Professional Documents
Culture Documents
REVIEWS
Ann. Rev. Anthropol.
Copyright
1983
1983. 12:305-33
Further
Arthur Kleinman
Department of Anthropology, Harvard University, Cambridge, Massachusetts 02138
INTRODUCTION
The exploration of "Western" medicine-"Biomedicine"-extends a new fron
tier in medical anthropology. Anthropologists have returned from abroad to
follow trails blazed by sociological pioneers (55, 135). The anthropological
venture of self-examination has encountered resistance from our medicine itself
(136a) as well as from the anthropological community (142), even its medical
division (78). Such resistance attests to the powers of Biomedicine as a
sociocultural system and to the epistemological difficulties of reflexive anthro
pology, in which one's own society provides at once the perspective
and the
.
subject of one's examination.
By the name Biomedicine we refer to the predominant medical theory and
practice of Euro-American societies, a medicine widely disseminated through
out the world (191). Each of its many denominations, "Western," "Cosmopoli
tan," "Modern," "Scientific," "Allopathic," and "Biomedicine" as well, cap
tures ones of its characteristics, while misleading us in other ways. While
Biomedicine may have its principal origins in Western civilization, and has
even been a leading edge of modernism (117), it has incorporated and now
penetrates other traditions as well (146, 191). Even though it is widespread, the
exclusive erudition and catholicism connoted by "Cosmopolitan" (42a, 105a) is
inaccurate. Biomedicine may have appeared more recently and changed more
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rapidly than many other traditions, but nonetheless these other traditions also
manifest contemporary, "modem" versions (37, 105). Moreover, non-Western
ethnomedicines evidence "scientific" approaches, while Biomedicine discloses
certain magical nonrational elements (17, 19, 140). We use "Biomedicine" as a
name for this medicine, referring to its primary focus on human biology, or
more accurately, on physiology, even pathophysiology. Other medicines, e.g.
contemporary Chinese (57a, 95), demonstrate a similar focus, though cast in a
different orientation. Thus, Biomedicine is the version of bio-medicine found
ed and dominant in Euro-American societies and spread widely elsewhere.
In claiming that Biomedicine is a sociocultural system, we assert that this
medicine consists of distinctive elements that interact in a manner which
separates them from other systems within society. In that Biomedical practi
tioners believe that their domain is distinct from morality and aesthetics, and
from religion, politics, and social organization, this form of medicine may be a
more discrete system than others. Social scientists discern interconnections
between these domains, however, which practitioners usually deny or ignore.
In claiming that the system is a sociocultural one (78), we assert that it is not
simply a natural phenomenon but an artifact of human society, founded in a
cultural framework of values, premises, and problematics, explicitly and
implicitly taught by the communications of social interaction and then enacted
in a social division of labor in institutional settings. Biomedicine, then, is an
ethnomedicine, albeit a unique one. In making this claim we do not deny a
natural connection. Biomedicine and other sociocultural systems continually
remake nature, including human nature; but nature reciprocally constrains what
can be made of it. Biomedicine is thus the product of a dialectic between culture
and nature. By making this dialectic a central focus, medical anthropology, we
aver, will confront general anthropological theory with a vital problematic and
offer a subject matter for its exploration.
To elucidate the relevance of the anthropological study of Biomedicine for
general anthropological theory, we begin by formulating a classification of
theoretical positions in anthropology. We then return to survey research on
Biomedicine as a sociocultural system, exemplifying several of these theoretic
al positions, explicit and implicit, which underlie the range of this research. We
explore the fit between theory and findings, and recommend a framework and
directions for future anthropologiCal research. We suggest that the practice (and
theory) of medicine inherently incorporates anthropological principles which
should be explicitly formulated, and which could present a program for an
anthropological reform of Biomedicine.
A PARADIGM OF ANTHROPOLOGICAL THEORIES
A continuum of theories can be discerned among anthropological accounts of
human phenomena. The continuum ranges from one extreme stance which
307
may be more or less consistent with one another. While alternate schema
tizations of anthropological theories are certainly possible, the one we pro
Materialism
Materialist theory posits that all phenomena or reality, including knowledge
"
"
itself, are essentially material, that what may appear to be nonmaterial "things"
are not really so, and that all that there is to be explained must also be explained
in terms of the material (and the only) world.In this concrete theory, while one
may talk of nonmaterial events, e.g. "consciousness" and "culture," such talk
is loose and can and should more rigorously be translated to its veridical,
The gathering momentum in the growth of science at the tum of the twentieth
century fostered both the victory of Biomedicine over competitors and the
(188),
the first
308
The effects of this form of positivism spilled over from philosophy into
physics, various forms of psychology, and even into social science: an insist
ence on "operationalism," "objective" behavior, and an eschewal of abstract
Yet positivism did not penetrate anthropology as deeply as it did the "natu
ral" sciences and psychology, e.g. psychophysics and behaviorism. We are not
aware of anthropologists avowing materialistic ontologies or epistemologies in
the strict sense. Perhaps the power and varieties of cultural phenomena them
selves defy any such reduction. Only sociobiology appears to approximate the
materialist position, as when its leading spokesman (189) writes: "The central
sound."
