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1029/2006JD007630, 2007
[1] Shipping activity has increased considerably over the last century and currently
1. Introduction
[2] Over the last 100 years the total fuel consumption and
emissions by the oceangoing civil world fleet has significantly increased as the fleet expanded by 72,000 motor
ships to a total of 88,000, with a corresponding increase in
tonnage from 22.4 to 558 million gross tonnage (GT)
(Lloyds Register of Shipping, statistical tables, 1964
(year 1900), and world fleet statistics and statistical tables,
2000). This growth has been driven by increased demand
for passenger and cargo transport, with 300 Mt cargo
1
2
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Table 1. Reported Worldwide Marine Sales of International Marine Bunkers (Oil and Coal) for the Period 1925 2000 and Estimated
SO2 and CO2 Emissions (Equation (1))a
Year
1925
1929
1933
1937
1938
1949
1950
1951
1952
1953
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
International
Bunkers as
Coal,b Mt
International
Bunkers as
Oil, Mt
International
Bunkers as
Coal,b Mt
UN
EWE
UN
41.6
41.0
27.8
30.7
28.0
75
Estimated
Emissions, Tg
Total
Estimated Sales
as Oil,d Mt
SO2
CO2
17.4
21.9
19.1
23.6
21.4
66.0
71.8
54.7
63.9
58.1
2.5
2.8
2.2
2.6
2.4
229
247
187
217
198
48.5
3.8
3.7
3.8
3.9
4.0
4.4
4.8
5.2
5.0
4.9
5.5
6.0
6.1
6.3
6.9
261
248
255
259
262
289
315
336
319
317
350
381
385
403
439
IEAc
EWE
National
Sales, Mt
68
2.2
1.5
1.2
1.1
1.2
47.9
50.7
52.9
53.9
60.3
66.7
72.0
68.9
69.1
76.9
84.4
85.5
89.6
97.5
81.2
87.4
90.3
92.8
101.6
80.6
76.7
79.3
80.8
81.7
90.4
98.6
105.4
100.1
99.7
110.1
120.2
121.4
127.1
138.4
1.2
101.6
104.2
144.1
7.2
457
6.9
7.4
7.9
7.2
7.6
7.0
7.2
7.6
438
472
500
459
480
497
513
542
7.3
6.7
6.9
6.8
6.7
7.0
5.8
6.9
7.5
8.7
8.5
521
487
501
496
498
504
439
523
552
638
634
12.2
9.16
7.76
6.16
5.70
5.35
4.47
3.80
2.86
2.22
1.60
1.08
0.79
0.70
0.79
8.0
7.2
4.5
1965
0.70
1966
1967
1968
1969
1970
1971
1972
1973
0.71
0.51
0.31
0.33
0.34
0.23
0.20
0.16
97.3
105.0
111.6
102.4
107.1
112.8
114.2
121.3
1974
1975
1976
1977
1978
1980
1985
1990
1995
2000
2002
0.11
0.04
0.03
0.02
0.01
115.1
101.5
102.5
95.9
95.7
59.9
67.0
77.9
110.3
115.5
122.0
30.6
30.0
31.7
138.0
148.7
157.8
144.8
151.5
156.8
161.9
170.9
113.4
105.0
108.6
108.5
109.2
110.4
93.9
116.9
129.9
150.2
149.0
34.3
33.2
33.5
32.2
32.2
32.7
30.7
31.6
26.8
30.8
30.9
164.2
153.6
157.9
156.4
157.1
159.0
138.5
165.0
174.2
201.2
199.9
a
The sales data are reported by Darmstadter et al. [1971], UN [1957 1979], and IEA [1971 2002]. The sales figures given in bold are used to estimate
the emissions for the period.
b
Coal equivalents, based on UN [1957 1979] for 1960.
c
Only the category international bunkers.
d
Oil equivalents, using 1/1.416 as conversion factor from coal to oil equivalents [UN, 1998].
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Figure 1. Development of the world fleet of oceangoing civil vessels above or equal 100 GT and
transport work, 1900 2000 (not including the military fleet). (left) Development of size and tonnage
(Lloyds Register of Shipping, statistical tables, 1964 (year 1900 1964), and world fleet statistics and
statistical tables, 1992 (year 1965 1992), 1995 (year 1993 1995) and 2000 (year 1996 and 2000).
(right) Development of average size (including also noncargo ships) and transport work (Btm, billion
tonne-miles) [Stopford, 1997; Fearnleys, 2002]. Note that no data are available for World War II.
