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Abstract
Semiconductor theory is a core course in the field of electrical and computer
engineering in which students learn the fundamental concepts of electronic devices
like diodes and transistors. A solid understanding of these concepts requires a
thorough comprehension of the quality and quantity of charge carriers and of the
different mechanisms by which these charges can move and contribute to the flow of
current in a semiconductor. There are a number of serious issues that can cause
hindrances in the meaningful understanding of these concepts. Initially the students
are familiar with only one type of charge carrier that can flow i.e., electrons.
Subsequently they learn about another charge that flows but that has only a virtual
existence, which is actually the absence of an electron. It is difficult for students to
appreciate the difference between these two distinct charges. In this research, we seek
to identify the hindrances faced by the students in understanding these concepts and to
explain (using theories of the psychology of learning) why such difficulties arise even
if one has all the prerequisite knowledge as well as the motivation to apply that
knowledge. Concept mapping is used as a tool to find the possible missing links in a
students knowledge structure. Our claims are based on concept maps developed by
the students and structured interviews conducted with students as well as with
instructors teaching the course under review.
Introduction
Understanding the processes that take place inside the human mind while it is
thinking and learning has remained an elusive exercise, mostly because of lack of
powerful research tools and techniques. Now, because of recent advances in various
branches of science dealing with the mind and the brain, it has become possible to
understand better the processes of thinking and learning, the neural processes that
occur during thought and learning and the capacity to create new knowledge
(Anderson & Krathwohl, 2001; Bransford, Brown & Cocking, 2000; Davis, 1999;
Kolari & Savander-Ranne, 2004; Mintzes, Wandersee & Novak, 1998). 30 years ago,
educators paid little attention to the work of cognitive scientists, and researchers in the
newly emerging field of cognitive science worked isolated from real classrooms.
Today cognitive scientists are spending more time working with teachers in other
fields, testing and modifying their theories in actual classrooms (Castronova, 2002;
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Iqbal, Hashmi & Nadeem, 2005; Krantz, 1999; Mintzes, Wandersee & Novak, 2000;
Novak, 1998; Treagust, Duit & Fraser, 1996; Turns, Adams, Linse, Martin & Atman,
2004).
As information and knowledge are growing at a far more rapid rate than ever before in
the history of humankind, the goal of education is redefined as helping students to
develop the intellectual tools and learning strategies so as to empower them to become
self-sustaining and lifelong learners. In order to achieve this goal, it is important to
address a number of fundamental issues: a) Why do students encounter difficulties in
learning and in utilising and organising their knowledge? b) How can their
understanding and knowledge be assessed in a better way? c) What measures can be
undertaken to promote learning and innovation? In order to address these issues and to
improve educational research and evaluation, we at the Lahore University of
Management Sciences (LUMS) have attempted to comprehend the various processes
that supervene when students are grappling with novel concepts and complications.
This paper is the direct outcome of our research efforts at LUMS to understand
problems of learning in certain core courses in various fields at the tertiary level of
education (Iqbal & Alvi, 2004; Iqbal & Hashmi, 2005; Iqbal & Tahir, 2003; Iqbal,
Hashmi & Nadeem, 2005; Nadeem, Iqbal & Hasan, 2005; Nazar & Iqbal, 2005).
The field of electronics covers a wide range of specialty areas, including audio and
video systems, digital computers, communication systems, instrumentation and
automatic controls. Each of these areas has special categories; however, all these
application categories have something in common: that is, they all utilise electronic
devices like transistors, diodes, integrated circuits and various special purpose
semiconductor devices. Regardless of ones specialisation, a thorough knowledge of
the device theory is a vital prerequisite in understanding and applying developments
in electronics (Bogart, Beasley & Rico, 2004). The key concepts that have to be
understood in order to understand semiconductors are the quality and quantity of
charge carriers and the different mechanisms by which these charges can move. This
paper is an attempt to understand the challenges faced by learners in acquiring these
concepts and to elaborate a methodology for describing stages in the process of that
learning. We have taken help from various theories of learning originating from
cognitive psychology. In particular, we focus on the learning theory of Ausubel
(Ausubel, Novak & Hanesian, 1978).
