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Narrow meaning of a constitution: a central written document that sets out the
basic rules that apply to socio-political entities such as states.
Broad meaning of a constitution: a constitution comprises the entire body of
fundamental rules that govern that socio-political entity, be they contained in a central
document or in many documents, be they written down or be they customary rules.
Rigid amendment procedures: super-majorities in parliament, two parliamentary
readings, new elections in between readings, ratification in the states sub-unites,
referendum.
Externally sovereignty: if a state can exercise control over its population and
territory without interference from outside
Internal sovereignty: the original source of public authority within a state, the
source from which all secondary public authority is derived.
Popular sovereignty: all public power is derived from the will of the people and is
exercised through public bodies that are set up by a constitution.
Absolutism: the idea that royal power cannot be limited, even if the monarch
himself decides to enact a constitution.
Constitutionalism: the idea that public power, even the power of a monarch,
derives from a constitution, and not from divine or royal sovereignty.
Constitutional monarchy: a system whereby the office of a monarch is set up, and
constrained, by a constitution. (In UK: Parliament is sovereign, in NL: no one knows)
Functional separation of powers: legislative, executive and judicial powers
Institutional separation of powers: the three functions should be allocated with
different organs.
Personal separation of powers: these organs should be staffed by different
people.
Checks and balances: to ensure that no single branch accumulates too much
power for itself: executive can veto bills, executive accountable to parliament, judges
check whether legislation stays within the limits of the power attributed to it by the
Constitution, statutes have to pass two chambers of Parliament.
Democracies:
- Representative or indirect democracy: people determine with regular intervals
the composition of the public bodies that act on their behalf
- Direct democracy: Whereby the people make political choices themselves, such
as in a referendum
- Deliberative democracy: Majority decides for the entire people, but decisions are
brought about via open public discussions where everyone, also minorities, can
participate in.
- Associative democracy: citizens organize themselves in interest groups and
bring about decisions in civil self-governance
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Chapter 2
Functions of a central constitutional document
- Constitute: to establish, a socio-political order. Attributing powers to organs of
public authority and regulating relations between these organs.
Reasons: US, closer unification.
Germany: reestablishment in 1949 of republican democratic statehood.
France: far-reaching institutional overhaul in the late 1950s
Dutch case: establishment (1814/1815) of a unitary and independent Kingdom after
two decades of French domination
US
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Germany
1949 BGB
1871 Foundation of the German Empire (based on a treaty)
- Hereditary monarchy tied in personal union to the dynasty of Prussia
- Government headed by a chancellor who was accountable to the emperor
- Representation of the governments of the constituent States at a national level
- Parliament which possessed budgetary powers
1919 Weimar Republic: Directly elected president as head of state, government
headed by a chancellor that was accountable to the president. However: too many small
political parties, instable succession of governments that were voted out of office,
economic crisis.
1933 National Socialists take over, Germany as a dictatorship.
1945 Germany split up
- German Democratic Republic: unitary state, constitution, unicameral (Peoples
Chamber), socialist one party regime
- Federal Republic of Germany: no constitution, Grundgesetz (Basic Law)
1990 GDR acceded to the area of application of the Basic Law (Article 23)
- By Article 146, the adoption of a proper Verfassung instead of the placeholder
Basic Law
Federal president elected by an electoral college, promulgation of statues,
dissolution of the Bundestag and largely ceremonial tasks.
Bundestag and Bundesrat must both agree to pass federal statutes. Bundestag can
overrule the Bundesrat unless the constitution provides otherwise.
To change the constitution both two-third majorities are needed in Bundestag and
rat.
The UK
France
1789 Third estate (citizenry) proclaimed itself a single National Assembly,
constitutional monachy - Declaration of the rights of men and citizen
1792 king decapitation: proclamation of the first republic
1793 New constitution
1795 New constitution (more conservative)
1804 Napoleon crowns himself emperor (New constitution: Code civil)
1814 Bourbon monarchy
1830 Orleanist July Monarchy
1848 Revolution: Second Republic
1852 Second Empire of Napoleon III
1870 Collapse during Franco-Prussian War, proclamation Third Republic
1940 German invasion, end of the Third Republic
1946 Fourth Republic (Charles de Gaulle removes collaborationist regime in Vichy)
1958 New constitution, Charles de Gaulle becomes first Prime-Minister)
Unitary state with limited decentralization
Bicameral parliament:
- National Assembly: directly elected lower chamber.
- Senate: upper chamber elected by a body of electors
The US
Congress: bicameral. Lower chamber: the House of Representatives, represents
the people of the US as a whole. Upper house: the Senate, two senators a state.
- Senate consent needed for federal legislation, cannot be overruled by HoR
- Senate gives approval for concluding international treaties
- Senate tries impeachment
- Thus, states have a crucial role in federal lawmaking
Residuary legislative powers: The constituent states receive all powers that are
not prohibited or delegated to the federal level by the constitution.
- Exception: Commerce clause: Congress may regulate commerce with foreign
nations, among several states, Indian tribes.
The US
House of Representatives: Fixed amount of seats (435), distribution based on
proportionality (minimum of 1 seat per state), state-wide elections prohibited, instead
constituencies are used, gerrymandering, to win a district plurality of votes is needed you
get the entire district.
