Professional Documents
Culture Documents
and Kriegsfibel
By
Kristopher Imbrigotta
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Doctor of Philosophy
(German)
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at the
UNIVERSITY OF WISCONSIN-MADISON
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2013
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a note will indicate the deletion.
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UMI 3592653
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For Breann: without you this project would not have been possible
Man mu so gut schreiben, als man kann, und das mu eben schlecht genug sein.
(Brecht, BFA 27: 177)
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Acknowledgements
My work has benefited from being in a department of Brecht scholars and enthusiasts!
Marc Silberman, a wonderful advisor who gives the most valuable feedback, steering my
research and ideas in new directions, who helped from the very beginning with
brainstorming possible (and practical) ideas for my dissertation, who collaborated with
me on the online Brecht bibliography, which led to my growing interest in Brecht. But
most of all, thanks for being a colleague, not just an advisor;
Sabine Gross, the best reader I know, who encouraged me to be clear and precise with my
language and thoughts;
Jost Hermand, I will always treasure the many pleasant and fruitful discussions over
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lunch about Brecht, our research, and working in the garden;
the diss group, providing a forum for exchange of ideas, feedback, and welcomed
encouragement from colleagues, which is often the most helpful kind!
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Table of Contents
Dedication i
Acknowledgements ii
Abstract v
1. Introduction 1
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III. Defining Terms: Mimesis, Verfremdungseffekt, Gestus 39
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3. Brecht, Epic Theater, and the Visual: The Model Books of the Berliner Ensemble 55
Figures 320
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Figure 7. Final photograph in the Arbeitsjournale of Brecht in
Klein-Kltzig (Lausitz), 1952
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333
Bibliography 343
v
Dissertation Abstract
Theater is not just a visual art form but also a performative and interactive one. Bertolt
ways with visual imageryespecially photographs. These images were vital to both the
significantly in his prose and poetry as well as his essayistic work. While scholars have
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devoted attention to Brechts films and his work in other experimental media, few have
addressed the fundamental questions I investigate: How does Brecht employ photography
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to expose and critique social relations? How did his engagement with the photographic
medium differ from that of his contemporaries? This study 1) investigates how
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photography and mixed-genre experimentation impact his conception of the epic theater,
with Ruth Berlau and others at the Berliner Ensemble); 2) examines Brechts engagement
of textual and visual materials relating to his thoughts on and artistic production with
images. This study argues for a visual approach to Brechts work, providing new insight
into his dramatic theories (Gestus, Verfremdungseffekt), theatrical praxis, and his
read mass media images in order to expose contradictions and re-function history.
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Chapter One
Introduction
In a short note from 1931, Bertolt Brecht warns of the dangers of misappropriating
photographic images. He targets the Bourgeoisie, those on the political right, and the
publishers, who attempt to manipulate and monopolize the production and distribution of
die Zustnde, die auf der Welt herrschen, kaum ein Gewinn gewesen: die
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Photographie ist in den Hnden der Bourgeoisie zu einer furchtbaren
lgen wie die Setzmaschine. Die Aufgabe der AIZ [Arbeiter Illustrierte
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1
Bertolt Brecht, [Zum zehnjhrigen Bestehen der AIZ], Werke. Groe kommentierte
Berliner und Frankfurter Ausgabe, Vol. 21, eds. Werner Hecht, Jan Knopf, Werner
Mittenzwei, Klaus-Detlev Mller (Berlin und Frankfurt am Main: Aufbau and Suhrkamp,
1988 ff.), 515. Brechts collected works from Aufbau/Suhrkamp will be cited
This quote, dissected into three constitutive parts, reveals much of what originally
prompted him to problematize the medium and its contested claim to truth. He begins
with the development of the technical reproduction process in the history of photography
itself (Entwicklung der Bildreportage) that, according to Brecht, has not advanced the
access to truth. Instead, the problems associated with covering up social conditions had
culminated in the further obfuscation of reality and resulted in the Verdunkelung der
Tatbestnde. Second, Brecht criticizes both photographic and textual print media for
their potential to deceive. His comparison directly connects the written word to the
photographic image by linking the camera and the typesettertheir means of production;
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in doing so, he faults both machine and human being for perpetuating lies. Artists
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abilities to faithfully represent reality rely on their capabilities to operate such machines
can alter our perceptions of the truth. Accomplished through confrontation of different
Seite der Arbeiterklasse, entlarvte er die zum Krieg treibenden Krfte der
gehalten.2
Brecht fashions the congratulatory note to compare his own exile experience of battling
Hitler with Heartfields satirical pieces critical of the rise of fascism, the oppression of
the working class, and war. Can we see any apparent contradictions in these two
statements about the potential of photography? Had Brechts position on the status of
photography changed over time? Photomontage was hardly new by the early 1950s, but it
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Arbeiter Illustrierte Zeitung (German Workers Illustrated) for being in the service of
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truth, he does not state how the use of photomontage was effective in restoring the truth.
