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Charge and Spin

Density Waves
Electrons in some metals arrange into crystalline
patterns that move in concert, respond peculiarly
to applied voltages and show self-organization

by Stuart Brown and George Grner

O
n a hot July afternoon the Mall the theoretical physicist Rudolf E. systems such as sandpiles or earth-
in Washington, D.C., is over- Peierls in the early 1930s and discov- quake fault networks. Lets say we drib-
run with sightseers. They move ered in the 1970s. A related phenome- ble sand onto a surface. It piles up into
earnestly in zigzag patterns carrying non, spin-density waves, or SDWs, were a conical shape; the cone is so steep that
their coolers, bouncing from museum predicted by Albert W. Overhauser in often adding a single grain will cause an
to monument to cafeteria. Most of the 1960, while at Ford Motor Company; avalanche. Likewise, tectonic plates per-
streets bordering the lawns are at, and the waves were also rst seen in the petually poise themselves on the brink
as many tourists stroll in one direction 1970s. At one time, CDWs were suggest- of an earthquake. In some circumstanc-
as in the other. Suddenly a drumroll is ed as being the agent of superconduc- es, charge-density waves so congure
heard : a marching band is assembling. tivity. Today we know that supercon- themselves that any slight change in an
On the roads, displacing the confused ductivity has a dierent origin, one in externally applied electric eld leads to
crowd, are gathering serried ranks of which the students dance in pairs rath- a drastic change. CDWs are thus a table-
uniformed high school students. Soon er than march; yet the many oddities of top system in which we can test theo-
the band is mustered in neat rows, the marching bands themselves have ries of self-organization.
hardly disturbed even by a child trying kept researchers intrigued for decades.

W
to hide between the trumpeters legs Charge-density waves may even nd hy do density waves form?
from a pursuing parent. As the tour- applications one day as tunable capaci- The underlying cause is the in-
ists watch, the band starts to play and tors in electronic circuits and as ex- teraction between the elec-
then marches forward with a clash of tremely sensitive detectors of electro- trons in a metal. Normally the electro-
cymbals. magnetic radiation. static repulsion between the negatively
The wanderers on the Mall imitate Hook up a battery to the ends of a charged electrons is canceled out by the
rather closely the behavior of electrons solid in which a CDW exists and apply presence of positive ions (atoms that
in common metals. On cooling to tem- a voltage across it. If the voltage is have lost one or more electrons and are
peratures close to absolute zero, most small enough, nothing happens: the therefore positively charged ), which
metals remain in this state; that is, the shoes of the marchers are stuck to the form the body of the metal. Then the
electrons continue to wander. But in road with chewing gum. ( The sticking electrons hardly notice one another. In
some metals the electrons organize is weak, so charge-density waves have such a situation, if we picture the elec-
themselves into regular patterns like a dielectric constant several million trons as the strolling crowd described
the ranks of a marching band. times that of semiconductors, which al- earlier, the probability of nding a per-
Such ordered ranks of electrons, oth- lows them to store enormous amounts sonor electronat any one spot is the
erwise known as charge-density waves, of chargehence their potential use as same as at any other. So the electrons
or CDWs for short, were envisaged by capacitors.) But if you increase the volt- charge density is uniform in space. Now
age beyond a certain threshold, the suppose the electrons do interactsay
shoes suddenly break free, and the by aecting the lattice in which the pos-
band begins to marchthere is a large itive ions are arranged. The lattice can
STUART BROWN and GEORGE GRNER current. The current is not proportion- in turn inuence the position of a sec-
share an interest in the dynamics of al to the voltage, as in ordinary metals ond electron, eectively giving rise to
driven systems such as charge-density
obeying Ohms law; instead it increases an interaction between the electrons.
waves and earthquakes. Grner received
his Ph.D. in Budapest in 1971 and worked vastly with small increases in voltage.
as a postdoctoral associate at Imperial Further, a small part of the total cur-
College, London. He has been professor rent oscillates in time, even if only a
REGULAR PATTERN of charge-density
of physics at the University of California, constant DC voltage is applied.
waves in the material tantalum disul-
Los Angeles, since 1981. Brown earned And charge-density waves exhibit a
his Ph.D. in 1988 from U.C.L.A. and did de is revealed by a scanning tunneling
self-organized response to externally microscope. Peaks of high charge den-
postdoctoral research at Los Alamos Na- applied forces. In fact, the concept of
tional Laboratory and the University of sity (white ) are spaced 12 angstroms
Florida. In 1991 he returned to U.C.L.A.
self-organized criticality grew out of ini- apart in a hexagonal array. Robert V.
as a member of the faculty. tial work on CDWs. This eld attempts Coleman and C. Gray Slough of the Uni-
to understand the motions of complex versity of Virginia provided the scan.