An important principle in Ausubels cognitive learning theory is meaningful learning,
and it takes place when the learner chooses to relate new knowledge to prior
knowledge non-arbitrarily and substantively (Novak, 1998). Its quality is also
dependent upon the conceptual richness of the new material to be learned. By richness
one means the number of new concepts added and also the number of propositions
connecting new and old concepts added to the network of knowledge. This can be
contrasted with rote learning, which occurs when the learner memorises new
information without relating it to prior knowledge, or when learning material has no
relationship to prior knowledge (Novak, 1998). The key processes by which meanings
are constructed are cognitive assimilation, integration and differentiation of concepts.
Cognitive assimilation requires that knowledge keeps on growing in meaning over the
lifetime of a learner developing full functional meaning of the concept through
progressive differentiation, which leads to quantitative as well as qualitative
integration of knowledge into a conceptual framework.
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Another important aspect of meaningful learning results when some higher order
concept subsumes lower order concepts that are more specific and less general. For
example, in an extrinsic semiconductor the current flows through free electrons and
holes that move through valence electrons. Here the superordinate concept is electric
current, and the two subordinate concepts are flow through free and bonded electrons.
While learning about the flow of current in semiconductors, only the concept that the
flow of current is the directional flow of free charges remains attractive to the learner.
This also gives rise to a problem that previous knowledge sometimes offers
hindrances in acquiring new knowledge as the mind tries to adhere to the previously
learned concepts.
The key hypothesis in this paper is that each bottleneck in learning the fundamentals
of semiconductor electronics can be psychologically described as one of the processes
in Ausubels theory as described above, and the overall aim of this paper is to
describe the entire process of learning semiconductor theory as a series of
psychological processes that can be mapped out using the concept map methodology.
The focus of our research is primarily on the knowledge state of the learner and how
this transforms with instructions. Variables such as age, cognitive development,
gender or sociocultural backgrounds of the learners were not a part of our
investigative framework. To comment briefly on these, we have presumed cognitive
development to be identical across the board. Most psychological theorists e.g.,
Ausubel (Ausubel, Novak & Hanesian, 1978) or Piaget (1926) suggest that there are
no qualitative differences in cognitive functions of adults who have progressed to the
formal operations stage of mental development. Similarly, although age varied across
the sample of learners in our study, we have assumed that, although it may be
correlated with different knowledge states, it is not a causal factor. The same cannot
be said of sociocultural variables. There may be many situations in which
sociocultural concept maps will interact with concept maps in other domains of
knowledge. This merits further investigation. Similarly, gender also merits further
investigation as it may interact with learning either indirectly (through sociocultural
variables) or more controversially through different gender specific cognitive
functions.
This paper is organised as follows. In the next section of the paper, we discuss the
concept map technique for describing a target knowledge structure and also the actual
state of a students knowledge. The third section concentrates on the developmental
stages by which a student may acquire the target concept map. The progressive
conceptual development is marked by a number of learning bottlenecks that are
described in the fourth section. Each of these is a stage in learning where a particular
type of challenge is faced. The advantage of having a theory of learning is that these
bottlenecks can be described in the language of psychology and thus teaching
methodologies can be developed to overcome these bottlenecks. The paper concludes
in the fifth and final section.
Research Methods
Research in science education has suggested that the thorough acquisition of science
concepts is dependent upon meaningful understanding and correctly identifying links
among various related concepts in a particular discipline. Anyone who is good at
defining every concept and solving various problems but is unable to integrate the
concepts into a well-structured knowledge base is not using the knowledge
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meaningfully (Novak, 1998). Initially a detailed concept map that should be present in
the mind of a learner was developed to identify the various building blocks of
fundamental concepts of semiconductor electronics. The concept map was later used
as a tool for identifying missing and faulty links in the minds of the learners with
whom this research was conducted.
