i United Nation Charter $5 & 56 May 11 1955 Congressional Record Page A32: Title SOA U.S.C. (1917 trading with the Enemy Act Title 42 US.C. § 1986 July 15" 2016 1333. 3 No. DC216005246, DC216005247, DC216008248, DC216005249, There appearing no lawful money of account in circulation and no bond of record to initiate the matter Regarding Jefferson County District Court Case DC216005246, DC216005247, DC216005248, DC216005249 and associated accounts. 1, Satepen - Ra: ElO™, Bailor, Postmaster and third party intervener in the matter of case no. DC216005246, DC216005247, DC216005248, DC216005249 do hereby issue this Bail and Discharge Bond on behalf of AUNDRE” REGGIE CLAY for the Body of Aundre’ Reggie Clay (Title 28 U.S.C. § 1360). | underwrite with my private exemption any and all obligations of performance/lossicost sustained by: “the people of Puerto Rico” (Title 48 U.S.C.§874), THE STATE OF ALABAMA and the respecttil citizens thereof Tegarding the said matter in accord with: Title 31 U.S.C. § 5118(d)2, Public law 73-10, House Joint Resolution 192 and Title 50 U.S.C. Appendix § 7(c), 7(¢),9, 12; UCC § 1-201, UCC § 3-501, UCC § 3-419, ARS. 7 103, ARS 7-1-201, ARS. 7-3-501, ARS. 73-419, I accept for value and consideration’ the charges, regarding case No, DC216005246, DC216005247, DC216005248, DC216005249 of Jefferson County Court. In return. I post full settlement and closure of court case No—D 46, DC2 7. DC216005. DC216005249 Please use my private exemption CUSIP No. EXC BOND No. jand post full settlement and closure of Jefferson County, Alabama Case NO 246, DC2I "216005248, 1BC216005249 as the account and case is prepaid and exempt from levy under Rule 8 of the Federal Rule of Civil Procedure. Please adjust the account and release all the proceeds. Products. Disbursements. Documents and fixtures herein, Release the order of the court to me immediately. I want the Cusip and Bid Bond Number for Ce: Federal Reserve Bank of Chicago, Jeffery 8 Marcus, Vice President and General Auditor Co: Secretary of Treasury of Puerto Rico, Melba Acosta Febo, Esq, Ce: intemational Monetary Fund (LM.F.) Ce: World Bank, 1818 H Street, NW Washington, DC 20433 USA Attachments enclosed 17 pages HJR192 (Public 73-10); Title 28 U.S.C. § 1360. Title 48 U.S.C. § 874, Title 31 USS.C. § 5312: A. RS. 08-06-10, A.R.S. 08-06-02 US Treasury January 15, 2004 Press Release: Bankruptcy of the United States, May 11, 1955 Congressional Record Page A3220. Surat United Nations Declaration on the Rights of Indigenous Peoples (http://w ww.un.org/esa/socdev/unpfii/documents/DRIPS._en.pdf) UN Declaration on the Rights of Indigenous Peoples, UN Convention on Economic, Socis! & Cultural Rights, United Nations Charter; Articles 55 & 56; Presidential Proclamation 7500, Hj-R. 194, S.Con. Res 26, S. 1200, HIR-3. coe pina Affirmed to and subscribed before me this|") day of.) <\ 2016 by: lial aaa fine 3B Personally Known_,/_ Produced Identification AUN Davor Liconse qogg ‘Type and # of I %-12~ 1% My Commission Expires 5A sie gg a ‘anna& LIRRARY OF C Office of Buesnen Eatemrire pleaser Services Section TLS 1S 'YO CERTIFY that the collections of the Library of Congress contain a publication entitled THE STATUTES AT LARGE OF THR UNITED STATES OF AMERICA, and that the attached photocopies (from PART 1, VOL. XLVI) «the title page and pages 112 and 113 on which appears H.J. Res. 192, a JOINT RESOLUTION To assure uniform value to the coins and currencics of the United States, June 5, 1933 ~ ave u uue repiescutetion frorm ttt work, IN WITNESS WHERFOF. the seal of the Library of Congress is affixed hereto on May 2, 2012. Office of Business Enterprises Library of Congress 10: Independence Avenue, SE Washington, DC 20540-4917 Tel 202,707 3550 wun lt gun; dupliationserces@loc reTHE STATUTES AT LARGE UNITED STATES OF AMERICA MARCH 1938 to JUNE 1934 CONCURRENT RESOLUTIONS RECENT TREATIES AND CONVENTIONS, EXECUTIVE PROCLAMATIONS AND AGREEMENTS, TWENTY-FIRST AMENDMENT ‘TO THE CONSTITUTION SUFI, HUITLED, AND PUBLISHED BY AUTHORITY OF CONGRESS ‘UNDER THR DIRECTION oF ‘THE SECRETARY OF STATE VOL. XLVIII IN TWO PARTS Parr 1—Public Acts and Resohitions. Parr 2—Private Acts and Resolutions, Concurrent Resolutions ‘Treaties and Conventions, Executive Proclamations aud Agreaments, ‘Iwenty-tirst Amendment to the Constitution. 