Professional Documents
Culture Documents
ISO
Clause
4.1
Question
Answer
Notes:
General Requirements
A quality management system has been
established, documented, implemented,
maintained, and continually improved?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
c.
Yes
No
Yes
No
c.
f.
Competence of personnel?
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Page 1 of 18
Question
b. a quality manual?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
c.
4.2.2
Answer
Notes:
Quality Manual
Has a quality manual been established which
includes:
c.
4.2.3
Control of Documents
Are documents required for the quality
management system controlled?
Is there a documented procedure for:
c.
f.
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Yes
No
Page 2 of 18
5.1
Question
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Management Commitment
Customer Focus
Does top management ensure that customer
requirements are determined and fulfilled with the
aim of achieving customer satisfaction?
5.3
Notes:
c.
5.2
Answer
Quality Policy
Has as top management ensured that the quality
policy:
c.
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5.4.2
Question
Answer
Notes:
Planning
Quality Objectives
What are the quality objectives that have been
established at relevant functions and levels within
the organization?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
5.5.3
Internal Communications
What communication channels have been
established within the organization relating to
quality management system effectiveness?
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5.6.2
Question
Answer
Notes:
Yes
No
Yes
No
Yes
No
Yes
No
a. results of audits?
Yes
No
b. customer feedback?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Review Input
Do inputs to management review include current
performance and improvement opportunities
related to the following:
c.
f.
Review Output
Do outputs to management review include current
performance and improvement opportunities
related to the following:
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Question
c.
Notes:
resource needs?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Resource Management
6.1
Provision of resources
6.2.2
Answer
c.
f.
6.3
Infrastructure
Is the infrastructure of the organization such that:
a. buildings, workspace, and associated utilities
are determined, provided, and maintained?
b. process equipment, hardware, and software
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Page 6 of 18
Question
are determined, provided, and maintained?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
c.
6.4
Answer
Notes:
Work Environment
Does the organization identify and manage the
human and physical factors of the work
environment needed to achieve conformity of
product/service?
7.1
7.2
7.2.1
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Question
b. Product/service delivery requirements not
specified by the customer but necessary for
intended or specified use?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
c.
7.2.2
Answer
Notes:
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Question
7.2.3
Answer
Yes
No
Yes
No
a. product information?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Notes:
Customer Communication
How does the organization identify and implement
arrangements for communication with Customers
relating to:
c.
7.3.1/7.3.2
c.
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Question
Answer
Notes:
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
c.
7.3.4
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7.3.5
7.3.6
7.3.7
7.4.1
Question
Answer
Yes
No
Yes
No
Yes
No
Yes
No
Notes:
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Purchasing Process
Does the organization control its purchasing
processes to ensure purchased product conforms
to requirements?
Is the type and extent of control dependent upon
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7.4.2
Question
Answer
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Notes:
Purchasing Information
Do purchasing documents contain information
describing the product to be purchased?
Do these documents include where appropriate:
7.5.1
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Page 12 of 18
Question
b. where necessary, the availability of work
instructions?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
a. qualification of processes?
Yes
No
Yes
No
c.
Yes
No
Yes
No
e. re-validation?
Yes
No
Yes
No
c.
f.
7.5.2
Answer
Notes:
7.5.3
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7.5.4
Question
Answer
Yes
No
Yes
No
Yes
No
a. Identified?
Yes
No
b. Verified?
Yes
No
c.
Yes
No
d. Maintained?
Yes
No
Yes
No
Preservation of Product
Is product preserved to ensure that conformity with
customer requirements is maintained during
internal processing and delivery to the intended
destination?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Notes:
Customer Property
How does the organization exercise care with
customer property while it is under the
organizations control or being used by the
organization?
How is customer property provide for use or
incorporation in product:
7.5.5
7.6
Protected?
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Question
Answer
Notes:
devices:
a. calibrated and adjusted periodically or prior to
use, against devices traceable to International
or national standards?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
c.
f.
8.2.2
Customer Satisfaction
Internal Audit
Are periodic internal quality audits conducted to
determine whether the quality management system
has been effectively implemented and maintained?
Are internal quality audits planned, including
consideration of the status and importance of the
activities and areas to be audited as well as the
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8.2.3
8.2.4
8.3
QF 4.1-9
Question
Answer
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Notes:
Control of Nonconformity
Is product, which does not conform to
requirements, clearly identified and controlled to
prevent unintended use or delivery?
01/31/02
Yes
No
Page 16 of 18
8.4
Question
Answer
Yes
No
Yes
No
Yes
No
Analysis of Data
How is appropriate data collected and analyzed to
determine the suitability and effectiveness of the
quality management system and to identify
improvements that can be made?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Notes:
c.
d. suppliers?
8.5.1
QF 4.1-9
Continual Improvement
Are processes necessary for the continual
Improvement of the quality management system
planned and managed?
Yes
No
Yes
No
b. quality objectives?
Yes
No
c.
audit results?
Yes
No
d. analysis of data?
Yes
No
Yes
No
f.
Yes
No
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management review?
Page 17 of 18
Question
Answer
Notes:
Corrective Action
How is corrective action taken to eliminate the
cause of nonconformities in order to prevent
recurrence?
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
f.
Yes
No
Yes
No
Yes
No
Yes
No
Yes
No
c.
Yes
No
Yes
No
Yes
No
c.
8.5.3
Preventive Action
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