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N. JOSEPH TORCHIA, 0. P.
Creatio ex nihilo
Series VII
Theology and Religion
Vol. 205
PETER lANG
N. Joseph Torchia, 0. P.
PETER LANG
New York Washington, D.C./Baltimore Boston
Bern Frankfurt am Main Berlin Vienna Paris
Dedicated To My Parents,
per quorum carnem introduxisti me in hanc uitam.
(Confessiones IX, 13, 37)
Contents
Preface
Initial Observations/The Christian Doctrine of Crea tio
ex nihilo: Some General Presuppositions/The Significance of Creatio ex nihilo for Augustine/Methodology/
The Relation Between Augustine's Life and Thought/
Augustine and Neoplatonism/A Word on Texts/
Acknowledgements/Notes
Introduction The Scriptural, Patristic, and
Philosophical Background of St. Augustine's
Doctrine of Creatio ex nihilo
Creatio ex nihilo in Scripture/Patristic Theories of
Creation: The First to the Fourth Centuries/The Philosophical Background/The Debate Concerning Plato's
Timaeus/Later Platonism and Early Patristic Theories of
Creation/Possible Influences on Augustine: A Tentative
Hypothesis/Concluding Remarks/Notes
Chapter 1 The Manichaean Cosmogony:
A Point of Reference
The Religion of Mani/Methodology/The Manichaean
Cosmogony/Assessment: The Three 'Moments'/The
Manichaeans' Understanding of Creation: Salient
Themes/Concluding Observations: Augustine's
Knowledge of Manichaeism/Notes
Chapter 2 Saint Augustine's Exegesis of Genesis
The Act of Creation/The Ontological Status of Amorphous Matter/The Ontological Status of the Nihil!
Creatio ex nihilo Defined/Conclusion/Notes
ix
65
97
VIII
Contents
165
257
Bibliography
261
Name Index
275
Subject Index
277
Preface
Preface
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XI
analysis than is now available. The present work will attempt to provide just such an analysis. The very enormity of the anti-Manichaean
corpus, however, necessitates a certain selectivity in one's use of primary sources. In this respect, it is not my intention to develop an
exhaustive treatment of Augustine's polemical writings against the
Manichaeans. Rather, I wish to focus upon works which, in my estimation, offer the most thoroughgoing use of the doctrine of creatio
ex nihilo in attempting to undermine Manichaean teachings. Accordingly, I confine my investigation to two groups of writings.
The first group of writings under investigation encompasses
Augustine's three great commentaries on the opening chapter of Genesis: the De Genesi contra Manichaeos; the De Genesi ad litteram
liber unus imperfectus; and the De Genesi ad litteram. In a very
real sense, these works exhibit Augustine's use of the doctrine of creatio
ex nihilo on its most basic level, that is, in the context of an extended
exegesis on the seminal Scriptural account of creation. In this way,
the doctrine served as a crucial component in his refutation of
Manichaean teachings regarding cosmological origins. Indeed, the very
task of commenting upon the beginning of Genesis (as early as A.D.
388-89, with the composition of the De Genesi contra Manichaeos)
and expounding upon its implications provided Augustine with the
occasion for developing a theology of creation in the first place. This
theology of creation, subjected to continual refinement, would become
a key feature of his subsequent anti-Manichaean works. The second
group of Augustine's writings under investigation encompass a series
of three treatises which he composed in the years following his consecration as Bishop of Hippo (i.e., A.D. 397-400): Contra epistulam
Manichaei quam vacant fundamenti; De Natura Bani contra
Manichaeos; and Contra Faustum Manichaeum.
The Christian Doctrine of Creatio ex nihilo:
Some General Presuppositions
The doctrine of creatio ex nihilo reveals a number of important presuppositions regarding God and His relationship to creatures. These
presuppositions demand some clarification if we are to appreciate fully
the transformation of the doctrine in Augustine's hands and its ramifications for Christian theology in general. 5 In its most basic sense, the
doctrine under scrutiny holds that God made all things (both of a
spiritual and material nature) from nothing. 6 The causal dependence
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of creatures upon God is total, since created things owe their entire
existence to the creative efficacy of God. The means whereby God
creates all things from nothing must be distinguished from the creative processes undertaken by human beings. Since God needs nothing in order to create, it can be said that He creates all things from
nothing.
But an important corollary attaches to this teaching: an affirmation
of creatio ex nihilo is correlative with an affirmation of the temporal
creation of the world. Once we affirm the causal dependence of all
things upon God, we must acknowledge that the visible universe did
not always exist. In this respect, the creation of the universe coincided
with the origin of time. Accordingly, the doctrine of creatio ex nihilo
is antithetical to those theological or philosophical outlooks which
endorse the eternity of the world. 7
From a Christian perspective, the act whereby God creates all things
from nothing is a free one. Indeed, the God of Christianity is not
some finite deity determined by spatio-temporal Jaws. God creates
neither under compulsion (by the dictates of His own nature) nor under constraint by external influences, but on the basis of a free decision. 8 Although a motive can be established for creation (that is, Divine goodness), this motive is determined by nothing whatsoever. While
creation is wholly consistent with God's goodness (since what is good
seeks to share its goodness), God need not create simply because He
is good. Rather, He creates because He chooses to do so.
A question might also arise as to whether God was bound to have
created the best of all possible worlds. In this context, a distinction
must be made between (1) the contention that whatever God creates
is good, and (2) the assertion that God was bound to have created the
best world (among an infinite number of possible worlds at His disposal). If God were bound to have created the best of all possible
worlds, then His freedom would not be absolute. 9 Only one alternative
is acceptable: God created the V(llry world that He chose to create. 10
Finally, Christian theology views creation as an expression of Divine omnipotence. But Divine omnipotence also finds expression in
God's sustaining of created being. If created being is drawn out of
nothing by God, then it is inherently mutable, corruptible, and liable
to pass out of existence. By virtue of its radical contingency, creation
as a whole requires the continual support of God if it is not to degenerate into the utter non-being from which it was generated. 11
The notion that God sustains the existence of that which He creates is closely aligned with the idea of Divine Providence. In Christian
Preface
XIII
XIV
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first, the supreme omnipotence of God as ultimate Creator of everything which exists; secondly, the complete dependence of creation
upon God for its very existence. From this standpoint, God creates in
a wholly unqualified sense-that is, from nothing through a free act of
the Divine will. Augustine's recognition of the unique character of
creatio ex nihilo is evident in a passage from the De diversis
quaestionibus octoginta tribus, which contrasts the creative activity
of God with that of human artists:
That supreme art of the omnipotent God through which all things have been
made from nothing, which is also called his Wisdom, also works through
artists to produce things of beauty and proportion, although they do not
produce from nothing, but from some material such as wood or marble or
ivory or whatever other kind of material is supplied for the artist's hands. But
these artists cannot make something from nothing . . . 14
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XV
issue. Any attempt to further question what moves God's will would
only undermine God's supremacy as first Cause, and thereby, open
the possibility of an infinite regress of causes.
But if they say 'Why did God decide to make heaven and earth?' . . . they
seek to know the causes of the will of God though the will of God is itself the
cause of all that exists. For if the will of God has a cause, there is something
that surpasses the will of God-and this we may not believe. One who asks,
'Why did God will to create heaven and earth?' is looking for something
greater than the will of God, though nothing greater can be found. 20
Methodology
XVI
Preface
Preface
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XVIII
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Texts and translations of Augustine's writings are listed in the comprehensive Bibliography at the conclusion of this study. Primary texts
and translations of the writings of authors which appear less frequently
will be cited as they occur in the accompanying endnotes. In citing
Augustine's works, the following method is employed: the title and
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XIX
citation are followed by the appropriate reference to the Latin text and
page number, e.g., Contra Faustum Manichaeum I(l): CSEL XXV
(VI,l), 251.
Acknowledgements
I would be remiss if I failed to mention three great teachers and scholars whose learned insights and constructive criticism greatly enhanced
my understanding of this topic: Gerald Bonner (during his tenure as
Visiting Professor of Early Christian Studies at The Catholic University of America), the late Rev. Robert Eno, S.S. (Department of Church
History, The Catholic University of America), and Dr. Therese-Anne
Druart (School of Philosophy, The Catholic University of America). I
also wish to express my gratitude to Prof. Thomas Halton (Department of Greek and Latin, The Catholic University of America), for
encouraging and guiding my interest in the development of the doctrine of creatio ex nihilo during the course of advanced graduate
studies in Patristics. Finally, I thank Professor Frederick Van Fleteren
for his critical reading of the initial draft of this work and accompanying editorial suggestions.
Notes
1.
Eugene TeSelle, Augustine the Theologian (New York: Herder and Herder,
1970), 20:
In order to catch Augustine the theologian at work we shall approach
his thought not as a finished product, a "system" or at least a single
complex of ideas, but as a process of reflection and discovery. And such
a method is suited to the subject matter, for Augustine's thought proceeds by way of ceaseless inquiry; he often refrains from making final
judgments, and even when he makes them he is prepared to modify
them in the light of fresh examination. Consequently each stage in his
thinking must be examined in and for itself in the attempt to discover its
exact pattern and framework: what is taken for granted, what is a problem to him, what options lie at hand, what resources he has for bringing
a problem to its resolution. There will be a continuity in his thought, but
it will be the continuity of a process of becoming; there will be coherence, but it will be a coherence that is always changing. The method of
study, then, must be 'cinematic'-Augustine's thought must be seen as a
constantly changing whole.
TeSelle points out that he has borrowed the "cinematic" image (which he
adopts in characterizing the method to be followed in studying Augustine)
from Olivier du Roy's L'intelligence de Ia foi en Ia Trinite selon saint
Augustin. Genese de sa theologie trinitaire jusqu 'en 391 (Paris, 1966), 19.
2.
cf. the comments of Gerald Bonner in his St. Augustine of Hippo. Life and
Controversies (Norwich: The Canterbury Press, 1986), 314:
. . . we should consider the fact that Augustine saw the corpus of his
writings as a cohering whole with each part supporting the rest and
recognize that we cannot dismiss any part of his writings out of hand, as
views abandoned with the passage of the years, but must rather compare such views with other works, to see if they are really as contradictory as some would have us believe.
3.
Augustine's anti-Manichaean polemic encompasses (among others) the following works: De moribus ecclesiae catholicae et de moribus Manichaeorum
(A.D. 388); De Genesi contra Manichaeos (A.D. 389); De vera religione
(A.D. 390-391); De libero arbitrio (A.D. 391-395); De duabus animabus
contra Manichaeos (A.D. 392); Acta contra Fortunatum Manichaeum (A.D.
392); De Genesi ad litteram imperfectus liber (A.D. 393); Contra Faustum
Manichaeum (A.D. 398-400); Contra Felicem Manichaeum (A.D. 398); De
Natura Boni Contra Manichaeos (A.D. 399); Contra Secundinum
Manichaeum (A.D. 399); De Genesi ad litteram (A.D. 401).
4.
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Augustine's theory of creation and human origins. While some of these works
do provide a marginal treatment of Augustine's use of the doctrine of creatio
ex nihilo, none is devoted exclusively to this topic (at least on the basis of my
most recent research).
5.
An fine survey of the teachings and presuppositions connected with the Christian doctrine of creatio ex nihilo is provided by John A. Hardon, The Catholic Catechism (Garden City, New York: Doubleday & Company, Inc., 1975),
68-83. Hardon helpfully delineates the act of creation in terms of three key
questions (p. 69): (1) How did God bring the world into existence? (2) How is
the world governed and preserved by God? (3) Why did God create the world?
6.
7.
8.
In this connection, note the statement of the First Vatican Council (18691870), Dogmatic Constitutions on the Catholic Faith, ch. 1, trans. Jan Brayley
in Decrees of the Ecumenical Councils, Volume II, 805-806:
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there is one true and living God, creator and lord of heaven and
earth . . . distinct from the world, supremely happy in himself and
from himself, and inexpressibly loftier than anything besides himself
which either exists or can be imagined. This one true God, by his goodness and almighty power, not with the intention of increasing his happiness, nor indeed of obtaining happiness, but in order to manifest his
perfection by the good things which he bestows on what he creates, by
an absolutely free plan, together from the beginning of time brought
into being from nothing the twofold created order, that is the spiritual
and the bodily, the angelic and the earthly, and thereafter the human,
which is, in a way, common to both since it is composed of spirit and
body.
cf. St. Augustine, Enarrationes in Psalmos 134, 10: CC xl, 1945: Causa
omnium quae fecit, uoluntas eius est.
9.
The notion that God created the best of all possible worlds receives its classic
expression in a modern context by Leibniz. For him, God chose to create "the
best of all possible worlds" on the basis of the principle of perfection. From
this standpoint, what God does is directed toward what is objectively best.
Accordingly, God chose the world which will yield the maximum of perfection.
10.
This issue has important implications for the problem of evil and the theodicies
that Christian thinkers have developed to reconcile the apparent disparity
between a perfect and loving Creator and the suffering that we encounter in
the world. Augustine's theodicy emphasizes the goodness of the whole of
creation. From this holistic perspective, even the evil that we experience has
its place within the universal ordo established by God. But while God permits
evil, the effects of evil can never mar the inherent goodness and beauty of
God's creation. For those who espouse the "goodness of the whole" response
to the problem of evil, our limited viewpoint does not allow us to appreciate
the majesty of the totality of creation, and the fittingness of things within this
scheme. In the final analysis, God's choice of this particular world (along with
its deficiencies or its potential for deficiency) must remain a mystery to human
beings.
11.
12.
13.
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XXIII
15.
De Ciuitate Dei XII,5: PL 41, 353: Quae cum ita sint, Deus qui summe est,
atque ob hoc .ab illo facta est omnis essentia, quae non summe est (quia
neque illi aequalis esse deberet, quae de nihilo facta esset); neque ullo modo
esse posset, si ab illo facta non esset . . .
16.
De Fide et Symbolo 1,2(2): PL 40, 181: Cum enim dicunt esse naturam quam
Deus omnipotens non creaverit, de qua tamen istum mundum fabricaverit,
quem pulchre ordinatum esse concedunt; ita omnipotentem Deum negant, ut
non eum credant mundum potuisse facere, nisi ad eum fabricandum alia natura,
quae iam fuerat, et quam ipse non fecerat, uteretur . . . Aut si omnipotentem
Deum fabricatorem mundi esse concedunt, fateantur necesse est ex nihilo
eum fecisse quae fecit.
17.
18.
19.
20.
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quaerunt, cum voluntas Dei omnium quae sunt, ipsa sit causa. Si enim habet
causam voluntas Dei, est aliquid quod antecedat voluntatem Dei, quod nefas
est credere. Qui ergo dicit, Quare fecit Deus coelum et terram? respondendum est ei, Quia voluit. Voluntas enim Dei causa est coeli et terrae, et ideo
major est voluntas Dei quam coelum et terra. Qui autem dicit, Quare voluit
facere coelum et terram? majus aliquid quaerit quam est voluntas Dei: nihil
autem majus inveniri potest.
cf. Confessiones Xl.10(12): CC xxvii, 200.
21.
22.
23.
24.
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26.
Introduction
"from nothing" mean that its priestly writers did not endorse the
doctrine of creatio ex nihilo? Conversely, if Genesis does not affirm
creatio ex nihilo, can we infer that it teaches the notion of creation
from a preexistent matter?
Exegetes diverge in their responses to these questions, and scholarly opinion can be divided into two groups: some assert that Genesis
1.1,ff. indeed upholds creatio ex nihilo (even if it is only implicit in
the text), while others contend that Genesis does not support the
doctrine. An implication of these positions concerns the status of matter
(as the constituent of created things): if the language of Genesis 1.1 ,ff.
can be construed as referring to a primordial matter, then the former
group would contend that God first created the matter which became
the chaos or abyss, while the latter group would maintain that a preexistent matter was already at hand when God created the universe. 4
Some of those who read creatio ex nihilo into Genesis 1.1,ff.
reinforce their position by means of an analysis of the terminology
which the text employs. In this respect, Genesis describes the act of
creation by means of bara (NJ~). a verb which designates a type of
activity unique to God alone, or "the term par excellence for God's
creative activity." 5 Conversely, commentators who maintain that God
created from a preexistent matter can cite Wisdom XI.1 7 for additional Scriptural support:
And indeed your all-powerful hand which created the world from formless
matter (ou yap ipt6pEt ~ :rtavwMvallo~ oou xdp Kai K-r(oaoa -rov
KOOI!OV
U!!Op<j>ou UAl'J~) did not lack the means to unleash a horde of
bears or savage lions ... or unknown beasts . . .
es
The following survey will highlight some of the key expressions of the
doctrine of creatio ex nihilo in the early Christian intellectual tradition. The list of authors under investigation is necessarily selective. I
focus upon thinkers, who (in my estimation) are representative of genuine innovations in the articulation of this teaching from the first through
the fourth centuries, A.D. 10 At the outset, it must be stressed that the
formulation of the doctrine of creatio ex nihi/o emerged only gradually. Initially, Christians accepted the teaching of Genesis regarding
creation from a primordial chaos as an article of faith. It was assumed
that the world depended upon God for any goodness, beauty, and
order that it possesses. But as Christianity encountered paganism,
greater precision regarding scriptural teaching on the origin of the
world was required. On the one hand, Christians felt obliged to address pagan criticisms and to correct erroneous assumptions about
ent uses the term Demiurgos in a manner consistent with other early
Fathers of the Church to describe the creative role of the Godhead. 15
But the issue as to whether God created the universe from nothing, or
whether His creative activity encompasses a shaping or ordering of
preexistent matter, is not addressed. It is merely assumed that as supreme Creator, God is responsible for the universe, and conversely,
that the entire universe depends upon God for its goodness. 16
In contrast to Clement, The Shepherd of Hermas provides an explicit affirmation of creatio ex nihilo. This affirmation emerges in
connection with an injunction regarding the contents of true belief:
. . . believe that God is one, who made all things and perfected them, and
made all things to be out of that which was not, and contains all things,
and is himself alone uncontained. 17
Apart from this isolated utterance, no more is said regarding the nature and scope of God's creative activity. Nonetheless, the mere articulation of this teaching {in a didactic context) indicates that a faith
commitment to the notion of creation from nothing in an absolute
sense was present in the Christian tradition from the outset. For detailed formulations of the doctrine of creatio ex nih i/o, and a sensitivity to the complexities of this teaching, we must turn to the next generation of Christian thinkers-the second century Apologists.
2. Creation Accounts in the Apologists
The Apologists' speculation regarding the origin of the world was closely
linked with their fundamental objectives: to refute pagan charges of
immorality or treason against Christians; to reveal the errors inherent
in pagan religion and culture; to demonstrate the superiority of Christian wisdom over that of pagan philosophers. 18 In carrying out these
objectives, the Apologists challenged polytheism and idol worship, as
well as materialistic and dualistic interpretations of reality. An excellent focal point for the assessment of such developments is the apologetic literature of the second century, A.D. An examination of such
writers as Justin the Martyr, Athenagoras of Athens, Tatian of Syria,
and Theophilus of Antioch provides an effective means of tracing the
emergence of an explicit articulation of the doctrine of creatio ex
nihilo.
For Justin, God constitutes the ultimate Cause of the universe. An
important implication of this causal primacy is a radical ontological
difference between God and what He creates. From this standpoint,
Such statements, of course, must be balanced with what we encounter elsewhere. Indeed, Athenagoras also makes a clear distinction
between an uncreated, eternal Godhead and created, perishable matter. 32 Such a contention dispels any thought that Athenagoras believed
that God and matter were somehow eternally coexistent. In this sense,
it was necessary that God begot matter before He shaped and ordered
it into intelligible form.
But we still encounter an apparent ambiguity in Athenagoras's discussion of the dynamics of creation. While he clearly stresses the radical contingency of matter, we also find a suggestion of the notion of
a preexistent substrate which provides the raw material of creation.
This suggestion becomes more pronounced when we consider
Athenagoras's striking assertion regarding the creative activity of the
Logos:
... He came forth to be the idea and energizing power of all material things
which lay like a nature without attributes, and an inactive earth, the grosser
particles being mixed up with the lighter. 33
10
and power. While God exists prior to all things, the beginning of things
coincides with the generation of the Logos, the "first-born of the Father". 39 Tatian's theory of the generation of the Logos provides the
basis of his account of creation, and it is here that he departs from his
predecessors.
To a great extent, Tatian resolves the ambiguity that we encounter
in Justin and Athenagoras. He accomplishes this by specifying separate stages in the creative process: the begetting of the Logos coincides with the beginning of all things; once begotten, the Logos "in
turn begot our creation by fabricating matter." 40 Tatian leaves no doubt
about his position: matter is not eternal, because it is not like God,
Who is without beginning. Rather, matter "was originated and brought
into being . . . by the sole creator of all that is." 41
Here, Tatian effectively links God's roles as "Maker" and "Framer"
of the universe. For the begetting of being {and the matter which
underlies it) is only the initial stage in the creative process. Tatian
posits a second movement which entails the ordering of this raw,
amorphous substrate:
It is possible to see that the whole construction and creation of the world has
derived from matter, and that matter itself has been produced by God in such
a way that we are to think of it partly as raw and formless before its separation, partly as organized and orderly after its division. 42
11
12
13
that God made everything out of what did not exist. In effect,
Theophilus brings to the fore the uniqueness of the Christian conception of creation, that is, as a bringing into being from absolute nonbeing. In this respect, he is representative of a general movement
toward the emancipation of Christian creation accounts from the limitations of the ideas and imagery of the Timaeus.
In general, all of the second century Greek Apologists we have
considered directed their arguments against mainstream pagan thinkers. But implicit in their critique of classical philosophical theories of
cosmological origins was a refutation of teachings rooted in Gnosticism. "Gnosticism" refers to a wide range of philosophico-religious
teachings which emerged in late antiquity. Like the Platonists and Stoics who bore the brunt of Theophilus's attack, the Gnostics taught
that matter was eternal and unbegotten. In bringing this section to
conclusion, let us briefly examine some salient features of the Gnostic
outlook. 54
To begin with, religions which fall under the heading of "Gnosticism" tended to promote an understanding of reality that was radically
dualistic in character: sharp ontological distinctions were made between God and the world, humanity and the world, and (on an individual level) between spirit and matter. Adherents to such religions
were firm in the conviction that the true inner self must always remain
at odds with a universe and a body in which they can never be at
home. Accordingly, Gnosticism in all its forms tended toward an
"acosmic" attitude. In this respect, the universe was viewed as an evil
place which should have neither emerged nor been created. Conversely,
the creator or architect of the universe was seen as a hostile enemy
rather than as a providential ally. Some expressions of this approach
(e.g., those found in the Valentinian myths, in the mythological cosmology of Bardesanes, and in the religion of Marcion) posited a further dualism between the supreme God and an inferior demiurge identified with the God of the Jewish Old Testament. In those schemes,
the demiurge created the world from an eternal material substrate,
and accordingly, was held responsible for all of the world's evil.
In this painful situation, the only hope for salvation lay in the prospect of release from the vicissitudes of earthly existence-not merely
upon death, but by means of an indifference (and even ambivalence)
toward the world. Salvation was only open to those with an understanding of this state of affairs. Thus, Gnostic systems tended to distinguish between an "elect" who possessed such privileged knowledge
14
(gnosis) and those simple believers who accepted the world on its own
terms, thereby subjecting themselves to its corrupting influence. In
the patristic tradition, we find the most explicit condemnation of Gnosticism in the writings of Ireneaus and Tertullian.
3. lrenaeus and Tertullian
In actuality, Irenaeus and Tertullian provide little in the way of original
contributions to the development of the doctrine of creatio ex nihilo. 55
Their impact upon the Christian tradition proceeds more from their
skills as polemicists rather than their gifts as speculative thinkers in
their own right. But since their deliberations on creation emerge in
connection with refutations of a major controversy in the history of
early Christianity, they merit at least passing consideration in this survey. For, it was their formulations of the doctrine of creatio ex nihilo
in an anti-Gnostic context which would come to be viewed as the
orthodox position on this topic.
Irenaeus (born c. A.D. 150) assumed a prominent role in early Christian refutations of the different expressions of Gnostic dualism. In
response to the Gnostic tendency to distinguish God from a creative
demiurge, Irenaeus argued that God is the ultimate and sole Creator
of everything in heaven and on earth from absolutely nothing. 56 Indeed, the mark of God's preeminence over everything else is borne
out by the fact that God called into being what previously had no
existence at all. 57 For Irenaeus, the affirmation of God's role as supreme Creator is inextricably bound up with an affirmation of monotheism and Divine omnipotence. From this standpoint, the designation of God as Creator in the most absolute sense can only mean that
He is the sole and all-powerful Maker of everything which exists. 58
Tertullian (c. A.D. 155-c. A.D. 220) also viewed the notion of the
eternity of matter as incompatible with the affirmation of Divine supremacy. This position comes to the fore in his polemical treatise
against Hermogenes. In effect, Tertullian opposes Hermogenes' theory
of the eternity of God and matter by means of a skillful reductio ad
absurdum argument: if (as Hermogenes maintains) the good was neither made from matter (since matter is evil), nor from God (since
nothing can be made from God's own substance), then the good (and
by extension, all things) must have been made from nothing whatsoever. 59 In response to the charge that Genesis did not explicitly teach
the creation of all things from nothing, Tertullian advances a less
convincing argument from silence. Insofar as God is wholly capable of
creating in this manner, it was not necessary to affirm it. If, however,
15
God did rely on preexistent matter in creating, the Bible would certainly have stated it {precisely because this constitutes such a far-fetched
claim). 60
By the beginning of the third century, a well-defined Christian doctrine of creatio ex nihilo had emerged that was completely distinct
from Greek cosmological theories. The fact remained, however, that
Christian thinkers would continue to use language and ideas derived
from pagan thought in their explication of this particular teaching.
But for the most part, patristic discussions of creation were outgrowths
of a defense of biblical teachings, or alternatively, a critique of the
errors inherent in pagan or semi-Christian Gnostic ones. For a treatment of creation that entails a systematic exposition of relevant scriptural passages, we must look to Origen.
4. Origen's Theory of Creation
In his role as the Church's first great systematic thinker, Origen's contribution to the development of a Christian doctrine of creation is
highly significant. Origen provides a clear articulation of creatio ex
nihi/o. At the outset of the De Principiis, he expounds upon the
Church's teaching regarding the origin of the world in terms of three
components: first, that the world was made; secondly, that the world
took its beginning in time; and thirdly, that due to its inherent corruptibility, the world will be destroyed. 61 Origen qualifies exactly what
he means by the phrase "the world was made," challenging those who
uphold the notion of a preexistent, eternal material substrate that coexists with God. 62
Thus, the teaching that "the world was made by God" can only
mean that God is the ultimate creative principle responsible for the
existence of all things (including human beings). Implicit in Origen's
remarks is a commitment to creation in the most literal sense. But
despite his contention that such a theory of creation is "proved by
many declarations throughout the whole of Scripture," the biblical
support he enlists is meager indeed. Rather than drawing upon any
pronouncements from the Septuagint, he refers instead to "that little
book which Hermas wrote" and the pseudepigraphical Book of Enoch
(ch. ii.S) in support of his dual contention that God created all things,
and conversely, that all things are creatively dependent upon God. 63
While Origen firmly upholds the doctrine of creatio ex nihi/o, he
nonetheless affords matter a prominent role in the creative process,
specifically in regard to the emergence of corporeal being. In this connection, Origen stresses the limitations of the Platonic model of ere-
16
17
him, matter does not constitute an independent reality in its own right,
but represents a created component in the process whereby God invests the world with form and intelligibility. In this respect, Origen
relied upon the notion of a dual creation that entails the generation of
formless matter from nothing and its ordering. While Origen finds his
scriptural source for the teaching of a temporal creation of the visible
world in Genesis, his discussions of creatio ex nihi/o are grounded
upon the more explicit language of the Shepherd of Hermas and 2
Maccabees. In due course, however, Genesis became the principal
focus for patristic discussions of creatio ex nihilo. This is especially
evident in the Hexameron tradition and the extensive commentaries
upon the book of Genesis which it produced.
5. The Hexameron Tradition
By the fourth century, A.D., Christian thinkers had developed anumber of refined commentaries upon Scriptural teachings regarding creation. Notable examples of this work are found in the Hexameron
homilies of Basil of Caesarea and Ambrose of Milan. In its broadest
terms, the Hexameron genre of exegesis focused upon the six days of
creation, as depicted in Genesis. Let us begin with a consideration of
Basil's work. Basil's Hexameron homilies are said to have been delivered during Holy Week of A.D. 378, the year of his death. 72 Prominent Fathers such as Gregory Nazianzus, Gregory of Nyssa, Jerome,
and Ambrose shed great praise on these writings for their penetrating
insights. 73
By his own admission, Basil strives to interpret Scripture in its most
literal sense, contrasting this approach with those of exegetes who
consider themselves more astute than the revelations of the Holy Spirit.
From his standpoint, scriptural pronouncements concerning creation
must be understood as they are presented to us in the sacred text. 74
Accordingly, the words In the beginning God made the heavens and
the earth (Genesis 1.1) cannot be interpreted in allegorical, metaphorical, or figurative terms. Rather, they must be viewed as referring to an
actual event which coincided with creation in its fullest sense, that is,
as a bringing into being out of nothing. For Basil, the authoritative
character of the teaching of Genesis proceeds from its author, Moses. 75
Basil's ensuing exegesis of Genesis 1.1 focuses upon two key points:
first, the source of the orderly arrangement of visible things; secondly, the fact that creation did not happen fortuitously, but originated in God. In this context, he adapts a Platonic image in service of
18
19
world and time cannot itself be a temporal event: if God is the supreme Creator of the universe, then He could not be subject to temporal limitations. The perfection of the Creator's art lies in the supramundane world beyond time that is without beginning or end. 84 The
visible world was added to what already existed as a kind of training
ground for human souls. 85 In this respect, time {and temporal process)
is attuned to the world and its changing, corruptible realities.
For Basil, the scriptural dictum In the beginning He created refers
to a beginning according to time. But the beginning to which Genesis
refers does not pertain to the start or initiation of everything which
exists. Rather, it encompasses only those visible things which emerged
after the creation of invisible, spiritual reality. In this regard, Basil
draws a clear distinction between {1) the creation of an eternal order
existing outside of time, and {2) the creation of a visible universe exhibiting temporal process. 86
Like Basil of Caesarea, Ambrose of Milan delivered his Hexameron
homilies during a single Holy Week {c. A.D. 387).87 While Ambrose's
commentary clearly exhibits the influence of Basil, it also displays a
creative originality that is reflected in Ambrose's use of the allegorical
method of exegesis and his wide-ranging adaptation of insights derived from classical authors. 88 In a manner consistent with the allegorical method, Ambrose's discussion of the opening lines of Genesis
represents an attempt to penetrate the deeper meaning embedded in
Scriptural teachings regarding the origin of the world.
At the outset, Ambrose assesses the deficiencies inherent in pagan
theories of creation. His critique is directed principally against the
Platonists and their contention that God made the world out of preexistent matter. A corollary of this teaching is that the world is eternal
and incorruptible. 89 In contrast to these theories, Sacred Scripture
teaches that God is the Author and origin of all things {including matter). Like Basil (and Fathers such as Justin the Martyr}, Ambrose
grounds the authority of Genesis upon the authorship of Moses. 90
Ambrose finds further support for this position in the Gospel of John
(8.25). In God's designation as the beginning, Ambrose finds an affirmation of His role as supreme Creator of all things. 91 Drawing further
upon John (1.3}, Ambrose identifies the beginning with the Word,
since all things were made through him and without him was made
nothing that was made. 92
In the Scriptural affirmations that God created in the beginning
(Genesis 1.1) and that God constitutes the beginning of all things
(John 8.25}, Ambrose finds a clear refutation of pagan theories of
20
21
22
The question of cosmological origins was one which provided an important commonground between pagan and Christian thinkers. In this
respect, their joint search for an ultimate cause of the universe appears to have been bound up with the basic human desire to find
meaning and intelligibility in the world. 104 In later Platonic circles, this
concern revealed itself in an ongoing debate which proceeded from
Aristotle's criticism of Plato's theory of the generation of the universe
in the Timaeus. At Timaeus 27c, Plato entertained two options:
. . . we . . . who are going to discourse of the nature of the universe, how
created or how existing without creation . . . must invoke the aid of gods and
goddesses (lj_~.t<i~ <'>E "tou~ ;tEpi "toil ;tUV"tO~ Myou~ ;tOLELo8m ;t'l.)
!tEAAOV"tU~, lJYEYOVEV f] KUL ayEVE~ eo"tLV . . . avayKT] eeou~ "tE KUL
8Ea~ ;tLKUAOU!-LEVOU~) . . . 105
23
24
25
26
27
verse"); secondly, the passive object upon which the Cause acts, incapable of motion in itself but moved, shaped, and ensouled by Mind. 126
According to Philo, God's action upon the passive principle transforms it into the world. In keeping with the teaching of Plato's Timaeus,
Philo posits order as "an attribute of everything which came into
existence." 127
Like the Christian Apologists examined above, Philo draws a sharp
distinction between an Unbegotten Godhead ('to ayEVTJ'tOV) and a
begotten, contingent universe. 128 But while he stresses the need for
an origin of the universe, Philo calls into question its temporal origin.
"Time," he contends, "begins either simultaneously with the world or
after it." 129 A similar notion is suggested in the Timaeus (38b), where
Plato asserts:
Time ... came into existence along with the Heaven, to the end that having
been generated together they might also be dissolved together, if ever a dissolution of them should take place ...
28
century writer who stood in direct continuity with the Platonists examined above. In this regard, he can be situated within the doxographical tradition which produced the convenient summaries of Platonic doctrine that we encounter in Albinus, Apuleius, Diogenes
Laertius, Maximus of Tyre, and Arius Didymus. 135 An investigation of
Sallustius is useful in the present context because it serves to highlight
certain pagan intellectual presuppositions that were in vogue during
the century in which Augustine was born and reached maturity.
Sallustius was a member of the school of Pergamum, the so-called
"theurgic school" of Neoplatonism. The Pergamene school was founded
by Aedesius (a pupil of Iamblichus, the central figure in the Syrian
school of Neoplatonism); accordingly, it exhibited a marked interest in
theurgy and the resuscitation of polytheism. 136 Sallustius's work De
Diis et Mundo (Concerning the Gods and the Universe) represents
an apology for polytheism that was probably written in support of the
anti-Christian campaign of Julian the Apostate (A.D. 361-363). 137
At the outset of the treatise, Sallustius enumerates the chief characteristics of the gods: "every god," he affirms, "is good, impassive,
and unchangeable." 138 From his standpoint, the gods never came into
being. Sallustius justifies this contention by means of the following
argument:
Whatever always exists never comes into being, and all things that have first
power and are by nature impassive do exist always . . .139
Furthermore, Sallustius holds that the gods are neither formed of bodies, nor limited by spatial extension, nor separated from the first Cause
or from each other. 140
Proceeding from this characterization of the gods, Sallustius focuses upon the first Cause itself. According to Sallustius, the first
Cause is one, supremely powerful, and absolutely good.
