ES United Nation Charter 55 & 56 May 11 1955 Congressional Record Page A3220 Title SOA U.S.C. / 1917 trading with the Enemy Act Title 42 US.C. §1986 July 14" 2016 Bail and Discharge Bond This Bond is within the Admiralt 28 I want the Cusip and Bid Bond Number for Case No. DC162087 ‘There appearing no lawful money of account in circulation and no bond of record to initiate the matter Regarding Tuscaloosa County District Court Case DC1620879 and associated accounts. I, Satepen - Ra: EJO™, Bailor, Postmaster and third party intervener in the matter of case no. DC1620879, do hereby issue this Bail and Discharge Bond on behalf of DEANTE CASSIUS CLAY for the Body of Deante’ Cassius Clay U.S.C. § 1360). I underwrite with my private exemption any and all obligations of performance/loss/cost sustained by: “the people of Puerto Rico” (Title 48 U.S.C.§874), THE STATE OF ALABAMA and the respectful citizens thereof regarding the said matter in accord with: Title 31 U.S.C. § 5118(d)2, Public law 73- 10, House Joint Resolution 192 and Title 50 U.S.C. Appendix § 7(c), 7(e),9, 12; UCC § 1-201, UCC § 3-501, UCC § 3-419, ARS. 7-1-103, ARS 7-1-201, ARS. 7-3-501, ARS. 7-3-419, I accept for value and consideration the charges, regarding case No. DC1620879 of Tuscaloosa County Court. In return._I post fall Cee ‘No 1333. settlement and closure of court case No. DC1620879 Please use my private exemption CUSIP No. BOND No| id post full settlement and closure of Jefferson County, Alabama DC16208" i¢ account and case is prepaid and exempt from levy under Rule 8 of the Federal Rule of Civil Procedure. Please adjust the account and release all the proceeds. Products. Disbursements. Documents and fixtures herein. Release the order of the court to me immediately. Ce: Federal Reserve Bank of Chicago, Jeffery B Marcus, Vice President and General Auditor Ce: Secretary of Treasury of Puerto Rico, Melba Acosta Febo, Esq. Co: international Monetary Fund (LM.F.) Ce: World Bank, 1818 H Street, NW Washington, DC 20433 USA Attachments enclosed 17 pages HJR192 (Public 73-10); Title 28 U.S.C. § 1360. Title 48 U.S.C. § 874, Title 31 U.S.C. § 5312: A. RS. 08-06-10, A.R.S. 08-06-02 US Treasury January 15, 2004 Press Release: Bankruptey of the United States, May 11, 1955 Congressional Record Page A320. Jurat United Nations Declaration on the Rights of Indigenous Peoples (http://www un.org/esa/socdev/unpfii/documents/DRIPS_en.pdf) UN Declaration on the Rights of Indigenous Peoples, UN Convention on Economic, Social & Cultural Rights, United Nations Charter; Articles 55 & 56; Presidential Proclamation 7500, Hj.R. 194, §.Con. Res 2 HOR-3. ABfirmed to and subscribed before me this_/d4day of ZI ay 2016 by: Personally Known, Produced Identification Driver Lee nee Type and # of ID S.orver (0 KOR we Public Notary Fat “ni : LARA nisiB LIRRARY OF CONGRESS ‘Cilce of inven tere plioasce Services Section THIS 18 TO CERTIFY dhat the culleetivus of the Library of Congress contain a publication entitled THE. STATUTES AT LARGE OF THE UNITED STATES OF AMERICA, and that the attached photocopies (from PART 1, VOL. XLVI) - the title page and pages 112 and 113 on which appears H.J. Res. 192, a JOINT RESOLUTION To assure uniform value to the coins and curreneics of th United Slates, June 5, 1933 ~ are w vue represcutation froin Ua Work, IN WITNESS WHERFOF. the seal of the Library of Congress is affixed hereto on May 2, 2012, Office of Business Enterprises Library of Congress 10: Independence Avenue, SH Wusinggon, DC 20540-4917 Tel 202.707 3550 wu Legon: upliationseeicen loc geTHE STATUTES AT LARGE UNITED STATES OF AMERICA MARCH 1938 to JUNE 1934 CONCURRENT RESOLUTIONS RECENT TREATIES AND CONVENTIONS, EXECUTIVE PROCLAMATIONS AND AGREEMENTS, TWENTY-FIRST AMENDMENT ‘TO THE CONSTITUTION -SUFLKD, YELNTED, AND PUBLIBHED BY AUTHORITY OP CONGRESS ‘UNDER TRE DISECTION OF THK HUCRETARY OF STATE VOL. XLVIIT IN TWO PARTS. Parr 1—Public Acts and Resolirtions. Pant 2—Private Acts and Resolutions, Coneurrent Resolutions ‘Treaties and Conventions, Executive Proclamations and Agreements, ‘I'wenty-tirst Amendment to the Constitution,112 78d CONGRESS. SESS. I. CHS. 46-48, JUNE 3, 5, 1933. [CHAPTER 461 aN ACT -AESEL, pestsame orientale Seabee Merete ‘Trcny of he United ates Beit enacted by the Senate ond Howse of Representatives of the te ee ia Sit of Uren Conor ave Tet he har ia pms ta ry of the Interior bs, and he is hereby, ‘authorized to withdraw tal from the fund in he Fresusy uf Ue Waited States on deprsit to the ereit af the Menominee Indians in the Siato of Wisconsin « sebcertmum ohmake ren 9 Per ie ne dst. ‘of $100. in thres installments, $5 SP ee ae re Octobe 1, ts #0) on of about 1, 1904 to each of the Livi ee i Tenn of the Mendmtines Tribe af Indians of tha Stata of Wise pane Sth Polay nnd rogalabinns an tha said Rerretary may Pees Approved, June 8, 1983. [CHAPTER 47] JUNE EENSOLUTION FFE) Autioging the Senstary af Far to reer fer ingiractio at the Ui Bates be 0d ‘Miifdary Academy bt Weat roi, xoste0g Yeo, a agen