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Yuehe Ge

Optical Applications with


CST Microwave Studio
Dr. Frank Demming-Janssen CST AG

Gothic stained g
window of Notre-Da

http://en.wikipedia
lasmon

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Validity and Limitations
All solvers solve Maxwells Equations
Quantum effects are not considered, so:
Objects should be at least a few in size
A statistically large number of photons should be
considered
Both solvers(Time Domain with FIT and Frequency Domain
with FEM) have no inherent spatial or frequency limitation
Electrically large structures may require large amounts of
memory

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Terminology: Differences

Optical Engineer: Electrical Engineer:

- n and k - and

- wavelength - frequency
[380 750 nm] [400 790 THz]

- Transmission & - S-parameters


Reflection coeff.

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Terminology: Translation
However, translation is simple:
)
n = n + i k = n (1 + i )

= n k2 2

= 2 nk
f = c/

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Overview
Plasmonic?!
Solver Choice for Optical Applications
Optical Tutorial

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What is a Plasmon?
From Wikipedia: (..) Plasmons are collective oscillations of the
free electron gas density, for example, at optical frequencies
(.) Since plasmons are the quantization of classical plasma
oscillations, most of their properties can be derived directly
from Maxwell's equations.

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What is a Plasmon?

http://en.wikipedia.org
/wiki/Plasmon

Gothic stained glass rose window of Notre-Dame de Paris. The colors were achieved by
colloids of gold nano-particles. Window was created by Jean de Chelles on the 13th century
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Why is plasmonic still hot
Light focusing & enhancement
In classical optical systems the field concentration is limited
by the wavelength.
Focal spots of lens systems or optical fibers have about the
diameter of /2
Plasmons generate concentrated field distribution and are hot
candidates for light transmission thru sub- devices and for
sub- light focusing
optical computers, sub- optical lithography

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Why is plasmonic still hot

Channel plasmon-polariton
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3D EM Solver Overview
General purpose solver 3D-volume
large problems
Transient broadband
arbitrary time signals
narrow band / single frequency
Frequency
small problems
Domain
periodic structures with Floquet port modes

Special solver 3D-volume: closed resonant structures


strongly resonant structures, narrow band
Eigenmode
cavities

Special solver 3D-surface: large open metallic structures


Integral Equation large structures
(based on MLFMM) dominated by metal

Asymptotic Solver extremely large structures

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Solver Choice: Transient Solver
Memory efficient algorithm
solves electrical large problems

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Solver Choice: Transient Solver
Memory efficient algorithm
Perfect Boundary Approximation
reduces staircase error at dielectric/dielectric and
dielectric/PEC interface

PBA
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Staircase
Solver Choice: Transient Solver
Memory efficient algorithm
Perfect Boundary Approximation
Calculates Broadband Solution

Silver coated silica sphere


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Solver Choice: Frequency Domain
Possibly faster for electrically small models
TET mesh more accurate at metallic material
interfaces -> plasmons

HEX TET
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Solver Choice: Frequency Domain
Possibly faster for electrically small models
TET mesh more accurate at metallic material
interfaces -> plasmons
Unit Cells with Flouquet Ports

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Tutorial Content
Installation of Optical Toolkit
Examples
Plasmon grating
optical scatterer & antennas

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Installation of optical toolkit

The supplied ZIP file contains


material files for metals at
optical frequencies as well as
a project template file for
optical applications. These
files need to be extracted
into the proper directory

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Extract Material Library file
Extract *.mtd files into \\CST
STUDIO SUITE
2012\Library\Materials

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Extract Project Template file
Extract all Optical Application*.* files
into \\CST STUDIO SUITE 2012\Library\
\\STUDIO SUITE 2012\Library\New
Project Templates

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Extract Optical Nano Emitter Macro
Extract the Optical Nano Emitter.mcs
files into \\ C:\Program Files (x86)\CST
STUDIO SUITE 2012\Library\Macros\
Solver\Sources

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After Extraction

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Tutorial Example I
Efficient optical coupling into metal-insulator-metal
plasmon modes with subwavelength diffraction gratings

Michael J. Preiner, Ken T. Shimizu, Justin S. White, and Nicholas A. Melosha. APPLIED
PHYSICS LETTERS 92, 113109 2008

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Geometry/Unit Cell Details

10 nm Au
20 nm
14 nm Al2O3

5 nm Ag

Au
135 nm Au = 720 nm -> 416 THz
theta = 53 deg
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Online Example

Start with optical


application template
to set the units to
THz and nm

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Online Example

Specify background material and frequency range


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Load Materials form Library
Load optical material
properties for Gold and
Silver form the library.
Hint: You might want to
use the filter *optical
to only display the
materials for the optical
frequency range.

