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Summary
Neuroscience offers new ways and levels to look into the functioning of our organisms. It thus can be used as a means to confirm or
AUTHORS NOTE: Renate Motschnig-Pitrik sincerely thanks her colleagues
Ladislav Nykl, Helmuth Beutel, and Antonio Santos for numerous insightful dialogues and discussions. Both authors thank the editor and the anonymous reviewers for their constructive comments that have evoked further thought and
encouragement to continue the bridge-building process.
Journal of Humanistic Psychology, Vol. 48 No. 3, July 2008 287-319
DOI: 10.1177/0022167807306044
2008 Sage Publications
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INTRODUCTION
Novel and refined investigation methods such as positron
emission tomography (PET) and Functional Magnetic Resonance
Imaging (fMRI) open up new levels and perspectives of investigating human functioning and uncovering some of the secrets
nature has built into our organisms. However, neural patterns
and pathways tend to be highly complex such that hypotheses
and theories from other sciences such as biology, anthropology,
psychology, social sciences, and so on tend to provide valuable
inputs for the confirmation of individual theories.
Within the past decade, Antonio Damasio has suggested a
theory on the role of emotions and feelings in human functioning.
Whereas his theory is based on numerous experiments from cognitive neuroscience, it also takes into account aspects of related
disciplines such as anthropology, philosophy, and the social sciences and considers a phenomenological component based on personal experience. It is interesting that Damasios concepts and
findings appear to match and thus to confirm the visionary theories of personality and behavior of Carl Rogers, the most influential American psychologist of the past century and the founder of
the Person-Centered Approach.
We emphasize that we do not at all intend to substitute or
reduce human behavior to its neuroscience perspective, much in
the same way as a psychological theory could not explain all subtleties of neuro-anatomic functioning. Nevertheless, in our view,
embracing multiple perspectives has the potential of opening ones
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mind and provoking further thought. The good news is that both
theories can, in the authors view, benefit from the exploration of
congenial concepts and ideas (see also Lux, 2004, 2007; MotschnigPitrik & Nykl, 2003). Rogerss theory is confirmed by the grounding of several of its concepts such as the actualizing tendency,
feelings, subception, experience, and so on in neuroscience and by
their more detailed and explicit understanding. Damasios theory
can be complemented and enriched by Rogerss insights on particular attitudes, in Damasios terminology non-automated devices,
that have been proven to bring people closer to their own optimum,
in Damasios terminology perfection, and by the principle of reciprocity, also to the optimal being of their peers. More precisely,
Rogerss theory complements Damasios in supplying the psychological and social preconditions that are necessary and sufficient
for the development and maintenance of a trustworthy self as the
base for the organization of feelings and meanings.
Further good news is that Rogerss theory applies to all persons, irrespective of their particular culture, and that Rogers has
suggested ways in which facilitative conditions or attitudes can
be developed. Ongoing research will address yet further complements between neuroscience and the Person-Centered Approach
aimed at promoting wise conscious choices in integrating intellect and feeling in learning and creative problem solving.
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neutral life state, what we as thinking and affluent creatures identify as wellness and well-being. . . . It is apparent that the continuous attempt at achieving a state of positively regulated life is a deep
and defining part of our existence. . . . Striving, endeavor, and tendency are three words that come close to rendering the Latin term
conatus, as used by Spinoza [1955b, Propositions 6, 7, and 8]. . . . [In
biological terms] it is the aggregate of dispositions laid down in brain
circuitry that, once engaged by internal or environmental conditions,
seek both survival and well-being. (pp. 35-36)
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his colleagues (Sheldon, Arndt, & Houser-Marko, 2003) hypothesized a positive bias over time toward goal choices that enhance
subjective well-being. In a recent book, Sheldon (2004) develops an
intriguing multidisciplinary perspective on optimal human being.
Proposition V: Behavior is basically the goal-oriented attempt of the
organism to satisfy his or her needs as experienced, in the field as
perceived.
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needs of the self take precedence over the needs of the organism.
