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GOVERNMENT OF KERALA
Part - I
PROJECT INFORMATION MEMORANDUM
JULY 2013
ACRONYMS:
a.
b.
AOA
c.
d.
f.
g.
h.
i.
j.
k.
l.
m.
n.
Part I.
o.
PSU
p.
q.
r.
SECTION I
Background.
1.0
1.1
GEOGRAPHICAL DETAILS.
CLIMATE.
The city enjoys a tropical monsoon climate under the koppen climate classification. City has a highly humid tropical
climate with high temperatures from March to May (max.35
degree Celsius). A brief spell of pre-monsoon showers hit the
city sometime during April. The primary source of rain is the
south west monsoon that sets in the first week of June and
continues until November. The city receives significant rains
from the north east monsoon which sets in the second half of
October till November. The average annual rainfall is 3266 mm.
The weather is milder from December until March, when the
skies are clear and the air is crisp. Winters are seldom cold. The
temperature during summer is 22.5c to 35c and that during
winter is 22c to 30c. For more details, please see the link
http://en.wikipedia.org/wiki/Kozhikode.
DEMOGRAPHY.
EDUCATION
CITY ADMINISTRATION.
2.0
2.1
2.2 RAILWAYS
AIRWAYS
General
10
12
5.0 TRAFFIC
Traffic projections for the project are as under:DAILY BOARDING
2015
2021
2031
2041
M.C.HOSTEL
MEENCHANDA
MEENCHANDA
M.C.HOSTEL
MEENCHANDA
5167
6170
8292
11144
MEENCHANDA
M.C.HOSTEL
4667
5573
7490
10066
MEENCHANDA
6.69
6.69
6.69
6.69
MEENCHANDA
M.C.HOSTEL
5.76
5.76
5.76
5.76
5.1 The projected traffic/Day is shown in table below:Projected traffic per day
Year
Lakhs per
day
2015-16
1.48
2021-22
1.77
2031-32
2.37
2041-42
3.19
Length
Width
Height
Leading Car
upto 16.00
m
Intermediate
Car
upto 15.00
m
14
2015
2021
2031
2041
Cars/trains
6.75
5.75
4.25
5167
6170
8292
11144
Head way
Minutes)
Maximum
PHPDT
Demand
PHPDT
Capacity
available
4667
(6000)*
5478
7412
(7043)*
(9529)*
10500
(13500)*
Rake Requirement.
Based on Train formation and headway as decided
above to meet Peak Hour Peak Direction Traffic Demand,
Rake requirements has been calculated and tabulated
below.
YEAR
2015
2021
2031
2041
6.75
5.75
4.25
No. of Rakes
12
15
19
25
Cars/trains
36
45
57
75
Head
way
(Min)
Total
No.
of
cars
15
6.5
Car Depot
The Depot is located over a 5.2 hectare land belonging to
Government Medical College, Kozhikode, about 500 m east
of the M.C. Hostel station. The Depot will have facilities
for stabling the trains overnight, inspection facilities and
workshop facilities. The Operation Control centre (OCC)
will be located in the Car Depot. The general layout and
equipment required for maintenance will be finalised by
the bidder.
6.7
6.8
Ticketing
Ticketing system shall be simple, easy to use/operate and
maintain, easy on accounting facilities, capable of issuing
single/multiple journey tickets, amenable for quick fare
changes and require overall lesser manpower. In view of
above, computer based automatic fare collection system is
proposed. For Multiple Journey, the Store Value Smart
Card shall be utilized and for the Single Journey, the
media shall be Contactless Smart Token. The AFC
equipment shall be provided at each station at convenient
locations and will be connected to a local area network
with a computer in the Station Master's room.
7.0
COST ESTIMATES
Cost of civil structures has been estimated based on
Kerala State PWD schedule of rates (revised 2010) which
came into effect from 01.04.2011. The total cost of the
project based on April 2012 price level works out to Rs
17
Staff costs
(ii)
(iii)
Implmentation Plan
Implementation period.
19
20
SECTION II
Background.
21
GEOGRAPHICAL DETAILS.
22
1.3
CLIMATE.
The city enjoys a tropical monsoon climate under the koppen climate classification. City has a highly humid tropical
climate with high temperatures from March to May (max.32
degree Celsius). A brief spell of pre-monsoon showers hit the
city sometime during April. The primary source of rain is the
south west monsoon that sets in the first week of June and
continues until November. The city receives significant rains
from the north east monsoon which sets in the second half of
October till November. The average annual rainfall is 1700 mm.
