Professional Documents
Culture Documents
Klara M. Posfay-Barbe
a,
*
, Ellen R. Wald
b
a
Department of Pediatrics, Childrens Hospital of Geneva, University Hospitals of Geneva, 6 rue Willy-Donze, 1211 Geneva 14, Switzerland
b
Department of Pediatrics, University of WisconsinMadison, School of Medicine and Public Health, 600 Highland Avenue, Box 4108, Madison, WI 53792, USA
Keywords:
Early-onset sepsis
Late-onset sepsis
Listeriosis
Neonates
Perinatal infection
s u m m a r y
Listeria monocytogenes, a small, facultative anaerobic, Gram-positive motile bacillus, is an important
cause of foodborne illness which disproportionately affects pregnant women and their newborns. Lis-
teria infects many types of animals and contaminates numerous foods including vegetables, milk,
chicken and beef. This organism has a unique proclivity to infect the fetoplacental unit with the ability to
invade cells, multiply intracellularly and be transmitted cell-to-cell. The organism possesses several
virulence factors, including internalin A and internalin B, which facilitate the direct invasion of cells. Cell-
to-cell transmission is promoted by the bacterial surface protein ActA which is regulated by a tran-
scriptional activator known as positive regulatory factor A. Both innate and adaptive immune responses
enable the host to eliminate this pathogen. Clinical manifestations of infection in the newborn fall into
the traditional categories of early- and late-onset sepsis. Therapeutic recommendations include ampi-
cillin and gentamicin for 1421 days.
2009 Elsevier Ltd. All rights reserved.
1. Microbiology
Listeria monocytogenes is a small, facultatively anaerobic, Gram-
positive, motile bacillus. It grows well in broth and on blood agar;
some species produce a narrow zone of beta-hemolysis.
1
In clinical
specimens, the organism may be Gram-variable and look like cocci,
diplococci, or diphtheroids, thereby misleading the laboratory
technician. The organism tolerates low temperatures as well as
high pH and high salt concentrations, which allow it to replicate in
soil, water, sewage, manure, animal feed, and contaminated
refrigerated foods. It can survive many months in soil and 2030
days in tap water. Although persisting on environmental surfaces,
pasteurization and most disinfecting agents eliminate Listeria.
Only four of the seven species of Listeria infect humans. Most
diseases are due to three primary serotypes: 1a, 1b and 4b. The last
is responsible for almost all outbreaks of listeriosis.
2
2. Epidemiology
Listeria spp. are distributed worldwide, but human illness is
reported most frequently in developed countries. Listeria spp. are
an important cause of zoonoses, infecting many types of animals
(domestic pets, livestock, other mammals, rodents, amphibians,
sh, and arthropods) and more than 17 avian species. In
mammals, L. monocytogenes can cause spontaneous abortions and
is the cause of circling disease, a manifestation of basilar
meningitis in which animals move incessantly in a circle. Fecal
oral transmission is the probable means by which organisms are
spread in animals. The pathogen can be transmitted directly from
animals to humans and has been documented in veterinarians,
farmers, and abattoir workers. Vertical transmission from mother
to neonate occurs transplacentally or through an infected birth
canal. Cross-infection in a neonatal unit through contact with
contaminated mineral oil used to bathe infants led to one noso-
comial outbreak.
3
Most cases of listeriosis appear to be foodborne, including those
acquired during pregnancy. Many foods can be contaminated by L.
monocytogenes, including raw vegetables, raw milk, sh, poultry,
processed chicken, and beef. Approximately 1570% of hot dogs are
reported to be contaminated with Listeria spp. Listeria spp. also are
found in the stools of w5% of healthy adults.
4
The infectious dose is
estimated to be 10
4
10
6
organisms per gram of ingested product
but may be lower in immunocompromised hosts and patients who
have diminished gastric acidity or have undergone ulcer surgery.
5
The incubation period has not been well-established, but is esti-
mated to be three weeks.
The rst clearly documented foodborne (coleslaw) outbreak
was in Nova Scotia in 1981.
5
It was associated with a case fatality
of 27%. In other sporadic outbreaks, 11% of all food samples
retrieved from the refrigerator were contaminated, and 64% of the
refrigerators of patients contained at least one contaminated food
item.
2
* Corresponding author. Tel.: 41 22 382 5462; fax: 41 22 382 5490.
E-mail address: Klara.PosfayBarbe@hcuge.ch (K.M. Posfay-Barbe).
Contents lists available at ScienceDirect
Seminars in Fetal & Neonatal Medicine
j ournal homepage: www. el sevi er. com/ l ocat e/ si ny
1744-165X/$ see front matter 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.siny.2009.01.006
Seminars in Fetal & Neonatal Medicine 14 (2009) 228233
3. Present knowledge of transmission mechanisms
The pregnant woman ingests the bacterium, which crosses
intestinal cells into the bloodstream, passes through the placenta,
and infects the fetus (Fig. 1). While it is well-established that
placental infection always precedes fetal infection in early-onset
infection,
6
it remains unclear why there is an w20-fold increased
riskof listerial infectionduringpregnancyandwhyL. monocytogenes
targets the fetoplacental unit differently than other tissues. Immu-
nosuppression secondary to pregnancy may offer an explanation to
the rst question.