of China, can. icon of diario to Comins ecole, Tha Se ay at Wor on of America at of Wer cee ae eae here, atone to gormit Bosheng Tou tm romtve Peactcin at the Upligd Sigios Miltary Acadamy wt Weak oink RRL ——— far tne cuuews bginaling wot Inter Una Toy 4p 1008) Pow ‘no expense shall be caused to the United States thereby, tat Poaheng Yan shall agros to comply with all cegalations for tho police and discipline of the Academy, be punt on a Soot erst ase the corey i te vrs deportes of instenetion, and that said Posheng Yon shall not be o the neeneny ne ais A roe anf aed ‘the: mente ana J ot named iii seen i aes or ia afta sad srvie, conduct and a. recommen i: Pr the" Academi Tea eam, farther, Thain he ca of fall Pasane Wes ihe Drorieing of ee eG er des viet Bobo halle pregenialé Pra a cepa. Bella further, ‘Tint Silex. 172, approved March 3, 18 be Approved, June 6, 1893, . [CRAPTER 48] JOINT RESOLUTION nego ETE ro mnie orm ant nn dma ofthe Ue Sta : ‘Whereas the holding of ar dealing in yold affect the publio int dod ate rere Bee Se lation on bitin med file Whereas the oxiing ‘enerpeney ish ‘Taishic™” "obligations which pURpore to give the obliges a right to = of pet in gold or # particular kind of coin or currency of ee Ee eet eet af tee Une ‘States spriured heron. chet! tbe oer af the Co theyre of fhe eee pony cfoe Gall a, 10 janintain at all times Fe ie des Peed aalltey selaod or pee aol eae Reston, th ‘markets and in the payment of debts. Now, there- ore,4,8, 1983, 113 73d CONGRESS. SESS.1. CHS. 48,49. JUS easton by the Senate ang Towa oF eprNeats OF OR aS ng United States of Ameriaa 4m Congress arsombted, Thxt (8) every cman provision contained in or made with respect to any obligation whieh "7 "= Darporta to give the obliges a right to require payment in gold or & partiealar Kind of coin or aurreney, or im an smgant in money of the United States measured therchy. fe declnred ler ws nggntned. poli eta Mit policy; and no such provision shall be contained in or made with Roped to any. cblightion Bervefinc inewerod ivory elligetiony gterigrt—t Hotelofore or Rereatier incurred, wheter or not eny sick, provisiod ‘B cuntalnad Unerwin or side with reapoct thereto shall be discharged upon payment dalle: deesliens is'ser, coe or which at ‘tine of payDIent 1s legal tender tor public and private debts. om Any such provision contained in any law authorizing obligations to vested yar ender mht of the Unt ‘iy & BY repealed. repeal of any such, provision shall n aay oti provision or muthoriy contained in much law. fb) dig teed in this eslutan, the tem “obligation” means an ory “on” obligation (including every obligetion of and to te United States, ““"* teoapting, soeraney)- pagan im mong nf the Vinita Statens the coin oF currency ” means coin or currency of the United, "ots carom” Steteo, inluding Wedersi’ Reswres notes and cireclating motes of Fie eects aftaramsten (ih sfoateeicn (4) of 12. Tne Inch ones tiem (8) of gicirrs oasis soston ab of the Act enatiod Ae ror te xing nao cast? fo raise revenue oe sitsordinary Spee ire oy, ream of sich to provide emergency seliat wilh Tes . sgl pada to provid for the orlery ian ot stock lend. Dens, ‘other purposes", appro i eral Resarva notes end circulating notes of Foleral Besarve bests "= and national banking associations) heretofore. or hereafter coined os ad Mall be fear, Se. all debi, public and private, bile taxes, duties, (old coins, when , Aim Boe the, dander eight nt Timi of toeaen Brevi a scree 2 oe, tender fer tho ‘gle, be, legal only Iuation Approved, June 5, 1993, 4.40 pm. fowaprmn 40] aes AN ACT ai To prowlde for the exteblishment of « national employment system and for sk ‘soperation with tha States is to promotion of atch eyrtam, aod Tor other PME. pupesm Be it enacted By the Senate and Howse of Representatives of the Undied States of America in U' ‘aseradted,Uhat (a) in erder tema rear ‘tg promote the establishment and maintanance of a national systam “Vain Suter 2 of em ‘fices {here is areby created in the Depart- Hoga eres ment of Lahor s burean tn ba known ag thé United States Emplay- Taber ment Servios, at the head of which shell be a director. The director , Appsintmunt,vic,ot shall he appointed by the President, hy and with fhe adviea and De consent of the Sanete, and shall recoivo a salary ut tho rato of $8,500 per snnum, sn? UBm the expiration of three months after the enactment of , Ealing perv 10 o lopment servico Bow “a the Department 2 iftesonfoss of Labor shall bo abolished; and all records, files, and property ™™> (iucluding offs cqulpuut) oF the existing employment service28 U.S. Code § 1360 - State civil jurisdiction in actions to which Indians are parties ‘Current through Pub. L. 114-38. (Sve Public Laws for the current Congress.) * USCode © Noieg prev | next @) ‘ach of the States listed in the following table shall have jurisdiction over civil causes of action ‘otween Lodians ut which Indians are parties winch arise in the areas of Indian country listed ‘opposite the name