0893-5 yoo). o ‘WASHINGTON +1996 Weel Wy te Baptanndet of Dosw Wasingos ETT oe nee rie #40 (esteem)112 73d CONGRESS. SESS. 1. CHS. 46-48. JUNE 8, 6, 1933. (CHAPTER 46 Mu J AN act Anthortaa armant of $100 to the, ment 2. Menon EBL — nth s irs of the Menominee Tia (rom fd on dapontt "0 Shelr crac tn the ‘Trennry of ho United Staton it enacted by the Senate and Houss of Representatives of the susan United States of America ins Congross astembled, Thot the Seare- Se aymecs tary of the Interior bo, and be is hereby, authorized to withdraw tre ‘on he fae the retouay vf Ue Wale, Slate leit ike credit of the Monomizee Indians in the State of ‘Wisconnin = sete a fon thane 8 Fe oz 3 oF distrib tion, of installments, ms SF ty Ret’ aah aioe about Cela 1, 18 ant fon oF sb Sane, 14, each of the Living mambere on tho tribal roll of the Menominee Tribe af Indians of the State of Wisconsin, under she Hee utes fuses aeceey eee Approved, Juns 3, 1983. [CHAPTER 47] JOINT RESOLUTION res ‘Auttoyiaing the Seorotary of War to receive for ingtroction nt the Tcitad States wR Atay AMOUTRES actdainy Us Wen Pann Posteng Yeo; atta ot Chinn Revsdvod by ths Sonata ond oust ontetioen of tha Train? Yen nett Statas of Ameriaa in C emg ae, a San of oe “hgemat on Ne be, and he is hereby, aut instruction at the United States ‘Academy at West Poiat RiEkseme for the course beyiauiuy uv later Vasa Jidy 45 1004) ro Bo enone dull’ bp eoteod iho United Staten tharcby, and that Pocheng en shall o Sp teeny vil alk or ulations for the police and discipline of the Acadamy, a tutions, and ogi to give his Belle tn Cie eeceenian tie cot tn ta of instruction, and that said Posbeng Yon sill not be ile to Fe a ely Deane the mental ental and = SEATua RSH BT MECSL EF Soceaon F dellent in tuties oe he Org, 3 series conduct and so rect by the Academic Provided TH 1 i fureir, That im the case of said, Pacheng Yen dha provisions of [ering spb and “201 ef thn Tnvlend’ Stata shail bm mompenided | Eaters Provided furdion, That SF Rex. 270, approved March 8, 1853, be, vase ‘end the oxime ia hereby, rope: . ‘Approved, June 5, 1923, (OMAPTER 48) see JODNT RESOLUTION gE REA ge to eres eatorm vt tte mln al romain f thn aad Sten ‘Whereas the holding of or dealing affect the public ipte some on, aT lc a hai Ea ‘Tashi pbligetions which puRpore to 2 ‘to ze the obliges a Tight wo roe Er in gold or a Particulee kind of coin or chreney ited. tates, oc J sn amount in ea af tas i. srl a ceed per ae Coren ett mith the, ote ily of the Congress to maintain at all ‘ace alt dere ply of a Contr peat the wala States, in the markets and in the payment of debts. Now, there- tore, be it5,8, 1933, 118 78d CONGRESS. SESS. I. CHS. 48, 43. JUD Resolved Dy: the Senate ant Hows of Regresencatioes of the yoy ring tie United States of America in Gongress od, That (a) avery #e,puraana! provision contained in or made with respect to any’ obligation which fyp'"7 "P=" purports ta give the oblizee a right to require payment in gold or {S pattionlar ind of cain or currency, or in an amount in money of the United States measured therehy, fa declared i bo against public Xe lure policy; and no such provici shall bp contained in or mado with Feopetd to any obligation hereafter incurred. obligation, yTocrmigietete eretofore of fereatier inewrred, whether ‘or not any nach proven = ia ia contained therein or msde with respect thereto, shall be discharged upon payment, dollar for dollar, in say coin ar currency which at the tiie of paynient is legal tender tc and private dels, coms, rot Any such ae contained in any law authori obligations to “'k¢-p tan. be issued by er under authority of the United States, is hereby wriger repealed, but the repeal of ‘such, provision shall not invalidate ‘other provision or authority contained in such law. (b) As tised in this resolution, the term “obligstion” means an tem “stilton obligation (including ony obligation of and to United Stat Sxcapting areroncy) paysbla in menay of tha Tinitad Réatons a the term * coin or currency ” means coin or currency of the “United “Colao eran” States, including Federal Resorvo notes and circulating notes of ‘Federal Reserve banke and national agsociations. ‘Bro 2, The In sentence, of PB (1) of aubwection (b) of gator rT: seotion 4b ofthe Act entited “An Act to relive che existing national cans” Scouenic emorgensy by iucteasing agricultural purchasing. power to raise rovenue for extraordinary expenses incurred. by reasou of foch cnergmncy, fo pruvide emergescp relist wid Seyplea Uo ag ra inn Spores Sey Pale ee ral Raters notes and trculeting notes of Foderal Besar baa “== Sand national banking associations) heretofore or heresfter coined oz esa ba nde fr ll dat, bi ond pire able adie ese coins, when, Aigo cin Eston th acer eight nd timit of tolerance rove by"inw sce a for he tite Hey legal tender only 't valu ‘Approved, June &, 1998, 4.40 pn. lemapren 403 AN ACT eb ‘7 Rporaon with us Slats Ta ths peoaoton ef aE fps, ad Tor other Fb eT 2s it anata 3y tha Senate and Howe of Representatives of the United States of America in Congress assembled, That (a) in order 2m cermrare 4g popote the establishment pnd intnance of o national eystam "Sa pee Dublic employment offces there is hereby crested in the Depart- Eaeqsarsecet melt of Labor » burman to be known te the United States Employ: ia. iment Service, at the head of which shall be x director, ‘The director _ pgatxout tec Shall he epptinter hy the Drasident, hy and with the advice and De consent of the Senste, and shall receiv a selacy uf tho rato of $8,600 per annem, (0), Upon the expiration of three months after the enaciment of Pig sin te tis hot tae mint nervice now existing ia the Department 2: SfebunPo of Labor shall bo abolished; and all records; flan, and property === udiag olive eauipment) of the