Professional Documents
Culture Documents
3d 1431
122 Ed. Law Rep. 391, 97 CJ C.A.R. 2724
In February, 1997, we held that the Individuals with Disabilities Education Act,
20 U.S.C. 1400-1420 ("IDEA"), and the regulations thereunder, as well as
Kansas law, required the defendant, Unified School District No. 259, to at least
partially pay for an on-site sign language interpreter for the plaintiff, Michael
Fowler, a deaf child voluntarily attending a private school. Fowler v. Unified
Sch. Dist. No. 259, 107 F.3d 797 (10th Cir.1997), cert. granted and vacated, --U.S. ----, 117 S.Ct. 2503, 138 L.Ed.2d 1008 (1997). Both sides filed petitions
for certiorari, which the Supreme Court granted in order to vacate our decision
and remand the case to us "for further consideration in light of the Individuals
With Disabilities Education Act Amendments of 1997." Unified Sch. Dist. No.
259 v. Fowler, --- U.S. ----, 117 S.Ct. 2503, 138 L.Ed.2d 1008 (1997); Fowler v.
Unified Sch. Dist. No. 259, --- U.S. ----, 117 S.Ct. 2503, 138 L.Ed.2d 1008
(1997) (same).1 We directed the parties to submit simultaneous briefs on the
effect of those Amendments on this case, including the impact, if any, of the
effective date of those Amendments and whether this case should be remanded
to the district court for further factual findings. We have considered the parties'
briefs, as well as the amicus brief filed by the United States, and we again
reverse the district court's decision and remand for further proceedings.
BACKGROUND
2
We need not set out in detail the facts or procedural history of this case, as they
were stated in our prior panel decision. We only present essential facts as
necessary for us to address the effect of the IDEA Amendments on this case.
When the Fowlers appealed the denial to the district court, the district court
held that the District must pay the entire cost of such services. On appeal from
that decision, we held that the District must pay "an amount up to, but not more
than, the average cost to the District to provide that same service to hearingimpaired students in the public school setting." Fowler, 107 F.3d at 807-08. We
derived that obligation from both the IDEA and its regulations and from Kansas
statutory law. Because the 1997 IDEA Amendments address the scope of
services to students voluntarily placed in private schools, the Supreme Court
vacated our decision and remanded it to us to consider the effect of those
Amendments.
I. IDEA:
The IDEA provides federal grants to states, which states then use as part of the
funds they give to local educational agencies to assist such agencies in
educating students with disabilities. States electing to participate in this system
of grants must establish and have "in effect a policy that assures all children
with disabilities the right to a free appropriate public education." 20 U.S.C.
1412(1). Among the many areas of contention since the IDEA's passage has
been the extent to which children whose parents have voluntarily placed them
Prior to its recent amendment, the IDEA provided that, with respect to students,
like Michael, voluntarily attending private schools, each state must:
7 forth policies and procedures to assure-that, to the extent consistent with the
set
number and location of children with disabilities in the State who are enrolled in
private elementary and secondary schools, provision is made for the participation of
such children in the program assisted or carried out under this subchapter by
providing for such children special education and related services.
8
1413(a)(4)(A). While the IDEA regulations did make clear that if a "free
appropriate education" ("FAPE") was available to a student, and the parents
voluntarily placed the student in a private school, the local educational agency
was not obligated to pay for the full cost of the student's education, 34 C.F.R.
300.403(a), what was unclear under the Act and its regulations was the extent
of the agency's obligation to make special education services available to such a
student. Compare Cefalu v. East Baton Rouge Parish Sch. Bd., 103 F.3d 393,
withdrawn and superseded on rehearing, 117 F.3d 231 (5th Cir.1997) and
Russman v. Sobol, 85 F.3d 1050 (2d Cir.1996), cert. granted and vacated, --U.S. ----, 117 S.Ct. 2502, 138 L.Ed.2d 1008 (1997) with K.R. v. Anderson
Community Sch. Corp., 81 F.3d 673 (7th Cir.1996), cert. granted and vacated, -- U.S. ----, 117 S.Ct. 2502, 138 L.Ed.2d 1007 (1997) and Goodall v. Stafford
County Sch. Bd., 930 F.2d 363 (4th Cir.1991).