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Create Al2O3 Material

Create Al2O3 material


with a = n2 of 1.732

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Create Substrate

Define Brick and


align WCS as
shown

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Create Grove

Define cylinder and cut away


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Blend Edges

Select edges and blend with 20 nm

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Create Silver Layer

Create 5 nm Silver
layer by performing
a transform/copy.
Do NOT yet perform
a boolean operation

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Create Al2O3 Layer

Create 14 nm Al2O3
layer by performing a
transform/copy of
the silver layer. Do
NOT yet perform a
Boolean operation

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Create top Gold Layer
Create top 12 nm Gold layer
by performing a transform/
copy of the Al2O3 layer.

Perform
several Trim
highlighted
shape so that
only the top
layer of Gold
remains

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Boolean Operations

Perform a Intersection
check on the Al2O3 and
Silver layer (in this
order) as well and
select trim so that
the layer structure is
created

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Rename Layer

rename the
layers with
proper names
Silver Layer,
Dielectric Layer,
Gold Layer

final geometry

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Specify Boundary and Excitation Condition

Specify boundary
conditions, scan
angle and floquet
port boundaries

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Define Field Monitors

Define e-field
monitor

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Specify Mesh and Solver Parameteres

Specify curved mesh and solver settings and start solver


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Field Results

Results: Plasmon is generated in dielectric layer if polarization of


the field is in parallel to the plane of incident
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Define Parameter

Define Parameter for grating width and angle of incident


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Define Parameter Sweep

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Define Result Templates

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Sweep Result

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Tutorial Example II

Optical Properties of
Metallodielectric
Nanostructures Calculated
using Finite Difference Time
Domain Method

Chris Oubre, Peter Nordlander, The Journal of


Physical Chemistry B (2004), Vol. 108, pp.
17740-17747

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Geometry Details: Silver coated Silica Shell
96 nm
78 nm

Silver: (drude material)

Silica: = 2.08

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Online Example

Start with optical


application template
to set the units to
THz and nm

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Define silica sphere

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Define Silver sphere

use Drude
Dispersion Model.
Factor 1.602 is
used, because in
the reference
paper, the drude
parameters are
given in terms of
eV

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Specify background and frequency range

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Perform Boolean Operation

final geometry

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Specify Boundary and Symmetry Condition

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Specify Excitation

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Results

For plasmonic applications the following quantities


might be of interest:
E and H Fields possible along lines and surfaces
absorption, scattering and extinction cross section.

The following slides shows, how to extract those results

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Define Mesh Adaption Goal
To compare the results with the published paper, the following
results should be extracted:
E-Field at 553.5 THz along a line thru the sphere
Extinction cross section vs. wavelength

Since the FD Solver calculates one frequency point at a time, we will


check mesh convergence with respect to the field along the line.
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Define Field Monitors of Interest

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Setup Result Template to extract field along line

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Define 0D Results for Mesh Adaptation

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Specify Solver Settings and Start Solver

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Specify Solver Settings and Start Solver

Max Field strength along line should


not vary by more then 1% for two
checks in a row
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Results

Field strength along line for the first 6 passes. Results are reasonable
close together. Zooming in at the material interface between silver
and vacuum shows a slope instead of a jump in the field
strength. To get better results, increase mesh density at observation
point by using dummy objects.
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Add dummy spheres on vacuum silver interface

Add Dummy spheres


with 1 nm radius at
both sides

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Add dummy spheres on silver silica interface

Add two dummy spheres with 1 nm radius on silver silica


interface
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Mesh View with/ without dummy spheres

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Results

Field strength along converged after three passes. Zooming in at the


material interface between silver and vacuum shows a poper jumpin
the field strength.
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Field Results

Field inside and outside the sphere are out of phase

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Setup Extinction Cross Section Simulation

Define broadband monitors

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Change mesh adaptation settings and start solver

Without any active goal, the


maximum numbers of passes is
performed

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Scattering and absorption cross section

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Extract extinction cross section vs. wavelength

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Extract extinction cross section vs. wavelength

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Extract extinction cross section vs. wavelength

Rename and create wavelength plot and


evaluate all

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Scattering and absorption cross section

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Comparison vs. publication

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Tutorial Example III
Excitation of a Surface Plasmon

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Geometry/Unit Cell Details

Vacumm

50 nm Au = 720 nm -> 416 THz


theta = variable
250 nm Flint Glass

100 nm
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Define Template

Start with optical


application template
to set the units to
THz and nm

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Load Materials form Library
Load optical material
properties for Gold form
the library. Hint: You
might want to use the
filter *optical to only
display the materials for
the optical frequency
range.

