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Waldron Facultylunch Indigeneity PDF
Waldron Facultylunch Indigeneity PDF
I attach written versions of two recent lectures I have given one in Wellington
last December and one in Tel Aviv last June on the theme of occupation and
settlement. The first the Wellington lecture poses some hard questions about the
notion of indigeneity and the rights of indigenous peoples. I remain unpersuaded that the
general duty of a government to do justice to all the people living in a territory is
trumped by any special duty it owes to those of the inhabitants who can claim indigenous
descent. The second lecture the one given in Tel Aviv begins on p. 29. It takes some
work that I have done over the past twenty years on issues relating to historic injustice
(its rectification and supersession) and applies that to the difficult situation of relatively
recent settlements in the territories of the Gaza Strip, the Golan Heights, and the West
Bank occupied by Israeli forces since 1967.
The essays are united by their insistence on a principle which I have called
elsewhere the principle of proximity. The principle of proximity holds that people
have a paramount duty to come to terms with, and to deal justly with, those with whom,
they are, in Kants phrase, unavoidably side by side in a given territory, irrespective of
cultural or national affinity, irrespective of issues about whose ancestors were here first,
irrespective of any history of injustice that may have attached to the process by which
these people came to be side by side in the that territory. I regard this as a fundamental
principle of political theory, though it is routinely denied by modern communitarians,
nationalists, and defenders of identity politics. Its effect, in the context of the present
papers, is to deny that nay special privilege attaches to the original or indigenous
inhabitants of the land and to deny also that any special opprobrium attaches to settlers
or settlements, so far as duties of justice or the basis of political organization are
concerned.
Indigeneity?
First Peoples and Last Occupancy*
Jeremy Waldron
Maurice & Hilda Friedman Professor of Law
Columbia University, New York
1. An abstract question
I want to begin by apologizing for the title that I have given this lecture. The term
"indigeneity" is something of a mouthful. You won't find it in the Oxford English
Dictionary, which insists on "indigenousness" or the ugly "indigenity" (which it
describes as rare). Like its near-synonym, "aboriginality," the word "indigeneity"
forms an abstract noun from a term we use to apply to certain peoples living in the
world. The Oxford English Dictionary defines "aboriginality" as "[t]he quality of
being aboriginal; existence in or possession of a land at the earliest stage of its
history."1 In a similar way, "indigeneity" is derived from "indigenous" which
means "[b]orn or produced naturally in a land or region; native or belonging
naturally to (the soil, region, etc.)," from indu, an old Latin root meaning "within"
(like the Greek <*@<, endon) and gignere meaning "to beget."2
*
A large number of people, in New Zealand and elsewhere, have discussed these issues with me in a way
that has been helpful to the development of this lecture. I am particularly grateful to Chief Justice Sian Elias, and
Hon. Justices David Baragwanath, Kenneth Keith, John McGrath, Bruce Robertson, and John Smellie; and also to
Ismay Barwell, Susan Bathgate, Andrew Butler, Claire Charters, Michael Doogan, Rachael Ennor, Alex Frame,
Claudia Geiringer, Maurice Goldsmith, Briar Gordon, Mark Henaghan, Les Holborow, Kirstin Howard, Will Kymlicka,
Ian Macduff, Bill Mansefield, Matthew Palmer, John Robson, Carol Sanger, Fergus Sinclair, Gwen Taylor, Jindra
Tichy, Bridget Waldron, and Tania Warburton. Emphatically: they are not responsible for what follows; many of
them will disagree with what I have made out of the advice and the materials they provided for me.
2
Ibid. The etymology of "indigenous" is from Late Latin indigenus, from Latin indigena, n., native, from
Old Latin indu, endo in, within + Latin gignere to beget.
3
"Iwi" is a Maori word referring to tribal groups. "Hapu" is similar, referring to sub-tribal kinship
communities, on a somewhat smaller scale than iwi. [NZ readers should bear with these little italicized
explanations: they are for the benefit of non-NZ readers.]
4
"Pakeha" is a Maori word used to refer to Europeans. It is used now as a term of self-reference by New
Zealanders of European descent as well. I believe it originally menat something like goblins.
5
Bi-national, perhaps, recognizing that the polity was founded in the union of two nations (just as the
United Kingdom is tri-national); but why bi-cultural? For a suggestion that "bi-cultural" is just a more popular
surrogate for "bi-national," see Augie Fleras, "Politicizing Indigeneity: Ethno-politics in White Settler Dominions," in
Paul Havemann (ed.) Indigenous Peoples' Rights in Australia, Canada, and New Zealand (Auckland: Oxford
University Press, 1999), p. 207.
(And we must remember that if we are asking a question about the impact of
the abstract concept indigeneity - asking what it adds to our description of the
situation here in New Zealand - then what it adds ought to be roughly the same as
what it adds in other situations, in Australia, for example, or in North America. If
you have a society that is ostensibly multi-cultural, comprising communities of
many different groups - some the descendants of settlers, a large number of
diverse immigrant groups, as well as the descendants of slaves, migrant workers,
earlier colonists (Hispanic or French), and so on, and also some communities to
which the term "indigenous" can be applied - if you have that multi-cultural
reality, does the presence of the last of these groups, the indigenous peoples,
justify describing the society as bi-cultural rather than multi-cultural? Is that how
we should describe Canada, for example, or the United States? And if - as I
believe - such a description would be preposterous in North America, then why
exactly does the concept of indigeneity make this peculiar difference in New
Zealand?)
Similar questions may be asked about our history? In a process where we
are currently trying to come to terms with various forms of injustice perpetrated in
New Zealand over the past 150 years, how important is it to bear in mind that
these were not just any old injustices but injustices perpetrated against the
indigenous inhabitants of these islands. No doubt the Crown acted oppressively to
many groups; no doubt it still does. But it is widely believed that injustices
perpetrated against Maori, or against particular iwi in particular areas of
Aotearoa,6 are more egregious or in some other sense specially salient, not only
on account of their extent and their human consequences, but just because they
were perpetrated against tangata whenua - the original people of the land.
Or, to shift the focus slightly: the Treaty of Waitangi7 has been given a
status in our constitution that is plainly superior to the status accorded to other
treaties that the Crown has entered into (plainly superior to ANZUS, for
example).8 In considering the importance of the Treaty after all these years -
7
The Treaty of Waitangi, signed in 1840, between Maori chiefs and a representative of the British crown,
whereby the chiefs ceded sovereignty to the Crown, in return for guarantees of security, respect for their
chieftainship, and the protection of their property, their treasures, and their cultural and economic rights. For
transcripts and translations, see
http://aotearoa.wellington.net.nz/back/treat.htm
8
ANZUS is the common defense treaty between Australia, New Zealand and the United States. The
United States suspended its defense guarantees to New Zealand under ANZUS in 1986 as punishment for New
Zealand's anti-nuclear policy.
indeed, well after the normal half-life of most treatises between peoples - how
important is it that this was a treaty between the Crown and not just any people but
between the Crown and the indigenous peoples of this land which the Crown now
purports to govern? In the considering the manner in which it is interpreted9 - a
style of interpretation, I might add, that would bring envious tears to the eyes of
the most activist liberal on the American Supreme Court - how important is it that
the text of the Treaty is not just any text but one that bears the signature of the
chiefs of the indigenous peoples of New Zealand?
So that's the sort of question I wish to ask. What is important about
indigeneity? And I want to ask also what principles or what legal or political ideas
does indigeneity invoke, which explain its importance? One particular idea which I should like to pursue quite closely in this evening's lecture is this. Long
before people became interested in indigeneity as such, or in the post-colonial
situation of indigenous peoples, or in the public morality and constitutional law of
settler societies - long before people took an interest in any of that, legal and
political thought in our tradition came up with what is known as the Principle of
First Occupancy. It's a principle that holds that the first person, or the first people,
to take possession of a piece of land acquire special rights over it, so far as
property and sovereignty are concerned. Many who now talk about indigeneity
seem to believe that this venerable principle is key to understanding the
importance that attaches to the description of a people as indigenous. It is key,
they say, to distinguishing the claims of groups like Maori or Native Americans
from the claims of other groups - like immigrant groups or the descendants of
slaves - in these modern societies. That's what I want to discuss. My fear is that
theorists of indigeneity have taken up this Principle of First Occupancy without
sufficient examination: they have taken it up in a relatively uncritical way. I think
it needs more careful examination.
Three caveats before I go any further. (1) Though we are gathered here this
evening in Wellington, this is not just a talk about New Zealand, but about
indigeneity in all the contexts in which the term is employed. (2) It is not an
exhaustive treatment of indigeneity. There are aspects of this topic that I will not
have time to discuss at all, but which do need discussion. I think particularly of
the issue of cultural rights, and of the special concern that a people may have for
9
See Matthew Palmer, "The Treaty of Waitangi in Legislation," New Zealand Law Journal, June 2001, 207
at 209-10.
the preservation of their culture in its original habitat,10 which may well
distinguish their claims - and distinguish them honorably - from cultural claims
put forward by (say) immigrant groups.11 I am not going to discuss that this
evening, though I have written on cultural rights elsewhere;12 and this lecture
forms part of a larger project in which those issues will be extensively discussed.13
There are also some further problems with indigeneity that I will not discuss, in
particular the notion of descent - as in "indigenous peoples are the descendants of
the original inhabitants of a territory." I will not discuss those problems, though I
am persuaded by some things that Bill Oliver says in Coates and McHugh's Living
Relationships volume that this too is a difficulty.14 (3) I am conscious that I am
not the first to address these issues. Alison Quentin-Baxter is the editor of a
substantial volume on the rights of indigenous peoples;15 and as we shall see two
other New Zealanders - Benedict Kingsbury (of NYU)16 and F.M. (Jock)
10
"The fundamental importance of cultural survival ... is the point of the whole process." - Joe Williams, "A
Summing up," in Alison Quentin-Baxter (ed.) Recognising the Rights of Indigenous Peoples (Wellington: Institute
of Policy Studies, 1998) at 191. See also Ken S. Coates, "International Perspectives on Relations with Indigenous
Peoples," in Ken S. Coates and P.G. McHugh (eds.) Living Relationships: The Treaty of Waitangi in the New
Millennium (Wellington" Victoria University Press, 1998), p. 73.
11
There are other also issues about the status and responsibilities of immigrants, which distinguish them
necessarily from indigenous peoples. Consider this point (put forward originally in a Canadian context): "'The
Indians, the Inuit and the Metis did not immigrate to Canada as individuals or families who expected to be
assimilated. Immigrants chose to come here and to submit to Canadian laws and institutions.' (Thomas Berger, as
quoted in Benedict Kingsbury, "Competing Conceptual Approaches to Indigenous Group Issues in New Zealand
Law," Univ. of Toronto Law Journal, 52 (2002), 101, at p. 123.).
And there are issues about modes of life - forms of economy that are more subsistence-based, oriented
towards living off the land, in contrast with modern urbanized economies; sometimes notions of indigeneity pick
up on that. See Coates, "International Perspectives," supra note 10, at pp. ___.
12
My publications on this include: 'Minority Cultures and the Cosmopolitan Alternative,' University of Michigan Journal of
Law Reform, 25 (1992), 751-92 (reprinted in Will Kymlicka (ed.) The Rights of Minority Cultures (Oxford: Oxford University Press, 1995);
'Multiculturalism and Melange,' in Public Education in a Multicultural Society, ed. Robert Fullinwider (Cambridge University Press, 1996) ;
Cultural Identity and Civic Responsibility, in Will Kymlicka and Wayne Norman (eds.) Citizenship in Diverse Societies (Oxford: Oxford
University Press, 2000); Taking Group Rights Seriously, in Grant Huscroft & Paul Rishworth (eds.) Litigating Rights:
Perspectives from Domestic and International Law (Oxford: Hart Publishing, 2002), 203-220; "One Law for All:
The Logic of Cultural Accommodation," Washington and Lee Law Review (forthcoming late 2002).
