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CPTUTests
CPTUTests
The piezecone test (CPTU) includes the measurement of tip resistance, side
friction and excess dynamic pore water pressure. These pore water pressures are
developed during the steady, slow penetration of the cone into the soil. Measurement of
these pressures was first developed in Sweden in the early 1970s. The CPTU is a very
convenient test method which allows for rapid, continuous soil stratigraphy and
economical estimation of soil properties. Meigh (1987) has summarized the uses of cone
penetration testing (CPT) and piezecone testing (CPTU):
1. to determine the soil profile and identify the soil
2. to interpolate ground conditions between control boreholes
3. to evaluate the engineering properties of the soil and to assess bearing capacity and
settlement
4. to assist in the interpretation of cone resistance and skin friction in terms of shear
strength and deformation characteristics
5. to assess of in-situ permeability and consolidation characteristics
6. to assist in the assessment of stress history and OCR of cohesive soils
7. to measure of static porewater pressure
Meigh (1987) also stated the two main advantages of piezecone testing are:
1. providing a continuous, or virtually continuous, record of ground conditions
2. avoiding the disturbance of the ground associated with boring and sampling,
particularly when compared with that occurs with SPT sampling.
6-1
fs
u bt
qc
Figure 6.1 Cone Penetrometer
6-2
qt = q c + (1 a )u bt
(6.1)
where a equals An / At and is called net area ratio (which is 0.85 for the cone that used in
this project) and u bt = u 2 is the pore pressure measured behind the tip (Figure 6.1). The
CPTU profile for the research sites can be seen in Figures 6.4, 6.5 and 6.6 which are qc ,
6-3
1.
2.
3.
4.
5.
6.
7.
8.
9.
5
1
Load cell
Friction sleeve
Waterproof bushing
Cable
Strain gages
Connection with rods
Inclinometer
O-ring water seal
Soil seal
35.6 mm
6-4
South Temple
Site CPTU Test
Tip Resistance
vs. Elevation
CPTU-9
CPTU-1
CPTU 11
CPTU-10
1290
1290
1285
1285
1285
1280
1280
1280
1275
Elevation (meters)
1290
Elevation (meters)
Elevation (meters)
South Temple
Embankment
Site CPTU Tests
Tip Stress vs.
Elevation
North Temple
Site CPTU Tests
Tip Resistance
vs. Elevation
1275
1270
1270
5000
qc (kPa)
10000
Upper Lake
Bonneville
Clay
Interglacial
Deposits Sand
with Clay
Layers
1275
Lower Lake
Bonneville
Clay
Interglacial
Deposits Sand
with Clay
Layers
1265
1260
1260
Recent
Alluvium
Sand, Silts
and Clays
1270
1265
1265
CPTU 12
1260
5000
qc (kPa)
10000
qc (kPa)
South Temple
Site CPTU Test
Sleeve
Resistance vs.
Elevation
North Temple
Site CPTU Tests
Sleeve
Resistance vs.
Elevation
CPTU-1
CPTU-9
1290
1290
1285
1285
South Temple
Embankment
Site CPTU Tests
Sleeve Stress
vs. Elevation
CPTU-10
CPTU 11
CPTU 12
1290
1285
1280
1280
1280
1275
1270
Elevation (meters)
Elevation (meters)
Elevation (meters)
1275
1275
1270
1270
1265
1265
1260
1260
1265
1255
1260
1255
fs (kPa)
100
200 300
fs (kPa)
400
100
200
300
fs (kPa)
400
South Temple
Site CPTU Test
Pore Pressure
vs. Elevation
North Temple
Site CPTU Tests
Pore Pressure
vs. Elevation
CPTU-1
CPTU-9
1290
1290
1285
1285
South Temple
Embankment
Site CPTU Tests
Pore Pressure
vs. Elevation
CPTU-10
CPTU 11
CPTU 12
1290
1285
1280
1280
1280
Elevation (meters)
Elevation (meters)
Elevation (meters)
1275
1275
1275
1270
1270
1270
1265
1265
1260
1260
1265
1255
-200
1260
1255
200
u (kPa)
-200
200
u (kPa)
-200
200
u (kPa)
'p = o (qt vo )
(6.2)
(6.3)
where: qt = the corrected tip resistance (Equation 6.1), 'p = effective preconsolidation
stress and vo = total overburden stress.