10% of the total sales by assuming less days at sea for the
fishing fleet compared to the cargo ships [Endresen et al.,
2004] and by taking into account that some of the reported
IEA sales include military vessels. This study assumes that
the estimated 10% consumption by the entire fishing fleet in
1998 is representative for the period 1925 2002. Lloyds
fleet data for the years 1970 and 2000 shows little change in
the relative fraction by numbers of fishing vessels, but the
relative tonnage fraction was higher and the average vessel
size was lower in 1970 than in 2000. Global fishing fleet
data up to 1970 is not available, but the fish catch
statistics indirectly support our assumption. Fish catches
in 1938, 1950, 1970 and 2000 within marine waters was
19.3 Mt (reported by FAO, figures given by Aschehougs
Konversasjonsleksikon [1956]), 17.3 Mt, 59 Mt and 88 Mt
[FAO, 2006b], respectively and this development corresponds well with the total fleet development over this period
(Figure 1). On the basis of this assumption, the total sale
(Total) is calculated by equation (2). Table 1 shows the
estimated total figures for the period 1971 to 2002, as well
as the reported international (Int) and national (National)
IEA sales data used as input to equation (2).
2.2.3. Discussion of the Data Sources
[13] We find a good match between international oil fuel
sales reported by Darmstadter et al. [1971] and IEA [1971
2002] with reference to 1965 and 1971, respectively. The
match between international oil fuel sales reported by UN
and IEA is generally good for the period 1971 to 1978, and
by UN and EWE from 1953 to 1965 (Table 1). However,
the 1977 and 1978 sales reported by UN are lower than IEA
data. The IEA data does not include fuel sales to aviation,
indicating that for this time period the reported fuel sales to
aircraft is likely to be insignificant in both the EWE and the
UN data. This is supported by the fact that airplanes do not
use coal or heavy fuel oils, and that EWE states that the
reporting of aviation fuel sales appear to be incomplete.
Thus we assume that the aviation fuel included in UN and
EWE data is small or negligible, and that the sources give
representative data for sale to international shipping. It is
important to recognize that IEA and UN define international
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the old passenger liners such as the Olympic and the Titanic
burned on average 620 tonnes of coal per day at 21.7 knots
(Encyclopaedia Titanic, Daily fuel consumption for Titanic
and Olympic, available at http://www.encyclopedia-titanica.
org/discus/messages/5919/6509.html, visited 2005).
[18] The marine sales decreased from around 1973 to 1983,
followed by a nearly steady growth up to 2002 (Table 1 and
Figure 3). The main reasons for the decrease were the
slowdown in world sea borne trade (Figures 3 and 4), the
reduction in sailing distances (Figure 4), improved energy
efficiency of the fleet (e.g., phasing out of steam ships) and
a reduction in speed (and installed power) within some
dominating segments (Figure 5). World economy generates
most of the demand for sea transport, through either the
import of raw materials for manufacturing industry, or trade
in manufactured products [Stopford, 1997]. Figure 3 illustrates that development in bunker sale follow development
in seaborne trade with a correlation of r = 0.92 for the period
1975 to 2000. The correlation between transport work
(measured in tonne miles, Figure 1) and fuel sale for the
same period is even better (r = 0.97) (Figure 6, right),
indicating that the average length of haul, not surprisingly,
is affecting the sales. However, the correlation between
these variables is lower (r = 0.88) for the period 1971 to
2000 (Figure 6, left), indicating that other factors also were
important, especially between 1971 and 1975. For instance,
the transport work by the old passenger fleet is not included,
as well as effects of changed operational speed and shift to
diesel powered ships. The typical operational speed has also
varied widely over time, which significantly influences the
power requirements. For example Very Large Crude oil
Carriers typically operated at 10 knots when freight rates
were low in 1986, but this increased to 12 knots when the
rates were higher in 1989 [Stopford, 1997]. A reduction in
the average operating speed by 2 3 knots below design
speed may halve the daily fuel consumption of the cargo
fleet [Stopford, 1997; Wijnolst and Wergeland, 1997].