of the State 1 the eame extont that such Stats has jus isdietion over other elvil causes of action, and those civil laws of such State that are of general application to private persons or private property shall have the same foree and effect within such Indian country as they Inve elsewhere within the State: State of Indian country affected Alaska All Indian country within the State. California All Indian country within the State. Minnesota All Indian country within the State, except the Red Lake Reservation, Nebraska All Indian country within the Siate. Oregon All Indian country within the State, except the Warm Springs Reservation, Wisconsin All Indian country within the State. (b) ‘Nothing in this section shall authorize the alicnation, encumbrance, or taxation of aay real or personal property, including watcr rights, belonging wo any Indian or any Indian tribe, band, or community that is held in trust by the United States or is subject to a restriction against alicnation imposed by the United States: or shall authorize regulation of the use of such property ina manner mconsistent with any Federal treaty. agreement, or statute or with any regulation made Pursuant thercto; or shall coules jurisdiction upon the State to adjudicate, in probate proceedings or otherwise, the ownership or right to possession of such property or any interest dhciein, (e) Any tibal ordinance or custom heretofore or hereafter adopted by an Indian tribe, band, or community in the exercise uf any authority which it may possess shall, if not inconsistent with any applicable civil law of the State, bo given full force and cffict iu ic determination of civil causes of action pursuant to this section.1. ULS, Vode» Iitle 48> Chapter 4 » Subchapter IV » § 874 48 U.S. Code § 874 - Judicial process; officials to be citizens of United States; oath Current through Pub. L. 114-38. (See Public Laws for the current Congress.) © US Coue All judicial process shall run in the name of “United States of America, ss, the President of ihe: United States, and all penal or criminal prosecutions in the local courts shall be conducted in the ‘name and by the authority of “Ihe People of Puerto Rico.” All officials shall be citizens of the United States, and, before entering upon the duties of their respective ullives, sbiall take an vath to support the Constitution of the United States and the laws af Pert, Riess (Mar. 2, 1914, ch. 149, § 10, 39 Slat. 954; May 17, 1932, ch, 190, 47 Stat. 158.)de> Title 31 » Subtitle IV > Chapter'S3 » Subchapter» § 5312 31 U.S. Code § 5312 - Definitions and application Current through Pub. L. 14-38. (See Public Laws lor the current Congress.) US Code Notes Authorities (CFR. ev | (a) In this subchapter— (1) fnanctat agency” means a person acting tor a person (except for a counlry, a monetary or financial authority acting asa monetary ut fisuuial authority, or an international financial institution of which the United States Government is a member) as a financial institution, bailee, depositary trustee, on agent, oF went in & similar way related fo money. credit, securities, gold, ura transaction in money, credit, securitioa, or gold. (2) “Financial insttuuon” means— (A) An insured bank (as defined in section 3(h) of the Federal Deposit Insurance Aet (12 U. 8.0. 1813¢h))); (B) A commercial bank or trust company: (C) A private banker: (D) Anagency or branch of a foreign bank in the United States; (P) Any credit nnion; (P) A thrift institution; (©) A broker or dealer registered with the Secu Act of 1934 (15 U. ‘78a et soq.); s and Exchange Commisaion under the Sceuritios Exchange (H) A broker or dealer in seeuritics or commodities: (1) an investment banker or Investment Company: (J) A curreney exenange: (K) An issuer, redeemer, or cashier of travelers’ checks, checks, money orders, of similot instruments: (L) An operator of a credit card system; (M) An insurance camp: (N) A dealer in precious metals, stones, or jewels; (O) A pawnhroker: (P) A loan or finance company: (O) A travel agency:(R) a licensed sender of moncy or any other person who engages as a business i he Uunsinission of funds, including any person who engages asa husiness in an informal moncy Iransler sysiem or any network af people ‘who engage as a business in facilitating the transfer of money domestically or internationally outside of the conventional financial institutions system: (S) A telegraph company; (1) A business engaged in vehicle sales, including autonobill, airplane, and boat sales; (Ll) Persons involved in real estate closings and settlements; (V) The United States Postal Service; (WW) An ageney of the United States Government or of'a State or local government carrying out a duty or power of a business described in this paragraph; (X) A casino, gambling casino. or gamung establishment with an annual gaming revenue of more than $1,000,000 which (D is licensed as a casino, gamblin political subdivision of any State; or sino, or gaming establishment under the nws of any State or any