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Several minimally invasive techniques

for performing esophagectomy are

now available.

Samuel Bak. BK1484 Followers. Oil on canvas, 18 24.

Minimally Invasive Surgery for Esophageal Cancer:


Review of the Literature and Institutional Experience
Maki Yamamoto, MD, Jill M. Weber, MPH, Richard C. Karl, MD, FACS, and Kenneth L. Meredith, MD, FACS

Background: Esophageal cancer represents a major public health problem in the world. Several minimally
invasive esophagectomy (MIE) techniques have been described and represent a safe alternative for the surgical
management of esophageal cancer in selected centers with high volume and surgeons experienced in minimally
invasive procedures.
Methods: The authors reviewed the most recent and largest studies published in the medical literature that
reported the outcomes for MIE techniques.
Results: In larger series, MIE has proven to be equivalent in postoperative morbidity and mortality to the open
esophagectomy. However, MIE has been associated with less blood loss, reduced postoperative pain, decreased time
in the intensive care unit, and shortened length of hospital stay compared with the conventional open approaches.
Despite limited data, no significant difference in survival stage for stage has been observed between open
esophagectomy and MIE.
Conclusions: The myriad of MIE techniques complicates the debate for defining the optimal surgical approach
for the treatment of esophageal cancer. Randomized controlled trials comparing MIE with conventional open
esophagectomy are needed to clarify the ideal procedure with the lowest postoperative morbidity, best quality
of life after surgery, and long-term survival.

Introduction ratio of 0.84. In the United States, approximately


Esophageal cancer is the eighth most common cancer 17,460 patients are diagnosed with esophageal can-
in the world, with an estimated 482,300 new cases cer each year, with a mortality of 15,070 (incidence
each year and 406,800 cancer deaths per year.1 Sur- and death rates are standardized to age for the 2000
vival is poor, with a high mortality-to-incidence rate US standard million population).2 According to Sur-
veillance, Epidemiology and End Results data, 5-year
From the Gastrointestinal Tumor Program at the H. Lee Moffitt Can- survival rates for esophageal cancer have improved
cer Center & Research Institute, Tampa, Florida. modestly throughout the last 30 years, from 5% be-
Submitted March 6, 2012; accepted July 18, 2012.
tween 1975 and 1977 to 19% between 2001 and 2007.2
Address correspondence to Kenneth L. Meredith, MD, FACS, Gastro-
intestinal Tumor Program, Moffitt Cancer Center, 12902 Magnolia Surgical resection has been the gold standard
Drive, FOB-2 GI PROG, Tampa, FL 33612. E-mail: Kenneth. for localized esophageal cancer for decades. How-
Meredith@Moffitt.org ever, due to a poor 5-year survival rate, which is
No significant relationship exists between the authors and the
companies/organizations whose products or services may be ref- approximately 36% in patients undergoing esopha-
erenced in this article. gectomy, numerous clinical trials have investigated