13
Jeremy Waldron, Cosmopolitan Right (in draft; under contract to Oxford University Press).
14
W.H. Oliver, "The Fragility of Pakeha Support," in Coates and McHugh, Living Relationships, supra note
10 , p. 223: "Many of those groups to which the rights are ascribed today have a history of massive and
continuing change, and a complicated multiple ancestry."
15
Quentin-Baxter, Recognising the Rights of Indigenous Peoples, supra note 10. [Dr. Quentin-Baxter is
the wife of the professor in whose memory this lecture was given.]
16
Benedict Kingsbury:"'Indigenous Peoples' in International Law: A Constructivist Approach to the Asian
Controversy," American Journal of International Law, 92 (1998) 414-57; "Competing Conceptual Approaches,"
supra note 11; "Reconciling Five Competing Conceptual Structures of Indigenous Peoples' Claims in International
and Comparative Law," New York University School of Law Journal of International Law and Politics, 34 (2001),
189.
F.M. Brookfield, Waitangi and Indigenous Rights: Revolution, Law and Legitimation (Auckland: Auckland
University Press, 1999).
18
See Jeremy Waldron, 'Redressing Historic Injustice,' University of Toronto Law Journal, 52 (2002), 135-60. See also
Jeremy Waldron, 'Superseding Historic Injustice,' Ethics 103 (October 1992), 4-28. An earlier version of the Ethics paper was published as
'Historic Injustice: Its Remembrance and Supersession,' in Oddie and Perrett (eds.) Justice, Ethics and New Zealand Society (Auckland: Oxford
University Press, 1992)
19
Jeremy Waldron, The Right to Private Property (Oxford: Clarendon Press, 1988).
20
John Rawls, A Theory of Justice (Cambridge: Harvard University Press, 1971) and Justice as Fairness: A
Briefer Restatement (Cambridge: Harvard University Press, 2001).
22
Cf. Robert Nozick, Anarchy, State and Utopia (Oxford: Basil Blackwell, 1974), Ch. 7. Cf. John Locke,
Two Treatises of Government [1689], ed. Peter Laslett (Cambridge: Cambridge University Press, 1988], II, Ch.
V.
23
Ivison et al., Political Theory and the Rights of Indigenous Peoples, supra note 21, p. 3.
24
Who?
25
Cited by Kingsbury, "'Indigenous Peoples' in International Law," supra note 16, at p. 422.
26
Idem.
27
S. James Anaya, Indigenous Peoples in International Law (Oxford: Oxford University Press), p. 3:
"Today, the term indigenous refers broadly to the living descendants of preinvasion inhabitants of lands now
dominated by others. Indigenous peoples, nations, or communities, are culturally distinctive groups that find
themselves engulfed by settler societies born of the forces of empire and conquest. The diverse surviving Indian
communities and nations of the Western hemisphere, the Inuit and Aleut of the Arctic, the Aborigines of Australia,
the Maori of New Zealand, the Tribal peoples of Asia, and other such groups are among those generally regarded
as indigenous. They are indigenous because their ancestral roots are imbedded in the lands in which they live, or
would like to live, much more deeply than the roots of more powerful sectors of society living on the same lands
or in close proximity."
countries, which have recognized the indigeneity of the Sami peoples despite the
fact that the peoples relative to whom the Sami are said to be indigenous have also
occupied the lands in question for millennia.29 Type (b) definitions often suggest
not just temporal priority - the indigenous peoples were here before the settlers but also a great disparity between the few generations that have passed since
colonization compared to the millennia in which their indigenous predecessors
occupied the territory. (This aspect makes it quite difficult to define indigeneity
with regard to certain groups in South Africa.)
These conundrums of definition are very well known in the industry. As
Ben Kingsbury observed in 1998, "[t]he development of "indigenous Peoples" as a
significant concept in international practice has not been accompanied by any
general agreement as to its meaning."30 The conundrums and controversies have
become particularly important in Asian countries where there is considerable
resistance to any definition of indigeneity that does not reference colonization. As
Kingsbury notes, "several governments of Asian states argue that the concept of
'indigenous peoples' is so integrally a product of the common experience of
European colonial settlement as to be fundamentally inapplicable to those parts of
Asia [like China] that did not experience substantial European settlement."31 (And
again, I guess one can acknowledge that point, but still try to refine an analytic
definition in order to see whether indigeneity adds anything to whatever other
reasons there are for concern and outrage over the injustices attendant on
European imperialism.)
I should say that it is not my intention to make anything of this definitional
uncertainty as such. Kingsbury may well be right when he suggests that
traditional analytic or positivist modes of definition are inappropriate.32 The Draft
U.N. Declaration of the Rights of Indigenous Peoples at present contains no
definition at all, and it may be that that is the most sensible course.33 People warn
that the experiences and predicaments of First Peoples in various parts of the
world are quite different, which, if true, may mean that the term "indigenous" tells
29
Brookfield, Waitangi and Indigenous Rights, supra note 17, at p. 78, quoting Sanders [1996] 2 CNLR
20, at 21
30
31
Ibid., p. 418.
32
Ibid., p. 457.
33
See in Anaya, Indigenous Peoples, supra note 28, at pp. 185 ff.
10
us very little.34 Ken Coates suggests that the point is to let indigenous peoples
define themselves,35 though that of course assumes that non-indigenous peoples
under some definition will not muscle in on the act or spoil some implicitly shared
sense of what all First Peoples have in common. What I do think is that the
definitional uncertainties reflect an instructive ambivalence as to the basis of
indigeneity's importance. In international law circles, I think a consensus has
moved towards type (b) definitions of indigeneity - that is definitions like the one
in ILO Convention 169 of 1989, which talks about people being "regarded as
indigenous on account of their descent from populations which inhabited the
country ... at the time of conquest or colonization or the establishment of present
state boundaries." 36 (Though interestingly this is not a convention that New
Zealand has signed.) 37 If that is so, then the points that I would like to make about
the moral significance of indigeneity can be made pretty easily; but the case is
more complex, though I think no less convincing, when we fall back on a type (a)
definition.
3. The significance of indigeneity
As I said a moment ago, indigeneity is often said to be of special significance for
issues of property and for issues of lordship, sovereignty, political control, and
self-determination. We have seen that indigeneity is always defined relative to a
given territory and the special relationship to the land that is key to most
indigeneity claims means that the issue is bound to affect property, the distribution
of resources, and resource use policies as well as issues relating to sovereignty.38
So: those who believe that indigeneity is important believe that its
importance consists in the challenge it poses to current patterns of sovereignty and
property rights. The logic is quite simple. Indigenous peoples were not just
hanging around in New Zealand, Australia or North America, waiting to be
34
35
36
Article 1 (1)(a) of ILO Convention (# 169) concerning Indigenous and Tribal Peoples, Adopted at
Geneva, June 27, 1989. (Excerpted in Anaya, Indigenous Peoples, supra note 28, p. 194.)
37
http://www.mft.govt.nz/speech/minspeeches/unindigen.html
38
It is also said to be important for cultural rights and language issues, though there, of course, the
precedence that it asserts over other cultural or language-rights claims depends in part on the special significance
that it is supposed to have in respect of land, property, territory and sovereignty. See Joseph H. Carens,
"Democracy and Respect for Difference: The Case of Fiji," in his collection Culture, Citizenship, and Community: A
Contextual Exploration of Justice as Evenhandedness (Oxford: Oxford University Press, 2000).
11
colonized. They were already living and thriving with their own systems of polity,
law, and economy. Those systems of polity, law, and economy were here first;
and they have a continuing status that is secured by that priority. Colonization
disrupted that, often brutally, sometimes (as initially in New Zealand) despite
formal guarantees that certain existing structures of property and governance
would not be displaced. That brutality, with or without the betrayal of Treaty
guarantees, establishes the current regime of property and sovereignty as
presumptively illegitimate. Now, in some cases where a present regime is judged
illegitimate, the appropriate response is to look forward to arrangements that might
be more just or appropriate. But with this sort of illegitimacy - the illegitimate
disruption of an indigenous regime - the remedy involves looking back to preexisting arrangements, and finding a structure now that is more respectful of those
pre-existing arrangements than the colonial and settler regimes have been to date.
Nothing like this, it is aid, can be claimed by other minorities. Their claims are no
doubt very impressive from a moral point of view, but they are utopian: they look
for justice where it has not yet existed. The claims of indigenous peoples are more
grounded than that, grounded in pre-existing reality. It is, as Australian scholar
Julie Cassidy has argued, a matter of reversion - she means the international law
doctrine of reversion - based on the continuity of de jure sovereignty, even under
adverse conditions like colonization:
The right of an ousted sovereign to have sovereignty restored under the laws
governing belligerent occupation is derived from ultimate de jure title or
territorial sovereignty. Sovereign rights do not inure in a belligerent
occupant, much less an occupant whose entry was unlawful (ex injuria non
oritur jus). The sovereignty of the dispossessed peoples continues, awaiting
reversion, despite the loss of territory and even total illegal annexation. ...
[W]here people have been forcibly subjugated, their sovereign title
continues in abeyance and can later be restored. Even a state which has been
totally extinguished can resume its sovereignty when the resurrected "new"
state and the old pre-colonization state are identical.39
39
Julie Cassidy, "Sovereignty of Aboriginal Peoples," Indiana International and Comparative Law Review, 9
(1998) 65, at 117. She cites the reversion of Hong Kong to People's Republic of China in 1997, the resurrection of
Portugal's sovereignty after the invasion of Philip II of Spain, and - as a rather more problematic example - she
says (ibid, at p. 118) that
"It is also believed the steps taken by the United Nations towards the establishment of the State of Israel
only reinforced the legitimate claims of the Jews to their historical rights. Prior to Israel's re- entry into
these territories, it has been suggested the occupants (i.e., Arabian and Jordanian States) were unlawful
belligerents, who therefore acquired no legal title to the country, despite its annexation. In line with this
12
Of course, one seldom hears an argument for complete reversion to the status quo
that confronted the earliest European colonizers. What people say is that
"[o]bsolete versions of absolute sovereignty are being discarded for indigenous
equivalents that emphasize an autonomy both relative and relational," or
something of the sort.40 Still the claim to pre-existing entitlements is there in the
background, underwriting the widespread belief that governments presently in
power in countries where there are indigenous minorities should be pressured to
make considerable changes in current arrangements for governance and in current
arrangements for land ownership and resource use. The power of the idea of
indigenous entitlement means that it is thought not inappropriate to disrupt current
patterns of property and sovereignty - to shake them up and reorganize them in
various ways - to reflect the priority of self-determination claims and the economic
and proprietorial claims of indigenous peoples.
4. First Occupancy and Established Order
A little while ago, I talked about two approaches to the definition of indigeneity.
What I called the type (a) definition identifies those whose ancestors were the first
to occupy and make a life for their community in the territory in question. The
type (b) definition, by contrast, talks about prior occupancy, not first occupancy.
For this definition it is enough that indigenous peoples occupied and governed the
territory at the time of colonization. For definition (b), it matters not whether the
so-called indigenous people were the first to inhabit a land: what matters is that
they were the last to inhabit it, or be settled in it, before the catastrophic events of
European settlement.
suggestion, many in the international community saw Israel's return to be a legitimate assertion of the
State's right to exercise full sovereignty over its kindred lands.