Gi) is an Indian gaming operation conducted under or pursieant to the Indian Gaming Regulatory Act other than ‘an operation which is limited to class | gaming (as delined in section 4(6) of such Act): (Y) any business vr ayenuy which cuyapcs im any activity which the Secretary of the Treasury determines, by regulatiem, to he an activity which is similar to, related to, or a substitute for any activity in which any buciness described in this paragraph is authorized to engage: or (7) Any other business designated by the Secretary whose cash transuctions have a high degree of usefiulness in criminal, tax, or regulatory matters. (3) “Monetary instruments” means— (A) United States coins and currency; (B) as the Secretary may prescribe by regulation, coins and currency of a foreign country. travelers” checks, bearer negotiable instruments, bearer investment securities, hearer securities, stock on which title is passed on dolivery, and similar material; and (C) as the Sceretary of the Treasury shall provide by regulation for purposes of sections 9316 and 5331, checks, drafts, notes, money orders, and other similar instruments whieh are drawn on or by a foreign financial institution and are not in beares fi (4) Nonfinancial trade or business. — ‘The term “nonfinancial trade or business” means any trade or business other than a financial institution that is subject to the reporting requirements uf scutivn 5313 and regulations prescribed under such section,(5) “Person”, in addition to its meaning under soctic le estate and, when the Secretary prescribes, a governmental entity. (6) “United States” means the States of the United States, the District of Columbia, and. when the ‘Secretary ymescribes by regulation, the Commonwealth of Puerto Rico, the Virgin Islands. Guam, the Northern Mariana Islands, American Samoa, the Trust Territory of the Pacific Islands, a territory or possession of the United ‘States, of a military or diplomatic establishment. includes a trustee, a representative of an (b) In this subchapter— (1) “Domestic financial agency” znd “domestic financial institution” apply to an action in the United States of a Tinaneval agency or institution. (2) “Foreign financial agency” and “foreign financial institution” apply to an action outside the United States of a financial agency or institution. (©) Additional Definitions.—for pun punes uf this subchapter, the following definitions shall apply: (1) [1] certain institutions included in definition. the term “financial institution” (as defined in subsection (a)) ineludes the following: (A) [2] Any fines commission merchant, commodity trading advisor, or commodity poo! operator registered, or required to register, under the Commodity Exchange Act.ALA CODE § 8-6-10 : Alabama Code - Section 8-6-10: REGISTRATION OF SECURITIES - EXEMPT SECURITIES ALA CODE § 8-6-10 : Alabama Code - Section 8-6-10: REGISTRATION OF SECURITIES - EXEMPT SECURITIES Sections 8-6-4 through 8-6-9 sluill uot apply to any othe following securities: (1) Any security, including a revenue obligation, issued or guaranteed by the United States, any state, any political subdivision of a stato, any agency. corporate, or other instrumentality of one or more of the Rncguing, or any certificate of deposit for any of the toregoing. (2) Any sceurity issued or guarantced by Canada, any Canadian province, any political subdivision of any province, any agency, corporate, or other instrumentality of one or more of fincuuiny or any other forelgn goverment with which the United States currently maintins diplomatic relations if the security is recognized us a valid obligation by the issucr ur guaramor. (3) Any security issued by and representing an interest in or a debt of, or guaranteed by, any bank ofganized under the laws of the United States or any bank, savings institution, or trust company organized and supervised under the laws of this stale. (4) Any security issued by and representing an interest in, a debt of, or guaranteed by any federal savings and loan association or any building and loan or similar associalion organized under the laws of this state. (5) Any security issued or guaranteed by any federal credit union or any eredit union, industrial Joan association, or similar association organized and supervised under the laws of this state, (6) Any security issu or gnaranteed by any railroad, other common earrier, public utility, or holding company which is any of the following: a, Subject to the jurisdiction of the Interstate Commerce Commission. b. A registered holding company under the Public | ititity Talding Company Act of 1935 or a subsidiary of a company within the meaning of that act. ¢, Regulated in respect to its rates and charges by a yoverninental authority of the United States or any state. 