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The

Oncologist ®

Gastrointestinal Cancer
Resection of the Primary Colorectal Cancer Is Not Necessary in
Nonobstructed Patients with Metastatic Disease

NEVENA DAMJANOV, JARED WEISS, DANIEL G. HALLER

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University of Pennsylvania, Abramson Cancer Center, Philadelphia, Pennsylvania, USA

Key Words. Colorectal neoplasms • Chemotherapy • Colectomy • Review literature

Disclosures: Nevena Damjanov: Honoraria: Amgen, Sanofi-Aventis, Genentech, Bristol-Myers Squibb; Jared Weiss: None;
Daniel G. Haller: None.
The content of this article has been reviewed by independent peer reviewers to ensure that it is balanced, objective, and free from
commercial bias. No financial relationships relevant to the content of this article have been disclosed by the independent peer
reviewers.

ABSTRACT
Asymptomatic patients with metastatic colorectal cancer surgery likely had better overall prognoses than those who
do not routinely need to undergo resection of the primary were not. In addition to significant prolongation of overall
tumor. Although several retrospective analyses suggest survival, current combinations of systemic chemothera-
that patients who undergo resection of the primary tumor peutic agents and targeted agents have allowed improved
live longer, most of these reviewed data prior to the advent local and distant tumor control, decreasing the likelihood
of modern polychemotherapy and are subject to consider- of local tumor-related complications requiring colon re-
able bias, as patients who were considered able to undergo section. The Oncologist 2009;14:963–969

INTRODUCTION: METASTATIC agents has improved median survival from less than 1 year
COLORECTAL CANCER with single-agent fluoropyrimidines to almost 2 years [2].
In 2009, there will be approximately 150,000 new diag- Nonetheless, less than 10% of patients diagnosed with met-
noses of colorectal cancer (CRC) in the United States. In astatic CRC (mCRC) are alive at 5 years, with most patients
that same time period, approximately 49,960 will die from dying from their cancer [1]. Consequently, in patients with
cancer of the colon and rectum. Between 20% and 25% of a limited life expectancy, in addition to improving survival,
patients diagnosed with CRC will present with metastases the potential morbidity of treatment and the treatment’s im-
at the time of initial diagnosis [1]. Therefore, appropriate pact on patient quality of life must be considered.
management of patients who present with metastatic dis- In patients with symptomatic primary CRC, the goals of
ease from a synchronous colorectal cancer is a significant resection of the primary lesion are to decrease cancer-
oncologic issue. related morbidity related typically to bleeding, obstruction,
Modern polychemotherapy combined with targeted or perforation. In addition, in selected patients, resection of

Correspondence: Nevena Damjanov, M.D., University of Pennsylvania, Abramson Cancer Center at Penn Presbyterian Medical Center, 51
North 39th Street, Philadelphia, PA 19104, USA. Telephone: 215-662-9801; Fax: 215-243-3249; e-mail: nevena.damjanov@uphs.upenn.edu
Received February 9, 2009; accepted for publication September 10, 2009; first published online in The Oncologist Express on
October 9, 2009; available online without subscription through the open access option. ©AlphaMed Press 1083-7159/2009/
$30.00/0 doi: 10.1634/theoncologist.2009-0022

The Oncologist 2009;14:963–969 www.TheOncologist.com


964 Nonobstructed mCRC: Primary Resection Unnecessary

all sites of metastatic disease can offer improvement in midine therapy. Modern chemotherapy regimens incorpo-
long-term survival. Surgical resection rapidly palliates rating the novel cytotoxic agents oxaliplatin and irinotecan
symptomatic primary colon lesions. However, resection of as well as the biologic agents bevacizumab and cetuximab
the colon in mCRC patients is associated with a 1%– 6% have improved both response rates and survival. The nega-
perioperative mortality [3– 6] and postoperative morbidity tive consequence of delaying chemotherapy to allow for
of 20%–30% [3, 6, 7]. In patients who have resectable stage surgery may therefore be increased in an era of better che-
I, II, or III cancer, any perioperative mortality and morbid- motherapy. Furthermore, if chemotherapy is able to better
ity is balanced by the potential for cure, but in patients with shrink the primary lesion, the risk/benefit ratio of surgical
incurable cancer, the benefit, if it exists, is much more mod- morbidity to palliative benefit may lean further toward risk
est. In particular, two groups of patients can be identified than before. Table 3 summarizes the outcome results of sev-
who benefit most from a nonsurgical initial approach. First eral of the key trials that define the standard of care for mod-
are those patients with bulky, aggressive metastatic disease ern chemotherapy. A discussion of the details of these
who require immediate relief of symptoms by systemic studies is beyond the scope of this review; rather, the table
therapy. Second is the patient with limited liver metastases, aims to demonstrate the high efficacy of state-of-the-art