In discussing - though not necessarily approving of - reversionary claims, Ben Kingsbury (in "Competing
Conceptual Approaches,"supra note 11, at p. 118) offers a different set of examples:
Arguments for the revival of a pre-existing sovereignty differ from arguments for self-determination in
relying on evidence of the former enjoyment of sovereignty rather than on a general entitlement of
modern collectivities to a degree of self-governance. Thus when Estonia, Latvia, and Lithuania broke away
from the Soviet Union in 1991, they claimed simply to be restoring a pre-existing sovereignty that had
been illegally interfered with by unlawful forcible incorporation into the USSR in 1940-1941, although the
attitudes of other states to this juridical claim varied sharply. In New Zealand, the argument is made that
Maori were sovereign prior to 1840, that this collective sovereignty was recognized not only by Busby as
British Resident but by the British government and was never lawfully surrendered, and that it should
now be revived and made operational.
40
Roger Maaka and Augie Fleras, "Engaging with Indigeneity: Tino Rangatiratanga in Aotearoa," in Ivison
et al. (eds.) Political Theory and the Rights of Indigenous Peoples, supra note 21, at p. 93.
13
42
This is a contrast with John Locke's Labor Theory, which is based on something special about labor:
John Locke, Second Treatise, supra note 22, Ch. 5; Waldron, Right to Private Property, supra note 19, Ch. 6.
14
writings on property - though for Locke the elements of labor, cultivation and
perhaps moral desert are crucial, whereas in the pure Principle of First Occupancy,
"occupancy" is a neutral term, referring to more or less any way in which a person
or community might use or take possession of resources. It can include hunting,
gathering, gardening, agriculture, recreation - virtually any form of land use
qualifies.43 There's a version of the principle in Blackstone, though it has to be said
it is a very hesitant version indeed.44 And you will find it too in traditional
textbooks of natural law and international law.45 It even continues to be used in
43
This is an important contrast. Locke's Labor Theory is based on a substantive moral conviction about the
importance of labor and its relation to personality. That conviction may well be controversial: it is certainly
unlikely to afford a basis for cross-cultural consensus. In Locke's work, the reference to labor hooked up with an
emphasis on cultivation as the only valid means by which land could be acquired initially as property, and this in
turn fed his conviction that there were no aboriginal titles to land among what he thought of as the nomadic
hunters and gatherers who confronted European settlers in the Americas in his time. See Locke, Second Treatise,
supra note 22, Ch. 5, paragraphs 32, 37, and 41. See also James Tully, "Rediscovering America: The Two
Treatises and Aboriginal Rights," in his collection An Approach to Political Philosophy: Locke in Contexts
(Cambridge: Cambridge University Press, 1993), and Jeremy Waldron, God, Locke, and Equality: Christian
Foundations in Locke's Political Thought (Cambridge: Cambridge University Press, 2002), pp. 164-70.
44
Blackstone, Commentaries, II.1: "[B]y the law of nature and reason, he who first began to use it,
acquired therein a kind of transient property, that lasted of long as he was using it, and no longer: or, to speak
with greater precision, the right of possession continued for the same time only that the act of possession lasted.
Thus the ground was in common, and no part of it was the permanent property of any man in particular: yet
whoever was in the occupation of any determinate spot of it, for reft, for shade, or the like, acquired unjust, and
contrary to the law of nature, to have driven him by force ; but the instant that he quitted the use or occupation of
it, another might seize it without injustice. Thus also a vine or other tree might be said to be in common, as all
men were equally entitled to it's produce; and yet any private individual might gain the sole property of the fruit,
which he had gathered for his own repast. A doctrine well illustrated by Cicero, who compares the world to a great
theatre, which is common to the public, and yet the place which any man has taken is for the time his own.
"But when mankind increased in number, craft, and ambition, it became necessary to entertain
conceptions of more permanent dominion; and to appropriate to individuals not the immediate use only, but the
very substance of the thing to be used. Otherwise innumerable tumults must have arisen, and the good order of
the world been continually broken and disturbed, while a variety of persons were striving who should get the first
occupation of the fame thing, or disputing which of them had actually gained it. ...
"[A]s we before observed that occupancy gave the right to the temporary use of the soil, so it is agreed
upon all hands that occupancy gave also the original right to the permanent property in the substance of the earth
itself; which excludes every one else but the owner from the use of it. There is indeed some difference among the
writers on natural law, concerning the reason why occupancy should convey this right, and invest one with this
absolute property: Grotius and Pufendorf insisting, that this right of occupancy is founded upon a tacit and implied
assent of all mankind, that the first occupant should become the owner; and Barbeyrac, Titius, Mr. Locke, and
others, holding, that there is no such implied assent, neither is it necessary that there should be; for that the very
act of occupancy, alone, being a degree of bodily labour, is from a principle of nature justice, without any consent
or compact, sufficient of itself to gain a title. A dispute that savours too much of nice and scholastic refinement !
However, both sides agree in this, that occupancy is the thing by which the title was in fact originally gained;
every man seizing to this own continued use such spots of ground as he found most agreeable to his own
convenience, provided he found them unoccupied by any one else. Property, both in lands and moveables, being
thus originally acquired by the first taker, which taking amounts to a declaration that he intends to appropriate the
thing to his own use, it remains in him, by the principles of universal law, till such time as he does some other act
which shews an intention to abandon it: for then it becomes, naturally speaking, publici juris once more, and is
liable to be again appropriated by the next occupant."
For an interesting discussion of Blackstone on First Occupancy, see Carol M. Rose "Canons of Property
Talk, or, Blackstone's Anxiety," Yale Law Journal, 108 (1998), 601.
45
See, e.g. Sir Travers Twiss, The Law of Nations 115-16, at 194-95 (1884): "a person may take
possession of a thing which has no owner, so as to acquire Rightful Possession of it; and Property is in such a case
acquired simultaneously with Possession .... Such being the Law of Nature in regard to primitive acquisition on the
15
modern treatises about property and economics, in Richard Epstein's work, for
example, at Chicago,46 and (as I have mentioned) in the late Robert Nozick's work
at Harvard.47 It's a powerful and appealing principle, keying in as it does to
intuitions we have all known since childhood: "First come, first served," and all of
that.
Many texts on indigeneity say that indigenous people's claims are based on
something called "original occupancy," and that can certainly be read as appealing
to the logic of the First Occupancy principle which I have just outlined.48 But
sometimes the term that is invoked is "prior occupancy," and that is something
rather different. So we move on to the second of my two principles,
corresponding to the type (b) definition.
In the crudest sense, the difference between the Principle of First
Occupancy and a principle respecting prior occupancy, which I think of as the
Principle of Established Order is the difference between first and last, or - to speak
more precisely - the difference between first and penultimate. The Principle of
First Occupancy looks to the dawn of time, to the moment at which the land in
question was first taken peacefully into human use and possession. The Principle
of Established Order looks to what was happening at a moment just before the
present, just before the first European ships came over the horizon.
Now it is not just a matter of time and relativity. The Principle of
Established Order is opposed to the Principle of First Occupancy in a deeper
sense. Established Order is a conservative principle, not a reactionary one. Its
aim is to vindicate and preserve an established existent status quo, not delve into
tangled historical questions about any status quo ante. It recognizes the opacity of
the past, and it recognizes the dangers of holding existing systems hostage to
legitimist inquiry. Irrespective of how an existing distribution came about -
part of individuals, the Law of Nations is in perfect accord with it." Twiss also cites diplomatic practice in this
regard: in negotiations between the United States and Great Britain in 1826 over boundary disputes, the American
plenipotentiary declared that "it may be admitted, as an abstract principle, that, in the origin of Society, first
occupancy and cultivation were the foundation of the rights of private property and of National Sovereignty."
Message of President Adams to Congress (Dec. 28, 1827), quoted in Twiss, at p. 202.(I am indebted to Benjamin
Ederington, "Property as a Natural Institution: The Separation of Property from Sovereignty in International Law ,"
American University International Law Review, 13 (1997), 263, for these references.)
46
Richard Epstein, Takings: Private Property and the Power of Eminent Domain (Cambridge: Harvard
University Press, 1985). For a discussion, see Eric T. Freyfogle, Owning the Land: Four Contemporary Narratives,"
Florida State University Journal of Land Use & Environmental Law, 13 (1998), 279.
47
48
Cf. Maaka and Fleras, "Engaging with Indigeneity," supra note 40, p. 94: "Indigenous peoples have the
right of sovereignty by virtue of original occupancy."
16
49
Grotius, On the Law of War and Peace, Bk II, Ch. 4. 2. (Grotius also quotes Cicero - that is, Cicero, in
the second book of his De Officiis - asking "what justice there can be in depriving an owner of the land, which he
has for many ages quietly possessed?")
50
See Brookfield, Waitangi and Indigenous Rights, supra note 17, p. 160. See also Rekohu: A Report on
Moriori and Ngati Mutunga Claims in the Chatham Islands (Waitangi Tribunal Report 2001), pp. 63 ff. [The
Chatham Islands (also known as Rekohu) lie several hundred miles to the east of New Zealand. In 1835 they
were invaded by people of Ngati Mutunga iwi from the mainland, and their indigenous occupants - called Moriori, a
Maori people who had lived there for centuries in isolation from the mainland - were killed and eaten or enslaved,
and their lands occupied. The British administration after annexing the islands in 1842 failed to end this slavery.]
17
18
principle - there may be things about the modern situation that require redress or
even revolution, in which case the Principle of Established Order must give way.
But that cannot be for historical reasons alone; and that's an important conclusion,
because it indicates that a type (b) notion of indigeneity rooted in Established
Order is really incapable of adding anything distinctive to independent justicebased lines of argument for reform and change in the present.
(There are three other caveats to note as well.52 (i) There will often be
contestation within a community as to what its established order is and what its
immanent dynamic amounts to, what direction it is tending to develop in, and so
on. (ii) A given order that is up and going at a given time will of course include
within itself some reference to the past and some current grievances relating to
past events. After all, if someone stole my car yesterday, the thief cannot appeal to
the Principle of Established Order to block its recovery. But past-oriented claims
like this which are already recognized in the current regime may be distinguished
from past-oriented claims which are seen as grounds for radical overthrow of the
current regime. Admittedly, this distinction will be ragged around the edges. But
it does not undermine - at most, it only complicates - the argument at his stage.)
So: though this principle can be appealed to condemn the European
incursions, it cannot easily be appealed to some hundreds of years later in order to
upset existing patterns of settlement founded on those incursions. The principle
which condemned the original disruption is not a principle based on the inherent
legitimacy of the established title, but on the fact of its being settled. And so the
same principle may be appealed to, in order to secure the twenty-first century
status quo, and used as a ground for resisting any claim that we should simply
reverse the original injustice.
Elsewhere I have argued that claims based on historical injustice may be
overtaken by events which make the distributional situation, which was
established by the injustice, now just and appropriate to modern circumstances.53
Well, the argument I am making today illustrates a similar point, but in a slightly
different way. If the basis of M's complaint of injustice is that M held resources in
52
53
See Waldron, "Redressing Historic Injustice,"supra note 18, and see also Waldron, "Superseding Historic
Injustice," supra note 18. The argument may be illustrated as follows:
Imagine two societies living on a large plain, each with its own source of water. One of those societies from the north - descends in predatory fashion on the other in the south, and insists on using the southerly water
supply as well. That's an injustice. But if, subsequently to that, the northerly water source dries up, then the
situation that the northerners established by violence now becomes the situation that justice requires. The two
societies must now share the same watering hole. So in this case, you cannot move automatically from a finding
of historic injustice to anything like reversion as a remedy.
19
See the discussion in Brookfield, Waitangi and Indigenous Rights, supra note 17, pp. 138-9.
55
As Grotius put it (On the Laws of War and Peace, II.4.1), "though time is the great agent, by whose
motion all legal concerns and rights may be measured and determined, yet it has no effectual power of itself to
create an express title to any property."