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Create Flint Glass Material

Create Flint Glass


material with a = n2
of 1.622

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Specify background material

Specify background material


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Specify frequency range

Specify frequency range


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Create substrate

Define Brick

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Create gold layer by extruding top face

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Create vacuum top by extruding top face

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Specify boundary and excitation condition

Specify boundary conditions and scan angle


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Define excitation port

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Define excitation port

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Define Field Monitors

Define e-field
monitor

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Specify Solver Parameteres

Specify solver settings and start solver

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First Results

Only weak Plasmon is at this time. large Reflection of the incident


wave. The S-Parameter (magnitude linear) are close to 1
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Setup Parameter Sweep for excitation angle

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Setup Parameter Watch

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Start Sweep

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Sweep Results

Best angle = 39.5

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Plasmon at 39.5 deg

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Tutorial Example IV
Bright and Dark Plasmon Excitation of a Nanorod

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Model Info
In Tutorial II we showed already, how a Plasmon can be excited in a nano particle by a plane
wave. Due to symmetry reasons, only dipole and quadruple (e.g. odd) Plasmon modes can
couple to a plane wave. Those plasmons are call bright since they can observed by light
scattering. Plasmons, which will not couple to radiating field are called dark plasmons.

external field internal field

bright dark bright


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Geometry Details: Nanorod with Nanoemitter
Dark Plasmon might be excited by localized sources near the apex of the rod. In this test
model, we will use a small physical dipole of 3 nm length. The 0.25 nm gap is driven by a
high impedance port

10 nm gold Frequency range: 200 650 THz

100 nm
0.25 nm

0.25 nm
0.25 nm 3 nm

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First Step

Start with optical


application template
to set the units to
THz and nm

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Background material and Frequency Range

Specify background material and frequency range


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Define Nano Rod

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Blend Edges

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Create Nano Emitter

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Create Gap

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Create Nano Emitter

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Create Nano Emitter Port

Create Port Sheet by using pick points

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Create Nano Emitter Port

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Move Emitter

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Define Probe

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Define Broadband Monitors

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Define Integration Face for Monitor

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Define Intgration Face for Monitor

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Define Intgration Face for Monitor

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Define Intgration Face for Monitor

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Mesh Setup

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Symmetry Setup

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Solver Setup + Start

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Post Processing - Probes

E-Field probe shows


two distinct resonance
peaks -> 2 plasmons

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Post Processing - Farfield

Radiated Power shows


only one distinct
resonance peaks ->
Only one Plasmon can
decay by radiation

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Post Processing - PowerFlow

Choose proper name

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Post Processing - PowerFlow
The power flow integrated
over the rod surface gives the
total absorb power! Two more
templates for the power
flowing out of the port
(accepted power) and power
flowing away from the device
(radiated power) give use the
complete power balance of
radiated and absorbed power

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Post Processing Add. Templates
for comparison, add templates from
the farfield results

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Post Processing Add. Templates
.. and S-Parameter balance

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Post Processing calc. accepted power

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Post Processing Evaluate

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Post Processing Results: Abs. Power

Power absorbed by
the Rod. Is negative
because I have a net
power flow into the
surface

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Post Processing Results: Port Power

Power leaving the


port. Should be
similar to the power
from the S-Parameter
balance.

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Post Processing Results: Port Power

Comparison port
power and balance

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Post Processing Results: Rad. Power

Radiated Power from


Power Flow. This is a
peak value and
should be twice as
the radiated power
from farfield (RMS)
value

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Post Processing Results: Rad. Power

Comparison for
Radiated power from
Powerflow and
Farfield. Farfield
results have been
scaled by a factor of
2 to have peak values

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Tutorial Example V
Enhancement and Quenching of Single-Molecule
Fluorescence

Pascal Anger, Palash Bharadwaj, and Lukas Novotny; PHYSICAL REVIEW LETTERS 96,
113002 2006

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Model Info
The lifetime of an excited atomic state is not only a function of the atom but also of its
environment. In the mentioned paper, the fluorescence rate of a single molecule as a
function of its separation from a laser irradiated, spherical gold nanoparticle is investigated
for the case of weak excitation (no saturation). The fluorescence process can be separate
into to states. First the single molecule is excited by the incident radiation. The excitation
rate scales with |p E|2 where p is the intrinsic transition dipole moment of the molecule
and E is the local E Field at the position of the molecule. The E-Field and therefore the
excitation rate will be enhanced closed to the particle surface.
The decay of the excited state can be divided into a radiative (fluorescence) an non
radiative (ohmic losses/heat generation) path. The closer the nano emitter to the surface of
gold particle the larger the relative amount of energy lost to ohmic effects. As is shown in
the reference paper, there is a certain gap width, where the combined effects lead to an
overall increased fluorescence. The field enhancement is strong enough to out weight
energy losses to the absorption by the gold sphere.