4. Regulated in respect to the issuance or guarantee of the security by a governmental authority of the United States, any state, Canada, or any Ci ji(7) Any national market system secutity under Section 11A of the Securities Exchange Act of 1934 (including any other security of the same issuer which is of senior or substantially equal rank: any security called for by subscription rights or warrants so designated or approved; and any warrant or right to purchase or subscribe to any of the foregoing) which is so designated or approved lor desiznation upon notice of issuance on an interdcaler quotation system operated by a mational cecntities association registered under Section ISA of the Seeuritica Exchange Act of 1934, or any security (including any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so designated or approved; and any warrant or right to purchase or subseribe to any of the foregoing) which is listed or approved for listing upon notice 6f issuance on a national securities exchange tegistercl under Section 6 of the Securities Exchange Act of 1934, if the listing ar designation exitoria applicable to the issuer of that security provide minimum corporate governance standards substantially equivalent to those applicable to securities on the New York Stock Exchange, the American Stock Exchange, or the National Association of Securities Dealers Nalivual Market System as of January 1, 1991. The commission may by order deny. revoke, ar suspend the exemption of a specific issue of securities or by rule any category of securities when necessitated by the pubite interest and Jor (he protection of investors. (8) Any security issued by any porson arginized and operated not for private profit but exclusively for religious, educational, benevolent, charitable, fratemal, social, athletic, or relormatory purposes or as a chamber of commerce, trade. or professional association, provided the issuer frst files wid the commission a writen notice specifying the terms of the offer and the cammission does not hy order disallow the exemption within 15 days thereof. (9) Any commercial paper which arises out of a current transaction or the proceeds of whieh lave been or are to be used for current transactions and which evidences an obligation to pay cash within nine months of the date of iccuanee, exclusive of days of grace, or any renewal of the paper which is likewise limited or any guarantee of the paper or of any renew: (19) Any investment contract issued m connection with an employee's stock purchase, savings, pension, profit sharing, oF similar beneft plan, (11) A security issued by an issuer registered as an open-cad management investment company ‘or unit investment trust under Section 8 of the Investment Company Act of 1940 if: a1. The issuer is advised hy an investment advisor that is a depositary institution exempt from registration under the Investment Advisers Act of 1940 or that is currently registered as an investment adviser, and has been registered. or is affiliated with au adviser that has been registered, os at iuvestuncut adviser under the Investment Advisers Act of 1940 for at least three years next preceding an offer of sale of a security claimed to be exempt under this parageaph: and the adviser has acted, or is affiliated with an investment adviser that has acted, as investment adviser to one or more registered investment companies or unit investment trusts for at least three years next preceding an offer or sale of a security claimed to be exempt under this paragraph: or2. The ionucr bas a sponser that hap at ull tines throughout the ihtee years herore an offer or sale of a security claimed to he exempt under this paragraph sponsored one or more registered investment companies or unit investment trusts the ageregate tolal assets of which have exceeded $10,000,000. b. The Securities Commission has received prior (o the offer or sale of the securities exempted here: 1. A notice of intention to sell which has been executed by the issuer and which sets forth the name and address of the issuer and the description of the securities tw be ulfcue iu this state; and 2. A nonrefimdable filing fee of $300 for an open-end management invesiment company with Total net assets of $25,000,000 or less, or « nonrefundable filing fee of $600 for an open-end ‘management investment company with total net assets uf more Grant $23,000,000 but 1e88 than $100,000,000, or a nonrefundable filing fee af $1,000 for an open-end management investment company with total net assets equal to or greater than $100,000,000; or a nonrefundable filing fee of $200 for a unit investment trust. Fees collected under this section shall be deposited in the Alabama Securities Commission Fund in dhe State Treasury for the use of the Alabama Securities Commission in the aclministration of this article. . In the event any offer or sale ofa security of an open-cnd management investment company is to be made aiore thar 12 noms after the date notice under paragraph (b) 18 recerved! by the director, another notice: und payment of the applicable ee shall be required. d. For the purpose of this subdivision an investment adviser is affiliated with another investment if it controls, is controlled by, or