Lloyds fleet data [Lloyds Register Fairplay (LRF),
2005 2006] also indicates a reduction in installed power
and operational speeds for diesel powered crude oil carriers
built after 1980, followed by a significant reduction in fuel
consumption (Figure 5). The annual fuel consumption by
the fleet is also strongly affected by the installed propulsion
systems (engine, gear, shaft, propeller arrangement), as
modern diesel engines have about half the daily fuel
consumption compared to the old inefficient steam engines
with the same power outtake (Table 2). The shift to modern
marine diesel engines has typically occurred in periods with
high oil prices. For instance in 1961, there were still over
10,000 steam engine powered ships and 3,536 steam turbine
powered ships in operation (36% by number) (Lloyds
Register of Shipping, statistical tables, 1961). By 1970
these numbers had decreased to 4,425 and 3,534 ships
respectively (15% by number) (Lloyds Register of Shipping, statistical tables, 1970). By 1984 only 1,213 ships
were steam engine powered and 1,743 turbine powered
ships (4% by number) remained in service (Lloyds Register
of Shipping, statistical tables, 1984).
[19] The decrease in marine sales from around 1973 is
also explained by the decline in both sea borne transport of
oil (represented about 50% of the sea borne trade) and the
average sailing distances (Figure 4, middle). For instance,
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Figure 6. Correlation between reported IEA [1971 2002] sales of marine oil products worldwide (Mt)
(including the IEA categories international marine bunkers and internal navigation, but not sales the
fishing fleet) and transport work (billion tonne miles (Bmt)) [Stopford, 1997; Fearnleys, 2002]. (left)
Period 1971 2000. The correlation is 0.88. (right) Period 1975 2000. The correlation is 0.97.
crude oil tankers reached a peak in productivity in 1972
(measured in tonne miles per deadweight (total carrying
capacity)). By 1985 this had nearly halved, and a few years
later it increased by 40% [Stopford, 1997]. More efficient
and specialized ships have also pushed their way into the
marked (e.g., the first deep sea cellular container ship in
1965 [Stopford, 1997]). The specialized ships have different
operational and technological characteristics, which results
in a particular logistic efficiency and energy and emission
profiles. For example, passenger ships have on average 2.2
main engines per ship, while the large passenger ships have
5.7 main engines per ship (greater than 100,000 GT) [LRF,
2005]. The civil world fleet have on average 1.3 main
engines per ship (above or equal to 100 GT) [LRF, 2005].
Engine capacity is not likely to be fully exploited at all
times, resulting in a lower fuel consumption in practice than
what might be expected on the basis of the power installed.
It is reasonable to expect that these effects are likely to have
different impacts on the total fleet within the period 1970
2000 and so we have included most of them in the fleet
modeling approach outlined in section 3.
Ib./S.H.P.ha
g/kWh
Diesel ships
Turbine
Oil
Coal
Steam engine
Oil
Coal
0.36b 0.47c
200 240d,e
0.75b
1.125b 2.4c,f
290 305d,e
0.9b
1.35b 1.54c
700d
a
Ib-pound = 0.45359237 kg; S.H.P., shaft horse power; 1 H.P = 0.7457 kW;
h, hour.
b
Le Mesurier and Humphreys [1935].
c
Baker [1915].
d
SNAME [1988], average figures.
e
Cooper [2002].
f
At low speeds, while for high speeds 1.2 Ib./S.H.P.hr.
2.4.2. Uncertainty
[20] The uncertainties in our estimated sales figures are
significant. Reliable inventories are probably best developed by comparing the different modeling approaches and
the different data sets that are available. This extends our
knowledge base and improves our understanding of the
governing processes. The inventory presented in this study
aims to cover sales in oil equivalents to all oceangoing ships
worldwide (Table 1). However, the marine sales for the
period 1925 to 1970 is likely to be slightly underestimated,
as sales to the oceangoing military fleet in national services
are not included. Our best estimate today is that the data
after 1970 should be within a range of 15%, while the data
before 1970 should be within a range of 25%. Underreporting by some countries has been [Endresen et al.,
2003] and may still be a problem. The national sales
reported by IEA from 1971 to 2002, also include sales to
smaller ships operating on inland waterways. This fleet is
reported to account for 42,000 engine powered ships
and 38,000 push-towed vessels in 1992 [Organisation for
Economic Cooperation and Development, 1997]. The engine
powered ships are small (300 Dwt) and represent around
2% of the cargo capacity of the oceangoing fleet. Thus it is
assumed that the sale to this segment is small.
[21] The variation in carbon content for marine oil products is small [Energy Information Administration, 1994].