In both cases the textual and visual apparatuses are only as effective as the person taking
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the photograph. Brecht sets the AIZs task to uncover the truth as one that is primarily
visual, not to be overlooked by its reader. He regards the AIZ as a model exemplar of
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the print media because it restores truth to the events of the day.
corpus of textual and visual materials relating to Brechts thoughts on and artistic
production with images. Many questions still remain in current scholarship: How does
Brecht employ photography to expose and uncover social relationships? How did he
differ from his contemporaries in his engagement with the photographic medium?
2
Brecht, [Fr John Heartfield], BFA 23: 154.
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appendices that introduce and evaluate extant archival materials associated with the
While Brecht scholarship has treated radio, music, and film with some frequency,
more recent scholarship has trended towards critical examinations of Brechts work in the
area of the visual arts. Research on this area has been sporadic during the last several
decades, ranging from book-length studies to specific articles by scholars such as Jost
Hermand, Roswitha Mller, Reinhold Grimm, and Dieter Whrle. A closer (and
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sustained) look at his media theories and his work with images is long overdue, as there
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is a wealth of material in Brechts prodigious uvre yet to cover. The paucity of attention
is starting to reverse itself: Bild und Bildlichkeit was the focus of the Brecht-Tage in
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2010 at the Brecht-Haus in Berlin, and a number of scholars have begun to carve out a
Kuhn, Philippe Invernel, Welf Kienast, J. J. Long, Andreas Zinn, and Jan Gerstner.3
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This project seeks to situate Brechts interest and engagement with photography
within the existing media theory that has developed around his work, making new
contributions to the discourse on the visual imagery in the production model books from
the Berliner Ensemble, the Arbeitsjournale, and Kriegsfibel. It would be difficult to build
the case for a project on Brecht the photographer. Granted, Brecht was keen on taking
photos and wanted to find ways to include photographs in the production processes for
3
See the extended bibliography for specific information on these and other relevant
authors.
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his work.4 Yet, to speak of him as photographer would be misleading. He relied heavily
on others who had more experience (such as Ruth Berlau or Willi Saeger) to visually
record what he wantedboth his successes and failures. However, to fully discount
Brechts various experiments with the medium itself would also neglect some of his more
simply too black-and-white;5 in photography, like any other artistic medium, he saw both
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example, a volume sitting in the shelves of Brechts Nachlassbibliothek demonstrates
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both his awareness of contemporary theoretical debates as well as his primary interest in
engage with and process the abstract and practical types of photography at the time
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4
See chapter four on the Arbeitsjournale. Brecht includes personal photographs of family
and friends who visited him in exile. The journals also include many entries in which he
University of Chicago Press, 2010), 20. Linfield states that Brecht loathed
photography, but this assertion is simplistic. As this study shows, Brechts position on
photography was more nuanced as it evolved during the phases of his artistic and
geographic shifts in major projects such as the Kriegsfibel and model books.