is under common contol with the other investment ~ See more at: hitp://codes.Ip.findlaw-comvaleode/8/6/1/8-6-1 Odsthash.9exsnVscalputU.8. Constitution © United Nations T appear in favor af Ihe amendments Congress is no longer bound by its constitutional system of usleyaled powers. its only test 1s under the obligatory power to promete human rights in these telds af endeaucn: Civil, political, economic, social and cultural. These are found in Articles b$ and 56 ef (ue Charter of the Unileo Nations, a ratified and approvea treaty. They are being pramntad in a1] parte Af the world by tho United Ration. Couyiesx may now legislate as an uninheited body with no shackles 2f Geleaated powers under Lhe Canatir F government of delegated powers of Congzess has boun changed to a Syotun Of undvlegaled powers WICROUL amencent by the pcoplé of the United State: The authority for thesc statements is found in a volume entitled cuusLiluLiun of the United states of America, Annotated, issued in 1953, prepared under the directian of the dulicdacy Gomnittes of th Senace of the United States and under the chairmanship of Prot. Bawazd Ten Aer end 3. Corwin ef Pelaceton, aided by Lne Legal statt of the Libravy of Congress. This is the conclusion on page A227 af whe Annatatione: "In s word, tae treaty power cannot purport to amend the Consitut-on by adding to the list of Vongress enumerated powers, but having acted, the consequence will often he that it has prowided Congsese with opportunity to enact measures which, independently of a treaty, Suuiuss LouTU dol pass, and the only question tat can be raised as to such measures will be whether they are necaseary and proper! measures for the carrying of the treaty in question into operation.” Tt will be noted that one of the principal cases cited is thal of the Migratory Bird case Thwse ceuclugions are those also of a committee of the New York State Bar Association. of which former Atrarnay Conexal Mitchell and Mr. John W. Davis were prominent menbers. Now, for some practical illustralion of new-tound powers under Leeaties ot what Congress may do: 1. It may enact a comprehensive education bill, providing tor education 1p any State wnicn does net provide it.'In fact, it may take over all public education 2. It may enact a prohibition act without en amendment of the constitution. 3. Tt may enact a unifarm divarre ace 4. Tt may take over all social and welfare services rendered by or ‘hrough the states or tneir agencies. 5. It may Lake over all commerce, all utility 4 all labor. The list may be multiplied extensively al your wil The new test of constitutionality will apply to ail legislation by Congress since 1945, which deals with any of the five fields of endeavor. Any judge deciding on the validity of legislation musc ow prav ide: by States and municipal! tice 6 and service, havetwo books before him -- one, the Constitution of the United slates, aud Lie olher, the Charter of the United Nations. If he does Lind authority for the act in the Constitution, he will find it ou Ue Charter. That is the exact situation in which Justice Holmes found himsell aid (ue other members of the Supreme Court when they decided the Miaratory Bird case. the authority wae net Zound in the Consi.itution ---ii was found in the tzeaty with Great Britain. Tue question to be answered is this: Under which form of government fo the people of the Ninited States prefer to live? Mew Lesuly, we cannot operate under both Seualors, the people of the United States have given up Lheir sons; thev have given up biltians of their substance, ‘They slivuld ul be one enly Nation in the world to give up their form of governmen. -- the woudes of be world -- to discharge their obligallons to the people of the world. Suulcet Congressions| Record Page AJZZ0, Statement of Carl 4. Rix of Milwaukee Former President af the fworican Jar Asscclativn, into lhe Housc Record by the Honorable Lawrence 3. smi Gu May Ii, 1955.ALA CODE § 8-6-2 : Alabama Code - Section 8-6-2: DEFINITIONS ALA CODE § 8-6 2: Alabama Code - Section 8-6-2: DEFINITIONS ‘When used in this article, unless the context otherwise requires, the following terms shall have the meanings respectively ascribed to them hy this section: () COMMISSION or SECURITIES COMMISSION. The securities commission. (2) AGENT. Any individual other than a dealer who represents a dealer or issucr in effecting effect sales of securities, but such term does not include an individual who represents an issue a. Effecting a transaction in a security excmpted by subdivisions (1), (2), (3), (4), (9) or (10) of Section 8-6-10; b, Liffecting wausactions exempted by Section 86-11; oF ©. Elllecting transactions with existing employees, partnors, or directors of the issuer i remuneration is paid or given directly or indirectly for soliciting any person in this stale A partner, officer, or director of'a dealer or issuer is an agent if he otherwise comes within this definition. G) DIALER. Any person engaged in the business of cllecting