The IDEA was recently amended by Congress, so that now the Act provides as
follows for children enrolled by their parents in private schools:
10
11
(i) IN GENERAL.-To the extent consistent with the number and location of
children with disabilities in the State who are enrolled by their parents in private
elementary and secondary schools, provision is made for the participation of
those children in the program assisted or carried out under this part by
providing for such children special education and related services in accordance
with the following requirements, unless the Secretary has arranged for services
to those children under subsection (f):
(I) Amounts expended for the provision of those services by a local educational
12
....
15
16
17
(i) IN GENERAL.Subject to subparagraph (A), this part does not require a local
educational agency to pay for the cost of education, including special education
and related services, of a child with a disability at a private school or facility if
that agency made a free appropriate public education available to the child and
the parents elected to place the child in such private school or facility.
18
19
The Amendments specified they would "take effect upon the enactment of this
Act," which was June 4, 1997. Amendments, tit.II, 201(a)(1). The
Amendments nowhere state that they apply retroactively, and courts addressing
the effect of the Amendments have held they are prospective only. See Heather
S. v. Wisconsin, 125 F.3d 1045, 1062 (7th Cir.1997); K.R. v. Anderson
Community Sch. Corp., 125 F.3d 1017, 1019 n. * (7th Cir. 1997); CypressFairbanks Indep. Sch. Dist. v. Michael F., 118 F.3d 245, 247 n. 1 (5th
Cir.1997). This is completely consistent with the Supreme Court's repeated
invocation of the " 'presumption against retroactive legislation [that] is deeply
rooted in our jurisprudence.' " Hughes Aircraft Co. v. United States, --- U.S. ---, ----, 117 S.Ct. 1871, 1876, 138 L.Ed.2d 135 (1997) (quoting Landgraf v. USI
Film Prods., 511 U.S. 244, 265, 114 S.Ct. 1483, 1496-97, 128 L.Ed.2d 229
(1994)).
20
The District argues, however, that the legislative history of the IDEA
Amendments shows that 612(a) merely "clarified" the IDEA and did not
change existing federal law. Thus, it argues that there is no issue of retroactivity
in this case, because the Amendments simply explain the proper interpretation
of the prior version of the statute, and, accordingly, argues that our panel
decision was incorrect under both the pre-Amendments and post-Amendments
IDEA.
21
The legislative history upon which the District relies is the following:
22
Section 612 [20 U.S.C. 1412] contains clarifications of current law. ...
23
....
24
25
H.R.Rep. No. 105-95, at 90, 92-93 (1997), reprinted in 1997 U.S.C.C.A.N. 78,
88, 90 (July 1997 Supp.) (emphasis added). The Senate Report contains
identical language. See S.Rep. No. 105-17 (1997), 1997 WL 244967
(Leg.Hist.).2
26
We have observed that Congress may have various motivations when it amends
a statute. " 'Congress may amend a statute simply to clarify existing law, to
correct a misinterpretation, or to overrule wrongly decided cases.' " O'Gilvie v.
United States, 66 F.3d 1550, 1559 (10th Cir.1995) (quoting Wesson v. United
States, 48 F.3d 894, 901 (5th Cir.1995)), aff'd, --- U.S. ----, 117 S.Ct. 452, 136
L.Ed.2d 454 (1996). It is hazardous, however, to assume from the enactment of
a "clarifying" amendment that Congress necessarily was merely restating the
intent of the original enacting Congress. "[T]he view of a later Congress cannot
28
Congress, of course, has the power to amend a statute that it believes we have
misconstrued. It may even, within broad constitutional bounds, make such a
change retroactive and thereby undo what it perceives to be the undesirable past
consequences of a misinterpretation of its work product. No such change,
however, has the force of law unless it is implemented through legislation.
Even when Congress intends to supersede a rule of law embodied in one of our
decisions with what it views as a better rule established in earlier decisions, its
intent to reach conduct preceding the "corrective" amendment must clearly
appear.
29
Rivers v. Roadway Express, Inc., 511 U.S. 298, 313, 114 S.Ct. 1510, 1519, 128
L.Ed.2d 274 (1994).