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for whom neoadjuvant therapy followed by hepatic resec- chemotherapy.
tion is often favored over concurrent colectomy and hepatic The efficacy of neoadjuvant chemotherapy suggests
metastasectomy. that the high response rates reported in chemotherapy tri-
als are not limited to metastatic sites. For example, in
RETROSPECTIVE ANALYSES 2006, Chau et al. published a report of a phase II study
No prospective randomized clinical trials exist to guide evaluating the effect of neoadjuvant chemotherapy on 77
treatment in patients with asymptomatic primary colorectal patients with poor-risk rectal cancer [17]. Neoadjuvant
lesions and diffuse metastatic disease at presentation. Sev- chemotherapy was followed by chemoradiotherapy, total
eral retrospective analyses report a benefit from primary mesorectal excision, and adjuvant chemotherapy. En-
cancer resection; these are summarized in Table 1. Al- rolled patients received 12 weeks of capecitabine and ox-
though each of these studies reports a numerically higher aliplatin prior to capecitabine with radiation. During the
survival for patients who underwent resection compared neoadjuvant chemotherapy, patients were assessed for
with patients who did not, the analyses are subject to sub- evidence of rectal bleeding, pelvic pain, tenesmus, diar-
stantial selection bias. Patients were not randomly assigned rhea, and constipation. The objective response rate after
to treatment groups; rather, they were treated based on the 12 weeks of neoadjuvant capecitabine and oxaliplatin
standard practice of their physician. The choice to perform was 88%, and 86% of the patients with symptoms had
surgery on a given patient reflected a lower burden of dis- symptomatic improvement. Specifically, pelvic pain/
ease, higher performance status, and younger age. This se- tenesmus was decreased in 71% of patients, 90% had im-
lection bias is reflected in, but not completely elucidated by, provement in diarrhea/constipation, 100% had reduced
reported differences in population characteristics, partly rectal bleeding, and 93% had weight stabilization or
summarized in the fifth column of Table 1. As a conse- weight gain. The median time to symptom resolution was
quence of these differences, patients selected for surgery 32 days. These results were compared with the 28% re-
likely had a better prognosis and their survival advantage sponse rate in the previously reported study of neoadjuvant
may be unrelated to surgery. protracted infusion 5-fluorouracil and mitomycin-C, also in
Retrospective studies concluding against resecting patients with rectal cancer [18].
the asymptomatic primary tumor suffer from these same
confounding factors. Indeed, two of the studies [10, 11] PALLIATION OF INTESTINAL COMPLICATIONS BY
must be credited for not only recognizing and discussing NONSURGICAL METHODS
these biases, but going so far as to conclude that their Endoscopic techniques may be very effective in managing
data did not support resection despite numerically higher intestinal hemorrhage or malignant obstruction. Endolumi-
survival in the resected group. These studies are summa- nal stents inserted by surgeons, gastroenterologists, or in-
rized in Table 2. terventional radiologists are able to restore patency in many
patients with malignant bowel obstruction. In a report by
RESPONSE OF PRIMARY TUMOR Camúñez et al., more than 90% of stents remained patent
TO CHEMOTHERAPY for 6 months or more following placement [19]. Clinically
Patients given chemotherapy in the preceding retrospective significant bleeding is present in only 10% of patients with
trials mostly received regimens of single-agent fluoropyri- mCRC [2] and endoscopic laser therapy, cryotherapy, radi-
Damjanov, Weiss, Haller 965