The uncertainty in the average CO2 emission factor for
marine oils is less than 5%. This is in line with Skjlsvik et
al. [2000]. The assumed carbon content in coal for marine
purposes is reported to be 70.4% [SNAME, 1983]. We
expect the error in the assumed carbon content for coal to
be within 10%. Taking into account uncertainties in sales
numbers, it is expect that the uncertainties in the CO2
emissions after 1970 should be within a range of 20%,
while the estimates before 1970 should be within a range of
30%. Limited data exists for average sulphur content of
marine oil up to 1990. This is supported by the fact that the
use of residual fuel in marine diesel engines dates to the
1940s. Prior to the 1940s, residual fuels for navigational
purposes had been used by steam ships [Cullen, 1997]. We
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Variable
1970
1980
1990
2000
t
p
m
N
215
2032
0.7
52.3
162
2452
0.7
71.7
167
2705
0.7
76.2
181
3251
0.7
86.8
n1,1
n2,1
n2,2
0.64
0.34
0.02
0.68
0.32
0.00
0.88
0.12
0.00
0.94
0.06
0.00
b1,1
b2,1
b2,2
240
363
807
234
344
0
228
329
0
221
329
0
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ship
ni; s N
number of ships
Di; s
;
D1;1 D2;1 D2;2
where Di,s denotes the total tonnage in the fleet with engine
type i burning fuel type s, GT.
[26] The tonnage in the fleet with engine type i burning
fuel type s is based on yearly fleet data from Lloyds
Register of Shipping (statistical tables, 1972 1975 and
1977 1984). From 1985 to 1992 the yearly fleet data is
only available for the steam powered tank and bulk fleet
(Lloyds Register of Shipping, statistical tables, 1985
1990, and world fleet statistics and statistical tables, 1991,
1992). However, we have assumed that the tanker and bulk
fleets are representative for the total steam tonnage, as they
were the dominating ships by tonnage. Fleet data is not
available for the steam powered segment from 1993 onward, and the changes in the steam tonnage are estimated by
interpolation between the 1992 tonnage and the actual
tonnage in 2004 [LRF, 2005]. The percentage of the coal
fired tonnage is available from Corbett [2004] up to 1960.
Detailed fleet data from Lloyds is available for the years
1961, 1962 and 1963 (Lloyds Register of Shipping, statistical tables, 1961 1963), but no data is available thereafter
according to our information. A linear reduction from 3.3%
of the coal fired tonnage in 1963 to zero in 1979 is assumed,
on the basis of the development of coal sales (Table 1). It
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Table 4. Input Data to Equation (5), Modeling Time at Sea for the
World Fleet of Oceangoing Civil Ships Larger or Equal to 100 GT,
Period 1970 2000 (Presented per Decade)a
Parameter
Variable
1970
1980
1990
2000
Average haul,b nm
Average speed,c knots
Total GT (106)
Average ship size, Dwt
Seaborne transport,d Mt
Utilization of Dwt ( )
Ballast factor ( )
l
v
4380
13.9
227.5
9920
2433
0.8
0.7
4606
14.2
420.0
16226
3606
0.8
0.7
4307
14.1
423.6
15889
3977
0.8
0.7
4236
14.4
558.1
17150
5434
0.8
0.7
d
q
h
a
1a
l
N
v voyage
time
q
d h number
;
of voyage
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Figure 7. Modeled main engine fuel consumption for the oceangoing civil world fleet above or equal to
100 GT separated on main engine and fuel types, 1970 2000 (not including the military fleet). The
modeled fuel consumption (black) is mostly lower than the estimated worldwide marine bunker sales
(red) (including the entire fishing fleet).
1997]. The variation in trade patterns for oil is therefore an
important factor determining demand for crude oil transportation, as well as fuel consumption by this fleet segment
and the entire fleet.
[38] The results show that growth in the fleet is not
necessarily followed by increased fuel consumption. For
instance, the stagnation and decline from around 1973 to
1983 in fuel consumption is explained with decrease in
number of days at sea (Figure 9), combined with reduction
of average sailing distances (oil tankers), increasing number
of ships laid up (Figure 4) and the rapid shift to diesel
Figure 8. Sensitivity analyses, considering alternative input data. Modeling is made for all oceangoing
civil ships above or equal to 100 GT, 1970 2002.
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3.2.1. Discussion
[39] Our results indicate that better activity data on a
yearly basis over time is required when fleet modeling is
used to determine the actual fuel consumption for the entire
world fleet. If our method for estimating days at sea is
extended to cover the main cargo shipping segments separately, we expect that the uncertainty will be significantly
reduced. However, the method fails for service ships (noncargo). Yearly tracking data (e.g., movement data available)
for such vessels would then increase the reliability in model
results. Lack of actual service speed data for the fleet
significantly influences the uncertainty as the specific consume is speed-dependent and because the service speed
defines number of days at sea required to carry out the
transport demand. It is recommended that reported days at
sea are applied with care since the model results are
particularly sensitive to this parameter.