The first Cause must be one, since the unit is superior to all other numbers,
and surpasses all things in power and goodness, for which reason all things
must partake of it; because of its power nothing else will bar it, and by reason
of its goodness it will not keep itself aloof. 141
29
Now if the first Cause was soul, everything would be animated by soul, if
intelligence, everything would be intellectual, if being, everything would share
in being. Some in fact, seeing that all things possess being, have thought that
the First Cause was being. This would be correct if things that were in being
were in being only and were not good. If, however, things that are are by
reason of their goodness and share in the good, then what is first must be
higher than being and in fact good. 142
As we have already seen, the first Cause is closely aligned with the
gods. For Sallustius, the gods can no more be separated from their
first Cause than thoughts can be separated from the mind, knowledge
from the soul, or the senses from a living creature. 143 Sallustius divides the gods into two categories: the mundane and the supramundane. The supramundane gods are further classified according to three
groups: some make the gods; some make the intelligence; and some
make the souls. 144 The mundane gods, on the other hand, are those
which make the universe. 145 Their creative activity manifests itself in
four operations: some mundane gods cause the universe to exist; others animate it; others harmonize it from its different parts; and others
guard it once it is harmonized. 146
But an apparent contradiction is discernible in Sallustius's account
of the creation of the universe. On the one hand, he contends that the
universe is made by the mundane gods. On the other hand, he holds
that the "universe itself must be imperishable and uncreated." 147 For
Sallustius, "uncreatedness" and "imperishability" are correlative attributes. "If it does not perish," he teaches, "neither did it come into
being, since whatever comes into being perishes." 148 In this respect,
the universe reflects its ultimate Cause: because the universe exists as
a result of goodness, and God is always good, then the universe must
be eternally existent, just as light coincides with the sun or fire, and
shadows accompany bodies. 149
How does Sallustius reconcile these two seemingly disparate accounts of cosmological origins? His attempted solution to this problem begins in this way:
Everything that comes into being is created by technical skill or by natural
process or in virtue of a function. 150
30
31
eternally existent (as did Albinus and Apuleius), and those who viewed
it as having a temporal origin (as did Plutarch and Atticus). In this
respect, an important Middle Platonist innovation lay in the fact that it
shifted creative efficacy from the demiurge to the first Principle or
Monad (the Middle Platonic counterpart of God). 153 Secondly, each of
these thinkers was committed to the belief that the universe became
ordered (and thus, good) by virtue of the action of the Godhead upon
a disordered material substrate. Third, their theories of creation were
closely aligned with a belief in Providence. In this respect, they viewed
the universe from a teleological perspective, depicting creation in rather
optimistic terms as the means to the realization of rationality, intelligibility, and harmony on all levels.
We find, then, an intellectual common ground between pagans and
Christians on a number of levels. By virtue of this shared outlook,
Christian writers could draw upon a reservoir of insights in their endeavor to explicate Scriptural teaching regarding creation. But like all
pagan thinkers, the later Platonists assumed that "creation" constituted no more than an ordering of disordered matter. 154 To some extent, this viewpoint is even suggested in the Middle Platonism of Philo
Judaeus, who discussed the origin of the universe in the context of his
commentaries on Genesis. In contrast, Christians completely redefined the meaning of creation in a "literal" sense.
As we have seen, the "literal" intepretation of Plato's Timaeus by
later Platonists such as Plutarch and Atticus amounted to a belief in
the ordering of disorderly matter and thereby, the beginning of an
orderly cosmos. From a Christian perspective, such an act of "creation" was not creation in its fullest sense, since it constituted no
more than the type of work undertaken by artisans or craftsmen.
Christian thinkers viewed creation in its most literal terms as a "bringing into being". In this regard, the crux of the distinction between the
Christian and Platonist understandings of creation lay in their respective formulae: for the Platonists, creation emerged~ U!!6p<j>ou UAY)t;,
that is, from formless matter; for Christians, creation could only proceed ~ OUK ov'twv, that is, from what is non-existent. In effect, the
Christian understanding of creation presupposed a radical ontological
transformation from non-being to being. Thus, Christians could affirm that before God created the universe, nothing existed (including
amorphous matter).
But despite these fundamental differences in outlook, pagan philosophy offered Christian thinkers a set of dialectical tools (that is,
terminology, concepts, and arguments) that enabled them to interpret
32
33
34
35
century that was unequivocal in its affirmation of creation from absolute non-being. While Christian writers set themselves at odds with
pagan views of cosmological origins, they still fell back upon their
ideas and motifs in articulating their teaching. This is particularly apparent in the Fathers' tendency to read an account of the formation of
matter (albeit created matter) into the opening lines of Genesis. 165 In
this respect, we might view Augustine's speculations on this topic as
the culmination of a complex series of developments. In bringing this
background discussion to a close, let us assess some of the influences
that might have been operative in his approach.
Possible Influences on Augustine: A Tentative Hypothesis
36
37
38
Notes
1.
2.
3.
cf. Septuagint version of Genesis I (1-3): 'Ev apxfl E:rtOLl]OEV 6 8eo~ "tOV
ovpavov KUL "tTJV yijv. 'H bE yij ~v a6pa1:0~ KUL UKU"tUOKEUU"tO~,
KaL aK6w~ E:rtavw 1:ij~ a~uaaou; KaL :rtveu11a 8eou E:rte<j>epe"to Emiva
1:ou uba1:o~.
4.
5.
Luis J. Stadelmann, S.J., The Hebrew Conception of the World. A Philological and Literary Study, Analecta Biblica 39 (Rome: Pontifical Biblical
Institute, 1970), 5.
40
6.
7.
8.
cf. Conrad Hyers, The Meaning of Creation. Genesis and Modern Science
(Atlanta: John Knox Press, 1984), 65:
10.
I offer the following rationale for my selection of the Patristic figures under
investigation in this chapter. The documents from the Apostolic tradition were
chosen as a point of departure so as to demonstrate the faith commitment of
41
11.
12.
13.
I Clement XXI.3. There is strong scholarly support for the contention that I
Clement exhibits a marked Stoic influence in its emphasis upon the operation of Divine Law and the exercise of Providence in the universe. In this
connection, seeR. Knopf, Die Lehre der zwolf Apostel in die zwei Klemensbriefe (Tiibingen: J.C.B. Mohr (Paul Siebeck), 1920); Abbe G. Bardy, "Expressions stoi'ciennes dans Ia Prima Clement is," Recherches de science
religieuse 13(1922): 73-85; L. Sanders, L'hel/{misme de saint Clement de
Rome et le paulinisme (Louvain: Bibliotheca Universitatis Lovanii, 1943);
J.J. Thierry, "Note Sur 1:a EAUXLO"ta 1:6Jv ~wwv au Chaptre XX de Ia Ia
Clementis," Vigiliae Christianae 14(1960): 235-244. For a critique of this
thesis, see W.C. Van Unnik, "Is I Clement 20 Purely Stoic?", Vigiliae
Christianae 4(1950): 184.
14.
I Clement XX.11.
15.
cf. Justin the Martyr I Apology 8(2); Clement of Alexandria, Stromateis 1.11;
Athanasius, Orationes tres adversus Arianos 1.12.
16.
I Clement XX.ll.
17.
The Shepherd of Hermas, Mandate 1.1, trans. Kirsopp Lake in The Apostolic Fathers, Vol. II, Loeb Classical Library (Cambridge, Mass.: Harvard
University Press; London: William Heinemann, Ltd., 1965): ... :rt(ouvoov,
on d~ EO"tLV 6 ee6~. 6 "ta J"tUV"ta K"tLOa~ KaL Ka"tap"t(oa~ KaL
J"tOLijoa~ EK "tOU 1-llJ OV"tO~ d~ "t(J dvm "ta J"tUV"ta KaL J"tUV"ta xwpwv'
j.lOVO~
18.
In this context, I rely upon Johannes Quasten's classification of the Apologists' objectives in Patrology I (Westminster, Maryland: The Newman Press,
1962), 186-187.
19.
Justin, Dialogue with Trypho 5: PG VI, 488: "Ooa yrlp eon j.lEta tov
42
20.
Justin, Dialogue with Trypho 11, trans. Thomas B. Falls in Saint Justin
Martyr, The Fathers of the Church (New York: Christian Heritage, Inc., 1948).
21.
22.
Justin, I Apology 10 : PG VI, 340: KClL :n:a'tV't(l 'tTJV apxi)v aya8ov OV't(l
brll.lLOUpyf]oaL ClU'tOV s UJ.LOp<j>ou VAl]; lh' av8pw:n:ou~
bEbLbUJ.LE8Cl . . .
23.
Justin, II Apology 6.
24.
Justin, I Apology 59: PG VI, 416: "Iva bf. Kat :n:apa 't<i>v TJJ.lE'tepwv
bLbaoKdl..wv, /..eyoJ.LEV bf: 'tou A6you 'tou bLa 'twv :n:po<j>rJ'twv, A.a~6v'ta
'tOV nt..a't(l)V(l J.LU8rJ'tE 'tO d:n:ELV' UAl]V aJ.Lop<j>ov OUOClV O'tpE'IjiClV't(l
'tov BEov Ko<JJ.Lov :n:mf]am, aKouaan 'twv au't0t..EsL Lpl]J.Levwv llLa
Mwaew~. mu :n:pobEblJAWJ.LEvou :n:pw'tou :n:po<j>~'tou Kat :n:pEo~u'tepou
't<i>v v "Et..Am ouyypa<j>ewv . . .
25.
26.
Justin, I Apology67: PG VI, 432. Here, Justin refers to the first day on which
God "transformed the darkness and created the world" (f::n:ELbi) :n:pw'tl] tO'tLV
TJJ.LEpa, EV
6 8EO~ 'tO OKO'tO~ KClL 'tTJV UAl]V 'tpE'IjiCl~ KOOJ.LOV
E:rtOLl]OE).
27.
o:
Justin's use
the term s nJ.L6p<j>ou VAl]~ has prompted some scholars to
depict him as a Platonist or a dualist. For this position, see B. Aube, Saint
Justin, philosophe et martyr (Paris: Firmin Didot, 1861), 135; E. de Faye,
"De !'influence du Timee de Platon sur Ia theologie de Justin Martyr," in
Bibliotheque de /'Ecole des haute etudes. Science religieuse, v. 7 (Paris,
1896), 183. Others maintain that he taught the creation of matter, thereby
developing what amounted to a critique of Plato from a Scriptural perspective. For this viewpoint, see M.J. Lagrange, Saint Justin (Paris: J. Gabalda,
1914), 152. For a lucid outline of these various positions, see E.F. Osborn,
Justin Martyr (Tiibingen: J.C.B. Mohr (Paul Siebeck), 1973), 48-49.
Justin uses verbs such as :n:oLEW, bl]J.LLOUpyew, and y(yVOJ.lClL in a rather
arbitrary manner to designate God's relationship to the world as an efficient
causal principle. Thus, subtle linguistic distinctions between creation in a literal and a figurative sense are simply not to be found at this early stage of
Christian apologetic. For a discussion of patristic interpretations of the Platonic notion of pre-existent matter, see Harry A. Wolfson, "Plato's Pre-existent Matter in Patristic Philosophy," in The Classical Tradition, ed. L. Wallach
(Ithaca, New York: Cornell University Press, 1966), 409-420. Wolfson argues that while the Church Fathers (including Justin) adopted Plato's view of
pre-existent matter, they viewed this matter as having been created. Wolfson's
position is summed up in these terms (p. 414):
Whatever the Church Fathers may have believed with regard to Plato's
conception of his pre-existent matter, all of them reject the creation of
43
29.
Athenagoras, Legatio 8.
30.
31.
Athenagoras, Legatio 15.2: PG VI, 920: 'AH' t:b~ 6 :rtl)AO~ Kae' eauTov
OKEUTJ yEVE08m )(.WpL~ TE)(.VTJ~ aMvaTo~. KUL ~ :n:avbex.i)~ VAT) aveu
TOU ewu TOU bl)JA.LOUpyou btdKpLOLV KUL O)(.TJJA.U KUL KOOJA.OV OUK
EA<iJA.~avev. The suggestion that matter existed in an indeterminate state
prior to its intelligible formation is likewise found in Athenagoras's De
Resurrectione 3.2, where he discusses the power which is capable of shaping
what the Platonists regard as shapeless substance and arranging in "many
different patterns that which is unstructure and disordered." This line of reasoning is carried even further in Legatio 19.4, where Athenagoras suggests
that God and matter are both necessary if there is to be intelligibility. In this
regard, he seems to make God and matter almost co-dependent in the formation process.
32.
33.
Athenagoras, Legatio 10.3: PG VI, 909: aH' t:b~ TWV UALKWV !;uJA.:rt<iVTWV
a:n:o(ou <j>UOEW~ KUL yf]~ O)(.ELU~ U:rtOKELJA.EVWV b(KTJV, Jl.EJA.LYJA.EV(I)V
TWV :rtU)(.UJA.EpEOTEpwv :rtpo~ Tel KOU<j>OTEpa, E:rt' UlJTOL~ Lbfa K(lL
vEpyeta dvm, :n:poEA8wv.
34.
Legatio 4.2.1t is through the Logos which "issues from Him," Athenagoras
maintains, that God "created, adorned, and now rules the universe" (Legatio
1 0.1). In the creative process that Athenagoras describes, the distinction between the Father and the Logos does not conflict with his affirmation of
Divine unity: the Father and the Son are one, since "God, Who is eternal
mind, had in Himself the Word or Reason from the beginning, since He was
eternally rational" (Legatio 10.3).
cf. Gerhard May, Schi:ipfung Aus Dem Nichts, 140-141:
Der Logos ist der Nus Gottes, der die Gesamtheit der ldeen in sich
umfasst. Ahnlich wie bei Philo fungiert er zugleich als ideales Paradigma
44
35.
36.
Tatian, Oratio 4 in Oratio Ad Graecos and Fragments, ed. & trans. Molly
Whittaker in Oxford Early Christian Texts (Oxford: Clarendon Press, 1972),
2-77: E>Eo~ 6 Kae' ~ll<i~ OU)(. E)(.EL oum:amv EV X.POV(Jl, !!OVO~ <'ivapx.o~
rov Kat au"to~ u:n:dpx.wv 'tc:i.JV OAWV apx.f). ":n:VEU~-ta 6 8Eo~." ou
btf)KWV bu1 'tTJ~ UAl]~. :n:VEU!-LU't(J)V bE UALKWV Kat 'tc:i.JV EV au'tfl
O)(.l]llU't(J)V Ka'taOKEUOadj~. a6pa'to~ 'tE Kat ava<j>f)~. aL08l]'tWV Kat
6pa1:c:i.Jv au1:o~ yqovw~ :n:a1:f)p.
37.
Tatian provides more detail regarding this notion of "material spirits" in Oratio
12: "We have knowledge of two different kinds of spirits, one of which is
called soul, but the other is greater than the soul; it is the image and likeness
of God. The first men were endowed with both, so that they might be part of
the material world, and at the same time above it."
38.
Tatian, Oratio 4.
39.
~-t6vo~ ~v.
45
In defining the relationship between the Father and His Logos, Tatian develops a theory of participation which underscores his understanding of Divine unity. According to Tatian (Oratio 5), the Logos was generated by division rather than a severance or "cutting-off" from the Father (yevovev [)
Km:a llEPLOJ.lOV, ou Kat artoA.orti]v). On the surface, it might appear
that there is no real difference between the terms that Tatian contrasts here:
"Kata llEPLOJ.16v" and "Kata artoA.orti]v" both imply the notion of partitioning. But in this context, "Kata !!EPLO!!OV" describes an act whereby that
which is removed from its source stands in close union with it. Such a relationship is far different from one wherein that which is produced is completely
excised from its source. In this regard, "llEPLOJ.16~" seems to designate a relationship of participation whereby the Logos is in full communion with the
Father, but nonetheless, distinct.
40.
41.
42.
Tatian, Oratio 12: naaav E<JtLv Lllerv tou KOOJ.lOU tilv KataaKeuilv
<JUI!rtaadv te tilv JtOLT)<JLV yeyovuLav ~ UATJ~ Kat tilv UATJV [)
autilv UltO tOU eeou rtpo~E~ATJ!!EVTJV, rva to !!EV tL autf]~ <'irtopov
Kat aaxTJJ.ldnatov vof]tm rtpo tou llLdKpLmv A.a~erv, to M
KEKOO!!TJI!EVOV KaL EihaKtOV !!Eta tilv Ev autfl llLa(pemv.
cf. Gerhard May, SchOpfung Aus Dem Nichts, 153:
Tatian ist der erste uns bekannte christliche Theologe, der ausdrilcklich
den Satz aufstellte, dass die Materie von Gott hervorgebracht sei. Es
handelt sich dabei urn einen Gedanken, der frilher oder spater aus dem
biblischen Schopfungsglauben abgeleitet werden musste, sobald das
christliche Denken in eine kritische Auseinandersetzung mit der
philosophischen Prinzipienlehre eintrat.
43.
Tatian, Oratio 12: E<JtLV oiJv EV autT) 6 oupavo~ ~ UATJ~ KaL tel
<'iatpa ta Ev aut<j>" Kat TJ yrJ [) KaL ltclV to art' autf]~ ~q>oyovoU!!EVOV
tilv 6!-lo(av EXEL auata<JLV w~ elvm KOLvilv mivtrov yevemv. toutrov
[) OUt(l)~ urtapx6vtrov llw<jlopa tLVE~ tciJV e~ UATJ~ ELOLV <.0~ elvaL
tO J.lEV tL KaAALOV, to [) Kat auto !lEV KaAOv, ltATJV UltO tLVO~
KpELttOVO~
EAattOU!!EVOV.
44.
45.
Under Theophilus's analysis, 8e6~ and other appellations of the Divine are
explained as well: God is "Lord" because He is "master of the universe"; God
is Father because He is "before the universe"; God is "Most High" because He
is "above everything"; God is "Almighty" because He "controls and surrounds
everything" (Ad Autolycum 1.4).
46.
46
47.
48.
49.
50.
51.
52.
53.
54.
47
research. Among these, I have found the following works particularly helpful:
Hans Jonas, The Gnostic Religion (Boston: Beacon Press, 1963); R. Mel.
Wilson, The Gnostic Problem (London: A.R. Mowbray and Co., Ltd., 1958;
G.W. MacRae, "Gnosticism," in The New Catholic Encyclopedia (1967 edition), VI: 523a-528b (still an excellent survey of the topic, focusing on the
various forms, history, and doctrines of Gnosticism, as well as its relation to
Christianity); C.J. De Vogel, Greek Philosophy, Volume Ill (Leiden: E.J. Brill,
1959). An extremely illuminating discussion of Gnosticism and its relation to
the Greek philosophical tradition is found in A.H. Armstrong's contribution
("Gnosis and Greek Philosophy") to the Festschrift fur Hans Jonas, edited
by Barbara Aland (Gottingen: Vandenhoech and Ruprecht, 1978), pp. 86124. In this monograph, Armstrong suggests four criteria for assessing the
Gnostic "state of mind": first, a sense of pessimism toward the world prompted
by the conviction that it is an evil place; secondly, a sense of alienation from
the world and a spirit of hostility to both the world and is creator; third, a
metaphysical understanding of reality that was radically dualistic; fourth, a
belief that salvation proceeds from the possession of some esoteric knowledge on the part of a select group of adherents. For a further consideration of
the salient themes of the Gnostic tendency in late antiquity (specifically, in
respect to its relation to Manichaeism), see my remarks below (Chapter I, pp.
66-6 7, and accompanying notes).
55.
For a discussion of the contribution of Irenaeus and Tertullian to the development of the doctrine of creation ex nihilo in opposition to the idea of the
coeternity of God and matter, and to Gnostic dualism, see Anne M. Clifford,
"Creation," chapter 4 of Systematic Theology, Roman Catholic Perspectives, Volume I ed. Francis Schussler Fiorenza and John P. Galvin (Minneapolis: Fortress Press, 1991), 210-216; Jaroslav Pelikan, The Christian Tradition (Volume 1), The Emergence of the Catholic Tradition, 100-600 (Chicago
and London: The University of Chicago Press, 1971), pp. 36-37; 86-87.
56.
57.
58.
59.
60.
61.
48
62.
Origen, De Principiis l,iii.3. Koetschau's text trans. & ed. G.W. Butterworth
(New York: Harper Torchbooks, 1966): Quod autem a cleo uniuersa creata
sint, nee sit ulla substantia, quae non ab eo hoc ipsum ut esset acceperit, ex
multis totius scripturae adsertionibus conprobatur, repudiatis atque depulsis
his quae a quibusdam falso perhibentur, uel de materia cleo coaeterna uel de
ingenitis animabus, quibus non tam subsistendi naturam, quam uitae qualitatem
atque ordinem a cleo insitum uolunt.
63.
64.
Origen, De Principiis II, i.4: Et miror quomodo isti culpent eos, qui uel opificem
deum uel prouidentiam huius uniuersitatis negant, et impie eos sentire arguunt,
quod tantum mundi opus arbitrentur sine opifice uel prouisore constare, cum
ipsi quoque similem culpam impietatis incurrant, ingenitam dicentes esse
materiam deoque ingenito coaeternam.
65.
66.
As we have seen, Tatian likewise adopts the notion of a dual creation, whereby
matter is begotten and then ordered. While it recognizes the creation of matter from nothing, such a theory reflects at least a lingering allegiance to a
Platonic viewpoint regarding the origin of the universe. Origen also does not
divorce himself from this model of creation.
67.
68.
69.
70.
49
cipiis III, v. 3). From this standpoint, the charge that God was inactive prior to
creation is undermined. But in meeting this charge, Origen commits himself
to the heretical teaching that our world is but one among an infinite number
of worlds that have already existed, or which will exist at some future time.
71.
72.
73.
cf. Gregory Nazianzen, Homily 43; for Gregory of Nyssa's remarks, see Migne
74.
75.
PG 44 (Col. 61); for Ambrose's quotes of Basil, see Migne PG 29 (Cols. 209210); for Jerome's comments, see Migne PG 29 (Cols. 1-2).
Ka"ta~ano!J.EVO~
76.
Basil, Hexameron 1.2: 'Q~ yap 6 KEpU!J.EU~ a:rto "tf]~ au"tf]~ "tE)(,VTJ~
!J.Up(a bw:rtA.daa~ OKEUTJ, oun "tiJv "tE)(,VTJV OU"tE Mva!J.LV 1;avdA.waEv
oihw KaL 6 wu :rtaV"to~ wuwu bTJt.ttoupyo~. oux evL KOOIJ.<J> aUIJ.IJ.E"tpov
"tTJV :rtOLTJ"tLKTJV E)(,WV buvaj..I.LV, aA.A.' EL~ "tO a:rtEtpo:rtA.datov
u:rtEp~a(vouaav, "tfl po:rtfl "toil 8EA.f]IJ.a"tO~ !J.OVTI d~ "tO Elvm :rtapf]yayE
"ta IJ.EYEflT) "t<i:JV 6pW!J.EVWV.
77.
Basil, Hexameron 2.2: Aihl) yap <l>TJOL, KUL a6pa"to~ "tfl <j>UOEL KUL
aKa"taOKEUUO"tO~, a:rtOLO~ ouaa "t<j> EUU"tf]~ A6y<p, KUL :rtUV"tO~ dbou~
KUL oxiJIJ.a'tO~ KEX.WPLOIJ.EVTJ, f]v :rtapaA.a~wv 6 "tE)(,VL"tTJ~ "tfl EU"U'tOU
ao<j>(<;t E!J.Op<j>WOE, KUL d~ "td!;tv ijyayE, KUL oihw bt' au"tf]~ OUOLWOE
"ta 6pW!J.EVU.
78.
79.
80.
50
81.
82.
Basil, Hexameron 2.3, trans. Agnes Clare Way in The Fathers of the Church,
Volume 46 (Washington, D.C.: The Catholic University of America Press,
itJ.lLOELa;
1963): 'E:rtOLl]OEV 6 eeo; tOV oupavov KUL t~V yf]v OUK
t;
EKdtepov, &A.A.' OAOV oupavov KUL oA.ov yf]v, aut~V t~V ouo(av t<j>
W'lEL OUVELAl]JlJ.lEVl]V. Ouxi yap 0X1']Jldtwv EOtLV EUpEt'l];, &A.A.' autf];
tf]; lj>uoew; tmv ovtwv bl]JlLoupy6;.
83.
84.
85.
86.
Basil also interprets the beginning in much broader terms, that is, the beginning of creation as a whole prompted by an instantaneous, timeless act on
the part of God. In this context, Basil appears to draw upon an argument
rooted in Platonism. As interpreted by Plato (Timaeus 37D), time is an image
of eternity. Basil interprets time along clear Platonic lines as an extension of
eternity that is correlative with an eternal mode of being (Hexameron 2.8:
49c-49d). For Basil (Hexameron 1.6), the beginning of time is atemporal, just
as "the beginning of the road is not yet the road, and the beginning of the
house not yet the house" ('Q; yap it apx~ tf]; Moil ou:n:w 6M;, KUL it
apx~ tf]; OLK(a; OUK OLKLU, OUt(l) KUL it toil xp6vou apx~ ou:n:w
xp6vo;).
87.
88.
51
89.
90.
Hexameron 1,2(5): PL xiv, 1/1, 124: Unde divino spiritu praevidens sanctus
Moyses hos hominum errores fore, et forte jam coepisse, in exordia sermonis
sui sic ait, In principia fecit Deus coelum et terram . . . ; initium rerum,
auctorem mundi, creationem materiae comprehendens; ut Deum cognosceres
ante initium mundi esse, vel ipsum esse initium universorum ...
91.
Hexameron 1,2(5): PL xiv, 1/1, 124: ... et ipsum esse creatorem mundi,
non idea quadam duce imitatorem materiae, ex qua non ad arbitrium suum,
sed ad speciem prepositam sua opera formaret.
92.
Hexameron 1,4(15): PL xiv, 1/1, 130: In hoc ergo principia id est, in Christo,
fecit Deus coelum et terra; quia per ipsum omnia facta sunt, et sine ipso
factum est nihil.
93.
94.
Hexameron 1,3(9): PL xiv, 1/1, 126: Non mirum ergo si Deus qui est sine
initio, initium omnibus dedit; ut quae non erant, esse inciperent.
95.
96.
Hexameron 1,6(20): PL xiv, 1/1, 132: Tempus enim ab hoc mundo, non ante
mundum . . .
52
97. Hexameron 1,7(Sermo 11)(25): PL xiv, 1/1, 135: Bonus artifex prius
fundamentum ponit: postea, fundamento posito, aedificationis membra
distinguit, et adjungit ornatum. Posito igitur fundamento terrae, et confirmata
coeli substantia ... subtexuit: Terra autem erat invisibilis et in incomposita.
It should be noted that in the English rendering of this quotation, I have
modified Savage's translation, using the literal English equivalent of "invisible" rather than the term "void".
98.
99.
Hexameron 1,5(19).
100. Hexameron 1,5(19): PL xiv, 1/1, 131: Ex ipso principium et origo substantiae universorum, id est, ex voluntate coeperunt; quia unus Deus Pater, ex
quo omnia. Etenim tamquam ex suo fecit; quia uncle voluit fecit.
101. Hexameron 1,5(17): PL xiv, 1/1, 131: Pulchre ergo ait Moyses, quia fecit
Deus coelum et terram. Non dicit quia causam mundo ut esset, praebuit: sed
fecit quasi bonus quod foret utile: quasi sapiens quod optimum judicabat:
quasi omnipotens quod amplissimum praevidebat.
102. Eric Francis Osborn, Justin Martyr (Tiibingen: J.C.B. Mohr (Paul Siebeck),
1973), 46.
103. The most extensive scholarly work in this area has focused upon Justin and
Athenagoras. For the Middle Platonic background of Justin, see Carl Andresen,
"Justin und der mittlere Platonism us," Zeltschrift fur die neutestamentliche
Wissenschaft 44 (1952/3): 157-195 and Logos und Nomos: Die Polemik
des Kelsos wider das Christentum, in Arbeiten zur Kirchengeschichte 30
(Berlin: de Gruyter, 1955): 312-344. For the Middle Platonic background of
Athenagoras, see Leslie W. Barnard, "The Philosophical and Biblical Background of Athenagoras," in Epektasis, Festschrift for J. Danielou (Paris:
Beauchesne, 1972), 3-16; Abraham J. Malherbe, "The Structure of
Athenagoras' 'Supplicatio Pro Christianis'", Vigiliae Christianae 23(1969):
1-20; Bernard Pouderon, Athenagore d'Athenes. Phi/osophe Chretien (Paris:
Beauchesne, 1989), 115-123; 203-221.
104. John Whittaker, "Plutarch, Platonism and Christianity," in Neoplatonism and
Early Christian Thought. Essays in Honour of A.H. Armstrong, ed. H.J.
Blumenthal and R.A. Markus (London: Variorum Publications Ltd., 1981),
59:
.. in the minds of many men . . . the question at issue was exacerbated by the realization that in some way the question of the nature of
the universe was inextricably linked with that of the nature of man. In
consequence the matter of the created or uncreated nature of the uni-
53
54
111. Albinus, Didaskalikos XIV,3, in Albinos, Epitome, ed. Pierre Louis (Paris:
Societe d'Edition Les Belles Lettres, 1945): crtav be ELltl] YEVl]'tOV Elvm
"COV KOO!lOV, oux oihoo~ UKO\JOtEOV au"COU, w~ OV'tO~ ltO'tE xp6vou,
EV <P OUK ~v KOO!lO~. &AA.a bLO'tL ad EV YEVEOEL EO'tL KUL E!l<j>ULVEL
'tfJ~ au1:0u uJtoatdaEoo~ <ipX,LKWtEpov n a[nov
112. Abinus, Didaskallkos XII, 2: 'E; EKUO"CO\J yap aA.ou 't<i>V 'tE't'tdpoov
au'tOV O'tOL'X,ELOOV EYEVVl]OE . . . ; Didaskalikos XIII, 3: tOll'tOL~ ovv
uJto 1:ou 8wu i] fJA.l] 't\JJtoo8Etaa EKLVEL'to !lEV 1:0 ltp<i>'tov tor~
L'X,OOEOLV U'tUK'tOO~ ...
113. De dogmate Platonis 1.8,198, in Opuscules Phi/osophiques et Fragments.
Texte Etabli, Traduit et Commente par Jean Beaujeu (Paris: Societe d'Edition
Les Belles Lettres, 1977): Et hunc quidem mundum nunc sine initio esse
dicit, alias originem habere natumque esse: nullum autem eius exordium atque
initium esse ideo quod semper fuerit; natiuum uero uideri, quod ex his rebus
substantia eius et natura constet, quae nascendi sortitae sunt qualitatem.
114. De dogmate Platonis 1.8(198): Hinc et tangitur et uidetur sensibusque corporeis
est obuius. Sed quo ei nascendi causam deus praestitit, ideo immortali
perseuerantia est semper futurus.
115. Philip Merlan, contribution to The Cambridge History of Later Greek and
Early Medieval Philosophy, 71.
116. For Augustine's references to Apuleius and discussion of his demonology, see
De Civitate Dei Vlll,14-17; IX,1; 3;7; 8; 11-12; 16.
117. De Deo Socratis 111,124, in Opuscules Philosophiques et Fragments. Texte
Etabli, Traduit et Commente par Jean Beaujeu (Paris: Societe d'Edition Les
Belles Lettres, 1973): Quorum parentem, qui omnium rerum dominator atque
auctor est, solutum ab omnibus nexibus patiendi aliquid gerendiue, nulla uice
ad alicuius rei munia obstructum
118. De Deo Socratls VI.l32-134.
119. Proclus,fn Timaeum, I, 276, 30-277, 7 Diehl, in Atticus, Fragments. Texte
Etabli et Traduit par Edouard Des Places (Paris: Societe d'Edition Les Belles
Lettres,1977, p. 73):TOLaU'tl]~ b' ovv 'tfJ~ ~l]'t~OEOO~ OUOl]~ nA.ou'tapxo~
!lEV KUL , A 't"CLKO~ KUL clAA.OL ltOAAOL 't<i>V nA.a'tOOVLK<i>V Ka'ta xpovov
'tTJV YEVEOLV i]Kouaav Ka( <j>aaL y(yvw8m 'tTJV ~~'tl]OLV. EhE ayEVl]'tO~
Ka'ta xpovov 6 KOOI!O~, El'tE YEVl]'tO~ dvm yap ltpo 'tfJ~ KOOI!OltOLLa~
cl'tUK'tOV KLVl]OLV, alla be KLV~OEL ltUV'tOO~ EO'tL KUL xpovo~. WO'tE
KaL xp6vov Elvm ltpo 'tOU ltUV't6~' all a bE 't<j> ltUV'tL YYOVEVUL
xp6vov, apL8!lOV OV'ta 'tTJ~ 'tOU ltUV'tO~ KLV~OEoo;, cb~ EKE[vo; i)v 'tfJ~
ltpo tf)~ KOO!!OltOLLa~ OUOl]~ U'tUKtO\J KLVi)OEOO~ apL8!!6~.
cf. Proclus, In Timaeum, I, 381, 26-382, 12 Diehl, Des Places' edition,
74-75: 0{ !-LEV ovv ltEPL nA.outapxov 'tOV Xmpoova KaL , A't'tLKOV
55
EL~
eEOv
121. Atticus, Fragment 4, Des Places' edition, 51: 'llapaA.a~wv yap, ' <I>TJo(v,
'6 eEo~ l't<lV ooov i]V 6pa'tOV OU')( ~OU')(LUV ayov, l'tATJIJ.IJ.EAoJ~ b KUL
a't<iK'tW~ KLVOUIJ.EVOV' EL~ 'tal; LV ftyayEv EK 'ttl~ a'ta;(a~. ~YTJOUIJ.EVO~
'tOV't' EKELVOV l'tUV'tW~ cl!J.ELVOV .'
125. Philo Judaeus, De Opificio Mundlll, 7, trans. F. H. Colson and G.H. Whittaker
in Loeb Classical Library(Cambridge, Mass.: Harvard University Press; London: William Heinemann Ltd., 1971).
causal dependence of the world upon God forfeit their claim to any of the
benefits which Divine Providence provides. In this context, he assumes that
causal efficacy on any level entails a concern for the products or effects of a
given operation. Just as artisans take pains to preserve their handiwork, God
cares for the world for which He is creatively responsible (De Opificio Mundi
11,10). From this standpoint, those who reject a Maker of the universe open
themselves to the prospect of cosmic anarchy and disorder.
128. Philo appeals to a form of the cosmological argument: that which is the object
of sense perception (i.e., visible things) is subject to becoming and process;
things in constant flux, then, require an origin that is removed from the realm
of changing things and immune to the negative effects of becoming (De Opificio
Mundi II.12). Philo's reasoning here requires some further clarification. The
56
129. Philo Judaeus, De Opificio Mundi VII, 26. This contention presupposes the
following assumption: since time is a measured interval which is contingent
upon the world's movement, it must succeed or coexist with the emergence of
the world (De Opificio Mundi VII, 26). For Philo, the notion of an extratemporal origin of the world does not compromise God's status as Creator.