exieting’ employment service ese28 U.S. Code § 1360 - State civil jurisdiction in actions to which Indians are parties (Current through Pub. L. 114-38. (Sec Public Laws for the current Congress.) Each of the States listed in the following table shall have jurisdiction over civil causes of action Dotweent hudiuns vr « which Indians are parties winch arise in the areas of Indian country listed ‘opposite the name of the State to the same extent that such State has jurisdiction over other civil causes of action, and those civil laws of such State that are of general application to private persons or private property shall have the same foree and effect within such Indian country as they have elsewhere within the State: State of Indian country affected Alaska All Indian country within the State. California AU Indian country within the State. Minnesota All Indian country within the State, except the Red Lake Reservation. Nebraska All Indian country within the: Siate Oregon All Indian country within the State, except the Warm Springs Reservation, Wisconsin All Indian country within the State. (b) Nothing in this section shall authorize the alicnation, encumbrance, or taxation of any real or permonal property, including water :iglis, belonging to any Indian or any Indtan tribe, band, of community that is held in trust by the United States or is subject to a restriction against alicnation imposed by the United States: or shall authorize regulation of the use of such Property in a manner mconsistent with any Fedcral treaty, agreement, or statute or with uny regulation made Pursuant thereto: or shall cone jurisdiction upon the State to adjudicate, in probate procecdings or otherwise, the awnership or right to possession of such property or any interest dhexcin, () Any tribal ordinance or custom heretofore or hereafter adopted by an Indian tribe, band, or ‘community in the exercise uf any authority which it may possess shall, if not inconsistent with in the determination of civil any applicable civil law of the State, be given full force and effect i causes of action pursuant to this section1, U.S. Code » Litle 48 » Chapter 4 > Subchapter IV > § 874 48 U.S. Code § 874 - Judicial process; officials to be citizens of United States; oath Current through Pub. L. 114-38. (See Public Laws for the current Congress.) @ US Code All judicial process shall run in the name of “United States of America, ss, the President of the United States”, and all penal or criminal prosccutions in the local courts shall be conducted in the ‘name and by the authority ot “Ihe People of Puerto Rico.” All officials shall be citizens of the United States, and, before entering upon the dutics of their respective ollices, shall take an oath to support the Constitution of the United States and the laws af Pnortiy Riess (Mar. 2, 1917, ch. 145, § 10, 39 Stal, 954; May 17, 1932, ch, 190, 47 Stat. 158.)U.S. Code le $4 > Subtitle IV > Chapter S3 » Subchapter Il» § 5312 31 U.S. Code § 5312 - Definitions and application Current through Pub. L. 114-38. (See Public Laws ar the current Congress.) US Code N bev (1) “financial agency” means a person acting tor a person (except for a country, a monetary or financial authority acting as a monetary or finaneial authority, or an international financial institution of which the United States Government ie a member) as a finaneial institution, bailce, depository tustec, or agent, oF actings in a similar way rolated to money. credit, securities, gold, or a transaction in money, credit, securitios, or gold. (2) “Financial institution” means— (A) An insured bank (as defined in section 3¢h) of the Federal Meposit Insurance Act (12 U.8.C. 1813(h}))s (B) A commercial bank or trust company: (C) A private banker; (D) An agency or branch of a for ‘bank in the United States; (P) Any credit nnion; (P) A thrift institution; (G) A broker or dealer registered with the Secu Act of 1934 (15 U.S.C. 78a et so}; s and Exchange Commission under the Securitics Exchange (H) A broker or dealer in securities or commodit (1) an investment banker or Investment Company: () A curreney exchange: (K) An issuer. redeemer, or cashier of travelers’ checks, cheeks, money: anders, or similar instruments: (L) An operator of a credit card system; (M) An insurance company; (N) A dealer in precious metals, stones, or jewels; (0) pawnhroker: (P) A loan or finance company; (Q) A travel agency:(R) aicensed sender of money or any other person who engayes us a business in the transmission of funds, including any person who engages as a business in an informal moncy transler sysiem ar any netwir af people ‘who engage as a business in facilitating the transfer of money domestically or internationally outside of the conventional finaneial institutions system: (S) A telegraph company: (1) A business engaged in vehicle sales, including automobile, airplane, and boat sales; (U1) Persons involved in real estate clovinge and settlements; (¥) The United States Postal Servic (W) An agency of the United States Government or ofa State or loeal government