130 Cancer Control April 2013, Vol. 20, No. 2


the role for multimodality therapy.3,4 A review of sive techniques for staging purposes are used mainly
randomized controlled trials evaluating neoadjuvant at the time of planned surgical extirpation.
chemoradiotherapy vs surgery alone demonstrated MIE is indicated in patients with early-stage
no major difference in overall survival.5 However, all esophageal cancer and in patients who are diagnosed
the studies in the review were inconsistent with their with Barretts esophagus with high-grade dysplasia.
regimens of chemotherapy, doses of radiotherapy, Neoadjuvant chemotherapy and radiation are routine-
timing of chemotherapy in conjunction with radio- ly recommended for patients with locally advanced
therapy, surgical procedure performed, and histo- esophageal cancer. We and other investigators15,16
logic subtypes enrolled in the trials. Furthermore, have found that MIE can be safely performed in pa-
esophagectomy has the highest mortality among all tients who have received neoadjuvant therapy, while
elective gastrointestinal surgery, with rates as high others do not recommend the procedure in patients
as 23%.6 Reductions in surgical mortality up to 32% with prior radiation.17,18 The impact of neoadjuvant
have been attributable to specialized high-volume therapy has been evaluated in several randomized
centers.7-9 Advances in surgical technology, staging, studies demonstrating that chemoradiotherapy does
and perioperative care could further impact a reduc- not significantly increase the morbidity, mortality, or
tion in surgical morbidity and mortality. Of these oncologic outcome compared with conventional sur-
advances, minimally invasive esophagectomy (MIE) gery.19-21 Therefore, the current standard for patients
has the greatest potential to improve outcomes in with locally advanced esophageal cancer who receive
patients who undergo esophageal surgery. neoadjuvant chemoradiation is esophagectomy, and
Minimally invasive procedures involving laparo- the minimally invasive approach may be offered to
scopic surgery, thoracoscopic surgery, or both are the these patients without compromising surgical or on-
mainstay surgical approach for a variety of benign cologic outcomes.
esophageal disorders and are associated with equiva-
lent functional results compared with open proce- Contraindications for MIE
dures.10 These techniques offer the potential advan- Contraindications to thoracoscopy include extensive
tages of enhanced recovery, a reduction in pain, and pleural adhesions, prior pneumonectomy, bulky tu-
a quicker return to normal function, although larger mors, and locally infiltrative tumors, especially those
studies are needed to provide definitive evidence of with airway involvement. Adequate cardiac and pul-
these benefits. The application of minimally invasive monary function is necessary for thoracoscopic MIE
surgery has been explored and found to be feasible due to prolonged single-lung ventilation.22 Relative
in the management of esophageal cancer, although contraindications to laparoscopy may include prior
concern has been expressed about its safety, efficacy, abdominal operations and major gastric resections.
oncologic value, and other advantages that justify lon-
ger operative times and higher costs. This article MIE Techniques
discusses MIE indications, techniques, and outcomes Several surgical techniques for the treatment of esoph-
in the management of esophageal cancer. ageal cancer are available, and the choice of technique
depends on tumor location, extent of lymphadenecto-
Indications for Minimally Invasive Surgery in my, and surgeons preference. The two most frequent
Esophageal Cancer open techniques are the transhiatal esophagectomy
Patient selection represents the most important factor (THE) and transthoracic (Ivor Lewis) esophagectomy
in MIE. At our institution, all patients with esophageal (TTE).23 Classic THE involves a laparotomy to mobi-
carcinoma undergo staging with endoscopic ultraso- lize the stomach from its vascular attachments and a
nography, computed tomography (CT) of the thorax celiac/left gastric lymphadenectomy, while still pre-
and abdomen, and whole-body positron emission serving the right gastroepiploic vessel for which the
tomography/CT scans. Thoracoscopic staging, lapa- future gastric conduit relies on. Variations, includ-
roscopic staging, or both are performed in selected ing the pyloric drainage procedure, feeding jejunal
patients who are found to have advanced locoregional tube placement, and mobilization (Kocher maneu-
disease on imaging studies. The utility of laparoscopy ver) of the duodenum, can be performed during the
in staging is more relevant with adenocarcinomas of laparotomy. However, we do not routinely perform
the lower esophagus compared with more proximal pyloric drainage and the Kocher maneuver at our
tumors.11 Laparoscopy has been reported to be more institution. With adequate gastric mobilization, the
sensitive and specific than CT scans in detecting lymph gastric conduit will routinely have sufficient length
node, peritoneal, and liver metastases. This procedure without additional duodenal mobilization. In addi-
is safe with low morbidity and avoids unnecessary tion, prospective randomized trials have not yielded
operative procedures.12 However, some studies have any long-term benefits from surgical pyloric drain-
reported a small yield.13,14 Therefore, minimally inva- age procedures,24,25 specifically pyloromyotomy or