Indeed, the world can still be viewed as causally dependent upon God, whether
it emerged before, after, or simultaneously with the beginning of time.
130. Plato, Timaeus 538; 698-C.
131. Philo Judaeus, De Specialibus Legibus I, 329.
132. Philo Judaeus, Heres XXXII, 160.
133. Philo Judaeus, De Providentia 1.6-9. d. Decal. 58 (which teaches the world
was once non-existent).
134. John Dillon, The Middle Platonists, 158: "The doctrine of . . . the De
Providentia is much more definite about ... creation . . . than the rest
of Philo's writings ... yet not even this work . . . can be adduced to
prove a concept of creation ex nihilo in Philo."
135. Sallustius, Concerning the Gods and the Universe, ed. & trans. Arthur Darby
Nock (Cambridge: Cambridge University Press, 1926), Prolegomena 1.5, pp.
xxxvii-xxxviii.
136. Frederick Copleston, S.J., A History of Philosophy, Volume I, Part II (Garden City, New York: Image Books, 1962), 220.
137. Paul Edwards, ed., Encyclopedia of Philosophy, Volume 5 (New York:
Macmillan Publishing Co., Inc. & The Free Press; London: Collier Macmillan
Publishers, 1972), 475a, s.v. "Neoplatonism," by Philip Merlan.
138. De Diis et Mundo!: on
on
artaflf)~,
on
a!!E't6j3Arp:o~.
139. De Diis et Mundo II: a[ 'toN flEWv OUCJLaL oM EyEVOV'tO (n1 yap ad
OV'ta oubErtO'tE yivE'taL' ad [! Eonv, ooa Mva!!LV 'tE EXEL 'ti]V
rtpW't'I'JV Kat JtOOXELV oubev rtEcj>UKEV).
57
140. De Diis et Mundo VI: oM EK aWJ..L<il:wv dai (Kai yap TON awJ..Lmwv
a{ buvdJ..LEL~ aamJ..LaLOL) oM TOl"t<J) rtEpLEXOUTUL ( (JWJ.t.mWV yap
TOlJTO yE) oMe n)~ rtpWTl]~ al"t(a~ f] aAA.f]A.wv XWPL~OVTUL . . .
141. De Diis et Mundo V: T~v rtpWTl]V alTtav J..LLav TE dvm rtpoai]KEL
(rtaVTO~ yap rtA.f]flou~ ~YELTUL J..LOV<i~) buv<iJ..LEL TE Kai ayaflOTl]TL
rtciVTa VLK~, Kal bul. TO"lho rtcivTa J..I.ETEXELV EKELVl]~ avciyKl]. ouMv
yap auT~V c'iAA.o KWAU(JEL bta T~V MvaJ.t.LV oM EalJT~V a<f>EXEL bt'
ayaflOTl]Ta
iJv
iJv,
iJv,
iJv
iJv
vof]an~
oM
flux~~
a{
This view of the gods as functions of a First Cause had a certain popularity in the fourth century: it was a compromise which suited the tendency to monotheism.
58
152. De Diis et Mundo XIII: :rtdv be -ro buvd11EL yLV611EVOV -rq) -r~v Mva11Lv
E)(.OV'tL ouvu<j>LO'tU'taL. KUL oub cmoA.eo8m :rtO'tE 'ta oii-rw; YLV011EVa
Mva-rm El 11~ 'tO'tJ :rtOLOW'to; a<j>EAOL n; 't~V Mvai1LV. WO'tE o[ 'tOV
K6011ov <j>Se(pov-rEI!; Seou; 11~ elvm A.eyoumv, ~ Seou; elvm A.Eyovn;
'tOV 8EOV :rtOLO'tJOLV aMva-rov. buvd11EL 11EV o-&v :rtav-ra :rtOLOOV EUU'tql
ouvu<j>(onJm :rtav-ra.
153. Gerhard May, SchOpfung Aus Dem Nichts. 3:
Fiir die Ausbildung der christlichen Schopfungslehre war aber am
wichtigsten die Auseinandersetzung mit dem Platonismus. Der mittlere
Platonismus, dessen Epoche von der zweiten Halfte des ersten
vorchristlichen Jahrhunderts bis in die erste Halfte des dritten
Jahrhunderts nach Christus reicht, hatte eine Hinwendung zu
theologischen Fragestellungen vollzogen, die ihm von vornherein ein
Affinitat zum christlichen Denken gab. Das zentrale metaphysische Thema
ist nicht mehr wie fiir den historischen Platon die Ideenlehre, sondern
Gott. Der Demiurge des Timaios, des fiir den Mittelplatonismus
grundlegenden platonischen Dialogs, wird mit dem hochsten Gott
gleichgesetzt, der als Nus und Inbegriff der Ideen gedacht wird.
154. A possible exception to the mainstream Middle Platonist understanding of
matter as eternal is found in fragments of Eudorus of Alexandria. On the basis
of the available evidence, Eudorus held that the supreme One is causally responsible for the existence of matter. cf. Simplicius, In Aristotelis de Physica
Commentarii 181, 10 ff., Diehls; Alexander Aphrodisias, In Metaphysica
988a 10-11, Hayduck. For a discussion of Eudorus, see Dillon's The Middle
Platonists, 128.
155. Clemens Baeumker (Das Probleme des Materie in der Griechischen
Philosophie. Eine Historisch-Kritische Untersuchung (MUnster:
Aschendorffschen, 1890), 143-144) provides a convenient survey of Patristic
references to Plato's theory of preexistent, uncreated matter:
So Plutarch von Chaeronea (de an. in Tim. procr. c. 5, 10148), der
dieselbe iibrigens mit der von uns als primarer bezeichneten Materie
identificiert, Atticus (Euseb. praep. ev. XV, 6,4; vgl. Prod. in Tim. 84f85a; 87 A, 99c; 116b.e; 119b; 187b. Stob. ed. I, p. 894), Albinus und
andere Platoniker (Prod. in Tim. 84f. Vgl. Chalcid. in Tim. c. 300.352).
Auch von manchen christlichen Schriftstellern, wie Justinus (cohort. ad
Graec. c. 20, p. 19a; c. 23 p. 22; I Apologie c. 59, p. 92c), Theophilus
(ad Auto/. II. c. 4, p. 82c), Tertullian adv. Valent. c. 15; vgl.adv. Hermog.
c. 4)), Irenaeus (contr. haer. II, 14, 4 Massuet), Athanasius (orat. de
hum. nat. a Christo assumpta c. 2, tom. I p. 39 B. ed. Maurin),
Epiphanius (de haeres. I 6, vol. I p. 293, 30 Dindorf), wird gelegentlich
dem Plato eine solche ungewordene Materie als Stoff der Weltbildung
zugeschrieben, wahrend andere, wie Tatian (orat. ad Graec. c. 5, p.
145 C; c. 12, p. 151A), Athenagoras (suppl. pro Christian. c. 4, p.
58), Laxtantius (institut. christ. II 8), Clemens von Alexandrian (strom.
59
V 14, 89, p.699 P. vol. III, p. 70, 3-8 Dind.), Maximus (bei Euseb.
praep. ev. VII 22; vgl. Moller, Gesch. d. Kosmologie in der griech.
Kirche, Halle 1860. S. 561-564), Origenes (de princ. II 1,4 p. 78
Delarue; comment. in gen. p. 2) Gregor von Nyssa (de hom. opif. c.
23, vol. I, p. 210 Migne), Basilius (in hexaem. hom II, c. 2, p. 13 Garner), Augustinus (de civ. Dei Xll,15) u.s.w., die vielgestaltige Ansicht
von einer ewigen Materie bekampfen, aber ohne sie dem Plato beizulegen,
vielmehr durchweg gegen gnostische und verwandte Irrlehren sich
wendend. Dagegen verwarfen Porphyr und Iamblich (Prod. in tim. 116
C. Philop. de aetern. mundi VI 2) eine solche wortliche Auslegung und
mit ihnen aile diejenigen, welche den zeitlichen Ursprung der Welt bei
Plato als mythische Einkleidung zu bloss didactische Zwecke ansehen.
156. Stanislas Giet, Basile de Cesaree, Home/ies Sur L'Hexaemeron (Paris: Les
Editions du Cerf, 1968), Introduction, 49.
cf. the comment of Carolinne White, Christian Friendship in the Fourth
Century (Cambridge: Cambridge University Press, 1992), 84:
Basil does not adopt a classical view of friendship unreflectingly but
rather adapts certain aspects of it to his thought on the Church and
monastic life,. making it serve a strictly Christian purpose, and to play
an essential role in the pursuit of this purpose.
157. Stanislas Giet, Basile de Cesaree, 56; 61-63. Basil's Stoic background has
also prompted much speculation. In this respect, Karl Gronau has traced a
Stoic influence upon Basil to the philosopher Posidonius's lost Commentary
on the Timaeus. cf. Karl Gronau, Posidonius und die jiidischchristliche
Genesisexegese (Leipzig-Berlin: B.G. Teubner, 1914). In addition, scholars
recognize the possibility of a Plotinian inspiration for aspects of Basil's
Hexaemeron Homilies. 48,49, 50,51. cf. John M. Rist, "Basil's
'Neoplatonism': Its Background and Nature," in Basil of Caesarea: Christian, Humanist, Ascetic (A Sixteen Hundreth Anniversary Symposium), edited by Paul Jonathan Fedwick (Toronto: Pontifical Institute of Mediaeval Studies, 1981); A. Jahn, Basi/ius Magnus plotinizans (Bern: Supplementum
editionis Plotini Creuzerinae, 1838); Paul Henry, Les Etats du texte de Plotin
(Paris: Desclee de Brouwer, 1938), 159-166.
158. Hexameron 1.6.
159. De opificio mundi VII (26-27). Basil could have found a Christian precedent
for this thesis in Origen (Homilies on Genesis 1.11), who traced the "true
beginning" to the Divine Word, Who existed with the Father before the creation of the visible universe.
160. Pierre de Labriolle, History and Literature of Christianity, 282.
161. Harry A. Wolfson, "Plato's Pre-existent Matter in Patristic Philosophy" (source
cited in note 27), 415.
162. Wolfson, "Plato's Pre-existent Matter in Patristic Philosophy," p. 416.
60
166. The fact that Ambrose's sermons had a decisive impact upon Augustine is
clear. However, it is a matter of conjecture as to whether it was specifically
Ambrose's Hexameron homilies which prompted Augustine's conversion. A
challenge to this thesis (as articulated by Pierre Courcelle) is presented by
Goulven Madec (Saint Ambroise et Ia Phi/osophie (Paris: Etudes
Augustiniennes, 1974), 71-72), who also provides a convenient survey of
scholarship on this topic:
. . . P. Courcelle (Recherches sur /es 'Confessions' de Saint Augustin,
2e ed. (Paris: E. de Boccard, Editeur, 1950), p. 93-106) estime que les
sermons qui composent cet ouvrage, sont ceux qui ont influence de
fac;:on decisive !'esprit d'Augustin au printemps 386. II est certain que
ce sont des sermons d'Ambroise qui ont revele a Augustin le sens spirituel des Ecritures (Con/. V,14,24), et qui l'ont delivre de l'erreur ou
I' enfermaient les manicheens en denonc;:ant les anthropomorphismes
de Ia Bible. II est egalement probable qu'Augustin fait allusion aux sermons d'Ambroise, quand il raconte qu'il faisait 'effort pour bien
comprendre Ia doctrine qu'(il) entendait exposer; sur le libre choix de
nos volontes, cause de nos fautes, sur I' equite des jugements (de Dieu)
cause de nos souffrances' (Con/. VII,3,5). Mais je doute que ce soient
precisement les sermons sur I' Exameron qui aient exerce cette influence. Augustin nous dit qu'il entendait souuent Ambroise dire dans ses
sermons au peuple que Ia lettre tue et que !'esprit vivifie (Con/. Vl,4,6).
Et, comme le remarque Ch. Mohrmann (Compte rendu de P. Courcelle,
Recherches sur les 'Confessions' de saint Augustin, dans Vigi/iae
61
christianae, 5, 1951, p. 251), 'il ne faut pas oublier qu'il ne nous reste
que tn3s peu de Ia predication ambrosienne. Au cours des 23 ans de son
episcopat, combien de sermons Ambroise a prononces, qui jamais n'ont
ete fixes par ecrit ou dont le texte n'est pas parvenu jusqu'a nous!' En
ce qui concerne les sermons sur I' Exameron, bien que J.R. Palanque ait
enterine I' argumentation de P. Courcelle (Compte rendu de P. Courcelle,
Recherches sur les 'Confessions' de saint Augustin, dans Revue
d'histoire de l'Eglise de France, 38, 1952, p. 134), il me parait fort
improbable qu'ils aient ete preches durant une semaine sainte aussi agitee
que celle de 386 (J.R. Palanque, Saint Ambroise, p. 160-163, decrit
cette crise en se referant notamment a I' Epistula 20 a Marcellina). II
faut plutot les dater de 387 ou meme plus tard (Voir J.R. Palanque,
Saint Ambroise, p. 519).
167. Gerard Verbeke, The Presence of Stoicism in Medieval Thought (Washington, D.C.: The Catholic University of America Press, 1983), 15. Verbeke
provides an informative discussion of the impact of Stoicism upon early Christian thought, and traces its influence into the Middle Ages.
168. For a survey of the Stoic influence upon Patristic treatments of the universe,
see Michel Spanneut, Le Stoi'cisme Des Peres De L'Eglise De Clement De
Rome A Clement D'Alexandrie (Paris: Editions du Seuil, 1957), 350-385.
In regard to the scope and extent of Stoic influences upon the Fathers,
Verbeke (The Presence of Stoicism in Medieval Thought, 5) offers the following observations:
. . . Stoicism's . . . influence may already be noticed in Rome during
the second century B.C. and is connected with names suxh as Panaetius
and Posidonius. Therefore, it is not surprising that Stoicism exercised
some influence on Christian authors at a very early point. Christian
moral teaching was influenced by Stoic categories at an early date. Among
Greek Christian writers one may cite Clement of Alexandria, Origen,
Gregory of Nyssa, and Nemesius of Emesa. Some of their works were
eventually translated into Latin and could be read directly by Western
philosophers and theologians. Some Latin Christian writers also passed
on the Stoic legacy to later generations. Among these may be mentioned Tertullian, Lactantius, Saint Jerome, Saint Ambrose, and Saint
Augustine.
169. For the influence of Cicero upon Augustine, see Maurice Testard, Saint
Augustin et Ciceron, 2 vols. (Paris: Etudes Augustiniennes, 1958); H.
Hagendahl, Augustine and the Latin Classics, 2 vols. (Gi:iteborg, Universitet;
Stockholm: Almsquist & Wiksell (distr.), 1967). For an analysis of an early
Stoic influence upon Augustine, see Ch. Baguette, "Une periode sto'icienne
dans l'evolution de Ia pensee de saint Augustin," Revue des Etudes
Augustiniennes 16(1970): 4 7-77. Baguette contends that Augustine experienced a marked Stoic influence derived from Cicero prior to his encounter
with Plotinian Neoplatonism. Baguette (p. 53) articulates his thesis in these
terms:
62
63
and used within his philosophy. Accordingly, Augustine's use of the doctrine
might well have been mediated through Neoplatonic sources.
172. Plotinus's account of the procession of being from the One is best understood
in terms of the radiation of light from the sun, so that the One remains undiminished in its efflux (Ennead V.3(49).12.39-44). The One emanates because it is natural for that which is thoroughly good to share its goodness.
173. For an in-depth discussion of this issue and its philosophical implications, see
Lloyd P. Gerson, "Plotinus's Metaphysics: Emanation or Creation?", Review
of Metaphysics 46(3), March 1993: 559-574. Gerson (pp. 572-573) qualifies the sense in which the Plotinian One is the "cause" of existence (that is,
as an "instrumental creationism"):
The problem of the equal versus subordinate status of VOV\; in relation
to the One comes plainly to the fore when we ask about the cause of the
being of everything else, especially everything else below "ljlux~. which
is of course another apxfJ and the source of an analogous problem.
When Plotinus analyzes the being of things in the world he will analyze
them into essence or image of essence and existence, positing the apxfJ
of each as VOV\; and One, respectively. That is, the One's proper effect
here is evident solely as the existence of things, not their ouoa, which
derives from the second apxfJ. The One, then, is represented as primary cause of existence, but ouoa is the instrumental cause of being.
Since there is no being without existence, the One's causal activity is
completely instrumental, including even ouoa itself, which as such does
not require a cause outside itself. In the being of ouoa, the One uses
ouoa as an instrument. So also with everything else.
174. Ennead Vl.8(39).19, trans. A.H. Armstrong in the Loeb Classical Library
(Cambridge, Massachusetts and London, 1966-1988): "... one ought perhaps to understand that it was in this sense the ancients spoke of "beyond
being" with a hidden meaning, not only that he generates substance but that
he is not a slave to substance or to himself, nor is his substance his principle,
but he, being the principle of substance, did not make substance for himself
but when he had made it left it outside himself, because he has no need of
being, he who made it (ai..A' auTO\; apxi] Ttl\; OUOLG\; wv oux ain<j)
btOtf]OE Ti]v ouoav, ana 3tOLTJOG\; TGUTfJV E~W ELGOEV. EGUTOV, cll:E
ouMv l:OV dvat 0EOf.1EVO\;, 0\; E3t0Lf]OEV auTO)."
John M. Rist (Piotinus, The Road to Reality (Cambridge: Cambridge University Press, 1967), 26) focuses upon this passage as an instance of Plotinus's
affirmation that the One is the creator of all finite things. As Rist points out,
Ennead Vl.8(39).19 asserts that the One has "made" Being four times. Rist
finds evidence of the impact of this passage upon Augustine in the
Confessiones VII, 9.13-14, where Augustine claims to have found a consonance between what he found in the libri platonicorum and the words of
John 1:1-5:
64
175. For references to Apuleius's De Deo Socratis in the De Civitate Dei, see
note 102, above. For Augustine's quotation from Apuleius's De Mundo, see
De Civitate Dei IV,2.
Chapter 1
66
April, A.D. 216. 2 His father Patik was a member of a Gnostic community (possibly a Mandaean sect) that practised baptism. Patik claimed
to have received a revelation directing him to take up the ascetic life. 3
In this connection, he probably exerted an influence upon Mani in the
cultivation of his own religious orientation. Mani himself would lay
claim to two Divine revelations-one in his early adolescence, and the
other in his mid-twenties. On the basis of these revelations, Mani
came to believe that he was the last of God's prophets, and as such,
that he was destined to bring a crucial enlightenment to mankind. He
likewise professed to be an apostle of Jesus Christ and identified himself with the Paraclete.
Early in his religious career, Mani ventured to India, apparently in
search of the religious wisdom to be derived from Buddhism. Upon
his return to Persia, he was received by Emperor Shahpuhr I, who
granted him complete freedom to preach his religious teachings
throughout the Empire. While these privileges were renewed by
Shahpuhr's successor Hormizd, Mani found opposition in Hormizd's
successor, Bahram I. Mani fell out of favor with the imperial court; he
was branded an enemy of the Empire's official fire-worshipping religion, and by implication, perceived as an enemy of the state. He died
in A.D. 276/277 after imprisonment and prolonged torture.
In doctrinal terms, Manichaeism appears to have been an amalgam
of elements drawn from Persian Zoroastrianism, Christianity, and
Buddhism. But despite its eclectic character, several salient features
enable us to interpret it in the context of the history of religion. In his
classic work on Manichaeism, Henri-Charles Puech enumerates three
closely related traits. Puech first focuses upon the fact that Manichaeism
presented itself as a universal religion with an ecumenical appeal. Secondly, Puech points out that Manichaeism was a missionary religion
that sought to disseminate its teachings over the whole world, and
thereby, win converts. Lastly, Puech stresses that Manichaeism was a
revealed religion, with its own body of scriptures that were instrumental in promoting its wide-ranging propagandistic campaign. 4
Manichaeism also reflects certain religious attitudes inherent in the
general cultural milieu of the Hellenistic period. In this connection,
the religion has been described as "the last and greatest manifestation
of Gnosticism." 5 As already observed, Mani had been exposed to a
Christian Gnosticism through his father. But Mani's own religion would
likewise exhibit some distinctive Gnostic tendencies. Puech provides
a convenient summary of these tendencies: first, a pessimistic view of
67
68
ences (c. A.D. 988) of Ibn Abi Ja'kub an-Nadim. In actuality, these
works stand on somewhat opposite ends of the doctrinal spectrum.
The Liber Scho/iorum (written in Syriac) contains a Christian polemic against Manichaeism which exhibits a clear disdain of its doctrines.9 The Fihrist (written in Arabic), on the other hand, offers a
rather impartial presentation of Mani's teachings that remains free of
the invective found in Christian sources. 10 But despite their divergent
goals and markedly different attitudes toward the subject-matter, these
documents are useful in the present context for a number of reasons.
To begin with, the Liber Scholiorum and Fihrist focus specifically
upon Mani's creation myth, offering elaborate expositions of the entire Manichaean cosmogony. In this respect, these documents discuss
all of the major themes that one might encounter in any number of
Manichaean sources: the primordial conflict between the Principles of
Light and Darkness; the struggle and defeat of Primal Man; Primal
Man's rescue; the creation of the heavens and the earths; and the
origin of the human race. Moreover, each work presents literal quotations from Mani, thereby serving as valuable touchstones for our knowledge of the founder's own teachings.
The Manichaean Cosmogony
The Manichaean cosmogony was founded upon a pronounced metaphysical dualism. Such a dualistic understanding of reality can be defined in the following terms:
... a conception of two principles . . . whose founding activity or causality is characterized by a ... disparity of value between the two principles
themselves, as well as . . . between the respective realms which come into
existence through them . . .U
69
70
71
Knowledge, the Adamas of Light from his Reason, the King of Glory
from his Thought, and the Supporter from his Deliberation. 34
Thus, Primal Man was found in the region of Darkness, and the
Voice of the Living Spirit revealed his form. 35 A discussion ensued, in
which Primal Man requested the gift of tranquility and peace from the
Living Spirit. 36 When the discussion concluded, the Voice and Primal
Man (as Appellant and Respondent, respectively) ascended to the
Mother of Life and the Living Spirit. The Living Spirit then clothed
itself with the Appellant, while the Mother of Life assumed the Respondent (the vocal expression of Primal Man, her Son). 37 The Mother
of Life (designated in the Fihrist as "al-Bahjah", that is, "Joyfulness")
and the Living Spirit next descended to the region of Darkness, where
the Living Spirit called to Primal Man. 38 Theodore continues in this
vein: the Living Spirit then commanded three of his Sons to kill and
flay the Archons (the Sons of Darkness), and to deliver them to the
Mother of the Living. 39 Once delivered, the Mother used their skins to
make the heavens and earths. 40 Each of Primal Man's Sons were assigned to his appropriate task within this scheme. 41
The Fihrist provides a variant account of creation, attributing the
production of these realms to the King of the region of Light (rather
than to the Mother of the Living). In this rendering, the King of the
World of Light commanded one of his angels to create the world, to
fashion it from the mixed particles, and to liberate the particles of
Light from their entanglement with the particles of Darkness. 42 The
stage was now set for the purification of the particles of Light from
pollution. Descriptions of this process are provided by Theodore bar
Khoni, the Thesaurus, and an-Nadim. Let us consider certain key
elements found in each source.
According to Theodore, the purification was initiated when the Living Spirit revealed his forms to the Sons of Darkness. 43 The Living
Spirit next made the "Wheels" (that is, Wind, Water, and Fire), descended, and formed them near the Supporter who bears the earths. 44
In addition, the King of Glory evoked and placed a covering over the
Wheels so that they might ascend over the earth-bound Archons, and
thereby, protect the five Luminous Gods from their burning venom. 45
These developments gave way to but another evocation, whereby the
Mother of the Living, Primal Man, and the Living Spirit implored the
Father of Greatness, who brought forth the Messenger. 46 The Messenger in turn evoked the Twelve Virgins (that is, the "Light-Ships"),
along with their vestments, crowns, and attributes: Sovereignty, Wis-
72
dom, Victory, Reconciliation, Purity, Truth, Faith, Longsuffering, Rectitude, Beneficence, Justice, and LightY When the Messenger came
to the Light-Ships, he commanded three things: first, that the three
Servitors move them; secondly, that the Great Ban (Builder) construct
the New Earth; and third, that the Three Wheels ascend. 48
Once the Light-Ships ascended and reached the middle of the heavenly region, the Messenger revealed his male and female forms to the
male and female Archons (the manifestations of the Sons of Darkness).49 This revelation provided the means of gaining the release of
the luminous particles from their imprisonment in the Archons' entrails. The liberation was achieved by sexual means: upon beholding
the forms of the Messenger, the lustful Archons emitted the Light
which they had consumed from the five Luminous Gods, and the sin
shut up in them was mixed with the Light which emerged. 50 The Messenger then hid his forms and separated the Light of the five Luminous Gods from the sin that was attached to them. After the sin was
emitted by the Archons, it fell on the earth: half fell on the moist part
and half fell on the dry. As a consequence of this sowing, what fell on
moist ground became a horrible monster in the likeness of the King of
Darkness; what fell on the dry part sprang up into five Trees. 51
The Thesaurus provides a more illuminating statement regarding
the release and destination of the particles of Light. According to this
rendering, some particles ascended, while others continued to mingle
with terrestrial plant-life.
At this beautiful apparition the burning lust of the infernal Powers increases
their basest thoughts are loosed from restraint . . . and through this . . . the
living soul which was held in their members finds release, issues forth, and is
mingled with its own Purest Air. There the souls which have been thoroughly
purified ascend to the Light-Ships, which have been made ready to convey
and ferry them to their native land. That part . . . which still bears the stains
of the hostile race descends in particles through ... heat and warmth, mingles
with the trees and the rest of the plants and all things sown, and takes on
various colors. By this alternate changing of divine and most beautiful personages, the Princes of the wet and cold race, whether male or female, are
relaxed, and that vital substance which is in them flies away; but that which
remains behind is, upon its release, brought down to the earth through the
agency of cold temperatures and mixed with every terrestrial element. 52
Despite this procedure, something of the Light still remained confined in the Darkness. According to the Fihrist, the sun and the moon
were created for drawing out this residue: the sun sifted out the Light
which was mixed with the demons of heat, while the moon sifted out
the Light mixed with the demons of cold. 53 This process will continue
73
until the only portion of the Light which is bound to the particles of
Darkness is what the sun and moon have been unable to extract. 54
According to the Fihrist, the mating of the Archons also resulted in
the generation of the first human beings. This generation was accomplished through two copulations. Adam (the first man) proceeded from
the first copulation, while Eve (the first woman) proceeded from the
second. 55 In Theodore bar Khoni's text, we find a somewhat different
explanation of Adam and Eve's generation. According to that account,
the Daughters of Darkness had already been pregnant by their own
nature. But upon beholding the beautiful forms of the Messenger, they
miscarried; thereupon, their aborted fetuses fell upon the earth, devouring the buds of the trees. 56 These abortions then recalled the
Messenger's forms and inquired as to his whereabouts. In response,
the Son of the King of Darkness demanded their sons and daughters
and offered to make them a form like the one they had seen. 57 In
response to this deceptive entreaty, they gave up their offspring. The
Son of the King of Darkness devoured the males and delivered the
females to his mate, who devoured them. 58 He then copulated with his
mate, who conceived and gave birth to Adam and Eve. 59
After his generation, Adam fell into a deep slumber. But the Mother
of Life, the Primal Men, and the Living Spirit sent Jesus the Luminous
(escorted by a god) to Adam. They seized the Demon and female
Archon and freed the imprisoned Adam from their grasp. 60 Once
aroused from his slumber, Adam received a revelation of his true identity. In this connection, Jesus also revealed the extent of Adam's plight
in the region of Darkness. 61 Adam's revelation was consummated when
Jesus made him taste the Tree of Life. At this point, Adam looked and
cried out against those who had enslaved him. 62 Jesus then enjoined
Adam to refrain from sexual involvement with Eve, and Adam obeyed
this command. 63
The Fihrist provides some interesting embellishments on the story
of Adam and Eve that serve to underscore the Manichaeans' belief
that Evil is inherent in human existence and their negative view of
sexual procreation. An-Nadim's account is rife with references to incest, rape, jealousy, and murder. The mainlines of this rather convoluted tale will suffice for the present purposes. According to an-Nadim's
narrative, the Archon impregnated his daughter Eve, who bore him a
son (Cain) that was ruddy in appearance and repulsive to sight. Cain,
in turn, impregnated Eve, who gave birth to a son that was white and
fair in appearance. Cain impregnated his mother once again, and she
bore two girls: one was designated the Wise of the Ages (Hakimat ad-
74
dahr), and the other was named Daughter of Corruption (lbnat alhirs). In a manner consistent with his rapacious nature, Cain took the
Daughter of Corruption (translated as the "Daughter of Avarice" by
Fltigel) for himself, and gave the Wise of the Ages to his brother Abel.
An angel instructed the Wise of the Ages to guard her soul, because
she was to be the mother of two perfect girls. But this same angel
impregnated her, and she bore Farjad ("Invocation") and Pur-Farjad
("Carrying Invocation"). 64
Abel became extremely distressed, believing that his mate had been
impregnated by his own brother. Although Eve informed him otherwise, Abel abandoned her, went to his mother Eve, and lamented over
what he assumed Cain had perpetrated. When Cain heard of this, he
grew angry at his brother, fell upon him with a rock, and murdered
him. Thereupon he took Abel's mate for himself. The Archons, Dominion (Sindid), and Eve grieved over Cain's crime. 65 The Sindid then
taught Eve the language of magic, so as to enchant Adam. Adam had
intercourse with Eve, and she bore a child. At the encouragement of
the Sindid, Eve set out to kill the child. But Adam took it, intending to
nourish it with milk and tree-fruit. The Dominion, however, sent the
Archons to remove the trees and cattle, so as to stifle Adam's plan. 66
In response, Adam made three circles around the child: on the first,
he wrote the name of the King of the Gardens or Paradise; on the
second, he wrote the name of Primal Man; on the third, he wrote the
name of the Spirit of Life. He then communed with God and prostrated before Him, begging for mercy toward the child. God extended
the crown of splendor to Adam. 67
When the Archons observed this, they departed. A tree called Lotus presented itself to Adam and provided milk for nourishing the
child (now named SchatiQ. Since the Sindid still hated Adam, he
commanded Eve to seduce him, and thereby, lure him back to enslavement. Accordingly, Eve aroused Adam's lust and had intercourse with
him. At this, Schati/rebuked Adam and prompted him to travel to the
East, that is, toward the Light and the wisdom of God. Adam left at
once and remained in that region until he died. Upon his death, Adam
was sent to Paradise (along with Schati/, Farjad, Pur-Farjad, and the
Wise of the Ages); Eve, Cain, and the Daughter of Corruption were
sentenced to hell. 68
75
stitutes the basis of the Manichaean religion: the Former Time, the
Present Time, and the Future Time. 69 These three Moments are closely
related to Manichaean dualism: the conflict between the Principles of
Light and Darkness ultimately gives rise to the creation of the universe
and humanity, as well as to the consummation of the process whereby
the luminous particles are liberated from matter. 70
In the Former Time, the Principles of Light and Darkness were
contiguous but separate. At that point, the region of Light was peaceful and free of any corruption. The region of Darkness, on the other
hand, was beset with turbulence and unrest. The fragile coexistence
of Good and Evil was shattered when the Principle of Darkness encroached upon the region of Light and attempted to consume its inhabitants. The invasion of the region of Light initiated the second
Moment (that is, the Present Time), when Light and Darkness became
intermingled. This intermingling resulted in the emergence of the visible universe (along with animal and plant life), as well as the first
humans (and ultimately, their progeny).
In response to the onslaught of Darkness, God allowed the nature
of Light (through the agency of Primal Man) to be temporarily devoured by the King of Darkness and his Sons. The sacrificial action
whereby Light was mixed with Darkness really laid the groundwork for
the eventual triumph of Good over Evil. Primal Man's entrapment
necessitated his rescue and a reaction against his opponents. This
was accomplished by a series of evocations: one resulted in the liberation of Primal Man, while another resulted in the killing and flaying of
the Sons of Darkness. On the basis of this victory, the Mother of Life
crafted the heavenly and terrestrial regions with the skins of the defeated Archons.
On a cosmic scale, provision was made for the purification of the
Light which remained imprisoned in matter. This purification was accomplished in various ways. In the accounts of Theodore bar Khoni
and the Thesaurus, as we have seen, it was effected by the emission
of the vital substance from the Archons' bodies. In the Fihrist's rendering, the purification was naturally abetted by the actions of the sun
and moon in sifting out the luminous particles. But despite such remedial measures, some particles remained attached to corporeal substance. Accordingly, the rest of the Present Time is to be preoccupied
with achieving their final liberation and return to the region from which
they originated.
Figuratively, the visible universe might be depicted (at least from a
Manichaean perspective) as something of a great "laboratory" for the
76
slow "distillation" of the residual particles of Light. 71 Humanity is instrumental in this liberation process. But people also hinder it by
engaging in activities (e.g., sexual procreation and the consumption
of meat or seed-bearing foods) which would perpetuate the entrapment of Light in matter. In this respect, salvation first demands a
knowledge of this hazardous situation. Because of the soul's imprisonment in the body, it must be made aware of its true origins and the
appropriate means of gaining release from its imprisonment.
The purity . . . which was spoken about, is that which comes through knowledge, a separation of light from darkness, of death from life, of living waters
from turbid, so that (you) may know (that) each is . . . one another and . . .
the commandments of the Savior (so as to) redeem the soul from (annihilation) and destruction. 72
The paradigm of this illuminating gnosis is provided by the revelation of Jesus the Luminous (also called Jesus the Splendor) to Adam.
As the first human, Adam typifies humanity as a whole. Thus, what
holds true for Adam holds true for his progeny: human beings require
enlightenment in order to overcome the corporeal defilement besetting their essential selves (i.e., their souls). The very embodiment of
the soul presupposes an ongoing struggle between the spirit (that which
is most akin to the Principle of Light in human nature) and matter (the
repository of Darkness). Like Adam, then, all of humanity must receive that saving gnosis which will arouse the soul from the "slumber"
into which it has fallen under the negative influence of the body.
Jesus the Luminous represents but the initial source of revelation
for mankind. Accordingly, this particular revelation is reserved for Adam
alone. 73 Subsequent revelations are provided by No us (that is, Intelligence), the emanation of Jesus the Luminous. 74 In historical terms,
Nous constitutes the teaching of Mani, the source of all of the true
apostles who propagate his message throughout the world. 75 Those
fortunate ones enlightened by Nous are the Elect. By virtue of their
gnosis, they assume a special responsibility to facilitate the liberation
of Light. This is accomplished in two ways.