Epiphenomenal Materialism
Nonmaterial "things," e.g. relationships, ideas, values, and feelings, are po
sited to exist, but they are explained in terms of material phenomena, which
may then be said to "underlie" them. Conversely, the nonmaterial things are
held not to explain material phenomena either to any degree at all, or to any
309
follows the guiding hypothesis that the environment and technological capabili
ties of a society are the principal determinants of its cultural forms, and that the
reverse effects are minimal in comparision.He calls for an investigation of this
primary causal relation.
p.764) that" ...right at e heart of man's most material relationships with the
material nature surrounding him lies a complex body of representations, ideas,
patterns, etc, which I c3l1
66, 68)
310
l32, 178) have been sharp critics of functionalist, symbolic interactionist, arid
culturalist medical social sciences, as well as of Biomedicine itself (but less of
their own position). This approach is also amenable to the systems formulation
(20, 21, 44), though its practitioners might resist the positivistic connotations
of this perspective.
Functionalist theories display several material-ideal interactionist versions.
That of Malinowski (118) begins with material needs which may be functional
ly satisfied by different parts of culture. The "structural-functionalism" of
Radcliffe-Brown brackets materiality and examines interrelationships among
elements of social organization. Functionalism, whatever elements it may
embrace, is also susceptible to systems formulations (25).
Epiphenomenal Idealism
This position posits both material and ideal things, but, at least in accounting
for social phenomena, gives causal or explanatory weight to the realm of the
ideal. Human diseases are conceived and born in human thought (156), where
as bacteria themselves may have other sources. In this theory, causality itself
may be denied as important or even relevant. Parsons' (135) version of
functionalism has been characterized as idealistic (66) inasmuch as he holds
that human affairs in essence are generated by actors who have incorporated the
principles and values of their consociates.
Explicitly opposed to this position is the symbolic interactionist school,
which has fostered another major movement in medical sociology (6, 60, 61,
173). The interactionist approach, and its opposition to functionalism, has been
prominent in the all-too-rare theoretical discussions about medicine. Interac
tionists acknowledge, but essentially ignore, material conditions. They are
principally concerned with the way in which the society of interacting persons
engages in the production of both the "selves" of persons and their social
environments. The productive process is not one deriving from stable internal
norms, but is rather one of continuing negotiation between persons and their
environments, both of which are thus continuously reconstructed through this
process. Indeed, in some formulations (e.g. 69), the self is not a stable, or even
an internal entity, but rather a series of socially conditioned presentations.
Another group of theories which regard human social life as epiphenomenal
to human ideation is "culturalism." The members of societies carry "in their
heads" systems of ideas, values, and rules of action--cultures, which somehow
generate their actions, symbolic (but nevertheless real) actions. Consideration
of material conditions is again suspended. "Ethnoscience," "cognitive anthro
pology," and the "new ethnography" were formulations of such a perspective:
cultural anthropological analysis consisted, according to this view, of the
detailed description of what one had to know (or feel) to behave as natives do
[e.g. (72b); see also Winch (190), who purported to follow Wittgenstein, and
Kuhn (01)].
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Idealism
Idealist social.observers maintain that material phenomena are "real" because
they are socially constructed (9). While it is not clear that in practice social
observers actually adopt a thorough-going idealistic ontology, some theorists at
least write in a manner which strongly suggests this view. Phenomenological
sociologists and anthropologists often present themselves in this way, claiming
to "bracket" (154) their own world views and realities in the analysis of others.
Berger & Luckmann (9) claim that epistemological and methodological consid
erations are distinct from and not necessary for the development of a sociology
of knowledge (which considers the social construction of reality). Thus, while
the subjects one studies, according to this perspective, are mired in their
constructed reality, the phenomenological observer has the power to willfully
suspend belief for pure investigative purposes. Phenomenological sociologists
have argued well for the social bases of commonsense reality, for the multiplic
ity of such realities (154), and for the communal sharing of cultural epistemolo
gies (86a).
312
reality. Rather, we are exploring its sociocultural aspect. We propose that this
distinction will then allow an investigation of the mutual powers of material and
social-ideological aspects of this phenomenon.
the
still
(157).