The weather is milder from December until March, when the
skies are clear and the air is crisp. Winters are seldom cold. The
maximum wind speeds is seldom above 74 km/hr during
monsoon period of June to August. The average humidity of the
city is around 80%. For more details, please see the link
http://en.wikipedia.org/wiki/Thiruvananthapuram
&
www.imd.gov.in
1.4
DEMOGRAPHY.
23
1.5
EDUCATION
CITY ADMINISTRATION.
25
2.0
2.1
HIGHWAYS
Thiruvananthapuram is the 2nd largest city of Kerala with
peak hour peak direction traffic of 7000 along the busy
National Highway corridor of the city which is likely to go
up to 14,000 in the horizon year 2041.
Today the only mode of Public transport system available
in the city is bus services, both privately owned and
Government owned through Kerala State Road Transport
Corporation (KSRTC). Total bus fleet operating within
Thiruvananthapuram is totally inadequate to carry even
the present level of traffic, with the result, the number of
private cars and two wheelers are increasing at an
alarming rate resulting in heavy congestion, low average
speed of vehicle and high level of pollution apart from an
alarming rate of road accidents.
2.2 RAILWAYS
There is a Railway Division in the city. The main railway
station has 5 platforms with 18 railway lines with more than
100 train operations/day. The station handles nearly 200,000
passengers per day and is the largest and busiest railway
station in the state. The Station building is a historic structure
built entire using rock masonry in 1931.
The High Speed Railway line from Thiruvananthapuram
to Kasargod now under consideration by the State will also pass
through the city and will have a Railway station at Kochuveli
near the city.
26
2.3
AIRWAYS
27
28
General
CIVIL STRUCTURES
4.2.1 The track beams for up and down tracks, are carried over
circular pillars of about 1000 mm diameter generally located
along the median of the road. The pier heads should have a
minimum clearance of 5.50 M above the road level. In certain
locations, the track beams have to be carried on cantilever and
at some locations the track beams are carried over portals. The
track beams which are hollow in the center portion and solid at
the ends are cast with 3 dimension accuracy at a central casting
Depot proposed to be located in the car Depot yard itself and
then carried by road trailers to the erection sites and lifted by
heavy duty cranes. Then they are stitched together and prestressed over 5 spans to make one continuous girder. At the
expansion joints special tongue and grove type steel metallic
bearings are used.
29
5.1
Year
Design
PPHPD
Daily
Ridership
Average
Lead (KM)
9000
Daily
PassengerKM
3110560
2018
349918
8.89
2021
10000
3271560
370810
8.82
2031
12000
3298160
435372
7.58
2041
14000
4737430
511510
9.26
2019-20
2.46
2021-22
2.67
2031-32
2.88
2041-42
3.27
31
Length
Width
Height
Leading Car
upto 16.00 m
upto 3.15 m
upto 4.05 m
upto 3.15 m
upto 4.05 m
32
2017
2021
2031
Trainset length
48 m
48 m
48 m
(appx.)
Head way
<4.5
< 4.0
< 3.75
(Minutes)
Max. PHPDT
7215
7874
8524
Demand
PHPDT Capacity
7000
7875
8400
Available
(9000)*
(10125)* (10800)*
@ 8 persons per square meter of standee area
6.4
2041
48 m
< 2.75
10918
11455
(14727)*
Rake Requirement.
Based on Train formation and headway as decided above
to meet Peak Hour Peak Direction Traffic Demand, Rake
requirements has been calculated and tabulated below.
YEAR
Headway
(Minute)
No. of rakes for
train set
6.5
2017
< 4.5
22
2021
< 4
24
2031
< 3.75
26
2041
< 2.75
35
Car Depot
The Depot is located over a 12.15ctares of Govt. land near
Pallipuram CRPF Camp. The Depot will have facilities for
stabling the trains overnight, inspection facilities and
workshop facilities. The Operation Control Centre (OCC)
will be located in the Car Depot. The general layout and
33
6.8
6.9 TICKETING
The ticketing system shall be simple, easy to use/operate
and maintain, easy on accounting facilities, capable of issuing
single/multiple journey tickets, amenable for quick fare changes
and require overall lesser manpower. In view of above, computer
based automatic fare collection system is proposed. For Multiple
Journey, the Store Value Smart Card shall be utilized and for
the Single Journey, the media shall be Contactless Smart
Token.