First, the Elect were required to adhere to a rigid moral code in
their practical lives. This code underscored the importance of refraining from those activities which would abet the further entrapment of
Light. According to the Fihrist, those who wished to enter the cult
were required to examine their souls; admittance would be granted to
those who were able to control lust and covetousness, to abstain from
meat, wine, and marriage, and to avoid injury to water, fire, trees, and
77
all living things. 76 For those unable to observe these prescriptions and
prohibitions, a devotion to work and righteousness, and the performance of prayer, intercession, and supplication would offset any unworthy actions. 77
Secondly, the Elect were required to maintain the "Three Seals":
the Seal of the Mouth, the Seal of the Womb, and the Seal of the
Hands. The Seal of the Mouth concerned the avoidance of evil words
and blasphemy; the Seal of the Womb concerned the avoidance of
sexual intercourse and procreation; the Seal of the Hands forbade any
activity (e.g. agricultural pursuits or the killing of animals) which would
contribute to the further imprisonment of the luminous particles. 78
Such injunctions have a clear ascetic tone. Indeed, "salvation" for the
Manichaeans meant nothing less than divorcing oneself from any bodily
pollution. In this connection, the Gnostic dimension of Manichaeism
comes fully to the fore: in a manner consistent with a key Gnostic
motif, human life represents a continual struggle to liberate the
soul (the authentic self) from the imprisonment of the body and the
ignorance of our true spiritual identity that accompanies corporeal
existence.
The final Moment in the Manichaean cosmogony has an
eschatological significance. The Future Time represents that point when
the particles of Light will be completely released from their entrapment in matter. This development will coincide with a great cataclysm.
The Fihrist describes this upheaval in terms of a conflagration which
will last for one thousand, four hundred and sixty-eight years; during
this period, the remaining particles of Light would be freed. 79 When
this conflagration has ended and the liberation of Light has been consummated, the forces of Darkness will retreat, enter a tomb that has
been prepared for them, and be enclosed by a great rock. 80 Upon the
return of Light to its own region (and the corresponding defeat of
Darkness), the cycle of Mani's cosmogenic myth has run its course.
Things are then restored to their original condition, when Light and
Darkness were wholly distinct.
78
79
80
not be assessed on the basis of what he knew (or did not know) as an
Auditor, but rather, on the basis of what he actually wrote against the
sect; secondly, that Augustine might well have had access to a latin
translation of key Manichaean teachings, despite any linguistic limitations on his part. 85 In response to Alfaric, Maher astutely points out
that Augustine's attitude to Manichaeism when he was an Auditor was
hardly one of uncritical acceptance. Rather, his reservations about its
teachings were present even during this period (as revealed in his
desire to confront and question the Manichaean bishop Faustus). 86
But what hard evidence exists to support the claim that Augustine
had a first-hand knowledge of Manichaean doctrine? Maher's response
to this question is based upon highly significant twentieth-century discoveries which have greatly expanded our understanding of the religion. 87 In this respect, he points out the remarkable parallels which
exist between Augustine's rendering of Manichaean theory and similar information found in the Egyptian Coptic manuscripts. 88 Such parallelisms seem to indicate that Augustine possessed a latin translation
of these writings. As Alfaric himself would later acknowledge, Augustine had probably seen an African Manichaean manuscript which served
as a kind of apologia of the faith. 89 On the basis of the arguments and
evidence which Maher musters, I think that one can reasonably acknowledge Augustine's authority as an expositor of Manichaeism, and
likewise, accept the veracity of his portrayal with some confidence. 90
This is further borne out by the extensive quotes from Mani's own
teachings that we encounter in his anti-Manichaean polemic.
A final question must be addressed: to what extent are the eighth
and tenth century Manichaean sources drawn upon in this chapter
(i.e., the Liber Scholiorum and the Fihrist, respectively) representative of the brand of Manichaeism with which Augustine would have
been familiar several centuries earlier? In addressing this question, it
should be observed that the eclectic character of Manichaeism (and its
diffusion over such a great area) gave rise to a number of versions of
Mani's cosmogenic myth. Despite these variations, however, some
features of the myth can be considered "mainstream" enough to have
been endorsed by most adherents of the sect, regardless of the region
or period in question. I have selected these particular documents as
referents precisely because they offer the reader a useful survey of
fundamental Manichaean teachings.
Where marked divergences arise between these accounts, they have
been duly noted. But while such divergences are occasionally appar-
81
Notes
1.
2.
3.
83
cultic practices of the sect included the Eucharist which they celebrated
with unleavened bread and water, and regular ablutions which the members performed on themselves for the remission of sins and on their
food according to their rules of purity.
4.
5.
Gerald Bonner, St. Augustine of Hippo, 161. For a discussion of the Gnostic
and other Christian influences in Mani's outlook, see Lieu, Manichaeism,
37-54. Lieu perceives the impact of various Gnostics upon Mani, including
Marcion (for his dissociation of God the Father from the creator of the world),
Bardesanes (for an inspiration of Mani's cosmogonic myth), and Valentinus
(for his understanding of the incarceration of the soul in the body and for
certain mythological details).
In regard to the means whereby these Gnostic influences were transmitted
to Mani, Lieu (p. 51) is somewhat sceptical:
84
6.
7.
85
8.
For a discussion of the wide range of Manichaean sources and twentieth century discoveries, see Lieu, Manichaeism, 6-8.
9.
H. Pognon ... publie des extraits du Xle Livre des Scholies de bar
Khoni, consacre a l'etude des heresies (Inscriptions mandai"tes des
coupes de Khouabir, Paris, 1898). I..: auteur nestorien y refute notamment
le manicheisme, en etablissant une chaine doctrinale tiree d'ouvrages
manicheens et d'ecrits de Mani lui-meme. II veut montrer ainsi l'absurdite
de cette doctrine. Bar Khoni a rendu un grand. service aux etudes
manicheennes, puisqu'il nous livre des aspects tres originaux de Ia
cosmogonie manicheenne.
10.
86
11.
Ugo Bianchi, "The Contribution of the Cologne Mani Codex to the ReligioHistorical Study of Manichaeism," in Papers in Honour of Professor Mary
Boyce (Acta Iranica 24), Deuxieme Serie, Volume X (Leiden: E.J. Brill, 1985),
17.
12.
Ugo Bianchi, "The Contribution of the Cologne Mani Codex to the ReligioHistorical Study of Manichaeism," 17.
13.
14.
Bianchi ("The Contribution of the Cologne Mani Codex to the Religio-Historical Study of Manichaeism," 16-19) connects the radical dualism of Manichaeism
with both an extremist form of Gnosticism and Zoroastrianism. For Bianchi
(pp. 19-20), the radicality of Manichaean dualism lies in the fact that it allows
no intermediary principles which represent a gradual diminution of the
Divine:
there is no room at all . . . in Manicheism and Zoroastrianism, for
those mythical entities which in the gnostic system of Valentinianism
owe their existence and their function to a process of ontological "devolution" affecting the world of light as a consequence of a "split in the
divine" and of the "crisis" of an "aeon" pertaining to a gradated Pleroma.
The Manichaean concept of the divine . . . cannot admit any 'diminution' or fall of the divine, a diminution or fall which, for Valentinus, is
responsible of the coming into existence of the demiurge and the visible
world.
N.B.: Subsequent references to the texts of Theodore bar Khoni (Liber
Scholiorum) and an-Nadim (Fihrist) are based on the following sources. For
Theodore bar Kh6ni, I rely upon the English translation of Dr. Abraham
Yohannan (with notes by A.V.W. Jackson) in A.V. Williams Jackson, Researches in Manichaeism With Special Reference To The Turfan Fragments.
Volume 13 (New York: Columbia University Press, 1932), hereafter referred
to as "Jackson." This reference will be followed by the appropriate page number from Jackson's text, followed by the other textual references which Jackson provides: H. Pognon, Inscriptions mandai'tes des coupes de Khouabir
(Paris, 1898), 127-131; 184-193; F.Cumont, Recherches sur le
manicheisme, I. La cosmogonie manicheenne d'apres Theodore bar Khoni
(Brussels, 1908), 1-80; H.H. Schaeder (with R. Reitzenstein), Studien zum
antiken Synkretismus aus Iran und Griechen/and(Leipzig und Berlin, 1926).
For the Fihrist, I rely upon the English translation of Bayard Dodge, The
Fihrist of ai-Nadim. A Tenth-Century Survey of Muslim Culture. Volumes
I and II (New York and London: Columbia University Press, 1970). Refer-
87
ences to the Fihrist include the appropriate citation from the original text,
followed by the corresponding page number from Dodge's translation.
15.
Jackson, pp. 222-223. Pognon text, p. 127 line I, tr. p. 184; Cumont, tr. p.
7; [Schaeder, tr. p. 342].
16.
17.
Jackson (p. 223, n.6) uses the term "Glories" as a translation for the Syriac
"Shekinah," meaning "dwelling," "tent," "tabernacle," or "majesty."
cf. F.C. Burkitt, The Religion of the Manichees. Donnellan Lectures for
1924 (Cambridge: Cambridge University Press, 1925; reprinted, New York:
AMS Press, 1978), 19:
Mani represents the Father of Greatness as occupying five Dwellings:
we should say five Attributes, for the word is the Syriac form of the
Hebrew Shekinah. These five are . . . the qualities of a sane and intelligent mind.
18.
19.
20.
Jackson, p. 224. Pognon text, p. 127 line I, tr. p. 184; Cumont, tr. p. 7;
[Schaeder, tr. p. 342].
21.
22.
23.
24.
25.
26.
Jackson (p. 224, n.8) uses the verb "evoke" to describe this summoning
process:
This verb is designedly chosen and used correctly since the Manichaeans
avoided any word like 'begot' or 'created,' that might imply sexual generation in bringing forth Heavenly Beings . . .
27.
p. 343].
28.
29.
Jackson, p. 226. Pognon text, p. 127, tr. 185; Cumont, p. 11; [Schaeder, p.
343].
88
30.
31.
32.
33.
34.
Jackson, pp. 228-229. Pognon text, p. 127, end, p. 128 top, tr. p. 186; cf.
Cumont, p. 20; [Schaeder, p. 343].
cf. Hegemonius, Acta Archelai, 7.4-5 (quoted by Jackson, pp. 264-265):
Then was terribly afflicted the First Man there below by the Darkness,
and unless the Father had heard him when he prayed, and sent another
power, put forth by Himself, called the Living Spirit; and had not he (the
Living Spirit), after going down, given to him the right hand and brought
him up out of the Darkness, the First Man, in the olden time, would
have been in danger of being held down there. From that time, therefore, he left the soul below; and on this account the Manichaeans, if
they meet each other, give their right hands as a sign of having been
saved from Darkness.
35.
Jackson, pp. 229-230. Pognon text, p. 128, 187; Cumont, p. 24; [Schaeder,
p. 344].
36.
Jackson, pp. 230-231. Pognon text, p. 128, 187; Cumont, p. 24; [Schaeder,
p. 344].
37.
Jackson, pp. 231-232. Pognon text, p. 128, 187; Cumont, p. 24; [Schaeder,
p. 344].
According to F.C. Burkitt (in a Note in The Journal of Theological Studies XXXVI (1935): 180-181), the Call (Xrcrstay) and Answer (Pallva-xtay)
were hypostasized by the Manichaeans. He explains their manifestation in
this way:
The Primal Man, created or 'evoked' to repel the invasion of the Dark,
goes forth with his panoply, the Five bright Elements, but is overcome.
His bright Elements are swallowed up by the Demons of the Dark; he is
left in a swoon, or himself swallowed or surrounded. Somehow he makes
his condition known, and a fresh creation is evoked for his aid, consisting of the Friend of the Luminaries and his five helpers (the
Splendetenens, etc.). They come to the aid of the Primal Man, absorbed by the Dark, finding him by a Cal/, to which the Primal Man
replies by an Answer. This Call and this Answer are what we find
hypostasized in certain Manichee documents.
89
38.
39.
Jackson, pp. 233-234. Pognon text, p. 128, 188; Cumont, p. 27; [Schaeder,
p. 344 bot.].
40.
Jackson, pp. 234-235. Pognon text, p. 128, 188; Cumont, p. 27; [Schaeder,
p. 344 bot.].
41.
42.
43.
Jackson, pp. 236-237. Pognon text, p. 129, 189; Cumont, p. 29; [Schaeder,
p. 344 bot.].
44.
Jackson, pp. 238-239. Pognon text, p. 129, 189; Cumont, p. 31; [Schaeder,
p. 345].
45.
Jackson, pp. 239-240. Pognon text, p. 129, 189; Cumont, p. 31; [Schaeder,
p. 345].
46.
47.
Jackson, pp. 241-242. Pognon text, p. 129 I. 11, 189; Cumont, p. 35;
[Schaeder, p. 345 mid.].
F.C. Burkitt (The Religion of the Manichees, 108) describes the significance of the term "Light Ships" in these terms:
. . . the description of them suggests to me ... the heavenly Orbits or
Roads along which Sun and Moon are made to travel.
48.
49.
50.
90
51.
52.
53.
54.
55.
56.
57.
58.
59.
91
Jackson, pp. 250-252. Pognon text, p. 130 I. 22-p. 131, tr. p. 191-193;
Cumont, p. 46-48; [Schaeder, p. 346-347].
61.
Jackson, pp. 252-253. Pognon text, p. 130 I. 22-p. 131, tr. p. 191-193;
Cumont, p. 46-48; [Schaeder, p. 346-347].
62.
63.
64.
65.
66.
67.
68.
69.
70.
71.
92
72.
The Cologne Mani Codex (P. Colon. inv. nr. 4780),trans. Ron Cameron and
Arthur J. Dewey (in Society of Biblical Literature Texts and Translations,
#15), 66-67: ~ "tovuv Ka8ap6"toTJ~ :n:Ept ~~ EA.E;eTJ aU"tTJ "tuyxrivEL ~
flux 'tfJ~ yvrooEw~. xwpLOI!O~ <j>W"tO~ a:n:o OKO'tOU~ Kat 'tOlJ eavriwu
"tTJ~ ~wfJ~ (Ka)t "t<i:Jv ~rov"twv Mri ('tw)v EK "t<i:Jv tE8ai!~W (I!E)vwv,
qv aA.A.i)A.wv Kat
Kat tva yvot(tE 0) 'tL EKritEpov "tuyxri{VEL
Ka( 't 0 0 0 0 0) "ta~ 'tO'iJ OW'tfJpo~ EV"to(A.a~ O:lt(l) )~ a:n:oA.u"tpWOTJ( 0 0 0 0 0) 0
T~v 'ljJU')(~V EK ("to'iJ OAET]p) ou Kat 'tfJ~ a:n:wA.Ea~.
0
73.
.)
74.
75.
93
Mani also prescribed ten Ordinances (Fihrist IX,1; Dodge II, pp. 789-790)
for the Hearers (renouncing the worship of idols, lying, avarice, killing, and
adultery, as well as the recognition of the moral defects of neglect and lassitude in action), as well as an Ordinance of Prayer (seven for the Elect and four
for the Hearers).
77.
78.
79.
80.
81.
Bianchi ("The contribution of the Cologne Mani Codex to the religio-historical study of Manicheism," 50) employs the military analogue I adopt here in
his depiction of the relationship between the Principles of Light and Darkness:
The Manichaean concept of the compactness of the divine-rooted in
the sharp opposition of the two "monoliths" of light and darknesscannot admit any diminution or fall of the divine . . . and no 'promotion' of inferior substance could be conceived by Manicheism . . . In
94
82.
The Cologne Mani Codex (P. Colon. inv. nr. 4780), in edition of Society of
Biblical Literature Texts and Translations, #15, Early Christian Literature
Series 3, trans. Ron Cameron and Arthur J Dewey; ed. Birger A. Pearson
(Missoula, Montana: Scholars Press, 1979), 66-67: KUL f.v "tOll"tW M
<j>av(E)pov Elvm :7tpobl]A.6T(a) 1:a :7taoav "t~v ~-t1!o(ap6)"tlJ"ta EK "tOU
mi>~-ta("tO EL)vm.
83.
84.
85.
86.
87.
These discoveries pertain to the Coptic documents found in Egypt which were
published by H.J. Polotsky in two works: Manichiiische Homilien, Band I.
Manichaische Handschriften der Sammlung A. Chester Beatty (Stuttgart: W.
Kohlhammer, 1934); and Kephalaia (with Alexander Bohlig), Band I, 1. Halfte,
Lieferung 1-10. Manichiiische Handschriften der Staatlichen Museen
(Stuttgart: W. Kohlhammer, 1940).
88.
89.
95
Sans doute beaucoup de ces manuscrits ont ete detruits par l'autorite
catholique. Mais d'autres ont pu se conserver en se dissimulant.
cf. Alfaric, Les Ecritures Manicheennes, 61-62:
90.
96
Chapter 2
98
For Augustine, then, any discussion of the creation of angelic natures, the world, or humanity can ultimately be reduced to one con-
99
cerning the creation of mattter. From this standpoint, Augustine's teaching regarding the origin of matter provides the foundation for his accounts of creation on all subsequent levels. Accordingly, I confine the
present discussion largely to Augustine's delineation of the seminal
phases of the creative act as it emerges in his three great commentaries on Genesis 1: the De Genesi contra Manichaeos; the De Genesi
ad litteram fiber unus imperfectus; and the De Genesi ad litteram.
The plight of these "weak and little ones" was something that Augustine could fully appreciate. For, he himself had been one of those
who derided the Bible and the Catholic understanding of its teachings. During his nine years as a Manichaean auditor, he shared the
conviction that the Catholica believed that God was circumscribed by
the form of the human body. 11 But this assumption says as much
about Augustine's theological presuppositions as it does about the
simple faith of North African Catholics. The young Augustine (like
most of the Western Church at this time) understood reality in the
materialistic terms which found endorsement in the theology of
Tertullian and Stoic philosophy. From this standpoint, the teaching
that humans were made in God's "image and likeness" (Genesis 1:26)
could only be construed as meaning that God had the contours and
appearance of a human body. 12 Augustine interpreted this teaching as
it was stated in Scripture, and in the process, viewed it (and anyone so
naive as to accept it) with disdain. His conversion to Manichaeism,
however, failed to free him from such a materialistic outlook and his
100
101
ation E~ &~t6p<j>ou VAl]~) for Scriptural support. The difference, however, between the Greek understanding of primordial "chaos" and
Wisdom's reference to "formless matter" (which Augustine now reads
into Genesis) lies in the fact that matter was created from nothing:
Hence, that unformed matter which God made from nothing was first called
heaven and earth, and Scripture said, "In the beginning God made heaven
and earth," not because it already was, but because it could be. 21
102
103
Creation, however, must be understood in trinitarian terms. As Augustine affirms, "this Trinity is one God and it is one God in such a
way that it is a Trinity." 34 Accordingly, God the Father is said to make
and establish all of creation through the coeternal, consubstantial Wisdom and Power of His only-begotten Son, and in the unity of the Holy
Spirit. 35
On the basis of this fundamental tenet of Christian faith, Augustine
explores several ways of interpreting the teaching In the beginning
God made heaven and earth. At the outset, he assesses which parts
of creation are designated by the phrase heaven and earth. For Augustine, these visible realities represent nothing less than the whole
of creation.
Thus this visible and ethereal firmament as well as that invisible creature of
supereminent powers was called heaven; so too, all the lower part of the
world along with the animals which inhabit it was called the earth. 36
104
. the transformation and ordering of all the individual formed and distinct
things is called the world, but its matter is called heaven and earth, like the
seed of heaven and earth. This heaven and earth which were confused and
mixed up were suited to receive forms from God their maker. 39
On the basis of this teaching (and the teaching that In the beginning
God made heaven and earth) Augustine formulates a comprehensive
theory regarding the dynamics of creation. While heaven and earth
refers to the matter capable of receiving the visible form of these realities, the "matter" in question was the earth invisible and without
form (that is, an abyss or deep without form or light). Augustine further speculates that the abyss or deep was also designated as water
because of its suitability for movement and change. 40
On the basis of this analysis, Augustine imparts a profound significance to formless matter that encompasses its end, its character, and
its role .
. . . it is first called heaven and earth; for its sake matter was made. Secondly,
the earth invisible and without form and darkness over the abyss, that is, the
formlessness itself without the light, as a result of which the earth is said to
be invisible. Thirdly, water subject to the Spirit for receiving its acquired disposition and forms. And thus the Spirit of God is borne over the water so that
we might understand the Spirit as making, and the water as that from which
he makes, that is, the matter that can be worked upon. For we say that these
three, the matter of the world, unformed matter, and matter that can be
worked upon, are the names of one reality. Heaven and earth is rightly linked
to the first of these names; obscurity, confusion, deep, and darkness to the
second; and to the third the ease with which it yields as the Spirit of the
Maker is borne over it in order to work upon it. 41
According to this interpretation, matter provides the formless constituent of created things which is wholly lacking in order and beauty.
Such a substrate, however, possesses the potentiality for formation by
God into the totality of created being.
3. De Genesi ad litteram libri duodecim
Augustine's theory of the formation of matter assumes a more profound import in the De Genesi ad litteram libri duodecim, written
105
between c. A.D. 405 and sometime after 420. While Augustine wished
to impose a literal interpretation on the text {i.e., one which discloses
what really occurred or the meaning that the author intended to convey), he combines this reading with a search for its allegorical or figurative significance {i.e., what the events or language typify or symbolize).42 A passage, however, can admit of both a literal and an allegorical
reading. 43 As Roland Teske observes, "by the time of De Genesi ad
litteram the literal sense seems to involve a highly sophisticated interpretation that is quite metaphysical and not what we would ordinarily
call the literal sense. "44
In keeping with his early exegetical concerns, Augustine still wishes
to safeguard the faithful against anthropomorphic, materialistic, or
sacrilegious depictions of God. The literal or proper sense is preferable as long as it does not result in scandalous or ridiculous portrayals
of the Divine {as well as people or events in salvation history). If the
literal interpretation fails this test, the allegorical or figurative
intepretation must be utilized instead.
Let them try with us first to take in the proper sense all the events narrated.
For who would not later applaud them when they understand what these
events also point to in the figurative sense as signs of spiritual realities or
affections or even future events? Of course, if it became utterly impossible to
safeguard the truth of the faith while accepting in a material sense what is
named as material in Genesis, what alternative would be left for us except to
take these statements in a figurative sense rather than to be guilty of an
impious attack on Sacred Scripture? 45
106
the import of Genesis 1:2 as well: on the one hand, the words the
earth was invisible and formless might refer to the amorphous character of bodily substance; on the other hand, the words darkness was
over the abyss can describe the formless state of spiritual substance.
Once again, he does not offer any definitive response to these questions. The very range of the inquiry, however, demonstrates the speculative nature of the topic. Accordingly, he interprets matter in rather
broad terms as the formless substrate of both spiritual and corporeal
creatures. In this way, he speaks of a spiritual matter and a corporeal
matter corresponding to spiritual and corporeal realities, respectively.
But an important issue must now be addressed. Because of its
amorphous state, matter stands in need of organization. What constitutes the formative act whereby this is accomplished? Augustine's earlier commentaries on Genesis had defined formatio in terms of a
reduction to unity-the transformation of what is formless and confused into distinct, intelligible realities. In the De Genesi ad litteram,
Augustine reinterprets his theory of formatio in the context of his
trinitarian theology. While the De Genesi ad litteram imperfectus
recognized the creative role of the Trinity, this notion was confined to
Augustine's initial statement regarding the contents of Christian belief. In the first book of the De Genesi ad litteram, he more fully
integrates his understanding of the creative Trinity into his overall
theology of creation.
In the very beginning of creation in its inchoate state, which has been called
heaven and earth because of what was to be produced from it, it is the Blessed
Trinity that is represented as creating. 48
The Son, then, constitutes the Beginning and the agent of the Father's
creative efficacy. "For here," Augustine points out, "the origin of created being is indicated still in its imperfect and formless state." 50 On
the basis of the teaching that the Spirit of God was stirring above the
water (Genesis 1:2), Augustine extends the role of Creator to the Holy
Spirit as well. By virtue of this teaching, he contends, "we recognize a
complete enumeration of the Trinity." 51 Here (as in his previous com-
107
108
way in which the sound of a human voice and the words it articulates
issue forth at the same time. Indeed, God was not required to first
create, and then, to form matter on a separate basis, any more than a
speaker must laboriously gather together sounds so as to form intelligible words. 57 In the final analysis, it suffices to say simply that "God
created formed matter." 58
Scripture, however, does suggest a priority of sorts. As Augustine
affirms, unformed matter (both of a spiritual and corporeal nature)
came first in creation. But this priority should not be construed in
terms of a temporal order of emergence; the priority in question is
causal. 59 For Augustine, God's decree to create is not articulated in
time: the act of creation transcends all temporal designations, despite
the fact that its effects are realized in time. Likewise, it is heard by a
creature (that is, the eternal Word or Wisdom of God) that transcends
time in its contemplation of truth. 60
The movements of the things to be formed and governed proceeds
from the Word's transmission of the intelligible expressions (rationes)
of its intellect. 61 But since creatures move in time, any talk of temporal
relations prior to creation is wholly meaningless. Motion, then, presupposes time and the existence of creatures. As Augustine affirms,
"a creature could not move if it did not exist. "62 Once again, any suggestion of a temporal order of emergence is misplaced. In this case,
the notion that matter precedes the formation of specific natures merely
indicates the limitations of human understanding and the requirements
of narrative technique rather than an actual sequence of events. 63
According to Augustine, the scope of Divine creation is all-encompassing. God, in short, is causally responsible for the existence of
every substance or essence .
. . . whatever the physical or seminal causes that play their part in the production of living things ... it remains true that only God . . . can create the
actual natures which are thus affected in different ways, each in its own kind.
His hidden power . . . gives existence to whatever . . . exists, in so far as it
exists at all. For the absence of God's creative activity would not merely mean
that a thing would be different in some particular way; it simply could not
exist. 64
109
110
Genesis
111
Although it is a near nothing, unformed matter possesses the capacity or potential for intelligible formation by God. 73 Such a teaching, however, should not be interpreted in Aristotelian terms. Because
Aristotle's prime matter is always correlative with form, it cannot be
considered on an independent basis. But as Zum Brunn shows (quoting Solignac), Augustinian materia is neither pure negation nor a reality in its own right. Rather, it constitutes a kind of "dynamic negativity" -that is, a negativity emptied of form but bound up with mutability,
corruption, and the capacity for formation. 74
In actuality, Augustine's notion of matter asumes a marked Platonic character, or more precisely, a Neoplatonic character that exhibits marked Plotinian presuppositions. Like Augustine, Plotinus recognized the unlimited potential of matter for the reception of forms. 75 So
too, Plotinus attributed a unique mode of existence to matter that
places it somewhere between pure privation and the form inherent in
real things. But when Plotinus equates matter with privation, he does
so in a highly qualified sense, as an absence of form and a poverty of
goodness. 76
For both Plotinus and Augustine, then, formless matter cannot be
classified as complete nothingness. But herein lies the dividing line
between these thinkers. For Plotinus, reality was understood as a great
continuum in which matter is the terminus or endpoint of the One's
outpouring. In Plotinian terms, "creation" amounts to the emergence
of the different levels of the One's power and goodness. But while
Augustine's theory of creation encompassed a similar notion of a quasiexistent matter, it also stressed the creation of matter from nothing.
Matter, like everything else, depends upon God for its existence. Let
us now consider Augustine's interpretation of the nihil and its significance in his discussion of the act of creation.
112
113
114
designates that out of which something is taken or derived. 86 Accordingly, any ambiguity present in the formula creatio ex nihilo is present
in creatio de nihilo as well. But the ambiguity inherent in ex nihilo
(i.e., from which or out of which) only becomes more problematic in
Augustine's use of the phrase de nihilo.
As we shall see, Augustine (in the De Natura Boni Contra
Manichaeos) sharply distinguishes that which is from God ("ex Deo"
or "ab Deo") from that which is of God or out of God ("de Deo").
According to Augustine, that which is from God is finite being that
God makes from nothing (ex nihilo fecit). But that which is begotten
out of God (de Deo) refers to God's own substance (that is, His Word). 87
In this context, the preposition "de" clearly indicates a consubstantiality
between God and what is begotten out of His nature. Similarly,
Augustine's assertion that God created de nihilo might be construed
as imparting substantiality to the nihil.
But Augustine's clear metaphysical distinction between being and
non-being seriously weakens the force of any such claims. Likewise,
he repeatedly stresses the difference between creation in an absolute
sense (that is, creation from nothing) and creation in a figurative sense
(as an ordering or formation). But while the meaning which he attaches to creation in an absolute sense is well-defined and explicit, the
terms which he uses to express the act of creation are somewhat
variable. In all fairness, however, Augustine was confronting a problem that was rooted in the Latin language which expressed the biblical
teachings on this topic.
In the De fide et Symbolo, Augustine demonstrates the ambiguity
inherent in creation terminology:
No matter how excellent they say a creature is, if it is a creature it has been
produced (condita) and made (facta est). 'Produce' (condere) is the same as
'create' (creare), although, in keeping with Latin usage, the term 'create'
(creare) is sometimes employed in place of the word 'beget' (gignere). But the
Greek language makes a distinction: what they call ktisma or ktisis we designate as "creature" (creaturam), and when we wish to avoid ambiguity in
speaking we do not say "create' (creare), but 'produce' (condere). 88
Elsewhere, Augustine points out that Scripture (at least in its Latin
renderings) fails to provide precise distinctions between the verbs
"facere" and "creare." Likewise, the Greek verb "ktizein" is translated
rather arbitrarily as "creare," "constituere," and "condere." 89 In this
context, however, Augustine expresses his preference for the verb
115
In this passage, the verb "crea re" clearly designates creation in figurative terms (as an ordering or arrangement), while "facere" expresses
creation in the strict sense of a bringing into being from nothing. But
as one commentator has observed, "Augustine's expressions relative
to creation are somewhat fluid and must be interpreted strictly in their
context." 92 In this respect, the terminology that Augustine employs to
express creation from nothing assumes an ancillary importance. The
crucial consideration is the import which he attaches to the act of
creation that is described in Genesis.
ever manifests defect, i.e., tends to nothingness, and so strengthens it. But
you say, Why do they become defective? Because they are mutable. Why are
they mutable? Because they have not supreme existence. And why so? Because they are inferior to him who made them. Who made them? He who
supremely is. Who is he? God, the immutable Trinity, made them through his
116
Unlike God, then, artists must always rely upon something which already exists as the subject of their art. God, however, brings created
reality into existence. As the supremely existent reality, God is the
Author of every being which does not enjoy existence in the fullest
sense, as He alone does. In this respect, a being which is created from
nothing cannot be placed on an ontological par with the Divine Nature. "Nothing could exist in any way," Augustine affirms, "if it had
not been created by Him." 95
Since God's omnipotence is correlative with creatio ex nihilo, the
denial of the doctrine would be tantamount to a denial of His supreme
power.
when they affirm that there is a nature which God Almighty did not
create, but of which at the same time He fashioned this world . . . they thereby
deny that God is almighty, to the effect of not believing that He could have
created the world without employing . . . another nature, which had been in
existence previously, and which He Himself had not made. 96
11 7
For Augustine, the act of creation is the expression of the unconstrained Divine will. As such, it requires neither corporeal things, nor
spatial relations, nor time for its actualization. 97 God's independence
as Creator is underscored by the fact that everything else depends
upon Him for any goodness and being they possess. 98
This Divine self-sufficiency likewise extends to the motive of creation. In opposition to the Neoplatonists, Augustine rejects the notion
that God produces in response to the demands of cosmic law or necessity, and imputes the motive for creation to God's Jove of what He
wills to create. 99 But Augustine's attribution of the motive for creation
directly to the Divine will severely delimits the scope of inquiry on this
issue: one could not, Augustine stresses, further question its causes.
For such questions would open the possibility of an infinite regress of
causes that calls into question God's supremacy as First, Ultimate
Cause.
But if they say 'Why did God decide to make heaven and earth?' . . . they
seek to know the causes of the will of God though the will of God is itself the
cause of all that exists. For if the will of God has a cause, there is something
that surpasses the will of God-and this we may not believe. Hence, one who
asks 'Why did God make heaven and earth?' should be told, 'Because he
willed to.' For the will of God is the cause of heaven and earth, and the will
of God . . . is greater than heaven and earth. One who asks, 'Why did God
will to create heaven and earth?' is looking for something greater than the
will of God, though nothing greater can be found. 100
Conclusion
For Augustine, the indisputable fact (and most literal truth) drawn from
Genesis is that God is the supreme Creator of everything which exists. But an important corollary attaches to this teaching: as supreme
Creator, God relied upon nothing in creating. Stated in other terms,
God creates from nothing whatsoever. In Augustine's articulation of
the doctrine of creatio ex nihilo, we find a sharp distinction between
being and non-being: being is correlative with goodness, and nonbeing is inextricably bound up with the corruption or privation of
existent natures. Such ontological deficiency constitutes an evil, but
an evil which does not exist in its own right. Herein lies the crucial
difference between Augustine's Christian metaphysics and the
Manichaean vision of reality. For the Manichaeans, evil constitutes a
nature that stands in radical opposition to God. From Augustine's
Christian perspective, however, only absolute non-being can be viewed
118
Genesis
Notes
1.
2.
3.
4.
5.
6.
7.
8.
9.
120
10.
11.
12.
13.
14.
15.
De Genesi contra Manichaeos II, 1(1), PL xxxiv,3/1, 195: Quae omnis narratio non aperte, sed figurate explicatur, ut exerceat mentes quaerentium
veritatem, et spirituali negotio a negotiis carnalibus avocet.
16.
17.
18.
19.
De Genesi contra Manichaeos I,5(9): PL xxxiv,3/1, 178: coeli et terrae nomine universa creatura significata est, quam fecit et condidit Deus. Ideo autem
nominibus visibilium rerum haec appellata sunt, propter parvulorum
infirmitatem, qui minus idonei sunt invisibilia comprehendere. Primo ergo
materia facta est confusa et informis, unde omnia fierent quae distincta atque
formata sunt ...
20.
21.
121
22.
23.
24.
De Genesi contra Manichaeos 1,7(12): PL xxxiv, 3/1, 179: Dicta est terra
invisibilis et incomposita et tenebrae super abyssum, quia informis erat, et
nulla specie cerni aut tractari poterat, etiamsi esset homo qui videret atque
tractaret. Dicta est aqua, quia facilis et ductilis subjacebat operanti, ut de ilia
omnia formarentur. Sed sub his omnibus nominibus materia erat invisa et
informis, de qua Deus condidit mundum.
25.
26.
27.
28.
Retractationes I, 17.
By his own admission, however, this enterprise proved too much for him
(Retractationes 1,17): "... my inexperience collapsed under the weight of so
heavy a load and, before I had finished one book, I rested from this labor
which I could not endure."
29.
30.