Stedman's Medical Dictionary (164),
as;
"I. A drug. 2. The art of preventing or curing diseases; the science that treats of disease in all
its relations. 3. The study and treatment of general diseases or those affecting the internal
parts of the body, distinguished from surgery."
Striking in this definition is the predominance of the concrete: The primal sense
of "medicine" is "a drug." Other senses are concerned with diseases and the
body. The central concern of Biomedicine is not general well-being, nor
individual persons, nor simply their bodies, but their bodies in disease. Klein
man et al
(97)
Stedman's (164)
(75),
3.).
defines "disease" as
BIOMEDICINE
AND
ANTHROPOLOGY
3 13
314
poor. Stone (170) discloses the latent political function served by illness-testing
(as opposed to mes-testing) and medical certification, " . .. such as allowing
welfare programs to be responsive to political unrest, siphoning off opposition
to controversial policies by the granting of medical exemptions to opponents,
and reducing political conflict by using physicians as arbiters." But she also
demonstrates that Biomedicine itself has repeatedly attempted to avoid being
pressed into these pOlitical activities by larger societal forces. Yelin et al (192)
show that the chief determinants of whether workers with disability return to
3 15
316
317
a larger social system) in which there is an exchange (14, 121) of valued and
maintain, but may also alter the system. Within Biomedicine, work itself is
ledge are thus movdl through the system. Such transactions signal and create
the career of those who make them (79, 79a). New knowledge also diffuses
along the lines of the social structure of this system (32). And, central to the
enterprise of medicine itself, in the healing encounter there are exchanges also.
undergone in surgery, and Henslin & Biggs (85) describe the stages by which a
physician transforms a woman patient into "a pelvic" during a check-up
work.
persons embody norms which then generate their "actions." Parsons formu
lated the justly classical statement of the "sick role" and the role of physician,
also justly criticized and revised (29, 61, 123, 124, 160, 174) and revisited by
Parsons (135a). Chronic illness, conflict, negotiation, and system change are
are
who respond to settings, but simply by the settings themselves. Goffman (e.g.
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&
KLEINMAN
69) sometimes writes with this implication. The "labelling theory" of "secon
dary deviance" (182, 183; see also 74) claims that at least mental illnesses are
the products of social expectations rather than simple internal, individual
disorder (or some interaction between the two). Less radical versions of
interactionism note the importance of ongoing negotiation in social settings for
the determination of both the interacting "selves" and their actions. Physicians
and patients act as they do because of expectations about their roles in the
settings they are in; their actions recreate those settings and "rules" through
negotiation. Thus Strauss et al (173) analyze "The Hospital and its Negotiated
Order" to show how explicit, formal rules in a psychiatric hospital are constant
ly negotiated, thus perpetually reconstructing the social order, in the pursuit of
vague institutional as well as individual goals (see also 60, 61).
Mishler (128) examines doctor-patient relationships in terms of discourse
analysis between "voice of medicine" and "voice of the life world" (see also
134, 139). Sociolinguistic analysts of Biomedical discourse tend to document
the dominance of the medical voice. Similarly, there is a tradition of cultural
constructionist analysis of the conflicting interpretations of disease (by practi
tioners) and illness (by patients) that demonstrates the role of institutional
ideology in the clinical construction of social reality and process of negotiation
of that reality (16, 17a, 63, 84, 95).
Marxists, both epiphenomenal materialists and material-ideal interaction
ists, insist on the importance of society-wide (indeed world-wide) relations and
forces of production in accounting for social relations (and even self
understanding) in the different parts of society, e.g. its medicine. Of course,
they are not the only ones to demonstrate this relationship of macro social
forces to micro social affairs. Not only the processes of "socialization," but also
the range of social settings are to be explained by society-wide processes of
production, of which medicine is only an element. The studies ofWaitzkin and
colleagues (181) and Navarro (132) provide evidence that the broader social
order is reproduced in the Biomedical division of labor and its doctor-patient
relations; the legitimization of this social order is also reproduced in the
Biomedical setting (see also 194).
"Socialization": The Reproduction of Biomedicine
319
320
in the broader society (132), the beliefs and attitudes taught and learned through
medical education, even such "deviant" ideologies as "holistic medicine" and
"self-care" (12), also serve and perpetuate capitalist interests (180).