50 SCIENTIFIC AMERICAN April 1994 Copyright 1994 Scientific American, Inc.


Copyright 1994 Scientific American, Inc.
er pairs to separate. With higher and
Pairing States higher temperatures, more and more
pairs are divorced, until the last pair

C harge-density waves (top ) can be thought of as electron-hole pairs as


well as electron-electron pairs. ( A hole is a vacant quantum-mechanical
state; it acts much like a particle.) Looking at the array, we can think of an
breaks up; above this critical tempera-
ture the material has only free elec-
trons and is back to a metal. This pro-
electron as being paired either with a hole to its right or left or with the elec- cess is known as a phase transition, as
tron opposite. (Superconductivity comes from yet another kind of electron- in the melting of an ice cube. If we re-
electron pairing.) In spin-density waves (bottom ), the opposing electron is verse the process, cooling the material
shifted, so that the total charge density is constant but the spin density goes down from high temperatures, a CDW
up and down along the array. forms when we cross the phase-transi-
Which of the various pairing states occurs in a given material depends on tion temperature. The electrons then
the strength of the various interactions between the electrons. For instance, get stuck. Because small electric elds
if direct electrostatic repulsion between electrons dominates, either a spin- can no longer dislodge them, and no
density wave or a spin-parallel (or triplet ) superconducting state is favored. current ows, the metal changes abrupt-
Electrons can also interact by distorting the lattice. The mediation of the lat- ly to an insulator. This sudden change
tice leads to attraction between electrons, and either a charge-density wave in electric conductivity in fact signals
or a spin-antiparallel (or singlet ) superconducting state results. the formation of a CDW.
Far more direct observations of CDWs
SPIN-DOWN have been made using scanning tunnel-
ELECTRON CHARGE-DENSITY WAVE ing microscopes, which show the charge
density even on atomic scale [see illus-
tration on preceding page ]. Further, a
CDW is accompanied by distortions in
the lattice. The distortion pattern, called
a superlattice, can be seen by x-ray dif-
fraction: the ions scatter x-rays onto
SPIN-UP HOLE photographic lm, displaying a charac-
ELECTRON teristic pattern that reveals their spac-
SPIN-DENSITY WAVE ing. For example, if the superlattice
wavelength is twice that of the lattice
wavelength, the x-ray diraction pat-
tern will show additional spots halfway
between the main spots coming from
the lattice. (The intensity of the halfway
spots relates to the size of the lattice
deformation.) The rst experiments of
this type were performed by Robert
The interactions often cause the elec- chanical state is formeddepends on Comes and his associates in Paris in
trons to become paired up; the pairs how the electrons motion is conned. the 1970s.
subsequently repel one another. Then In three dimensions, electrons have the Since a spin-density wave leads nei-
each pair stays as far away as possible ability to avoid one another by simply ther to a charge uctuation nor to a lat-
from all other pairs, and an ordered moving out of the way. But if they are tice distortion, detecting it is much
structure like that of the marching band limited to traveling along a chain of harder. In principle, it could possibly
is formed; the charge density becomes atoms, the electrons cannot avoid one be seen through the magnetic force mi-
bumpy. If we take into account the wave another and tend to interact more croscope, an instrument that responds
nature of the electrons, a smooth varia- strongly. CDWs and SDWs occur mostly to variations of the spin, but the devic-
tion of the charge density emerges. This in such materials, in which the atoms es are not yet sensitive enough. The rst
smooth spatial variation of the charge are lined up in chains. ( Many of these demonstration of spin-density waves
is called a charge-density wave. materials were rst synthesized in the was made by scattering neutrons o
In addition to charge, electrons car- early 1970s.) In some circumstances, chromium. ( Neutrons, having spin and
ry around with them something called the electron pairs attract rather than no charge, are useful for studying or-
spin. A spin is a magnetic moment as- repel one another, forming a supercon- dered spin structures.) In addition, in-
sociated with each electron; the mo- ducting state. direct probes of the magnetic eld,
ments can assume one of two states, Chemists often design materials with such as magnetic resonancethe same
labeled up and down. If electrons a chainlike structure; however, they do technique used in hospitals as a diag-
with the same spin orientation repel not have much control over the nature nostic toolare now the only means of
one another, then each up spin wants of the electronic interactions. So wheth- sensing the presence of SDWs.
to have a down spin as a neighbor. The er the synthesized substance develops The eects of CDWs and SDWs may
result is a spin-density wave, or SDW. a CDW or an SDW or becomes super- also be observed via the motions they
An SDW can be thought of as two conducting cannot be predicted. perform as a body. These motions can
CDWs, one for each spin state, super- be rather dierent depending on how