The research results that are documented in this paper are derived from a group of 50
people, who included three instructors, four senior students and 43 sophomore
students who were currently studying the course reported here and who had not yet
studied any advanced application of these devices. Also, a questionnaire was
developed that aimed to test in a descriptive manner various key concepts of learning
the fundamentals of semiconductor electronics; these 50 people were asked to
complete this questionnaire. Five students were asked to construct a concept map that
covered the answers to all the questions asked in the questionnaire. Three of these
concept maps are shown in Figures 1, 2 and 3 presented below. 20 of these people
were also asked to answer all these questions doing think aloud and their thought
processes were monitored and tape recorded. This made it more convenient to
compare their knowledge structure with the detailed concept map developed for the
research. The think aloud protocol helped in ascertaining the thought processes of
the people answering these questions that was not possible by looking only at the
answers to the questionnaires. Both the misconceptions and the factors leading to
those misconceptions that appear in the protocol contributed to the results of the
research.
Figure 1: Concept map constructed by one of the learners (some of the faulty
concepts are shown dotted and wrong linking phrases are shown in italics)
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Figure 2: Concept map constructed by one of the learners (some of the faulty
concepts are shown dotted and wrong linking phrases are shown in italics)
Figure 3: Concept map constructed by one of the learners (some of the faulty
concepts are shown dotted and wrong linking phrases are shown in italics)
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atomic structure was not included (in this figure) which was needed to explain various
distinguishing properties of conductors and semiconductors. For example, if a free
electron leaves behind a hole in a semiconductor then why are there no holes in a
conductor with a large number of free electrons? Also, because of the lack of
knowledge of atomic structure the learners were biased to think that if the
conductivity of semiconductors increases with temperature then the conductors should
exhibit the same behaviour.
Figure 4: First stage of the development of the complete concept map
The atomic structure concepts were then added in the concept map shown in Figure 5
to accommodate the above mentioned problems and again those concepts were
presented to the same group. Now a confusion was created by the movement of hole
as whether the hole moves because of a free electron filling it up or a valence electron,
hence also creating a problem in differentiating between hole movement and the
concept of recombination. Again the concept map was modified to highlight the
difference between hole movement and recombination. Also the linear and
exponential behaviours of the conductors and semiconductors with temperature
change were differentiated. When the modified concept map was presented again to
the same group of learners, the concept of different quality and quantity of charges
present in doped semiconductors compared to the pure semiconductors created the
confusion, such as whether the hole created by breaking of a covalent bond is the
same as the hole introduced by the doping material and whether the fixed charges are
present in the semiconductor material or not and, if there are any fixed charges
present, then how can their quality be differentiated. The final concept map that
incorporates all these conceptual aspects is then constructed as shown in Figure 6.
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Figure 5: Second stage of the development of the complete concept map (the
concept of atomic structure is included)
Figure 6: The final concept map used for this research (comparison of hole
produced by breaking of a covalent bond and introduced by an impurity atom,
and the concept of different quality and quantity of charges present in doped
semiconductors are included; the effect of temperature on conductivity of
materials is also incorporated)
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it is the directional flow of free electrons only (Figure 1, Figure 2 and Figure 3). The
key challenge here in terms of learning theory is that the full target concept map for
the previous section should allow a subsumption of the concept of flow of current into
a higher order concept in which current is possible via the movement of both the
electrons and the holes.
Hole definition, quality and existence
All the learners defined hole as the vacancy created in an atom by an electron that
becomes free. 43 out of 50 learners suggested that because this vacancy is the
deficiency of an electron so there must be a positive charge on the atom with a hole
(Figure 1, Figure 2 and Figure 3). Moreover, because of the concept that a hole is
created by an electron getting free, 33 out of 50 learners thought that there must be
large number of holes in a conductor because it has a large number of free electrons
(Figure 1). This is essentially an example of a missing concept. The various properties
of this concept are arrived at via propositions learnt earlier. The challenge for the
learner is to collect these sets of properties in long-term memory under a concept
label. The difference between the two holes (one generated by the breaking of a
covalent bond in pure semiconductor, and the other by the addition of an accepter
impurity) is not given much emphasis in most of the textbooks (see Box 1). If the two
holes are distinctly named (as a doping hole and a generation hole) then it may
become easier for the learner to understand and distinguish between the two concepts.