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Figure 10. Distribution of main engine (ME) power (%) within the predefined size categories for the
year 2004, cargo and noncargo fleet [LRF, 2005].
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Table 5. Comparison of Reported Fuel Consumption for the Oceangoing World Fleet
This Study
Year
Fuel Baseda
Modeledb
1970
1980
1995
2000
2001
152
159
174
201
111
129
164
195
124c
213c
240c
166d 200e
280f
289g
a
Estimates based on equation (2). The coal sales converted to oil equivalents by using 1/1.416 as conversion factor [UN,
1998]. Estimates for sales to the fishing fleet (section 2.2) are included.
b
Estimates based on equation (3). Cover fuel consumption by the main engines in the oceangoing civil world fleet above or
equal to 100 GT. The coal consumption is converted to oil equivalents by using 1/1.416 as conversion factor [UN, 1998].
c
Simplified activity-based modeling, covers oceangoing ships above or equal to 100 GT (unclear if fuel consumption by the
large military ships and auxiliary engines are included).
d
Fleet modeling, covers the world civil cargo fleet (oceangoing) above or equal to 100 GT.
e
Estimated sales of marine fuel, based on IEA and EIA data.
f
Detailed activity-based modeling, covers oceangoing ships above or equal to 100 GT (the civil fleet 254 Mt (includes
noncargo fleet), the noncargo fleet 46.2 Mt, the military fleet 9.4 Mt (1300 navy ships), and auxiliary engines 16.3 Mt).
g
Detailed activity-based modeling, covers oceangoing ships above or equal to 100 GT (the civil fleet 248 Mt (includes
noncargo fleet), the noncargo fleet 45 Mt, and the military fleet 41 Mt)).
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5. Conclusion
[55] From 1910 to 2000, the oceangoing world fleet of
civil ships above or equal to 100 GT grew by number from
around 22,000 to 88,000 motor ships, by gross tonnage
from 37 to 558 millions, and by cargo transported from
about 300 Mt (year 1920) to 5,400 Mt. Oceangoing ships
had a yearly consumption of about 80 Mt of coal
(corresponding to 56.5 Mt heavy fuel oil) before the First
World War. This increased to a sale of about 200 Mt of
marine fuel oils in 2000 (including the fishing fleet), i.e.,
about a fourfold increase in fuel consumption. Of this sale,
international shipping accounts for some 70 80%. The
fuel-based ship emissions are estimated to 229 Tg (CO2)
in 1925, growing to about 634 Tg (CO2) in 2002. The
corresponding SO2 emissions are about 2.5 Tg (SO2) and
8.5 Tg (SO2). The CO2 emissions per tonne transported by
sea have been significantly reduced as a result of larger and
more energy efficient ships.
[56] We find that the development of fuel consumption
from 1970 up to 2000 can be modeled by including the
major changes in the fleet size, shift in fuels and propulsion,
technical improvements, changes in average operating
speed, average sailing distance and demand for sea transport. It is suggested that these key factors are included when
performing historical activity-based fleet modeling. The
variation in trade patterns over the years for oil is an
important factor determining demand for crude oil transportation (e.g., average sailing distances), as well as fuel
consumption by this fleet segment and the entire fleet. This
study concludes that the growth in the fleet is not necessarily followed by increased fuel consumption, as the
complex interaction among the key influencing variables
will determine the fuel consumption. We find that the
estimated fuel consumption corresponds fairly well with
the reported fuel sales from 1970 to 2000, when especially
the consumption by auxiliary engine power, ships less than
100 GT and all military ships are included. It is not possible
to conclude on the actual uncertainty or bias in the marine
sales data on the basis of our findings, but our results and
other studies indicate that underreporting may occur. However, our results indicate that the reported sales number for
this period may be representative and not significantly
underreported, as previous activity-based studies have suggested. Fuel consumption by ships less than 100 GT (e.g.,
about 1.3 millions fishing vessels today) is important to
include when comparing fuel sales with activity-based
estimates.
[57] Interestingly, our results here agree well with our
previous activity-based estimates for the year 2000 (if
consumption by 45,000 noncargo ships is taken into
account) that used an alternative approach and different data
sets. However, our simplified model estimates of fuel
consumption from 1980 to 2000 are significantly lower than
previously reported activity-based studies. By considering
alternative input data to our simplified activity-based model,
we conclude that the main reason for the large deviation
between activity-based fuel consumption estimates is the
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