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Several studies have suggested that swallowing dys swallowing examination were abnormal in 31% of pa
function and pulmonary aspiration occur in patients tients with a neuromuscular disorder and 37% of pa
receiving prolonged ventilation. However, the inci tients without a neuromuscular disorder. MBS/VF was
dence of swallowing dysfunction, its rate of resolution, abnormal in 83% of patients (85% in patients with and
and the sensitivity of tests used to characterize swal 80% in patients without a neuromuscular disorder).
lowing abnormalities are not well defined. The goals of Results of early (<1 month) repeated MB SAT exami
our study were to evaluate swallowing function in this nations usually remained unchanged; however, in a
group of patients by (1) defining the specific swallow small group of patients, later studies (>1 month)
ing abnormalities that occur in this patient population, revealed significant improvement. In 50% of patients
(2) comparing the sensitivity of bedside evaluations to who underwent direct laryngoscopy, important abnor
modified barium swallow with videofluoroscopy (MBS/ malities were found that contributed to swallowing
VF), (3) performing endoscopic evaluation of the up dysfunction. Our data show that patients requiring
per airway to characterize glottic function during prolonged mechanical ventilation have a high inci
swallowing, (4) evaluating the relationship between dence of swallowing abnormalities, regardless of the
swallowing dysfunction and neuromuscular disorders, presence or absence of neuromuscular disorders.
and (5) studying the temporal resolution of swallowing MB SAT and direct laryngoscopy can provide useful
abnormalities. Swallowing function was evaluated in information about laryngeal action and swallowing
35 patients receiving prolonged ventilation (ie, >3 dysfunction, and can facilitate the implementation of
weeks) admitted to a specialized rehabilitation unit corrective actions to prevent respiratory complica
dedicated to the care of patients requiring prolonged tions. (CHEST 1996; 109:167-72)
ventilation. The average age of the 35 patients was
61 15 years. The total duration of intubation at the
time of the initial swallowing evaluation was 29 34 MBSATsmodified barium swallow with videofluoros
days via a cuffed tracheostomy tube and 15 9 days via copy
an endotracheal tube. Neuromuscular disorders were
present in 16 patients (45%). Thirty-four percent of the
patients had at least one swallowing abnormality Key words: long-term ventilation; pulmonary aspiration;
detected by bedside examination. Results of bedside swallowing; tracheostomy
"D ecent studies have suggested that swallowing dys- neuromuscular blocking agents; and an underlying
*-*
function and pulmonary aspiration occur in pa neuromuscular illness. Any or all of these factors may
tients receiving ventilatory support via translaryngeal contribute to the swallowing abnormalities that have
intubation followed by a cuffed tracheostomy tube.1,2 been reported previously.12 Recognition of swallowing
In patients who receive prolonged ventilation (ie, >21 dysfunction in these patients may identify patients at
days), multiple factors maybe present that increase the high risk of pulmonary aspiration, and thereby help to
avoid respiratory complications such as recurrent
prevalence of swallowing dysfunction. These include
the following: glottic injury due to preceding transla pneumonia and atelectasis.
ryngeal intubation; the effect of tracheostomy on The major goal of this study was to define swallow
laryngeal movement; prolonged inactivity of the skel ing function in patients receiving prolonged ventila
etal muscles of the larynx; the use of anxiolytics/ tion. We attempted to do this by the following: (1)
*From the Division of Pulmonary and Critical Care Medicine, defining the specific swallowing abnormalities that
occur in this patient population; (2) comparing the
Department of Medicine, Temple University School of Medicine,
Philadelphia.in
Supported part by a grant from the Health Care Financing Ad sensitivity of bedside evaluations, made byexperienced
ministration (HCFA) 29-P-99401/3/01. speech pathologists, to modified barium swallow with
Manuscript received April 12, 1995; revision accepted June 23.