The final equation for 'p given as;
'p
q
= 0.311955 t
vo
vo
0.6818076
(6.4)
Comparison between the laboratory test results gathered by this study and the Bartlett and
Alcorn (2004) model can be seen in Figure 6.7. For South Temple embankment site total
overburden stresses calculated for 1-D condition. For comparison with Equation 6.4, vo'
with surcharge (which is 'p without surcharge) also plotted in Figure 6.7.
6-8
S. Temple Site
Comparison of
CPTU with CRS
Consolidation
Tests p' vs.
Elevation
CRS Tests
CPTU 1
CPTU 10
S. Temp
Embankment
Site Comparison
of CPTU with
CRS
Consolidation
Tests p' vs.
Elevation
CRS Tests
IL Tests
CPTU 12
CPTU 11
1284
1284
1282
1282
1282
1280
1280
1280
1278
1278
1278
1276
Elevation (meters)
1284
Elevation (meters)
Elevation (meters)
CPTU 9
IL Tests
N. Temple Site
Comparison of
CPTU with CRS
Consolidation
Tests p' vs.
Elevation
1276
1276
1274
1274
1274
1272
1272
1272
1270
1270
1270
1268
1268
1268
0
p' (kPa)
CRS Tests
svo'
p' (kPa)
p' (kPa)
Figure 6.7 Comparison Between Laboratory Tests Results and Eq. 6.4
6-9
In Figure 6.7, the dashed and solid lines are representing calculated 'p values
from Equation 6.4 and the dots are the laboratory consolidation test results. As seen from
Figure 6.7, the Bartlett and Alcorn (2004) model slightly underestimates 'p for the
upper part of Lake Bonneville Clay and gives reasonable predictions for the lower Lake
Bonneville clay zone. Residual plot of this model can be seen in Figure 6.8. As shown in
Figure 5.8.c, residual plots which have a linear trend suggest that the residuals are not
independent and another variable is needed in the model.
e= p' CRS -
p' CPT
150.00
Upper
Bonneville
100.00
50.00
0.00
1268.0 1270.0 1272.0 1274.0 1276.0 1278.0 1280.0 1282.0 1284.0
-50.00
-100.00
Lower
Bonneville
Elevation (meters)
6-10
The cone penetration test (CPT) tip resistance, qc , has been used to estimate the
consolidation stress. Tavenas and Leroueil (1979) proposed an equation for determining
qc
3
(6.5)
'p =
qc
c
(6.6)
where c is between 2 and 6 for electrical cones and 3 and 10 for mechanical cones.
Mayne (1986) proposed an equation which also depends on qc for 49 different
clays as:
'p = 0.29qc
(6.7)
Later Mayne and Kemper (1988), using a large CPT data base from 50 research sites,
correlated OCR with the net cone resistance q c vo :
q
OCR = 0.37 c ' vo
vo
(6.8)
The CPTU provides additional data which is the pore water pressure caused by
the penetration. Tavenas and Leroueil (1987) showed that preconsolidation stress was
correlated with the net corrected tip resistance, qt vo , for eleven Canadian Clays.
These authors proposed the following equation as:
'p = 0.33(qt vo )
(6.9)
6-11
Sugawara (1988) developed a relation between OCR and the net corrected tip
resistance, qt vo , for Japanese clays:
OCR =
qt vo
k vo'
2 .5 < k < 5
(6.10)
A relationship between 'p and penetration pore water pressure u was proposed
by Mayne and Bachus (1988). Mayne and Bachus (1988) developed a relation between
OCR and penetration pore water pressure, u , as:
u
1.33
(6.11)
and in their later research (Mayne and Bachus, 1989) proposed a relation between 'p
and penetration pore water pressure u as;
p'
= 0.47u t
Pa
(6.12)
'p
= 0.54u bt
Pa
(6.13)
where Pa =atmospheric pressure, 1 atm, u t = penetration pore water pressure at the cone
tip ( u1 reading from Figure 6.1) and u bt = penetration pore water pressure behind the
cone tip ( u 2 reading from Figure 6.1).