April 2013, Vol. 20, No. 2 Cancer Control 131


pyloroplasty. We routinely perform percutaneous in- ity, or long-term survival.31 In this analysis, TTE had
traoperative injection of 300 U botulinum toxin into a higher risk for pulmonary complications, chylous
the pylorus, which is less invasive than traditional leaks, and wound infection, while THE was associated
pyloric drainage procedures and improves short-term with an increased incidence of anastomotic leaks and
outcomes. Martin et al26 retrospectively evaluated 48 recurrent laryngeal nerve injury. Because no clear
patients who underwent intrapyloric botulinum toxin consensus has established the ideal surgical resec-
injection during esophagectomy and examined their tion, MIE has been explored in both TTE and THE
rate of early vs late delayed gastric emptying. Two pa- approaches with the purpose of overcoming their
tients developed clinically significant delayed gastric intrinsic limitations. Multiple minimally invasive ap-
emptying in the early postoperative period, while 3 proaches to esophagectomy have been described that
patients developed late symptoms (> 3 months post- combine thoracoscopic procedures, laparoscopic pro-
operatively) that resolved with endoscopic therapies cedures, or both with various operative positions for
(dilatation vs endoscopic botulinum injection). This the patient and anastomotic techniques (Table 1).
minimally invasive technique eliminates the small but MIE for the management of esophageal cancer
devastating complication of duodenal leak seen in was first described by Cuschieri et al32 in 1992, and it
more invasive surgical drainage procedures. Subse- was later refined by Collard et al33 in 1993. These first
quent blunt dissection of the thoracic esophagus is efforts involved thoracoscopic esophageal mobiliza-
considered an advantage, particularly in patients with tion with subsequent laparotomy for gastric mobiliza-
poor lung function who may not be able to tolerate tion and a cervical anastomosis. This approach avoids
thoracotomy. The anastomosis is created with a left the morbidity of thoracotomy and permits a complete
cervical incision to form the final cervical esophago- and thorough mediastinal dissection. Several groups
gastric anastomosis.7 have reported their experience with excellent results
By contrast, TTE has an identical abdominal por- with this technique, which currently represents the
tion of the operation. The blunt thoracic esophageal most popular MIE technique.34-38
dissection is replaced with right thoracotomy and me- Refinements in the thoracoscopic technique have
ticulous radial dissection around the thoracic esopha- been pioneered by Luketich et al,16,39 who have de-
gus with its surrounding mediastinal lymphatic tissue. scribed thoracolaparoscopic esophagectomy. This
The anastomosis is created within the thoracic space technique involves video-assisted thoracoscopic
rather than the neck. The theoretical advantage with esophageal mobilization in the left lateral decubitus
the thoracic approach is the oncologic resection of position, followed by supine laparoscopic gastric mo-
mediastinal lymph nodes and a wider radial margin bilization and preparation of the gastric conduit with
of the primary tumor.27 Other modifications of these a standard cervical anastomosis. This combination
two classic approaches include left thoracotomy, thora- offers the potential benefit of avoiding the need for
coabdominal incision, and the 3-field approach
(McKeown procedure).28,29 Table 1. Minimally Invasive Esophagectomy (MIE) Techniques
Determining which esophagectomy tech-
Surgical Technique Abdominal Portion Thoracic Portion Anastomosis
nique will result in less morbidity and in-
creased survival is controversial. Hulscher Open transthoracic Open Open Intrathoracic
et al30 reported their data from a randomized (Ivor Lewis)
trial involving 220 patients assigned to THE or Open transhiatal Open NA Cervical
TTE with extended en-bloc lymphadenectomy.
Open 3-field Open Open Cervical
They concluded that perioperative morbidity (McKeown)
was higher after TTE but saw no significant
difference in in-hospital mortality. THE was Hybrid transthoracic Laparoscopic or Open Intrathoracic
hand-assisted
associated with a shorter operative time (3.5 vs
6.0 hours), lower median blood loss (1.0 vs 1.9 Hybrid transthoracic Open Thoracoscopic Intrathoracic
L), fewer pulmonary complications, decreased Hybrid 3-field Open Thoracoscopic Cervical
chylous leaks, shorter duration of mechanical
ventilation, and shorter stay in the intensive MIE 3-field Laparoscopic or Thoracoscopic Cervical
hand-assisted
care unit (ICU) and hospital. However, after
a median follow-up of nearly 5 years, no sig- MIE transthoracic Laparoscopic or Thoracoscopic Intrathoracic
nificant difference was seen in overall survival hand-assisted
between the THE and TTE groups (29% and MIE transhiatal Laparoscopic or NA Cervical
39%, respectively). A meta-analysis involving hand-assisted
7,527 patients from 50 studies demonstrated
NA = not applicable.
no significant difference in morbidity, mortal-