E
posed, with their peaks in alternate po- lectrons tend to pair at low tem- the wavelength of the density wave re-
sitions. Note that for a charge-density peratures. At absolute zero, each lates to the underlying lattice spacing.
wave the charge varies in space, but electron has its mate, and the The CDW wavelength changes with the
not for a spin-density wave. structure is fully ordered. As we warm number of electrons in the solid : if
In general, how the electrons inter- up the material, some of the pairs be- there are more electrons, the wave-
actand what kind of quantum-me- come separated; they then induce oth- length becomes smaller and, in particu-

52 SCIENTIFIC AMERICAN April 1994 Copyright 1994 Scientific American, Inc.


lar, may not match the original lattice way in which CDWs can change is that observed by Robert M. Fleming and
spacing of the ions in any neat way. the crests can get higher. This motion, Charles C. Grimes of AT&T. Our recent
Then the charge-density wave is said to called an amplitudon, requires a lot of measurements, and those of Denis J-
be incommensurate with the original energy. The position and height of the rome, Silvia Tomic and others at the
lattice spacing; it oats around unaf- crests may both vary, with variations University of Paris South and Takashi
fected by the lattice until pinned down over shorter distances having higher Sambongis group at Hokkaido Uni-
by a defect. ( A defect acts like a pot- energies. The energies of these motions versity, have shown that spin-density
holeor chewing gumin the electric were rst calculated by Patrick A. Lee, waves behave much like charge-density
potential surface, in which the CDW T. Morris Rice and Philip W. Anderson, waves in the presence of electric elds.
gets stuck.) But if the charge-density then at AT&T Bell Laboratories. The

T
wave and the original lattice spacing SDWs share these collective motions he simplest model that describes
are commensurate and t neatly, with the CDWs and in addition have a the behavior of density waves is
then, for example, every other student purely magnetic mode that is related to called the classical particle mod-
stands in a depression in the road, and changes in spin orientation. These exci- el. It was proposed by one of us ( Gr-
it is very hard to get the band moving. tations are called magnons. ner ) with Alfred Zawadowski and Paul
For this reason, incommensurate waves The truly dramatic motions occur M. Chaikin, then at the University of
are much more intriguing in the varie- when we apply an electric eld to a sol- California at Los Angeles. The charge-
ties of behavior that they display. Com- id containing a charge-density wave. A density wave is represented by a single
mensurate wavesthe ones originally current-voltage relation very dierent massive particle positioned at its cen-
envisioned by Peierlsare of largely from Ohms lawin which conductivi- ter of mass. The behavior of this parti-
historical interest. ty is constantwas found in 1986 ( in cle reects that of the entire array.
There are two basic motions that the material niobium triselenide) by When there are no external electric
charge-density waves can indulge in as Nai-Phuan Ong, Pierre Monceau and elds, the particle sits on a ribbed sur-
a body, called collective modes. Quan- Alan M. Portis of the University of Cali- face, like a marble in a cup of an egg
tum mechanics allows us to think of fornia at Berkeley. Since then, some tray. This conguration corresponds to
these modes as particles, which are then CDW materials have displayed conduc- the crest of a CDW being stuck at a de-
named by the sux on. The oating tivities that vary by several orders of fect. If we move the CDW, the marble
of the crests back and forth and their magnitude when very modest electric climbs over the edge of the eggcup and
occasional bunching are a kind of col- elds (of less than one volt per centi- falls into the next one, which means
lective mode known as a phason ( it in- meter ) are applied. We now know that that the next crest of the CDW gets
volves changing the phase of the den- this change in conductivity comes from stuck at the same defect.
sity wave). For waves that do not t the depinning and sudden motion of This model allows us to understand
well with the underlying lattice struc- the entire density wave. Even more un- much of the versatile behavior of CDWs.
ture, the oating takes no energy at all usual is the variation of the current as The marble is free to move around the
(unless a defect pins the wave down), time passes, even when only a constant bottom of the eggcup and can therefore
but the bunching takes some. The other (DC) voltage is applied. This was rst readjust its position sensitively in re-