Table 1. Retrospective studies of patients with metastatic colorectal cancer supporting the benefit of resection of the
primary tumor
Perioperative Key differences in
n (Initial morbidity (surgery Survival, population
resection/no group)/Later surgery resected vs. characteristics,
initial needed (no surgery not resected vs. not
Study resection) group) resected resected Key concerns
Ruo et al. (2003) [4] 209 20.5% 16 mo ● Site in right colon ● Imbalances in patient
103 29% 9 mo -46% R characteristics.
-28% NR ● Patients with liver-only disease
● Single site included in analysis; some of the
metastatic disease patients in the surgical arm may
-68% R have been cured via
-53% NR metastasectomy. Importance of this
● Met to liver only imbalance confirmed in analysis of

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-56% R prognostic factors showing extent
-41% NR of liver disease as only significant
● Comorbidity prognostic variable.
-32% R ● Chemotherapy used in the NR
-20% NR group was predominantly 5-FU
● LDH above normal without oxaliplatin, irinotecan, or
-52% R biologic agents.
-64% NR
Cook et al. (2005) [8] 17,657 Not reported 11 mo ● Med age ● Imbalances in patient
9,097 2 mo -67.1 R characteristics.
-70.3 NR ● No data available on performance
● Site primary R status.
-R colon 75.3% ● No data available on comorbidity.
-L colon 73.0% ● Patients operated upon with
-Rectum 45.6% metastatic disease discovered at
surgery included in surgery group.
● No data available on need for
surgery for symptom control.
Konyalian et al. (2007) [9] 62 14% R 20% NR (17/47 375 days ● Use of ● 64% of patients in NR group
47 NR patients had 138 days chemotherapy presented with symptoms of
nonresective surgery) -58% R uncontrolled bleeding, obstruction,
0% but 4.3% later -42% NR or perforation. 23 of 47 required a
required stent procedure that included
nonresective surgery in 17.
● No data on performance status.
● Data on many important
comorbidities not presented.
Galizia et al. (2008) [6] 42 43% 26 mo ● Rate of complete ● 4/42 patients in R group were
23 30% 17 mo hepatic resection brought to surgery with curative
-11.9% R intent and found to have metastases
-4.3% NR at surgery; they likely had a lower
burden of disease.
● Complete hepatic metastasectomy
can be curative. More patients
received complete hepatic resection
in the resection group, perhaps
secondary to the last bullet point.
● Low response rate to chemotherapy
likely reflects use of older
regimens; better results can be
expected with modern regimens.

Abbreviations: 5-FU, 5-fluorouracil; LDH, lactate dehydrogenase; Med, median; Met, metastases; mo, months; NR, not
resected; R, resected.

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966 Nonobstructed mCRC: Primary Resection Unnecessary

Table 2. Retrospective studies of patients with metastatic colorectal cancer refuting the benefit of resection of the primary
tumor
n (Initial Perioperative
surgery/ Survival, morbidity (surgery
Not Key differences in resected vs. group)/Later
initially population not surgery needed (no
Study resected) characteristics resected surgery group) Key concerns
Scoggins et al. 66 ● Rectal site of primary 14.5 mo 30.3% ● 10 patients in NR group
(1999) [3] 23 -21.2% R 16.6 mo 4.6% received radiation or
-47.8% NR chemoradiation. The
● Use of radiation or NR group contained 11
chemoradiation patients with rectal
-0% R cancer; radiation is
-43.5% NR particularly effective for
local control of this site.
Tebbutt et al. 280 ● Gender 14.0 mo ● 13.2% obstruction ● Unresected group

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(2003) [10] 82 -40% female R ● 5% total needed included patients whose
-27% female NR repeat surgery primary tumors were
● Performance status ⱖ2 8.2 mo ● 13.4% obstruction symptomatic.
-20% R ● 9.8% total needed ● Surgical group included
-38% NR surgery patients who were not
● Rectal site of primary known to harbor
-33% R metastatic disease until
-46% NR the time of surgery.
● Mean alkaline ● Multiple imbalances in
phosphatase known prognostic
-179 U/l R factors.
-329 U/l NR
● Mean albumin
-38.7 g/l R
-34.5 g/l NR
● Mean CEA
-809 ␮g/l R
-3139 ␮g/l NR
Stelzner et al. 128 Demographic details of 11.4 mo 11.7% surgical ● Surgery performed
(2005) [11] 58 R vs. NR groups not 4.6 mo mortality R whenever possible.
presented. Reasons for inclusion in
NR group included
advanced tumor spread,
multiple concomitant
disease, and patient
choice.
● 42/58 patients in NR
group were operated
without resection for
intestinal diversion,
formation of a
colostomy, or
diagnostic laparotomy.
Abbreviations: CEA, carcinoembryonic antigen; mo, months; NR, not resected; R, resected.