transactions in sceurities for the account of ‘others or for his own account. Such term does not include: a. An agent, issuer, bank, savings institution, savings and loan association, eri! union, or trust company, or b. A person who has no place of business in this state if he effects transactions in this state exclusively with or through the issuers of the securtties involved in the transactions and other dealers. (4) GUARANTEED. Guarantoed as to payment of principal, intciest, ur dividends. (5) ISSUER. Every person who pronases to icene. fn ixsiid, or shall hereafter issue any. oseusity. Any porson who acts for a compensation or a consideration as a promoter for or on behalf of a corporation, trast, unincorporated association, or partnership of any kind to be formed shall be deemed to be an issuer. (6) NONISSUPR, Not ditcetly or indirectly fur Une benefit of the issuer, (7) PERSON. Such term shall include a nalural person, a corporation created under the lave of this or any other state, country, sovereignty, or political subdivision thereof, a partnership, an association. a joint-stock company, a trust, and any unincorporated organization. As used hercin thc term "trust" shall not include a trust created or appointed under or by virtue of a last will and testament, by instrument of declaration or appointment by any person for the henefit a himself, relatives, friends, servants, or employees, by a court or any public charitable trust. attenpliny to ‘commission or other (8) SALE, SELL, OFFER and OFFER TO SELL. "Sale" and "sell” includes every contract of sale of, contract ty sell, wn disposition ofa security or terest ina security for value. "Utter" or “oller to sell” includes every attempt to offer ar dispose af, of solicitation of an offer to buy, a aeeurily or interest in a security fin value, Ay security given or delivered with, or as a bonus on account of, any purchase of securities or any othor thing is considered to constitute part of the subject of the purchase and to have heen offered and sold for value. A Purported gift of assessuible stock is considered to involve an offer and sale. Livery sale or offer of'a warrant or igh! to purchase or subseribe to another seourity of the aume or another issucr, as well as every sale 1 after OF ‘a security which gives the holder a present or future right or privilege to convert into another security of the ‘same or another issuer. is considered to include an offer of the other security. (2) SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACI OF 1935, INVESTMENT COMPANY ACT OF 1940, aid INVESTMENT ADVISERS ACT OF 1940. The federal statutes of those names as amended at any time. (10) SECURITY. Any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subsoription, transferable share, investment cuuliaet, voting-trust certificate, certificate of deposit for a secunty, certificate of interest or participation in an oil, gas, ar mining title or lease or in payments out of production under such a title or lease, annuity contract unless issued by an insurance company, bankers’ shares, trustees’ shares, investment participating bonds, invesument trust debentures, units, shares, bonds and certificates in, for, respecting, of based upon any form of securities ur vollateral, subsctiptions and contracts covering or pertainingto the sale of purchase on te iustallanent plan of any security as herein defined, or subscription or contracts covering or pertaining to the sale or purchase of heneficial interest in title to property, profits or camnings, or any right to subscribe to any of the foregoing, ot any instrument of any kind commonly known as a security. (Il) STATE. Any stale, territory, or posscssion of the United States, as well as the District of Columbia and Puerto Rico. (12) UNDERWRITER. A person who agrees to tale or eontmucts to dispose of a stipulated un ora portion thereof, at a fixed price. (13) BROKER. A dealer, as hereinabove defined, (14) SUSPEND, When used in relation to the registration of either a security, a dealer, an investment adviser, an agent, or an invesiment adviser representative, such term shall anca the Lemporary cessarion oF inoperativeness of such registration, whether by reason of operation of law or hy reason of an order of the securities commission, (15) REVOK:. 