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(1930).6 He could relate to some of what Springorum discussed in his 83-page book, but
it appears that things became too abstract and too theoretical for his taste; the hand-
written notes in the margins trail off completely by page 21. It is unclear whether Brecht
actually read the entire volume or indeed stopped at that point, but his side notes are
telling. He was apparently interested in the Wille zur Photographie, what Springorum
calls the mediums innere Plattform.7 Why do humans feel the need to photographs
things and events? How do photographs lend themselves well to capturing human
interactions? Brecht may have agreed with Springorums assertion: Fotos ndern unsere
Einstellung der Auenwelt gegenber. There are also similarities to Brechts writings on
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montage techniques (and to those of his contemporaries, including Benjamin and
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Kracauer), both in the epic theater and in the visual arts such as photomontage or the
cinema: Das Auge sieht immer, mu immer sehen; die Kamera jedoch arbeitet nicht
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selbstttig, sondern nur, wenn der Mensch es will. Der kontinuierlichen Erlebnisreihe des
Auges gegenber stehen die Zsuren, die von der Kamera in die Erscheinungswelt
eingeschnitten werden.8
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Most interesting within the context of this study are Brechts critiques in
Springorums volume. First, the author asserts that photography is Abbild durch
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Friedrich Springorum, Der Gegenstand der Photographie. Eine philosophische Studie
(Mnchen: Ernst Reinhardt, 1930) [BBA call number: B 10 / 031]. On page 12, for
Technik and umfat alles: Mechanismus, Vorgang und Ergebnis in einem.9 This
means that photographs are always a vollkommenes Bild, or a complete image that
encompasses Meinung, Kritik, Anschauung und Wertung. Brecht would never find
such a statement accurate or useful, and in fact, actively fought against such a definition
(see his essays ber Fotografie and sections of the Dreigroschenprozess). Images do
not supply meaning or inherent criticism because, according to Brecht, they do not show
what things do, only what they are. Second, Springorum proceeds to divide photography
into three categories. Naive Photographie are those images that include amateur
photography and family snapshots, those taken in order to remember life events or
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vacations, etc. Reine Photographie is supposedly the highest form including art
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photography, and is therefore an example of the complete image quoted above.10
9
Ibid., 14.
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10
These first two types of photographs (naive and pure) were not entirely useless for
Brecht. For example, he included a number of family photos in the Danish work journals,
specifically to comment visually on his exile situation. Contrast this with a very early
poem (1920) titled Betrachtung vor der Fotografie der Therese Meier, in which
Brechts narrator finds (and mocks) a faded old photograph of a recently deceased
woman left behind by a former apartment renter. While the poem pokes fun at this type
surrounding the photographic image, such as its referential and temporal qualities. See
und Karten von Stdten und Lndern, and Reklame, including reproductions for
researchers and scientists, periodicals, catalogues, views and maps of cities and states,
character of the image, and in most cases, juxtaposes images against/with some form of
caption or text so that the image itself could be excised (or as Brecht notes in the margin:
Bild tritt in Vordergrund). Here, as we see in his projects such as the Arbeitsjournale
and Kriegsfibel, the purpose of the image exists external to the image, and the spectator
must engage critically with what is visible to derive significance from it. Unlike
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Springorum, for Brecht the only category with potential is the Zweckbild; all other
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photographs he lumps together dismissively as alles andere. He was less interested in
the theories related to the conception and development of photography (the art of light
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writing, or the reaction of chemicals and light on sensitive paper); rather, he preferred
the material objectsthe actual photographs per se, products that he could employ,
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appropriate, and manipulate in order to engage his audience and readers in critical
thinking.12 This focus on photographs rather than on photography supports Brechts way
11
Ibid., 15-17.
12
Other recent monographs dealing with modern authors and their engagement with
photography and/or photographs have come to a similar conclusion. See, for example,
Carolin Duttlinger, Kafka and Photography (Oxford: Oxford University Press, 2007),
250 f.
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The following provide a summary of how this study will proceed, using three
The Modellbcher for stage productions were joint efforts on the part of theater
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Grischa Meyer has published preliminary research on these production models. Meyer
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connects the production and inception of the theater photographs with Brechts interest in
photography; as this engagement grew between the 1930s and 1950s, he became
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increasingly impressed with photographys capability to store information in the form of
images, die den Probenprozess und die Umstnde der Produktion [der Auffhrungen]
dramaturges of Brechts plays. The photographs reveal precisely what was brought out by
the details and notes of Brechts own production process (Brechts lengthy collection of
theater and the technique of photography share characteristics represented in the various
13
Grischa Meyer, Berlau fotografiert bei Brecht. Eine Zusammenarbeit (mehr oder
production photo models: for example, the isolation of human behavior(s); the distancing
effect of photography and epic theater; or the creation of independent scenic moments
that oppose totality. For Roland Barthes, the photo models become stage pictures
which come to signify the moments of epic theater.15 The theater models form realizes
elements of epic theater that, while present on stage, are perhaps not wholly perceptible
epic theater that are not realized exclusively on stage but are teased out in the
photographs themselves.