The AFC equipment shall be provided at each station at
convenient locations and will be connected to a Local Area
Network with a Computer in Station Masters room.
Proposed fare Structure in 2018-2019
Distance in
KMs
0-2
2-4
4-6
6-9
9-12
12-15
15-18
18-24
Staff costs
(ii)
(iii)
37
GOVERNMENT OF KERALA
KERALA MONORAIL
CORPORATION LIMITED
Part II
APPLICATION DOCUMENT
38
Table of contents
Sl.No Item
Page No.
Disclaimer
40
41
Introduction
43
Instructions to Applicants
44
Key details
47
Bid structure
48
Eligibility criteria
50
Disqualification
57
Evaluation
59
10
Bid variable
60
11
Applicants Responsibility
61
12
Clarifications
62
13
Governing Law
62
14
Validity period
63
15
64
16
67
17
71
18
83
19
85
87
22
23
90
20
21
86
88
39
1 DISCLAIMER
1.1 The information contained in this Expression of Interest
40
2 DEFINITIONS
In this EOI, unless the context otherwise requires, or expressly stated
to have a different meaning, the following terms and expressions shall
have the meanings assigned to them herein:
(a) Applicant(s)
proprietorship
firm,
partnership
firm
or
company
or
Rupees
or
Rs
41
(h)
ACRONYMS:
ASSOCHAM means The Associated Chambers of Commerce and
s.
Industry of India
t.
u.
v.
w.
x.
y.
z.
PIM
under Part I.
ee. RFP means Request for Proposal
ff.
42
3 INTRODUCTION
3.1 As per the Administrative Sanction accorded by the Government
of Kerala, Kerala Monorail Corporation Limited (KMCL), a wholly
owned Company of the Government of Kerala, (the Project Owner &
Contracting Authority) is initiating the process for selecting exclusive
developer contractor for the purpose of developing the Mono Rail
Systems in the cities of Thiruvananthapuram and Kozhikode on EPC
Turnkey basis. KMCL have engaged DMRC as a General Consultant
to this Project for assistance in this process. Technical and financial
bids for this project shall be invited only from those Applicants who
have been pre-qualified by KMCL through this global EOI. In view of
above, DMRC on behalf of KMCL, calls for Expression of Interest
(EOI) from eligible national and international entities to design,
construct, procure, part finance (through suppliers credit/bilateral
funding to be serviced by KMCL), install, operate, maintain for a
specified period of five years all systems (including but not limited to)
Civil Structures, Rolling Stock, Traction, Signalling and
Telecommunication,, Depot, Automatic fare collection and other
systems required for operation of Mono Rail Services in the respective
cities.
43
(b)
(e)
Set out the proposed time table for the Award of the
Contract.
4. INSTRUCTIONS TO APPLICANT(S)
4.1 The EOI proposal shall be submitted in a sealed envelope and
the outer cover shall be prominently marked as Expression of
Interest-cum Submission for the proposed Monorail Projects at
Thiruvananthapuram and Kozhikode Cities and delivered at the
address given in para 5.3.
4.2 All costs incurred by the Applicant for doing due diligence on the
Project, for preparing the EOI document and any other associated
cost including that of
submitting the EOI, cost of attending
discussion, pre-submission meetings/ pre-bid meetings/ site visit or
any other cost or expenses what so ever shall be exclusively borne by
the Applicants themselves.
4.3 The cost of this Bid document is 10,00,000/- INR ( USD 20,000)
and shall be paid at the time of procurement of the EOI documents
when the same is purchased from DMRC. Copy of this receipt shall
44
5.
KEY DETAILS
DATE
05/07/2013( on all working
days from 1000 hrs -1700 hrs)
14/08/2013
29/08/2013 at 1500 hrs
10/09/2013
17/09/2013
document
Date & time of opening of EOI
01/10/2013
1505 hrs of 01/10/2013
47
5.2
This EOI document can be procured on payment of Rs.
10,00,000/- from the office of Chief Engineer/Tender, Delhi Metro
Rail Corporation Limited,5th Floor, A-wing, Metro Bhawan, Fire
Brigade Lane, Barakhambha Road, New Delhi- 110001.Tel: 01123415838, Fax: 011-23417908. They can also be downloaded from
the DMRC website www.delhimetrorail.com.