NORMAL METAL CHARGE-DENSITY WAVE SPIN-DENSITY WAVE


SPIN-UP
ELECTRON DENSITY

0
CHARGE DENSITY SPIN-DOWN

0
TOTAL

0
DENSITY
SPIN

POSITION POSITION POSITION

CHARGE AND SPIN DENSITIES of electrons are shown in nor- sities vary with position within the crystal. They can be
mal metals, charge-density waves and spin-density waves. summed to yield the total charge density (blue ); their dier-
The spin-up (orange ) and spin-down (purple ) electron den- ence yields the spin density (green ).

Copyright 1994 Scientific American, Inc. SCIENTIFIC AMERICAN April 1994 53


Density-Wave Materials

T wo very different types of materials, organic and inorganic, show density waves.
The inorganic materials are characterized by chains of transition-metal ions, such
as platinum. Within a crystal, each chain is well separated from its neighbors. The
CN
electrons move freely along the chains, but the large separation between chains im-
pedes transverse motion,
so that the electric conduc- CH3
tivity might be from 10 to
1,000 times greater in the
chain direction than across.
PF6 C Se
A typical linear-chain com-
pound of the inorganic va-
Pt riety, K 2Pt(CN) 4 Br 0.33H 2 O,
or KCP for short, is shown
at the left. The vertical
lobes (purple ) show elec-
tron orbitals overlapping
along the chain. Some oth-
er linear-chain compounds
having so-called incom-
mensurate charge-density
waves are NbSe3, ( TaSe 4 ) 2 I
and K 0.3 MoO 3.
The other types of CDW
materials are grown from
flat organic molecules such
as the synthetic one, tetra-
methyltetraselenafulva-
lene, or TMTSF. Several of
these molecules are stacked on one another to form a crystal
together with embedded PF6 ions, as shown at the right.
Electrons are free to move up and down the stack but not
from one stack to the next; thus, the conductivity is again
highly anisotropic.
These organic materials are of particular importance in
studying electrons in solids because their properties can be
fine-tuned. For example, an entire family of TMTSF-based
salts can be created by replacing the PF6 anion with ReO4, Br,
SCN or AsF6, among others. Each new salt has slightly differ-
ent interaction strengths between the electrons; these varia-
tions can have profound effects. The crystal ( TMTSF) 2ClO 4,
if cooled slowly down to one kelvin, becomes a supercon-
ductor, whereas rapid cooling gives a spin-density wave.

sponse to applied electric elds. Be- tray. The marble slows down when it netic radiation.) If we apply both a DC
cause the marblethat is, the charge- climbs up an edge and speeds up when eld and an AC eld, the former makes
density wavecarries charge, its posi- it falls down one. Consequently, its the egg tray tilt to one side, whereas the
tion affects the electric eld within the speed, and the electric current, goes up latter makes it jiggle from side to side.
medium. The marble usually adjusts its and down with time. These current os- Suppose the marble is rolling down the
position so as to reduce the electric cillations, which we have mentioned egg tray. If the time the marble takes to
eld acting on it. Thus, materials with earlier, are widely observed. The aver- go from one eggcup to the next is near-
charge-density waves have a large di- age current is higher if the tilt in the egg ly the same as the time for which the
electric constant, so large that they traythat is, the DC voltageis higher. egg tray is tilted up by the AC voltage,
could be called superdielectrics. Our Now suppose that instead of a DC it will hop between eggcups once each
measurements on both charge- and voltage, an AC voltage is applied, in cycle of the AC eld. When the marble
spin-density waves give values for the which case the egg tray is rocked back is hopping down the egg tray with the
dielectric constant more than one mil- and forth like a seesaw. The marble os- help of the AC eld, augmenting the av-
lion times larger than that of ordinary cillates back and forth in its cup. This erage tilt of the egg tray by increasing
semiconductors. sloshing of the entire density wave the DC voltage does not change the av-
What happens if we apply a DC volt- scatters light of certain colors, allowing erage current. So if we plot the current
age? The egg tray on which the marble its detection in optical experiments at versus the DC voltage ( in the presence
lies will tilt. If the tiltthat is, the volt- micron and millimeter wavelengths, as of an AC voltage), we will see the cur-
ageis great enough, the marble can conducted at U.C.L.A. ( Conversely, the rent generally increasing with DC volt-
roll out of the eggcup and down the egg CDW can sensitively detect electromag- age except for certain plateaus where