Brechts theater demands a great deal from its audience; calling it ambitious
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would be an understatement: distanced reflection, emphasis on social relationships over
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storyline, a theater of individual scenic gestures that resist totality, the insistence of
how to look and what to look for, but also to model new approaches to the theater for
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other artists. This is evident in his numerous essays on theater performance, in the
change the theater institution per se led him to set an example for other authors. Walter
Benjamin credits Brecht with this achievement, claiming: Ein Autor, der die
Schriftsteller nichts lehrt, lehrt niemanden.16 Not only do we read about this in his texts
15
Sean Carney, Brecht and Critical Theory (New York: Routledge, 2005), 89.
16
Walter Benjamin, Der Autor als Produzent, Gesammelte Schriften, Vol. 2.2, eds.
but we also see it through visual representations of the epic stage. To that end, the series
process and deeper critical study of the characters individual Haltungen for correction
discussion that seeks to situate and explain theories of epic theater visually. It focuses on
four areas in particular to which Brecht devoted substantial effort: epische Darstellung
strange) Aufbau der Figuren aus sozialem anstatt biologischem Material (constructing
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the characters out of social instead of biological material), and Gestaltung des
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Klassenkampfs (formation of class struggle).18 Furthering the ideas presented above, this
section questions how the Modellbcher fit into Brechts wider engagement with
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photography.
Arbeitsjournale (1938-1955)
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Implicitly, we might read this work in its entirety as suggesting that photographs
elucidate his ideas and trigger new approaches to art, whether to illustrate his thoughts on
the status of World War II, or simply to add an element of visuality to his reflections on
life, art, class struggle, and exile. He includes photographs from various sources to
present the reader with the manifold contradictions that are the crux of his exile situation.
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Brecht refers to this as Zweitverwertung or secondary utilization.
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See Brecht, Arbeitsjournale, BFA 27: 143.
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In the journals we read his thoughts on the origins and execution of a war defined as a
struggle against fascism and class inequality, where a political dissident like Brecht
remains effectively powerless to stop the atrocities; despite this, he employs photographs
as a means to comment on and simultaneously archive his daily events. The volatile
spectrum of the war combines with photographic images and journal entries, both to be
Typical of his project of dialectical writing, they also uncover the day-to-day banalities
underlying the very nature of war, whose definition has evolved into one of polarization,
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conflict, and disavowal of so-called truths. They display a greater tendency for
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experiment than the Kriegsfibel regarding its juxtaposed/montage forms of photograph
this part of the study examines how he challenges the conventional form of the journal.
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Scrutinizing the numerous photographs of Brecht and his family, positioned between
images of World War II, facilitates a reading of a personal Gestus at work in the
Arbeitsjournale. In the same vein as the Versuche, Brechts experiments with literary
and pictorial forms display his penchant for innovation and Bearbeitung.
Kriegsfibel
engage with and question the many images of history; it also contributes to Benjamins
photography.19 The hybrid collection offers the reader a series of carefully conceptualized
awaken historical interest, Brechts four-line epigrams incorporate themes, events, and
people from the past; the newspaper photographs are meant to visually recall specific
perspectives of war. We are invited to confront history and challenge what we believe to
see as truth. The photograph becomes the critical record of history in order for us to see
its many gestures. Photography encourages the isolation of history into fragmentary
moments for the examination of its trends, its breaks, and its subtexts.
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investigates not only the multiple interactions between epigram, photograph, caption,
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editing, etc., but also how the photographs interact with each other within the larger
historys events. Many scholars have commented on the visual dialectics of photography,
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where hybrid forms of image and text invite us to create a new form of historiography.