5.3
The completed EOI application shall be sent by post/courier
only to Chief Engineer/Tender, Delhi Metro Rail Corporation
Limited,5th Floor, A-wing, Metro Bhawan, Fire Brigade Lane,
Barakhambha Road, New Delhi- 110001.Tel: 011-23415838, Fax:
011-23417908, before the dead line shown in table 5.1 given above.
5.4 This EOI documents consists of:
Part I The Project Information Memorandum
Part II The Application Document with Annexures I, II, and III.
PartIIIThe Proformas1-4,Annexures IV & IVA,V&VA,VI and VII.
The Detailed Project Reports in respect of the two cities of
Thiruvananthapuram and Kozhikode in two separate volumes.
5.5 Completed Applications shall be submitted to the Address given
in Annexure I Part II, see para 5.3and shall contain:
1) The covering letter in Annexure I part II
2) The duly signed Application Document in Part II
3) The duly filled up and signed Proformas and Annexures
in Part II and III of this document
4) The receipt or the DD/Pay order as the case may be for
the non- refundable document cost of Rs. 10,00, 000/(USD 20,000) in the form specified in para 4.3 part II.
5) Any other additional details as specified or found
required.
49
7 ELIGIBILITY CRITERIA
To
be
eligible,
Applicants
shall
be
Proprietorship
firms/Partnership firms/companies/ Consortia/ joint venture coming
together to implement the project and Operate and Maintain the
same for three years and who meet the eligibility criteria prescribed
in para 7 of this EOI. The criteria for disqualification is given in para
8 below.
7.1
A non-Indian firm is permitted to
consortium arrangement with any other
minimum 26% participation or their
registered in India under Companys
participation.
7.2 An Applicant shall submit only one bid in the same tendering
process, either individually as an Applicant or as a partner of a
JV/Consortium. An Applicant who submits or participates in more
than one bid will cause all of the proposals in which the Applicant
has participated to be disqualified.
7.3 Applicants shall not have a conflict of Interest. All Applicants
found to have a conflict of interest shall be disqualified. Following
shall be termed as Conflict of Interest:
a. An Applicant has been engaged by the Government of Kerala or
50
S.No
1
Yes
NO
Delivery Record
Has the Bidder/Consortium/Joint Venture or its
members, individually or jointly as a member of other
51
1.1
1.2
1.3
52
1.4
Operation performance
Out of 120 or more cars commissioned in accordance
with S.No. 1 above, have minimum of total 75 monorail
cars have completed satisfactory revenue operation for
more than five(5) years as on 31.08.2013.
1.5
Has
the bidder satisfactorily completed minimum
aggregate 10 Kms of monorail project(s) with atleast one
work ( Turnkey Monorail project) of not less than 5 Km in
last 20 years, which should be operational since last
more than 5 years as on 31.08.2013
1.6
1.7
2.0
Propulsion system
Does any Member of the Consortium/Joint Venture
individually or its Parent company or its group companies
have cumulative experience of minimum ten(10) years, as
on 31.08.2013, in the Design and Manufacturing of
Propulsion Equipments (Traction Inverter, AuxiliaryConverter Inverter and Traction Motor) for metro rolling
stock
AND
Do the propulsion equipments supplied have been in
satisfactory revenue operation for at least five (5) years,
as on 31.08.2013, in minimum aggregate 100 cars
comprising of both powered and non-powered cars,
supplied against minimum two(2) different contracts of
Metro/Monorail system in minimum two(2) different
countries outside the country of origin.
Note: The bidder shall enclose all necessary information to prove the
compliance to each para of the eligibility criteria as above.
No answer to .any question 1, 1.1, 1.2, 1.3, 1.4, 1.5, 1.6,1.7 and 2
will disqualify the Applicant.
53
54
c.
d.
e.
7.12
Additional
Pre-qualification
Suppliers/Bilateral Concessional Credit:
Requirement
of
Consortium Members
Responsibility:
to
have
Joint
and
Several
The Lead Member (i.e. the Rolling Stock Supplier) and other
members of the consortium shall be committed to construct
and commission and operate and maintain the Monorail
Systems in two cities for Three Years.