54 SCIENTIFIC AMERICAN April 1994 Copyright 1994 Scientific American, Inc.


we have a mode locking [see bottom the elasticity of the density wave. Sup- Coppersmith. Just before the eld is
illustration on this page]. pose we repeatedly turn on a DC elec- turned on, the marbles are positioned
The model we have described, and tric eld for some time and then turn it in neighboring eggcups. When the eld
the equations it implies for the marbles o. The marbles move some distance is turned o, each is found to be exact-
motion, turns out to be applicable in during the on time and roll to the bot- ly balanced on an edge between two
quite diverse situations. For example, it toms of eggcups when the eld is eggcupsno matter how long the eld
describes a Josephson junction (that turned o. We would expect them to is kept on [see illustration on next
between two superconductors), the mo- move farther if the on time is longer. page]. ( After the eld is turned o, the
tion of ions in solids, a pendulum in a But what happens is actually quite dif- marbles roll into eggcups, sometimes
gravitational eld and certain electron- ferent, as was found in simulations by to their right and sometimes to their
ic circuits. Although the equations look
simple, they display a variety of solu-
tions, including chaotic behavior. NO
VOLTAGE
Other behaviors are not so simple to
understand. By cooling materials that
contain spin-density waves down to al-
most absolute zero, we nd a peculiar
phenomenon that has been interpreted
as the marbles tunneling through to the
LOW
next eggcup instead of climbing over VOLTAGE
its edge. This purely quantum-mechan-
ical eect has since been conrmed by
other groups. Tunneling has been pre-
dicted by Kazumi Maki of the Universi-
ty of Southern California and by the late
John Bardeen of the University of Illi-
HIGH
nois, but it is too early to tell whether VOLTAGE
their model applies to our low-tempera-
ture experimental ndings about SDWs.

P
erhaps the most bizarre behavior
of all is that of self-organization METAL CHARGE-DENSITY WAVE
[see Self-Organized Criticality, CHARGED-PARTICLE MODEL shows how current ow in charge-density waves
by Per Bak and Kan Chen; SCIENTIFIC diers from that in normal metals. In a metal (left ) the particle rests on a at (elec-
AMERICAN, January 1991]. Susan N. trical potential ) surface. If we apply a voltage, the surface tilts, and the particle
Coppersmith and Peter B. Littlewood of starts to move: there is a current. For a charge-density wave (right ), the surface is
AT&T and Kurt A. Wiesenfeld and Per ribbed. If the applied voltage is lowthat is, the tilt is smallthe particle changes
Bak of Brookhaven National Laboratory position only slightly, and there is no current. If the tilt is large enough to get the
were the rst to deduce this phenome- particle over the barrier, the particle runs down the ribbed surface. Then the cur-
non, from experiments on CDWs per- rent goes up and down in time as the particle climbs over each barrier.
formed by researchers at AT&T and by
us at U.C.L.A. Self-organization is a phe- 3.0
nomenon that charge-density waves
have in common with earthquakes. Just
as two tectonic plates rubbing on each
other get stuck at ragged edges and CDW WITH
then suddenly unstick (with catastroph- ALTERNATING
ic consequences), charge-density waves, 2.0 VOLTAGE
in the presence of some electric elds, METAL
CURRENT