Senate: Fixed amount of seats a state (2, total of 100), senators elected by the
population of their states, one third of the senate is re-elected once every two years:
gradual change.
Both chambers have the right to initiate (exception: tax bills only for the House)
Bills must be approved by both chambers (both have absolute veto).
Both chambers have the right to amendment to proposed bills.
President can also veto bills made by Congress (both chambers together)
Congress can overrule the veto by voting with a two-thrids majority of members
present.
President can neither sign nor veto: pocket veto; the bill becomes a law after ten
days. A pocket veto can stop the bill if Congress has adjourned within ten working days
after its adoption.
France
Bicameral:
- National Assembly, lower chamber, elected directly, 577 seats, Departements are
divided into territorial unites which are worth one parliamentarian. Use of Run-off
voting
- Senate: change: offices from 9 to 6 years. Half is re-elected once every three
years. Upper chamber. Represents the French territorial subdivisions as well as
French citizens living abroad.
Philosophers
Rousseau (source Wikipedia)
Uncorrupted state of nature (However, men are good only in a negative sence,
insofar as they are self-sufficient and thus not subject to the vices of political society. In
fact, Rousseaus natural man is virtually identical to a solitary chimpanzee or other ape.)
Primitive condition without law or morality, which left human beings for the benefits
and necessity of cooperation.
Amour de soi, positive self-love, representinmg the desire for self-preservation and
the human power of reason
Amour-propre is artificial and encourages man to compare himself to others,
creating unwarranted fear and allowing men to take pleasure in the pain or weakness of
others.
The passage from the state of nature to the civil state produces a very remarkable
change in man, by substituting justice for instinct in his conduct and giving his actions the
morality they had formerly lacked. Man listen to his reason before listening to his
inclinations. Although, in this state, he deprives himself of some advantages which he got
from nature, he gets in return ennobled feelings, stimulated abilities, extended ideas,
uplifted soul. The stupid and unimaginative animal is made into an intelligent being and a
man.
1762 The Social Contract one of the most influential works of political philosophy.
The people go into a contract with the state, abandoning their claims of natural right. The
submission to the authority of the general will of the people as a whole guarantees
individuals against being subordinated to the wills of others and also ensures that they
obey themselves because they are, collectively, the authors of the law.
France could not meet Rousseaus criterion for an ideal state because it was too
big, his ideal government was that of the city state, of which Geneva, was a model.
General will (volont gnrale) already established by Diderot and Montesquieu
(although Rousseau got famous for it as well). The common interest embodied in legal
tradition was transcending peoples private and particular interest at any particular time.
Pouvoir constituant (translation from German wikipedia)
According to this democratic legality principle, the people as a sovereign have the
constituant power, the pouvoir constituant, the people create (gibt) and support the
constitution. The constitution constitutes the power of the government, the pouvoir
constitu.
The people as pouvoir constituant create (gibt sich) a constitution. Consequently
first there comes into existance a pouvoir constitu, the drawed up state power. This
[state power] does not exists outside the constitution and is unconditionally bound by it
[the constitution]. A competence for constitutional amendment has the government only
a far as it has been given explicit authority by the people.
The pouvoir constituant not only transcends the state (and the Constitution), but
also predates them and it lies with the people as they are the sovereign.
With the pouvoir constitu is meant the bodies and instances that have been put
into place by the pouvoir constituant at the creation of the constitution. In [freiheitlich]
democratic constitutional states, the constituent powers goal is to limit the powers of the
constitutional state by principle of the separation of powers, dividing the state into
legislative, executive and judicial powers.
Conclusion: pouvoir constituant is the people, pouvoir constitu is the state power /
power of the government.
Although the pouvoir constituant, thus the people as a whole, are outside the legal
order. People as individuals are in the legal order, thus, bound by the constitution.
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Head of state is the generic term for the individual or collective office that serves as the
chief public representative of a monarchy, republic, federation, commonwealth or other
kind of state. His or her role generally includes personifying the continuity and legitimacy of
the state and exercising the political powers, functions and duties granted to the head of
state in the country's constitution and laws. In nation states the head of state is often
thought of as the official "leader" of the nation.
The head of state should embody "the spirit of the nation
Exercising political powers, functions and duties
Personifying the continuity and legitimacy of the state
- the non-executive head of state system, in which the head of state does not hold
any executive power and mainly plays a symbolic role on behalf of the state;
- the parliamentary system, in which the head of state possesses executive power
but the exercise of this power is done on the advice of a cabinet;
- the presidential system, in which the head of state is also the head of government
and actively exercises executive power; and
- the semi-presidential system, in which the head of state shares exercise with a
head of government.
Head of government is the chief officer of the executive branch of a government, often
presiding over a cabinet. In a parliamentary system, the head of government is often styled
Prime Minister, President of the Government, Premier, etc. In presidential republics or
monarchies, the head of government may be the same person as the head of state, who is
often called respectively a president or a monarch.
In semi-presidential systems, the Head of Government may answer to both the Head of
State and the legislative power (such as parliament).
France: Head of State = President & Head of Government = Prime minister
The United Kingdom: Head of State = Monarch & Head of Government = Prime
minister
The United States: President is both
Germany: Head of Government = Chancellor & Head of State = President
The Netherlands: Head of State = Queen.
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