132 Cancer Control April 2013, Vol. 20, No. 2


thoracotomy and laparotomy, while minimizing pain At our institution, we have begun to utilize this
in the postoperative period and possibly leading to technology with our approach to esophagectomy.
rapid recovery. The robotic technique can be performed during the
A minimally invasive THE was initially described thoracic dissection of the esophagus, gastric mobili-
by DePaula et al40 in 1995 and then by Swanstrom zation, and intrathoracic anastomosis. It can also be
and Hansen41 in 1997 as the first totally laparoscopic performed in combination with laparoscopic, hand-as-
esophagectomy. This procedure has been utilized by sisted laparoscopic, or thoracoscopic approaches. For
other groups and has undergone several modifica- the robotic abdominal approach, three 8-mm ports are
tions.42-44 The main advantage is direct visualization placed, one in the right subcostal location and two in
of the lower mediastinum without blind dissection. the left subcostal position. The camera is placed in the
Using this technique, a laparotomy is avoided. supraumbilical position and a 10-mm assistant port is
To facilitate the abdominal procedure, some placed in the right paramedian location. A Nathanson
groups use a laparoscopic-assisted hand-port system, liver retractor is placed through a small stab incision in
which provides more tactile control and may poten- the subxiphoid area. The laparoscopic approach has
tially decrease operative time.45 Furthermore, a hand- a similar location as the ports (with the 8-mm ports
assisted system may be used in the thoracoscopic exchanged for 5-mm ports), and only one is placed in
phase of the procedure to facilitate exposure into the right subcostal and one is placed in the left subcos-
the right thoracic cavity (hand-assisted laparoscopic tal region. The assistant and camera ports are in the
and thoracoscopic surgery).46 Other modifications to same location. The hand-assisted approach requires
this technique include a thoracoscopic mobilization a 5-cm right subcostal incision, which allows for the
of the esophagus and mediastinal lymphadenectomy placement of the GelPort device (Applied Medical,
in the prone position.47 The main advantages de- Rancho Santa Margarita, CA). Two additional 5-mm
scribed for prone thoracoscopic mobilization of the trocars are placed in the left subcostal and left para-
esophagus are shorter anesthesia time and better median locations. The feeding jejunostomy is brought
postoperative respiratory function compared with out through a port site on the left for all approaches,
the left lateral position.47 thus eliminating an additional incision.
Additional modifications to MIE involve the use of After insufflation is performed, the abdomen is
mediastinoscopic methods to aid superior mediastinal inspected for evidence of metastatic or locally un-
dissection.48,49 This has been explored in conventional resectable disease. The stomach is mobilized away
THE and laparoscopic esophagectomy. A mediastino- from its vascular attachments, protecting the right
scope is used for dissection of the upper mediastinum. gastroepiploic pedicle. The short gastric vessels are
The utility of this approach is limited by the extent of transected using a Harmonic scalpel. The left gastric
possible lymph node dissection. Other techniques to vessels are dissected down to the origin of the celiac
aid mediastinal dissection involve placing the laparo- artery and transected using a vascular stapler to com-
scopic trocars into the neck to facilitate esophageal plete the upper abdominal lymphadenectomy. The
mobilization of the upper mediastinum.50,51 The me- pylorus is then injected with botulinum toxin. The
diastinoscopic technique is not routinely performed gastric conduit is created using several firings of the
due to technical limitations and rarely offers any ad- surgical stapler. A feeding jejunostomy tube is placed
ditional benefit. through one of the left abdominal trocar sites. The
patient is then placed in the left lateral decubitus
Robotic Esophagectomy position and the right lung is deflated.
Some limitations of the laparoscopic and thoraco- The thorax is entered into the fifth intercostal
scopic approaches to esophagectomy include instru- space using a 10-mm port. Two additional ports are
mentation, the narrow field of the mediastinum, and placed, one in the ninth intercostal space (4-cm inci-
the two-dimensional view of conventional equipment. sion to be shared by the assistant and one of the robot
Robotic systems provide the possibility to overcome arms) and another in the third intercostal space. The
some of these limitations. Some groups have report- azygos vein is isolated and transected using a vascu-
ed their early experience with robotically assisted lar stapler. The esophagus is meticulous dissected
THE.52-54 This involves laparoscopic gastric mobiliza- en bloc with surrounding mediastinal lymph nodes.
tion, mediastinal robotic dissection, and conventional The specimen is removed and margins are checked
transhiatal dissection through the cervical incision. with pathology. The final intrathoracic anastomosis
This technique allows three-dimensional visualiza- has been described with a variety of stapled vs sewn
tion, improved magnification, and a greater range of techniques.55 The recent introduction of a transoral
instrument motion. This potentially could diminish circular stapler has obviated the need for the technical
intraoperative complications during the esophageal expertise in securing a free anvil in the esophageal
dissection in the mediastinum. remnant. The anastomotic leak rate (0%9.8%) with

