the country would be dealt with under the new Constitution. Even though the specific issues of each essay were unique, the budding republics common potential enemies the imperfection of man and his tendency to become factious in certain situations had to be addressed in both. The Federalist Papers provided an explanation of the Constitution and the proposed government that would emerge under that Constitution. They provided philosophical insight, and spoke of what great benefit was to come from ratification. The purpose of The Federalist Papers was to motivate voters to push for ratification, hoping people would see the positive THE PERSUASIVE WORDS OF J AMES MADISON: A COMPARISON OF FEDERALIST 10 AND 51 8
impact the Constitution would have on America. Articles 10 and 51 argued the importance of governmental structure, in order to create organization among the people. In Federalist No. 10, Madison argued the importance of Republican views, and the flaws of a democratic system. Madison believed the populace should be controlled to create order, which is noted in the Constitution. Both articles explain the balance that should take place within the government, and the ways the government would be able to enforce that balance within itself. The intentions of the Federalist Papers were to enforce the importance of The Constitution to other states. Whether or not the Federalist Papers had a significant impact on the ratification, the details and content found inside the articles are a useful guide in understanding and interpreting the Constitution as it is known today.
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References Amar, A. The Federal Papers, and the Big Argument for Union. Harvard J ournal of law & Public Policy, Winter 93, Vol. 16 Issue 1, p.111, 9604120697, http://connection.ebscohost.com:80/content/article/1026230624.html Madison, J . "Federalist #10," in The Federalist Papers, retrieved from http://www.foundingfathers.info/federalistpapers/fedindex.htm on J uly 24, 2010 Madison, J . "Federalist #51," in The Federalist Papers, retrieved from http://www.foundingfathers.info/federalistpapers/fedindex.htm on J uly 24, 2010