Technically speaking, Augustine does not make an explicit distinction between the "literal" and "allegorical" methods of interpretation in the De Genesi
contra Manichaeos. This terminology emerges only later, when he reflects
122
31.
According to Roland Teske, S.J. (Introduction to his translation of St. Augustine on Genesis, 27, n. 53):
Since the sort of blasphemous reading of the text he is concerned with
seems to be the anthropomorphic understanding of the Manichees, it
seems that Augustine at this time has a very literal understanding of
what it means to understand a text literally."
Overall, Teske's introduction to these texts provides an excellent treatment of
the technical aspects of Augustine's early exegesis.
32.
33.
34.
35.
36.
De Genesi ad litteram liber unus imperfectus 3(9): PL xxxiv,3/1, 223: coelum et terra pro universa creatura positum videri, ut et hoc visibile aethereum
firmamentum, coelum appellatum sit, et ilia creatura invisibilis supereminentium Potestatum; rursusque terra, omnis inferior pars mundi, cum
animalibus quibus inhabitatur.
37.
38.
123
39.
40.
41.
De Genesi ad litteram liber unus imperfectus 4(15): PL xxxiv,3/1: 225226: ltaque primo coelum et terra, propter hoc enim facta materies; secundo
terra invisibilis et incomposita, et tenebrae super abyssum, id est ipsa informitas
sine lumine, uncle etiam terra invisibilis dicta est; tertio aqua subjecta spiritui
ad habitum formasque capiendas: ideo super aquam ferebatur Spiritus Dei, ut
Spiritum operantem, aquam vero uncle operaretur intelligamus, id est materiam
fabricabilem. Cum enim ista tria dicimus unius rei nomina, materia mundi,
materia informis, materia fabricabilis, horum primo nomini bene adjungitur
coelum et terra; secundo obscuritas, confusio, profunditas, tenebrae; tertio
cedendi facilitas, cui jam ad operandum Spiritus superfertur artificis.
42.
43.
44.
45.
De Genesi ad litteram VIII,1(4): PL xxxiv,3/1, 373: De proximo ergo attendant istam praesumptionem quo tendat, et conentur nobiscum cuncta primitus
quae gesta narrantur in expressionem proprietatis accipere. Quis enim eis
postea non faveat intelligentibus quid ista etiam figurata significatione
commoneant, sive ipsarum spiritualium naturarum vel affectionum, sive rerum etiam futurarum? Sane si nullo modo possent salva fide veritatis ea, quae
corporaliter hie nominata sunt, corporaliter etiam accipi, quid aliud remaneret,
nisi ut ea potius figurate dicta intelligeremus, quam Scripturam sanctam impie
culparemus?
46.
47.
124
48.
49.
50.
51.
52.
53.
125
55.
56.
126
57.
58.
59.
60.
61.
62.
63.
127
Quia etiam cum dicimus materiam et formam, utrumque simul esse intelligimus,
nee utrumque simul possumus enuntiare. Sicut autem in brevitate temporis
contingit, cum duo ista verba proferimus, ut alterum ante alterum proferamus:
ita in prolixitate narrationis alterum prius quam alterum narrandum fuit,
quamvis utrumque, ut dictum est, simul fecerit Deus; ut quod sola origine
prius est in faciendo, etiam tempore prius sit in narran do . . .
Cf. De Genesi ad litteram V,5(14): PL xxxiv,3/1, 326.
A temporal order or succession is also suggested in the creation of the
hierarchy of creatures described in Genesis. In this scheme, some things were
created actually (insofar as God made them at the outset), whereas other
things were created in a potential or seminal state (so that God established
the necessary grounds for their emergence under the proper conditions in the
course of history). According to Augustine's interpretation, the created hierarchy unfolds in the following manner: first, creatures which know the Creator through the creature (specifically, the angels); second, the firmament
(with which the creation of the physical universe commences); third, sea and
earth (and on the earth, plant life potentially); fourth, light and stars; fifth,
the waters (and potentially, the fishes and birds that dwell in them); sixth,
terrestrial animals (in a potential state).
Cf. De Genesi ad litteram V,5(14): PL xxxiv,3/1, 326:
Oportebat enim ut primatum creaturae obtineret ilia natura, quae
creaturam per Creatorem, non Creatorem per creaturam posset
agnoscere. Secundo, firmamentum unde corporeus incipit mundus.
Tertio, species maris et terrae, atque in terra potentialiter, ut ita dicam,
natura herbarum atque lignorum. Sic enim terra ad Dei verbum ea
produxit, antequam exorta essent, accipiens omnes numeros eorum quos
per tempora exsereret secundum suum genus.Deinde, posteaquam haec
velut habitatio rerum condita est, quarto die luminaria et sidera creata
sunt, ut prius pars mundi superior, rebus quae intra mundum moventur
visibilibus ornaretur. Quinto, aquarum natura, quia caelo aerique
conjungitur, produxit ad Dei verbum indigenas suos, omnia scilicet
natatilia et volatilia; et haec potentialiter in numeris, qui per congruos
temporum motus exsererentur. Sexto, terrestria similiter animalia,
tanquam ex ultimo elemento mundi ultima; nihilominus potentialiter,
quorum numeras tempus postea visibilite explicaret.
64.
De Ciuitate Dei Xll,26: CC xlviii (pars xiv,2), 382-383: Quaelibet igitur corporales uel seminales causae gignendis rebus adhibeantur, siue operationibus
angelorum aut hominum aut quorumque animalium siue marium feminarumque
mixtionibus; quaelibet etiam desideria motusue animae matris ualeant aliquid
liniamentorum aut colorum aspergere teneris mollibusque conceptibus: ipsas
omnino naturas, quae sic uel sic in suo genere afficiantur, non facit nisi summus
Deus, cuius occulta potentia cuncta penetrans incontaminabili praesentia facit
esse quidquid aliquo modo est, in quantumque est; quia nisi faciente illo non
tale uel tale esset, sed prorsus esse non posset.
128
65.
De Civitate Dei XII,26: CC xlviii (pars xiv,2), 382: Cum enim alia sit species,
quae adhibetur extrinsecus cuicumque materiae corporali, sicut operantur
homines figuli et fabri atque id genus opifices, qui etiam pingunt et effigunt
formas similes corporibus animalium; alia uero, quae intrinsecus efficientes
causas habet de secreto et occulto naturae uiuentis atque intellegentis arbitrio,
quae non solum naturales corporum species, uerum etiam ipsas animantium
animas, dum non fit, facit: supra dicta ilia species artificibus quibusque tribuatur;
haec autem altera non nisi uni artifici, creatori et conditori Deo, qui mundum
ipsum et angelos sine ullo mundo et sine ullis angelis fecit.
66.
De Civitate Dei XII,26: CC xlviii (pars xiv,2), 383: Quapropter si in ilia specie,
quam forinsecus corporalibus opifices rebus inponunt, urbem Romam . . .
non fabros et architectos, sed reges, quorum uoluntate consilio imperio
fabricatae sunt, illam Romulum ... habuisse dicimus conditores: quanto
potius non nisi Deum debemus conditorem dicere naturarum, qui neque ex ea
materia facit aliquid, quam ipse non fecerit, nee operarios habet, nisi quos
ipse creaueri t . . .
67.
68.
Confessiones XII,5(5): CC xxvii, 218: Cum in ea quaerit cogitatio, quid sensus attingat, et dicit sibi: "Non est intellegibilis forma sicut uita, sicut iustitia,
quia materies est corporum, neque sensibilis, quoniam quid uideatur et quid
sentiatur in inuisibili et incomposita non est" . . .
69.
Confessiones XII,5(5): CC xxvii, 218: dum sibi haec dicit humana cogitatio,
conetur earn uel nosse ignorando uel ignorare noscendo.
70.
Confessiones XII,6(6): CC xxvii, 219: citius enim non esse censebam, quod
omni forma priuaretur, quam cogitabam quiddam inter formam et nihil nee
formatum nee nihil, informe prope nihil.
71.
72.
129
73.
Confessiones Xll,8(8): CC xxvii, 220: illud autem totum prope nihil erat,
quoniam adhuc omnino informe erat; iam tamen erat, quod formari poterat.
Tu enim, domine, fecisti mundum de materia informi, quam fecisti de nulla re
paene nullam rem, uncle faceres magna, quae miramur filii hominum.
74.
75.
Ennead 11.4(12).3.
A.H. Armstrong's remarks on Plotinus's understanding of the formlessness of matter underscore its affinities with what we find in Augustine ("Spiritual or intelligible Matter in Plotinus and St. Augustine," in Augustin us Magister I. Congres International Augustinien (Paris, 1954), 278-279):
We have . . . in Plotinus the conception of a formless, potential element in the intelligible world which is good, not evil, and not independent but generated or made by the One, which is formed and given
definite reality by returning in contemplation to its Source. We should
note that in his thought matter, the formless unbounded element, is
never simply static and neutral but always a dynamic tendency, a movement either towards form (in the intelligible world) or away from and
against form (in the sense world), either to greater unification . . . or
to indefinitely increasing multiplicity.
In this classic monograph, Armstrong offered a highly illuminating and
balanced assessment of the grounds for assuming that Augustine adapted
130
76.
77.
78.
De Magistro 11,3: CC xxix, 160-161: quod autem non est, nullo modo esse
aliquid potest. Quid igitur facimus? An affectionem animi quandam, cum rem
non uidet et tamen non esse inuenit aut inuenisse se putat, hoc uerbo significari
dicimus potius quam rem ipsam quae nulla est?
Augustine finds the very inscrutability of the nihil the occasion for a pun.
In this connection, see De Magistro 11,3: CC xxix, 161: Transeamus ergo
hinc, quoque modo se habet, ne res absurdissima nobis accidat.
Quae tandem?
Si "nihil" nos teneat et moras patiamur.
Ridiculum hoc quidem est et nescio quo tandem modo uideo posse
contingere, immo plane uideo contigisse.
79.
80.
131
De Beata Vita 2(8): CC xxix, 70: nihil est enim omne, quod fluit, quod soluitur,
quod liquescit et quasi semper perit.
82.
83.
cf. Cicero, pro Rabirio Perdue/lion is Reo 30: ex hominum uita ... demigrasse;
Salust, lugurtha 13.7: ut ex maxima inuidia in gratiam ... ueniret; Gaius,
Institutiones 4.164: antequam ex iure exeat; Plautus, Amphitruo III: utrimque
est grauida, et ex uiro et ex summo Ioue; M. Terentius Varro, de Lingua
Latina 5.28: ex ambitu causam dicit; Tacitus, Annates 16.23: rerum ex
proconsulatu Asiae.
84.
For Augustine's use of the formula creatio ex nihi/o, cf. De Vera Religione
xvii,34-xviii,36; De diuersis quaestionibus octoginta tribus, q. 78; De Fide
et Symbolo 1,2(2). For Augustine's use of the formula creatio de nihi/o, cf.
De Ciuitate Dei XII,5; De Genesi contra Manichaeos 1,6(10); 1,7(11).
85.
86.
Cf. Lucretius I, 159: si de nilo fierent, ex omnibus rebus omne genus nasci
posset; Vergil, Georgica 3.13: templum de marmore ponam; Albius Tibullus
2.1.59: uemo ... de flore coronam fecit; Ovid, Fasti 3.184: adspice de canna
straminibusque domum; Juvenal 5.165: signum de paupere !oro; Cn. Gellius
2. 26.11: fuluus . . . de rufo atque uiridi mixtus.
87.
De Natura Boni 1(2-6): CSEL XXV (VI,2), 855: cetera omnia bona nonnisi
ab illo sunt, set non de illo. de illo enim quod est, hoc quod ipse est; ab illo
autem quae facta sunt, non sunt quod ipse. ac per hoc si solus ipse
incommutabilis, omnia quae fecit, quia ex nihilo fecit, mutabilia sunt.
88.
89.
132
90.
91.
92.
133
94.
95.
De Civitate Dei XII,5: PL 41, 353: Quae cum ita sint, Deus qui summe est,
atque ob hoc ab illo facta est omnis essentia, quae non summe est (quia
neque illi aequalis esse deberet, quae de nihilo facta esset); neque ullo modo
esse posset, si ab illo facta non esset . . .
96.
De Fide et Symbolol,2(2): PL 40, 181: Cum enim dicunt esse naturam quam
Deus omnipotens non creaverit, de qua tamen istum mundum fabricaverit,
quem pulchre ordinatum esse concedunt; ita omnipotentem Deum negant, ut
134
97.
98.
99.
100. De Genesi contra Manichaeos 1,2(4): PL xxxiv,3/1, 175: Si ergo isti dixerint,
Quid placuit Deo facere coelum et terram? Causas enim voluntatis Dei scire
quaerunt, cum voluntas Dei omnium quae sunt, ipsa sit causa. Si enim habet
causam voluntas Dei, est aliquid quod antecedat voluntatem Dei, quod nefas
est credere. Qui ergo dicit, Quare fecit Deus coelum et terram? respondendum est ei, Quia voluit. Voluntas enim Dei causa est coeli et terrae, et ideo
major est voluntas Dei quam coelum et terra. Qui autem dicit, Quare voluit
facere coelum et terram? majus aliquid quaerit quam est voluntas Dei: nihil
autem majus inveniri potest.
cf. Confessiones XI.l0(12): CC xxvii, 200.
Chapter 3
Augustine's Refutation of
the Manichaean Cosmogony
Augustine's most thoroughgoing rejection of the Manichaean cosmogony is found in his Contra epistulam Manichaei quam vocant
fundamenti liber unus, written around the year A.D. 397, shortly
after his consecration as Bishop of Hippo. 1 The Fundamental Epistle
(or Foundation Letter) to which the title refers seems to have constituted a compendium of basic Manichaean teachings that might have
served as an introductory manual or catechism for the use of initiates
into the sect. 2 By means of extensive quotations, Augustine provides
a valuable source regarding the contents of this important document.
His own familiarity with the Fundamental Epistle was probably the
result of his early experience as an auditor in Mani's religion.
At the outset, Augustine prays to God for that state of mind which
will enable him to secure the Manichaeans' recovery. 3 Accordingly, he
seeks to correct their errors by kindly consolation, friendly exhortation, and quiet discussion, rather than contention, strife, and persecutions. 4 This is clearly the attitude of one with a intimate acquaintance
with Manichaeism and an awareness of its power to attract even the
most intellectually astute individuals as devoted followers. 5 But while
Augustine exhibits compassion toward his former associates, he is not
reluctant to proclaim the truth he has found in the Catholic Church.
This truth, he stresses, was not acquired on the basis of any elaborate
myth, but by Divine assistance and the testimony of Sacred
Scripture. 6
Nonetheless, Augustine avows to suspend judgment, and approach
the Manichaeans as "a stranger now for the first time hearing you, for
the first time examining your doctrines." 7 In this vein, he goes so far
as to express a willingness to join them in their prayers and meetings,
136
and even to adopt the title of "Manichaean" if they can provide a clear
explanation of everything regarding salvation. 8 In view of what the
Catholic Church now offers him, however, the prospect of truth is the
only thing that could still attract him to Manichaeism. 9
13 7
conflict gave rise to the present age, when Light first became intermingled with Darkness. In the primordial age (when the regions were
distinct), the Father remained completely aloof from the influence of
Evil. But this innocence only opened the luminous region to the incursion of sinister powers. In contrast to Light (which exhibited an essentially passive character), Darkness was active, hostile, and belligerent.
Motivated by a concupiscence, Darkness invaded the region of Light.
Augustine's refutation of Manichaean dualism centers upon the very
notion of such a conflict between the principles of Good and Evil.
The Primordial Conflict
Augustine's ensuing critique of this tenet presupposes the traditional theory of knowledge as "justified true belief." 17 In this connection, he observes that credibility alone is no guarantee of knowledge. 18
For example, an assertion that the Persians and Scythians once fought
might indeed be credible. But in the absence of a means to independent verification on our own, we accept this statement as true on the
basis of our reliance upon some source. But since it lacks sufficient
justification (either of a rational or empirical nature), such an uncritical
belief (even regarding a true statement) can never meet Augustine's
rigid criteria for genuine knowledge.
On the basis of Augustine's epistemological presuppositions, then,
the Manichaean teaching regarding a primordial battle before the
world's making cannot compel even the slightest assent. "Who can
believe," he queries, "that any battle was fought before the constitution of the world?" 19 And even if it were credible, it could never be
demonstrated as a fact of experience or truth of the understanding.
Augustine simply will not accept statements which are not only uncertain, but wholly incredible. 20
The Fundamental Epistle's teaching regarding the original separation of the substances of Light and Darkness is the focus of a similar
epistemological analysis. In this account, God the Father governed the
region of Light, and joined an infinite number of worlds to himself. 21
Augustine again questions the justification for Mani's teaching, now
138
But the incredible character of Mani's doctrines is not the only object
of Augustine's polemic. He also attacks their blatant falsehood. This
falsehood is evident in the contention that the region of Darkness
(and its five separate natures of darkness, murky waters, winds, fire,
and smoke) borders on the glorious region of Light.26 Augustine's
rebuttal of this claim proceeds from a broader discussion of the character of immaterial reality, specifically as it pertains to wisdom, truth,
and the nature of the human soul.
To speak of God as an aerial or even as an ethereal body is absurd in the view
of all who, with a clear mind, possessing some measure of discernment, can
perceive the nature of wisdom and truth as not extended or scattered in space,
but as great, and imparting greatness without material size, nor confined . . .
in any direction, but throughout co-extensive with the Father of all, nor having one thing here and another there, but everywhere perfect, everywhere
present. 27
139
individual bodies are distinct, so that no part can assume the place or
spatial extension of any other part of that same substance. 29 But in a
spiritual nature like the soul, the whole must be present everywhere.
Because the soul has no spatial extension, it remains "all present in
each separate part of its body when it is all present in any sensation."30 When the finger is touched, Augustine contends, the whole
mind feels it, despite the fact that only one part of the body is affected. 31 Since the mind is completely present in the sensations which
proceed from individual bodily parts, then, Augustine concludes that
the mind is not confined to space.
An additional argument focuses upon the nature of the soul or mind
itself: since the mind is capable of retaining or forming images of
things which far exceed the body in size, it cannot be subject to the
limitations of spatial extension. "Who can conceive," Augustine queries, "where these images are contained ... kept, orformed ... ? "32
He concludes that the mind is neither diffused through space, nor
contained in images. Rather, it contains them. 33
The foregoing deliberations have a direct applicability to Augustine's
Manichaean opponents. For just as we have the power to conjure up
images, we can also perceive truth and distinguish truth from falsehood. In this sense, the Manichaean teaching regarding the boundless
land of Light and the five dens of Darkness is clearly a product of the
imagination with absolutely no truth-value. 34 In opposition to this teaching, Augustine affirms God's freedom from any spatial confines. But
since God is greater than spiritual natures (which have no material
extension), He must be immune to material extension as well. 35
The full recognition of God's freedom from material or spatial limitations had been slow in coming to Augustine. As the previous chapter has shown, his initial difficulties with the Old Testament (especially
its teachings regarding God and His role as Creator) proceeded from
certain materialistic presuppositions that dominated his outlook for
much of his youth. This is not to say that he was content with such a
materialistic approach to theology. As he relates in Book VII of the
Confessiones, he simply could not accept that God could have a human form (at least from the time he had committed himself to the
philosophical way of life at the age of nineteen). 36 Paradoxically, however, he found that his conception of God (as well as everything else)
still depended upon phantasms (i.e., sense images produced by the
mind).
140
Although I did not think of you as being in the shape of a human body, I was
forced to think of you as something corporeal, existent in space and place,
either infused into the world or even diffused outside the world through infinite spaceY
141
From this standpoint, even a part of God is finite, at least that part
which must confront the substance of Evil. For Augustine, however,
such a drastic challenge to the supremacy and inviolability of the Divine nature was still preferable to depicting God in the form of a human body, or imputing to Him the cause of evil. 44
While Augustine abhorred his reliance upon "vain images," he lacked
any viable alternative. His personal reflections on this dilemma provide us with some of the most poignant passages in the Confessiones.
"If I were only able to conceive a spiritual substance," he lamented,
"then forthwith all those strategems would be . . . cast out of my
mind. "45 Even after his disaffection from Manichaeism, he was still still
shackled to a corporeal and spatial understanding of reality that decisively shaped his view of the Divine nature and creation as a whole.
Clearly, a whole new perspective was needed if he was to surmount
this obstacle. In addition to his exposure to Ambrose's sermons, the
crucial breakthough came with his reading of the libri platonicorum. 46
By means of these Neoplatonic writings, he found a radically different
way of coming to terms with the Divine nature and the relation between God and creation.
At that time, after reading those books of the Platonists and being instructed
by them to search for incorporeal truth, I clearly saw your invisible things
which 'are understood by the things that are made.' I was made certain that
you exist, that you are infinite, although not diffused throughout spaces, with
finite or infinite, that you are truly he who is always the same, with no varied
parts and changing movements, and that all other things are from you, as is
known by . . . the fact that they exist. 47
142
new vantage point, he saw that the infinity of God lay neither in spatial magnitude, nor in physical extension, nor in numerical quantity,
but rather, in an unbounded power transcending all ontological determinants. But this understanding of the infinite presupposes the spirituality and immutability of the Divine nature.
Only a God that is absolutely infinite, wholly incorporeal, and completely unchanging can be present to creation in its entirety without
any subjection to finite limitations, spatial confinement, or the negative effects of natural process. 49 Conversely, finite things stand in a
relation of utter dependence to the infinite Godhead for their very
existence.
I looked back over other things, and I saw that they owe their being to you,
and that all finite things are in you. They are there, not as though in a place,
but in a different fashion, because you contain all things in your hand by your
truth. 50
The distinction between spiritual and corporeal reality was the vital
component in Augustine's critique of Manichaean materialism in the
Contra epistulam Manichaei. In this respect, he addresses his opponents as those "unfit to turn from the consideration of material things
to the study of an immaterial and spiritual nature . . . "52 But this failing
carries an added drawback: such individuals are also "unable to reflect
upon their own power of reflection," and thereby, unable to recognize
that the mind can form a judgment about material extension even if it
is not spatially extended. 53
On the basis of this criticism, Augustine poses the following question: in what direction was the region of Darkness and on what border
of the region of Light did it stand? In this context, he underscores the
fact that the very notion of "bordering" connotes spatial limits. 54 Thus,
a further question must be raised: what bounded the region of Light
on the sides that were not bordered by the region of Darkness? The
143
144
145
146
147
148
he also urges them to join him in praising the good present in these
things. 75 In this way, the Manichaeans must acknowledge that the region of Darkness exhibits a commingling of both good and evil.
Augustine now demonstrates the fallacy of positing evil in an absolute sense, as an independent reality in its own right.
. . . if the evil mentioned were taken away, the good things will remain,
without anything to detract from the condemnation given to them; whereas, if
the good things are taken away, no nature is left. From this every one sees
. . . that every nature, as far as it is nature, is good; since in one and the same
thing in which I found something to praise, and he found something to blame,
if the good things were taken away, no nature will remain; but if the disagreeable things are taken away, the nature will remain unimpaired. 76
Such a position rests upon the presupposition of the ontological primacy {and logical priority) of good over evil: things can only be designated as evil in relation to existent things. Because God is the author
of anything which exists, anything which exists is fundamentally good.
But the Manichaeans might well respond that certain evils cannot
be removed from the natures in question, and therefore, must be considered as natural evils. 77 For Augustine, the crucial consideration is
not what can or cannot be removed from things. Rather, it lies in the
fact that if these natures were totally evil, they could neither exist, nor
even be conceptualized. Once conceptualized, however, we can also
think of them without any evil characteristics. As Augustine observes,
the Manichaeans themselves acknowledge that all good things come
from the supremely good God. When Mani placed good things in the
region of Darkness, however, he gave the deceptive impression that
evil exists on its own. 78
Evil as a Corruption of the Good
But what is the origin of evil? This question is highly significant in the
present context, since it touches upon the Manichaean teaching that
evil exists as an independent principle that impinges upon the Divine
nature. Before he addresses this issue, however, Augustine confronts
the more fundamental question concerning the definition of evil itself.
In this way, he wishes to avoid Mani's error of inquiring into the origin
of evil without an adequate understanding of its nature. This mistake,
he maintains, is the beginning of all the "foolish fancies" that constitute Mani's elaborate cosmogenic myth. 79
149
150
(iii) If they possessed this good, they were not the essence
of evil.
Therefore, the Manichaean account of evil is false. 84
Now that Augustine has formulated a definition of evil, he is prepared to consider its origin. "Whence is this corruption," he asks,
"which we find to be the common evil of good things which are not
incorruptible?" 85 This question is motivated by two desires on
Augustine's part: first, he wishes to free God from any association
with corruptibility; secondly, he wishes to link corruptibility exclusively with non-being. Accordingly, corruptible natures were made by
God from nothing. 86 Here, Augustine makes a key distinction which
assumes a prominent role in the extended theodicy of the De Natura
Boni Manichaeos: what is born of God (i.e., the Divine Word) refers
to what is generated out of the Divine nature and possesses a perfect
and incorruptible good like God Himself; what is made by God out of
nothing pertains to contingent, mutable creatures which are distinct
from the Divine nature. 87
But while creatures are made out of nothing, they still share in the
Divine nature by virtue of their causal relation to their Creator. The
denial of their goodness, then, would be a grave error. Indeed, we
should not expect creatures to enjoy a complete parity with God (either in ontological or moral terms). As Augustine argues, it is impious
to call something defective simply because it is not what God is, or to
deny its goodness because it is inferior to God. 88 Such a valuation
would be tantamount to rejecting the natural order in which God rules
over all things, including the rational soul; while God governs the
soul, the soul in turn enjoys a privileged status as an image of God
that can govern all other good things in the hierarchy of creation. 89
From Augustine's standpoint, the mere fact that a creature is subordinate to God or even to other creatures does not render the creature
evil per se.
In general terms, then, the corruption of natures and their tendency toward decay and destruction proceeds from their creation out
of nothing. An added penalty justly accrues to rational natures (i.e.,
angels and human beings) as a result of sin. 90 This penal corruption
(which proceeds from the sin that Adam freely chose to commit) augments the corruption that attaches to created beings by virtue of their
finite, mutable character. On both levels, we perceive a movement
toward non-existence and a diminishing of the form proper to a nature. In this respect, corruption is the very antithesis of God. 91
151
Initially, Augustine's reaction against the Manichaean cosmogony focuses upon the fact that it imposes boundaries on the Divine nature.
According to Augustine's critique, the Manichaeans reduce God to
the status of a corporeal substance, confining Him to the spatial extension which characterizes such reality. By recognizing the existence
of immaterial reality, Augustine can affirm the immunity of such things
as the soul, wisdom, and truth to quantitative determination. Since
God is greater than all of these spiritual realities, He must enjoy this
immunity as well. As Augustine knew from personal experience, it
was the Manichaeans' inability to conceive reality that transcends the
carnal or material level which accounted for their fantastic cosmogony.
In consequence of this limitation, they impart an efficacy to the principle of Evil, and conversely, place the principle of Good under the
hostile influence of Darkness. While the Manichaeans hold that only
the region of Darkness is material, they falsify this contention when
they make the region of Light contiguous with Darkness and subject
Light to the encroachment of Evil.
In the face of such faulty reasoning, but one position is acceptable:
we must maintain that God made the region of Light out of absolutely
152
153
inclusive approach: things can be both good and evil, natural and
corruptible, existent but tending toward non-being.
This position reflects a hierarchical vision of reality that admits a
broad spectrum of realities extending from God (as the highest exemplar of being and goodness), to creatures which are spiritual and immaterial (but nonetheless mutable), to mutable corporeal natures. As
Augustine will affirm in the De Civitate Dei, God gives existence in
varying degrees to natures which He arranges on an ontological scale.
In contrast to God (the source of all existence), the only contrary can
be non-existence (i.e., that which is simply nothing and not any essence). 95 When Augustine says that non-existence is contrary to God,
he does not mean that it represents a reality in its own right. No
reality can stand in opposition to God on equal terms, precisely because God brings all reality into existence from nothing.
Conclusion
154
Notes
1.
2.
3.
Contra epistulam Manichaei quam vacant fundamenti liber unus (Hereafter referred to as "Contra epistulamj 1(1): CSEL XXV (VI,!), 193: Unum
uerum deum omnipotentem, ex quo omnia, per quem omnia, in quo omnia,
et rogaui rogo, ut in refellenda et reuincenda haeresi uestra . . . det mihi
mentem pacatam atque tranquillam et magis de uestra correctione quam de
subuersione cogitantem.
4.
Contra epistulam 1(1): CSEL XXV (VI,I), 194: nostrum igitur fuit eligere et
optare meliora, ut ad uestram correctionem aditum haberemus, non in
contentione et aemulatione et persecutionibus, sed mansuete consolando,
beniuole cohortando, leniter disputando . . .
5.
6.
7.
Contra epistulam 111(4): CSEL XXV (VI,!), 195: aut si hoc a uobis inpetrare
non possum, saltern illud concedite, ut uos tamquam incognitos nunc primum
audiam, nunc primum discutiam.
Clearly, there is a touch of irony in Augustine's remarks. As a result of his
nine-year association with the religion, he already had an intimate understanding of Manichaeism. Although he now professes to confront the Epistle
as a complete "stranger," he could never completely empty himself of his
knowledge of the sect (and his accompanying critical presuppositions about
its tenets). Despite his claims of a suspension of judgment, then, Augustine's
conclusion is obvious from the outset: Scriptural authority will triumph over
the fanciful (and erroneous) teachings of Mani.
156
8.
9.
10.
11.
Contra epistulam X(11): CSEL XXV (VI ,I), 206: quare aut omnes libros auferte
de medio et disputando pandite ueritatem, de qua dubitare non possim, aut
tales proferte libros, quibus non mihi cum adrogantia inponatur, quod credam,
sed exhibeatur sine fraude, quod discam.
12.
13.
14.
Contra epistulam Xl(12): CSEL XXV (VI,!), 206: nam profecto beatus est
iudicandus, qui hac diuina instructus cognitione fuerit, per quam liberatus in
sempiterna uita permanebit.
15.
16.
Contra epistulam XII(15): CSEL XXV (VI,!), 208: Uncle si tibi uidetur .
ausculta prius, quae fuerint ante constitutionem mundi et quo pacto proelium
sit agitatum, ut possis luminis seiungere naturam ac tenebrarum.
17.
According to this formula, three conditions must be satisfied. First, one must
genuinely believe the claim in question. This condition pertains to a state of
mind that involves an assent on the part of the believer to a proposition which
does not necessarily possess any truth value. For example, I might strongly
believe that "water is capable of spontaneous combustion." In this case, we
obviously find a marked disparity between belief and truth. This consideration points us to the second condition: our belief must also be true. In this
sense, the proposition which I believe also happens to be the case. But the
fulfillment of the first two conditions would yield no more than a true belief
that does not quite qualify as an act of knowing. A third condition must be
met: we must be able to justify our true belief. In this respect, we are required
to muster sufficient, compelling evidence for a given assertion. Thus, in order
to know with any degree of certainty, I must (1) believe something, (2) believe
something that is true, and (3) believe something that is true with an ability to
justify or substantiate my true belief.
Plato provides the classic delineation of the difference between belief and
knowledge in the Meno, where he stresses the importance of formulating the
15 7
19.
Contra epistulam XII(15): CSEL XXV (VI,I), 208: quis enim credat ante
constitutionem mundi ullum proelium fuisse commissum?
20.
21.
22.
Contra epistulam Xlll(17): CSEL XXV (VI, I), 210: Haec mihi unde probaturus
est, aut haec ipse unde cognouit? noli me terrere paracleti nomine. primo
quia non credere incognita, sed certa cognoscere accessi a uobis ipsis factus
timidior. uos enim nostis, temere credentibus quam uehementer insultare
soleatis, praesertim cum ipse, qui iam coepit incerta narrare, plenam ac firmam
scientiam paulo ante promiserit.
23.
24.
Contra epistulam XIV(18): CSEL XXV (VI,I), 211: quales nos inperitos
adulescentulos aliquando decepit.
25.
26.
27.
Contra epistulam XV(20): CSEL XXV (VI,!), 212-213: Si aerium uel etiam
aetherium corpus diceret esse naturam dei, profecto inrideretur ab omnibus,
qui sapientiae ueritatisque naturam per nulla spatia locorum distentam atque
diffusam sine ulla mole magnam et magnificam nee in parte minorem et in
parte maiorem, sed per omnia aequalem summo patri, nee aliud habentem
hie et aliud alibi, sed ubique integram, ubique praesentem qualicumque acie
iam serenioris mentis intueri ualent.
28.
29.
30.
Contra epistulam XVI(20): CSEL XXV (VI,!), 213-214: nam singulis sui corporis particulis tota praesto est, cum tota sentit in singulis
31.
158
32.
Contra epistulam XVII(20): CSEL XXV (VI,I), 214: quis digne cogitet, ubi
capiantur istae imagines, ubi gestentur uel ubi formentur?
cf. De Quantitate Ani mae 5(8), where Augustine queries how the soul can
see things that are physically immense when it does not extend beyond the
confines of the body.
33.
34.
35.
36.
37.
38.
39.
40.
41.
Anaximander, Fragments 1-3 in Kathleen Freeman, Ancilla to The PreSocratic Philosophers. A complete translation of the Fragments in Diels,
Fragmente der Vorsokratiker (Cambridge, Mass.: Harvard University Press,
1971), p. 19.
42.
43.
159
44.
45.
46.
47.
48.
49.
50.
Confessiones VII, 15(21): CC xxvii, 106: Et respexi alia et uidi tibi debere quia
sunt et in te cuncta finita, sed aliter, non quasi in loco, sed quia tu es omnitenens
manu ueritate.
160
51.
52.
Contra epistu/am XX(22): CSEL XXV (VI,!), 216: Verumtamen cum carnalibus
animis fortasse non sic agendum sit, sed descendendum est potius ad eorum
cogitationes, qui naturam incorpoream et spiritalem cogitando persequi uel
non audent uel nondum ualent ...
53.
Contra epistulam XX(22): CSEL XXV (VI,!), 216: ita ut nee ipsam cogitationem
suam eadem cogitatione considerent et inueniant earn nullo locorum spatio
de ipsis locorum spatiis iudicantem.
54.
55.
56.
Contra epistulam XXII(24): CSEL XXV (VI,!), 219: tali enim figura etsi
conmixtam negant, penetratam tamen negare non possunt.
Cf. Severus of Antioch (Homily 123 in Kugener and Cumont, Recherches
sur le manicheisme II, 96), who positions the regions on a geographical
basis: Light lies to the North, East, and West; Darkness is confined to the
South (referred to by A. Anthony Moon, The De Natura Boni of Saint Augustine. A Translation with an Introduction and Commentary. A Dissertation. The Catholic University of America Patristic Studies Vol. LXXXVIII (Washington, D.C.: The Catholic University of America Press, 1955), 19).
57.
Contra epistulam XXIII(25): CSEL XXV (VI,!), 220: apertum superius natura
propria, intratum inferius aliena.