6-12
The Bonneville Clay has interbedded fine sand layers, which mush be filtered out
of the CPTU data before the averaging and statistical analysis. The filtering was carried
by using the soil behavior type index, I c (NCEER, 1997). I c is calculated as follows:
Ic =
[(3.47 log Q )
+ (1.22 + log F )
(6.14)
where;
n
(q c vo ) Pa
Q=
'
Pa
vo
(6.15)
fs
F (%) =
x100
(q c vo )
(6.16)
Pa =atmospheric pressure, 1 atm = 101.325 kPa and the exponent n varies from 0.25 to
1, depending on the grain size characteristic of the soil. For Bonneville clay a value of 1
was used which is more appropriate for clayey soils. Data with I c values less than 2.6
was considered to be granular material and was eliminated from the regression analyses.
After filtering out granular layers, the CPTU readings were paired with the
laboratory pre-consolidation results. For the analysis, the pairing of the CPT data with the
laboratory test data was accomplished by using a 1 meter average of the CPTU readings
starting 0.5 meter above each consolidation test elevation. The averaged CPTU
measurements used in the regression analysis included qc , f s and u . Also average vo
values were used in the regression analyses.
6-13
To determine the independent variables for the model, factors that are correlated
with the dependent variable, 'p , were researched. As seen in the following figures, the
laboratory determined 'p are correlated with the tip resistance, qc , net tip resistance,
600
0.8438
y = 0.6635x
2
R = 0.8736
500
400
300
200
100
0
0
500
1000
1500
2000
2500
3000
3500
qc (kPa)
(a)
600
0.7566
y = 1.552x
2
R = 0.8028
500
400
300
200
100
0
0
500
1000
(b)
1500
qc-
vo (kPa)
6-14
2000
2500
3000
800
y = 131.54e0.0328x
R2 = 0.5434
700
600
500
400
300
200
100
0
0
10
20
30
40
(c)
fs (kPa)
50
60
600
y = 0.5439x 0.8635
R2 = 0.884
500
400
300
200
100
0
0
500
1000
1500
(d)
600
2500
3000
3500
qt (kPa)
y = 1.0923x 0.7977
R2 = 0.8314
500
2000
400
300
200
100
0
0
500
1000
1500
qt- vo (kPa)
(e)
6-15
2000
2500
3000
y = 88.149e0.0031x
R2 = 0.8999
700
600
500
400
300
200
100
0
0
100
200
300
(f)
400
500
600
700
vo (kPa)
600
500
y = 1.5473x 0.8064
R2 = 0.7285
400
300
200
100
0
0
200
400
(g)
600
800
1000
1200
1400
u(kPa)
Figure 6.9 Independent variables for 'p (a) qc vs. 'p (b) (q c vo ) vs. 'p
(c) f s vs. 'p (d) qt vs. 'p (e) (qt vo ) vs. 'p (f) vo vs. 'p (g) u vs. 'p
Because qt is calculated from qc and u (Equation 6.1) and is also used widely in the
literature, it was chosen over qc and u as the primary independent variable to correlate
with 'p . As we can see from Figure 6.9.d, f s has the lowest correlation ( R 2 =54.34%)
with 'p when compared with the other independent variables. Values of f s were also
eliminated because of the lower correlation from the main regression model. For the
6-16
multi linear regression model, the same procedure explained Chapter 5.3.1.a was applied
to the CPTU correlations. The independent variables for the model were qt , (qt vo ) ,
and vo . These variables were used to predict 'p by dividing them into seven different
models as presented in Table 6.1. From an application standpoint, the regression models
should not be dependent on the stress units, so all variables were divided by Pa (1 Pa =
101.325 kPa = 1.01325 Bar), which is atmospheric pressure, to make the regression
variables dimensionless.