carrying out a duty or power of a business described in this paragraph: (X) A casino, gambling casino. or gaming establishment with an annual gaming revenue of more than $1,000,000 whieh (1 is licensed as a casino, gambling casino, or gaming establishment under the laws of any State or any political subdivision of any State; or (ii) is an Indian gaming operation conducted neler a pursiiant to the Indian Gaming Regulatory Act other than «an operation Which is limited to class | gaming (as defined in section 4(6) of such Act); (YX) aury Lupincos on ageney which euyapes in any activity which the Secretary of the Treasury determines, by rogulation. to he an activity which is similar to, related to, or a substitute for any activity in which any business described in this paragraph is authorized to engage: or (7) Any other business designated by the Secretary whose cash transactions have a high degree of useftulness in criminal, tax, or regulatory matters. (3) “Monetary instruments” means— (A) United States eoins and currency; (B) as the Secretary may prescribe by regulation, coins and currency ofa foreign country, travelers’ checks, bearer negotiable instruments, bearer investment securities, hearer securities, stock on which title is passed on delivery, and cimilar material; and (C) as the Secretary of the Treasury shall provide by regulation for purposes of sections 5316 and 5331, checks, drafts, notes, money orders, and other similar instruments which are drawn on or by a foreign financial institution and are not in bearer form. (4) Nonfinancial trade or business. ‘The term “nonfinancial trade or business” means any trade or business other than a financial institution that is subject to the reporting rcyuireuculs vl section 5313 and ieyulations prescribed under such section,(5) “Person”, in addition to its meaning under section 1 of title eslalc und, when the Secretary prescribes, # governmental enti © “United States” means the States of the Unitod States, the Distriet of Columbia, and, when the Secretary Imescribes by regulation, the Commonwealth of Puerto Rico. the Virgin Islands. Guam, the Northem Mariana Islands, American Samoa, the Trust Territory of the Pacific Islands, a territory or possession of the United ‘Ses, or a military or diplomatic establishment. includes a trustee, a representative of an (b) In this subchanter— (1) “Domestic financial agency” and “domestic financial institution” apply to an action in the United States of a financial ageney or institution. (@) “Foreign financial agency” and “forcign financial institution” apply to an action outside the United States of, a financial agency or institution. (6) Additional Definitions —for purposes of this subchapter, the following definitions shall apply: (1) (1) certain institutions included in definition.— the term “financial institution” (as defined in subsection (a)) includes the following. (A) [2] Any fistires commission merchant, commodity trading advisor, or commodity pool operator registered, ot required to register, under the Commodity Exchange Act.ALA CODE § 8-6-10 : Alabama Code - Section 8-6-10: REGISTRATION OF SECURITIES - EXEMPT SECURITIES ALA CODE § 8-6-10 : Alabama Code - Section 8-6-10: REGISTRATION OK SECURITIES - EXEMPT SECURITIES Sections 8-6-4 through 8-6-9 slull uol apply to any of the following secures: (1) Any security, including a revenue obligation, issued or guaranteed by the United States, any state, any political subdivision of a state, any agency, corporate, or other instrumentality of one or more of the foregoing; or any certiticate of deposit for any of the foregoing. (2) Any sceurity issued or guaranteed by Canada, any Canadian province, any political subdivision of any province, any agency, corporate, or othr instrumentality of one or more of w foneguing or any other foreign government with which the United States currently maintains diplomatic relations if the security is recognized as a valid obligation by the issucr or guarantor. (3) Any security issued by and representing an interest in ora debt of, or guaranteed by, any bank organized under the laws of the United States or any bank, savings institution, ot trust company organized and supervised under the laws uf this sale (4) Any security issued by and representing an interest in, a debt of, or auaranteed by anv federal savings and Joan association or any building and loan or similar association organized under the avs of this state. (5) Any security issued or guaranteed by any federal credit union or any eredit union, industrial Joan association, or similar association organized and supervised under the laws of this state, (©) Any security issued or guaranteed by any railroad, other common carrier, public utility, or holding company which is any of the following: a, Subject (0 the jurisdiction of the Interstate Commerce Commission. b. A registered holding company under the Public Utility Holding Company Aet of 1935 ora subsidiary of a company within the meaning of that act. ¢, Regulated in respect to its rates and charges by a yovernmental authority of the United States or any state, 4. Regulated in respect to the issuance or guarantee of the security by a governmental authority of the United States, any state, Canatla, ur any Canadian province.