April 2013, Vol. 20, No. 2 Cancer Control 133


this new technique is comparable with other stapled realized. Finally, because of the multitude of exist-
techniques.56,57 An omental pedicle flap is then placed ing MIE techniques, the ability to compare results
over the anastomosis. with those of conventional esophagectomy is difficult
(Table 2).16,35,47,62-67
MIE Outcomes In theory, obviating the need of a thoracotomy,
Major intraoperative complications, including bleed- laparotomy, or both may reduce postoperative pain,
ing, tracheobronchial injury, and recurrent laryngeal wound infections, ventilator dependence, cardiopul-
nerve injury, have been reported with MIE.58-61 Con- monary complications, ICU and hospital stays, and
version to open surgery is required in approximately mortality rates. However, a clear advantage with
10% of patients.16,34,39 MIE over conventional esophagectomy has not been
As surgical techniques improve, incidence of in- demonstrated.63 Reasons for a lack in difference in
traoperative complications could potentially decrease. postoperative outcomes may result from an inability to
MIE is a technically advanced surgical procedure detect differences in small series and historic control
with a prolonged learning curve. Technical compli- comparisons. The lack of well-designed trials, publi-
cations are known to be operator-, technique-, and cation bias of satisfactory outcomes, and the myriad
instrument-dependent. It has been reported that a of MIE techniques complicate this debate.
minimum of 17 cases were necessary to acquire MIE Smithers et al64 reported outcomes after esopha-
skills, and more than 35 cases were needed to see an gectomy and compared 114 patients with open pro-
outcomes difference.22,62 Most of the major compli- cedures, 309 patients with a thoracoscopic-assisted
cations in MIE were described in initial experience approach, and 23 patients with a total thoracoscopic/
series; therefore, the full potential may not have been laparoscopic approach. Operative time was not sig-

Table 2. Review of Minimally Invasive Esophagectomy (MIE) Studies

Study Surgical No. of EBL Operative Length of Morbidity Anastomotic Mortality 5-yr Survival
Technique Patients (cc) Time Hospital Stay (%) Leak (%) (%)
(min) (d) (%)

Luketich16 MIE 222 7. 32 11.7 1.4 36

Nguyen65 MIE 46 279 350. 8. 17 4.3 4.3 57a

Osugi62 T 80 274 220. 35 1.3 0.

Yamamoto35 T 112 134 112. 19. 26 8.0 0.8 52

Palanivelu47 T/L prone 130 180 220. 8. 21 2.31 1.54 47a

Smithers64 Open 114 600 300. 14. 67 8.7 2.6 30a


T 309 400 285. 13. 62 5.5 2.2 46
MIE 23 300 330. 11. 61 4.0 0. 33

Meredith63 Open (Ivor Lewis) 427 250 289 10.5 4. 3.


MIE (TH) 78 150 242 10. 7. 2.6
Hybrid 57 125 320. 8.5 0. 0.

Luketich66 MIE (Ivor Lewis) 530 7. 4. 0.9


MIE (3-field) 481 8. 5. 2.5

Sihag67 Open 76 250 365.5 9. 2.6 2.6


MIE 38 200 360.5 7. 0. 0.

EBL = estimated blood loss, L = lymphadenectomy, MIE = combined thoracoscopic and laparoscopic esophagectomy, T = thoracoscopic esophagec-
tomy, THE = transhiatal esophagectomy.
a
3-year overall survival.

