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ISO 9001:2015 - Client Transition Checklist
ISO 9001:2015 - Client Transition Checklist
How to use this document: It is not mandatory to use this document. It is a guide to give you an
indication of your readiness for audit against ISO 9001:2015. It may be useful to use this as an
indication of how close to compliance you are and to give you confidence when applying for the
standard upgrade. Our auditors will not ask for this as evidence of compliance as they will be using
their own audit procedures. Please be aware that this does not guarantee that you will be
recommended for certification to ISO 9001:2015 and you will also need to obtain a copy of the
published standard as the clauses are not covered in their entirety by this document.
a) Customer and
applicable statutory
and regulatory
requirements are
determined,
understood and
consistently met
b) The risks and
opportunities that can
effect conformity of
products and services
and the ability to
enhance customer
satisfaction are
determined and
addressed
c) The focus on enhancing
customer satisfaction is
maintained
5.2 Policy
5.2.1 Developing the
Quality Policy Yes
Top management shall
establish, review and maintain
a quality policy that:
Is appropriate to the purpose
and context of the organization.
6 Planning
6.1 Actions to address risk
and opportunities
When planning for the QMS the
organization shall consider the Yes
issues referred to 4.1 and the
requirements referred to in 4.2
and determine the risks and
opportunities that need to be
addressed to:
7.2 Competence
The organisation shall:
7. 3 Awareness
Persons doing work under the
organizations control shall be
aware of:
The quality policy and relevant
quality objectives Yes
7.5 Documented
information
7.5.1 General
The organizations QMS shall No
include:
Documented information
required by this international
standard and determined by
the organization as being
necessary for the effectiveness
of the QMS
7.5.3 Control of
documented information
Documented information No
required by the QMS and by
this International Standard shall
be controlled to ensure:
it is available and suitable for
use, where and when it is
needed it is adequately
protected
7.5.3.2
For control of documented
information the organization
shall address the following
activities where applicable:
Distribution, access, retrieval
and use
Storage and preservation
Control of changes
Retention and disposition
Documented information of
external origin shall be
Page 6 of 11 www.alcumusgroup.com Issue 001 Sept 15
identified as appropriate and
controlled
8.2.1 Customer
communication
Establishing specific
requirements for contingency
actions when relevant
ISO 9001:2015 Clause New Complies Evidence
requirem (Yes/No)
ent
8.2.2 Determining
requirements related to No
products or services
8.2.3 Review of No
requirements related to
products and services
8.2.4 Changes to No
requirements for products
and services No
8.3 Design and No
development
8.3.1 General
The organisation shall
establish, implement and No
maintain a design and
development process that is
appropriate to ensure the
subsequent provision of
products and services
10 Improvement
10.1 General
10.2 Nonconformity and New clause
corrective action but not
When a nonconformity occurs, really any
including those arising from new
complaints, the organization requiremen
shall react to the nonconformity ts