The photographs not only underscore the Kriegsfibels historical significance but also
position it alongside other visual historiographies that transform images into documents
of the past. The analysis provides stronger links between the production of the Kriegsfibel
and the Arbeitsjournale, thereby expanding that aspect of the Kriegsfibels treatment in
19
See Benjamins fifth thesis in ber den Begriff der Geschichte (1940): Das wahre
Bild der Vergangenheit huscht vorbei. Nur als Bild, das auf Nimmerwiedersehen im
Kriegsfibel to his Arbeitsjournale and the production model books produced at the
Berliner Ensemble.
__________
As this study demonstrates, Brecht was keenly aware of the theories and visual culture of
his time. He had an extraordinary feel for language, culture, and history, and consistently
sought new ways in which these areas could come together on stage. He worked with
visual media for most of his artistic career, whether in the theater, cinema, painting, or
photography. Engaging and experimenting with hybrid forms of media has influenced
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much of his work, including his dramatic texts, theoretical essays, and theatrical praxis.
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This study offers a more detailed analysis of how visual elementsspecifically
photographsshape, and to some extent, reproduce his texts. The function of the
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photographs in the Kriegsfibel, Arbeitsjournale, and model books visually demonstrates
how Brecht conceived and crafted these works. The photographs prompt further
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representational fidelity, or being documents in the struggle over the access to meaning.
This last aspect is particularly important for Marxist theory (in its contempt for mass
media imagery) and was his point of departure for the Kriegsfibel project.
The images play an important role for scholars in discerning how Brecht viewed
events from multiple perspectives; they also participate in the different ways in which the
spectator and/or reader can assume the role of observer (der Beobachtende): the
a device for communication for what is visible. Studying the production photographs in
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the Modellbcher of the Berliner Ensemble focuses our attention on the performance
aspects of Brechts theatrical practice; not only can we examine visual strings of
representation in the epic theater and how theater practitioners construct plays, but we
also see the problems associated with these productions and are asked to think of
generates more queries: what is/are the difference(s), if any, between the staged
photography in the journal sets, that is, the images that thematize and reference Brecht
stage photography as seen in the various model books documenting production aspects
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of the Berliner Ensemble that visually represent concepts such as Fabel (narrative content
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of the play), stage design, character development, and other foundational elements of the
Brechts engagement with photography and photographs acts as a nodal point for
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further reflection. Photographs bring events, places, and people closer to the spectator
and can make them more accessible. However, photographs also possess a quality of
distance and defamiliarization to what is visible, exposing its contradictory nature; one
can hold the image close, yet the original is not present and may not even exist anymore.
medium: distance and immediacy, objective document and subjective bias, appearance
and essence, showing what things are, as opposed to how things function historically.
Despite his best efforts to create art containing critical messages that could also appeal to
the broad masses, Brechts theater requires an audience sophisticated enough to recognize
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complex themes and techniques so that they can critically engage with and think about
contemporary social issues on stage. The target audience, therefore, would be those who
are informed but also critical of what they see. This insistance on the publics intellectual
curiosity could also be claimed for his projects dealing with photographypossessing
knowledge of the mediums history, theories, and applications. In fact, Brecht employed
photographs in order to provide a better visual understanding of his work, and to educate
the public about the dangers of media imagery and how to expose and reinterpret what
we see. This study contributes to that discourse, arguing for a visual approach to Brechts
work.
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Chapter Two
Talbot, since the mid-nineteenth century scholars and practitioners of photography have
problematized truth claims in the visual arts. As they recognized, the so-called objective
eye of the camera can only take in or record what it sees, directed by the one pushing the
button. Through a chemical process the recorded image on film is transferred to paper to
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create the visual record or document of some thing or action that has taken place.
However, the notoriously disputed truth claim of photography has much more to do with
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the problem of fixing a moment on paper, essentially producing a visual record of an
Susie Linfields recent book on images and contemporary theory, she describes
photography as a proxy for modern life and its discontents, which may explain some of
the high expectations, bitter disappointments, and pure vitriol it has engendered.20 The
technology, has its roots in Enlightenment theories of image and text. G. E. Lessings
study of the Laokoon (1766) sculpture provides a counterpoint to the statements above.
His essay insists on distinguishing between the visual arts and poetry/literature, dealing
with the question of time and its function. According to Lessing, the visual arts have an
20
See Susie Linfield, The Cruel Radiance, 13.