134 Cancer Control April 2013, Vol. 20, No. 2


nificantly different for the open and thoracoscopic- laparoscopic approaches were compared stage for
assisted groups; however, the total laparoscopic ap- stage. It is clear that surgical oncologic principles,
proach took significantly longer than the other two such as adequate margin resections and lymphad-
procedures. The total laparoscopic and thoracoscop- enectomy, are feasible with refinements of MIE and
ic-assisted groups were associated with a significant the increasing experience of surgeons. In addition,
decrease in blood loss and transfusions as well as a Luketich et al16 found that at a mean follow-up of 19
shorter length of stay in the ICU and overall hospi- months, patients who underwent MIE had quality of
talization. Nonetheless, overall complication rates life scores comparable with preoperative values.
were similar. The incidence of respiratory infections
was not different, nor was the need to return to the Robotic Outcomes
ICU. The mortality rate was 2.6% in the open group, Since robotic technology is relatively recent, data
2.2% in the thoracoscopic-assisted group, and 0% in regarding the safety and, more importantly, the on-
the total laparoscopic group. cologic efficacy of this technique are limited. At
We previously reported our MIE experience with our institution, the first 50 patients who underwent
the use of a hand-assist port and recently updated robotic-assisted TTE were analyzed.69 Although long-
our series to include the hybrid approach (laparo- term survival has not been studied, a substitute for
scopic abdominal and minithoracotomy; Table 2).63 oncologic efficacy through the mean number of lymph
We found no difference in the median operative time nodes retrieved (20.6 9.3) and the percentage of mi-
between the MIE, hybrid, and open groups (242, 320, croscopically negative margins (100%) would indicate
and 289 minutes, respectively; P = .059). However, that robotic approaches are at least equivalent to the
there was a trend toward longer operative times in the open approach. A steep learning curve was illustrated
hybrid cohort. In addition, we found no differences in the decrease in mean operative time (479 minutes
in blood loss between the MIE and open groups (150, for the first half of cases vs 428 minutes for the second
125, and 250 mL; P = .45). Our data support the con- half; P < .05) and a decrease in morbidity after 28
cept that MIE is safe and comparable to open surgery. cases (35% vs 13%; P = .04). Due to the technologic
One of the most controversial issues with MIE is expertise required for this procedure, this technique
whether its disease-free and overall survival rates are should be limited to high-volume centers with sur-
comparable with conventional surgery. The role of geons who have substantial experience in both the
MIE in esophageal cancer has been questioned because open approach and MIE. Learning curves associated
the extent of lymphadenectomy may be compromised. with historical minimally invasive approaches may
Nevertheless, the largest randomized trial comparing also apply to the robotic approach.
open approaches proved no significant difference in
survival between THE and TTE with extended en-bloc Conclusions
lymphadenectomy.30 With multiple MIE techniques, Several minimally invasive esophagectomy (MIE)
the quality of lymph node dissection is difficult to techniques have been described and represent safe
evaluate, and many series fail to report on lymph node alternatives for the surgical management of esopha-
dissection. The only prospective study that compared geal cancer in centers with high volume and sur-
this outcome between the open approach and MIE geons experienced in MIE. In larger series, MIE has
demonstrated no significant difference in the number proven to have equivalent postoperative morbidity
and location of harvested lymph nodes.64 and mortality rates to open esophagectomy. MIE
Other concerns include the adequacy of micro- has also been associated with less blood loss, less
scopically negative (R0) resection, inadequate staging, postoperative pain, and shorter length of stay in the
local recurrence due to inadequate margins, port-site intensive care unit and hospital. Despite limited data,
recurrence, and tumor dissemination during MIE. A no significant difference in survival has been observed
retrospective study investigated the recurrence pat- between open approaches and MIE. The myriad of
terns in patients undergoing open TTE compared MIE techniques complicates the debate of defining
with patients undergoing a thoracoscopic-assisted the optimal approach for the treatment of esophageal
approach and demonstrated no difference in recur- cancer. Randomized controlled trials comparing MIE
rence rates (local, regional, or distant).68 In addition, with open esophagectomy are needed to clarify the
no differences were seen in the ability to achieve ideal procedure with the lowest postoperative morbid-
R0 margins with either approach. More importantly, ity, the best quality of life, and the longest long-term
comparable long-term survival has been reported in survival. Robotic approaches may offer advantages
the majority of series when their results are compared over conventional approaches to MIE. However, simi-
with historic controls or to open surgery.22,34 Smithers lar to MIE, these techniques should be performed at
et al64 reported no difference in 3-year survival when high-volume centers by surgeons who have sufficient
open, thoracoscopic-assisted, and total thoracoscopic/ experience with the open and MIE techniques.

April 2013, Vol. 20, No. 2 Cancer Control 135


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