10 vacate the registration of either a sccurily, a dealer, an investment adviser, an agent, or an investment adviser representative for cause Ly vier oF dhe securities commisston. (16) CANCEL. To terminate the registration of either a security, a dealer, an investment adviser, an agent, or un investment adviser representalive upon application liled therefor as follows: a. In the case of a secunty, upon application therefor filed by the issuer thereof or the person who secured the registration of aid security; b. In the case of'a dealer, mon the applivatinn therefor filed by euch dealer; ¢. In the case of'an investment adviscr, upon the application therefor filed by such investment adviser: 4. In the case of an agent, upon the application therefor filed by either the issuer or dealer employing such agent: and ¢. In the case of an investment adviser representative, upon application therefor filed by the investment ul viscs employing such investment adviser representative. (17) FRAUD, DECEIT and DEFRAUD. ‘These terms are not limited to common-law decei (18) INVESTMENT ADVISER. Any person, who, for compensation, cngages in the business of advising others, either directly or through publications or writings, us to the valuc of secutities ur as lw the advisability of investing in, purchasing, or sclling securities, or who, for compensation and as a part of a regular business, issues or promulgates analyses or reports conceming sccurities, "[avestment adviser" also includes financial planners and other persons who, as an integral component of other financially related sorvives, provide the foregoing investment advisory services to others for compensation and as part of a business or who hold themselves out as providing, the foregoing investment advisory services tw others far campensation, "Investment adviser" does not include: a. Am investment adviser representative; b. A depository institution, which term includes a peisou organized, chartered, or holding an authorization certificate under the laws of this state or the United States which authorizes the person to recsive deposits including a savings, share, certificate. or deposit account, and which is supervised and examined for the protection of depositors by an official or agency of this state or the United States; and a trust compaay or other institution authorized by federal ui lala law lw exercise fiduckary powers of the lype a national bank 15 permitted to excreise under the authority of the Comptroller of the Currency and is supervised and examined by an official or agency of this state or the United States; but which does not include an insurance company or ‘other organization primarily engaged in the insurance business, or a Morris Plan bank, indusirial loan company. or asimila bank ur company unless its deposits arc insured by a federal agency; ©. A lawyer, accountant, engincer, or teacher whose performance of investment advisory services is sulely incidental to the practice of that person's profession: d. A broker-dealer or its agent whosc perlormance of investment advisory services is solely incidental to the conduct of its business as a broker-dealer and who receives no special compensation for the investment advisory servioas; ¢. A publisher, employee, or columnist of a newspaper, news magazine. or business or financial publication, or an owner, operator, producer, or employce of a cable, radio or television network, station, or production facility ifthe ial or business news published or disseminated 1s made available to the general public and the content does not consist of rendering advice on the basis of the specific investment situation af cach client: nl of securities,£, An insurance company, its employees, or agents who arc engaged exclusively in the sale or distribution of life, health, or casualty insurance or insurance related products. (19) INVESTMEN! ADVISER REPRESENTATIVE. Any partner, officer. director of (or a person occupying a similar status or performing similar functions) or other individual employed by or associated with an investment adviser, except clerical or ministerial personnel, who: a. Makes any recommendation or otherwise renders adviee regarding, securities, b, Manages accounts or portfolios of clients, c. Determines which recommendation or adviee regarding securities should be given, d. Solterts, otters. or negotiates tor the sale of or sells invesimenl advisory services, unless the s offering, or selling activitics arc solely incidental to his or her profession and such prusen is a deal salesman registered under Section 8-6-3 and the person would nat he an investment adviser representative except for the performance of activities described in subdivision (18)d. of this section, or €. Supervises employees who perform any of the foregoing. (20) OFFICER, «\ president, vice-president, ueasures, secretary, compirller, or any olher person performing similar fimetions with respect fo any organization whether inonmparated or unincorporated. (21) APPLICANT. A person, natural or otherwise, executing or submitting an application for registration. (22) REGISTRANT. An upplicant for whom a registration has heen declared effective by the commission. (23) AFFILIATE. A person hat directly, or indirectly through one or more imermediaries, controls, or is controlled by, or is under common control with, an applicant or regiatrant (24) CONTROLLING PERSON, CONTROL, CONTROLLING, CONTROLLED BY, UNDER COMMON CONTROL WITH. The possession, directly, or indirectly, or the power to direct or cause the direction of the mnagement and policies of a person, whether through the ownership of voting securities, by contract or otherwise. (25) SALESMAN. An avent, as hereinabove defined.