(7) Any national market syaicin secutily under Section 11A of the Securitles Exchange Act of 1934 (including any other security of the same issuer which is of senior or substantially equal rank: any security called for by subscription rights or warrants so designated or approved: and any warrant or right to purchase or subscribe to any of the foregoing) which is so designated or approved lor designation upon notice of issuance on an interdealer quotation system operated by nal securities association registered under Section ISA of the Scourities Exchunye Act of 1934, or any security (including any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so designated or approved; and any warrant or right to purchase or subseribe to any of the foregoing) which is listed or approved for listing upon notice of issuance on a national sccuritics exchange registered under Section 6 of the Securities Exchange Act of 1934, if the listing ar designation eriteria applicable to the issuer of that security provide minimum corporate governance standards substantially equivalent to those applicable to sccurities on the New York Stock Exchange, the American Stoel Exchange, or the National Association of Sovurilicy Dealeis Nalivual Market ‘System as of January 1, 1991. The commission may by order deny, revoke, or suspend the exemption of a specific issue of securities or by rule any catepory of securities when necessitated by the public interest and Lor (he protection of investors. (8) Any security issued hy any person argsnized and operated not for private profit but exclusively for religious, educational, benevolent, charitable, fraternal, social, athletic, or reformatory purposes or as a chamber of commerce, trade, or professional association, provided the issuct finot files with the commission a written notice specif¥ing the terms of the offer and the commission does not hy order disallow the exemption within 15 days thereof. (9) Any commercial paper which arises out of a current transaction or the proceeds of which have been or are to be used for cusrent transactions and which evidences an obligation to pay ~ash within nine months of the date of iesuance, exclusive of days of grace, or any renewal of the paper which is likewise limited or any guarantee of the paper ar af any renewal (10) Any investment contract 1ssued in connection with an employee's stock purchase, savings, pension, profit-sharing, or similar benefit plan. (11) A security issued by an issuer registered as an open-end management investment company or unit investment trust under Section & of the Investment Company Act of 1940 iff a1. The issuer is advised by an investment adviser that is a depository institution exempt from registration under the Investment Advisers Act of 1940 or that is currently registered as an investment adviser, and has been registered, or is affiliated with an adviser that has been registered, as an investment adviser under the Investment Advisers Act of 1940 for at least three years next prereding an offer or sale of 2 security claimed to ba axompt under thio paragraph: and the adviser has acted, or is affiliated with an investment adviser that has acted, as investment adviser lo one or more registered investment companies or unit investment trusts for at least ree years next preceding an offer or sale of a security claimed to be exempt under this paragraph: or2. The iswucr has a sponsor that hap af ull times Hroughout the three years herorc an offer or sale ofa security claimed to be exempt uneicr this paragraph sponsored one or more registered investment companies or unit investment trusts the aggregate total assets of which have exceeded $100,000,000, b. The Seenrities Commission has received prior to the offer or sale of the securities exempted. here: 1. A notice of intention to sell which has been executed by the issuer and which scts forth the ‘name and address of the issuer and the description of the securities to be offored in this state: and 2. A nonretimdable filing fee of $300 for an open-end management investment company with Toral net assets of $25,000,000 of less, or a nonrefundable filing fee of $600 for an open-end management investment company with total net assets of mure Cuan $25,000,000 bur less than. $100,000,000, or a nonrefundable filing fee of $1.000 for an open-end management investment company with total net assets equal to or greater than $10,000,000; or a nonrefundable fling, WI for a unit investment trust. Fees collected under this section shall be deposited in the Alabamna Securities Commission Pund in the State Treasury for the use of the Alabama Sceurities Commission in the acministration of this article. . In the event any offer or salc ofa security of an open-cnd management investment company to be made more thaus 12 iontlss after the dave notice under