Table 6.1 Data variables sets for preconsolidation pressure
Data Set
Variables in Equation
R2
= f vo
Pa
R 2 = 87.45%
q
= f t
Pa
R 2 = 88.13%
q vo
= f t
Pa
R 2 = 82.87%
q
= f vo , t
Pa
Pa Pa
R 2 = 90.80%
'p
q vo
= f vo , t
Pa
Pa
Pa
R 2 = 90.86%
'p
q q vo
= f t , t
Pa
Pa
Pa
R 2 = 90.39%
q q vo
= f vo , t , t
Pa
Pa
Pa Pa
R 2 = 90.67%
'p
y=
y=
y=
y=
y=
y=
y=
'p
Pa
'p
Pa
'p
Pa
'p
6-17
All regression analyses were carried out by Microsoft EXCEL. Model E, which
has x1 =
vo
q vo
, x2 = t
as independent variables, gave the highest R 2 value. This
Pa
Pa
(6.17)
(6.18)
Table 6.2 gives the regression summary of the Equation 6.19, which includes the
'p vo
q vo
,
and t
.
logarithmic transformation of
Pa Pa
Pa
p
q vo
Table 6.2 Linear regression output using log of vo as x1 and t
as x 2 ; y = log of
Pa
Pa
Pa
'
Regression Statistics
Multiple R
0.955384049
R Square
0.91275868
Adjusted R Square 0.908604332
Standard Error
0.064458439
Observations
45
ANOVA
df
Regression
Residual
Total
Intercept
X Variable 1
X Variable 2
2
42
44
SS
1.825755423
0.174505393
2.000260816
MS
0.912878
0.004155
F
219.7116274
Significance
F
5.69071E-23
Coefficients
Standard
Error
t Stat
P-value
Lower 95%
- 0.19909468
0.565048715
0.342220133
0.045819794
0.090283113
0.082976734
-4.34517
6.258631
4.12429
8.63721E-05
1.68576E-07
0.000171764
0.291562805
0.382849959
0.174766252
6-18
From the above model and regression output, the linear regression can be back
transformed to:
'p
= 0.6323 vo
Pa
Pa
0.565
q t vo
Pa
0.3422
(6.19)
A Regression model similar to that of Bartlett and Alcorn (2004) was attempted to
compare with Equation 6.19. The Bartlett and Alcorn (2004) model has the form:
p'
= log o + 1 log qt
log
vo
vo
(6.20)
The R 2 value of Equation 6.20 was 26.71%, which is considerably lower than
90.80% for Equation 6.19. Thus, Equation 6.20 is not recommended due to its poorer
predictive performance. As seen Figures 6.10.a, b and c, laboratory OCR values are
plotted against vo , qt , and (qt vo ) . Models with OCR gave lower R 2 values than
models with the preconsolidation stress, as we can see in Figure 6.9. Therefore the model
given in Equation 6.19, is recommended as the final model for determination of the
preconsolidation pressure from CPTU results for the Bonneville Clay.
2.50
y = 2.0957e-0.0013x
R2 = 0.6935
OCR (lab)
2.00
1.50
1.00
0.50
0.00
0
100
200
(a)
300
400
vo (kPa)
6-19
500
600
700
2.50
OCR (Lab)
2.00
1.50
y = 13.984x-0.3288
R2 = 0.5541
1.00
0.50
0.00
0
500
1000
1500
2000
2500
3000
3500
qt (kPa)
(b)
2.50
OCR (Lab)
2.00
y = 9.7811x -0.2899
R2 = 0.475
1.50
1.00
0.50
0.00
0
500
1000
(c)
1500
2000
2500
3000
qt- vo (kPa)
Figure 6.10 (a) vo vs. OCR (b) qt vs. OCR (c) qt vo vs. OCR
Residual plot of Equation 6.19 can be seen in Figure 6.11. This figure gives
overall impression of horizontal box centered on zero line, thus Equation 6.19 is a
satisfactory model.
Comparison of the preconsolidation pressure predicted from Equation 6.19 with
laboratory results can be seen in Figure 6.12. The solid lines represent the results of
Equation 6.19 and the dots represent laboratory test results. Equation 6.19 shows a close
prediction of the laboratory results for Bonneville Clay.