Damasio, however, claims that not all emotions are alike in promoting survival and well-being. In any case, for both researchers,
the situations in which the behavior of the organism is not governed purely by the actualization tendency or, in other words, by
survival and well-being seem essential and worthy of further
consideration. In fact, deeper knowledge of these situations and
wisdom/competence to handle them might help to minimize
much of the evil in current and future societies.
With regard to the brain machinery of emotion, Damasio
(2003) states,
Emotions provide a natural means for the brain and mind to evaluate the environment within and around the organism, and
respond accordingly and adaptively. Indeed, in many circumstances, we actually evaluate consciously the objects that cause
emotions, in the proper sense of the word evaluate. We process
not only the presence of an object but its relation to others and its
connection to the past. In those circumstances, the apparatus of
emotions naturally evaluates, and the apparatus of the conscious
mind thinkingly coevaluates. (p. 54)
Proposition VII: The best vantage point for understanding behavior is
from the inner frame of reference of the individual.
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This matches Rogerss Proposition IV and means that the autobiographical self bears stability, but it also exhibits flexibility. This is
because its structure depends on a choice of some of the numerous
implicit memories of the autobiographical memory to be made
explicit and included in the construction of the autobiographical
self. Therefore, we possess the potential of different candidates for
our self on the level of the autobiographical self. Damasio (2000)
refers to this as the inner battles of the self (p. 225). In this
process, the autobiographical self, as any other object, evokes a
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Because Rogerss Propositions XI and XIX refer to the organismic valuing process, we just refer to them in this place and postpone further discussion.
Proposition X: The values attached to experiences, and the values that
are a part of the self-structure, in some instances are values experienced directly by the organism, and in some instances are values
introjected or taken over from others, but perceived in distorted
fashion, as if they had been experienced directly.
The first part of this proposition, namely, the one pertaining to values due to the organisms direct experiencing, can be explained as
described above in the context of Proposition IX. The second part,
referring to introjected values, however, is, in the authors understanding, not discussed by Damasio. Nevertheless, as will become
clear below, various mechanisms of simulated body states and of
taking over or manipulating values, consciously and unconsciously,
are elaborated in Damasios framework. This opens up the neuroscience basis of such mechanisms and, at the same time, shows how
psychological phenomena can be grounded in these mechanisms for
which nature has paved the way.
According to Damasio, the importance of objects for the organism is evaluated by the body-related process of core consciousness. This process includes a kind of internal preference system.
Damasio (1998) writes,
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Readers not interested in the neural mechanisms of interferences can move on to Proposition XII without the loss of understanding the rest of the article.
Damasio (2003) describes interferences that, under certain
conditions, lead to false body mappings, which we have referred
to as distortions above:
The brain effectively eliminates from the central body maps the patterns of activity that would permit the experience of pain. There are
good reasons why the mechanism of false representation would have
prevailed in evolution. During an attempt to run away from danger, it
is helpful not to feel the pain that may come from wounds inflicted by
the cause of danger. . . . Now we have detailed evidence about how this
sort of interference occurs. Nuclei in the part of the brain stem
tegmentum known as periaqueductal gray (PAG) dispatch messages
toward the nerve pathways that normally would convey signals of tissue damage and lead to the experience of pain. Those messages prevent the signals from passing on. Naturally, as a result of the filtering,
we get a false body map. The body-relatedness of the process is not
in question, of course. . . . We can find evidence for these mechanisms
all around us. Those of us, public speakers or actors, who have had to
perform while sick, have experienced the strange disappearance of the
worst physical symptoms of any ailment when we walk on the stage.