paragraph (b) 18 recerved by the irector, another notice and payment of the applicable fee shall be required. d. Por the purpose of this subdivision an investment adviser is affiliated with another investment adyiser if it controls, is controlled by, or is under common control with the other investment ~ See more at: hitp://codes.lp.findlaw.com/aleode/8/6/1/8-6- | O#sthash.9gxsnVse.dpuf3. Constitution Charter of FOR THE KRECURD ¢ United Nations I appear in favor af Lhe amendmante Congress is no longer bound by its constitutional system of deleyaled powers. Its only test is unde the obligatory pawer to promste human rights in these tielda af endeaver: civil, political, economic, social and cultural. These are found in articles 55 and 56 of Lhe charter or Uniled Kations, a ratified and approvea treaty. They are being promoted in all part nf the wozid by tae United Ka’ ons. Congress may now legislate es an uninhibited nedy with no shackles Seleqated powers under Lhe Canstifutinn Our entize system of a government of delegated powers of Congress has been cianged to a system of undelegated powers without. anencment by the people of tne hited State: The authority for these statements is found in a volume entitled Constitution of the Uniced States of aerica, Annotated, issued in 1953, prepared under the direntian of the Judiciacy comnittes of th Senate of the United States and under the chairmanship of Prof. Baward 5. Corwin of Princeton, aided by Lhe legal statt of the Library of Conaress. This is the « ge M97 nf the Annotations: "In 2 word, the treaty power cannot purport to amend the Cous-ituton by adding to the list of Congress enumerated powers, but having acted, the consequence will often he thar if has prowined congzess with an opportunity to enact measures which, independently of a ticaly, Congress Would nol pass, and tne only quest.on taat can be razsed as vo such measures will be whether they are necescary and proper! measures for the carrying of the treaty in question into operation." Tt will be noted that one uf Ihe principal ca tha Migratory Bird case These conclusions are those alse ef a committee of tne New York State Bar Association, of whirh former Attorney General Mitchell and Mr. John W. Davis were prominent menber: Now, for some practical illustration of new-Zound powers under Lreaties of what Congress may do: 1. Tt may enact a comprehensive education bill, providing tor education in any State which does not prewide it. qn fact, it may take over all public education now provided by States and mininipal tina 2. Tt may enact a prohibition act without an amendnert of the constitution. 3. Th may enact» uni fern diverre act 4. It may take over all social and welfare services rendered by or ugh the States or their agencies. 5. Th may lake over all commorre, all utility rates and acxy all labor. The list may be multiplied extensively al your wil The new test of constitutionality will apply to ail legislation by Congress since 1945, which deals with any af lhw five fieiae of endeavor. Any judge’ devidin: e validity cf legislation muss have neasion on © cited is that oftwo bovks before him -- one, the Constitution of the United states, and the olher, the Charter of the United Nations. If he does Lind authority for the act in the Constitution, he will Sind ito UL Charter. That is the exact situation in which Justice Holmes found himself and le otner members of the Supreme Court when they decided the Miaratory Bird case. The authority wae net found in tke Constitution ---il, was found in the treaty with Great Britain. The question to be answered is this: Under which form cf government do the people of the Tinited states prefer to live? Manleslly, we cannet operate under both. Seualors, the people of the United States have given up Lheir sons; they have given up billions of their substance. ‘They shuld ul be che only Nation in the world to give up their form of governmen the wonder of (he world -- to digcharge their obligations to the people ot the world. Source Congressional Record Page AIZ20, statement of Carl s. Rix of Milwaukee Former Presivent of the Mworican Dar Assoclativn, Balefed into the House Record by the Honorable Lawrence H. Smith of Wisconsin on May 11, 1955.ALA CODE § 8-6-2 : Alabama Code - Section 8-6-2: DEFINITIONS ALA CODE § 8 6 2: Alabama Code - Section 8-6-2; DEFINITIONS ‘When used in this article, unless the context otherwise requires, the following terms shall have the meanings respectively ascribed to them by this scction (1) COMMISSION or SECURITIES COMMISSION. The securities commission. (2) AGENT Any invlividual other than a dealer who rapresonts a dealer or issuer in ¢ffeting us altenapliny but such term does not include an individual who represents an i a. Effecting a transaction in a security exempted by subdivisions (1), (2), (3), (4), (9) or (10) of Section 8-6-10; cuussictions exempted by Section §-b-11; or c. Hifecting transactions with existing employees, partners, or directors of the issuer if no commission or uther remuneration is paid or given