30
32
The Act does not make clear, however, whether an equal share of the Federal
funds must be allocated for each disabled child enrolled in a private school, or
whether the proportionate amount must be allocated for disabled private school
students collectively. In the latter case, any particular disabled private school
student might receive an amount different from his or her individual
proportionate share, and, conceivably, could receive nothing. Moreover, it is
not clear whether the local educational agency must spend a proportionate share
of Federal funds on all special education and related services needed by private
school disabled students, or whether it has discretion to determine which
services it will provide to which students.5 While we hope that the Department
of Education's final regulations will provide some guidance, in the interim we
leave it to the district court to initially determine the parameters of the District's
obligation to Michael after June 4, 1997. In any event, the calculation of
Michael's share of the "proportionate share" of the Federal funds made
available to the District requires further factual findings necessitating a remand
to the district court.6
II. Kansas Law:
33
The Fowlers sought the provision of interpretive services under both the IDEA
and Kansas law. "State standards that impose a greater duty to educate disabled
children, if they are not inconsistent with federal standards, are enforceable in
federal court under the IDEA." Seattle Sch. Dist. No. 1 v. B.S., 82 F.3d 1493,
1499 n. 2 (9th Cir.1996). In our prior panel decision, we held that under Kansas
law, "construed in light of our interpretation of the federal regulations, Michael
is entitled to no more than he is under the IDEA and its regulations: the
provision of an interpreter on-site at [his private school] at a cost no greater
than the average cost of providing hearing-impaired students with interpretive
services at public schools." Fowler, 107 F.3d at 810.
34
While the Supreme Court's decision to vacate our prior panel decision was
based upon amendments to the IDEA, its decision also necessarily vacated our
holding under Kansas law. We now consider whether the IDEA Amendments
affect our previous analysis of Kansas law.
35
36 school district which provides auxiliary school services to pupils attending its
Any
schools shall provide on an equal basis the same auxiliary school services to every
pupil, whose parent or guardian makes a request therefor, residing in the school
district and attending a private, nonprofit elementary or secondary school whether
such school is located within or outside the school district.... Speech and hearing
diagnostic services and diagnostic psychological services, if provided in the public
schools of the school district, shall be provided in any private, nonprofit elementary
or secondary school which is located in the school district. Therapeutic
psychological and speech and hearing services and programs and services for
exceptional children, which cannot be practically provided in any private, nonprofit
elementary or secondary school which is located in the school district, shall be
provided in the public schools of the school district, in a public center, or in mobile
units located off the private nonprofit elementary or secondary school premises as
determined by the school district; and, if so provided in the public schools of the
school district or in a public center, transportation to and from such public school or
public center shall be provided by the school district.
37
38
As indicated above, the Amendments make it clear that under the IDEA, states
need not spend their own money to provide special education and related
services to voluntarily placed private school students, and they need not pay the
cost of education, including special education and related services, to such
students to whom FAPE has been offered. Rather, their only obligation is to
make available to such students a proportionate amount of their Federal funds.
However, nothing prevents states from voluntarily providing more, from their
own funds. Thus, we reject the argument that it is inconsistent with the 1997
Amendments for Kansas law to provide more for disabled private students than
its obligations under the IDEA. And while the Fowlers argue that we have
taken an unnecessarily restrictive view of the state statutes, they point to
nothing which suggests that our prior analysis of the cost limitations on the
provision of services at private school sites, based as it was upon a careful
review of the Kansas State Plan for Special Education Article XII and
provisions in the Plan which were similar to the IDEA regulations then in
effect, is erroneous.
40
We therefore hold, once again, that under Kansas law, Michael is entitled to the
provision of an interpreter on site at his private school at a cost no greater than
the average cost of providing hearing-impaired students with interpretive
services at public schools. We accordingly reverse and remand the decision of
the district court for further proceedings consistent with this opinion.
III. Attorney's Fees:
41
The IDEA, prior to its amendment, permitted the award of reasonable attorney's
fees "to the parents or guardian of a child or youth with a disability who is the
prevailing party." 20 U.S.C. 1415(e)(4)(B). The 1997 Amendments also
permit such an award. Amendments, tit.I, 615(i)(3). We have held that
"Congress intended the term 'prevailing party' to mean the same under
We held before that the Fowlers prevailed, inasmuch as they will receive
partial, if not total, reimbursement for a sign language interpreter the District
initially completely refused to pay for or provide. The same result obtains up
until June 4, 1997, and the Fowlers will receive a presumably lesser amount,
but probably an amount still greater than zero, for the period after June 4. We
therefore hold that the Fowlers are prevailing parties and we remand to the
district court for a calculation of reasonable attorney's fees.
43
For the foregoing reasons, the decision of the district court is REVERSED and
the case is REMANDED for further proceedings consistent herewith.