58.
59.
60.
Contra epistulam XXIV(26): CSEL XXV (VJ,I), 223: quodsi non de aliena
substantia fecit terram lucis, restat, ut earn de nihilo fecerit.
61.
62.
Contra epistulam XXV(27): CSEL XXV (VI,!), 223: Quare si uobis iam
persuadetur posse aliquid boni omnipotentem deum de nihilo facere, uenite
in catholicam et discite omnes naturas, quas fecit et condidit deus, excellentiae
gradibus ordinatas a summis usque ad infimas, omnes bonas, sed alias aliis
esse potiores, easque factas esse de nihilo, cum deus artifex per sapientiam
suam ... ut posset esse, quod non erat . . .
161
63.
64.
65.
66.
67.
Contra epistulam XXIX(32): CSEL XXV (VI,I), 230: haec tanta bona
enumerare et ab auctore omnium bonorum deo aliena esse dicere, hoc est
nee in rebus agnoscere tan tum ordinis bonum nee in se tantum erroris malum.
68.
69.
Contra epistulam XXX(33): CSEL XXV (VI,I), 230: uitupero ibi tecum pestem,
lauda ibi mecum salutem; non enim genera ilia uel gigni uel mutiri uel inhabitare
illam terram sine aliqua salute potuissent.
162
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
Confessiones Vll,4(6): CC xxvii, 95: quoniam ipse est deus et ipse est idem
bonum; corrumpi autem non est bonum.
81.
82.
Contra epistulam XXXV(39): CSEL XXV (VI,I), 240: longum est et difficile
et harum rerum, quas commemoraui, et aliarum innumerabilium omnes
corruptiones nominatim enuntiare, cum etiam multae, quae dicuntur in corpore, possint et in anima dici et innumerabilia sint, in quibus propria uocabula
corruptio teneat.
83.
Contra epistulam XXXV(39): CSEL XXV (VI,!), 240: quodsi non inuenitur in
rebus malum nisi corruptio et corruptio non est natura, nulla utique natura
malum est.
163
84.
85.
Contra epistu/am XXXVI(41): CSEL XXV (VI,I), 241: uncle est ista corruptio,
quod quasi generale malum rerum bonarum, sed tamen corruptibilium esse
conperimus?
86.
87.
88.
Contra epistulam XXXVII(43): CSEL XXV (VI,I), 242: iniuriam putare non
hoc esse, quod deus est, et ideo nolle esse aliquod bonum, quoniam ei
praeponitur deus.
89.
90.
91.
92.
Contra epistulam XLI(47): CSEL XXV (VI,I), 247: ibi autem permittit, ubi
ordinatissimum et iustissimum iudicat pro rerum gradibus et pro meritis
animarum.
93.
94.
95.
De Ciuitate Dei XIJ(2): CC xlviii (2), 357: ac per hoc ei naturae, quae summe
est, qua faciente sunt quaecumque sunt, contraria natura non est, nisi quae
non est. Ei quippe, quod est, non esse contrarium est. Et propterea Deo, id
est summae essentiae et auctori omnium qualiumcumque essentiarum, essentia
nulla contraria est.
96.
Chapter 4
Augustine's Theodicy
166
Augustine's Theodicy
among the Catholica (Augustine's "weak and little ones") who could
easily fall prey to the snares of their pseudo-arguments.
In its broadest terms, the De Natura Boni confronts a key difficulty
posed by the Catholic understanding of creation. By virtue of God's
role as Creator, a causal relationship is established between God and
all other reality. But this causal relation raises a serious question: as
supreme Creator, is God to be held responsible for the evil that we
perceive in the world, as well as for the good? In actuality, the very
notion of creation drawn from Scripture sows the seeds for the problem of evil. It is precisely because the Creator of all things is also
infinitely good that the evil in our world is so unsettling and inexplicable. Indeed, if God's goodness were questionable, evil would not
pose a theological or philosophical problem for Christians. But the
very belief in the unlimited goodness of God gives rise to the expectation that what God creates must reflect the majesty of its Creator.
In the Old Testament, in the Patristic era, and throughout the subsequent centuries, the question has been framed in a similar manner:
how can a perfect and benevolent God have created a world which
admits so much suffering, misery, and apparent injustice? This was
basically the same question posed by the Manichaeans in their rejection of Judaism and its depiction of God as supreme Creator. The
response they formulated was consistent with the dualistic outlooks of
Gnosticism and Zoroastrianism: if there is an independent principle of
Evil operative in the universe, then God (the principle of Goodness) is
absolved from any responsibility for the evil in the world. But this
seeming "solution" carried a serious implication. By imparting an efficacy to Evil, the Manichaeans subjected God to the hostile incursion
of the region of Darkness and its corrupting effects. Thus, the
Manichaeans alleviated God of responsibility for evil at the expense of
His perfection and incorruptibility.
By his own admission, Augustine had fallen into the same trap.
Like the Manichaeans, he found a seemingly viable way of separating
the cause of evil from God by means of dualism. Ironically, however,
Augustine was led into this error from the highest religious motives
and the best of intentions.
Because some sort of reverence forced me to believe that a good God would
create no evil nature, I postulated two masses opposed to one another, each
of them infinite, but the evil one on a narrower scale, the good one larger. 3
Augustine's Theodicy
167
of fact, a dualist mentality was deeply ingrained in Augustine well before his gravitation to that sect. In this respect, his own North African
background might well have contributed to the momentous religious
decision that would drastically alter his spiritual course.
As we saw in Chapter II, the extreme conservatism of North African Christianity had exerted a profound influence on Augustine's early
attitude toward the Bible. But by the same token, this "African temperament" (to borrow Peter Brown's phrase) would decisively shape
his early attitude to the problem of evil as well. 4 Indeed, the religious
environment in which Augustine was raised was highly conducive to a
dualistic outlook, or at the very least, a vision of reality in rather stark,
uncompromising terms. In a rigorist tradition which continually stressed
the wide gulf separating the "pure" and "impure," the "elect" and the
"damned," and the "saint" and the "sinner," one could easily perceive
a sharp dichotomy between absolute goodness and absolute evil. While
the Manichaean brand of dualism was more extreme than what he
encountered among the Catholica of his native region, it is not unreasonable to assume that he would have been at ease with (and even
receptive to) the Manichaean belief in the substantiality of evil. As
already observed, such a theory provided a convenient means (at least
on the surface) of absolving God for any culpability for the fact of evil
in human existence.
On a more personal level, however, such a theory found ready support in Augustine's own experience of self and the world around him.
For someone with such a deep sense of the goodness of his Creator,
the human attraction to evil and the reality of sin were continual sources
of distress.
Unfathomable seducer of the mind, greed to do harm for fun and sport, desire for another's injury, arising not from vengeance, but merely when, someone says 'Let's go! Let's do it!' and it is shameful not to be shameless! Who
can untie this most twisted and intricate mass of knots? It is a filthy thing: I
do not wish to think about it; I do not wish to look upon it. 5
168
Augustine's Theodicy
Augustine's Theodicy
169
holding that "what God has begotten is identical with that which He
has made out of nothing." 9
God's immutability is the mark of His preeminent Being. Augustine
finds support for this teaching in Exodus (iii.l4) and the appellation
of God as I am that I am (or, alternately, He Who is). His rationale for
this interpretation runs as follows:
. . . He truly is because He is immutable; for every change renders nonexistent that which was. To Him . . . Who exists in the highest degree there
can be no contrary except that which does not exist. 10
While immutability provides the chief criterion of Divine Being, Augustine links the mutability of creatures directly with their creation
from nothing .
. . . if He alone is immutable, all the things which He has made, inasmuch
as He has made them out of nothing, are mutable. For He is so almighty, that
even out of nothing, that is, out of that which is utterly non-existent, He can
make goods both great and small, both celestial and terrestrial, both spiritual
and corporeal. 11
170
Augustine's Theodicy
admit that "every good can have existence only from the supreme and
true God . . ." 15 On the basis of this mutual recognition of the creation of all things by God, Augustine analyzes the metaphysical status
of goodness by means of three transcendental criteria of created being: measure (modus), form (species), and order (ordo). 16 In Augustinian terms, "measure" pertains to the limit, end, or unity of things;
"form" refers to their general appearance or distinctive features; and
"order" points to their position in the hierarchy of creation, along
with their natural end. 17
As the supreme Creator of everything which exists, God creates
the measure, form, and order that serve to perfect or complete created things. Consequently, God is efficaciously superior to every measure, form, and order that creatures possess. 18 Spme things are better
than others to the extent that they are better measured, formed, and
ordered. When these transcendentals are present to a great degree,
the natures in question are great; when such goods are present to a
lesser degree, they are small; when they are completely absent, nothing can exist. This position represents a variation of a recurrent theme
in Augustine's analysis of evil: just as a thing would cease to exist if
completely evil (at least in ontological terms), it would be rendered
non-existent if completely deprived of the foundations of its own goodness. From either standpoint, goodness is correlative with being, and
being with goodness. A corruption that is so thoroughgoing that it
destroys the measure, form, or order appropriate to every nature would
result in the displacement of the nature itself. 19
Augustine's interpretation of evil as corruption now assumes greater
clarity as the corruption of the measure, form, and order proper to
existent natures. 20 This interpretation presupposes a hierarchical understanding of reality, and the superiority of spiritual natures over
corporeal ones. From this perspective, even a corrupt spiritual nature
would be better than an incorrupt corporeal one, just as impure gold
is better than pure silver, and impure silver is better than pure lead. 21
But an important qualification is in order here: rational spirits (the
highest among created natures) can only undergo corruption if they
will to be corrupted through a voluntary disobedience to Divine law. 22
Since such corruption is consistent with the gravity of one's turning
away from God (and a choice for what is perishable and oriented toward non-being), Augustine depicts it as a just punishment for sin. 23
Augustine's Theodicy
1 71
The image of the poem is an apt one. For Augustine the rhetorician, such language provides the ideal illustration of the subtle relationship between an orderly arrangement of parts and the goodness
of the whole. The De Natura Boni proceeds in a similar vein:
. . . the constant passing and succession of things give rise to a unique
terrestrial beauty, with the result that even those things which die or which
cease to be what they have been do not disturb and disfigure the limit and
form and order of the created universe, just as a well-composed discourse is
certainly beautiful, even though its syllables, and in fact all its cadences, succeed one another as if in alternate birth and death. 27
172
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Augustine's Theodicy
173
Evil Defined
The upshot of the foregoing discussion is that no nature (insofar as it
is a nature created by God) is evil in itself. What, then, constitutes
evil? As we have seen, Augustine defines evil as a displacement of a
nature resulting in the corruption of its appropriate measure, form,
and order. In broader terms, however, he now defines evil as a diminishing of the good of a given nature. As stated in its classic Augustinian formulation, "evil is a privation of the good" (malum est privatio
boni). 35 It is something of a commonplace in contemporary scholarship to assume that Augustine derived this formulation from
Neoplatonic writings, or more precisely, from the writings of Plotinus. 36
But this claim must be qualified. While there is a highly plausible hypothesis that Augustine was indebted to Plotinus for this theory
of evil, the differences between Plotinus and Augustine on this issue
must also be addressed. 37 Accordingly, let us briefly examine the
Plotinian conception of evil and compare it with what we encounter in
Augustine.
Plotinus's theory of evil is closely associated with his discussions of
matter (u/..'1']), the pure potentiality for formation and intelligibility.
Because Plotinus equates matter with ontological and moral deficiency,
he does not include evil in the realm of being or what transcends
174
Augustine's Theodicy
The substantiality which Plotinus attaches to evil is a direct outgrowth of his metaphysics. In a very real sense, evil assumes a necessity in Plotinus's system, providing the terminus of an ontological continuum extending from the One to matter. From this standpoint, the
existence of evil is as necessary for the completion of Plotinus's metaphysical scheme as the role of the One. 42 In contrast to Plotinus, however, Augustine denies any substantiality to evil. As Gerald Bonner
points out, "Piotinus, while firmly relegating Evil to the realm of NonBeing, never arrives at Augustine's position of Evil as simply a privation of the Good." 43 In this respect, Augustine might well have appropriated the mainlines of Plotinus's conception of evil. But he clearly
enriched it by means of the Christian understanding of creation.
In effect, the doctrine of creatio ex nihilo decisively shaped
Augustine's adaptation of Plotinus in this context. Because matter
(like all finite reality) depends upon God for its existence, it could
never be inherently evil. By linking evil with matter, however, Plotinus
imparted a substantiality and necessity to evil that was wholly unacceptable from Augustine's Christian perspective. In this regard,
Augustine's metaphysics of evil represents a departure from Plotinus
on two levels. On the one hand, Augustine completely separated evil
from matter. But in so doing, he imparted a more thoroughgoing negativity to evil as an absence (in varying degrees) of being itself.
For Augustine, evil can never be substantial, precisely because no
nature can stand in opposition to God. Likewise, evil can never be
Augustine's Theodicy
175
176
Augustine's Theodicy
evil always presupposes the choices of free and rational agents, and
by implication, the assumption of culpability. In the defective use of
free will (that is, sin or iniquitas), Augustine found the real solution to
the problem of evil. Any corruption, deficiency, or privation of the
good is ultimately rooted in those erroneous choices whereby creatures are preferred to the Creator, and inferior goods held in greater
esteem than the highest ones. 48 In this respect, tnoral evil does not
relate to existent realities as something substantial in its own right,
but rather, entails an undermining or diminishing of their rectitude
(that is, what they should be by their very nature). 49 By linking moral
evil with the operation of free will, then, Augustine completely dissociated it from the nature of created reality.
I asked 'What is iniquity' and I found that it is not a substance. It is perversity
of will, twisted away from the supreme substance, yourself, 0 God, and towards lower things. 50
As we have seen, dualism provided a convenient means of absolving God from any responsibility for evil. But for those who espouse it,
the dualistic response carries an added benefit: by imputing the cause
to a substantial reality beyond the self, each individual is also absolved
from personal moral responsibility. As Augustine said of the
Manichaeans, they preferred to subject God's own substance to evil,
rather than acknowledge their own accountability for evil. 51 But even
as a Manichaean, Augustine found little credibility in such a position.
Try as he might, he could not evade the harsh truth that he alone was
morally responsibile for his own actions.
I was absolutely certain that when I willed a thing or refused to will it that it
was I alone who willed or refused to will. Already I was beginning to see that
therein lay the cause of my sin. 52
Augustine's Theodicy
177
178
Augustine's Theodicy
Augustine's Theodicy
179
Unlike humans, however, God does not require any material that He
has not created. 68 But the ontological distance between Creator and
creatures has an important moral implication. While there is a causal
connection between God and what He creates (and conversely, a participation of created being in Divine Being), God remains wholly inviolate as a result of the wrongdoing of rational creatures. This inviolability is a direct consequence of God's immunity to corruption and
change. 69
Thus, Augustine imputes the cause of all natures to God, but denies that sin (as the distortion or vitiation of nature) is from God.
Rather, sin derives its existence "from the will of the sinner." 70 This
position has a direct applicability to Augustine's critique of Manichaean
dualism. In this respect, sin does not entail a search for evil natures
but an abandonment of higher ones. 71 Here, we find a hint of
Augustine's mature understanding of evil in terms of a misuse or perversion of free will. Indeed, rational creatures cannot be corrupted if
they do not will to disobey God. If they had not disobeyed, they would
have continued to participate in the incorruptibility of the Divine nature. 72
Conclusion
180
Augustine's Theodicy
Augustine's Theodicy
181
Notes
1.
2.
De Natura Boni Contra Manichaeos 24: CSEL XXV (VI,2), 865-866. (Hereafter referred to as "DNB" .) The importance which Augustine attaches to
Scriptural authority is brought to the fore by Karl-Heinrich Liltcke ('Auctoritas'
Bei Augustin (Stuttgart; Berlin; Koln; Mainz: W. Kohlhammer Verlag, 1968),
128):
Augustine's Theodicy
183
4.
5.
6.
Confessiones VII,14(20): CC xxvii, 106: Non est sanitas eis, quibus displicet
aliquid creaturae tuae, sicut mihi non erat, cum displicerent multa, quae fecisti.
Et quia non audebat anima mea, ut ei displiceret deus meus, nolebat esse
tuum quidquid ei displicebat. Et inde ierat in opinionem duarum substantiarum
et non requiescebat et aliena loquebatur.
7.
Confessiones IJI,7(12): CC xxvii, 33: Nesciebam enim aliud, uere quod est, et
quasi acutule mouebar, ut suffragarer stultis deceptoribus, cum a me quaererent,
uncle malum et utrum forma corporea deus finiretur et haberet capillos et
ungues et utrum iusti existimandi essent qui haberent uxores multas simul et
occiderent homines et sacrificarent de animalibus. Quibus rerum ignarus
perturbabar et recedensa ueritate ire in earn mihi uidebar, quia non noueram
malum non esse nisi priuationem boni usque ad quod omnino non est. Quod
uncle uiderem, cuius uidere usque ad corpus erat oculis et animo usque ad
phantasma? Et non noueram deum esse spiritum, non cui membra essent per
longum et latum nee cui esse moles esset.
8.
9.
DNB 10: CSEL XXV (VI,2), 859: sacrilega enim audacia coaequantur nihil et
deus, si quale est illud, quod de deo natum est, tale uelimus esse illud, quod
ab eo de nihilo factum est.
10.
DNB 19: CSEL XXV (VI,2), 863: uere enim ipse est, quia incommutabilis est;
omnis enim mutatio facit non esse quod erat. uere ergo ille est, qui
incommutabilis est: cetera, quae ab illo facta sunt, ab illo pro modo suo esse
acceperunt. ei ergo, qui summe est, non potest esse contrarium nisi quod non
est; cf. Psalms 101,27-28; Wisdom 7,27; I Timothy 1,17; James 1,17;
John 10,30.
The significance which Augustine attached to Divine immutability is delineated by Bernard J. Cooke, S.J. ("The Mutability-Immutability Principle in St.
Augustine's Metaphysics," The Modern Schoolman XXIV, #!(November,
1946): 39-40:
Because God is absolutely immutable he alone truly is. One of the most
striking confirmations of the intimate link between fullness of being and
immutability in St. Augustine's thought is the way in which he uses the
text of Exodus' I am who am. The text occurs quite frequently, and
almost invariably St. Augustine will interpret the words of Scripture as
184
Augustine's Theodicy
meaning that God is absolutely immutable. This . . . would have been
the one (occasion) for St. Augustine to assert the supremacy of existence as a transcendental, as the actuation of all other perfections, and
so to anticipate the great insight of St. Thomas Aquinas. Instead, St.
Augustine treats existence and immutability as if they were parallel perfections and even seems to make immutability more fundamental.
11.
DNB 1: CSEL XXV (VI,2), 855: ac per hoc si solus ipse incommutabilis, omnia quae fecit, quia ex nihilo fecit, mutabilia sunt. tam enim omnipotens est,
ut possit etiam de nihilo, id est ex eo, quod omnino non est, bona facere, et
magna et parua, et caelestia et terrena, et spiritalia et corporalia.
cf. Etienne Gilson, Introduction d /'Etude de Saint Augustin, 185:
Dieu est par definition, et en vertu meme des preuves qui etablissent
son existence, le souverain bien. Etant le bien supreme, il n'y a aucun
bien au-dessus ni en dehors de lui. Dieu ne peut done changer puisque,
n'ayant aucun bien a acquerir, i1 n'a rien a perdre ni a gagner. C'est ce
que l'on exprime en disant que Dieu est immutable et eternel. Les
creatures, au contraire, n'existent que par lui, mais elles ne sont pas de
lui. Si elles etaient de lui, elles seraient identiques a lui, c'est-a-dire
qu'elles ne seraient plus des creatures. Leur origine, nous le savons, est
tout autre. Crees, elles ont ete tirees par lui du neant."
12.
13.
14.
DNB 2: CSEL XXV (VI,2), 856: ... aliam naturam maligni spiritus et mortalis
corporis, quam deus non feceri t . . .
15.
DNB 2: CSEL XXV (V1,2), 856: fatentur enim omne bonum non esse posse
nisi a summo et uero de o . . .
16
Augustine's Theodicy
185
view of this terminological variety as evidenced in a number of works. Despite the use of alternate triads (e.g. measure, number, and order; unity, number, and order; unity, species, and order), Roche takes measure, form, and
order as the fundamental one.
17.
18.
19.
In DNB 21-22, Augustine focuses more specifically upon the notion of limit
(modus). In the absence of limit, a thing would be rendered totally non-existent. In this respect, Augustine observes (DNB 21) that small things are described as having a "limited size" (modica) because they have some limit
(modus). Conversely, that which exceeds its appropriate modus is downgraded
because of its excess. According to Augustine (DNB 22), even God is not
without limit, not because He is finite, but because He provides the modus
that regulates all created reality. In this context, Augustine finds the best name
of God in the appellations "Supreme Limit" or "Supreme Good."
20.
21.
22.
23.
24.
25.
26.
186
Augustine's Theodicy
modo illa numerositas et contexti operis pulchritude eis placeret, quam totam
perspicere atque approbare non possunt, cum de ipsis singulis praetereuntibus
fabricata esset atque perfecta.
Moon perceives a certain evolution in Augustine's thought on this topic.
Proceeding from De Ordine I, 7(18), he observes (p. 34):
In the anti-Manichaean polemic, Augustine no longer strives, as he had
done earlier, to show that evils (privations) are necessary for the beauty
of the universe, but rather to prove that the natural order of itself does
not admit of evil. Hence to explain the existence of an evil contrary to
nature, he introduces the concept of sin.
27.
DNB 8: CSEL XXV (VI,2), 858: fit autem decedentibus et succedentibus rebus temporalis quaedam in suo genere pulchritude, ut nee ipsa, quae moriuntur
uel quod erant esse desinunt, turpent ac turbent modum et speciem et ordinem
uniuersae creaturae: sicut sermo bene compositus utique pulcher est, quamuis
in eo syllabae atque omnes soni tamquam nascendo et moriendo transcurrant.
cf. Gilson (Introduction d /'Etude de Saint Augustin, 188):
L.:univers est le theatre de destructions continuelles qui, dans le cas des
~tres vivants et de l'homme en particulier, s'accompagnent de
souffrances, d'angoisses et des deuils les plus cruels. II ne faut cependant
pas oublier que chacun des ~tres qui se remplacent ainsi les uns les
autres est en soi un bien reel et que ce sont done toujours des biens qui
se succedent perpetuellement sur le theatre de l'univers. De plus, il y a
une beaute et une perfection dans leur succession meme et l'on peut
trouver une raison satisfaisante de Ia destruction violente de beaucoup
d'entre elles.
28.
Augustine's Theodicy
187
moral evil is worse when not accompanied by pain: just as a painful bodily
wound is better than putrefaction without pain (and a destruction of the body
as a whole), it is worse to enjoy a wicked state than to suffer under the effects
of corruption.
cf. DNB 11: CSEL XXV (VI,2), 859; Proverbs 8,15-16; Job 1,12; Romans 13,1.
29.
30.
31.
32.
33.
DNB 15: CSEL XXV (VI,2), 861: sic et tardum dicimus ueloci contrarium; sed
tamen qui se omnino non mouet, nee tardus dici potest. sic acutae uoci
contrarium uocem dicimus grauem uel canorae asperam; sed si omnem speciem
uocis penitus adimas, silentium est, ubi uox nulla est: quod tamen silentium
eo ipso, quod uox nulla est, tamquam contrarium uoci solet obponi. sic et
Iucida et obscura tamquam duo contraria dicuntur; habent tamen et obscura
aliquid lucis, quod si penitus careant, ita sunt tenebrae lucis absentia sicut
silentium uocis absentia.
34.
35.
36.
37.
Augustine's Theodicy
188
Ennead 1.8(51).5.
Ennead 1.8(51).3 (Armstrong translation):
M~ ov bE oi'm
En
a.n
1:0
l'taV'tEA.~
40.
Ennead 1.8(51).3.
41.
42.
Ennead 1.8(51).7.
43.
Augustine's Theodicy
189
44.
45.
46.
47.
190
Augustine's Theodicy
would be evil by the mere fact of their being creatures. Again, in saying
that evils are not natural, Augustine does not imply that man in a hypothetical state of pure nature would be immune to suffering. A sentient
being is naturally subject to pain, so that its physical suffering is natural
and consequently not the Evil.
Gilson (Introduction d /'Etude de Saint Augustin, 185-186) also provides an insightful interpretation of the Augustinian rationale for evil in this
metaphysical sense:
... ce qui vient du neant ne participe pas seulement de l'etre, mais du
non etre. II y a done dans Ia creature une sorte de manque originel, qui
engendre a son tour le besoin d'acquerir et par consequent aussi de
changer. Telle est l'origine metaphysique de leur mutabilite. C'est ce
que voulait exprimer Ia philosophie de Platon, en disant que les choses
ne peuvent etre dites absolument ni etre, ni ne pas etre: nee omnino
esse nee omnino non esse; le difficile est de preciser Ia relation de l'etre
au non etre dans chaque cas particulier.
48.
49.
50.
51.
52.
Confessiones VII,3(5): CC xxvii, 94-95: ltaque cum aliquid uellem aut nollem,
non alium quam me uelle ac nolle certissimus eram et ibi esse causa peccati
mei iam iamque animaduertebam.
53.
54.
55.
This phase of the discussion relies largely upon Moon's interpretation (who in
turn relied upon Jolivet's Le Probleme du mal d'apres saint Augustin, 40-
Augustine's Theodicy
191
Augustine repeatedly refers to the fact that, even, before the sin of Adam,
there had been a fall among angelic natures, and it is possible to look
for the cause of suffering in the lower orders of creation to the activities
of the devil who is permitted, for a season, to trouble the earth.
57.
58.
59.
60.
61.
62.
DNB 24: CSEL XXV (VI,2), 866: hoc erat in principio apud deum. omnia per
ipsum facta sunt et sine ipso factum est nihil. id est non est factum sine ipso
aliquid.
63.
64.
DNB 25: CSEL XXV (VI,2), 866-86 7: Neque enim audienda sunt deliramenta
hominum, qui nihil hoc loco aliquid intellegendum putant et ad huiusmodi
uanitatem propterea putant cogi posse aliquem, quia ipsum nihil in fine sententiae positum est. ergo, inquiunt, factum est et ideo, quia factum est, ipsum
nihil aliquid est; sensum enim perdiderunt studio contradicendi nee intellegunt
nihil interesse, utrum dicatur 'sine illo factum est nihil,' an 'sine illo nihil
factum est,' quia etsi illo ordine diceretur 'sine illo nihil factum est,' possent
nihilominus dicere ipsum nihil aliquid esse, quia factum est.
192
Augustine's Theodicy
65.
66.
67.
DNB 27: CSEL XXV (Vl,2), 868: sicut aliquis homo si gignat filium et faciat
domum, ex ipso filius, ex ipso domus, sed filius de ipso, domus de terra et de
ligna. sed hoc quia homo est, qui non potest aliquid etiam de nihilo facere;
68.
DNB 27: CSEL XXV (VI,2), 868: deus autem, ex quo omnia, per quem omnia, in quo omnia, non opus habebat aliqua materia, quam ipse non fecerat,
adiuuari omnipotentiam suam.
69.
70.
71.
72.
73.
Chapter 5
A Defense of Monotheism
194
A Defense of Monotheism
The Manichaeans, then, not only denied the unicity and omnipotence of God, but His exclusivity as supreme Creator as well. Accordingly, Augustine's refutation of Manichaeism demanded that he address these ramifications of its cosmogony. In this phase of Augustine's
polemic, he focuses specifically upon a defense of monotheism against
the dualism and polytheism of Manichaean theology. Once again, the
doctrine of creatio ex nihilo provides a vital component of his deliberations. Augustine's most elaborate defense of monotheism against
Manichaean claims is found !n the Contra Faustum Manichaeum,
the final work in his extended anti-Manichaean program.
The Contra Faustum Manichaeum:
Salient Features of Faustus's Critique of Catholic Teaching
In its broadest terms, the Contra Faustum Manichaeum (c. A.D. 397400) constitutes an apology in support of the Old and New Testaments. This exercise unfolds in the form of a debate between Augustine and Faustus, the Manichaean bishop and theologian. 1 In the
Retractationes, Augustine defines the goals that motivated him to
compose this treatise:
In reply to Faustus, the Manichaean, who, in blasphemous fashion, was attacking the Law and the Prophets, and their Lord, and the Incarnation of
Christ, and who was also saying that the writings of the New Testament, by
which one refutes them, are false, I wrote a lengthy work in which I give my
replies to those words of his which I cite. 2
A Defense of Monotheism
195
the lure of his smooth language. Although I praised this latter, yet I was able
to distinguish it from the truth of the things I was avid to learn about. I was
concerned not with what vessel of discourse but with what knowledge this
Faustus, so renowned among them, would put before me to eat. Report had
sent me beforehand the story that he was most highly instructed in all genuine studies and especially skilled in the liberal arts. 4
196
A Defense of Monotheism
For Augustine, however, the "semi-Christianity" to which Faustus refers is a lesser evil than the "pseudo-Christianity" which the
Manichaeans espouse. Such "semi-Christianity" may well be imperfect without falling into falsehood. 15
Once again, Augustine shows how the "false doctrine" of the
Manichaeans proceeds from their erroneous intepretations of Sacred
Scripture. While Manichaean criticism extended to the Bible as a whole,
the primary focus of their invective was the Jewish Old Testament.
The principal reason for the Manichaean rejection of the Old Testament lay in a disdain of its precepts. This disdain, Faustus contends, is
shared with Catholic Christians. 16 But Faustus' rejection of the religious observances of the Jews is only one aspect of his criticism. In
addition, he condemns the Old Testament portrayal of the scandalous
conduct of the Patriarchs. In this context, however, he shifts responsibility to Catholic Christians for demeaning these Old Testament figures and the LawY For Faustus, this negative view of the Patriarchs
was a direct outgrowth of the intepretation of God presented in the
A Defense of Monotheism
197
Old Testament. "We are told," he suggests, "that he existed from eternity in darkness ... admired the light when he saw it . . . and
was so ignorant of the future that he gave Adam a command, not
foreseeing that it would be broken." 18
Augustine meets Faustus' attack on Old Testament practices by
means of a counter-charge: Faustus fails to appreciate the difference
between moral and symbolic precepts. 19 In effect, the ceremonial observances required in Old Testament times prefigured future revelations. Faustus' indictment of the Patriarchs receives a similar response
from Augustine.
You understand neither the symbols of the law nor the acts of the prophets,
because you do not know what holiness or righteousness means. We have
repeatedly shown at great length, that the precepts and symbols of the Old
Testament contained both what was to be fulfilled in obedience through the
grace bestowed in the New Testament, and what was to be set aside as a
proof of its having been fulfilled in the truth now made manifest. 20
198
A Defense of Monotheism
A Defense of Monotheism
199
200
A Defense of Monotheism
Augustine reiterates his earlier contention: the Manichaeans resemble the pagans in their worship of many gods, but are still inferior
to them by worshipping things which do not even exist. If these things
were real, then God would be subjected to change, corruption, and
contamination. This, Augustine stresses, is a supposition "as blasphemous as it is irrational." 34 Instead of recognizing God as supreme Creator of all natures, they impart a creative efficacy to the evil principle
of Hyle, and confine the formative mind of Hyle to the body. 35 In
effect, the Manichaeans only denigrate God by designating the soul a
"particle" of the divine substance that is imprisoned in matter. 36
A Defense of Monotheism
201
202
A Defense of Monotheism
A Defense of Monotheism
203
good and bad. But other illustrations confirm the conclusion (also drawn
in the Contra epistulam fundamenti) that much of the region of
Darkness is good, albeit less good than the region of Light.
Instead of one good and one evil principle, you seem to make both good or
both evil, or rather two good and two evil; for they are good in themselves,
and evil to one another. We may see afterwards which is the better or the
worse; but meanwhile we may think of them as both good in themselves.
Thus God reigned in one region, while Hy/e reigned in the other. There was
health in both kingdoms, and rich produce in both; both had a numerous
progeny, and both tasted the sweetness of pleasures suitable to their respective natures. But the race of darkness, say the Manichaeans, excepting the
part which was evil to the light which it bordered on, was also evil to itself.
As, however, I have already pointed out many good things in it, if you can
point out its evils, there will still be two good kingdoms, though the one
where there are no evils will be the better of the two. 56
On the basis of the Manichaeans' own pronouncements, then, Augustine shows that there is no great difference between their Principle of Light and Hyle, at least in terms of the traits they exhibitY
The very corruptibility of the Manichaean God indicates a defect in
his nature. 58 Augustine offers his opponents the following option: either their God must have been immune to injury, or, if he was corruptible, then he cannot be on a par with the incorruptible God to which
Paul refers (I Tim. i.l7). 59
Augustine further questions the inviolability of the Manichaean God:
either he lacked foreknowledge, or if he could foresee the future, he
was in continual fear at the prospect of impending corruption. 60 In
this way, Augustine presents Faustus with an inescapable dilemna: if
the Manichaeans designate both Light and Darkness as evil, either
one may be worse than the other; if they make them both good, then
the better one is still open to question. 61 Indeed, the principle of Light
could easily be viewed as inferior to the principle of Darkness. Hyle, it
appears, shows no desire to destroy its opponent, but only a desire to
possess it. The Manichaean God, however, dooms his enemies to
eternal devastation and his own cohorts to eternal punishment. 62
In effect, the triumph of Light over Darkness was a pyrrhic victory.
Even if this mixing made provision for the eventual liberation of Light,
it only brought a prolonged penal sentence to the Divine members.
But whether God sent these souls willingly or unwillingly, He is guilty
of a gross injustice. Augustine bases this conclusion upon teachings
derived from the Fundamental Epistle:
204
A Defense of Monotheism
Faustus' criticism of the Old Testament God reveals his own theological presuppositions regarding the Divine nature. A major component
of Faustus' rejection of Yahweh was the contention that He "existed
from eternity in darkness, and admired the light when He saw it" (Contra Faustum XXII.4). Augustine makes rather short work of this charge:
God could not have existed in darkness, simply because darkness does
not have any existence of its own; by the same token, light could not
have existed as something independent of the creative action of God.
While Faustus professes that the Manichaeans uphold monotheism,
he still endorses a dualism that is based upon a belief in two opposing
principles. 66 In this regard, Faustus wished to dissociate Manichaeism
from those pagans who would attribute good and evil things alike to a
single principle. Augustine, on the other hand, views the Manichaean
religion as no more than a polytheistic expression of paganism. 67 But
in contrast to pagan polytheists (whose gods are based upon existent
realities), the Manichaeans worship a being which is wholly non-existent (i.e., Hyle), as well as the fantastic inhabitants of the region of
Darkness.
In contrast to the Manichaeans (who limited their understanding of
light to a material nature), Augustine affirmed the existence of an incorporeal light on both a human and a Divine level. But this incorporeal light depends upon the existence of a higher light which Augustine identifies with God Himself, that is, "one divine being, in an
inseparable triune existence" (Contra Faustum XX. 7). While God is
ultimately responsible for any good which creatures possess, He also
provides the cause of their primary perfection-existence or being.