6-20
60.00
50.00
40.00
30.00
20.00
10.00
0.00
-10.001268
-20.00
-30.00
-40.00
-50.00
-60.00
1270
1272
1274
1276
1278
1280
1282
1284
Elevation (meters)
6-21
N. Temple Site
Comparison of
CPTU with CRS
Consolidation
Tests p' vs.
Elevation
CPTU 9
IL Tests
CRS Tests
IL Tests
S. Temp
Embankment
Site Comparison
of CPTU with
CRS
Consolidation
Tests p' vs.
Elevation
CRS Tests
CPTU 12
CPTU 11
1284
1284
1282
1282
1282
1280
1280
1280
1278
1278
1278
1276
Elevation (meters)
1284
Elevation (meters)
Elevation (meters)
CPTU 1
CPTU 10
S. Temple Site
Comparison of
CPTU with CRS
Consolidation
Tests p' vs.
Elevation
1276
1276
1274
1274
1274
1272
1272
1272
1270
1270
1270
1268
1268
0
p' (kPa)
CRS Tests
CRS Tests
1268
0
p' (kPa)
p' (kPa)
6-22
0.7
y = 0.6244x -0.1533
R2 = 0.1353
0.6
CR
0.5
0.4
0.3
0.2
0.1
0.0
0
100
200
300
400
500
600
vo (kPa)
0.7
0.6
y = 1.7793x -0.2615
R2 = 0.2532
CR
0.5
0.4
0.3
0.2
0.1
0.0
0
500
1000
1500
2000
2500
3000
3500
qt (kPa)
0.7
y = 1.4929x-0.2469
R 2 = 0.2488
0.6
CR
0.5
0.4
0.3
0.2
0.1
0.0
0
500
1000
1500
2000
2500
3000
qt- vo (kPa)
6-23
6000.0
Mlab (kPa)
5000.0
y = 22.353x 0.8653
R2 = 0.8104
4000.0
3000.0
2000.0
1000.0
0.0
0
100
200
300
400
500
600
vo (kPa)
6000.0
1.125
y = 0.703x
2
R = 0.8812
Mlab (kPa)
5000.0
4000.0
3000.0
2000.0
1000.0
0.0
0
500
1000
1500
2000
2500
3000
3500
qt (kPa)
7000.0
1.0445
6000.0
y = 1.6828x
2
R = 0.8373
Mlab (kPa)
5000.0
4000.0
3000.0
2000.0
1000.0
0.0
0
500
1000
1500
2000
2500
qt- vo (kPa)
6-24
3000
Details of the linear regression model are explained in Chapter 5.3.1.a. Using this
same procedure, multiple linear regression models were applied to predict M values
based on the CPTUs qt , (qt vo ) and total vertical overburden stress, vo . As was
done for evaluating the preconsolidation stress in the previous chapter, independent
variables were divided into seven different models and regression analyses were carried
out. Models for the constrained modulus are given in Table 6.3.
Table 6.3 Data variables sets for constrained modulus
Data Set
Variables in Equation
R2
A
y=M
y=M
Pa
Pa
= f vo
Pa
R 2 = 85.076%
q
= f t
Pa
R 2 = 87.839%
y=M
q vo
= f t
Pa
Pa
R 2 = 83.347%
y=M
q
= f vo , t
Pa
Pa Pa
R 2 = 89.529%
y=M
q vo
= f vo , t
Pa
Pa
Pa
R 2 = 89.676%
y=M
q q vo
= f t , t
Pa
Pa
Pa
R 2 = 89.058%
q q vo
= f vo , t , t
Pa
Pa
Pa Pa
R 2 = 89.625%
y=M
6-25
It was observed that model E has the highest R 2 value. The data set E which has
x1 =
vo
q vo
, x2 = t
as independent variables has the general form:
Pa
Pa
y = o x11 x 2 2
(6.21)
(6.22)
Table 6.4 give the regression summaries of the Equation 6.22 for the data set E.