. . . I suspect some notorious psychopathological conditions hijack this
nice mechanism for good measure. (pp. 113-115)
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I suspect that the ultimate quality of feelings, a part of why feelings feel the way they do pertains to the fact that the life governance processes are either fluid or strained. That is simply their
way of operating given the strange state we call life and the
strange nature of organismsSpinozas conatusthat drives
them to endeavor to preserve themselves, come what may, until life
is suspended by aging, disease, or externally inflicted injury. The
fact that we, sentient and sophisticated creatures, call certain feelings positive and other feelings negative is directly related to the
fluidity or strain of the life process. (p. 131)
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Furthermore, Damasio (2003) notes that by controlling our interaction with objects that cause emotions, we are in effect exerting some
control over the life process and leading the organism into greater or
lesser harmony, as Spinoza would wish. From the authors point of
view, with regard to Rogerss life effort, we wish to note that by perceiving and facilitating an atmosphere governed by congruence,
acceptance, and empathic understanding in our relationships, we do
the best to approach a self-structure in which each experience is accurately symbolized and thus the actualizing tendency can fully unfold
itself in a constructive way. This holds true not only for us but also for
the other persons who participate in such relationships. Details and
competence, however, on how to acquire greater harmony and states
of flow for whole societies still need to be worked out, as we all happen to feel and to know too well. Barrett-Lennard (2005) thoughtfully
explores relationships at the center of healing in social systems.
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Feelings are perceptions, and I propose that the most necessary support for their perception occurs in the brains body maps. These maps
refer to parts of the body and states of the body. Soma variation of pleasure or pain is a consistent content of the perception we call feeling.
Alongside the perception of the body there is the perception of thought
with themes consonant with the emotion, and the perception of a certain mode of thinking, a style of mental processing. How does this perception come about? It results from constructing metarepresentations
of our own mental process, a high-level operation in which a part of the
mind represents another part of the mind. This allows us to register
the fact that our thoughts slow down or speed up as more or less attention is devoted to them; or the fact that thoughts depict objects and
events at close range or at a distance. My hypothesis, then, presented
as a provisional definition, is that a feeling is the perception of a certain state of the body along with the perception of a certain mode of
thinking and of thoughts with certain themes. Feelings emerge when
the sheer accumulation of mapped details reaches a certain stage. . . .
Feeling is a consequence of the ongoing homeostatic process, the next
step in the chain. (pp. 85-86)
Rogers (1983) himself devotes significant effort to revolutionizing education by means of integrating feelings and cognitions.
He characterizes the learning that is achieved by including cognitions as well as feelings in the following way:
So if I were to attempt a crude definition of what it means to learn
as a whole person, I would say that it involves learning of a unified
sort, at the cognitive, feeling, and gut levels, with a clear awareness
of the different aspects of this unified learning. (p. 264)
There should be a place for learning by the whole person, with feelings and ideas merged. I have given much thought to this question
of bringing together cognitive learning, which has always been
needed, and affective-experiential learning, which is so underplayed in education today. (p. 266)
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With regard to cooperative behavior, Carl Rogers (1959) formulated the principle of reciprocity of positive regard: If an individual
perceives himself or herself as someone who satisfies the need of
positive regard of another, then necessarily he or she experiences
himself or herself as someone whose need for positive regard has
been satisfied. Because experiencing positive regard clearly falls
into the category of pleasure, this principle explains/proves the suggestion that virtue is its own reward. Reciprocally, the dopamine
release may be seen as a confirmation/proof of the reciprocity of positive regard.
Rogers (1951/1995) writes, Finally, the self-actualization of
the organism appears to be in the direction of socialization,
broadly defined (p. 488). In a different place, Rogers (1961)
argues that the direction toward social behavior is due to our
strong need of positive regard. Because this need appears essential in arguing that actualization of ones own organism does not
exclude others, in Appendix B, we include a quote of Rogerss formulation of the need for positive regard.
Even more clearly, we read in Rogers (1961),
It will be evident that another implication of the view I have been
presenting is that the basic nature of the human being, when functioning freely, is constructive and trustworthy. For me this is an
inescapable conclusion from a quarter-century of experience in psychotherapy. When we are able to free the individual from defensiveness, so that he is open to the wide range of his own needs, as well
as the wide range of environmental and social demands, his reactions may be trusted to be positive, forward-moving, constructive.