A Defense of Monotheism
205
206
A Defense of Monotheism
mogony does not mark Hyle as evil per se. Indeed, he convincingly
demonstrates that the entire region of Darkness contains many good
features. By the same token, the Manichaean depiction of the Father
of Light as the principle of goodness is highly suspect. The very fact
that the Manichaean God was susceptible to the onslaught of the contingents of Darkness (and forced to take punitive measures for selfpreservation) seriously calls into question his inviolability and incorruptibility.
While Augustine emphasizes the dependence of everything upon
God for its very existence, we do not find an explicit use of the formula of "creatio ex nihilo" (or alternatively, "creatio de nihilo") in
Contra Faustum Manichaeum XX-XXI. This formula, however, is
implicit throughout Augustine's refutation of Faustus in those books.
When he states that "we derive the beginning of existence" from God
(Contra Faustum Manichaeum XX.7) and that "all natures . . . all
forms . . . and all weights" can only come from the triune God (Contra Faustum Manichaeum XX.14), his meaning is apparent: without
the creative action of God, nothing could exist. The teaching that
everything depends upon God for its existence is correlative with the
teaching that God created all things from nothing. Augustine's affirmation of the causal dependence of all things upon God for their very
existence, then, clearly indicates creatio ex nihilo.
For explicit pronouncements of creation from nothing, we must
look elsewhere. In Contra Faustum Manichaeum XXII (69), the doctrine is articulated in connection with a refutation of Faustus' criticism
of Moses. According to Augustine, Moses is not to be judged on the
basis of Faustus' "malicious representations," but rather, on the basis
of what God Himself says. 68 The morality of Moses (along with the
Law) stems from the supremacy of the God Who sent him.
. . . this Moses, the servant of the living, the true, the most high God, that
made heaven and earth, not of a foreign substance, but of nothing-not from
the pressure of necessity, but from plenitude of goodness-not by the suffering of His members, but by the power of His word . . . 69
In the foregoing quotation, we find a concise but penetrating response to the whole of Manichaean cosmogony. First, Augustine challenges Manichaean dualism (and its accompanying commitment to the
notion of the eternal existence of matter) by affirming that God created heaven and earth from nothing. Secondly, Augustine challenges
the Manichaean belief that the world originated as a result of the re-
A Defense of Monotheism
207
medial measures taken by the Father of Greatness against the encroachments of the race of Darkness. From the Manichaean standpoint, the world emerged as the result of necessity (a notion shared by
pagan thinkers). In opposition to this position, Augustine affirms a
free creation that is consistent with the goodness of the Divine nature.
Lastly, Augustine challenges the Manichaean belief that the Divine
nature was corruptible, as evidenced by the subjugation of the luminous particles (the "members" of God) to the forces of Darkness. In
opposition to the Manichaean attempt to undermine the integrity of
the Divine nature, Augustine stresses the inviolability of God, Who
created through the agency of His Word.
Notes
1.
At the very outset of the treatise, Augustine informs us that Faustus was "an
African by race, a citizen of Milevum" who was "eloquent and clever," but
who had "adopted the shocking tenets of the Manichaean heresy."
Contra Faustum Manichaeum (Hereafter referred to as "CFM") 1(1): CSEL
XXV (VI,l), 251: Faustus quidam fuit gente Afer, ciuitate Mileuitanus, eloquio
suauis, ingenio callidus, secta Manichaeus ac per hoc nefando errore peruersus.
2.
Retractationes 11,33(1): CC lvii, 95: Contra Faustum Manicheum blasphemantem legem et prophetas et eorum deum et incarnationem Christi,
scripturas autem noui testamenti, quibus conuincitur, falsatas esse dicentem
scripsi grande opus, uerbis eius propositis reddens responsiones meas.
3.
4.
5.
6.
7.
Confessiones V.6(10): CC xxvii, 61: Et per annos ferme ipsos nouem, quibus
eos animo uagabundus audiui, nimis extento desiderio uenturum expectabam
istum Faustum. Ceteri enim eorum, in quos forte incurrissem, qui talium rerum quaestionibus a me obiectis deficiebant, ilium mihi promittebant, cuius
aduentu conlatoque conloquio facillime mihi haec et si qua forte maiora
quaererem enodatissime expedirentur.
8.
9.
10.
11.
A Defense of Monotheism
209
12.
Confessiones V. 7(13): CC xxvii, 64: Ita ille Faustus, qui multis laqueus mortis
extitit, meum quo captus eram relaxare iam coeperat nee uolens nee sciens.
13.
CFM 1(1): CSEl XXV (VI,l), 251: commodum autem arbitror sub eius nomine
uerba eius ponere et sub meo responsionem meam.
For a thoroughgoing study of the debates in which Augustine engaged his
Manichaean adversaries (i.e., Fortunatus, Felix, and Faustus), see Franc;:ois
Decret, Aspects du Manichei"sme dans /'Afrique Romaine. Les controuerses
de Fortunatus, Faustus et Felix auec Saint Augustin (Paris: Etudes Augustiniennes, 1970). For sections which deal specifically with Faustus, see pp. 5170;97-103; 133-143; 161-162; 177-181; 197-200;212-213;225-230;
244; 278-289; 327.
For an attempted reconstruction of Faustus' Capitula, see Paul Monceaux,
Le Manicheen Faustus de Mileu. Restitution de ses Capitula. Academie
des Inscriptions et Belles-Lettres, Memoires de l'Institut National de France,
Paris, 1933, 1-112. But Decret (pp. 66-6 7) offers the following observations
regarding the limitations of such reconstructions:
P. Monceaux a tente une 'restitution' de ces capitula-dans un ordre
qui differe de celui ou ils se suivent dans le Contra Faustum-en essayant
de grouper dans une succession logique les controverses qui traitent de
sujets de meme ordre ou concernant des themes voisins. Cette construction a fait !'objet d'une critique qui propose un nouveau schema. II
est bien evident que toute 'restitution' demeure conjecturale-il faudrait
d'abord etre certain que le uolumen parvenu a Augustin contenait bien
tousles capitula de l'eveque manicheen-mais il est tout aussi evident
que l'ordre primitif de Faustus a ete bouleverse.
14.
CFM 1(2): CSEL XXV (VI,1), 251-252: Faustus dixit: Satis superque in lucem
iam traductis erroribus ac ludaicae superstitionis simul et semichristianorum
abunde detecta fallacia a doctissimo scilicet et solo nobis post beatum patrem
nostrum Manichaeum studendo Adimanto non ab re uisum est, fratres carissimi,
haec quoque breuia uobis et concinna responsa propter callidas et astutas
conferentium nobiscum propositiones scribere ... et ipsi ad respondendum uigilanter eis sitis instructi.
Decret (Aspects du Manichei"sme dans /'Afrique Romaine, 149) holds
that the criterion whereby Faustus distinguishes genuine Christianity from
"semi-Christianity" lies in the acceptance or rejection of Scripture: " . . . il
n' est pas inutile de rappeler que si Faustus, a Ia suite du 'tres docte Adimantus',
a apporte un tel acharnement a s'attaquer a !'Ancien Testament-qu'il avait
pris soin d'etudier-c'est que, a ses yeux, )'acceptation ou le refus de ces
Ecritures est le critere decisif qui permet de distinguer le manicheYsme du
catholicisme, c'est-a-dire, pour l'eveque manicheen, le chretien authentique
du 'semi-chretien' ou, pour reprendre ses propres paroles, 'des heresies
chretiennes, parmi lesquelles d'abord les catholiques'.
15.
CFM 1(3): CSEL XXV (VI, 1), 252-253: itaque nos reuera catholicos nondum
perfectos, sed quodam modo, ut dixisti, semichristianos, quos fallatis et
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A Defense of Monotheism
seducatis uestra peruersitate, insectamini. sed si qui adhuc etiam tales sunt, si
uos pseudochristianos esse intellexerint, quamuis captiosis quaestionum
uestrarum propositionibus propter id, quod eorum fidei deest, respondere
non possint, non tamen sequendos, sed deuitandos uos esse cognoscunt, sicut
ergo uestra intentio est semichristianos, quos decipiatis, inquirere, sic nostra
intentio est pseudochristianos uos ostendere, ut non solum christiani peritiores
uos conuincendo prodant, sed et inperitiores uos cauendo proficiant.
16.
CFM Vl(1): CSEL XXV (VI,1), 285: quod ergo obicis, tibi mecum commune
est, siue crimen putandum seu recte factum; uterque enim nostrum uetus respuit
testamentum. ergo si quid intersit inter meam fidem quaeris et tuam, hoc,
quia tibi mentiri tibet et inliberaliter agere, ut quod mente oderis, uerbo
conlaudes, ego fallere non didici; quod sentio, loquor, tam turpium odisse me
fateor praeceptores quam ipsa praecepta.
cf. Fran<;ois Decret (Aspects du Manichei"sme dans /'Afrique Romaine ,
129), delineates Faustus' polemical goals in these terms:
C'est dans !'oeuvre de Faustus que nous allons trouver Ia veritable machine montee contre !'Ancien Testament. Nous avons vu plus haut que,
sur les trente-trois capitula etudies par Augustin, quatorze etaient
consacres plus specialement a saper Ia Loi et les Prophetes.
17.
18.
CFM XXII(4): CSEL XXV (VI,l), 593: Et sane fieri potuit, ut quemadmodum
de cleo inpudenter idem tanta finxerunt, nunc eum in tenebris ex aeterno
uersatum dicentes et postea miratum cum uidisset lucem, nunc ignarum futuri,
ut praeceptum illud, quod non esset seruaturus Adam, ei mandaret, nunc et
inprouidum . . .
19.
20.
CFM XXII(6): CSEL XXV (VJ,l), 595-596: Nee sacramenta legis intellegitis
nee facta prophetarum, quia neque sanctitatem neque iustitiam cogitare nostis.
sed de praeceptis et sacrament is ueteris testamenti saepe ac multa iam diximus,
ut intellegeretur aliud ibi fuisse, quod per gratiam noui testamenti faciendo
donaretur inplendum, aliud, quod per ueritatem patefactam remouendo
demonstraretur inpletum . . .
A Defense of Monotheism
211
21.
CFM XXII(8): CSEL XXV (VI, 1), 596-597: sed quia non distingunt inter lucem,
quod est ipse deus, et lucem, quam fecit deus, ideo putant esse consequens,
ut in tenebris ipse fuerit, antequam faceret lucem, cum tenebrae essent super
abyssum, antequam diceret: fiat lux, et facta est lux.
22.
23.
24.
25.
26.
CFM XX.2: CSEL XXV (VI,1), 536: cuius ex uiribus ac spiritali profusione
terram quoque concipientem gignere patibilem lesum, qui est uita ac salus
hominum, omni suspensus ex ligno.
For the Manichaeans, the "Suffering Jesus" provides the fruit which is the
food of humanity. This notion is the Manichaean counterpart of Catholic
teaching regarding the Divine humanity of Christ.
cf. CFM XXXII. 7 (CSEL XXV (VI, 1), 766), where Faustus refers to Jesus'
"mysticam fixionem, qua nostrae animae passionis monstrantur uulnera ... "
27.
CFM XX.7: CSEL XXV (VI,l), 541: quando enim discreuistis lucem, qua
cernimus, ab ea luce, qua intellegimus, cum aliud nihil umquam putaueritis
esse intellegere ueritatem nisi formas corporeas cogitare, siue finitas siue ex
aliquibus partibus infinitas . . .
Augustine's distinction between these two "lights" touches upon his theory
of Divine Illumination, the basis of his entire epistemology. In this connection, Etienne Gilson delineates the metaphor of "illumination" in terms of
three presuppositions (The Christian Philosophy of Saint Augustine, trans.
L.E.M. Lynch (New York: Random House, 1960), 77): first, that the act
whereby the mind knows truth is comparable to the act whereby the eye sees
bodies; secondly, that scientific truths must be made intelligible by a kind of
light before they can be understood, just as objects must be made intelligible
by light before they can be seen; thirdly, that God is the source of truth for
our minds just as the sun is the source of perceivable light.
For a discussion of Augustine's theory of Divine Illumination specifically
within the context of the Contra Faustum Manichaeum XX.7, see Ronald
H. Nash, The Light of the Mind: St. Augustine's Theory of Knowledge
(Lexington: The University of Kentucky Press, 1969), 107-108.
cf. De Ordine 11,3(10); Soliloquia 1,6(12).
28.
29.
21 2
A Defense of Monotheism
30.
CFM XX.7: CSEL XXV (Vl,l), 541-542: et tamen etiam hoc lumen non est
lumen illud, quod deus est; hoc enim creatura est, creator est ille; hoc factum,
ille qui fecit; hoc denique mutabile, dum vult, quod nolebat, et scit, quod
nesciebat, et reminiscitur, quod oblitum erat, illud autem incommutabili
uoluntate, ueritate, aeternitate persistit, et inde nobis est initium existendi,
ratio cognoscendi, lex amandi; inde omnibus et inrationalibus animantibus
natura, qua uiuunt, uigor, quo sentiunt, motus, quo adpetunt; inde etiam
omnibus corporibus mensura, ut subsistant, numerus, ut ornentur, pondus, ut
ordinentur. itaque lumen illud trinitas inseparabilis, unus deus est . . .
31.
As we have already seen, the Manichaeans reserved the highest light for the
Father; the sun and moon were linked with the Son and the atmospheric
circuit was associated with the Holy Spirit (CFM XX.7: CSEL XXV, Vl,l, 542).
32.
CFM XX.8: CSEL XXV (VI,l), 542: cum per huiusmodi locos nisi corpora
diuidi separarique non possint ...
33.
34.
CFM XX. 9: CSEL XXV (VI,l), 546: si ista uera sunt, dei substantia
commutabilis est, corruptibilis, coinquinabilis. hoc autem credere plenum est
sacrilegae insaniae.
35.
36.
37.
38.
39.
CFM XXI.l: CSEL XXV (Vl,l), 568: an quia uim omnem maleficam hyle
adsignamus et beneficam deo, ut congruit, idcirco nihil interesse putas, an
utrumque eorum uocemus deum?
40.
41.
42.
43.
44.
CFM XXI.4: CSEL XXV (Vl,l), 573: deus autem uerus, in quem nondum a
uobis credi nimium doleo, et colubrum fecit inter alia inferiora et solem inter
alia superiora et adhuc in sublimioribus non corporalibus caelestibus, sed iam
in spiritalibus multa ista luce Ionge meliora, quae carnalis homo quilibet non
percipit, quanto magis uos, qui cum carnem detestamini, nihil aliud quam
uestram regulam detestamini, qua bona et mala metimini! neque enim potest
A Defense of Monotheism
213
in uobis esse cogitatio uel malorum, nisi qualibus carnalis sensus offenditur,
uel bonorum, nisi qualibus carnalis acies oblectatur.
45.
46.
47.
CFM XXI.5: CSEL XXV (VI,1), 574: et quodammodo administret pro sui
generis exiguitate quoddam uniuersum suum ad incolumitatem tuendam sibi
conciliatum.
cf. CFM XX1.7: CSEI XXV (VI,1), 575: uidete quemadmodum in omne
animal sibi ad salutem conciliatum portendat naturae ista communio, ut diligat
carnem suam . . .
48.
49.
CFM XXI.5: CSEL XXV (VI,1), 574-575: postremo uos ipsi quamuis carnali
errore carnem detestemini, non potestis nisi diligere carnem uestram eiusque
saluti et incolumitati consulere, omnes ictus et casus et intemperiem, qua
Iaeditur, deuitare, munimenta uero et salubritatem, qua conseruatur, adpetere:
ita ostenditis praeualere naturae legem contra erroris uestri opinionem.
50.
51.
CFM XXI.6: CSEL XXV (VI,1), 575: si ergo cor non peruersumatque corruptum
uanis fabulis haberetis, inuisibilia enim eius etiam per ista, quae in hac infima
et carnali creatura facta sunt, intellecta conspiceretis.
52.
CFM XXI.8: CSEL XXV (VI,1), 577 (quoting I Cor. xii. 1-26).
Paul provides a detailed analysis of the organic relationship between the
various parts of the body: every member of the body is related to the whole,
and no one member functions on an independent, autonomous basis.
53.
CFM XXI.9: CSEL XXV (Vl,1), 578: Horum ergo membrorum et corporis
nostri, quae sic commendat, sic laudat apostolus, quisquis artificem deum negat,
uidetis, cui contradicat adnuntians nobis praeter id, quod accepimus. quid
igitur opus est, ut a me redarguatur potius quam ab omnibus christianis
anathemetur? dicit apostolus: deus temperauit corpus, et dicit iste: 'hyle, non
deus.' quid apertius his inimicitiis ante anathemandis quam refellendis? numquid
et hie apostolus, cum diceret: deus, addidit: huius saeculi?
Augustine also comments upon Paul's assertion that God tempered the
body (CFM XXI. 9: CSEL XXV, VI, 1, 580). Faustus, however, ascribes the
process whereby God arranges the members of the body into a harmonious
unity to the evil principle of Hyle (CFM XXI.lO: CSEL XXV, VJ,1, 581). For
Augustine, this position is wholly untenable (CFM XXI.lO: CSEL XXV, VJ,1,
580-581): how can the Manichaeans suppose that even the lowest corporeal
natures which exhibit harmonious action, animation, sense perception, growth,
reproduction, and the general tendency toward self-preservation could have
been produced by a principle of evil? What Faustus views as the work of
Hyle, then, can be ascribed to God alone.
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A Defense of Monotheism
54.
55.
CFM XXI.11: CSEL XXV (VI,1), 582-583: ego autem ne homini calumniari
puter, nihil obicio de albo et nigra, calido et frigido, de dulci et amaro et
sanitatem atque infirmitatem praescribam. si enim album et dulce duo bona
sunt, nigrum autem et amarum duo mala, quomodo plurima uua omnisque
oliua nigrescendo dulcescit, id est mali amplius habendo fit melior? item si
duo bona sunt calor et sanitas, duo uero mala frigus et infirmitas, cur calescendo
corpora aegrescunt? an forte sana febriunt?
56.
CFM XXI.14: CSEL XXV (VI, 1), 585: Cur non ergo haec aut duo bona dicitis
aut duo mala, uel magis et duo bona et duo mala, duo bona apud se, duo mala
in alterutrum? postea, si opus fuerit, quaeremus, quid horum sit melius aut
peius. interim quia duo bona erant apud se, ita consideratur. regnabat deus in
terra sua, regnabat et hyle in sua; sanitas regnantium et ibi et hie; copia fructuum
et ibi et hie; fecunditas prolis utrobique; suauitas propriarum uoluptatum apud
utrosque. sed ilia gens, inquiunt, excepto eo, quod uicinae luci mala erat, et
apud se ipsam mala erat. interim bona eius multa iam dixi; si et uos mala eius
potueritis ostendere, erunt duo regna bona, sed illud melius, ubi nullum erat
malum.
Augustine further points out that the Manichaeans must acknowledge that
the race of Darkness could only have proliferated if it enjoyed some peace and
tranquility. But the very fact that such goods can be detected in the region of
Darkness demonstrates that it could not be completely evil.
57.
58.
cf. De Natura Boni 42-43, where Augustine discusses the reasons for the
attachment of the luminous particles to the region of Darkness. For Augustine, the very fact that the region of Light found it necessary to engage in a
struggle with the forces of Darkness indicates a certain weakness and susceptibility to evil in the nature of Light (even before any mixing actually occurred).
59.
60.
A Defense of Monotheism
215
Augustine applies the same line of criticism to Manichaean teaching concerning the souls that were confined to the "clod" or bolos of Darkness (CFM
XXI.16: CSEL XXV, VJ,l, 588).
61.
CFM XXI.16: CSEL XXV (VI,1), 588: concedimus uobis, si duo mala dixeritis,
ut quod uolueritis horum peius dicatis; si autem duo bona, quodlibet horum
dicite melius . . .
62.
63.
CFM XXI.16: CSEL XXV (VI,1), 589-590: dicit enim Manichaeus in epistula
Fundamenti ideo dignas illas animas fieri tali subplicio, quod errare se a priore
Iucida sua natura passae sunt et inimicae lumini sancto exstiterunt, cum eas in
ilium errorem, quo ita tenebrarentur, ut inimica luci lux fieret, ipse miserit: si
inuitas, iniustus, ut cogeret; si uolentes, ingratus, ut damnet.
64.
CFM XXI.16: CSEL XXV (VI,1), 589: numquid hyle tam horrendo globe in
aeternum uel deum includeret uel sua uiscera adfigeret? et quod sceleratius
est, calumniatur eisdem reliquiis, ne defecisse uideatur, quod eas purgare non
potuit.
65.
CFM XXI.16: CSEL XXV (VI,1), 589: nempe recordamini uerba Fausti de
deo tamquam de antidote et hyle tamquam ueneno: ecce plus nocet uestrum
antidotum quam uenenum.
66.
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A Defense of Monotheism
organization of a separate Gnostic Church. From that there could be no
retreat. Soon after, when orthodox Christianity triumphed with the
aid of Imperial Rome, the Gnostic churches lost touch, and divided into
two main streams. The one, the more strictly Dualist or, if you will, the
more Manichaean, lingered in Armenia and travelled with Armenian
colonists to the Balkans. The other, the Monarchian stream, remained
to a greater extent the repository of Gnostic tales and Early Christian
usages, and, revitalized by an evangelical movement known as
Messalianism, itself largely inspired by Montanism, came also to Thrace
and to the Balkans. There the two branches joined up again, though
each retained its fundamental doctrine, and jointly they swept over
Europe.
67.
68.
69.
CFM XXII.69: CSEL XXV (VI,l), 665: hunc ergo Moysen famulum dei uiui,
dei ueri, dei summi, fabricatoris caeli et terrae, non de alieno, sed de nihilo,
non premente necessitate, sed adfluente bonitate, non per sui membri poenam,
sed per sui uerbi potentia m . . .
cf. CFM XXVI. 7: CSEL XXV (VI,l), 735, where Augustine affirms the creation of all things from nothing in connection with a discussion of the power
of the Word to make everything (including the human body), from nothing.
Chapter 6
Creatio ex nihilo in
Augustine's Anti-Manichaean Polemic:
A Brief Recapitulation
218
219
among the Catholica), he wished to demonstrate that a literal interpretation of Genesis need not commit one to the simplistic understanding of the text which the Manichaeans endorsed, and in their
turn, attributed to Catholic Christians. But Augustine's conception as
to what constitutes a literal interpretation underwent some significant
changes by the time that he completed the De Genesi ad litteram.
The sharp distinction between the literal and allegorical interpretations in the De Genesi contra Manichaeos became increasingly blurred
in his subsequent commentaries on Genesis. The rather restrictive
understanding of the literal sense (that is, "exactly as the letter sounds")
which dominated his earliest exegetical efforts gave way to a more
refined approach that was fully attuned to the different layers of meaning of a given passage. While Augustine understood the literal meaning as that which was intended by the writer, he believed that this
seminal meaning admitted a plurality of interpretations which reveal
the deeper metaphysical truths hidden in the text. From this standpoint, the literal meaning not only encompasses what the author explicitly stated, but the whole range of meanings that can be derived
from the text (so long as one's interpretation is consistent with Christian faith and the teachings of the Church).
Augustine's increasingly sophisticated exegesis of Genesis reflects
two vital influences which were instrumental in his conversion to Christianity. On the one hand, the preaching of Ambrose showed him a
way of seriously rethinking his understanding of the Bible, and in
broader terms, his attitude toward the Catholic faith. On the other
hand, Augustine's reading of the libri platonicorum (coupled with his
acquaintance with exponents of a Neoplatonic brand of Christianity in
Milan) enabled him to cultivate an appreciation of a spiritual level of
reality which transcends a changing world of sense experience. In this
way, he was able to overcome the exclusively "carnal-minded" outlook
which shaped his view of Scripture both before and after his alliance
with the Manichaeans. This intellectual transformation had a decisive
impact upon his conception of the Divine nature and the relation between God and created reality.
The second major development in Augustine's exegesis of Genesis
pertains to his explication of the act of creation. In the De Genesi
contra Manichaeos (c. A.D. 388), Augustine interpreted the teaching
In the beginning God created the heaven and the earth ... and
the Spirit of God was stirring above the waters (Genesis 1:1-2)
chiefly in terms of the creative activity of the Father (that is, Deus). In
keeping with the Neoplatonic presuppositions that permeate his early
220
221
according to an ultimate standard of metaphysical and moral excellence. The recognition that God is the Cause of all being eliminates
the possibility that anything can be evil in itself, or that anything can
be co-equal with God in power. While matter is bound up with finitude, mutability, and corruptibility, it is still fundamentally good. The
deficiency of matter and created things in general does not proceed
from the fact that they are evil by nature, but from the fact that they
were created from nothing. Accordingly, the ultimate cause is neither
material, nor mutable, nor susceptible to corruptibility of any kind.
The recognition of the vast ontological difference between God and
creatures was a vital stage in Augustine's refutation of Manichaean
dualism. Despite his abhorrence of anthropomorphic depictions of
God, Augustine's early theological presuppositions had been grounded
solely upon images derived from sense experience. From this standpoint, he viewed God as an infinite but corporeal substance diffused
throughout space, and thus, subject to finite limitations. This materialistic conception of the Godhead was reinforced by the teachings which
Augustine encountered among the Manichaeans. For them, God was
supremely good, but still vulnerable to the hostile invasion of Evil (at
least at that point where the Divine nature is "bounded" by the region
of Darkness).
Only after Augustine had cultivated an understanding of the Divine
nature as spiritual and infinite in the most absolute sense (through the
influence of Neoplatonism) could he begin to grasp how God can be
present to the whole of creation, yet completely immune to change
and corruptibility. The crucial separation of God from His created
effects is underscored by means of Augustine's distinction between
what is begotten by God and what is made by God. In this respect,
what is begotten by God is part of the Divine nature and cannot be
corrupted; what is made by God, on the other hand, participates in
the Divine nature as a causally dependent creature. The things which
God creates are subject to corruption because they were created from
nothing, and thereby, bound up with mutability and a general tendency toward non-being.
Augustine's formal refutation of Manichaean dualism rests upon a
critique of Mani's teaching regarding the origin of the principles of
Light and Darkness. While the Manichaeans agreed that anything good
depends upon God for its existence, they were unable to explain how
God stands in relation to their region of Light, the realm of all good
things. In effect, Augustine confronted his opponents with an ines-
222
capable dilemna. If Light was a part of the Divine nature, then God
was really subject to the hostile incursion of Darkness. If, on the other
hand, Light was different from God in nature, then it is either good or
evil; in the former case, something other than God was designated as
absolutely good; in the latter case, something other than Darkness
was designated as the basis of absolute Evil (that is, a part of the
Divine nature itself). 8
If the Manichaeans were to avoid the blasphemy of compromising
the supremacy of the Divine nature, or opening God to the possibility
of corruption, they must admit that the region of Light was made by
God from nothing whatsoever. 9 By extension, however, the region of
Darkness cannot be substantially evil, precisely because it contains
many features that are good and even praiseworthy (as depicted by
the Manichaeans themselves). 10 Because the region of Darkness exhibits a mixture of good and evil things, then, it can be designated as
at least partially good. Indeed, the very fact that the Manichaeans
impart existence to Darkness implies that it possesses something more
than formlessness, and that it cannot be utter chaos. Indeed, if its evil
features were removed, any good it possesses would remain intact.
Augustine, however, vehemently denies that Darkness possesses any
creative efficacy of its own. Such power is reserved only for God, the
Author of all creaturely existence. 11
Once he demonstrates the inherent goodness of the region of Darkness, Augustine formulates his main argument against Manichaean
dualism. This argument proceeds from his adaptation and refinement
of the Neoplatonic understanding of evil in negative terms. From this
standpoint, what is called evil is not an active principle in its own
right, but the deficiency of what is good in its broadest sense. 12 From
this standpoint, nothing can be absolutely evil. This position reveals a
key metaphysical presupposition for Augustine: every nature, insofar
as it is a nature, is good. 13 Moreover, if corruption is the only evil, and
corruption is not a nature, then no nature can be evil in and of itself. 14
Consequently, things can only be viewed as evil in relation to what is
existent, and thus, fundamentally good. The logical priority of positive reality over corruption points to an ontological priority: corruption can only exist in a subordinate relation to an existent thing.
In contrast to Augustine, the Manichaeans assumed an extremely
pessimistic attitude toward the corruptibility exhibited by creatures.
From their perspective, the mere fact that creatures are susceptible to
corruption indicates that they are inherently evil. For Augustine, how-
223
ever, corruptibility is never synonymous with a complete lack of goodness. God did not make corrupt natures, but rather, good natures
capable of undergoing corruption. In this respect, Augustine viewed
corruption and corruptibility in terms of a negativity attaching to creatures as a result of their creation from nothing, along with the penalty
that rational creatures justly merit as punishment for sin.
In opposition to the Manichaeans, then, Augustine affirmed the
substantiality of goodness, not evil. In this way, he countered the
Manichaean notion that good and evil are mutually exclusive principles. The preeminence of God's being and goodness rules out the
possibility that any nature can be His metaphysical or moral contrary.
But since created things can never be as good as their Creator, Augustine posits a hierarchical scheme of reality, extending from God (as
Summum Bonum) to corporeal realities. Spiritual natures (including
human beings) occupy an intermediate position in this scheme. While
all creatures participate in the being and goodness of the Divine nature, Augustine draws a clear metaphysical distinction between God
and what He creates.
The Problem of Evil
224
225
Augustine's critique of Manichaean dualism and the theory of the substantiality of evil presupposes an unequivocal affirmation of monotheism. By positing an independent principle of Evil, the Manichaeans
not only called into question the sovereignty of God, but committed
themselves to a de facto polytheism as well. As Faustus argued, "if we
are accused of making two gods, I reply that it cannot be shown that
we ever said anything of the kind." 24 For all practical purposes, however, Evil or Hyle constituted an opposing principle to the Father of
Light that acted as a kind of competing god. This issue takes center
stage in the Contra Faustum Manichaeum, Augustine's rebuttal of
the Manichaeans' critique of Catholic teaching, as represented by its
prime spokesman. For Augustine, Faustus exemplified all of the flaws
inherent in Manichaean theology. Overall, his response to Faustus rests
upon two key presuppositions: first, that God is wholly distinct from
creation; secondly, that God is the supreme Creator of all things. In
this connection, the doctrine of creatio ex nihilo is operative in his
refutation of Faustus's claims regarding the relationship between God
and the principles of Light and Darkness, respectively.
For the Manichaeans, Yahweh (the God of the Jewish Old Testament) was an evil being. For this reason, they could only view the
maker of the material world as inferior to the Father of Light that
opposed Hyle. In this context, the Manichaeans contended that Scripture teaches that God "existed from eternity in darkness, and admired
the light when he saw it." 25 But according to their interpretation, Darkness exists independently of God and Light is part of the Divine nature. Augustine's response to this interpretation demonstrates four
things: first, that Darkness could not have co-existed with God; secondly, that Light was not part of the Divine nature; third, that Darkness is not a reality in its own right; and fourth, that Light was created
by God (along with the entire visible universe which it illumines). From
226
this standpoint, created light encompasses both visible light and the
incorporeal light that enlightens the human understanding. In opposition to the belief that visible light is part of God's own nature, Augustine affirms the immutability and simplicity of God as the Divine Light
itself. 26 In contrast to the visible light perceived by the senses (the only
kind of light that the Manichaeans could recognize), this immutable
Light is one Divine Being, a triune existence of the Father, Son, and
Holy Spirit.
In contrast to this bifurcation of reality into radically distinct and
opposing principles, Augustine developed an organic vision of reality
that harmonizes the diverse parts of creation into a unified whole. For
him, the order of creation constitutes a well-ordered hierarchy of things
both great and small in dignity, and both spiritual and corporeal in
nature. From this standpoint, God's creative efficacy is apparent in
the highest creatures (i.e., angelic and human natures), as well as the
lowest corporeal natures. 27 As Augustine shows, the Manichaeans tacitly
acknowledge this fact when they include many good elements in their
region of Darkness, the realm of Hyle. 28 Indeed, nature itself discloses
(through the drive for self-preservation, nourishment, and growth) that
the flesh is loved and exalted, rather than despised and rejected. Accordingly, the Manichaeans must admit that even the inhabitants of
the region of Darkness are fundamentally good, and thus, created by
God alone.
But in affirming the unicity of the Divine nature (and its indivisibility), Augustine also upholds God's status as supreme Creator. In this
respect, the worship of one God is correlative with the worship of
one Creator, the beginning of all existence. God, then, must be the
Creator of Hyle as well. For the Manichaeans, however, God is the
principle of good things alone, while Hyle is designated as the principle of everything evil. 29 By imparting a creative efficacy to Hyle in
this way, the Manichaeans clearly deviated from the traditional understanding of matter as the recipient of forms and the pure potential for
formation. 30 Despite Faustus's claims to the contrary (or even the absence of explicit polytheistic teaching in Mani's writings), Hyle assumed the proportions of a second god in the Manichaean cosmogony.
Concluding Assessment
In the context of his anti-Manichaean polemic, Augustine's use of the
doctrine of creatio ex nihilo reveals his role as a Christian philoso-
227
pher in the classic Gilsonian sense of one searching for an understanding of the contents of faith. In this respect, his deliberations on
creation in opposition to Manichaean doctrine reflect a reliance upon
Scriptural teaching and insights derived from secular philosophy. Like
his predecessors and contemporaries in the patristic tradition, Augustine made no sharp distinction between theology and philosophy (or
the truths of faith and natural reason) in the manner of Aquinas and
his successors. Augustine simply took it for granted that faith in Revelation and the attempt to understand its teachings constitute highly
complementary and mutually enriching approaches to Christian
wisdom.
First and foremost, Augustine based his theology of creation upon
the Bible. The initial phase of his anti-Manichaean polemic, in fact,
grew out of his explication of the opening verses of Genesis, in the
face of the erroneous exegesis of his opponents. From the outset of
his exegetical efforts, however, Augustine interpreted the text by means
of ideas which originated in Graeco-Roman philosophy and underwent refinement in patristic writing. But one point cannot be stressed
enough: Augustine did not merely appropriate this vast conceptual
and doctrinal legacy. Rather, he adapted it for his own purposes in an
original manner, forging a highly sophisticated theology of creation in
the process.
Scholars generally view Augustine's introduction to the libri
platonicorum and subsequent endorsement of Neoplatonic philosophy as the real watershed in his intellectual development. But this
allegiance to the Neoplatonic world-view must always be considered in
conjunction with his commitment to a Christian vision of reality. The
same individual who acknowledged the tremendous impact of the writings of the later Platonists upon his outlook also recognized their inadequacy from a spiritual standpoint.