Table 6.4 Linear regression output using log of
vo
q vo
M
as x1 and t
as x 2 ; y = log of
Pa
Pa
Pa
SUMMARY
OUTPUT
Regression Statistics
Multiple R
0.949446726
R Square
0.901449086
Adjusted R Square
0.896756185
Standard Error
0.089399055
Observations
45
ANOVA
df
2
42
44
SS
3.070405233
0.335672027
3.40607726
Coefficients
0.510575798
0.654937703
0.516652945
Standard
Error
0.063548644
0.125215956
0.115082552
Regression
Residual
Total
Intercept
X Variable 1
X Variable 2
MS
1.535202617
0.007992191
F
192.0878259
Significance
F
7.35993E-22
t Stat
8.034409046
5.230465227
4.489411605
P-value
5.00969E-10
5.02243E-06
5.48151E-05
Lower 95%
0.382329402
0.402241594
0.284406879
From above model and regression output of model E can be back transformed to;
M
= 3.24023 vo
Pa
Pa
0.65494
q t vo
Pa
0.51665
6-26
(6.23)
Also, regression models were attempted that use total overburden stress instead of 1 atm
in the denominator of Equation (6.23). The model has the form:
M
q vo
= log o + 1 log t
log
vo
vo
(6.24)
The R 2 value of the regression analysis of Equation 6.24 was 1.85%, which is
considerably lower than the 89.68% for the Equation 6.23. Thus, this model is not
recommended because of its very poor predictive performance. Therefore, the model
given in Equation 6.23 is recommended as the final model for estimating the constrained
modulus, M, from CPTU results for the Bonneville Clay.
A residual plot of the equation 6.23 can be seen in Figure 6.15. This plot gives an
overall impression of horizontal box centered on zero line, thus we can consider that the
1270
1272
1274
1276
1278
1280
1282
1284
Elevation (meters)
6-27
CRCPTU =
2.3 'p
(6.25)
M ( fromEq.6.23)
Comparison of M from Equation 6.23 and back calculated CR from Equation 6.25 with
the laboratory results can be seen in Figures 6.17 and 6.18, respectively.
As seen in these figures, calculated values of M from Equation 6.23 and backcalculated values of CR from Equation 6.25 are reasonably close to the laboratory values.
A residual plot for CR (Figure 6.16) also shows a horizontal box centered about the zero
line, so Equations 6.23 and 6.25 can be used to determine the compressibility of
e= CRlab-CRCPTU (kPa)
1270
1272
1274
1276
1278
1280
1282
Elevation (meters)
6-28
1284
S. Temple Site
Comparison of
M from Eq. 6.23
vs. Elevation
CRS Tests
CRS Tests
CPTU 1
CPTU 10
CRS Tests
IL Tests
CPTU 12
CPTU 11
1284
1284
1282
1282
1282
1280
1280
1280
1278
1278
1278
1276
Elevation (meters)
1284
Elevation (meters)
Elevation (meters)
CPTU 9
IL Tests
S. Temp
Embankment
Site Comparison
of M vs.
Elevation
N. Temple Site
Comparison of
M from Eq. 6.23
vs. Elevation
1276
1276
1274
1274
1274
1272
1272
1272
1270
1270
1270
1268
1268
0
1000
2000
M (kPa)
3000
CRS Tests
1268
0
2000
M (kPa)
4000
M (kPa)
S. Temple Site
Comparison of
CR from Eq. 6.25
vs. Elevation
CRS Tests
CPTU 9
CPTU 1
CPTU 10
CPTU 12
CPTU 11
CRS Tests
IL Tests
1284
1284
1282
1282
1282
1280
1280
1280
1278
1278
1278
1276
Elevation (meters)
1284
Elevation (meters)
Elevation (meters)
CPTU 9
IL Tests
S. Temp
Embankment
Site Comparison
CR from Eq. 6.25
vs. Elevation
N. Temple Site
Comparison CR
from Eq. 6.25 vs.
Elevation
1276
1276
1274
1274
1274
1272
1272
1272
1270
1270
1270
1268
1268
0
0.2
0.4
CR
0.6
CRS Tests
1268
0
0.2
0.4
CR
0.6
0.2
0.4
0.6
CR
6-1