directly or indirectly for soliciting any person in this state A partner, officer, or director of a dealer or issuer is an agent if he otherwise comes within this definition. G) DEALER. Any person cnyaged in the business of cflecting transactions in sccurities for the account of others or for his own account. Such term does not include: 2. An agent, issuer, bank, savings institution, savings and loan association, credit union, of trust company, or b. A person who has no place of business in this state if he effects transactions in this state exchusively with or through the issuers of tne securtties involved in the transactions and other dealers. (4) GUARANTEED. Guaranteed as to payment of principal, interest, or dividends. (5) ISSUER. Rvery person who proposes fo issne, has ixsird, or shall hereafter issue uny security. Any porson who acts for a compensation or a consideration as a promoter for or on behalf of a corporation, trust, unincorporated association, or partnership of any kind to be formed shall be deemed to be an issuer. (6) NONISSUER. Not directly or vily fix dhe benefit of the issuer. (7) PERSON, Such term shall include a naiural person, a corporation created under the lavis of this or any other state, country, sovereignty. or political subdivision thereof, a partnership, an association. a joint-stock compuny, attust, and any unincorporated org:nization. As used herein the term "trust" shall not include a trust created or appointed under or by virtue of a last will und testament, by instrument of declaration or appointment by any person for the honefit «himself, relatives, friends, wervante, or employees, by a eourt or any public cbacitably trust. (8) SALE, SELL, OFFER and OFFER TO SELL. "Sale" and "sell” includes every contract of sale of, contract to sell, wi disposition ofa security or imerest in a security for value. "Utter" of "oller (0 sell” includes every attempt to offer ar dispose of, oF solicitation of an offer to buy, a security or interest in a scourity for value. Any security given or delivered with, or as a bonus on account of. any purchase of securities ar any other thing is considered to constitute part of the subject af the purchase and (o have been offered and sold for value. A Pinported gift of assessuble stock is considered to involve an offer and sale. Livery sale or offer of'a warrant or righ! to purchase or subseribe to another cecurity of the same or another issucr, as well as every sale ur olfer uf a security which gives the holder a present or future right or privilege to convert into another security of the ‘same or another issuer, is considered (o include an offer of the other security. (9) SECUKLIIES ACI OF 1933, SECURITIES EXCHANGE ACI OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, and INVESTMENT ADVISERS ACT OF 1940. The federal statutes of those names as amended at any time. (10) SECURITY. Any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agrecment, collateral-trust certificate, preorgmization certificate or subseription, transferable share, investinent curtint, vating-trust certificate, certificate of deposit for a security, certificate of interest or participation in an oil, gas, or mining title or lease or in payments out of production under such a title or lease, annuity contract unless issued by an insurance company, bankers’ shares, trustees’ shates, investment participating bonds, investment trust debentures, units, shares, bonds and certificates in, for, respecting, oF based upon any form ol securities ur collateral, subscriptions and contracts covering or pertainingto the sale or purchase un the installment plan of any security as herein defined, or subscription of contracts covering or pertaining to the sale or purchase of beneficial interest in title to property, profits or camnings, or any Tight to subscribe to any of the foregoing, or any instrument of any kind commonly known as a security. (1) STATE. Any state, territory, or possession of the United Statos, as well as the District of Columbia and Puerto Rico. (19) UNDERWRITER. A person who agrees to take or contracts to dispose of a otipulated umunt of sccurities, ora portion thereof, at a fixed price. (13) BROKER. A dealer, as hereinabove defined. (4) SUSPEND. When used in relation to the registration of either a security, a dealer, an investment adviscr, an agent, or an investment adviser representative, such term shall mean the temporary cessation of inoperativeness of such registration, whether by reason of operation of law nr hy reason of an order of the securities commission. (15) REVOK:. To vacate the registration of either a sccurily, a dealer, an investment adviser, an agent, or an investment adviser representative for cause Ly uiiler of the sceurities commission. (16) CANCEL. To terminate the registration of cither a security, a dealer, un investment adviser, an agent, or an investment adviser representative upon application liled therefor as follows: @, In the case of a security, upon application therefor filed by the issuer thereof or the person who