For the purpose of this one member of the Consortium shall
have experience of Operating and Maintaining Monorail
Systems for a minimum period of 3 years or alternatively the
consortium shall evidence a Memorandum of Understanding
(MoU) with a Company having such experience is signed to
undertake O&M for which the responsibility shall rest with the
Applicant.
Interse responsibility of different members of the Consortium
towards Construction and Operations and Maintenance of the
Project for Three Years shall be clearly delineated in EOI
Application
8 DISQUALIFICATION
KMCL requires that Applicants for this EOI and throughout the
bidding process observe the highest standard of ethics. In
pursuance of this policy, KMCL:
57
(a) defines, for the purpose of these provisions, the terms set forth
below as follows:
following
will
be
additional
grounds
for
58
9.1
9.2
9.3
9.4
9.5
9.6
10
BID VARIABLE
Bilateral Debt shall apply at the RFP stage as well. It is expected that
the bid variable shall be lowest consolidated amount for completing
the construction of the Project at both the cities upto Revenue
Operations Date. For the cost of Operations and Maintenance a
separate Business Plan for three year O&M shall be submitted along
with the RFP document. KMCL shall negotiate the O&M cost as per
the Business Plan and KMCL shall retain the right to award a
separate O&M contract to the selected bidder.
11
APPLICANTS RESPONSIBILITY
2.
3.
12
CLARIFICATION ON EOI
13
GOVERNING LAW
The governing law for the purpose of this EOI and all further
stages including this prequalification process are the laws of India
and courts of Thiruvananthapuram shall have full jurisdiction
considering any matter arising out of this EOI and the bidding
process.
62
63
Annexure I
Chief Engineer/Tender
Delhi Metro Rail Corporation Limited,
5th Floor, A-wing, Metro Bhawan,
Fire Brigade Lane,
Barakhambha Road,
New Delhi- 110001.
(Applicant to Provide Date and Reference)
Dear Sir,
LETTER FOR APPLICATION
(a)
(b)
(c)
(d)
i)
ii)
iii)
64
(e)
(f)
Contact 1
Name
Telephone 1
E Mail
ADDRESS
(g)
(h)
of all
ii)
65
(i)
(j)
NAME
In the Capacity of
Signed
..
Date
66
Annexure II
POWER OF ATTORNEY
Know all men by these presents, we ____________________(name and
address of the registered office of the Sole Applicant / Lead Member)
do hereby constitute, appoint and authorize Mr. / Ms.
__________________resident of
___________(name and address of
residence) who is presently employed with us and holding the
position of ______________ as our attorney, to do in our name and on
our behalf, all such acts, deeds and things necessary in connection
with or incidental to the bid of the consortium consisting of
_____,_________ and ________(please state the name and address of the
members of the consortium) for the Mono Rail Projects at
Thiruvananthapuram and Kozhikode (the Project) including signing
and submission of all documents and providing information /
responses to the KMCL/DMRC, representing us in all matters in
connection with our Application for Project.
We hereby agree to ratify all acts, deeds and things lawfully done by
our said attorney pursuant to this Power of Attorney and that all
acts, deeds and things done by our aforesaid attorney shall and shall
always be deemed to have been done by us.
For
(Signature)
(Name, Title and Address)
Accepted
.(Signature)
67
Notes:
(a) To be executed by the sole Applicant or the Lead Member in
case of a Consortium.
(b) The mode of execution of Power of Attorney should be in
accordance with the procedure, if any, laid down by the
applicable law and the charter documents of the
executant(s) and when it is so required the same should be
under common seal affixed in accordance with the required
procedure.
(c) Also, wherever required, the executant(s) should submit for
verification the extract of the charter documents and
documents such as a resolution / Power of attorney in
favour of the Person executing this Power of Attorney for the
delegation of power hereunder on behalf of the executant(s).