56
Cassidy, "Sovereignty of Aboriginal Peoples,"supra note 39, at 84-88, argues that prescription couldn't
justify Australian title as against aborigines. She says "occupying" states cannot rely on their illegitimate acts of
forceful dispossession to invoke a prescriptive title in a manner designed to deny Aboriginal sovereign claims. That
people have long been displaced or oppressed does not convert a lawless act into a lawful one. On the other hand,
Cassidy acknowledges that "there are conflicting notions of precisely what the concept entails and what the
prerequisites are for creating a prescriptive title" (citing Brownlie, at 157-58). For example: Can a prescriptive
title can be obtained simply with the lapse of time, supported by possession of the relevant land, in absence of
positive signs of acquiescence? (She says that some writers, such as Hall, Moore, Hyde and Guggenheim, suggest
acquiescence is no longer required. Can prescriptive title originate in occupation secured by force, as some
writers, notably Oppenheim, have suggested? How long must the possession persist? Older authorities insisted
upon immemorial possession, while other writers specified requisite fixed periods. Most modern commentators,
20
however, believe the length of time required varies depending upon the particular circumstances of each case. On
the other side, in resisting the application of prescription, we have to ask whether there is continuity of the right
sort, for the purposes of defeating the emergence of a prescriptive title, between modern legalized resistance to
colonial titles in the 1980s and 1990s and original violent resistance in 1860s?
57
21
Is it? I wonder. We know that Polynesian seafarers did not settle Aotearoa
as Maori, but in distinct groups, which developed into hapu or iwi in possession of
various territories, with quite distinct habitats, and often at war - including
territorially acquisitive war, wars of conquest - with one another. We speak easily
of "the Maori people," but for the thousand-odd years before the arrival of
Europeans, Aotearoa was inhabited by diverse descent groups who shared a
language perhaps, and to a certain extent a common culture, but did not conceive
themselves as one people. These issues - particularly inter-iwi conflict, conquest,
and expropriation, may be glossed over for various purposes - and probably they
should - but they cannot be glossed over if we persist in relying on a notion of
indigeneity that is supposed to hook up with a Principle of First Occupancy.
Because of course First Occupancy is intensely interested in the history of
territorial warfare; it is intensely interested in whether the titles for which
vindication is currently sought, were established peacefully or by violence. If they
were established by war and violence, then First Occupancy has no application.
That's the whole point of the principle. That's because of the special moral force
with which it is supposed to invest some claims and grievances, with which the
Principle of Established Order (the more conservative, pragmatic principle) cannot
invest them. Professor Brookfield puts the point very clearly when he says this:
[T]he concept of indigenous people, if we confine it to a territory's original
occupants, is morally relevant to the extent that their taking possession of an
empty land gives legality to their presence (in the sense that their customary
legal order becomes operative in the territory) but simultaneously gives full
legitimacy as well. After all, there were no rights of prior occupancy
requiring to be legally and morally extinguished. Yet if an indigenous
people ... recognizes principles of conquest and seizure of power ... in their
inter-tribal relations, the moral relevance of their status as strictly
indigenous people in relation to intruders from another culture cannot be
great.58
Maybe as a matter of comity between (say) English Common Law and
Maori customary law, principles of acquisition by conquest should be recognized.
Maybe we should recognize the custom of acquisition by conquest as a legal
principle in what Professor Brookfield calls in a recent article the "miniature
58
Brookfield, Waitangi and Indigenous Rights, supra note 17, pp. 80-1 (my emphasis)
22
international society" which operated among hapu.59 Brookfield makes that case
in his book, when he says that
Where the conquest was by one tribal polity over another ethnically the
same as the conqueror, it may be (as in Maoridom) that inter-tribal custom
was also a legitimating force: the defeat is experienced less as an 'intrusion'
than conquest from outside the quasi-international society of the tribes of
the same ethnicity.60
But even if the custom of acquisition by conquest is credited, that doesn't help at
all with the application of the Principle of First Occupancy. The gist of First
Occupancy is that special rights may attach to the peaceful occupation of
unoccupied lands. Recognition of the custom does not license us to pretend that
war was peace or that fighting was non-violent.
Of course it is distasteful to bring up these issues of ancient history - interiwi conflict and so on - in the context of a good-hearted attempt undertaken at
present to make a country like New Zealand more just. But the perspective from
which it seems distasteful, the moral perspective from which this sort of historical
inquiry seems like a distraction, is not and cannot be a First Occupancy
perspective. It is either an entirely presentist perspective, a forward-looking
perspective aiming at distributive justice, which most afficionados of indigeneity
reject. Or, if it has anything to do with indigeneity, it has to do with indigeneity in
sense (b), in which case the same principle of Established Order - respect for
existing settlements, however they were established - which condemns this
historical inquiry will also - as we saw - condemn any attempt to replace existing
present-day arrangements with structures of property and governance more akin to
those that existed in 1839.
In other words, my argument here has the form of a dilemma. Either we
accept that a First Occupancy inquiry will have to sort through various indigenous
claims, putting aside those that rest ultimately on war or conquest. Or we close
that line of inquiry down, but only at the cost of also precluding an equivalent
inquiry into more recent war, invasion, conquest, and seizure, figuring that if the
59
F.M. Brookfield, "Moriori, Maori and the Crown: Reflections on the Waitangi Tribunal's Chathams
(Rekohu) Report," New Zealand Law Review, (2002), pp. 128-9. There are limits on this, of course, which become
clear in relation to the events of 1835 in the Chatham Islands, whose Moriori inhabitants were plainly "not part of
that miniature international society."(Idem. See also note 50, supra.)
60
Ibid., p. 79
23
61
John Locke, Second Treatise, supra note 22, Ch. V, paragraph 33: "Nor was this appropriation of any
parcel of land, by improving it, any prejudice to any other man, since there was still enough, and as good left; and
more than the yet unprovided could use. So that, in effect, there was never the less left for others because of his
enclosure for himself: for he that leaves as much as another can make use of, does as good as take nothing at
all."
62
See especially, Nozick, Anarchy, State and Utopia, supra note 22, pp. 174-82. I have discussed these
issues in Jeremy Waldron, "Enough and as Good Left for Others," Philosophical Quarterly, 29 (1979), 319 and The
Right to Private Property, supra note 19, Chs. 6 and 7. See also, as representative of a large literature: J. H.
Bogart, "Lockean Provisos and State of Nature Theories," Ethics, 95 (1985), 828; Clark Wolf, "Contemporary
Property Rights, Lockean Provisos, and the Interests of Future Generations," Ethics 105 (1995), 791; and Alan
Gibbard, "Natural Property Rights," Nos, 10 (1976), 77.
63
See Nozick, Anarchy, State and Utopia, supra note 22, pp. 179 f., and Waldron, "Superseding Historic
Injustice," supra note 18, pp. 21 ff.
24
65
See Nozick, Anarchy, State and Utopia, supra note 22, pp. 149-82.
66
Nozick, Anarchy, State and Utopia, supra note 22, p. 178: "We should note that it is not only persons
favoring private property who need a theory of how property rights legitimately originate. Those believing in
collective property, for example those believing that a group of persons living in an area jointly own the territory,
or its mineral resources, also must provide a theory of how such property rights arise; they must show why the
persons living there have rights to determine what is done with the land and resources there that persons living
elsewhere don't have (with regard to the same land and resources)."
25
specifying what the contingent events are that give rise to these exclusive rights,
and in specifying how they may be conditioned by circumstances. The most
plausible theories of historical entitlement do this with some sort of Lockean
proviso - but as we have seen that is exactly the sort of device that is likely to cast
most doubt on simplistic claims of entitlement based on pure indigeneity.
I don't want to go on too long about this. The details of the philosophy of
property are not to everybody's taste. But once we recognize that First Occupancy
does raise serious problems of exclusion and that it does have this potential for a
curious imperviousness to latter-day circumstances, then we can begin to
appreciate the dangers of any simple-minded application of it or of a concept of
"indigeneity" founded upon it. Quite apart from the inherent creepiness of its
underlying legitimism, there are considerable dangers in exposing modern
distributions of power and property to the arcane details of recondite historical and
prehistorical inquiry. Things are complicated enough here, once one begins to
look back beyond the nineteenth century - which is what the Principle of First
Occupancy requires. In circumstances more tangled than Aotearoa /New Zealand ,
an inquiry into First Occupancy may lead to terrible consequences. In India, for
example - and this is something that Ben Kingsbury points out recognition of special rights and entitlements for having been the earliest or
original occupants might spur and legitimate chauvinist claims all over
India.... Claims to historical priority already feature in some "communal"
conflicts and incipient chauvinist movements abound, as with the proMarathis, Hindu-nationalist Shiv Sena party in Maharashtra. In effect, if
some people are "indigenous" to a place, others are vulnerable to being
targeted as nonindigenous, and groups deemed to be migrants or otherwise
subject to social stigma may bear the brunt of a nativist "indigenist"
policy.67
These dangers are not aberrations. They are part and parcel of what First
Occupancy inquiries, for that principle itself purports to license some people, on
grounds of historical priority, to repudiate and marginalize the claims of others.
First Occupancy looks all very well, when one considers only that the very first
occupants did not have to dispossess anyone else. But if having established their
occupancy, they hold the resources exclusively against everyone else in a way that
is impervious of the needs of newcomers, then there is a very grave moral danger.
67
26
69
James Tully,"The Struggles of Indigenous Peoples," in Ivison et al., Political Theory and the Rights of
Indigenous Peoples, supra note 21, p. 47.
27
70
Oliver, "The Fragility of Pakeha Support," supra note 14, pp. 223.
28
ABSTRACT: This paper examines the possibility that the injustice associated
with the establishment of Israeli settlements in the Occupied Territories might
(now or in the future) be superseded by changes in circumstances changes
which make what was once unjust no longer unjust. It explores the
application of a thesis about supersession of historic injustice put forward by
the author in two earlier articles, exploring the rights of indigenous people:
Supe rseding Historic Injustice, Ethics 103 (1992), 4 and Redressing
Historic Injustice, Univ. of Toronto LJ, 52 (2002), 135. The present paper
examines the possible bases for supersession in the case of settlements in the
Occupied Territories, and it defends the Supersession Thesis against concerns
about moral hazard, and against the objection that it panders too much to the
effects o f pow er.
I.
Its a bit of a stretch, but I am in a way a child of settlement. My ancestors
came from England and Ireland four generations ago, and settled in New
Zealand's South Island, in the dry mountainous region of Central Otago a
semi-desert area (anomalous in those latitudes) reminiscent of parts of
Northern Israel. They were farm laborers, then rabbit-hunters, then gold
prospectors, and eventually orchardists growing apricots and peaches
along the banks of the Clutha River.
The settlements that they and their fellow colonists established
scattered villages and homesteads, farms and orchards were of course
nowhere near as controversial, legally and politically, and certainly nowhere
near as dangerous, as the settlements we are discussing at this conference
today. But they were not free of controversy. New Zealand became part of
the British Empire in 1840 with the signing of the Treaty of Waitangi,
whereby the assorted chiefs of the indigenous people the Maori ceded
sovereignty and a right of preemption to the British Crown in return for
certain assurances that their property, their chiefly authority, and their way
Maurice and Hilda Friedman Professor of Law, Columbia University, New York.
29
of life would be protected.2 In fact the way in which the Crown acquired land
in the 1840s and 1850s and its subsequent use for colonial settlement has
been a long-standing grievance, and many Maori groups believe probably
quite rightly that there were egregious violations of the spirit and often the
letter of the Treaty.3 In the North Island Maori resistance to settlement
culminated in war with the British, in which after several years of bitter
fighting Maori resistance was crushed. There was no war in the south,
where my ancestors settled, but there are long-standing grievances. The
Waitangi Tribunal, established by the New Zealand government in 1975 to
address all such grievances, found that the British had acted unconscionably
in the South and in repeated breach of the Treaty, when they acquired most
of the South Island 34 million acres, more than half the land mass of New
Zealand (and many times the size of Israel) from Ngai Tahu, the Maori
tribe that inhabited the island, for just over 14,750, leaving Ngai Tahu just
35,000 acres for their own use.4 These findings were sufficient to call in
question the leasehold titles of the great sheep farming enterprises that had
employed my great-grandfather as a laborer.