7
However, researchers have focused recently on
understanding (1) entry procedures used by L. monocytogenes to
move into host cells, (2) the placentas susceptibility to this micro-
organism, (3) cell-to-cell transmission, and the (4) immune mech-
anisms involved in infection.
810
L. monocytogenes uses a variety of
mechanisms to escape the hosts immune response to infection,
including surviving intracellularly. This factor is essential as listeria
not only survives in epithelial cells, but also inside the very cells,
such as macrophages, which should be eliminating it.
11
It is now
clear that listeriacaninfect cells bytwodifferent mechanisms: direct
invasion or cell-to-cell spread. Researchers have been working on
understanding the molecular basis of this successful strategy.
3.1. Direct invasion of cells
3.1.1. Internalin A and internalin B
L. monocytogenes invades and replicates within a wide range of
cell types, including macrophages and other antigen-presenting
cells.
11
Intracellular growth and spread to the next cells is facilitated
by a number of bacterial gene products, such as the invasion-
associated surface proteins internalin A (In1A) and internalin B
(In1B). Both invasins are necessary for listeria to enter different cell
types (for example epithelial or endothelial cells), and induce local
cytoskeletal rearrangements in the host cell, which facilitate
adherence and internalization. In1A can only mediate entry of lis-
teria into cell types expressing an In1A receptor.
12
In1A is highly
specic for human E-cadherin, a cell surface transmembrane
protein expressed by epithelial cells.
13
E-Cadherin is transiently
exposed to the luminal surface of the intestinal villi during
remodeling of epithelial junctions, thereby offering an entry point
to L. monocytogenes in the gut.
14
E-Cadherin is also found speci-
cally in villous cytotrophoblasts, and in localized areas of the basal
plasma membrane of syncytiotrophoblasts.
15
Syncytiotrophoblasts
are directly exposed to maternal blood in the intervillous space and
are considered a form of specialized endothelium. It has been
demonstrated that In1A is required for L. monocytogenes to cross
the human materno-fetal barrier; interaction between In1A and E-
cadherin enables the bacteria to target and cross the human
materno-fetal barrier at the villous trophoblastic barrier level.
15,16
Experts believe that L. monocytogenes is advantaged by the fact that
it adheres directly (via In1A and E-cadherin) to the trophoblastic
epithelium, and invades the trophoblast layer to access the core of
placental villi,
15
thereby explaining the specic tropism of the
organism for the placenta in humans. In further support of this
concept, an interesting epidemiological study showed that 100% of
the isolates of L. monocytogenes recovered from pregnant women
expressed a functional In1A, while it was only found in 65% of
strains recovered from food.
17
However, it seems unlikely that In1A
is the only mechanism involved in the bacterial internalization into
the trophoblasts. Bakardjiev et al. showed no clinical difference (in
an animal model) in fetal infection between wild-type bacteria and
In1A-deleted mutants.
18
Recognition of E-cadherin by In1A is
species specic, explaining why wild-type mice models cannot be
used for studying E-cadherin-associated adhesion or invasion.
13
Fortunately, guinea-pig E-cadherin binds to In1A with the same
afnity as that of humans, and the guinea-pig model employed by
Bakardjiev is now often applied to explore these associations.
18
In1B is more ubiquitous than In1A but at this time does not
explain the bacteriums tropism for the placenta. However, it has
been hypothesized that In1B, which binds to another surface
protein, called c-Met-tyrosine kinase, has a role in co-operating
with In1A. In the absence of In1B, In1A invades the placental tissue
inefciently thereby decreasing the pathogenicity of L. mono-
cytogenes.
15,19
The mechanism remains unclear. In1B may also have
a role facilitating the transfer of L. monocytogenes across the blood
brain barrier, but there has been no in-vivo demonstration of this
hypothesis.
20
Listerias internalin family is growing: at least 24
members have been identied in its genome, but not all present an
anchoring signal. Research is ongoing to identify the possible
contribution of these proteins to invasion of the host cell.
10,21
3.2. Invasion and virulence
Several bacterial proteins other than the internalins have been
identied as playing a role in cellular invasion and virulence. These
were identied by comparing pathogenic listerial species with non-
pathogenic species (such as L. innocua) and by studying lysins.
3.2.1. Listeriolysin O
After internalization, listeria needs to escape fromthe vacuole to
the cytoplasm (Fig. 1). Listeriolysin O (LLO), a pore-forming protein,
9
8
7
6
4
5
3
2
1
Stomach
Gut
Enlargement
Blood
Vessel
Actin
Filament
Tail
Fig. 1. Pathogenesis of L. monocytogenes. (1) Ingestion of the bacterium. (2) Passage
through the gut into the circulation. (3) Internalization by macrophages, poly-
morphonuclear cells, and other cells. (4) L. monocytogenes in intracellular vacuoles. (5)
L. monocytogenes escapes from the phagocytic vacuole through the action of lister-
iolysin D. (6) L. monocytogenes multiplies and forms actin lament tail that enables
movement. (7) By pushing across the membrane, the bacterium forms pseudopod-like
structures. (8) The pseudopod is phagocytosed by neighboring cells. (9) The phago-
cytosed cell forms a double-membraned internalized vacuole.
