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P R E FA C E

This sixth edition of the text on the unit operations of chemical engineering has
been extensively revised and updated, with much new material and considerable
condensation of some sections. Its basic structure and general level of treatment,
however, remain unchanged. It is an introductory text, written for undergraduate
students in their junior or senior years who have completed the usual courses in
mathematics, physics, chemistry, and an introduction to chemical engineering. An
elementary knowledge of material and energy balances and of thermodynamic principles is assumed.
Separate chapters are devoted to each of the principal unit operations, grouped
into four sections: fluid mechanics, heat transfer, mass transfer and equilibrium
stages, and operations involving particulate solids. One-semester or one-quarter
courses may be based on any of these sections or combinations of them. The order
of the first 16 chapters has not been changed; later ones, dealing with mass transfer
and operations involving solids, have been rearranged in a more logical order.
Nearly all equations have been written for SI units, and the Newtons law conversion factor gc has been eliminated except in the few instances where it must be
included. Symbols for dimensionless groups have been changed to Re for NRe, for
example, Pr for NPr, and so forth. Many new examples and problems have been
added, some reflecting the importance of biochemical engineering processes. Material on handling, mixing, and grinding particulate solids has been greatly condensed
and dealt with in a single chapter. The number of appendixes is reduced from 22
to 19.
Derivations of the differential equations for continuity and momentum balances, leading to the Navier-Stokes equation, have been added, as well as the differential forms of Fouriers law and Ficks law, emphasizing the analogies among
momentum, heat, and mass transfer. The chapter on adsorption has been expanded
to include new material on chromatography and ion exchange, and renamed Fixedbed Separations. Other new material has been added on viscoelastic fluids, laminar
flow in annuli, drag coefficients, affinity laws for pumps, high-efficiency agitators
and motionless mixers, plate-type heat exchangers, boiling by submerged tube bundles, cooling towers, aqueous phase extraction, cross-flow filtration, and many
other topics.
Many of the problems at the ends of the chapters are new or revised. Most are
expressed in SI units. Nearly all the problems can be solved with the aid of a pocket
calculator; for a few, a computer solution is preferable.
McGraw-Hill and the authors thank Dr. N. T. Obot for his many suggestions regarding fluid mechanics and heat transfer, and Professor Charles H. Gooding of
Clemson University for his detailed and helpful review of the manuscript.
Julian C. Smith
Peter Harriott
xvii

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CONTENTS

Preface

SECTION I

xvii

Introduction
Definitions and Principles

Unit Operations
Unit Systems

4
4

Physical Quantities / SI Units / CGS Units / Gas Constant /


FPS Engineering Units / Conversion of Units / Units and Equations

Dimensional Analysis
Basic Concepts

16
20

Equations of State of Gases

Symbols
Problems
References

SECTION II

24
25
27

Fluid Mechanics
Fluid Statics and Its Applications

31

Hydrostatic Equilibrium

32

Applications of Fluid Statics


Symbols
Problems
References

34

Fluid Flow Phenomena

44

Laminar Flow, Shear Rate, and Shear Stress


Rheological Properties of Fluids
Turbulence
Boundary Layers
Symbols
Problems
References

45

41
42
43

46
51
59
63
64
65
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Basic Equations of Fluid Flow

67

Mass Balance in a Flowing Fluid; Continuity


Differential Momentum Balance; Equations of Motion
Macroscopic Momentum Balances
Mechanical Energy Equation
Symbols
Problems
References

67

Incompressible Flow in Pipes and Channels

94

Shear Stress and Skin Friction in Pipes


Laminar Flow in Pipes and Channels
Turbulent Flow in Pipes and Channels
Friction from Changes in Velocity or Direction
Symbols
Problems
References

94

72
77
82
90
92
93

97
104
117
123
124
127

Flow of Compressible Fluids

128

Definitions and Basic Equations


Processes of Compressible Flow
Isentropic Flow through Nozzles
Adiabatic Friction Flow
Isothermal Friction Flow
Symbols
Problems
References

128

Flow Past Immersed Bodies

150

Drag and Drag Coefficients


Flow through Beds of Solids
Motion of Particles through Fluids
Fluidization
Symbols
Problems
References