Our decision was vacated along with all other cases with petitions for certiorari
pending before the Supreme Court which involved the same or similar issues as
the ones presented in this case
There was little discussion in the floor debates about the particular
Amendments at issue in this case. What there was is inconclusive on whether
legislators viewed the Amendments as implementing substantive changes.
Representative Castle, in endorsing the bill, stated that "[i]t contains a number
of important reforms that address some of [the] current law's unintended and
costly consequences.... This bill makes it harder for parents to unilaterally place
a child in elite private schools at public taxpayer expense, lowering costs to
local school districts." 143 Cong. Rec. H2498-04 at H2536 (daily ed. May 13,
1997) (emphasis added). The reference to "reforms" and making it "harder" to
place children in private schools suggests that Rep. Castle viewed the
Amendments as changing the current law
Senator Harkin, also in support of the bill, stated "the bill clarifies that public
agencies are required to spend a proportionate amount of IDEA funds on
special education and related services for disabled children enrolled in private
[schools]." 143 Cong. Rec. S4295-03 at S4300 (daily ed., May 12, 1997)
(emphasis added). He then stated that "the bill reiterates current policy
[referring apparently to the policy of the Department of Education as expressed
through its Office of Special Education Programs] that a public agency is not
required to pay for special education and related services at a private school if
that agency made a free appropriate public education available to the child." Id.
(emphasis added). Senator Harkin used the phrase "reiterates current policy"
when discussing the amendment which does, indeed, statutorily codify what
the Office of Special Education Programs thought the IDEA regulations already
provided. By contrast, he used the term "clarifies" when discussing the
amendment which removes ambiguity from a very ambiguous, and unclear, part
of the statute and regulations. This may suggest that he knew the difference
between reiteration of current law and amendment added in order to remove
ambiguity.
In any event, " '[i]nferences from legislative history cannot rest on so slender a
reed.' " Cipollone v. Liggett Group, Inc., 505 U.S. 504, 520, 112 S.Ct. 2608,
2619, 120 L.Ed.2d 407 (1992) (quoting United States v. Price, 361 U.S. 304,
313, 80 S.Ct. 326, 332, 4 L.Ed.2d 334 (1960)).
3
The previous regulations stated that for a child offered FAPE, the local
educational agency was not required to "pay for the child's education" at a
private school the child voluntarily attended. 34 C.F.R. 300.403(a). The
agency was required, however, to "make [special education] services available."
Id. Now, the Amendments state that a child offered FAPE is not entitled to the
"cost of education, including special education and related services."
Amendments, tit. I, 612(a)(10)(C)(i) (emphasis added). Because this latter
section is explicitly made "[s]ubject to subparagraph (A)," which obligates
local educational agencies to spend a "proportionate amount of Federal funds"
on voluntarily placed private school students, we assume that 612(a)(10)(C)
of the Amendments is properly interpreted as providing that students offered
FAPE are not entitled to the full cost of their education, but that, as we explain
infra, they do share in a "proportionate amount" of Federal funds for special
education services
other students, could argue that his or her rights under the IDEA or, perhaps,
the constitution, are violated.
6
The District argues in its reply brief that the Fowlers lack "standing to litigate
how the District allocates [Federal] funds collectively for private school
students." Appellant's Reply Br. at 3. It also asserts that the district court lacks
subject matter jurisdiction over the matter. Id. at 3-4. The District provides no
detailed argument in support of those claims, other than to cite to virtually
identical pre- and post-Amendment provisions of the IDEA dealing with the
Secretary of Education's right to withhold funds from a state, which provisions
do not indicate that plaintiffs such as the Fowlers lack standing or that the
district court lacks jurisdiction
The proposed regulations just issued by the Department of Education state that
"[n]o private school child with a disability has an individual right to receive
some or all of the special education and related services that the child would
receive if enrolled in a public school." 300.454(a), 62 Fed.Reg. 55026,
(1997). The regulations further state that the due process procedures, including
the right to bring an action in court (i.e., the private right of action), "do not
apply to complaints that [a local educational agency] has failed to meet the
requirements [concerning the provision of services to private school children],
including the provision of services indicated on the child's IEP." 300.457(a),
62 Fed.Reg. 55026, (1997).
Thus, the proposed regulations appear to support the District's argument. They
do not affect the outcome of this case, however, because the regulations are not
final, and because it is unclear whether the denial of due process procedures is
consistent with the IDEA and its Amendments.