Though I live in New York, I remain a New Zealand citizen and I travel
regularly back and forth to New Zealand, to this land that I regard as mine,
despite this history of injustice. And I have devoted a lot of scholarly energy
to thinking through these issues of historic injustice and the rights and
grievances of indigenous peoples. Over the years I have become quite
skeptical of the grievance industry, skeptical of the Waitangi Tribunal process
and the settlements it has reached, skeptical of claims based on indigeneity,
skeptical of culture and language rights, generally.5 My own views tend in a
more cosmopolitan direction, emphasizing the fluidity and porousness of
cultural boundaries, the importance of mixture and fracture in cultural and
national identities, the significance of movement and migration in the human
story (we are all the descendants of settlers), the absurdity of claims based
on prehistorical first occupancy, and the importance of focusing the concerns
of justice on the here and now and the needs and deserts of whoever
happens to be in a given territory irrespective of how they or their ancestors
The Ngai Tahu Report, 1991, Ch. 24, section 1. The report may be read at
http://wai8155s1.verdi.2day.com/reports/ sichat/wai027l/wai027L.asp
5
I presented this skepticism recently in New Zealand in the annual Quentin-Baxter Memorial Lecture, at
Victoria University of Wellington Law School, December 5, 2002: "Indigeneity - First Peoples and Last Occupancy."
30
got there.6 I am writing a book on all this at the moment, under the Kantian
title Cosmopolitan Right.7 I am sure there is a significant relation between
my personal background as a migrant, my ancestral background as the
descendant of a settler family, and this skepticism about the moral
significance of who was where first. I am sure, too, it affects my views
about settlements, both in general and also in the Israeli case. How exactly
it affects them is what I shall now try to explain.
II.
In some recent writings, I have explored the proposition that certain things
which were unjust when they occurred may be overtaken by events in a way
that means their injustice has been superseded.8 I call this the Supersession
Thesis. In formulating this thesis, I have in mind historic injustices of the
sort discussed in relation to indigenous peoples rights in New Zealand,
Australia and North America. The idea is that even if wrongful acts (for
example, in the course of land purchase, expropriation, and settlement) lead
to an unjust situation, S1, in (say) 1860 in which some indigenous people, P,
stand deprived of resources to which they are at that time morally (and
perhaps legally) entitled, the persistence of that deprivation for a long period
of time, in the course of which circumstances change drastically, may result
in an altogether different situation, S2, which is no longer unjust relative to
contemporary needs, claims, and deserts and in which no one, including
the descendants of P, are deprived of resources to which they are legally or
morally entitled. (Or, if in S2 the descendants of P are deprived of resources
unjust action
unjust situation
change in circumstances
just situation
7
The title is that of section III of the part of Kants The Metaphysics of Morals that deals with public right.
See Waldron, What is Cosmopolitan? op. cit.
See Jeremy Waldron, Historic Injustice: Its Remembrance and Supersession, in Graham Oddie and Roy
Perrett (eds.) Justice, Ethics and New Zealand Society (Auckland: Oxford University Press, 1992); Superseding
Historic Injustice, Ethics 103 (1992), 4-28; and Redressing Historic Injustice, University of Toronto Law Journal,
52 (2002), 135-60.
31
to which they are entitled, the injustice of that deprivation is intelligible and
remediable without any reference at all to the injustice that led to S1.) The
argument may be illustrated using a very simple model,9 involving three
scenarios.
(1) On a large bounded plain, a number of groups the Es, the Fs,
the Gs, etc. appropriate water-holes He, Hf, Hg, etc. in conditions
where it is known that there are enough water-holes for each group. So
long as those conditions obtain, it seems reasonable for the members of a
given group, G, to use the water-hole that they have appropriated (Hg)
without asking permission of other groups with whom they share the plain;
and it may also seem reasonable for them to exclude members of other
groups, like the Fs, from the casual use of Hg, saying to them, You have
your own water-hole. Go off and use that, and leave ours alone. But
suppose one year there is an ecological disaster, and all the water-holes in
the east of the territory dry up except the one that the members of G are
using. Then in these changed circumstances, notwithstanding the legitimacy
of their original appropriation, it is surely no longer permissible for G to
exclude the Fs from Hg. Indeed it may no longer be in order for members
of G to casually use Hg as their own water-hole in the way they did before.
In the new circumstances, it may be incumbent on them to draw up a
rationing scheme that allows for the needs of everyone in the east of the
territory to be satisfied from this one resource. Changing circumstances can
have an effect on ownership rights notwithstanding the legitimacy of the
original appropriation.
(2) Heres the second scenario. Suppose as before that in
circumstances of plenty, various groups on the savannah are legitimately in
possession of their respective water-holes. One day, motivated purely by
greed, members of group F descend on the water-hole, Hg, which is used
and possessed by group G, and (using violence) insist on sharing Hg with
them. (What's more they do not allow reciprocity; they do not allow
members of G to share the water-hole Hf that was legitimately in possession
of the F group.) That is an injustice. But then, as in scenario (1),
circumstances change, and all the water-holes in the east of the territory dry
up except the one that originally belonged to G. The members of group F
are already sharing Hg on the basis of their earlier (unjust) incursion. But
now that circumstances have changed, they are entitled to share that waterhole. Their use of Hg no longer counts as an injustice; it is in fact part of
The example is drawn from Waldron, Superseding Historic Injustice, op. cit.
32
what justice now requires. The initial injustice by F against G has been
superseded by circumstances.
"
= d ried-u p w ater-ho le
= w orking wa ter-hole
west
east
"Hf
He!
"
!Hg
33
resources with anyone in the vicinity, including the wicked Fs at least until
such time as it becomes practicable for them to move elsewhere.
Now I think that in this case the two issues the wrongness of the
original injustice and the appropriate distribution of the resources of Hg
among those in its vicinity are separable. Some theorists may balk at this,
however, for they will say that distributional principles should be sensitive to
moral desert, and the Fs became undeserving by virtue of their incursion.
Fine, let us concede that. But let us assume now that we are talking not
about the original perpetrators of the injustice but their infant children, many
of whom will die for lack of water if they are forced to trek all the way west
from Hg to He. The presence of these children in the vicinity of Hg (and their
fatal distance from He) are certainly results of the original injustice; but they
are not results which affect the moral deservingness of the infants. What
this shows, I think, is that the change of circumstances referred to in the
Supersession Thesis may include changes that are the immediate casual
product of the very injustice originally complained of. The facts established
by injustice facts on the ground, to use a phrase that is commonly invoked
here may be among the circumstances that make the state of affairs
established by the original injustice no longer unjust at some later period in
time.
I developed this argument in reference to case of New Zealand.
Acknowledging that the early history of that country was marred by the
injustice I have already referred to, still no one can deny that there have
been massive changes in the circumstances of justice there in the last
century or two.10 The most striking change is in population: there is now a
settled population Maori, pakeha,11 and mixed-ancestry (there has been
very extensive inter-marriage) which is larger by a factor of about twenty
than the population in (say) 1840. There is no question of the descendants
of European settlers returning en masse to England or anywhere else.
Moreover the resources with which justice has to concern itself have also
changed. European technology and farming, mining, and fishing methods
have transformed out of all recognition the amount and the productivity of
land and other resources available for use. Agriculture now supplements
horticulture; mountainous hill country has become farmable; new species
have been introduced; modern road, rail and other infrastructure developed;
cities have been built (and most New Zealanders Maori and pakeha live
10
I use circumstances of justice here in a way that is loosely related to Rawlss use of it in A Theory of
Justice, Revised edition (Cambridge: Harvard University Press, 1999), pp. 109 ff, so that it includes situations
relating to scarcity and the extent and nature of the claims that are made on available resources, as well as
changes in technology, attitudes etc.
11
Pakeha is the Maori (and now commonly the New Zealand) word for persons of European extraction. I
believe it originally meant something like goblins.
34
12
13
An example of this argument is provided by Julie Cassidy, "Sovereignty of Aboriginal Peoples," Indiana
Int. & Compar. Law Rev., 9 (1998) 65, at 117, considering the possibility of reversion to aboriginal sovereignty in
parts of Australia:
The right of an ousted sovereign to have sovereignty restored under the laws governing
belligerent occupation is derived from ultimate de jure title or territorial sovereignty. Sovereign
rights do not inure in a belligerent occupant, much less an occupant whose entry was unlawful....
The sovereignty of the dispossessed peoples continues, awaiting reversion, despite the loss of
territory and even total illegal annexation.
She cites the reversion of Hong Kong to People's Republic of China in 1997, the resurrection of Portugal's
sovereignty after the invasion of Philip II of Spain, and then as a rather more problematic example she says
(ibid, at p. 118) that
It is also believed the steps taken by the United Nations towards the establishment of the State
of Israel only reinforced the legitimate claims of the Jews to their historical rights. Prior to
Israel's re- entry into these territories, it has been suggested the occupants (i.e., Arabian and
Jordanian States) were unlawful belligerents, who therefore acquired no legal title to the country,
despite its annexation. In line with this suggestion, many in the international community saw
Israel's return to be a legitimate assertion of the State's right to exercise full sovereignty over its
kindred lands.
In discussing though not necessarily approving of reversionary claims, Ben Kingsbury (in "Competing
Conceptual Approaches to Indigenous Group Issues in New Zealand Law," Univ. of Toronto Law Journal, 52
(2002), 101, at p. 118) offers a different set of examples: [W]hen Estonia, Latvia, and Lithuania broke away
from the Soviet Union in 1991, they claimed simply to be restoring a pre-existing sovereignty that had been
illegally interfered with by unlawful forcible incorporation into the USSR in 1940-1941, although the attitudes of
other states to this juridical claim varied sharply.
35
reparation of injustices that began and ended in the past, but rather as a
way of putting a stop to on-going injustice and restoring resources and
power to those who have continued all along to be entitled to them.14 Such
a reversionary proposal evidently assumes that those who were entitled to
the resources just before the injustice complained of began, say, in 1850
would apart from that injustice still have been be entitled to them in
2003.15 And thats what the supersession argument contests, in denying
that justice is impervious to changes in circumstances. It is a way of
showing that, in certain sequences of circumstances, dispossession may not
continue to count as an injustice even though the events that led to it
undoubtedly were an injustice. And if the dispossession does not continue to
count as an injustice, then reversion cannot be conceived as an appropriate
remedy.
I should add that the Supersession Thesis is not just a technical
theorem in political philosophy. It expresses a certain attitude towards
justice. The spirit of the Supersession Thesis is that people who are thrown ,
in Kants phrase, unavoidably side-by-side, have no choice but to share the
resources that surround them justly among themselves as though they were
a new community, even if the presence of some of them in that situation is a
result of injustice.16 Justice may make reference to the past, through
principles of desert and Lockean entitlement;17 but its primary focus is on
the present present-day people, present-day resources and on the
circumstances of the present inasmuch as they affect who should get what.
III.
Could the Supersession Thesis apply to the Israeli settlements in the
Occupied Territories? This is an interesting question because it requires us
14
For the difference between the Supersession Thesis and models that stress compensation and
reparation, see Waldron, Superseding Historic Injustice, op. cit., pp. 14 ff. In that article, I also argue that the
Supersession Thesis addresses claims about injustice somewhat differently from the way they are addressed in
Robert Nozicks account of justice-in-rectification in Anarchy, State and Utopia (Oxford: Basil Blackwell, 1974), pp.