150

Transportation and Metering of Fluids

187

Pipe, Fittings, and Valves


Pumps

187

133
134
140
145
147
148
149

157
162
171
182
183
185

194

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ix

Positive-Displacement Pumps / Centrifugal Pumps

Fans, Blowers, and Compressors

209

Fans / Blowers and Compressors / Comparison of Devices


for Moving Fluids

Measurement of Flowing Fluids

219

Full-Bore Meters / Insertion Meters

SECTION III

10

11

Symbols
Problems
References

234

Agitation and Mixing of Liquids

238

Agitated Vessels
Blending and Mixing
Suspension of Solid Particles
Dispersion Operations
Agitator Selection and Scaleup
Symbols
Problems
References

239

236
237

259
265
270
278
281
282
284

Heat Transfer and Its Applications


Heat Transfer by Conduction

291

Basic Law of Conduction


Steady-State Conduction
Unsteady-State Conduction
Symbols

291

Problems
References

312

Principles of Heat Flow in Fluids

315

Typical Heat-Exchange Equipment


Energy Balances
Heat Flux and Heat-Transfer Coefficients

315

293
300
311
314

319
321

Overall Heat-Transfer Coefficient / Individual


Heat-Transfer Coefficients

Symbols
Problems
References

333
334
335

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12

Heat Transfer to Fluids Without Phase Change

336

Boundary Layers
Heat Transfer by Forced Convection in Laminar Flow
Heat Transfer by Forced Convection in Turbulent Flow

336
339
346

Transfer by Turbulent Eddies and Analogy Between Transfer


of Momentum and Heat

Heat Transfer in Transition Region Between Laminar


and Turbulent Flow
Heat Transfer to Liquid Metals
Heating and Cooling of Fluids in Forced Convection
Outside Tubes
Natural Convection
Symbols
Problems
References

13

14

15

358
360
362
365
371
373
375

Heat Transfer to Fluids with Phase Change

377

Heat Transfer from Condensing Vapors


Heat Transfer to Boiling Liquids
Symbols
Problems
References

377

Radiation Heat Transfer

406

Emission of Radiation
Absorption of Radiation by Opaque Solids
Radiation Between Surfaces

407

Radiation to Semitransparent Materials


Combined Heat Transfer by Conduction-Convection
and Radiation
Symbols
Problems
References

423

Heat-Exchange Equipment

431

Shell-and-Tube Heat Exchangers


Plate-Type Exchangers
Extended-Surface Equipment
Scraped-Surface Exchangers

432

389
401
403
404

410
413

425
427
428
430

446
449
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16

xi

Condensers and Vaporizers


Heat Transfer in Agitated Vessels
Heat Transfer in Packed Beds
Symbols
Problems
References

456

Evaporation

473

Types of Evaporators

475

Performance of Tubular Evaporators

479

459
463
467
469
471

Evaporator Capacity / Evaporator Economy

Vapor Recompression
Symbols
Problems
References
SECTION IV

17

498
500
500
502

Mass Transfer and Its Applications


Principles of Diffusion and Mass Transfer
Between Phases
Theory of Diffusion
Prediction of Diffusivities
Mass-Transfer Theories

511
512
518
523

Film Theory / Boundary Layer Theory / Penetration Theory /


Two-Film Theory

Mass-Transfer Coefficients

530

Experimental Measurements / Coefficients for Mass Transfer through


Known Areas

18

Symbols
Problems
References

540

Gas Absorption

546

Packings and Packed Tower Design


Principles of Absorption
Absorption from Rich Gases
Mass-Transfer Correlations

546

542
544

557
574
580

Absorption in Plate Columns

Absorption with Chemical Reaction

588

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19

Symbols
Problems
References

590

Humidification Operations

596

Definitions
Humidity Chart
Wet-Bulb Temperature
Cooling Towers

596

592
594

600
604
608

Theory of Counterflow Cooling Towers

20

Symbols
Problems
References

618

Equilibrium-Stage Operations

622

Equipment for Stage Contacts


Principles of Stage Processes

622

619
621

625

Equilibrium-Stage Calculations for Multicomponent Systems

21

Symbols
Problems
References

639

Distillation

641

Flash Distillation
Continuous Distillation with Reflux

641

639
640

645

Material Balances in Plate Columns / Number of Ideal Plates;