secured the registration of suid security; b. In the case of'a dealer, unon the application therefor filed by such dears ¢. In the case of an investment adviser, upon the application therefor filed by such investment adviser: 4, In the case of an agent, upon the application therefor filed by either the issuer or dealer employing such agent; and ¢. In the caso of an investment adviser representative, upon application therefor filed by the investment adviser cmploying such investment adviser representative. (17) FRAUD, DECEIT and DEFRAUD. ‘These terms are not limited to common-law decei (18) INVESTMENT ADVISER. Any person, who, for compensation, engages in the business of advising others, either directly or through publications or writings, us to the value of sceutitics ui us Wy the advisability of investing in, purchasing, or sclling securities, ot who, for compensation and as a part ofa regular business, issues or promulgates analyses or reports concerning securities. "Investment adviser" also includes financial planners and other persons who, as an integral component of other financially related scrvives, provide the foregoing investment advisory services to others for compensation and as part ofa business ur who hold themselves out as providing the foregoing investment advisory serviees to athers for compensation, “Investment adviser" does not include: a. An investment adviser representative; . A depository institution, which term includes a person organized, chartered, or holding an authorization certificate under the laws of this state or the United States which authorizes the person to receive deposits including a savings, share, certificate. or deposit account, and which is supervised and examined for the Protection of depositors by an official or agency of this state or the United States; and a trust company or other institution authorized by federal or Alabama law tw exercise fiduciary powers of the type a national bank is permitted to exereise under the authority of the Comptroller of the Currency and iy supervised and examined by an official or ageney of this stale or the United States; but which does not include an insurance company or other organization primarily engaged in the insurance business, or a Morris Plan bank, industrial loan company, vr a similn bank or company unless {ts deposits arc insured by a tederal agency; ¢. A lawyer, accountant, engincer, or teacher whose performance of invesiment advisory services is solely incidental to the practice of that person's profession: d. A broker-Jealer or its agent whosc perlormance of investment advisory services is solely incidental to the conduct of its business as a broker-dealer and who receives no special compensation for the investment advisory c. A publisher, employee, or columnist of a newspaper, news magazine, or business or financial publication, or an owner, operator, producer, or employee of a cable, radio or television network, station, or production facility ite ial or business news published or c1ssemunated 1s made available to the general public and the content does not consist of rendering advice on the hasis of the spccific investment situation af cach cliem:£. An insurance company, ts employees, or agents who are engaged exclusively in the sale or distribution of life, health, or casualty insurance or insurance related products. (19) INVESTMENT ADVISER REPRESENTATIVE. Any pariner, officer, director of (or a person occupying a similar status or performing similar functions) or other individual employed by or associated with an investment adviser, except clerical or ministerial personnel, who: a, Makes any recommendation or otherwise renders advice regarding b. Manages accounts or portfolios of clients, c. Determines which recommendation or advice regarding securities should be given, d. Solierts, otters, or negotiates tor the sale of or sells myestment advisory services, unless the solicitation, offering, or selling activities are solely incidental to his or her profession and such person isa sealer or salesman registered under Section 8-6-3 and the person wonld nat he an investment adviser representative except for the performance of activities described in subdivision (18)d. of this section, or ¢. Supervises employees who perform any of the foregoing. (20) OFFICER, A president, vis ident, Usasurer, sceretary, comptroller, or any other person performing similar functions with respoct to any organivation whether incneparated or unincorporated (21) APPLICANT. A person, natural or otherwise, executing or submitting an application for registration. 22) REGISTRANT. An applicant for whom a registration has been declared effective by the commission. (23) AFFILIATE. A person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, an applicant or registrant. (24) CONTROLLING PERSON, CONTROL, CONTROLLING, CONTROLLED BY, UNDER COMMON CONTROL WITH. The possession, directly, or indirectly, or the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract or otherwise. (25) SALESMAN. An agent, as hereinabove defined.