152-3 and 230-1. The difference, in both cases, is that the Supersession Thesis addresses claims about on-going
injustice rooted in actions that took place in the past, whereas the compensation/reparation claims associated with
justice-in-rectification do not assume that the injustice is on-going.
15
The reversion argument also presupposes that the entities to whom injustice was done have survived
into the present. This may seem easy, when we are talking about corporate entities like Maori tribes or iwi. In
fact it is quite problematic, since those entities have taken on an entirely different character from the character
they had a century and a half ago, and many descendants of those who were members of the relevant iwi in 1860
now live in circumstances largely untouched by the same iwi in 2003. See the New Zealand case of Te Waka Hi
Ika o Te Arawa v. Treaty of Waitangi Fisheries Commission [2000] 1 NZLR 285. and the discussion in Waldron,
Redressing Historic Injustice, op. cit. {See also Appendix below.}
16
Cf. Kant, The Metaphysics of Morals, Part One: The Doctrine of Right, paragraphs 41-44.
17
36
to look at the process of possible supersession from the front-end (ex ante)
rather than the back-end (ex post), as it were. In the Israeli case, we are
looking at relatively recent settlements and considering what the moral
effect of their long-term establishment will be, rather than looking at
settlements set up well in the past and considering what the moral effect of
their long-term establishment has been.18 Thats actually a salutary change
of perspective; it offers an opportunity to consider the Supersession Thesis
in a somewhat different light.19
It is particularly worth considering in the Israeli case, because I think
some of those who live in the settlements and some of those who oppose
them have in mind a possibility that is quite like the possibility envisaged by
the Supersession Thesis. Those who live in the settlements look forward to
the settlements becoming more legitimate with the passage of time, and
those who oppose them do so urgently because they, too, have this prospect
in mind and they fear it. One side wants to take advantage of the fact that
those who talk now about the illegitimacy of the settlements will eventually
have to come tot terms with established facts on the ground. And the other
side wants to prevent the facts of settlement from becoming established and
entrenched for more or less exactly the same reasons: they dont want them
to be facts on the ground which people have to come to terms with. True,
on both sides this talk of legitimacy may be a little distant from the abstract
concerns of the moral philosopher. Legitimacy is not the same as justice.
Both the settlers and their opponents are looking to legitimacy in the eyes of
the world or legitimacy in the eyes of those who currently participate one or
way or another in Israeli-Palestinian conflict. In other words, their notion of
legitimacy may be empirical rather than moral.20 However, the gap may not
be as wide as it seems; descriptive talk of legitimacy conveys an empirical
report of moral attitudes, and the moral attitudes it reports may be based
(inter alia) on something like the Supersession Thesis. Moreover, no matter
how legitimate the settlements become in the eyes of the world, each of us
still has to form a view of his own on the subject, and I want to consider
thee extent to which the Supersession Thesis should affect ones view.
18
However, we should bear in mind that some of the settlements in the Occupied Territories are actually
quite long-established. The territories in question were occupied by the Israeli military in 1967, and some
settlements were established quickly thereafter i.e. long enough ago for two generations of descendants of the
original settlers to have been born there. See Avishai Margalit, Settling Scores, New York Review of Books,
September 20, 2001, for a useful summary of the history.
19
I shall not in this paper consider issues about the alleged Palestinian right of return to lands and
properties seized in the process of Israels establishment as a nation. But obviously the Supersession Thesis may
apply here also: for a discussion, see Andrei Marmor, Entitlement to Land and Right of Return (paper prepared
for this conference).
20
Cf. the notion of legitimacy in Max Weber, Economy and Society ed. Guenther Roth and Claus Wittich
(University of California Press, 1978), Vol. I, pp. 31 ff..
37
IV.
The objection that strikes many people when they consider the Supersession
Thesis is that it creates a moral hazard - a reward, indeed an incentive for
injustice, provided that it can be sustained for long enough. This objection
may look rather remote when the contemporary situation, S2, which we are
considering is separated from the original injustice, S1, by 150 years. But it
presses on us quite acutely when we are actually in or near S1 that is,
when we are actually watching the establishment of settlement by those who
hope that any injustice in what they are doing right now will be washed out
by time if their enterprise is successful. In this context, it may seem that
our talk of the possibility of the supersession of injustice is irresponsible.
The last thing that is needed people will say in the on-going debate
about settlements policy is a moral argument that might encourage the
settlers in their quest for eventual legitimacy.
I think a number of points may be made in response to this objection.
(") It is worth emphasizing, first, that the Supersession Thesis is not
just about the passage of time. The thesis does not argue that pakeha
settlements in New Zealand are now legitimate because they have been
sustained for a certain number of years; nor, in the Israeli case, would the
argument be that the settlements will become legitimate after a certain
period of time has passed. Indeed am not aware of any arguments, even
arguments about prescriptive title, that build anything on the passage of
time per se.21 They tend rather to tend to rest on factors that are almost
always associated with the passage of time factors such as the growth and
stabilizing of expectations or the declining availability of reliable evidence
about original titles, etc. Or they are argument about what time reveals: the
extent of the original proprietors failure to police his holding, for example,
21
I guess the principle of adverse possession comes close to being an exception, though even there the
justifications of it tend to refer to factors associated with the passage of time rather than the passage of time per
se. See, e.g., Jeffrey Stake, The Uneasy Case for Adverse Possession, Georgetown Law Journal, 89 (2001) 2419,
at 2434 ff. for a list of arguments.
38
during a period where the legal status of the territories (and hence
jurisdiction over them as property) has yet to be resolved.22 Secondly,
expropriation, whether or not under the cover of some legal trick, as an
injustice to those Palestinians who have a claim to the land that is used for
settlement.23 This includes the imposition of arbitrary formal requirements
for the establishment of Palestinian title in the yes of the Israeli authorities.24
It also includes the requisitioning of land for military or security purposes
and its subsequent distribution to settlers under cover of the claim that
settlements promote security. Third, unjust distribution of the resources
necessary for human life and flourishing ranging from water to roads to
police protection in the areas affected by settlement. Fourth, the unjust
(or, as to justice, the reckless and criminally inconsiderate) imposition of
costs on other inhabitants of the areas subject to settlement, ranging from
radical constraints on their conditions of life (freedom of movement etc.) by
the measures necessary to protect the settlements through the
establishment of something like apartheid to brutal initiatives that involve
something approaching ethnic cleansing.
Many objections to the settlements are of course objections of political
or geopolitical prudence: they make the prospect of peace in Israel/Palestine
much more remote; and they provide a flashpoint for conflict. They are
crimes against peace rather than crimes against justice. But in a
consequential sense they are also offences against justice, inasmuch as
everyone has a natural duty to play their part in ensuring that just
institutions can be established and to ensure that obstacles are not placed in
the way of the just settlement of conflicts.25
In what follows, then, I shall assume I think quite plausibly that
the actions of establishing settlements in the Occupied Territories in the
period from 1967 till the present are or have been unjust in some or all of
these ways.
(() With those assumptions under our belts, we turn to more robust
responses to the objection. The most important thing to bear in mind is the
22
Article 49(6) of the Fourth Geneva Convention (1949): see David Kretzmers paper for this conference.
23
For the legal trick, see Margalit, Settling Scores, op. cit.
24
Something comparable - and similarly disgraceful - was done with regard to Mexican/Hispanic titles
when California obtained its independence (and later became part of the United States).
25
Whether one thinks that the natural duty of justice does all or most of the work done in traditional
political philosophy by theories of political obligation, it is I think undeniable that we have some such natural
duties. For arguments to this effect, see: Immanuel Kant, Metaphysics of Morals, Part One: The Doctrine of Right,
paragraph 44; John Rawls, A Theory of Justice, op. cit., pp. 99 and 293-6; and Jeremy Waldron, Special Ties and
Natural Duties, Philosophy and Public Affairs, 22 (1993), 3.
40
26
Cf. the argument in Waldron, Property, Honesty and Normative Resilience, op. cit., pp. 34-5.
41
27
But see Amartya Sen, Rights and Agency in Samuel Scheffler (ed.) Consequentialism and its Critics
(Oxford: Oxford University Press, 1988), p. 186, for something like a consequentialism of justice.
28
I think there is perhaps more to be said here. The argument I make depends on viewing the demands
of justice in a non-constructivist way: we are to regard the demands of justice in S2 as uncompromising. We are
not to think of them as something we might tinker with to get a more satisfactory system of justice overall. For
the case against constructivism see G.A. Cohen, If Youre an Egalitarian, How Come Youre So Rich? (Cambridge:
Harvard University Press, 2000); for a response, see Joshua Cohen, Taking People as They Are? Philosophy and
Public Affairs, 30 (2002) 363.
42
V.
In section IV we explored some of the moral implications of the Supersession
Thesis, assuming - in the Israeli case (1) that the original establishment of
settlements in the Occupied Territories was unjust, but (2) that it was
possible that circumstances might change in a way that superseded that
injustice.
Now we must ask: how plausible is the second assumption? Even if
the Israeli government does not act immediately to block or reverse the
injustice of recently established settlements, how likely is that circumstances
might change in such a way that would make long-established settlements
turn out to be just sometime in the future? Is there a genuine prospect of
supersession? The issue is not the sheer passage of time. As I said in point
(") above,29 the passage of time establishes nothing; it is changes in
circumstances that go along with the passage of time that may make a
difference. And, as I said in point ("), there is no guarantee that this effect
will accrue: circumstances may change in a way that heightens the injustice
or leaves it undisturbed.
What kind of changes in circumstance are we talking about? What
kind of changes might trigger the Supersession Thesis? It is impossible to
deal with this in any way except enumeration, and therefore the brief
discussion that follows will be necessarily inconclusive. We cannot rule out
the possibility that circumstances may change in unforeseen ways that
reconcile unjustly established settlements with the latter day demands of
justice. But we can explore some of the more obvious candidates. In what
follows I shall refer to three kinds of possible change in circumstance: (i)
demographic, economic and geographical changes, of the sort that were
prominent in my presentation of the New Zealand example; (ii) changes in
patterns of expectation; and (iii) changes in the equilibrium of forces.
(i) Both in the water-holes model and in my presentation of the New
Zealand case, the key change was the presence (in the vicinity of the
resources in question) of large numbers of people who had no practicable
choice but to remain there and make a living using those resources. In
section II, the descendants of Fs could not return to their ancestral waterhole, because it had dried up, and they could not reasonably be expected to
29
Above, p. 38.
43
make the trek west to He because most of them would die on the way. In
the New Zealand case there might have been a point at which it would have
reasonable to expect the pakeha to return to Great Britain: some colonies
did fail in the nineteenth century and the bedraggled colonists did return
home (or move on to some other colony).30 But that time has long passed:
individual New Zealanders do leave their country in disturbingly large
numbers, but there is no place where the millions of New Zealanders of nonMaori descent could reasonably be expected to move en masse. Their
ancestral homeland (the U.K.) is about as far away as it is possible to be
on a globe like the earth, and anyway the government of their ancestral
homeland has long since made it clear that they would not be welcome. My
ancestors might have thought of themselves as British, but we their greatgrandchildren have no right of return.31
Obviously, nothing remotely like this is true or is likely to become
true of the inhabitants of the Israeli settlements in the Occupied
Territories. The demography, such as it is, works in the opposite direction.32
And so does the geography: all of the settlements are within a days walking
distance of the state to which the settlers have a constitutionally established
right of return. If the State of Israel were to accept the view that the
settlements are illegitimate, it would no doubt do everything in its power to
enable (probably it would use force to compel) the settlers to return to
within whatever boundaries it was willing to defend. Even if all the land
presently designated as Occupied Territories were to be ceded to a new
Palestinian State, it is inconceivable that Israel would abandon its present
settler occupants to the extent of denying them a right to return to Israel.