K.M. Posfay-Barbe, E.R. Wald / Seminars in Fetal & Neonatal Medicine 14 (2009) 228233 229
was the rst identied virulence factor of L. monocytogenes and is
required for bacterial escape from endocytic vacuoles. LLO-defec-
tive strains are ve to 10 times less invasive than wild-type
strains.
22
LLO is required in vivo for bacterial growth in tropho-
blastic cells, and for subsequent fetal invasion.
8
It is also known as
a modulator of the innate immune response by inducing new
cytokine synthesis in different immune cells and activating
different immune-response-associated pathways, such as the NF-
kappaB pathway.
23
The mechanisms behind this activation process
are, however, still unclear.
3.3. Cell-to-cell transmission
Once in the cytoplasm, listeria multiplies rapidly, migrates to the
host cell periphery and into cell-wall protrusions, which will be
taken up and ingested by neighboring cells where a new cycle will
start again (Fig. 1). This migration to the surface of the hosts cell
depends on ActA, a bacterial surface protein.
3.3.1. ActA
ActA is a virulence factor required for cell-to-cell spread of lis-
teria. It uses components of the host cells actin cytoskeleton to
generate a comet-tail which is rich in actin, enabling bacterial
propulsion in the cytosol leading to the infection of uninfected
neighbor cells.
24
Strains lacking ActA retain the ability to grow in
the placenta although at a lower rate than wild-type strains but
are strongly curtailed in their ability to spread fromcell to cell.
8
This
was demonstrated in an animal model, in which neonatal mice
injected with an isolate of L. monocytogenes lacking ActA induced
a strong primary and secondary Th1 CD4 and CD8 T-cell response,
but were protected against death from infection with listeria.
Interestingly, motility can be conferred upon other non-motile
micro-organisms (such as L. innocua) by adding ActA.
25
3.3.2. Positive regulatory factor A
The expression of nearly all bacterial gene products that
contribute to the survival and virulence of L. monocytogenes,
including LLO and ActA, are regulated by a transcriptional activator
known as positive regulatory factor A (PrfA). Strains lacking func-
tional PrfA are not virulent. The effect of PrfA seems to be reduced
at low temperature, but increased at low pH, probably explaining
the increased virulence of strains in a warm, acidic environment
after oral ingestion.
26,27
Post-transcriptional mechanisms control-
ling PrfA expression have also been described and contribute to the
synthesis of Int1A, Int1B, and LLO.
11
In summary, it is currently believed that: In1A (especially) and
In1B play a key role in the entry of listeria into host cells; LLO
punches holes to allow the organism to multiply inside the cyto-
plasm of the host cell; ActA produces a rocket-like mechanism to
penetrate into neighboring cells; and that all these mechanisms are
co-ordinated by PrfA. New virulence factors for L. monocytogenes as
well as genes involved in virulence or stress-response are described
regularly, increasing the complexity of the bacteriums pathoge-
nicity and its regulatory mechanisms.
28
4. Immunology
4.1. Innate and adaptive immune response
L. monocytogenes has been used for decades as a model
organism to study innate and adaptive immune responses against
intracellular pathogens. The innate immune response is immediate
and involves multiple cellular types, cytokines, and bactericidal
effector mechanisms. Monocytes and resident macrophages,
Kupffer cells for example, are known to ingest and destroy listeria.
Production of cytokines, such as interleukin (IL)-1, IL-6, and tumor
necrosis factor (TNF)-a are central in decreasing susceptibility to
disease by recruiting neutrophils. On the other hand, the adaptive
immune response against infection induced by L. monocytogenes
peaks about one week after infection, and is mainly a CD8
T-cell
response. This response has two main functions: the specic lysis of
infected cells and rapid production of IFN-g in response to IL-12 and
IL-18.
29
It is now hypothesized that early IFN-g production leads to
an accelerated formation of granulomas at sites of infection,
thereby walling off the infection. In mouse strains of listeria that
do not elicit an early IFN-g response, acute inammation continues
and listeria spreads between cells. Clearance of L. monocytogenes is
believed to be mediated through a Th1 immune response. IFN-g is
a crucial contributor to the Th1 response by activating macro-
phages, increasing antigen presentation via the MHC class I and II
pathways, and by inhibiting the expansion of Th2 cells.
30
A number of research groups have been focused on describing
the cells which produce IFN-g in infections caused by L. mono-
cytogenes. It seems likely that several cells, including natural killer
(NK) cells, dendritic cells during the early phase of innate immu-
nity, antigen-specic CD4 TH1 cells, and effector and memory CD8