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Geometry Details
To find the optimum particle radius
r and gap distance gap , two
separate simulations are required.
First, we need to know the field
strength at the positions of the
molecule due to the presence of the
gold nano particle. Secondly we
need simulate the quantum yield for
the molecule which is the ratio of
gap radiated to total emitted energy.
The emitting molecule is modeled as
electrical small dipole. The
simulation is performed for a
wavelength of 650 nm (461.5 THz)

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Setup Details
To fully automate the simulation of the enhancement we use simulation flow control
mechanism of Design Studio. We will setup up two independent CST MWS Models. The first
model calculates the field enhancement in the near field of the nano particle. The second
model calculates the quantum efficiency of a nano emitter.
Both models are then uploaded into the Design Studio and linked with global parameters. A
nested parameter sweep then allows to calculate the enhancement factor in a single
simulation setup.

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Model 1: Select Template

Start with optical


application template
to set the units to
THz and nm

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Online Example

Specify background material and frequency range


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Load Materials form Library
Load optical material
properties for Gold form
the library. Hint: You
might want to use the
filter *optical to only
display the materials for
the optical frequency
range.

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Define gold sphere

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Define line to extract field strength

move WCS

Define line

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Define mesh dummy
Create two copies of curve

Toggle WCS Off

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Define mesh dummy

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Define local mesh

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Specify Boundary and Symmetry Condition

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Specify Excitation

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Define Field Monitors

Define e-field
monitor

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Mesh Setup

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Solver Setup + Start

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Field Results

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Add Template Evaluate Field on Curve

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Field Results along curve

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Model 2:
Save Model 1 under a different name. Delete the wires
and result templates

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Create Nano Emitter
Check if WCS is still located on the top of the sphere.
Move WCS by a new parameter gap

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Create Nano Emitter
Run the Macro Create optical Nano Emitter.
This macro will create an
electrical small dipole (1 nm
length) in direction of the
w. The dipole will be
driven by a high impedance
Port. Furthermore, a closed
face is create to be used for
integration of a Powerflow
monitor to watch the total
emitted power. For badly
matched ports, this is more
accurate then the power
balance of the port itself

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Specify Boundary and Symmetry Condition

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Define Field Monitors

Define power
flow monitor

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Define Integration Face for Powerflow

Pick gold sphere surface and create a face including the emitter and
the sphere. An offset of gap + 5 will included the emitter.
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Mesh Setup

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Solver Setup + Start

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Post Processing - PowerFlow

Define two Evaluate field of face monitors. One for the Source
this gives us the power emitted from the source only. And one for
the radiation which returns the power which is radiated into free
space. Please use proper names for the monitors.
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Post Processing calculate Qeff

The quantum efficiency is the ratio for the two power flow integrations

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Define Parameter Sweep

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Results of Parameter Sweep

Comparison of
published results and
CST MWS Results for a
80 nm diameter gold
sphere
published MWS
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Calculate Fluorescence Rate in DS

Load the two CST MWS


models to calculate the field
along the line (E-Fields) and
the quantum efficiency
(Qeff) into a DS Project.
These blocks will have the
local parameter assigned.

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Set up simulation tasks

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Set up simulation tasks

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Define Global Parameter in DS

Assign global parameters to the local block


parameters
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Setup Post Processing
Load field along line

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Setup Post Processing
Get Field at Position gap

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Setup Post Processing
Load Qeff

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Setup Post Processing
Calculate Fluorescence enhancement

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Run Simulation
DS will now
start a simulation for the block
with the plane wave excitation
with the a gold sphere of
radius radi
extract the field along the line
start a simulation with the
nano emitter at the position
gap with the a gold sphere
of radius radi
extract the Qeff
and finally calculates the
fluorescence enhancement

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First DS Results

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Setup nested sweep

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Setup nested sweep

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Define Full workflow
With Drag and Drop and move up/down you can sort the workflow. For each
radi, the E-Field is extracted along the line in one simulation. Then the nano
emitter is swept along the position gap to calculate the Qeff. The field
strength at the position of the emitter is extracted from the first simulation in
the post processing inside the gap sweep.

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Final Results

MWS/DS Results Published Results


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