Box 1: Some difficult concepts about the nature of hole and fixed charges in a
semiconductor
1. A hole created by thermal ionization in a semiconductor atom has a
positive charge. The hole introduced by a trivalent impurity atom has no
charge and becomes a negatively charged ion after the hole is filled by
some neighboring semiconductor atom electron which acquires positive
charge after losing one of its electrons. Thus we can say that a neutral hole
does transform into a positively charged hole. This phenomenon produces
two types of charged ions in a p-type semiconductor in which one of them
appears mobile and the other is fixed. (Harris, 1991, Figure 6)
2. Similarly, an n-type semiconductor has electrons as mobile charges and
positive ions as fixed charges. (Harris, 1991, Figure 6)
3. These fixed charges, also known as bound charges are distributed in the
material and are just uncovered in the depletion region. (Harris, 1991,
Figure 6)
4. There are no holes in the conductor because the energy levels of
conduction band and valence band are overlapping in a conductor. (Harris,
1991)
Bound charges
The misconception that holes that exist within atoms that have a vacancy always have
a positive charge leads to another incorrect understanding of the concept that a
trivalent impurity atom (with a built in hole) is positively charged (Figure 2) and
becomes neutral after the hole is filled with an electron. When the learners were given
a description about these negative fixed charges (Box 1), 40 out of 50 learners
suggested that they are present only in a depletion region when diffusion occurs and
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electrons from the n-type semiconductor enter the p-type semiconductor and others
suggested that these negative charges must also be mobile as it is a negative charge
and negative charges can move. Similarly, when asked about the charge on the
covalently bonded pentavalent impurity atom, 25 learners answered that because a
covalently bonded pentavalent impurity atom has nine electrons in its valence shell
before giving away one of its electrons, so it is negatively charged with nine electrons
and becomes neutral after releasing one of its electrons (Figure 2). The rest of the
learners suggested that it is neutral initially, and gains a positive charge after giving
away one of its electrons. When these learners were asked to differentiate between a
positive ion with a hole and a positive ion created by a pentavalent impurity atom
(Figure 6), 40 out of 50 learners answered that they are the same and the remaining
learners suggested that it is a bound charge and had no idea that this fixed charge is
always present throughout the n-type material and not only in the depletion region in a
pn junction (Box 1).
Some of the learners suggested that the recombination occurs across a pn junction
due to diffusion of charges, which gives rise to bound charges in the depletion region
in a pn junction. The inability to understand all of the above mentioned charges
present in a doped semiconductor material limits the knowledge of the learners.
Specifically they have no understanding of neutral and positively charged holes and
mobile and immobile charges (Figure 6). They relate the concept of fixed charged
ions with only the depletion region (inside a pn junction) where these fixed charges
are uncovered and shown in diagrams in their textbooks. Here the key issue is
incorrect prior knowledge hindering acquisition of new knowledge. Each of the
problems described above consisted of incorrect propositional links deduced from
undeveloped concepts. Thus the challenge here is to develop prior knowledge to the
point that it supports the correct propositions and the removal of incorrect
propositions.
Hole movement and recombination
It is important to appreciate that the concept of hole as a mobile carrier of positive
charge is just a heuristic to describe a more complex motion of assembly of bonded
valence electrons. A full description would require the use of quantum mechanics;
however, for the sake of simplicity most textbooks describe this phenomenon in terms
of classical mechanics in which the hole is regarded as just a mobile positive charge
carrier (Gray, 1967). This translation into classical mechanics does not support the
intuition that allows the learner to integrate the concept of hole into the preexisting
concept map.