Dr. Criner, Pulmonary and Critical Care Medi videofluoroscopy (MBSAT); (3) evaluating the rela
Reprint requests:
cine, Parkinson Pavilion 925, Temple University School ofMedicine, tionship between swallowing dysfunction and neuro
3401 N. Broad Street, Philadelphia, PA 19140 muscular disorders; and (4) studying the temporal
CHEST /109 /1 / JANUARY, 1996 167
Table 2.Findings on Initial MRS/VF in Patients With Abnormal Results of Studies (n=19)
NMD Present NMD Absent
(n=ll) (n=8)
Abnormal Abnormal
Parameters Normal Mild Moderate Severe Normal Mild Moderate Severe
Lingual propulsion 5 2
Premature spillage* 3 4
Swallowing reflex 4 5
Tracheal aspiration* 7 1
Vallecular stasis* 3 2
Pyriform sinus stasis* 3 2
Pharyngeal coating* 4 2
Laryngeal elevation 5 0 0
Cricopharyngeal spasm* 7
*"Normal" indicates that this finding was absent on the study.
168 Clinical Investigations in Critical Care
severe. In the one patient who had only mild abnor tients at the bedside, a greater incidence of abnormal
malities noted on the initial MBSAT, there was no ities in the oral and pharyngeal phases of swallowing
improvement on the repeated MBSAT. Similarly, no has been observed compared with the complaint of
significant improvement was seen in the two patients
with a neuromuscular disorder on the early repeated
dysphagia.and
Ancillary methods such as the tinting of
feedings13 the measurement of thefurther
centration of tracheal secretions6
glucose con
MBSAT. Delayed repeated MBSAT examinations
showed dramatic improvement in two of three patients
may enhance
the sensitivity of bedside evaluations. MBS/VF appears
without a neuromuscular disorder. One patient with to be even more sensitive for the detection of swal
neurofibromatosis ofthe spinal cord had no significant lowingand
dysfunction, and as shown in our study, can be
improvement seen on the delayed repeated MBSAT; safely easily employed patients requiring me
in
however, in a patient with Parkinson's disease, signif chanical ventilation.
icant improvement was seen on the delayed study af The 43% incidence of aspiration detected by
ter levodopa (L-dopa) was given on a regular basis. MBSAT in our study (60% in the patients without a
neuromuscular disorder), is quite similar to the 45%
Laryngoscopy Findings and 50% incidences reported in two other recent
Abnormalities were seen in five often patients who studies.1,2 We believe that although actual aspiration is
underwent direct laryngoscopy. These included the observed in only 50% of patients receiving ventilatory
following:secretions
decreased sensation ofthe vocal cords (n=2); support via a cuffed tracheostomy tube, intermittent
pooled above the vocal cords (n=2); limited
vocal cord motion (n=2); and edema of arytenoids
aspiration likely occurs due to pooling ofmaterial in the
vallecula and pyriform sinuses (Fig 2), especially when
(n=l). In the seven patients without a neuromuscular coupled with an abnormal swallowing reflex. The high
disorder, four had abnormalities detected. The relative incidence of swallowing abnormalities detected by
frequency of the abnormalities was similar in patients
with and without a neuromuscular disorder.
MBSAT in patients considered to have a normal
finding from a bedside examination pointsevenoutwhen the
Discussion problem of relying ontrained
bedside evaluations
Our data show that patients with and without neu
performed by highly speech pathologists. We
believe that bedside evaluation should be considered
romuscular disorders requiring prolonged intubation only a screening procedure to detect gross distur
(translaryngeal followed by tracheostomy) and positive bances of swallowing function.
pressure ventilation have a high incidence of swallow The addition of direct laryngoscopy to the bedside
ing abnormalities. Moreover, the types of swallowing examination allows one to more fully assess hypopha-
abnormalities are complex and more than one type of ryngeal sensation, detect vallecular and pyriform sinus
abnormality is commonly present. Finally,
and direct laryngoscopy can provide useful information
MBSAT pooling, observe hypopharyngeal muscle contraction,
and observe the integrity of epiglottic and vocal cord
about swallowing dysfunction that may help to prevent function. We have found examination of the unanes-
subsequent respiratory complications.