So there is a first set of important differences.
There is a difference, too, in what the settlers are hoping time will
accomplish in the Occupied Territories. It is the express aim many of the
settlers to expand or to be the cause or occasion of the expansion of the
de jure boundaries of the State of Israel to include areas currently occupied
by their settlements. If they succeed in this, they will have the same
practicable choice as to whether to go on living in, say, the Jordan Valley or
move to Tel Aviv as present-day Israelis have as between living in Tel Aviv
30
31
Commonwealth citizens with a grandparent born in the UK have a limited right of return; but the UK has
shown a remarkable adeptness in abolishing such rights whenever it becomes apparent that large numbers of
people might need to exercise them. (The passage of the Immigration Act 1971, partly in response to desperate
need of British Commonwealth citizens of Asian descent to leave Uganda at the time of Idi Amin is a disgraceful
example of Britains alacrity in abandoning those people for whom it had taken on an imperial responsibility.)
32
See also Andrei Marmor, Entitlement to Land and Right of Return (paper prepared for this conference),
pp. 23 ff.
44
or Haifa. They are looking to expand their options, rather than responding
sadly to a radical contraction of them.
In general the logic of the settlement movement seems quite at odds
with what I referred to at the end of section II as the spirit of the
Supersession Thesis. The settlers do not regard themselves as stranded
colonists, or the descendants of stranded colonists, abandoned by their
homeland or abandoned by circumstances, who are now seeking to make the
best of a bad situation, and who are willing to share resources on a new and
just basis with those who were in the territories when they arrived. Instead,
many of the settlers see themselves as pioneers, spearheads of a movement
that is one of conquest (or reconquest) , a movement that may well involve
the expulsion or ethnic cleansing of Palestinians in their vicinity.
I dont mean to suggest, however, that the element of ethnic cleansing
automatically disqualifies a settler movement so far as the application of the
Supersession Thesis is concerned. It is one of the challenging and perhaps
distressing aspects of the supersession of injustice that it may validate
situations that are the result of successful ethnic cleansing. Of course ethnic
cleansing should be condemned, opposed, and blocked at the time that it is
being attempted, and those who incite or perpetrate it should be tried and
punished for crimes against humanity. But if the enterprise of forcibly
moving one population out of a territory actually succeeds, and if there is no
real-world prospect of that populations return, then the demographics of the
situation will actually have changed, and justice must respond to those
changes in roughly the way that is envisaged in the Supersession Thesis.33
It is not out of the question that the settlements movement might succeed
to that extent, which is at least one of the reasons Palestinian militants
oppose and attack the settlements so furiously.
(ii) Consider now the possibility that peoples sentiments, affections
and expectations will change in relation to a given set of resources. People
who are in possession of certain resources become accustomed to their
possession, while people who are dispossessed may find their sentimental
attachment to what they have lost gradually dissipating. The point was well
put by David Hume:
Such is the effect of custom, that it not only reconciles us to anything
we have long enjoyd, but even gives us an affection for it, and makes
us prefer it to other objects, which may be more valuable, but are less
33
In parts of the United States, such justice as there is in contemporary land-holding depends on some
such development. The successful ethnic cleansing of Native Americans their movement to reservations and the
decline in their numbers and aspirations there meant that, after many decades, they could not longer be
regarded as serious claimants to the lands that were taken from them.
45
known to us. What has long lain under our eye, and has often been
employd to our advantage, that we are always the most unwilling to
part with; but can easily live without possessions, which we never
have enjoyd, and are not accustomd to.34
This continues to be an important theme in modern property theory. In a
number of interesting essays, Margaret Radin has explored the implications
of the proposition that [m]ost people possess certain objects they feel are
almost part of themselves, 35 and she argues that the trajectory of those
feelings may affect the way we resolve disputes about property and
distributive justice. For her, as for Hume, these sentiments are not just
interesting psychological corollaries of possession; after a certain amount of
time they figure among the moral grounds that there are for ratifying
possession as just, for they are part of the relation between person and
resource that justice may pay attention to. The point can be extrapolated
from more traditional theories of property. Traditional theories of property
often attribute moral importance to the fact that the producer or laborer has
invested something of himself in the resources that he appropriates.36 They
say that this personal or emotional investment mixing ones labor, to
use Lockes phrase37 establishes a relation between person and resource
that justice must pay attention to. These accounts are particularly
convincing when, as in Lockes account, they are associated with First
Occupancy, for in a case of First Occupancy the sentimental investment of
the appropriator in the particular resource does not accrue at the expense of
anyone elses sentimental investment in that resource. However, though
that connection is very important, still the significance of the sentimental
investment cannot simply evaporate when we are dealing with something
other than First Occupancy. Even when the possessor is not the first
occupier or even when he has actually dispossessed someone else the
attachment to the resource that he develops must still have (or in time
34
David Hume, A Treatise of Human Nature, Second Edition, ed. L.A. Selby-Bigge and P. H. Nidditch
(Oxford: Clarendon Press, 1978), p.503 (Book III, part 2, section iii). For discussion see Stephen R. Munzer, A
Theory of Property (Cambridge: Cambridge University Press, 1990), pp. 194-5 and Waldron, Property, Honesty,
and Normative Resilience, op., cit., at pp. 21-31.
35
Margaret Jane Radin, "Property and Personhood," reprinted in her collection Reinterpreting Property
(Chicago: University of Chicago Press, 1993): 35-71, at p. 36.
36
See John Locke, Two Treatises of Government ed. Peter Laslett (Cambridge: Cambridge University
Press, 1988), Second Treatise, Chapter V (on mixing ones labor) and G.W.F. Hegel, Elements of the Philosophy
of Right, ed. Allen Wood (Cambridge: Cambridge University Press, 1991), pp. 73 ff. (esp. paragraphs. 41-64).
See generally, Jeremy Waldron, The Right to Private Property (Oxford: Clarendon Press, 1988), pp. 171-207
(Locke) and 351-77 (Hegel). See also the paper by Tamar Meisels, The Ethical Significance of Settlement,
prepared for this conference.
37
46
38
This may seem harsh and it may excite, once again, the worry about moral hazard. But I do not see any
way of avoiding this conclusion. We cannot pretend that a long-stolen resource continues to play a part in its
original owner's life when in fact it does not, or that subjective attachment has a certain quality when in fact that
quality has faded, merely in order to avoid a moral hazard.
39
See above, text accompanying note 34. I have adapted this last paragraph from Waldron, Superseding
Historic Injustice, op. cit., pp 18-19.
40
For a powerful argument to the contrary, see Andrei Marmor, Entitlement to Land and Right of Return
(paper prepared for this conference), pp. 16 ff.
41
Above, p. 40.
47
43
Jeremy Bentham, "Supply without Burthen" in Volume I of Jeremy Bentham's Economic Writings, edited
by W. Stark (London: George Allen and Unwin, 1952), p. 291. I have discussed this in Property, Honesty, and
Normative Resilience, op. cit., pp. 23-6, and in Supply Without Burthen Revisited, Iowa Law Review, 82 (1997),
1467.
44
Hence the conservatism of Benthams claim that the legislator owes the greatest respect to the
expectations that he himself has encouraged. (See the extract from Jeremy Bentham, Principles of the Civil Code,
excerpted in C.B. Macpherson (ed.) Property: Mainstream and Critical Positions (Oxford: Basil Blackwell, 1978):
41-58.)
45
Above, p. 41.
48
seizing and holding land in the Occupied Territories, it may be thought that
the Israeli settlers are changing the forces that are in play in the Territories,
and thereby making a difference to what must eventually be regarded as a
just distribution of land in that region. The seizure itself may be
objectionable on grounds of justice. But if successful, it means that the
forces that will eventually determine what counts as just will be different
from those that would have determined this if the settlements had not taken
place.
Once again, David Humes work is seminal in the philosophical
background of this line of argument. Hume argued that institutions of
property and justice take their origin from a convention to respect de facto
defensible holdings. We start from an assumption of conflict: people grab
things and use them; they argue and fight over them; they try and defend
what they have and take as much as they can from others. Over time, the
holdings determined in this way are going to be largely arbitrary.
Nevertheless if any sort of stable pattern of possession emerges, then
something like a peace dividend may be available. It may be possible for
everyone to gain, both in terms of the diminution of conflict and in terms of
the prospects for market exchange, by an agreement not to fight any more
over possessions. I agree to respect what you have managed to hang on to,
and you agree to respect what I have managed to hang on to: "By this
means, every one knows what he may safely possess."46
I observe, that it will be for my interest to leave another in the
possession of his goods, provided he will act in the same manner with
regard to me. He is sensible of a like interest in the regulation of his
conduct. When this common sense of interest is mutually express'd,
and is known to both, it produces a suitable resolution and behaviour;
since the actions of each of us have a reference to those of the other,
and are perform'd upon the supposition, that something is to be
perform'd on the other part.47
Such an agreement, if it lasts, may amount over time to a ratification of de
facto holdings as de jure property.
On Humes account it is inappropriate to talk of justice or injustice in
advance of such a convention, and it would be unwise to anticipate such a
convention until we see how the forces that determine de facto possession
46
Hume, Treatise, op. cit., p. 489 (Bk. III, Part II, sect. ii). See also James M. Buchanan, The Limits of
Liberty: Between Anarchy and Leviathan (Chicago: University of Chicago Press, 1975), esp. Chs. 1-4. For a
discussion, see Jeremy Waldron, 'The Advantages and Difficulties of the Humean Theory of Property, Social
Philosophy and Policy, 11 (1994), 85.
47
Hume, Treatise, op. cit., p. 490 (Bk. III, Part II, sect. ii). Emphasis in original.
49
actually play out. It is, he says, impossible there can be naturally any such
thing as a fix'd right or property, while the opposite passions of men impel
them in contrary directions, and are not restrain'd by any convention or
agreement.48 So, we can say that the settlements take place initially in a
domain of conflict unregulated by justice; but they help to establish the facts
the equilibria, the stand-offs, the prospects of peace dividends, the
viability of conventions that will eventually determine what is just and
unjust in this domain. Now, in theory, this sort of account falls slightly
outside the ambit of the Supersession Thesis, since it does not concede the
injustice of the settlements to begin with. (Their initial justice or injustice is
moot, on this approach, until the situation stabilizes.) Still it is close enough
to the Supersession Thesis to be of interest to us here. And we can work up
a version of it that may conform more rigidly to our model, in the following
way.
Suppose a Humean convention, C0, had established itself between
1949 and 1966 in the region we now call the Occupied Territories a
convention which ratified various peoples possession as legitimate
property.49 This convention, C0, would have established itself on the basis of
the equilibrium of forces that then obtained. In 1967, however, there was a
massive change: the forces that had governed the region (and thus
sponsored C0) were defeated, and the region was occupied by Israeli forces.
Now in principle, an occupying power has an obligation to respect existing
property arrangements, and not effect any major change until the
occupation is regularized.50 But, given the cavalier attitude of successive
Israeli governments, clearly C0 was now very fragile and vulnerable either to
the imposition of a new property regime or to the re-emergence of conflict
over resources (a state of nature), in which case a new equilibrium would
have to be worked out. In this unstable situation, a group of settlers might
make a play for control of certain resources in this region. Formally
speaking, their move is unjust by reference to C0. And it may also be unjust
with respect to whatever indeterminate, unstable, and unreliable version of
C0 well call it C1 prevails during the Occupation. Still, the settlers may
make their move with a view to affecting and constraining the interplay of
forces which will eventually lead some years hence to a new and stable
convention, C2, concerning property in the region. When C2 emerges, it is
48
Ibid., p. 491.
49
Some of these possessions were built upon the dispossession of an earlier generation of Jewish settlers.