(d) Whereas KMCL has invited applications from interested
parties for Design, Procure, part Finance, Install, Operate,
Maintain and Transfer of all systems including all Civil
Structures, Rolling Stock, Electrification, Track, Signaling
and Telecommunication, Air Conditioning, Automatic Fare
Collection,, Depot and other facilities required for a
successful Mono Rail Project and where whereas, the
members of the Consortium are interested in applying for
the Project and implementing the Project in accordance with
the terms and conditions of the Expression of Interest (EOI),
and other subsequent documents such as the Request for
Proposal (RFP), Contract Agreement and other connected
documents in respect of the Project, and Whereas, it is
necessary under the EOI for the members of the Consortium
to designate one of them as the Lead Member with all
necessary power and authority to do for and on behalf of the
Consortium, all acts, deeds and things as may be necessary
in connection with the Consortiums Application for the
Project or in the alternative to appoint one of them as the
Lead Member who, acting jointly, would have all necessary
power and authority to do all acts, deeds and things on
behalf of the Consortium, as may be necessary in
connection with the Consortiums Application for the
Project,
68
We,
M/s______________,
M/s___________________,
M/s
___________________ and M/s (the respective names of the members
along with address of their registered offices) do hereby designate
M/s _____________________(name along with address of the registered
office) being one of the members of the Consortium, as the Lead
Member of the Consortium, to do on behalf of the Consortium, all or
any of the acts, deed or things necessary or incidental to the
Consortiums Application for the Project, including submission of
Application, participating in conference, responding to queries,
submission of information / documents and generally to represent
the Consortium in all its dealings with KMCL/DMRC, any other
Government Agency or any person, in connection with Project until
culmination of the process of application, pre-qualification, short
listing of bidder and thereafter till the Contract Agreement is entered
into with KMCL.
OR
69
We hereby agree to ratify all acts, deeds and things lawfully done by
Lead Member our said attorney pursuant to this Power of Attorney
and that all acts, deeds and things done by our aforesaid attorney.
Dated this ______________day of _____________2013_.
[Executant(s)]
(To be executed by all the members in the Consortium)
Note:
(a) The mode of execution of the Power of Attorney should be in
accordance with the procedure, if any, laid down by the applicable
law and the charter documents of the executant(s) and when it is so
required the same should be under common seal affixed in
accordance with the required procedure.
(b) Also wherever required, the executant(s) should submit for
verification the extract of the charter documents and documents such
as resolution/ Power of attorney in favour of the person executing
this Power of attorney for the designation of power hereunder on
behalf of the applicant.
70
Annexure III
This Memorandum of Understanding (MoU) entered into this
_____day of _______ 2013 at ______
Among
(hereinafter referred as __________) and having office at
______________, India Party of the First Part
And
And
That the Parties will form a joint venture with the shareholding
commitments expressly stated and the parties individually and
collectively shall be responsible jointly and severally during the
construction and commissioning as well as during Five Years
Operations and maintenance period.
2.
3.
That the roles and the responsibilities of each Party at the stage
of Application shall be as follows:
4.
That the Parties shall be jointly and severally liable for the
execution of the Project in accordance with the terms of the
Contract agreement and Operations and Maintenance
Agreement.
5.
That the Parties affirm that they shall implement the Project in
good faith and shall take all necessary steps to see the Project
through expeditiously. They shall not negotiate with any other
party for this Project.
6.
_______________
_______________
_______________
(Party of the first part) (Party of the second part)(Party of the third part)
Witness:
1.
2.
(In case of Consortium to be given separately by each partner)
1.
2.
73
3.
4.
5.
_______________________________
Signed by an authorized officer of the firm
_______________________________
Title of Officer
_______________________________
Name of Firm
______________________________
Date
74
Part III
PROFORMAS
75
PRE-QUALIFICATION QUESTIONNAIRE
Notes:
a)
76
PROFORMA 1
1.
2.
3.
business, etc.)
..
Registered address:
Year of Incorporation
Principal place of business:
Contact person:
...
..
77
78
4.
Legal Status
Registered address
Percentage
..
of business:
.
Country of
participation
(Equity)
.
(2)
..
(3)
..
or Domicile.
A non-Indian firm should have an Indian firm with at least 26% participation in the JV
or should have a wholly owned subsidiary in India registered under the Company s
Act to take part in the Pre-qualification Process.
Only Rolling Stock Supplier of Monorail can be the Lead Partner
Applicants are to present this information in Section 1 on sheets which are to be clearly
referenced as being in response to this Question- 5.
For the Applicant, (in case of group, for each group member), state the following
information
Date of incorporation of organisation.
Names and titles of Directors or Partners.
In Case of non-Indian Company, does the Company or Firm have an office or branch office in India?
If so, provide address(es)
Has the Company or Firm or any Partner of the group ever failed to complete any work awarded or
has been levied liquidated damage for delay in completion of work? If Yes, give explanation.