Strangely, many social observers have left the disciplined analysis of the
development of Biomedicine to historians, as if the dynamics of social change
were distinct from those of quotidian social life and not the proper study of
More than a decade ago, one began to hear the evocative phrase, "anthropol
gy of science," but little work has been forthcoming in this direction. Previous
ly, Fox (56), working in the Parsonian tradition, engaged in ethnographic
studies to portray the culture of a clinical research and practice setting, and the
personal functions of its relationships. More recently, Latour & Woolgar (104)
have given a most provocative ethnographic account of a Biomedical research
group's production of biological "fact." Here culturalist and Marxist interpreta
tions are joined to uncover the social processes underlying the creation of
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consider the dialectic ofnature and culture to be one of the primary theoretical
problematics of medical anthropology. Medical anthropology acts at a vital
intersection of body, mind, and community. It thus embraces a range of
anthropological concerns, biological and ecological, cultural and symbolic,
personal and social. It does so, moreover, at a point of widespread human
concerns, commonly of daily import. often of cosmological significance:
health and well-being, pathology and suffering. The concentration of signifi
cant dimensions in the settings of medicine makes this a rich arena for explora
tion of societal and human "nature" and their limits . We thus broach the vital
anthropological tension between universalism and relativism.
The nature-culture dialectic operates both at levels of society as a whole and
of its individual members. The members and groups within societies collabor
atively construct their ethnomedical (and other cultural) realities, including
their understandings of the shapes and forms of disease and illness, their
theories of etiology and therapy, and their rules for proper response to these
condition.g. "the sick role" and the lay, professional, and folk healing
roles (96). This socially constructed ethnomedical culture guides societal
members (e.g. patients and healers) in their construals and responses to en
vironmental conditions; the consequent responses in turn fundamentally shape
this environment by distributing societal members in time, space, and activity.
Society thus both constructs understandings and produces the events of disease/
illness and of healing. Yet both the construction of ethnomedical ideologies and
the concomitant production of social and enviromental conditions are con-
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& KLEINMAN
the social construction and production of "reality," and the reciprocal shaping
of nature by its social production and construction. The settings of B iomedicine
provide a fertile field for such a basic research.
The nature-culture dialectic appears in another dramatic fashion in medical
settings-in the mind-body interactions within individual persons. Beliefs
(thus culture) can heal the believer, as in the "placebo" phenomeon (20, 58, 77,
129); they can also be pathogenic (84); and they are reported to kill as well [(45 ,
109); for a critique, see ( 1 08)] . Anthropologists , as preeminent students of
symbols, should explore the ways in which symbols are literally embodied in
persons. They should discover the limits to theories advocating the powers of
expectation, as in "labeling theory" (183; see 74, 1 3 1 ) , "culture-bound syn
dromes" ( 148 , 194), and the "constructionist" theory of emotion (93 , 1 16,
aspect
society, mind, and body are not, in Cartesian fashion, separate sorts of entities
which interact, but rather aspects common to human events . Thus, with respect
to medicine, pathological conditions are not exclusively psychosomatic
or
323
are
also of
great interest.
Biomedicine is not only of basic substantive importance, but of methodolo
gical interest as well. The Biomedical nosology and its guiding theory have
served as methodological grids not only in epidemological and clincal research
within Biomedicine itself, but also in anthropological research. Anthropolo
gists
are
to encompass the personal and social realms of belief, value, and norm.
Sociocultural phenomena such as the social production of disease and the
placebo effect may then be included within medical theory and practice rather
than excluded either as "nonmedical" or as "controls" for purportedly more real
effects. Methodologies combining ethnography and cultural analysis with
epidemology and clinical research techniques are being applied in non-Western
settings (49, 72, 86, 95, 120, 153), and there is every reason to see such
approaches applied in interdisciplinary research in Western Biomedicine set
tings as well (e. g . 23) .
324
325
326
HAHN
& KLEINMAN
1 . 47)
persons and their bodies as sociocultural artifacts. This will complement the
extensive medical anthropological emphasis on the Weberian concern with
questions of order and meaning in affliction.
of knowledge, including its own, is social action . The question is not whether
or not the discipline is to be applied, but how, where , and to what end. We
maintain that anthropological research is itself an interactive relation with some
community (or several); responsible interaction requires response to that com
munity
embrace that commitment. The commitment need not mean subservience to the
given goals of the community; it may mean radical reform.
Properly informed, anthropology is eminently qualified to assess and re
spond to the problems of Biomedicine, for anthropologists 'are trained to
recognize the interests of and conflicts of interest among community members
(for example, the Biomedical community and its patients), to understand their
social dynamics , and to see a broader social, ecological . and historical picture .
Moreover, we maintain that B iomedicine itself embodies anthropological prin
ciples-regarding the forms of suffering, their sources and consequences, and
human nature itself; while these anthropological principles are most often
implicit (if not explicitly denied) , they should be made explicit and more
self-consistent, perhaps in collaboration with anthropological participant
327
328
HAHN &
KLEINMAN
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