Their pages do not have this face of piety, the tears of compassion, your
sacrifice, a troubled spirit, a contrite and a humbled heart, the salvation of
your people, the city that is like a bride, the pledge of the spirit, the cup of our
redemption. 31
Indeed, the greatest lacuna in these writings for Augustine was the
absence of any reference to the Incarnation. 32 Only in the Gospel did
he encounter a personal God whose "Word was made flesh and dwelt
among us" (John 1: 13,14). But the same God who redeemed fallen
humanity by entering fully into human existence also brought all things
228
into being from nothing out of sheer love. From a Christian perspective, humans assume a special dignity and supernatural destiny by
virtue of their creation in God's own image and likeness.
But the fact that all creatures were ultimately made from nothing
defines their being as finite, mutable, morally corruptible, and (in the
case of corporeal natures) physically corruptible. On the basis of this
metaphysical presupposition, Augustine would explicate the motive
of sin, the urgency of redemption, the need for grace, and the justness
of predestination. In effect, the recognition of God's creation of all
things from nothing provides the raison d'etre for affirming our susceptibility to moral error and our ongoing reliance upon God for all
good things. Let us now address the broader implications of creatio
ex nihi/o, both in the context of Augustine's later doctrinal controversies, and in regard to his theology as a whole.
Notes
1.
2.
3.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
De Natura Bani 1: CSEL XXV (VI,2), 855; De Natura Bani 10: CSEL XXV
(VI,2), 859.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
230
28.
29.
30.
31.
32.
Chapter 7
232
I confine myself to writings which, in my estimation, are representative of the mainlines of Augustine's theological outlook. Accordingly,
I attempt to provide something of a window through which we might
view the ebb and flow of Augustine's theological development. In this
respect, my treatment is guided by one key question: how did the
doctrine of creatio ex nihilo shape or inspire Augustine's fundamental theological presuppositions?
The Divine Nature and the Act of Creation
On its most basic level, the doctrine of creatio ex nihilo establishes
the dependence of creatures upon God for their very existence. But
Augustine's affirmation of the ontological contingency of creatures
says something significant about his understanding of the Divine nature. As the supreme Creator of everything which exists, God must be
wholly distinct from His creation. If God were the same as creatures,
He would be subject to all of the limitations and deficiencies that we
observe in created realities. Conversely, God's supremacy over all things
rules out the possibili~y that creatures could be on a par with their
Creator. From the Cassiciacum dialogues onward, Augustine maintained the utter transcendence of the Divine nature. This position
comes to the fore in the early Soliloquia, where his depiction of the
Godhead is wholly consistent with the apophaticism of the Neoplatonic
tradition.
. . . the one God, the one, eternal, true substance in whom there is no
strife, no disorder, no change, no need, no death, where there is supreme
harmony, supreme clarity, supreme permanence, supreme fullness, supreme
life; where there is no deficiency and no excess; where the One begetting and
the One begotten is One. 1
In this respect, God alone deserves the title of esse (i.e., Being itself).
By means of this appellation, Augustine designates the triune God
and supreme Creator of everything which exists.
We ought, then, to love God the Trinity in unity, Father, Son, and Holy Spirit,
and this cannot be called anything other than Being Itself. For it is truly and
above all else God, from whom and through whom and unto whom are all
things (Rom 11.36).2
233
In effect, God is the supreme existence responsible for imparting being to creatures. Augustine offers an etymological justification for defining God in these terms:
Now 'existence' (essentia) is derived from the verb 'to be' or 'to exist' (esse)
in the same way as 'wisdom' (sapientia) from the verb 'to be wise' (sapere).
It is a new word, not employed by ancient Latin writers, but it has come into
general use in modern times to supply the need for a Latin word to express
what the Greeks call ousia, of which essentia is a literal translation. 4
It should be noted that Augustine's use of essentia exhibits a certain ambiguity of meaning. In its broadest sense, essentia points to
the substance or nature of a thing. More specifically, however, the
term refers to the Being of God. In this connection, essentia is synonymous with the Divine esse, that is, Being itself or Being in the
highest degree. In Scripture, the ontological preeminence of God is
most fully articulated in Exodus (3:14), where God identifies Himself
to Moses as I am Who am (or alternatively, He Who is). 5 Properly
speaking, then, the essentia of God does not designate a substance;
in that case, He would be the subject of His own perfections, and His
perfections would exist apart from Himself. 6
Stated in other terms, God is a simple nature. For Augustine, a
nature is called "simple" when it "cannot lose any attribute it possesses," and when "there is no difference between what it is and what
it has." 7 In this sense, God is the simple, immutable Good Who provides the source of everything that is called good.
By this Good all good things were created; but they are not simple, and for
that reason they are changeable. They are, I say, created, that is to say, they
are made, not begotten. For what is begotten by the simple Good is itself
equally simple, identical in nature with its begetter . . .8
234
But just as the Father, Son, and Holy Spirit cannot be viewed as three
distinct beginnings, they cannot be viewed as three distinct Creators. 13
Accordingly, any reference to God as Creator encompasses each member of the Trinity, since "the Trinity is one God." 14
This trinitarian understanding of creatio ex nihi/o was a salient
feature of arguments supporting the consubstantiality of the Father,
Son, and Holy Spirit that emerged in Augustine's refutation of Arian
teachings. 15 According to the Homoian Arianism that Augustine op-
23 5
posed in the final decade of his life, the Son assumed the role of
Creator, but merely as a secondary God that is subordinate and inferior to the Father. In this respect, the later Arians taught that the Son
was sent to create and redeem the world at the Father's will and command.16 For Augustine, however, the Son's very designation as Creator of all things rules out the possibility that He differs from the
Father in substance. From this standpoint, the Son cannot be both
Creator and creature: if the Son acts as Creator, then the Son must be
God in the fullest sense.
If He was not made, then He is not a creature; but if He is not a creature, then
He is of the same substance with the Father, since every substance that is not
God is a creature, and that is not a creature is God. And if the Son is not of
the same substance as the Father He is a made substance; if He is a made
substance then not all things were made through him. But all things were
made through him; therefore He is of one and the same substance as the
Father. 17
As we have seen, Augustine's criterion of true being lies in immutability. In Augustinian terms, immutability is synonymous with what is
eternal, and thereby, immune to any temporal designations of "past,"
"present," or "future." In contrast to the Divine nature, creatures are
bound up with mutability and an accompanying gravitation toward
non-being. Unlike God (Who possesses no accidental properties}, created reality "ceases to be what it was and begins to be what it was
not." 19 This susceptibility to change and its degenerative effects (on
both a physical and a moral level) is ultimately rooted in the fact that
finite natures were created from nothing. And, whatever is created
from nothing is at least theoretically capable of utter annihilation.
Before coming to be, temporal things do not exist; while existing, they are
already passing away; once having passed away, they exist no longer. Hence,
236
while belonging to the future, they do not yet exist, and once they have passed
away, they no longer exist. 20
But how do creatures "exist" in Augustine's understanding of reality? Creatures occupy a mid-rank which situates them between the
plenitude of Being found in God and absolute negation. By virtue of
this mid-rank status, created things are a mixture of being and nonbeing.
I beheld other things below you, and I saw that they are not altogether existent nor altogether non-existent: they are, because they are from you; they
are not, since they are .not what you are. For that truly exists which endures
unchangeably. 21
As we have seen, whatever is mutable exhibits a tendency toward corruption. But this broad metaphysical characterization pertains to finite being in general. While corporeal realities undergo a physical
corruption and dissolution, rational beings are susceptible to corruption of a moral nature. Despite their potential for moral corruptibility,
however, they can never perish completely like corporeal realities. In
this respect, rational beings possess souls that are both mutable and
immortal. But wherein lies the mutability of such exalted creatures?
Through the faculty of free will, rational beings can deviate from their
true good by means of choices for lesser goods.
But the fact that sin involves a choice between competing goods
prompts a question: how can one sin by choosing a good? In Augus-
23 7
tinian terms, sin lies in a misplaced allegiance, whereby the will loves
something other than God in an inordinate manner, elevating the
creature over the Creator in its range of affections. From this standpoint, moral wrongdoing does not proceed from the object of the
will's love, but rather, the manner in which it loves the goods created
by God. For Augustine, neither the goods sought by sinners, nor free
will itself is evil. 23 Because the human will can cling to the immutable
Good common to all or pursue mutable goods proper to itself alone, it
constitutes an "intermediate good." 24
Although free will is endowed as an unmerited gift by God, then, a
paradoxical implication of this gift is the power to sin. 25 This ability (or
tendency) to choose defectively gives rise to a troublesome aspect of
the problem of evil. Indeed, the faculty of free choice places us on
extremely hazardous moral ground: while humans are fully capable of
choosing the good, the opportunity for moral error is always present.
Despite this danger, Augustine extolled the excellence of free beings,
even if they remain open to the possibility of sinfulness.
Just as a stray horse is better than the stone that does not go astray through
a lack of self-movement and sense perception, so a creature which sins by its
free will is more excellent than one that does not sin because it is without free
wi11.26
238
"everyone that is able to sin, is made from nothing, but not everyone
made from nothing is able to sin." 28
But the inherent tendency toward non-being rooted in the soul's
creation from nothing was only intensified by Original Sin and its negative effects on human nature. Augustine stresses that the legacy of
Adam's sin was far-reaching, reducing humankind as a whole to a
massa damnata.
The more intimate the first man's enjoyment of God, the greater his impiety
in abandoning God. By so doing he merited eternal evil, in that he destroyed
in himself a good that might have been eternal. In consequence, the whole of
mankind is a 'condemned lump'; for he who committed the first sin was punished, and along with him all the stock which had its roots in him. 29
239
vine mediator, since only God could bridge the great chasm of sin
separating the human race from its Creator. As Divine, this mediator
provided the perfect exemplar of humility and obedience for human
beings in the grip of pride. Accordingly, Christ's redemptive act provided the necessary source of grace for fallen humanity. Further, Christ's
resurrection offered the promise of the resurrection of the human
body after death. The evil one was thereby conquered by one assuming the very human nature that had been lured from God. In this
context, Augustine's deliberations on the necessity of grace require
further attention.
From an Augustinian perspective, Divine grace is required on both
an ontological and a salvific level. In ontological terms, creation itself
constitutes a grace or unmerited gift of an existence that we do not
deserve. In salvific terms, grace provides a means of healing human
nature from its rightful punishment.
Before we were created we didn't deserve any good, and that's why it's a
grace by which we were created-because we didn't deserve any good. So if
it's a great grace when we don't deserve any good, how great a grace it must
be when we deserve so much bad! Someone who didn't yet exist didn't deserve well; the sinner actually deserved ill. The one who was created didn't
exist before. He didn't exist, but neither had he offended. He didn't exist, and
he was made; he offended, and he was saved. He didn't yet exist, so he had
no hopes, and he was made. When he fell he had damnation to look forward
to, and he was delivered. This is grace through Jesus Christ our Lord (Rom.
7: 25). 32
Augustine's affirmation of the necessity of grace (both before and after redemption) touches upon the Pelagian controversy that dominated
his later years. At this point, a brief consideration of the chief features
of Pelagianism and Augustine's response to its tenets is in order.
The beginning of the Pelagian controversy can be traced to the
years between A.D. 384 and 409. During that period, Pelagius (a
British monachus) formulated teachings that stood in direct opposition to Augustine's theories of human nature and grace. The real conflict between Pelagius and Augustine began, however, when Pelagius
(along with his disciple Celestius) sojourned at Carthage (after departing from the Italian mainland in A.D. 409 before Alfaric's invasion)
and began to disseminate his teachings in North Africa. 33 The ensuing
controversy centered upon the question as to whether human beings
have the power to do what they freely choose. The key issue here is
not freedom of the will (which is not called into question), but rather,
liberty, that is, the power to use our will for the good.
240
Both Pelagius and Augustine would agree that sin constitutes the
evil use of free will. But for Pelagius, sin weakens neither the will's
liberty nor its goodness. Since Pelagius denied the fact of Original
Sin, he held that we enjoy the same liberty as Adam when he was
created in God's image and likeness. 34 Closely related to this denial of
Original Sin and its debilitating effects was his denial of the necessity
of grace as a Divine aid in doing good and avoiding evil.
Human beings can be free from sin and keep the commandments of God, if
they want. For God gave them this ability. We did not, however, say that
there is anyone who never sinned from infancy to old age, but that those who
have turned away from sin can by their own effort and by the grace of God be
without sin. But that does not mean that they cannot return to sin in the
future. 35
For Pelagius, grace was identified with a human nature created with
free will, along with the guidance provided by the law and the forgiveness of sins derived from Baptism. 36 While he viewed the ability to do
good as a gift of God, he believed that the will to be righteous (and the
accompanying action) proceeds from our own power.
He claims that . . . the will and action are ours in such a way that they only
come from ourselves. Moreover, he holds that God's grace does not help
those two elements which he claims are entirely ours, that is, the will and the
action, but that it helps the ability which is not in our power and comes to us
from God. 37
241
For all practical purposes, Augustine had formulated the sum and
substance of his response to Pelagius by the end of the fourth century.
Thus, he could rightly assert that "we spoke as though we were a!-
242
In view of the debilitation incurred by sin, humanity stands in continual need of healing by the Divine physician. 45 The essence of libertas
lies in the ability to make correct moral choices in a consistent
manner.
By this grace of God there is caused in us ... not only to be able to do
what we will, but even to will to do what we are able. 46
243
For Augustine, then, true freedom consists in the quality of our moral
choices, rather than in the mere ability to exercise our volition. For
this reason, he holds that the final and greatest liberty of the will lies
in the inability to sin. 51
But while Augustine contends that grace poses no threat to the
integrity of free will, a question still arises regarding the extent of
Divine omnipotence. 52 If God is all-powerful, to what extent is the
human will powerless before the dictates of God's will? A passage like
the following indicates that Augustine clearly placed the human will in
a subordinate position to the will of God:
. . . those wills of men which remain creatures of this world are so subject to
God's power that He can bend them wherever and whenever He pleases,
whether by bestowing benefits upon some or by inflicting punishment upon
others, according as He Himself ordains by His decrees, hidden of course
from us, but perfectly just beyond all doubt. 53
244
tion is neither attained through our own initiative, nor won on the
basis of our merits.
Let us, then, understand the calling whereby they become elected . . . not
those who are elected because they have believed, but who are elected that
they may believe. For the Lord Himself also sufficiently explains this calling
when He says, You have not chosen me, but I have chosen you. 56
But in the final analysis, the rationale and scope of such predestination remain impenetrable mysteries. 57 Even those predestined for salvation must remain ignorant of their election.
For who of the multitude of believers can presume, so long as he is living in
this mortal state, that he is in the number of the predestined? Because it is
necessary that in this condition that should be kept hidden; since here we
have to beware so much of pride . . .58
But predestination is not necessarily synonymous with predetermination. While predestination implies God's foreknowledge of future events, Augustine sees no incompatibility between Divine foreknowledge and human freedom. According to the De libero arbitrio
(the locus classicus of his discussion of this problem), Divine foreknowledge never infringes upon human freedom:
. . . we do not deny God's foreknowledge of all things future, and yet we do
will what we will. Since God has foreknowledge of our will, its future will be
such as He foreknows it. It will be a will precisely because He foreknows it as
a will, and it could not be a will if it were not in our power. Hence God also
has foreknowledge of our power over it. The power, then, is not taken from
me because of His foreknowledge, since this power will be mine all the more
certainly because of the infallible foreknowledge of Him who foreknew that I
would have it. 59
From this standpoint, what God foreknows about human actions (and
wills for us) runs parallel to human volition. Accordingly, our future
(for good or ill) is predestined, but only insofar as God anticipates
how we will freely choose in an indubitable manner. 60
But like his theology of grace, Augustine's notion of predestination
raises a significant question regarding the extent of Divine omnipotence: to what degree can God do as He pleases with our lives? Clearly,
an affirmation of Divine omnipotence implies that God's will cannot
be resisted or challenged in any way. 61 Still, Augustine stresses that
predestination is wholly consistent with Divine mercy and justice. In-
245
246
ner consistent with their capacity to share in it), they tend to corruption and non-being by virtue of their very creation from nothing
(Confessiones VII, 11, 17). While corporeal natures are open to physical corruption, created rational spirits (immortal but mutable) undergo
a moral corruption through a defective use of free will.
In Augustinian terms, sin or moral evil is rooted in a voluntary
movement from God (Confessiones VII,16,22; De Iibera arbitrio
11,20,54; De Doctrina Christiana I,3,3). But why does such a destructive movement occur at all? Augustine finds his response to this
question in the ontological origins of finite beings: "everyone that is
able to sin," he holds, "is made from nothing" (Opus lmperfectum
contra Julianum V,39). In this respect, the finitude and mutability of
rational creatures carries a certain susceptibility to sinful choices (although they do not sin of necessity). This tendency to moral evil is
abetted by the catastrophic effects of Original Sin. As a result of the
Fall, creation experienced a general disordering, and human nature
was deprived of the gratuitous gifts of God (De Ciuitate Dei XXI,12;
XXII,24).
This tragic state of affairs could only be rectified by a Divine mediator: Christ's perfect sacrifice redeemed humanity from its just penal
condition and restored it to fellowship with its Creator (De Ciuitate
Dei XX,6). But the persistence of the effects of Original Sin (i.e.,
ignorance and moral weakness) necessitates a continual assistance
and healing by Divine grace (De Perfectionis Justitiae Hominis ii,3).
In effect, such helping grace prompts a delight in the performance of
good acts, without any vitiation of free will (De gratia et Iibera arbitrio
ad Valentinum XX,41).
Augustine's emphasis upon the necessity of grace came fully to the
fore in his controversy with Pelagius. From his standpoint, the mere
fact that the will is free in no way insures that it will consistently
choose the good and avoid evil. In this connection, the moral contingency of humans points directly to their ontological contingency. Because they were created from nothing, such finite and mutable beings
possess an inherent tendency to sinfulness. For Augustine, the paradigm example of this tendency is found in Adam. The fact that a creature endowed with such a range of gifts could have fallen into sin only
underscores the susceptibility to moral evil deeply rooted in the human will.
But for Augustine, such moral contingency extends to the unrealized, conditional future as well. Because no one is saved unless God
247
wills it (Enchiridion XXVII,103), the salvation of each individual depends upon the inscrutable commands of the Divine will (De
correptione et gratia ad Valentinum XIII,40). From this standpoint,
our salvation can be viewed as predestined, but only to the extent that
God foresees whether we will freely accept or reject His efficacious
graces (De libero arbitrio 111,3,8; De Civitate Dei V,9). But despite
Augustine's desire to reconcile human freedom with Divine omnipotence and providence, he strongly affirmed God's absolute sovereignty.
Indeed, human wills are subject to God's power to the extent that "He
can bend them wherever and whenever He pleases ... as He Himself ordains by His decrees" (De gratia et libero arbitrio ad
Valentinum XX,41). Thus, our reliance upon God's favor for personal salvation is wholly consistent with our reliance upon His graces
for our redemption, our moral liberty, and in metaphysical terms, our
creation.
Notes
1.
Soliloquia 1,1(4): PL xxxii,871: unus Deus tu, tu veni mihi in auxilium; una
aeterna vera substantia, ubi nulla discrepantia, nulla confusio, nulla transitio,
nulla indigentia, nulla mars. Ubi summa concordia, summa evidentia, summa
constantia, summa plenitude, summa vita. Ubi nihil deest, nihil redundat. Ubi
qui gignit, et quem gignit unum est.
2.
3.
De Ciuitate Dei XII.2: CC xlviii, 357: Cum enim Deus summa essentia sit,
hoc est summe sit, et ideo inmutabilis sit: rebus, quas ex nihilo creauit, esse
dedit, sed non summe esse, sicut est ipse . . .
Cf. Soliloquia 1,1{3): PL xxxii,870: Deus vera et summa vita, in quo eta
quo et per quem vivunt, quae vere summeque vivunt omnia.
4.
De Ciuitate Dei XII.2: CC xlviii,357: sicut enim ab eo, quod est sapere, uocatur
sapientia, sic ab eo, quod est esse, uocatur essentia, nouo quidem nomine,
quo usi ueteres non sunt Latini sermonis auctores, sed iam nostris temporibus
usitato, ne deesset etiam linguae nostrae, quod Graeci appellant ouo(av; hoc
enim uerbum e uerbo expressum est, ut diceretur essenti a . . .
I have modified the translator's rendering of contra ria natura non est, nisi
quae non est somewhat in the interests of clarity. Bettenson translates the
clause as "the only contrary nature is the non-existent."
Cf. De Trinitate V,2{3): CC I, 207-208: Est tamen sine dubitatione substantia uel si melius hoc appellatur essentia, quam graeci ouo(av uocant.
Sicut enim ab eo quod est scire dicta est scientia, ita ab eo quod est esse dicta
est essentia.
5.
Cf., De Trinitate V,2{3): CCI, 207-208: Et quis magis est quam ille qui dixit
famulo suo: Ego sum qui sum, et: Dices filiis Israhel: Qui est misit me ad
uos?
6.
7.
De Ciuitate Dei XI.IO: CC xlviii,330: Propter hoc itaque natura dicitur simplex, cui non sit aliquid habere, quod uel possit amittere; uel aliud sit habens,
aliud quod habet ...
249
8.
De Civitate Dei Xl.10: CC xlviii,330: Ab hoc bono creata sunt omnia bona,
sed non simplicia et ob hoc mutabilia. Creata sane, inquam, id est facta, non
genita. Quod enim de simplici bono genitum est, pariter simplex est et hoc est
quod illud de quo genitum est . . .
9.
10.
In lohannis Evangelium tractatus xxx.10 (John 8:21-25): CC xxxvi, 343344: in ueritate quae manet, praeteritum et futurum non inuenio, sed solum
praesens, et hoc incorruptibiliter, quod in creatura non est. Discute rerum
mutationes, inuenies fuit et erit; cogita Deum, inuenies est, ubi fuit et erit
esse non possit.
11.
12.
13.
14.
15.
In Confessiones IX, 7(15), Augustine recounts how Arianism and the upheavals it generated touched his own life during Easter week of A.D. 386, when
troops stormed a church in Milan.
While St. Augustine is not usually identified as an anti-Arian polemicist,
some of his most important works at least partially address Arian teaching.
Cf. De Diversis Quaestionibus LXXXIII, nos. 16, 23, 37, 50, 60, 69; In
Iohannis Evangelium tractatus xviii; xx, xxvi, lxxi; De Trinitate; Sermones
117, 126, 135, 139, 140, 183, 229N, 330, 341.
Augustine's explicit anti-Arian statements are found in three documents
spanning the period between A.D. 419 and approximately 428: the Answer
to the 'Arian Sermon' (Contra Sermonem Arianorum), the Debate with
Maximinus the Arian (Collatio cum Maximino Arianorum Episcopo), and
the Answer to Maximinus the Arian (Contra Maximinum Arianum).
Augustine's first direct refutation of Arian teaching was the Contra Sermonem
Arianorum (A.D. 419), a refutation of the Latin Homoian Arianism taught by
250
16.
17.
De Trinitate 1.6(9): CCI, 38: Et si factus non est, creatura non est; si autem
creatura non est, eiusdem cum patre substantiae est. Omnis enim substantia quae deus non est creatura est, et quae creatura non est deus est. Et si non
est filius eiusdem substantiae cuius pater, ergo facta substantia est; si facta
substantia est, non omnia per ipsum facta sunt; at si omnia per ipsum facta
sunt, unius igitur eiusdemque cum patre substantiae est.
18.
19.
De Trinitate V,2(3): CCI, 207-208; Sermo 7,7: CC xli,75: Omnia enim quae
mutantur disinunt esse quod erant et incipiunt esse quod non erant.
20.
21.
251
22.
23.
24.
25.
26.
De /ibero arbitrio III,5(15): CC xxix,284: Sicut enim melior est uel aberrans
equus quam lapis propterea non aberrans quia proprio motu et sensu caret,
ita est excellentior creatura quae Iibera uoluntate peccat quam quae propterea
non peccat quia non habet liberam uoluntatem.
27.
De Civitate Dei XIV, 13: CC lxviii, 434: Sed uitio deprauari nisi ex nihilo
facta natura non posset. Ac per hoc ut natura sit, ex eo habet quod a Deo
facta est; ut aute~ ab eo quod est deficiat, ex hoc quod de nihilo facta est.
Cf., Contra Secundinum Manichaeum VIII: CSEL XXV (VI,2),916:
Quapropter cum abs te quaere, uncle facta sit uniuersa creatura quamuis in
suo genere bona, creatore tamen inferior atque illo incommutabili permanente
ipsa mutabilis, non inuenies quid respondeas, nisi de nihilo factum esse fatearis.
et ideo potest uergere ad nihilum, quando peccat ilia creatura, et portio, quae
potest peccare, non ut nihil sit, sed ut minus uigeat minusque firma sit. nam
minus uigere et minus ualere, si animo perducas ad ultimum, remanet nihil.
28.
29.
252
30.
31.
32.
33.
Pelagius remained at Carthage only a short time before travelling to Jerusalem; Celestius settled at Carthage. Pelagius' work On Nature formed the basis of Augustine's attack on his doctrine.
34.
35.
De Gestis Pelagii 16(6): PL xliv, 329: Posse quidem hominem sine peccato
esse, et Dei mandata custodire, si velit, diximus: hanc enim possibilitatem
Deus illi dedit. Non autem diximus quod inveniatur aliquis, ab infantia usque
ad senectam, qui numquam peccaverit: sed quoniam a peccatus conversus,
253
proprio Iabore et Dei gratia possit esse sine peccato; nee per hoc tamen in
posterum inconversibilis.
36.
37.
38.
39.
De Immortalitate Animae 7(12): PL xxxii,1027: At enim aversio ipsa a ratione per quam stultitia contingit animo, sine defectu ejus fieri non potest: si
enim magis est ad rationem conversus eique inhaerens, ideo quod inhaeret
incommutabili rei quae est veritas, quae et maxime et primitus est; cum ab ea
est aversus, idipsum esse minus habet, quod est deficere.
Cf. De Ordine 11,8(25); 11,9(27); De Beata Vita IV,25(33); De Quantitate
Ani mae 17 ,30.
40.
41.
42.
43.
Retractationes 1,8(6): CC lvii, 28: Ecce tam Ionge antequam Pelagiana heresis
extitisset, sic disputauimus, uelut iam contra illos disputaremus.
Augustine's explicit anti-Pelagian polemic spans the period between A.D.
411 and 428/29. In actuality, this polemic can be divided into three separate
phases: first, that group of works which address the teachings of Pelagius
and his immediate followers (A.D. 411-415); second, that group of writings
composed after Pelagius's excommunication and the expulsion of the Pelagian
leaders from Rome (A.D. 417-429/30), which explicitly addresses the teaching of Julian of Eclanum; third, the group of writings directed against the socalled "Semi-Pelagians" (A.D. 426-429). The polemic comprises the following works (in addition to a number of sermons and letters on this topic): De
Peccatorum Meritis et Remissione et de Baptismo Parvu/orum (A.D. 411);
De Spiritu et Littera (A.D. 412); De Natura et Gratia (A.D. 415); De
Perfectione Justiciae Hominis (A.D. 415); De Gestis Pelagii (A.D. 417); De
Gratia Christi, et de Peccato Originali (A.D. 418); De Nuptiis et
Concupiscentia (A.D. 419/20); De Anima et ejus Origine (A.D. 419); Con-
254
44.
De Natura et Gratia 66.79: PL xliv, 286: Quod autem ex vitiis naturae, non
ex conditione naturae, sit quaedam peccandi necessitas, audiat homo ...
ac per hoc opitulante gratia per Jesum Christum Dominum nostrum, et mala
necessitas removebitur, et libertas plena tribuetur.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
255
tanquam diceretur nullum hominem fieri saluum nisi quem fieri ipse uoluerit;
non quod nullus sit hominum nisi quem saluum fieri uelit, sed quod nullus fiat
nisi quem uelit, et ideo sit rogandus ut uelit, quia necesse est fieri si uoluerit.
56.
57.
256
58.
59.
De libero arbitrio 111,3(8): CC xxix,280: Ita fit ut et deum non negemus esse
praescium omnium futurorum et nos tamen uelimus quod uolumus. Cum enim
sit praescius uoluntatis nostrae, cuius est praescius ipsa erit. Voluntas ergo
erit, quia uoluntatis est praescius. Nee uoluntas esse poterit si in potestate
non erit. Ergo et potestatis est praescius. Non igitur per eius praescientiam
mihi potestas adimitur; quae propterea mihi certior aderit, quia ille cuius
praescientia non Iallitur adfuturam mihi esse praesciuit.
cf. De Ciuitate Dei V,9: CC xlvii,138: Deus dicimus omnia scire antequam
fiant, et uoluntate nos facere, quidquid a nobis non nisi uolentibus fieri sentimus
et nouimus.
60.
61.
62.
63.
Epilogue
258
that "before I was, you were, and I was nothing to which you could
grant being." 2 Thus, Augustine's belief in God as his highest Good
was inextricably connected with his understanding of God as the ultimate Cause of everything which exists.
For Augustine, the finite things comprising the created order provided the strongest testimony to the existence of a reality which transcends the limitations and defects of becoming, change, and process.
He underscores this point in his unforgettable dialogue with the whole
of creation:
I asked the earth, and it said, 'I am not he!' And all things in it confessed the
same. I asked the sea and the deeps, and among living animals the things
that creep, and they answered, 'We are not your God! Seek you higher than
us!' I asked the winds that blow: and all the air, with the dwellers therein,
said ... I am not God!' I asked the heavens, the sun, the moon, and the
stars: 'We are not the God whom you seek,' said they. To all the things that
stand around the doors of my flesh I said, Tell me of my God! Although you
are not he, tell me something of him!' With a mighty voice they cried out, 'He
made us!' I asked the whole fabric of the world about my God, and it answered me, 'I am not he, but he has made me!' 3
The fact that such finite things exist at all affirms the existence of
something wholly other than anything we encounter in our range of
experiences. For, these realities can neither account for nor sustain
their own existence without a necessary Being which must exist by its
very nature. "What exists for any reason," Augustine therefore asks,
"except that you exist?" 4
On the basis of his reading of Exodus 3:14, and its identification of
God as I am Who am, Augustine (like other thinkers in the Christian
intellectual tradition) depicted the Divine nature in terms of a coincidence of essence and existence. From this standpoint, only God exists
in the truest sense and fullest sense, that is, as eternal and immutable
Being. Everything else (including humans) exhibit a mixture of being
and non-being, and thus, a tendency toward nothingness embedded
in the mutability of their finite natures. In light of such metaphysical
presuppositions, we are left with the sobering thought that our very
existence (as in the case of all finite reality) can only be rendered intelligible by reference to the unsurpassable goodness and love of God. In
the absence of God's gratuitous generation of being, we would not
now exist; in the absence of his ongoing conservation of being, we
would cease to exist altogether.
259
Notes
1.
2.
3.
4.
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262
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Name Index
n. 29
Aedesius, 28
Aetius, 250, n. 16
Albinus, 24; 25; 26; 28; 30; 31
Alfaric, P., 79; 80; 239
Ambrose, St., 17; 19; 20; 21; 34;
35; 36; 38; 50, n. 87 (for
19; 219
Anaximenes, 82, n. 1
Anaximander, 82, n. 1; 140
an-Nadim, Ibn Abi Ja'kub, 67; 69;
70; 73
Apuleius, 24; 26; 28; 30; 31
12; 20; 32
97; 195
Deus, 219
Diogenes Laertius, 28
Du Roy, Olivier, xxiv, n. 21; xxv, n.
24
154
Eunomius, 250, n. 16
Faustus of Milevus, 80; 194; 195;
Galen, 34
Giet, Stanislas, 33
Gregory Nazianzus, 17
Gregory of Nyssa, 17; 157, n. 31
34; 35; 38
174
276
Name Index
Hermogenes, 14
Hippolytus, 35
Hormizd, 66
Ignatius of Antioch, 5
lamblichus, 28
lrenaeus, 14
Jerome, 17
Julian the Apostate, 28
Justin the Martyr, 6; 8; 9; 11; 12;
19; 21; 32
Lactantius, 140
Leibniz, Gottfried Wilhelm von, xxii,
n. 9
Subject Index
ayEVVlJto;, 7
apeiron, 140
<'icp9apto;, 7
anOLOV, 146; 161, n. 68
Apologists, 6; 32
apophaticism, 232
Arianism, 249, n. 15
Aristotelianism, 26; 37; 40, n. 6
(cosmology)
articles of faith, 182, n. 2
baptism, 240
bora, 3
bolos, 215, n. 60
Buddhism, 66
n. 27
10
Divine Illumination, 211, n. 27
Divine immutability, 168; 169; 183,
n. 10; 232; 233; 235; 245
Divine Justice, 169; 186, n. 28
Divine Nature, 232-235
Divine omnipotence, 244; 245; 247
Divine Sovereignty, 243-245
dualism, 68; 69; 75; 78; 136; 137;
145; 166; 197; 206; 217;
218; 221-222; 225
~lJ~LoupyEw,42,
~L<if<:pLOL;,
n. 27; 101
OUK OVtWV, 2
emanationism, 36; 37
EVEPYEW, 18
esse, 232
essentia, 233
evil (as privation), 173-175
evil (as a substantial reality), 149;
165-167; 193
ex nihi/o fecit, 114
E~
Demiurgos, 5; 6
n. 6
278
Subject Index
imitatio, 107
immaterial reality, 138
incorporeal light, 199,ff
iniquitas, 176
knowledge (as justified true belief),
156, n. 17
ktizein, 114
libertas, 242
liberty, 239; 240
libri platonicorum, x; xvii; xviii; 36;
37; 38; 141; 219; 227
literal interpretation (of Genesis),
121, n. 30
Logos, 9; 10
Maleficient Soul, 25
Mandaeans, 66
Manichaeism, 37; 65; 66; 67; 68;
77; 97
Manichaeism (claims to truth), 138
Manichaeism (cosmogony): Abel (74);
Adam (73; 76); Archons
(71; 72; 74; 75; 78); Ban
(70; 72); Cain (73; 74);
Daughter of Avarice (74);
Daughter of Corruption
(74); Daughters of Darkness
(73); Elect (76; 195); Eve
(73; 74); Evocations (193);
Farjad (74); Father of
Subject Index
279
principium, 249, n. 11
problem of evil, 166; 223-225
providence, 31; 55, n. 127 (in Philo)
Receptacle, 23
redemption, 238-243
Omnipresence, 159, n. 49
ordo, 170; 224
Original Sin, 176; 177; 191, n. 56;
238; 240; 241; 243; 246
pars, 215, n. 62
participation, 201; 236
Patriarchs, 196; 197
Pelagianism, 239-243; 253, n. 43
Pergamum, 28
physical evil, 177; 180; 191, n. 55;
224; 225
:n:OLEW, 18; 42, n. 27
polytheism, 200, ff.
predestination, 243-245
predetermination, 244
preexistent matter (in Patristic
tradition), 60, n. 165
principia, 155, n. 1
rationes, 108
rationes seminales, 36; 105; 119,
n. 9