ation therapy, and photodynamic therapy may be effective of chemotherapy [22]. Of those, two (12.5%, or 0.8% of the
in controlling bleeding symptoms [20, 21]. Radiation therapy total study population) died in the 30 days following surgery.
is also useful in palliating perineal pain from local invasion Median survival of patients who underwent emergent surgery
seen in some patients with locally advanced rectal cancer. was 6 months, compared with 13 months for the 152 patients
In the event that nonsurgical methods are unsuccessful, who did not require any intervention for their primary cancer.
operative interventions, including colonic diversion, lapa-
roscopic or open colectomy, or abdominoperineal resec- PROSPECTIVE TRIALS EVALUATING THE VALUE OF
tion, may be performed. In the recently published Memorial PRIMARY RESECTION
Sloan-Kettering Cancer Center (MSKCC) study, 16 pa- Unfortunately, no randomized controlled trials have been
tients underwent emergent surgery following the initiation reported to provide level I evidence to answer this question.
Damjanov, Weiss, Haller 967

Table 3. Modern chemotherapy regimens for colorectal cancer


Study n RR OS
N016966: FOLFOX or XELOX ⫹ bevacizumab [12] 899 38% 21.3
FOLFOX-4 ⫹ cetuximab [13] 337 46% (61% in kRAS wild type) N/A
CRYSTAL: FOLFIRI ⫹ cetuximab [14] 1198 47% (59% in kRAS wild type) 24.9
BRiTE tumor registry, bevacizumab past progression group [15] 642 48% 31.8
GONO: FOLFOXIRI [16] 122 60% 22.6
Abbreviations: FOLFIRI, 5-fluorouracil, leucovorin, and irinotecan; FOLFOX, 5-fluorouracil, leucovorin, and oxaliplatin;
FOLFOXIRI, leucovorin, 5-fluorouracil, oxaliplatin, and irinotecan; GONO: Gruppo Oncologico Nord Ovest; N/A, not
available; OS, overall survival; RR, relative risk; XELOX, capecitabine and oxaliplatin.

However, one trial is ongoing. National Surgical Adjuvant apeutic regimens in most phase III trials [26 –28], as does