Earlier studies that used dysphagia as a marker of
thetized upper airway via direct laryngoscopy to pro
vide important information while simultaneouslybeing
swallowing dysfunction suggested that swallowing ab
normalities in patients with tracheostomies were as low
well tolerated by the patient. Following visual inspec
tion of the upper airway for edema and pooling of se
as 7%.4 When speech pathologists have evaluated pa cretions in the valleculae or pyriform sinuses, the oral
severe. In the one patient who had only mild abnor tients at the bedside, a greater incidence of abnormal
malities noted on the initial MBSAT, there was no ities in the oral and pharyngeal phases of swallowing
improvement on the repeated MBSAT. Similarly, no has been observed compared with the complaint of
significant improvement was seen in the two patients
with a neuromuscular disorder on the early repeated
dysphagia.and
Ancillary methods such as the tinting of
feedings13 the measurement of thefurther
centration of tracheal secretions6
glucose con
MBSAT. Delayed repeated MBSAT examinations
showed dramatic improvement in two of three patients
may enhance
the sensitivity of bedside evaluations. MBS/VF appears
without a neuromuscular disorder. One patient with to be even more sensitive for the detection of swal
neurofibromatosis ofthe spinal cord had no significant lowingand
dysfunction, and as shown in our study, can be
improvement seen on the delayed repeated MBSAT; safely easily employed patients requiring me
in
however, in a patient with Parkinson's disease, signif chanical ventilation.
icant improvement was seen on the delayed study af The 43% incidence of aspiration detected by
ter levodopa (L-dopa) was given on a regular basis. MBSAT in our study (60% in the patients without a
neuromuscular disorder), is quite similar to the 45%
Laryngoscopy Findings and 50% incidences reported in two other recent
Abnormalities were seen in five often patients who studies.1,2 We believe that although actual aspiration is
underwent direct laryngoscopy. These included the observed in only 50% of patients receiving ventilatory
following:secretions
decreased sensation ofthe vocal cords (n=2); support via a cuffed tracheostomy tube, intermittent
pooled above the vocal cords (n=2); limited
vocal cord motion (n=2); and edema of arytenoids
aspiration likely occurs due to pooling ofmaterial in the
vallecula and pyriform sinuses (Fig 2), especially when
(n=l). In the seven patients without a neuromuscular coupled with an abnormal swallowing reflex. The high
disorder, four had abnormalities detected. The relative incidence of swallowing abnormalities detected by
frequency of the abnormalities was similar in patients
with and without a neuromuscular disorder.
MBSAT in patients considered to have a normal
finding from a bedside examination pointsevenoutwhen the
Discussion problem of relying ontrained
bedside evaluations
Our data show that patients with and without neu
performed by highly speech pathologists. We
believe that bedside evaluation should be considered
romuscular disorders requiring prolonged intubation only a screening procedure to detect gross distur
(translaryngeal followed by tracheostomy) and positive bances of swallowing function.
pressure ventilation have a high incidence of swallow The addition of direct laryngoscopy to the bedside
ing abnormalities. Moreover, the types of swallowing examination allows one to more fully assess hypopha-
abnormalities are complex and more than one type of ryngeal sensation, detect vallecular and pyriform sinus
abnormality is commonly present. Finally,
and direct laryngoscopy can provide useful information
MBSAT pooling, observe hypopharyngeal muscle contraction,
and observe the integrity of epiglottic and vocal cord
about swallowing dysfunction that may help to prevent function. We have found examination of the unanes-
subsequent respiratory complications.
Earlier studies that used dysphagia as a marker of
thetized upper airway via direct laryngoscopy to pro
vide important information while simultaneouslybeing
swallowing dysfunction suggested that swallowing ab
normalities in patients with tracheostomies were as low
well tolerated by the patient. Following visual inspec
tion of the upper airway for edema and pooling of se
as 7%.4 When speech pathologists have evaluated pa cretions in the valleculae or pyriform sinuses, the oral