McCabeThiele Method

Enthalpy Balances
Design of Sieve-Plate Columns
Plate Efficiencies

672
681
689

Theory of Plate Efficiency

22

Distillation in Packed Columns


Batch Distillation
Symbols
Problems
References

699

Introduction to Multicomponent Distillation

713

Phase Equilibria in Multicomponent Distillation


Flash Distillation of Multicomponent Mixtures

713

700
704
706
711

717

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xiii

Fractionation of Multicomponent Mixtures


Azeotropic and Extractive Distillation
Symbols
Problems
References

718

Leaching and Extraction

739

Leaching

739

734
735
736
738

Leaching Equipment / Principles of Continuous


Countercurrent Leaching

Liquid Extraction

747

Extraction Equipment / Principles of Extraction

Special Extraction Techniques

766

Supercritical Fluid Extraction

24

Symbols
Problems
References

768

Drying of Solids

773

Principles of Drying

775

769
772

Phase Equilibria

Cross-Circulation Drying
Through-Circulation Drying

782
790

Drying of Suspended Particles

Freeze-Drying
Drying Equipment

793
794

Dryers for Solids and Pastes / Dryers for Solutions and Slurries /
Selection of Drying Equipment

25

Symbols
Problems
References

807

Fixed-Bed Separations

812

Adsorption
Adsorption Equipment

812

809
810

813

Equilibria; Adsorption Isotherms / Principles of Adsorption / Basic


Equations for Adsorption / Solutions to Mass-Transfer Equations /
Adsorber Design / Continuous Operation

Ion Exchange
Equilibria / Mass-Transfer Rates / Operation of Ion Exchangers

839

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26

Chromatography
Symbols
Problems
References

845

Membrane Separation Processes

857

Separation of Gases
Separation of Liquids

857

852
854
855

878

Dialysis / Membranes for Liquid-Liquid Extraction /


Pervaporation / Reverse Osmosis

27

Symbols
Problems
References

896

Crystallization

902

Crystal Geometry
Equilibria and Yields
Nucleation
Crystal Growth
Crystallization Equipment
Crystallizer Design: Crystal Size Distribution

903

898
900

904
911
918
921
927

MSMPR Crystallizer

Crystallization from Melts


Symbols
Problems
References

SECTION V

28

936
937
939
941

Operations Involving Particulate Solids


Properties and Handling of Particulate Solids

945

Characterization of Solid Particles


Properties of Masses of Particles

945
951

Storage and Conveying of Solids

Mixing of Solids

955

Mixers for Noncohesive Solids / Mixers for Cohesive Solids

Size Reduction
Computer Simulation of Milling Operations / Equipment
for Size Reduction

965

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CONTENTS

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xv

Ultrafine Grinders
Symbols
Problems
References

977

Mechanical Separations

986

Screening

986

981
983
984

Screening Equipment

Filtration; General Considerations

991

Cake Filters

993

Centrifugal Filters / Filter Media / Filter Aids /


Principles of Cake Filtration

Clarifying Filters

1018

Liquid Clarification / Gas Cleaning / Principles of Clarification

Crossflow Filtration; Membrane Filters

1021

Type of Membranes / Permeate Flux for Ultrafiltration /


Concentration Polarization / Microfiltration

Gravity Sedimentation Processes


Centrifugal Sedimentation Processes
Symbols
Problems
References
Appendix 1 Conversion Factors and Constants of Nature
Appendix 2 Dimensionless Groups
Appendix 3 Dimensions, Capacities, and Weights
of Standard Steel Pipe
Appendix 4 Condenser and Heat-Exchanger Tube Data

1035

Appendix 5
Appendix 6
Appendix 7
Appendix 8
Appendix 9
Appendix 10
Appendix 11

1070

Tyler Standard Screen Scale


Properties of Liquid Water
Properties of Saturated Steam and Water
Viscosities of Gases
Viscosities of Liquids
Thermal Conductivities of Metals
Thermal Conductivities of Various Solids and
Insulating Materials
Appendix 12 Thermal Conductivities of Gases and Vapors
Appendix 13 Thermal Conductivities of Liquids Other
Than Water
Appendix 14 Specific Heats of Gases

1045
1056
1058
1061
1063
1066
1068
1069
1071
1072
1074
1076
1079
1080
1082
1083
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Appendix 15
Appendix 16
Appendix 17
Appendix 18

Specific Heats of Liquids


Prandtl Numbers for Gases at 1 atm and 100C
Prandtl Numbers for Liquids
Diffusivities and Schmidt Numbers for Gases
in Air at 0C and 1 atm
Appendix 19 Collision Integral and Lennard-Jones
Force Constants

1085

Index

1091

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