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We do not need to ask who will socialize him, for one of his own
deepest needs is for affiliation and communication with others. As
he becomes more fully himself, he will become more realistically
socialized. We do not need to ask who will control his aggressive
impulses; for as he becomes more open to all his impulses, his need
to be liked by others and his tendency to give affection will be as
strong as his impulses to strike out or to seize for himself. He will
be aggressive in situations in which aggression is realistically
appropriate, but there will be no runaway need for aggression. His
total behaviour, in these and other areas, as he moves toward being
open to all his experience, will be more balanced and realistic,
behaviour which is appropriate to the survival and enhancement
of a highly social animal. (p. 194)
Finally, there is agreement that one of the most essential elements of survival is the development of a greater sense of cooperation, of community, of ability to work together for the common
good, not simply for personal aggrandizement (Rogers, 1980,
p. 332). Significant congenial thought and advancement of the
cooperative and relationship aspect in (inter)personal and community development at various levels can be found in BarrettLennard (2005).
Let us end with two intriguing quotes by Damasio and complement them with Rogerss insight. Damasio (2003) writes,
On a practical note, understanding the biology of emotions and the
fact that the value of each emotion differs so much in our current
human environment, offers considerable opportunities for understanding human behavior. We can learn, for example, that some
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emotions are terrible advisors and consider how we can either suppress them or reduce the consequences of their advice. I am thinking, for example, that reactions that lead to racial and cultural
prejudices are based in part on the automatic deployment of social
emotions evolutionarily meant to detect difference in others
because difference may signal risk or danger, and promote withdrawal or aggression. . . . We can be wise to the fact that our
brain still carries the machinery to react in the way it did in a very
different context ages ago. And we can learn to disregard such
reactions and persuade others to do the same. (p. 40)
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CONCLUSIONS
In this article, we attempted to align and investigate, as thoroughly, mindfully, and cautiously as we were able, the 19 theses of
Rogerss theory of personality and behavior with Damasios recent
work on consciousness, emotions, and feelings grounded in neuroscience. In doing so, we heavily worked with original citations from
the two scientists to allow readers, first of all, to conceive the congenial thought as objectively as possible. However, to point to the
meanings of the mutual complementation of the individual theories,
individual issues were complemented by personal thought.
Summarizing, we are amazed by the smooth fit of the theories
in all of the essential concepts, such as
the individual being the center of his or her perception,
the idea of actualization or moving to states of higher organization/
perfection,
the essence of feelings and their contribution to making wise
decisions in complex situations,
the necessity of feelings and rational thought in the interaction
of complex problem solving,
the importance and positive effect of a fluid organization of concepts where nervous signals can flow without being blocked,
the equipment of our organism to support social behavior if necessary conditions are met,
the equipment of our organism to support transparent, mutual
understanding at all levels.
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APPENDIX A (continued)
3. The sensorimotor maps pertaining to the object cause changes
in the maps pertaining to the organism.
4. The changes described in number 3 can be rerepresented in yet
other maps (second-order maps) which thus represent the relationship of object and organism.
5. The neural patterns transiently formed in second-order maps
can become mental images, no less than the neural patterns in
first-order maps.
6. Because of the body-related nature of both organism maps and
second-order maps, the mental images that describe the relationship are feelings. (p. 169)
a. Note that the term object is used to subsume notions like persons, pictures,
situations, physical objects, and so on.
APPENDIX B
The Need for Positive Regard (Rogers, 1959, p. 224)
As the awareness of self emerges, the individual develops a need for positive regard. This need is universal in human beings and, in the individual, is pervasive and persistent. Whether it is an inherent or learned
need is irrelevant to the theory. Standal (1954), who formulated the concept, regards it as the latter.
a. The satisfaction of the need is necessarily based on inferences
concerning the experiential field of another.
1. Consequently, it is often ambiguous.
b. It is associated with a very wide range of the individuals
experiences.
c. It is reciprocal, in that when individuals discriminate themselves
as satisfying anothers need for positive regard, they necessarily
experience satisfaction of their own need for positive regard.
1. Hence, it is rewarding both to satisfy this need in another and to
experience the satisfaction of ones own need by another.
d. It is potent, in that the positive regard of any social other is
communicated to the total regard complex that the individual
associates with that social other.
1. Consequently, the expression of the positive regard by a significant social other can become more compelling than the
organismic valuing process, and the individual becomes
more adient to the positive regard of such others than toward
experiences that are of positive value in actualizing the
organism.
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