get stuck on defects and suddenly un-


stick. But the analogy goes deeper.
Earthquakes and charge-density waves CDW
tend to settle into congurations in
which a small disturbance will cause a 1.0
violent change: they organize them-
selves into a critical state. The marble
balances itself exactly on the thin edge
between two eggcups.
To study the self-organizing behav-
ior, we have to rene our model slight-
ly. Self-organization comes from self- 0.0 1.0 2.0
interactions, so our model has to in- DIRECT VOLTAGE
clude the push-and-pull between the CURRENT VERSUS VOLTAGE is plotted for metals and charge-density waves. In a
dierent regions of the CDW. One mar- metal (blue) the current increases linearly with voltage. For a charge-density wave,
ble at the center of mass is no longer there is no current until the voltage increases to a critical value; only then does the
enough; we now need a series of mar- current start to ow (red ). If in addition to a direct voltage we apply an alternating
bles attached to their neighbors by one, the curve shows plateaus (purple). The plateaus correspond to a mode lock-
springs. This arrangement represents ing when the ow of the charge-density wave matches the alternating frequency.

Copyright 1994 Scientific American, Inc. SCIENTIFIC AMERICAN April 1994 55


a left.) This bizarre self-regulatory be-
havior is easier to study in charge-den-
sity waves than in earthquakes. It has
given the former a particular use in
testing complex dynamical theories.
CHARGE-DENSITY WAVE MODEL In fact, the density-wave states are
probably just the simplest periodic con-
b gurations of electrons we can hope to
nd. Several theories suggest a hierar-
chy of more complex arrangements.
One suggestion came from theoretical
physicist Eugene Wigner in 1939. Wig-
ner showed that if the density of elec-
EARTHQUAKE MODEL trons is low enoughsay in a collec-
tion of electrons moving freely in two
dimensionsthey would settle into a
crystalline pattern. Since then, many
researchers have searched for Wigner
crystals. In the early 1980s Grimes and
Gregory Adams, also at AT&T, showed
that electrons deposited on the surface
of liquid helium form just such a crys-
tal. Evidence of their presence in solid-
state systems has come from groups at
Saclay, France, AT&T and elsewhere.
The various properties of density-
wave materials have yet to be applied
toward enhancing our comfort. Still,
plans abound. The dielectric constants
of CDW materials, besides being enor-
mous, also change with the electric
eld; they could be implemented in cir-
cuits as tunable capacitors. The strong
response of charge-density waves to
electromagnetic radiation could make
them useful as light detectors; at low
temperatures, this sensitivity would ul-
timately be limited by quantum me-
chanics. Bardeen, better known for the
theory of superconductivity and the in-
vention of the solid-state transistor,
worked out the theory of the quantum
transport of density waves. Whether
quantum detectors such as he envis-
aged can be built and put to practical
use remains to be seen. Right now, we
are happy enough just to learn more
about the idiosyncracies of charge- and
spin-density waves.

FURTHER READING
THE DIFFERENCE BETWEEN ONE-DIMEN-
SIONAL AND THREE-DIMENSIONAL SEMI-
CONDUCTORS. Esther M. Conwell in
Physics Today, Vol. 38, No. 6, pages 46
53; June 1985.
THE DYNAMICS OF CHARGE-DENSITY
SELF-ORGANIZED BEHAVIOR is compared for models of charge-density waves and
WAVES. G. Grner in Reviews of Modern
earthquake faults. The particles attached by springs represent the position and
Physics, Vol. 60, No. 4, pages 1129
elasticity of the charge-density wave (a). The particles rest on a ribbed surface. If 1181; October 4, 1988.
one turns an electric eld on and o repeatedly, the marbles are found to sit in the CHARGE DENSITY WAVES IN SOLIDS. Edit-
most unstable position possible: each on top of a hill. In the earthquake model (b) ed by L. P. Gorkov and G. Grner. Else-
the blocks are attached to a surface moving sideways with respect to the lower vier, 1990.
surface. The lower surface has metal strips that drag on the blocks; the blocks are EVIDENCE ACCUMULATES, AT LAST, FOR
also connected by springs. After some arbitrary (unpredictable) time, the accumu- THE WIGNER CRYSTAL. Anil Khurana in
lated strain makes the blocks rearrange their positions catastrophically. But the Physics Today, Vol. 43, No. 12, pages
new positions are again unstable. The photograph shows the San Andreas fault in 1720; December 1990.
Carrizo Plain, east of San Luis Obispo, Calif.

56 SCIENTIFIC AMERICAN April 1994 Copyright 1994 Scientific American, Inc.

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