The learners were asked to define recombination and explain how a hole moves in a
semiconductor material (Box 2). All of them defined that the recombination occurs
whenever a free electron fills up the hole and the hole movement occurs when an
electron fills up the hole and creates a deficiency of an electron in some other atom
(Figure 1, Figure 2 and Figure 3). In think aloud, when they were asked to
differentiate between the two phenomena, half of them suggested that the
recombination results in hole movement (Figure 1, Figure 2 and Figure 3) and the
rest suggested that when an electron from a valence shell moves to fill the hole, it is
called hole movement and when some free moving electron releases its energy to fall
in the hole, this is recombination. When these learners were prompted to suggest
whether the electron moving from valence band to fill the hole becomes free while
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moving to the other atom, they all agreed to it, which in fact leads to almost the same
misconception that the recombination results in hole movement.
Box 2: Some concepts about the hole movement in a semiconductor
1. When an electron makes a transition from the valence band to the
conduction band, it leaves a vacancy, called a hole. Another electron in
the nearby valence band (after acquiring some energy) can move to fill the
hole, thereby creating a hole in its current position. This new hole can be
filled by yet another valence electron, and so on. As this process
continues, the hole migrates through the semiconductor material. (Benson,
1991)
2. If a conduction band electron falls into a hole, this does not contribute
current flow[;] instead this results in the cancellation of the two charges as
the electron-hole pair is destroyed and recombination is said to have
occurred. (Bogart et al., 2004, Figure 6)
3. Mobility of a hole in a semiconductor material is slightly less than the
mobility of free electrons (Sedra & Smith, 2004) because the mobility of
free electrons is due to electrons with higher energy levels than those of
valence electrons.
In response to the question Why do we dope a semiconductor?, the think aloud
response was that the doping increases the amount of charge carriers in a material,
hence increasing the conductivity of a material. When asked about how an n-type
semiconductor differs from a p-type semiconductor, they answered that an n-type
semiconductor has a large number of free electrons as current carriers and a p-type
semiconductor has a large number of holes as current carriers. Finally when asked
how, if the number of free electrons is less than the number of holes in a p-type
semiconductor, the conductivity is increased, because of the misconception of hole
flow because of conduction electrons 45 out of the 50 learners suggested that in fact
a p-type semiconductor has free electrons and holes in equal number and its just that
in n-type semiconductors electrons flow only within the conduction band and in ptype semiconductors the free electrons hop from atom to atom to constitute the current
flow. This misconception also leads to the confusion in the concept of minority and
majority carriers in an n-type and p-type semiconductor. This also gives way to the
incorrect distinguishing feature of p-type and n-type semiconductors being based on
the difference of movement of free electrons, thus also mixing up the concept of
recombination.
It was hard for the learners to think of an electron leaving its atom and moving to
some other atom without jumping into the conduction band. The same misconception
forced them to think that the holes do not randomly move in a material and only free
electrons do. Two of them suggested that a hole movement may occur because of
electrons with the energy level somewhere in between the valence and conduction
bands energy levels, again showing the lack of the concept of forbidden energy
bands. According to them, a valence electron moving to fill a hole has gained enough
energy to move to the valence shell of the neighboring atom but this energy is not
sufficient to make it free. When the learners were asked why an electron has greater
mobility than that of a hole (Box 2), the majority of the learners suggested that a free
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Conclusion
The aim of physical sciences is to describe matter using a set of concepts such that the
entire body of knowledge forms a logico-deductive framework. The concept maps
provide a visual representation of an area of knowledge that is useful in a variety of
ways. First, they allow the teacher to have a comprehensive picture of the full set of
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Acknowledgements
We are thankful to the Lahore University of Management Sciences (LUMS), Lahore,
Pakistan for supporting this research. We are also thankful to the National University
of Computer & Emerging Sciences, Lahore, Pakistan, for partially supporting this
research. We are especially thankful to all learners, students and instructors who were
interviewed during this research. In particular, we are thankful to R. Khan, A.
Hussain, J. Ikram and S. Masud for their help in and encouragement of this research.
We would also like to acknowledge the Institute for Human and Machine Cognition, a
University Affiliated Research Institute (http://cmap.ihmc.us), for providing concept
mapping software tools.
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