(See Greg Myre, Israels Outpost Settlements Face a Moment of Truth, New York Times, May 26, 2003, p. 6: one
settler noted that his outpost is built on the site of a Jewish kibbutz overrun by Arab troops in the 1948-49 war at
Israels independence.
50
50
likely to ratify some of their holdings as just, even though they might have
been unjust with reference to C1 and C0. Of course there is nothing
inevitable about this. But it is not out of the question that something like
this would occur, and it is a version of the supersession effect.
Notice once again what this argument offers and what it does not
offer. It offers an account of what may happen in the course of time, as the
conflict continues and eventually draws to its end. It does not offer an
account of what ought to happen now, nor does it legitimize what the
settlers are currently doing. At best, what it shows (on Humean grounds) is
that their present actions cannot be condemned as unjust so long as the
opposite passions of men impel them in contrary directions, and are not
restrain'd by any convention or agreement.51 More importantly the frank
acknowledgment of the role of force in this line of argument leaves the
settlers with no ground for complaint about attacks on the settlements by
Palestinian militants. Palestinian militants presumably also want to
contribute to the interplay of forces that will eventually determine a stable
Humean distribution of resources in this arena of conflict. Their force too
will have to be reckoned in the vector that eventually determines an
equilibrium of forces in the Occupied Territories. The Humean argument is
notoriously non-committal on the means that are used to establish de facto
possession, and it has to be non-committal also on the means that are used
to oppose it. So the argument gives the settlers no right to be protected
from Palestinian attacks. (No doubt the attacks can be condemned on other
grounds, but not buy virtue of this argument.) Their proposal to establish
and maintain settlements at the point of a sword, in the hope that theat will
affect the way that justice is eventually established, means that they must
expect to be opposed at the point of a sword. Their justice-based argument
assumes or hopes that they may prevail; but it does not give them any right
to prevail.
Notice finally that this argument is a little different from the others.
Arguments (i) and (ii) assumed that the same theory of justice that
condemned S1 might ratify S2, and that it is only the circumstances that have
changed. Argument (iii), however, looks to the application of different
principles in S1 and S2, for among the changes in circumstances that it
envisages are changes relating to the genealogy of justice. However, in a
broader sense it is an argument of the same general type. Though it looks
behind justice to the considerations under which it becomes worth talking
51
51
VI.
The possibilities just sketched might seem more like realpolitik than moral
philosophy. Interplay of forces, redefining the arena of conflict what do
these have to do with justice and injustice, right and wrong? Nobody has
ever denied that in time the settlements might be made legitimate by
sustained application of violence against those who oppose them and those
who have been dispossessed or otherwise adversely affected. But we are
supposed to be considering the morality of settlements. This is the final
objection to the Supersession Thesis that I shall consider.
Here are two responses. First, the application of the Supersession
Thesis even in the extreme case of (iii) is not just submission to power, nor
is it simply the prostitution of morality and justice to the claims of the tank,
the bullet, and the bulldozer. It is rather a recognition that facts which are
established by violence do not on that account cease to be worth considering
from the point of view of justice. A principle of justice, J, may hold
categorically that anyone who is N has a right to R. The fact that X is N by
virtue of Xs wrongdoing or the wrongdoing of someone else may be the
basis of an exception to J (in which case J ought to have been stated more
careful). If it is not an exception, however, we are required simply to deal
with it, irrespective of our distaste at the mode of its establishment.
Likewise a principle of justice, J, may be applicable in a situation only when
condition 8 is satisfied. Unless there is some specific exception to this metaprinciple (about the applicability of J), the fact that 8 is satisfied as a result of
someones unjust action is neither here nor there. Whether principle J or the
meta-principle which imposes condition 8 are sensitive to issues about
violence and injustice is something to be established by reasoning about
their particular content. It is not something we can assume wholesale on
the basis of our general distaste for violence or our general opposition to
injustice.
Secondly and maybe this is just another way of putting the same
point although the Supersession Thesis responds to facts established by
violence, it responds to those facts inasmuch as they present features that
are made relevant by the principles of justice themselves. Think back to our
52
Thus Hume builds up his account of the artificial virtue of justice, using material from a constant set of
natural virtues. or a much more chaotic account of the genealogy of justice, which could not be used in this way,
see Friedrich Nietzsche, On the Genealogy of Morality, edited by Keith Ansell-Pearson (Cambridge: Cambridge
University Press, 1994), esp. Second Essay. (See also Waldron, Right to Private Property, pp. 258-9, for further
discussion on this point.)
52
53
53
Appendix:
Mostly in this paper, I have concentrated on changes in circumstances from
S1 to S2. But there are also important issues about changes in personnel
that is, changes in the nature of the persons to whom the injustice is
supposed to have been done. . In relatively recent cases, like the case of
the Israeli settlements, we can still point to the persons who were harmed
and whose injury still subsists, as a result of the original injustice. But as
time passes, this may be more difficult: the victim of the injustice
perpetrated at S1 may not be alive at S2, and it may not be easy to maintain
that the grievance is inheritable. To some extent , this difficulty is solved if
the injustice is conceived of as an injustice done to groups or communities.
A group may endure from S1 to S2 even though the members of the group
die and are replaced by their children and grandchildren. But even then
there are still difficulties about the nature of the group.54
What is it for a group (such as a tribe) to survive over (say) four or
five generations, in the context of claims about injustice? My hunch is that
survival in the relevant sense may not be the same as the notional
inheritance of a group name and structure. It is not enough to point to
some present-day entity or group that may be regarded for some purposes
as identical to an entity or group whose rights were violated in the past. We
must be sure that they are identical in a sense that is relevant and
appropriate so far as the issue of justice is concerned.
For example, suppose an injustice is done to a certain family, Gm, at a
time, m, when families have comprehensive responsibility for the social and
economic well-being of their members: there is no social safety-net beyond
that, no public education etc. The injustice at m deprives Gm of most of its
wealth. As time passes - and that specific injustice remains unrectified - the
social structure changes, and now the wider community or the state takes on
the socio-economic responsibilities that were previously vested in the family.
But G survives - at least nominally - as an enduring entity that outlasts its
individual members: the family at time m, i.e. Gm, has survived through to
time n, many generations later. It now presents itself as Gn. And Gn
demands reparation of the original injustice. Are we so sure, in light of the
changed social structure, that Gn is identical in the relevant sense to Gm?
They are certainly identical in some sense, but can we be sure that the sense
in which Gn and Gm are identical is a sense that is relevant for the purposes
of restitution and historic reparation? The violation against Gm was a very
serious one. But the best account of that seriousness makes reference to
54
What follows is taken from Jeremy Waldron, Taking Group Rights Carefully, in Grant Huscroft & Paul
Rishworth (eds.) Litigating Rights: Perspectives from Domestic and International Law (Oxford: Hart Publishing,
2002), 203-220.
54
Gms responsibilities for the welfare of its members, which are responsibilities
Gn does not have. G has endured as Gn, but Gn does not play the role that
Gm played. Can we say that the outstanding violation - now conceived as a
violation against Gn - is as serious now as it was when it took place?
Or suppose that people organize themselves into groups at time n on
quite a different basis than the basis on which they organized themselves
into groups at the time, m, when the injustice was committed. The original
group survives, in some sense, but people configure themselves differently
in relation to groups. Take a concrete example - the issue posed in a recent
New Zealand case about Maori fishing rights.55 The Court of Appeal had to
consider whether schemes to settle Maori grievances about the expropriation
of fishing rights in the nineteenth century should be focused solely on
traditional tribes or iwi or whether beneficiaries might also include more
recently constituted Urban Maori Authorities. Justice Thomas provides some
background:
With the advent of colonization after 1840, the tribes were
systematically dispossessed of their lands by purchase, confiscation or
legal artifices. From the 1860s Maori fishing rights were under threat,
and Maori struggled to retain fishing rights independent of land. ...
Gradually the rights were all but fully lost. A burgeoning Maori
population on an inadequate land base meant that life in tribal polities
was no longer tenable. Urban migration followed, especially in the
post-war years, actively encouraged by the urban relocation
programme of the government of the day. ... Maori underwent the
fastest urbanization of any indigenous peoples in the world. In 1956,
76 per cent of Maori were considered rural; by 1976, 78 per cent had
become urban. ... The reality for Maori today is that most no longer
live in compact kin-based tribal collectives on a defined land base.
Their people live in scattered whanau units both within and away from
the old tribal boundaries. ... A number of Maori, 112,566 to be precise,
indicated in the last census taken that they did not know the name of
their iwi, while another 40,917 neither specified nor identified their iwi.
Twenty-five per cent of Maori either do not know their iwi or for some
reason or other choose not to affiliate with it. ... But Maori are a
communal people. The ... transformation of tribalism ... led to the
emergence of quasi-tribes in the form of urban Maori organizations. A
mix of tribal, religious and secular groups were formed for the purpose
of providing material and spiritual support for Maori and the
preservation of Maori culture. These voluntary groups perform the
55
E.g., Te Waka Hi Ika o Te Arawa v. Treaty of Waitangi Fisheries Commission [2000] 1 NZLR 285.
55
functions once carried out by the tribe. Urban marae developed. ...
Many of these groups became delivery and service mechanisms for the
government. To the forefront in this transformation have been the
Urban Maori Authorities (UMA).56
However, the political process whereby redress for historic injustice is sought
under the auspices of the Treaty of Waitangi (1840) has been dominated, on
the Maori side, by representatives of the traditional iwi, for they through
their chiefs were of course the signatories to the Treaty. The settlement
reached in regard to fisheries provided, in effect, that the assets held by the
Treaty of Waitangi Fisheries Commission be distributed to traditional iwi, or
other descent-based groups. A number of UMA challenged this settlement,
on the grounds that it would not benefit a very large number of urban Maori
no longer affiliated with iwi. The response by counsel, Joseph Williams, for
the Commission was that since iwi had had the fishing rights wrongfully
taken away from them, it is to iwi that they should be returned: UMA had
not suffered comparable injustice, for they did not exist at the time the
expropriations took place, and so they were not entitled to any redress. That
argument prevailed with the majority in the Court of Appeal (insofar as they
went beyond simple statutory interpretation).
The settlement was of the historical grievances of a tribal people. It
ought to be implemented in a manner consistent with that fact. With
all due respect to UMA, who are formed on the basis of kaupapa not
whakapapa, they cannot fulfil such a role. In saying this we do not
intend to disparage UMA. They are worthy organizations of great value
to Maoridom and to the wider New Zealand community. They are, and
should be, held in high regard. In their short histories they have
accomplished much good and their role in the delivery of benefits
emanating from central and local government is vital and increasing.
But they cannot legitimately claim to be tribes or the successors of
tribes.57
But it seems to me the dissenting Appeal Court judges had a point when
they remarked that
the argument confuses the benefit of collective rights of individual
Maori with the benefit to be conferred pursuant to the settlement. ...
Mr. Williams asserts that the benefit of the settlement should be
56
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56
directed to those who have lost their rights; that is, on his argument,
the traditional tribes. This, he argued, is only logical. But the
settlement is for the benefit of all Maori, not just the traditional tribes.
In whatever manner distribution is effected, the benefit of the
settlement is to go to all Maori, not just the members affiliated with
the tribes who claim to have been the holders of the fishing rights
which have been extinguished.58
In other words, there is a sort of unhealthy formalism about an argument
that moves from the sociological proposition that [t]he settlement was of
the historical grievances of a tribal people to the conclusion that the
particular tribal entities that suffered the violation should be the sole
beneficiary of the settlement, notwithstanding the very different and
attenuated position that those entities presently occupy in modern Maori
society. And I think this formalism is the occupational hazard of those who
simply cast around to find a way - any way will do - of sustaining the
business of historic reparations without regard to the human circumstances
of those they claim to be benefitting.
58
57