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Breast and Bowel Project (NSABP) C-10, a phase II trial of the addition of cetuximab [13, 14, 29, 30]. In patients who
5-fluorouracil, leucovorin, and oxaliplatin (mFOLFOX6) receive a combination of chemotherapy and biologic ther-
chemotherapy plus bevacizumab for patients with unresect- apy, there is an increased risk of grade 3 or 4 toxicities. For
able stage IV colon cancer and a synchronous asymptomatic example, in the retrospective BRiTE registry, patients with
primary tumor, has been designed to prospectively accrue 90 an intact primary tumor had a slightly increased risk (3.4%)
patients with unresected primary colon tumors and radio- of gastrointestinal perforations [31]. However, as in other
graphically confirmed, surgically unresectable metastases. bevacizumab trials, both perforations as well as sites of
The primary aim of the study is to determine the rate of ma- bleeding could occur at sites away from the original tumor.
jor morbidity for patients who are treated with mFOLFOX6 Therefore, resecting the primary tumor would not eliminate
with bevacizumab, without resection of the primary tumor. the risk of perforation or bleeding. Targeting the metastases
Major morbidity will be defined as any event related to the as well as the primary tumor with systemic therapy is likely
intact primary tumor necessitating surgery or resulting in to offer the greatest benefit to a patient with unresectable
patient death. Additional aims of this study are to evaluate cancer.
local complications and determine the rate of specific Bevacizumab is commonly added to primary chemo-
events related to the intact primary tumor requiring hospi- therapy for metastatic CRC. All of the available studies
talization or a major intervention, but not requiring surgery. with bevacizumab precluded entry by patients who had an
In addition to overall survival, the study will monitor the identified bleed within the preceding 6 months. Therefore,
rate of grade 3/4 toxicities related to study therapy prior to prospective data for the use of bevacizumab in patients with
disease progression. The trial is powered to determine out- a bleeding primary CRC are not available. However, in the
comes relative to the primary tumor, with an incidence of MSKCC study [22], bevacizumab was incorporated into
events less than 25% considered a therapeutic success. In the first-line therapy for 112 (48%) patients. No episodes of
addition, documentation will be made of how many patients intractable bleeding that required surgery were docu-
with initially unresectable metastases develop resectable mented. Therefore, in the setting of unresected primary
disease. Accrual is ongoing [23]. CRC, barring uncontrolled bleeding, the potential benefit of
bevacizumab-based polychemotherapy outweighs the
DISCUSSION small risk of bleeding or perforation.
Prospective randomized clinical trials support the use of There is no evidence that response rates of the primary
systemic polychemotherapy in patients with diffuse metas- tumor are inferior to that of the metastases; on the contrary,
tases from mCRC. Patients who are fit enough to receive the data from Chau et al. in a prospective trial demonstrate
modern chemotherapeutic regimens that combine standard that primaries may be even more responsive than metastatic
antineoplastic agents with targeted therapy have a median disease [17]. In asymptomatic patients, potential complica-
survival close to 2 years [2]. Response rates in the first-line tions from an intact primary tumor range from 10% to 20%
setting with modern combination chemotherapy range from for intestinal obstruction, 4% for gastrointestinal hemor-
more than 20% with 5-fluorouracil and leucovorin, to more rhage, and 4% for fistula formation [3, 4, 10, 32]. In the
than 50% with FOLFOX and 5-fluorouracil, leucovorin, study by Tebbutt et al., the risk of colonic obstruction was
and irinotecan (FOLFIRI) [24, 25]. The addition of bevaci- 13%, whether the tumor was resected or not, because pa-
zumab improves response rates of combination chemother- tients who underwent surgery may develop adhesions that

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968 Nonobstructed mCRC: Primary Resection Unnecessary

cause bowel obstruction or obstruction due to peritoneal re- (b) Patients who are not fit to undergo surgery, or who
currences [10]. Resection of an asymptomatic primary tu- decline surgery, should undergo endoscopic management
mor risks surgical complications and may postpone the with stents or ablation to palliate symptoms.
administration of chemotherapy that may offer systemic (as (c) Patients with potentially resectable metastases
opposed to just local) control. Most of the published retro- should undergo resections of the primary tumor and the me-
spective studies reflect systemic treatment prior to the tastases (typically, sequentially).
availability of oxaliplatin, irinotecan, bevacizumab, panitu-
mumab, or cetuximab. In addition, these retrospective stud- (i) Chemotherapy may be administered preoper-
ies do not address case selection bias, availability or atively to assess the natural history of the un-
administration of active chemotherapeutic agents, the per- derlying malignancy.
formance status, or a prospective evaluation of the initial (ii) If disease is controlled with chemotherapy, re-
burden of metastatic disease. Most patients will succumb to section of primary and secondary lesions should
metastatic disease before developing symptoms from their be considered [33].
unresected primary colorectal lesion [3]. In patients with a

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(d) In patients who have diffuse, metastatic CRC with
limited life expectancy, the morbidity and mortality of un- unresectable metastases, modern polychemotherapy with
necessary surgery or surgery that does not improve quality targeted agents will offer disease control without the mor-
of life or survival should be carefully evaluated, preferably tality and morbidity of surgery directed at the primary
in prospective, multicenter clinical trials. With the avail- lesion.
ability of effective combination chemotherapy and biologic
agents, systemic therapy for the treatment of life-threaten-
ing metastases should be paramount. AUTHOR CONTRIBUTIONS
Collection/assembly of data: Nevena Damjanov, Jared Weiss, Daniel G.
CURRENT RECOMMENDATIONS Haller
Data analysis and interpretation: Nevena Damjanov, Jared Weiss, Daniel G.
(a) Patients with evidence of perforation, significant ob- Haller
struction, or uncontrolled bleeding should undergo resec- Manuscript writing: Nevena Damjanov, Jared Weiss, Daniel G. Haller
Final approval of manuscript: Nevena Damjanov, Jared Weiss, Daniel G.
tion of the symptomatic lesion. Haller

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