Has the Firm or Company or any Partner of the group been blacklisted by any Government
Department / PSU in last five years and such black listing continues to subsist.
79
Page
80
State the number of years the Applicant (or each group member) has
been undertaking work similar in scope and nature to the works for
which pre-qualification is sought
Name
10.
No. of years
(1)
(2)
(3)
..
Performance Record
ensure
that
they
provide
all
the
relevant
Information
and
documentary
evidence
associated
with
the
81
11
Work in Hand:
82
Applicant s
Name:
ANNEXURE IV
Location:
Address:
Client:
Client's Representative:
Tel.:
Type of Contract (a) Design and Construct (b) Procure, Install and Test
(c ) Design, manufacture & Install (d) Concession (e) Operation and
Maintenance
Was arbitration /
litigation
83
Commenced?
a) During execution
Were any penalties imposed for
Reasons other than delay. If yes,
give details.
84
Applicant s
Date
roup
name
Page
legal
name
Member s
.G
legal
.. of
Applicant s
Date
roup
name
Page
legal
name
Member s
.G
legal
.. of
No. of
contracts
delayed,
i.e.,
completed
beyond the
original
date of
completion
No. of
contracts
delayed,
i.e.,
completed
beyond the
original
date of
completion
(cost as on
31.08.2013)
(cost
as
31.08.2013)
on
85
Name and
brief
particulars of
Contract
(clearly
indicate the
part of the
work assigned
to the
applicant(s))
Name of
client with
telephone
number
and fax
number
Contract
Value in INR
or in any
other
Currency
(Give only the
value of work
assigned to
the
applicant(s)
(Assume
inflation as
given in
Annexure 2)
Value of
balance work
yet to be
done in
Rupee
equivalent as
on 31.03.13.
(Assume
inflation as
given in
Annexure2)
Page
Original
Completion
Date
Estimated
Completion
Date
.. of
Delay, if
any,
with
reason
.. pages
Value
of work
to be
done
in
20132014
Value
of work
to be
done
in
20142015)
86
Value
of work
to be
done
in
20152016)
2013-14
2014-15
2015-16
This information should be for all the works in progress including those
listed in Annexure-3.
* Applicant (each member of the group) should provide information on their
current commitments or all contracts that have been awarded or for which
a letter of intent or acceptance has been received or for contracts
approaching completion but for which a completion certificate is yet to be
issued.
** This figure should also include the year-wise break-up of part value of works
to be executed in the three years period ending 31.3.2013 even if completion
of such works spills over beyond this period
87
Date
Page
.. of
S.
N.
2010-11
1.
TOTAL ASSETS
2.
CURRENT ASSETS
3.
TOTAL LIABILITIES
4.
CURRENT LIABILITIES
5.
PROFITS
2011-12
2012-13
BEFORE
TAXES
6.
7.
NET WORTH
[= 1 3]
8.
WORKING CAPITAL
[=2 4]
9.
ANNUAL TURNOVER
10
.
AVERAGE
ANNUAL
CASH ACCRUAL
Attached copies of the audited balance sheets, including all related notes, income
statements for the last five years, as indicated above, complying with the following
conditions.
o
All such documents reflect the financial data of the Applicant or partner to a
88
Financial data of each year submitted in foreign currency shall be converted to Equivalent
INR at the exchange rate of RBI prevailing on 31st March of the respective year or the date
of closing of financial year.
89
ANNEXURE VII
Important Note:
a.
No. Criteria
1
Has the Applicant abandoned any work in the last five years
or has it been blacklisted or terminated for failure to
perform by any Government or other client?
2
Has the Applicant involved in frequent litigation in the last 5
years?
3
Has the Applicant paid liquidated damages 10% or more of
the contract value due to delay or penalized due to any other
reason in the last five years?
4
Has any misleading information been given in the
application?
5
Has the Applicant suffered Bankruptcy/Insolvency in the
last five years?
6
Is the working capital of the Applicant (in case of
JV/Consortium, Working capital will be the total sum of
Working capital of each member) less than 3 billion INR?
7
Is the Annual Profit before Tax (lead member in case of
JV/Consortium) negative in more than three years out of the
last five years?
8
Is the Average Annual Turnover of the applicant less than
Rs. 12 billion INR?
9
Is the Net worth of Applicant < 3 billion INR ?
Yes No
90
91